-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Khsn6052oFd8DE4och6j7kTPS1pCTl7R0zyoSUxDGplHRA64ch2KQj9KOd60oB59 kjfha85X0T9MZMtELY3wcg== 0000052234-04-000004.txt : 20040331 0000052234-04-000004.hdr.sgml : 20040331 20040331171350 ACCESSION NUMBER: 0000052234-04-000004 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 ITEM INFORMATION: FILED AS OF DATE: 20040331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 04706846 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 8-K 1 winco8k12-03.txt FINANCIAL RESULTS AS OF DECEMBER 31, 2003 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2003 WINMILL & CO. INCORPORATED ------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 0-9667 13-1897916 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 11 Hanover Square New York, NY 10005 (Address of Principal Executive Offices) (ZIP Code) Registrant's telephone number, including area code: 1-212-785-0900 Not Applicable ------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 7. Financial Statements and Exihibits. (c) Exhibits. Exhibit No. Description of Exhibit ========== ================================================= 99.1 Press Release, dated March 31, 2004 announcing its financial results for the year ended December 31, 2003. Item 12. Results of Operations and Financial Conditions. On March 31, 2004, Winmill & Co. Incorporated (the "Company") issued a press release announcing financial results for the year ended December 31, 2003. A copy of the March 31, 2004 press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information contained in this report on Form 8-K (including the exhibit) is being furnished pursuant to Item 12 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing made by the Company under the Securities Act of 1933, as amended or the Exchange Act, except as expressly set forth by specific reference in such a filing. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WINMILL & CO. INCORPORATED Date: March 31, 2004 /s/ Thomas B. Winmill --------------------- Thomas B. Winmill President EXHIBIT INDEX ------------- Exhibit Number Exhibit Description - -------------- ------------------- 99.1 Press release dated March 31, 2004 Exhibit 99.1 Winmill & Co. Incorporated Announces Financial Results for the Year Ended December 31, 2003 New York - Winmill & Co. Incorporated (Nasdaq: WNMLA) today announced its financial results for the year ended December 31, 2003.
2003 2002 ------------------ ------------------ Revenues: Management, distribution and other fees $ 1,459,747 $ 1,469,731 Dividends, interest and other 29,649 179,243 Net unrealized appreciation of publicly held affiliates and unrealized and realized gains on proprietary trading 1,211,157 161,794 ------------------ ------------------ Total $ 2,700,553 $ 1,810,768 ================== ================== Net Income (Loss) $ 730,616 $ 137,328 Average Shares Basic 1,596,946 1,638,403 Diluted 1,631,344 1,649,129 Share Earnings Basic $ 0.46 $ 0.08 Diluted $ 0.45 $ 0.08
Contact: William G. Vohrer Treasurer 1-212-785-0900, ext. 279 wvohrer@winmillco.com -----END PRIVACY-ENHANCED MESSAGE-----