-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0g5qiwOPZcv+pmXB3AtqGNmAJV2KcBulChlNc7RxA3Mic/+5mh+eLIAdofWBzVs vNmclfAZey3ULLQQVvv4sw== 0000052234-03-000025.txt : 20030515 0000052234-03-000025.hdr.sgml : 20030515 20030515174019 ACCESSION NUMBER: 0000052234-03-000025 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20030515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINMILL & CO INC CENTRAL INDEX KEY: 0000052234 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 131897916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-09667 FILM NUMBER: 03706456 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQ CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: BULL & BEAR GROUP INC DATE OF NAME CHANGE: 19920703 8-K 1 winco8k3-03.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2003 WINMILL & CO. INCORPORATED ------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 0-9667 13-1897916 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incorporation) Identification No.) 11 Hanover Square New York, NY 10005 (Address of Principal Executive Offices) (ZIP Code) Registrant's telephone number, including area code: (212) 785-0900 Not Applicable ------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 9. Regulation FD Disclosure. On May 15, 2003, Winmill & Co. Incorporated issued a press release announcing financial results for the first quarter ended March 31, 2003. A copy of the May 15 press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. The information contained in this report on Form 8-K is being furnished pursuant to Item 12 under Item 9 as directed by the Securities and Exchange Commission in Release No. 34-47583 and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. WINMILL & CO. INCORPORATED Date: May 15, 2003 /s/ Thomas B. Winmill -------------------------------- Thomas B. Winmill President EXHIBIT INDEX ------------- Exhibit Number Exhibit Description - -------------- ------------------- 99.1 Press release dated May 15, 2003 Exhibit 99.1 Winmill & Co. Incorporated Reports First Quarter Results New York, NY, May 15, 2003. Winmill & Co. Incorporated (Nasdaq: WNMLA) today announced its financial results for the first quarter ended March 31, 2003.
Three Months Ended March 31: 2003 2002 ---- ---- Revenues before net realized and unrealized (losses) gains from proprietary securities trading $ 375,529 $ 407,588 Total Revenue $ 152,123 $ 724,772 Net Income (loss) $ (112,070) $ 168,098 Average Shares Basic 1,588,820 1,628,320 Diluted 1,588,820 1,628,925 Share Earnings Basic $ (0.07) $ 0.10 Diluted $ (0.07) $ 0.10
Contact: William G. Vohrer Treasurer (212) 785-0900 ext. 279 wvohrer@winmillco.com -----END PRIVACY-ENHANCED MESSAGE-----