8-K 1 winco8k3-03.txt 2003 EARNINGS RELEASES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2003 WINMILL & CO. INCORPORATED ------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 0-9667 13-1897916 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 11 Hanover Square New York, NY 10005 (Address of Principal Executive Offices) (ZIP Code) Registrant's telephone number, including area code: (212) 785-0900 Not Applicable ------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 7. Financial Statements and Exihibits. (c) Exhibits. Exhibit No. Description of Exhibit ========== ================================================= 99.1 Press Release, dated August 18, 2003 announcing its financial results for the second quarter and six months ended June 30, 2003. Item 12. Results of Operations and Financial Conditions. On August 18, 2003, Winmill & Co. Incorporated (the "Company") issued a press release announcing financial results for the second quarter and six months ended June 30, 2003. A copy of the August 18, 2003 press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information contained in this report on Form 8-K (including the exhibit) is being furnished pursuant to Item 12 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing made by the Company under the Securities Act of 1933, as amended or the Exchange Act, except as expressly set forth by specific reference in such a filing. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WINMILL & CO. INCORPORATED Date: August 18, 2003 /s/ Thomas B. Winmill --------------------- Thomas B. Winmill President EXHIBIT INDEX ------------- Exhibit Number Exhibit Description -------------- ------------------- 99.1 Press release dated August 18, 2003 Exhibit 99.1 August 18, 2003 Winmill & Co. Incorporated Announces Second Quarter and Half Year Results New York - Winmill & Co. Incorporated (Nasdaq: WNMLA) today announced its financial results for the second quarter ended June 30, 2003 and for the six months ended June 30, 2003. Quarter Ended June 30: 2003 2002 ---------------------- ---- ---- Revenue $1,246,415 $448,188 Net Income $531,892 $7,487 Average Shares Basic 1,608,520 1,648,320 Diluted 1,643,652 1,648,925 Share Earnings Basic $0.33 $0.00 Diluted $0.32 $0.00 Six Months Ended June 30: 2003 2002 ------------------------- ---- ---- Revenue $1,398,537 $1,172,960 Net Income $419,822 $175,585 Average Shares Basic 1,608,520 1,648,320 Diluted 1,633,033 1,649,529 Share Earnings Basic $0.26 $0.11 Diluted $0.26 $0.11 Contact: William G. Vohrer Treasurer (212) 785-0900, ext. 279 wvohrer@winmillco.com