0001752724-20-021531.txt : 20200213 0001752724-20-021531.hdr.sgml : 20200213 20200212202759 ACCESSION NUMBER: 0001752724-20-021531 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191130 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Natixis Funds Trust II CENTRAL INDEX KEY: 0000052136 IRS NUMBER: 041990692 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-00242 FILM NUMBER: 20606576 BUSINESS ADDRESS: STREET 1: 888 BOYLSTON STREET STREET 2: 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 800-283-1155 MAIL ADDRESS: STREET 1: 888 BOYLSTON STREET STREET 2: 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 FORMER COMPANY: FORMER CONFORMED NAME: IXIS Advisor Funds Trust II DATE OF NAME CHANGE: 20050502 FORMER COMPANY: FORMER CONFORMED NAME: CDC NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20010503 FORMER COMPANY: FORMER CONFORMED NAME: NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20000202 0000052136 S000034097 Loomis Sayles Senior Floating Rate and Fixed Income Fund C000105118 Class A LSFAX C000105119 Class C LSFCX C000105120 Class Y LSFYX C000188118 Class N LSFNX C000188119 Class T LSFTX 0000052136 S000037523 Vaughan Nelson Select Fund C000115831 Class A VNSAX C000115832 Class C VNSCX C000115833 Class Y VNSYX C000188120 Class N VNSNX C000188121 Class T VNSTX 0000052136 S000053353 Loomis Sayles Global Growth Fund C000167848 Class A LSAGX C000167849 Class C LSCGX C000167850 Class Y LSGGX C000188122 Class N LSNGX C000188123 Class T LGGTX N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0000052136 XXXXXXXX 811-00242 false false false N-1A S000053353 C000167849 C000167850 C000188122 C000188123 C000167848 S000034097 C000188118 C000188119 C000105119 C000105118 C000105120 S000037523 C000188120 C000115833 C000115832 C000188121 C000115831 Natixis Funds Trust II 811-00242 0000052136 R4B5ZXLI2IMIOWT67V76 888 BOYLSTON STREET Suite 800 BOSTON 02199-8197 US-MA US 617-449-2822 Loomis, Sayles & Company, L.P. One Financial Center Boston 02111 617-482-2450 Records related to its function as Advisor DST Asset Manager Solutions, Inc. 2000 Crown Colony Drive Quincy 02169 617-483-5000 Records related to its function as Transfer Agent Natixis Funds Trust II 888 Boylston Street Boston 02199-8197 617-449-2822 All Fund Records Natixis Distribution, L.P. 888 Boylston Street Boston 02199-8197 617-449-2100 Records related to its function as Distributor State Street Bank and Trust Company 1 Lincoln Street Boston 02110 617-786-3000 Custody and Accounting Records. Natixis Advisors, L.P. 888 Boylston Street Boston 02199-8197 617-449-2822 Records related to its function as Administrator N N N-1A 11 Y Erik R. Sirri 000000000 N Cynthia L. Walker 000000000 N Edmond J. English 000000000 N Kirk A. Sykes 000000000 N Maureen B. Mitchell 000000000 N David L. Giunta 002290469 Y Martin T. Meehan 000000000 N Kevin P. Charleston 000000000 Y Wendell J. Knox 000000000 N James P. Palermo 000000000 N Richard A. Goglia 000000000 N Kenneth A. Drucker 000000000 N Peter J. Smail 000000000 N Kirk D. Johnson 000000000 888 Boylston Street Suite 800 Boston 02199-8197 XXXXXX N N N N N N Natixis Distribution, L.P. 8-46325 000034754 0000000000 Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N Vaughan Nelson Select Fund S000037523 549300MQN0RUPB2VOE88 N 5 0 0 N/A Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y Y N Natixis Advisors, L.P. 801-48408 000106800 549300PSRHO2UJWZNJ04 N Vaughan Nelson Investment Management, L.P. 801-51795 000106975 549300FRU9FLMWI67N43 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Chicago Mercantile Exchange Inc. SNZ2OJLFK8MNNCLQOF39 N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Merrill Lynch Valuations LLC 54930015EWCI4VNCZP82 N The London Clearing House Limited F226TOH6YD6XJB17KS62 GB N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y Natixis Advisors, L.P. 549300PSRHO2UJWZNJ04 Y N N DNCA Courtage N/A 000000000 00000000000000000000 FR 0 Natixis Asset Management Finance N/A 000000000 969500OCY8KZTP2CB380 FR 0 Natixis Distribution, L.P. 8-46325 000034754 0000000000 0 Harris Associates Securities L.P. 8-19988 000006959 0000000000 0 Loomis Sayles Distributors, L.P. 8-49575 000041795 00000000000000000000 0 Natixis N/A 000000000 KX1WK48MPD4Y2NCUIZ63 FR 0 Natixis Invesment Managers Securities Investment Consulting (Taipei) Co., Ltd. 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Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 4216.73 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 3076.57 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 15657.96 78389.37 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 2585040489.78 2585040489.78 Y 214224005.23 Committed 400000000 N N N N Loomis Sayles Global Growth Fund S000053353 5493008W63EBOWG4HO71 N 5 0 0 N/A N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y Y N Loomis, Sayles & Company, L.P. 801-170 000105377 JIZPN2RX3UMNOYIDI313 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N The London Clearing House Limited F226TOH6YD6XJB17KS62 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Chicago Mercantile Exchange Inc. 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N/A 000000000 00000000000000000000 TW 0 Natixis Investment Managers Hong Kong Limited N/A 000000000 00000000000000000000 HK 0 Natixis Distribution, L.P. 8-46325 000034754 0000000000 0 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 1386.61 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 4272.57 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 1724.41 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 3588.83 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 6141.93 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 2204.12 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 798.58 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 2317.37 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 85.53 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 7807.3 30356.81 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 282528161.82 282528161.82 Y 64006475.32 Committed 400000000 N N N N Loomis Sayles Senior Floating Rate and Fixed Income Fund S000034097 549300W7BN27J2YVE215 N 5 0 0 N/A Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y Y N Loomis, Sayles & Company, L.P. 801-170 000105377 JIZPN2RX3UMNOYIDI313 N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Chicago Mercantile Exchange Inc. SNZ2OJLFK8MNNCLQOF39 N The London Clearing House Limited F226TOH6YD6XJB17KS62 GB N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Merrill Lynch Valuations LLC 54930015EWCI4VNCZP82 N Bloomberg L.P. 549300B56MD0ZC402L06 N Y Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y Natixis Advisors, L.P. 549300PSRHO2UJWZNJ04 Y N N Natixis N/A 000000000 KX1WK48MPD4Y2NCUIZ63 FR 0 Natixis Distribution, L.P. 8-46325 000034754 0000000000 0 Natixis Securities Americas LLC 8-719 000001101 549300L8G1E7ZHVEOG75 0 Natixis Investment Managers Switzerland Sarl N/A 000000000 00000000000000000000 CH 0 Harris Associates Securities L.P. 8-19988 000006959 0000000000 0 Natixis Invesment Managers Securities Investment Consulting (Taipei) Co., Ltd. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 366676663.72 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 544362422.68 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 37165414217.25 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 268850831.6 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 493182590.68 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 610542083.83 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 282862396.73 41152044393.68 N 3226105560.35 Committed 500000000 N N N true INTERNAL CONTROL RPT 2 NCEN_7399882027154202.txt Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Natixis Funds Trust II: In planning and performing our audit of the financial statements of Loomis Sayles Senior Floating Rate and Fixed Income Fund, Loomis Sayles Global Growth Fund and Vaughan Nelson Select Fund, each a series of Natixis Funds Trust II (the "Funds") as of and for the year ended November 30, 2019 in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of November 30, 2019. This report is intended solely for the information and use of the Board of Trustees of Natixis Funds Trust II and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Boston, Massachusetts January 22, 2020