-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqIAuGKY2Sqc0ZIPBWWGBxkC2O/FKNAHb2EqpfBd/ock0yqrDfPi+mljPLb0HpGl bepdPQIgxEwMna1baxR/wQ== 0000052234-04-000020.txt : 20040513 0000052234-04-000020.hdr.sgml : 20040513 20040513162914 ACCESSION NUMBER: 0000052234-04-000020 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 ITEM INFORMATION: ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 04803346 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 8-K 1 winco8k3-04.txt FIRST QUARTER 2004 FINANCIAL RESULTS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2004 WINMILL & CO. INCORPORATED ------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 0-9667 13-1897916 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 11 Hanover Square New York, NY 10005 (Address of Principal Executive Offices) (ZIP Code) Registrant's telephone number, including area code: 1-212-785-0900 Not Applicable ------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 7. Financial Statements and Exihibits. (c) Exhibits. Exhibit No. Description of Exhibit ========== ================================================= 99.1 Press Release announcing its financial results for the first quarter ended March 31, 2004. Item 12. Results of Operations and Financial Conditions. On May 13, 2004, Winmill & Co. Incorporated (the "Company") issued a press release announcing financial results for the first quarter ended March 31, 2004. A copy of the May 13, 2004 press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information contained in this report on Form 8-K (including the exhibit) is being furnished pursuant to Item 12 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing made by the Company under the Securities Act of 1933, as amended or the Exchange Act, except as expressly set forth by specific reference in such a filing. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WINMILL & CO. INCORPORATED Date: May 13, 2004 /s/ Thomas B. Winmill --------------------- Thomas B. Winmill President EXHIBIT INDEX ------------- Exhibit Number Exhibit Description - -------------- ------------------- 99.1 Press Release announcing its financial results for the first quarter ended March 31, 2004. Exhibit 99.1 Winmill & Co. Incorporated Announces Financial Results for the First Quarter 2004 New York - Winmill & Co. Incorporated (Nasdaq: WNMLA) today announced its financial results for the first quarter ended March 31, 2004.
2004 2003 ---- ---- Revenues: Net unrealized appreciation (depreciation) of publicly held affiliates and unrealized and realized gains (losses) on proprietary trading $ 1,800,433 $ (223,406) Management, distribution and other fees 402,705 336,882 Dividends, interest and other 2,448 38,647 ------------- ------------- 2,205,586 152,123 ------------- ------------- Expenses: General and administrative 191,170 181,763 Marketing 118,068 99,633 Expense reimbursements to the Funds 39,223 38,538 Professional fees 21,000 17,000 Depreciation and amortization 18,642 17,059 ------------- ------------- 388,103 353,993 ------------- ------------- Income (loss) before income taxes 1,817,483 (201,870) Income taxes (credit) provision 728,400 (89,800) ------------- ------------- Net income (loss) $ 1,089,083 $ (112,070) ============= ============= Per share net income Basic $ 0.73 $(0.07) Diluted $ 0.72 $(0.07) Average shares outstanding: Basic 1,499,136 1,588,820 Diluted 1,517,577 1,588,820
Contact: William G. Vohrer Treasurer 1-212-785-0900 ext. 279 wvohrer@winmillco.com -----END PRIVACY-ENHANCED MESSAGE-----