-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RadvgxTOQ1mySpCGU5gLD3Q9I6pHKFdiw2HRZKD5cSGBJsvV2ULoUg/C1UETx53a ahi0dfE/VzHD5oMF+2CXAQ== 0000052234-03-000043.txt : 20031114 0000052234-03-000043.hdr.sgml : 20031114 20031114154550 ACCESSION NUMBER: 0000052234-03-000043 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 ITEM INFORMATION: FILED AS OF DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 031004372 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 8-K 1 winco8k9-03.txt 3RD QUARTER EARNINGS RELEASE SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2003 WINMILL & CO. INCORPORATED ------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 0-9667 13-1897916 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 11 Hanover Square New York, NY 10005 (Address of Principal Executive Offices) (ZIP Code) Registrant's telephone number, including area code: (212) 785-0900 Not Applicable ------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 7. Financial Statements and Exihibits. (c) Exhibits. Exhibit No. Description of Exhibit ========== ================================================= 99.1 Press Release, dated November 14, 2003 announcing its financial results for the second quarter and six months ended September 30, 2003. Item 12. Results of Operations and Financial Conditions. On November 14, 2003, Winmill & Co. Incorporated (the "Company") issued a press release announcing financial results for the third quarter and nine months ended September 30, 2003. A copy of the November 14, 2003 press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information contained in this report on Form 8-K (including the exhibit) is being furnished pursuant to Item 12 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing made by the Company under the Securities Act of 1933, as amended or the Exchange Act, except as expressly set forth by specific reference in such a filing. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WINMILL & CO. INCORPORATED Date: November 14, 2003 /s/ Thomas B. Winmill --------------------- Thomas B. Winmill President EXHIBIT INDEX ------------- Exhibit Number Exhibit Description - -------------- ------------------- 99.1 Press release dated November 14, 2003 Exhibit 99.1 November 14, 2003 Winmill & Co. Incorporated Announces Third Quarter and Nine Months Results New York - Winmill & Co. Incorporated (Nasdaq: WNMLA) today announced its financial results for the third quarter ended September 30, 2003 and for the nine months ended September 30, 2003. Quarter Ended September 30: 2003 2002 - --------------------------- ---- ---- Revenue $812,949 $4,700 Net Income (Loss) $237,653 $(272,608) Average Shares Basic 1,607,848 1,628,320 Diluted 1,710,287 1,628,320 Share Earnings Basic $0.15 $(0.17) Diluted $0.14 $(0.17) Nine Months Ended September 30: 2003 2002 - ------------------------------- ---- ---- Revenue $2,211,486 $1,177,660 Net Income (Loss) $657,475 $(97,023) Average Shares Basic 1,608,251 1,655,017 Diluted 1,668,106 1,660,836 Share Earnings Basic $0.41 $(0.06) Diluted $0.39 $(0.06) Contact: William G. Vohrer Treasurer (212) 785-0900, ext. 279 wvohrer@winmillco.com -----END PRIVACY-ENHANCED MESSAGE-----