0001752724-20-049682.txt : 20200316 0001752724-20-049682.hdr.sgml : 20200316 20200316110547 ACCESSION NUMBER: 0001752724-20-049682 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 EFFECTIVENESS DATE: 20200316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Natixis Funds Trust II CENTRAL INDEX KEY: 0000052136 IRS NUMBER: 041990692 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-00242 FILM NUMBER: 20715869 BUSINESS ADDRESS: STREET 1: 888 BOYLSTON STREET STREET 2: 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 800-283-1155 MAIL ADDRESS: STREET 1: 888 BOYLSTON STREET STREET 2: 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 FORMER COMPANY: FORMER CONFORMED NAME: IXIS Advisor Funds Trust II DATE OF NAME CHANGE: 20050502 FORMER COMPANY: FORMER CONFORMED NAME: CDC NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20010503 FORMER COMPANY: FORMER CONFORMED NAME: NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20000202 0000052136 S000008033 Natixis Oakmark Fund C000021802 Class A NEFOX C000021804 Class C NECOX C000021805 Class Y NEOYX C000188564 Class T NOKTX C000190720 Class N NOANX 0000052136 S000023548 ASG Global Alternatives Fund C000069269 Class A GAFAX C000069270 Class C GAFCX C000069271 Class Y GAFYX C000128763 Class N GAFNX C000188565 Class T GAFTX 0000052136 S000023783 Vaughan Nelson Value Opportunity Fund C000069913 Class A VNVAX C000069914 Class C VNVCX C000069915 Class Y VNVYX C000128764 Class N VNVNX C000188566 Class T VNVTX 0000052136 S000029564 ASG Managed Futures Strategy Fund C000090725 Class A AMFAX C000090726 Class C ASFCX C000090727 Class Y ASFYX C000188567 Class T MFSTX C000190721 Class N AMFNX 0000052136 S000030600 Loomis Sayles Strategic Alpha Fund C000094853 Class A LABAX C000094854 Class C LABCX C000094855 Class Y LASYX C000188568 Class T LSATX C000190722 Class N LASNX 0000052136 S000039535 Loomis Sayles Intermediate Municipal Bond Fund C000121922 Class A MIMAX C000121923 Class C MIMCX C000121924 Class Y MIMYX C000188569 Class T MIMTX 0000052136 S000042166 ASG Tactical U.S. Market Fund C000130927 Class A USMAX C000130928 Class C USMCX C000130929 Class Y USMYX C000188570 Class T USTMX 0000052136 S000051707 ASG Dynamic Allocation Fund C000162711 Class A DAAFX C000162712 Class C DACFX C000162713 Class Y DAYFX C000188571 Class T DAATX N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0000052136 XXXXXXXX 811-00242 false false false N-1A S000023783 C000069913 C000069914 C000128764 C000069915 C000188566 S000008033 C000021805 C000188564 C000021804 C000190720 C000021802 S000030600 C000188568 C000094853 C000190722 C000094855 C000094854 S000029564 C000090726 C000188567 C000090727 C000190721 C000090725 S000039535 C000188569 C000121923 C000121922 C000121924 S000023548 C000069269 C000188565 C000069270 C000128763 C000069271 S000051707 C000162711 C000162713 C000162712 C000188571 S000042166 C000130928 C000188570 C000130927 C000130929 Natixis Funds Trust II 811-00242 0000052136 R4B5ZXLI2IMIOWT67V76 888 BOYLSTON STREET Suite 800 BOSTON 02199-8197 US-MA US 617-449-2822 State Street Bank and Trust Company 1 Lincoln Street Boston 02110 617-786-3000 Custody and Accounting Records. Harris Associates L.P. 111 South Wacker Drive Suite 4600 Chicago 60606 312-646-3600 Records related to its function as Advisor Natixis Funds Trust II 888 Boylston Street Boston 02199-8197 617-449-2822 All Fund Records Vaughan Nelson Investment Management, L.P. 600 Travis Street Suite 6300 Houston 77002 (713) 224-2545 Records related to its function as Advisor Natixis Distribution, L.P. 888 Boylston Street Boston 02199-8197 617-449-2100 Records related to its function as Distributor DST Asset Manager Solutions, Inc. 2000 Crown Colony Drive Quincy 02169 617-483-5000 Records related to its function as Transfer Agent Natixis Advisors, L.P. 888 Boylston Street Boston 02199-8197 617-449-2822 Records related to its function as Administrator Loomis, Sayles & Company, L.P. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N Natixis Advisors, L.P. 549300PSRHO2UJWZNJ04 Y N N PJ Solomon Securities, LLC 8-43369 000028041 00000000000000000000 0.00000000 Natixis Asset Management Finance N/A 000000000 969500OCY8KZTP2CB380 FR 0.00000000 Harris Associates Securities L.P. 8-19988 000006959 0000000000 0.00000000 Natixis N/A 000000000 KX1WK48MPD4Y2NCUIZ63 FR 0.00000000 Natixis Investment Managers Hong Kong Limited N/A 000000000 00000000000000000000 HK 0.00000000 Natixis Distribution, L.P. 8-46325 000034754 0000000000 0.00000000 Natixis Investment Managers Securities Investment Consulting (Taipei) Co., Ltd. N/A 000000000 00000000000000000000 TW 0.00000000 DNCA Courtage N/A 000000000 00000000000000000000 FR 0.00000000 Loomis Sayles Distributors, L.P. 8-49575 000041795 00000000000000000000 0.00000000 Natixis Securities Americas LLC 8-719 000001101 549300L8G1E7ZHVEOG75 0.00000000 Natixis Investment Managers Switzerland Sarl N/A 000000000 00000000000000000000 CH 0.00000000 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 3273.28000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1940.90000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 6384.52000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 7357.20000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 97746.68000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 14090.93000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 234268.30000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 42993.10000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 1270.61000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1964.68000000 413823.56000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 1189802417.24000000 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 14658367662.34000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 438591494.37000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1938363992.16000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 1092431247.69000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1663463102.41000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1399225781.88000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 424148547.93000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1391654990.66000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 529129445.78000000 25831590562.94000000 N 1493732594.24000000 Committed 400000000.00000000 N N N N true INTERNAL CONTROL RPT 2 NCEN_9891963091183678.txt Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Natixis Funds Trust II: In planning and performing our audits of the financial statements of ASG Dynamic Allocation Fund, ASG Global Alternatives Fund, ASG Managed Futures Strategy Fund, ASG Tactical U.S. Market Fund, Loomis Sayles Intermediate Municipal Bond Fund, Loomis Sayles Strategic Alpha Fund, Natixis Oakmark Fund, and Vaughan Nelson Value Opportunity Fund, each a series of Natixis Funds Trust II (the "Funds") as of and for the year ended December 31, 2019 in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2019. This report is intended solely for the information and use of the Board of Trustees of Natixis Funds Trust II and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Boston, Massachusetts February 21, 2020 1 1