0001438934-20-000407.txt : 20200828
0001438934-20-000407.hdr.sgml : 20200828
20200828153720
ACCESSION NUMBER: 0001438934-20-000407
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200828
DATE AS OF CHANGE: 20200828
EFFECTIVENESS DATE: 20200828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natixis Funds Trust II
CENTRAL INDEX KEY: 0000052136
IRS NUMBER: 041990692
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00242
FILM NUMBER: 201147681
BUSINESS ADDRESS:
STREET 1: 888 BOYLSTON STREET
STREET 2: 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 800-283-1155
MAIL ADDRESS:
STREET 1: 888 BOYLSTON STREET
STREET 2: 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02199
FORMER COMPANY:
FORMER CONFORMED NAME: IXIS Advisor Funds Trust II
DATE OF NAME CHANGE: 20050502
FORMER COMPANY:
FORMER CONFORMED NAME: CDC NVEST FUNDS TRUST II
DATE OF NAME CHANGE: 20010503
FORMER COMPANY:
FORMER CONFORMED NAME: NVEST FUNDS TRUST II
DATE OF NAME CHANGE: 20000202
0000052136
S000008033
Natixis Oakmark Fund
C000021802
Class A
NEFOX
C000021804
Class C
NECOX
C000021805
Class Y
NEOYX
C000190720
Class N
NOANX
0000052136
S000023548
AlphaSimplex Global Alternatives Fund
C000069269
Class A
GAFAX
C000069270
Class C
GAFCX
C000069271
Class Y
GAFYX
C000128763
Class N
GAFNX
0000052136
S000023783
Vaughan Nelson Mid Cap Fund
C000069913
Class A
VNVAX
C000069914
Class C
VNVCX
C000069915
Class Y
VNVYX
C000128764
Class N
VNVNX
0000052136
S000029564
AlphaSimplex Managed Futures Strategy Fund
C000090725
Class A
AMFAX
C000090726
Class C
ASFCX
C000090727
Class Y
ASFYX
C000190721
Class N
AMFNX
0000052136
S000030600
Loomis Sayles Strategic Alpha Fund
C000094853
Class A
LABAX
C000094854
Class C
LABCX
C000094855
Class Y
LASYX
C000190722
Class N
LASNX
0000052136
S000034097
Loomis Sayles Senior Floating Rate and Fixed Income Fund
C000105118
Class A
LSFAX
C000105119
Class C
LSFCX
C000105120
Class Y
LSFYX
C000188118
Class N
LSFNX
0000052136
S000037523
Vaughan Nelson Select Fund
C000115831
Class A
VNSAX
C000115832
Class C
VNSCX
C000115833
Class Y
VNSYX
C000188120
Class N
VNSNX
0000052136
S000039535
Loomis Sayles Intermediate Municipal Bond Fund
C000121922
Class A
MIMAX
C000121923
Class C
MIMCX
C000121924
Class Y
MIMYX
0000052136
S000042166
AlphaSimplex Tactical U.S. Market Fund
C000130927
Class A
USMAX
C000130928
Class C
USMCX
C000130929
Class Y
USMYX
0000052136
S000051707
AlphaSimplex Multi-Asset Fund
C000162711
Class A
DAAFX
C000162712
Class C
DACFX
C000162713
Class Y
DAYFX
0000052136
S000053353
Loomis Sayles Global Growth Fund
C000167848
Class A
LSAGX
C000167849
Class C
LSCGX
C000167850
Class Y
LSGGX
C000188122
Class N
LSNGX
N-PX
1
BRD015_0000052136_2020.txt
BRD015_0000052136_2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-00242
NAME OF REGISTRANT: Natixis Funds Trust II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 888 Boylston Street
Suite 800
Boston, MA 02199
NAME AND ADDRESS OF AGENT FOR SERVICE: Russell Kane, Esq.
888 Boylston Street
Suite 800
Boston, MA 02199
REGISTRANT'S TELEPHONE NUMBER: 617-449-2822
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
AlphaSimplex Global Alternatives Fund
--------------------------------------------------------------------------------------------------------------------------
2U, INC. Agenda Number: 935203973
--------------------------------------------------------------------------------------------------------------------------
Security: 90214J101
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: TWOU
ISIN: US90214J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sallie L. Krawcheck Mgmt For For
John M. Larson Mgmt For For
Edward S. Macias Mgmt For For
Alexis Maybank Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ACCEL ENTERTAINMENT INC Agenda Number: 935155982
--------------------------------------------------------------------------------------------------------------------------
Security: 00436Q106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ACEL
ISIN: US00436Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Rubenstein Mgmt For For
Karl Peterson Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935163941
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John F. Bergstrom Mgmt For For
1B. Election of Director: Brad W. Buss Mgmt For For
1C. Election of Director: John F. Ferraro Mgmt For For
1D. Election of Director: Thomas R. Greco Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1G. Election of Director: Sharon L. McCollam Mgmt For For
1H. Election of Director: Douglas A. Pertz Mgmt For For
1I. Election of Director: Nigel Travis Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2020.
4. Advisory vote on the stockholder proposal Shr Against For
on the ability of stockholders to act by
written consent if presented at the annual
meeting.
--------------------------------------------------------------------------------------------------------------------------
AECOM Agenda Number: 935126664
--------------------------------------------------------------------------------------------------------------------------
Security: 00766T100
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: ACM
ISIN: US00766T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert G. Card Mgmt For For
1B. Election of Director: Peter A. Feld Mgmt For For
1C. Election of Director: Senator William H. Mgmt For For
Frist
1D. Election of Director: Jacqueline C. Hinman Mgmt For For
1E. Election of Director: Steven A. Kandarian Mgmt For For
1F. Election of Director: Dr. Robert J. Routs Mgmt For For
1G. Election of Director: Clarence T. Schmitz Mgmt For For
1H. Election of Director: Douglas W. Stotlar Mgmt For For
1I. Election of Director: Daniel R. Tishman Mgmt For For
1J. Election of Director: General Janet C. Mgmt For For
Wolfenbarger
2. Ratify the selection of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
3. Approve the 2020 Stock Incentive Plan. Mgmt For For
4. Advisory vote to approve the Company's Mgmt Against Against
executive compensation.
5. Vote against the stockholder proposal Shr For Against
regarding actions by written consent.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 935145842
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel P. Amos Mgmt For For
1B. Election of Director: W. Paul Bowers Mgmt For For
1C. Election of Director: Toshihiko Fukuzawa Mgmt For For
1D. Election of Director: Thomas J. Kenny Mgmt For For
1E. Election of Director: Georgette D. Kiser Mgmt For For
1F. Election of Director: Karole F. Lloyd Mgmt For For
1G. Election of Director: Nobuchika Mori Mgmt For For
1H. Election of Director: Joseph L. Moskowitz Mgmt For For
1I. Election of Director: Barbara K. Rimer, Mgmt For For
DrPH
1J. Election of Director: Katherine T. Rohrer Mgmt For For
1K. Election of Director: Melvin T. Stith Mgmt For For
2. To consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and accompanying
tables and narrative in the Notice of 2020
Annual Meeting of Shareholders and Proxy
Statement"
3. To consider and act upon the ratification Mgmt For For
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
AGNC INVESTMENT CORP. Agenda Number: 935138861
--------------------------------------------------------------------------------------------------------------------------
Security: 00123Q104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: AGNC
ISIN: US00123Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Donna J. Blank Mgmt For For
1.2 Election of Director: Morris A. Davis Mgmt For For
1.3 Election of Director: John D. Fisk Mgmt For For
1.4 Election of Director: Prue B. Larocca Mgmt For For
1.5 Election of Director: Paul E. Mullings Mgmt For For
1.6 Election of Director: Frances R. Spark Mgmt For For
1.7 Election of Director: Gary D. Kain Mgmt For For
2. Approval of the amendment to our Amended Mgmt For For
and Restated Certificate of Incorporation
to increase the total authorized number of
shares of common stock from 900,000,000 to
1,500,000,000.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountant for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED Agenda Number: 935169462
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 01-May-2020
Ticker: AEM
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Dr. Leanne M. Baker Mgmt For For
Sean Boyd Mgmt For For
Martine A. Celej Mgmt For For
Robert J. Gemmell Mgmt For For
Mel Leiderman Mgmt For For
Deborah McCombe Mgmt For For
James D. Nasso Mgmt For For
Dr. Sean Riley Mgmt For For
J. Merfyn Roberts Mgmt For For
Jamie C. Sokalsky Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Consideration of and, if deemed advisable, Mgmt For For
the passing of a non- binding, advisory
resolution accepting the Company's approach
to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN PLC Agenda Number: 935082305
--------------------------------------------------------------------------------------------------------------------------
Security: G0177J108
Meeting Type: Special
Meeting Date: 14-Oct-2019
Ticker: AGN
ISIN: IE00BY9D5467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. COURT MEETING: Approve the scheme of Mgmt For For
arrangement.
2. Extraordinary General Meeting: Approve the Mgmt For For
scheme of arrangement and authorize the
directors of Allergan plc to take all such
actions as they consider necessary or
appropriate for carrying the scheme of
arrangement into effect.
3. Extraordinary General Meeting: Approve the Mgmt For For
cancellation of any Allergan plc ordinary
shares in issue at 11:59 p.m., Irish time,
on the day before the Irish High Court
hearing to sanction the scheme (excluding,
in any case, any Allergan plc ordinary
shares which are held from time to time by
AbbVie Inc., Acquirer Sub (as defined in
the scheme of arrangement) or any other
subsidiary of AbbVie Inc., if any).
4. Extraordinary General Meeting: Authorize Mgmt For For
the directors of Allergan plc to allot and
issue new Allergan plc shares, fully paid
up, to Acquirer Sub and/or its nominee(s)
in connection with effecting the scheme.
5. Extraordinary General Meeting: Amend the Mgmt For For
articles of association of Allergan plc so
that any ordinary shares of Allergan plc
that are issued on or after the Voting
Record Time (as defined in the scheme of
arrangement) to persons other than Acquirer
Sub or its nominees will either be subject
to the terms of the scheme or will be
immediately and automatically acquired by
Acquirer Sub and/or its nominee(s) for the
scheme consideration.
6. Extraordinary General Meeting: Approve, on Mgmt For For
a non-binding, advisory basis, specified
compensatory arrangements between Allergan
plc and its named executive officers
relating to the transaction.
7. Extraordinary General Meeting: Approve any Mgmt For For
motion by the Chairman to adjourn the
extraordinary general meeting, or any
adjournments thereof, to solicit additional
proxies in favor of the approval of the
resolutions if there are insufficient votes
at the time of the extraordinary general
meeting to approve resolutions 2 through 5.
--------------------------------------------------------------------------------------------------------------------------
ALLETE, INC. Agenda Number: 935157051
--------------------------------------------------------------------------------------------------------------------------
Security: 018522300
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ALE
ISIN: US0185223007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn W. Dindo Mgmt For For
1B. Election of Director: George G. Goldfarb Mgmt For For
1C. Election of Director: Alan R. Hodnik Mgmt For For
1D. Election of Director: James J. Hoolihan Mgmt For For
1E. Election of Director: Heidi E. Jimmerson Mgmt For For
1F. Election of Director: Madeleine W. Ludlow Mgmt For For
1G. Election of Director: Susan K. Nestegard Mgmt For For
1H. Election of Director: Douglas C. Neve Mgmt For For
1I. Election of Director: Bethany M. Owen Mgmt For For
1J. Election of Director: Robert P. Powers Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as ALLETE's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION Agenda Number: 935178257
--------------------------------------------------------------------------------------------------------------------------
Security: 018802108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LNT
ISIN: US0188021085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Allen Mgmt For For
Michael D. Garcia Mgmt For For
Singleton B. McAllister Mgmt For For
Susan D. Whiting Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approve the Alliant Energy Corporation 2020 Mgmt For For
Omnibus Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALTICE USA, INC. Agenda Number: 935202438
--------------------------------------------------------------------------------------------------------------------------
Security: 02156K103
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: ATUS
ISIN: US02156K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Drahi Mgmt For For
1B. Election of Director: Gerrit Jan Bakker Mgmt For For
1C. Election of Director: Manon Brouillette Mgmt For For
1D. Election of Director: David Drahi Mgmt Against Against
1E. Election of Director: Dexter Goei Mgmt For For
1F. Election of Director: Mark Mullen Mgmt For For
1G. Election of Director: Dennis Okhuijsen Mgmt For For
1H. Election of Director: Charles Stewart Mgmt For For
1I. Election of Director: Raymond Svider Mgmt Against Against
2. To ratify the appointment of the Company's Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
3. To approve the amendment and restatement of Mgmt For For
our 2017 Long Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
AMDOCS LIMITED Agenda Number: 935119873
--------------------------------------------------------------------------------------------------------------------------
Security: G02602103
Meeting Type: Annual
Meeting Date: 31-Jan-2020
Ticker: DOX
ISIN: GB0022569080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Minicucci Mgmt For For
1B. Election of Director: Adrian Gardner Mgmt For For
1C. Election of Director: James S. Kahan Mgmt For For
1D. Election of Director: Rafael de la Vega Mgmt For For
1E. Election of Director: Giora Yaron Mgmt For For
1F. Election of Director: Eli Gelman Mgmt For For
1G. Election of Director: Richard T.C. LeFave Mgmt For For
1H. Election of Director: John A. MacDonald Mgmt For For
1I. Election of Director: Shuky Sheffer Mgmt For For
1J. Election of Director: Yvette Kanouff Mgmt For For
2. To approve an amendment of the Amdocs Mgmt For For
Limited 1998 Stock Option and Incentive
Plan increasing the number of shares
authorized for issuance under the plan and
the sublimit on "full value" awards under
the plan, in each case, by 3,000,000 shares
(Proposal II).
3. To approve an increase in the dividend rate Mgmt For For
under our quarterly cash dividend program
from $0.285 per share to $0.3275 per share
(Proposal III).
4. To approve our Consolidated Financial Mgmt For For
Statements for the fiscal year ended
September 30, 2019 (Proposal IV).
5. To ratify and approve the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2020, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of
such independent registered public
accounting firm in accordance with the
nature and extent of its services (Proposal
V).
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935153685
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN R. WILSON Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2020.
4. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC. Agenda Number: 935150134
--------------------------------------------------------------------------------------------------------------------------
Security: 024835100
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: ACC
ISIN: US0248351001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William C. Bayless, Mgmt For For
Jr.
1B. Election of Director: G. Steven Dawson Mgmt For For
1C. Election of Director: Cydney C. Donnell Mgmt For For
1D. Election of Director: Mary C. Egan Mgmt For For
1E. Election of Director: Edward Lowenthal Mgmt For For
1F. Election of Director: Oliver Luck Mgmt For For
1G. Election of Director: C. Patrick Oles, Jr. Mgmt For For
1H. Election of Director: John T. Rippel Mgmt For For
1I. Election of Director: Carla Pineyro Sublett Mgmt For For
2. Ratification of Ernst & Young as our Mgmt For For
independent auditors for 2020
3. To provide a non-binding advisory vote Mgmt For For
approving the Company's executive
compensation program
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935134611
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Ralph D. Crosby, Jr. Mgmt For For
1E. Election of Director: Art A. Garcia Mgmt For For
1F. Election of Director: Linda A. Goodspeed Mgmt For For
1G. Election of Director: Thomas E. Hoaglin Mgmt For For
1H. Election of Director: Sandra Beach Lin Mgmt For For
1I. Election of Director: Margaret M. McCarthy Mgmt For For
1J. Election of Director: Richard C. Notebaert Mgmt For For
1K. Election of Director: Stephen S. Rasmussen Mgmt For For
1L. Election of Director: Oliver G. Richard III Mgmt For For
1M. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 935171518
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt For For
S. Craig Lindner Mgmt For For
Kenneth C. Ambrecht Mgmt For For
John B. Berding Mgmt For For
Joseph E. Consolino Mgmt Withheld Against
Virginia C Drosos Mgmt For For
James E. Evans Mgmt For For
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
Mary Beth Martin Mgmt For For
William W. Verity Mgmt For For
John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2020.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT Agenda Number: 935171900
--------------------------------------------------------------------------------------------------------------------------
Security: 02665T306
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AMH
ISIN: US02665T3068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1B. Election of Trustee: David P. Singelyn Mgmt For For
1C. Election of Trustee: Douglas N. Benham Mgmt For For
1D. Election of Trustee: John Corrigan Mgmt For For
1E. Election of Trustee: David Goldberg Mgmt For For
1F. Election of Trustee: Matthew J. Hart Mgmt For For
1G. Election of Trustee: James H. Kropp Mgmt For For
1H. Election of Trustee: Winifred M. Webb Mgmt For For
1I. Election of Trustee: Jay Willoughby Mgmt For For
1J. Election of Trustee: Kenneth M. Woolley Mgmt For For
1K. Election of Trustee: Matthew R. Zaist Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for American Homes 4 Rent
for the fiscal year ending December 31,
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935160248
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 935171013
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francine J. Bovich Mgmt For For
1B. Election of Director: Katie Beirne Fallon Mgmt For For
1C. Election of Director: David L. Finkelstein Mgmt For For
1D. Election of Director: Thomas Hamilton Mgmt For For
1E. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1F. Election of Director: John H. Schaefer Mgmt For For
1G. Election of Director: Glenn A. Votek Mgmt For For
1H. Election of Director: Vicki Williams Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Approval of the Company's 2020 Equity Mgmt For For
Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
5. Advisory stockholder proposal regarding Shr For
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935200763
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law
5. Authorize the Board of Directors or the Mgmt For For
Audit Committee of the Board to determine
the remuneration of Ernst & Young Chartered
Accountants as the Company's Statutory
Auditor under Irish Law
--------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 935147048
--------------------------------------------------------------------------------------------------------------------------
Security: 03748R754
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: AIV
ISIN: US03748R7540
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Terry Considine Mgmt For For
1.2 Election of Director: Thomas L. Keltner Mgmt For For
1.3 Election of Director: Robert A. Miller Mgmt For For
1.4 Election of Director: Devin I. Murphy Mgmt For For
1.5 Election of Director: Kathleen M. Nelson Mgmt For For
1.6 Election of Director: John D. Rayis Mgmt For For
1.7 Election of Director: Ann Sperling Mgmt For For
1.8 Election of Director: Michael A. Stein Mgmt For For
1.9 Election of Director: Nina L. Tran Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP to serve as the independent
registered public accounting firm for the
year ending December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the 2020 Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. Agenda Number: 935117918
--------------------------------------------------------------------------------------------------------------------------
Security: 037598109
Meeting Type: Annual
Meeting Date: 14-Jan-2020
Ticker: APOG
ISIN: US0375981091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christina M. Alvord Mgmt For For
Frank G. Heard Mgmt For For
Elizabeth M. Lilly Mgmt For For
Mark A. Pompa Mgmt For For
2. ADVISORY VOTE ON APOGEE'S EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE APOGEE ENTERPRISES, INC. Mgmt For For
2019 STOCK INCENTIVE PLAN.
4. APPROVAL OF THE APOGEE ENTERPRISES, INC. Mgmt For For
2019 NON-EMPLOYEE DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO ELECT
DIRECTORS BY MAJORITY VOTE.
6. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
REDUCE THE REQUIRED VOTE OF APOGEE'S
SHAREHOLDERS, FROM SUPERMAJORITY TO
MAJORITY, TO REMOVE DIRECTORS.
7. APPROVAL OF AMENDMENT TO APOGEE'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO REDUCE THE
REQUIRED VOTE OF APOGEE'S SHAREHOLDERS,
FROM SUPERMAJORITY TO MAJORITY, TO AMEND
THE DIRECTOR REMOVAL PROVISION CONTAINED
THEREIN.
8. APPROVAL OF AN AMENDMENT TO APOGEE'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
ELIMINATE THE "ANTI-GREENMAIL" PROVISION
CONTAINED THEREIN.
9. IF PROPOSAL 8 REGARDING ELIMINATION OF THE Mgmt For For
"ANTI-GREENMAIL" PROVISION IS NOT APPROVED,
APPROVAL OF AN AMENDMENT TO APOGEE'S
RESTATED ARTICLES OF INCORPORATION TO
REDUCE THE REQUIRED VOTE OF APOGEE'S
SHAREHOLDERS, FROM SUPERMAJORITY TO
MAJORITY, TO AMEND THE "ANTI-GREENMAIL"
PROVISION CONTAINED THEREIN.
10. RATIFICATION OF THE EXCLUSIVE FORUM BY-LAW Mgmt Against Against
PROVISION.
11. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOGEE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 29, 2020.
--------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. Agenda Number: 935217681
--------------------------------------------------------------------------------------------------------------------------
Security: 037598109
Meeting Type: Annual
Meeting Date: 24-Jun-2020
Ticker: APOG
ISIN: US0375981091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Lloyd E. Mgmt For For
Johnson
1B. Election of Class I Director: Donald A. Mgmt For For
Nolan
1C. Election of Class I Director: Patricia K. Mgmt For For
Wagner
2. ADVISORY VOTE ON APOGEE'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOGEE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 27, 2021.
--------------------------------------------------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE Agenda Number: 935192283
--------------------------------------------------------------------------------------------------------------------------
Security: 03762U105
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: ARI
ISIN: US03762U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark C. Biderman Mgmt For For
Brenna Haysom Mgmt For For
Robert A. Kasdin Mgmt For For
Katherine G. Newman Mgmt For For
Eric L. Press Mgmt Withheld Against
Scott S. Prince Mgmt For For
Stuart A. Rothstein Mgmt For For
Michael E. Salvati Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Apollo Commercial Real
Estate Finance, Inc.'s independent
registered public accounting firm for the
2020 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Apollo Commercial Real
Estate Finance, Inc.'s named executive
officers, as more fully described in the
2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 935055699
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U502
Meeting Type: Annual
Meeting Date: 06-Aug-2019
Ticker: AINV
ISIN: US03761U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elliot Stein, Jr. Mgmt For For
Bradley J. Wechsler Mgmt Withheld Against
James C. Zelter Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Apollo
Investment Corporation's (the "Company")
independent registered public accounting
firm for the fiscal year ending March 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
APPLE HOSPITALITY REIT, INC. Agenda Number: 935156605
--------------------------------------------------------------------------------------------------------------------------
Security: 03784Y200
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: APLE
ISIN: US03784Y2000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn W. Bunting Mgmt For For
Jon A. Fosheim Mgmt For For
Kristian M. Gathright Mgmt Withheld Against
Glade M. Knight Mgmt For For
Justin G. Knight Mgmt For For
Blythe J. McGarvie Mgmt For For
Daryl A. Nickel Mgmt For For
L. Hugh Redd Mgmt For For
2. Approval on an advisory basis of executive Mgmt Against Against
compensation paid by the Company.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm to serve
for 2020.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 935156629
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: George L. Fotiades Mgmt For For
1b. Election of Director: B. Craig Owens Mgmt For For
1c. Election of Director: Dr. Joanne C. Smith Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of an amendment to the 2018 Equity Mgmt For For
Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935002775
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 08-Jul-2019
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt For For
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders (including,
without limitation, that the number of
shares issued does not exceed 25% of the
Company's then outstanding common stock).
--------------------------------------------------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORP Agenda Number: 935139039
--------------------------------------------------------------------------------------------------------------------------
Security: 04013V108
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: ACRE
ISIN: US04013V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William S. Benjamin Mgmt For For
Caroline E. Blakely Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as described in
the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT, INC Agenda Number: 935173310
--------------------------------------------------------------------------------------------------------------------------
Security: 042315507
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ARR
ISIN: US0423155078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott J. Ulm Mgmt For For
Jeffrey J. Zimmer Mgmt For For
Daniel C. Staton Mgmt For For
Marc H. Bell Mgmt Withheld Against
Z. Jamie Behar Mgmt For For
Carolyn Downey Mgmt For For
Thomas K. Guba Mgmt For For
Robert C. Hain Mgmt For For
John P. Hollihan, III Mgmt For For
Stewart J. Paperin Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as ARMOUR's independent
registered certified public accountants for
the fiscal year 2020.
3. To approve, by non-binding advisory vote, Mgmt For For
ARMOUR's 2019 executive compensation.
4. To approve, by non-binding advisory vote, Mgmt 1 Year For
the frequency of future stockholder
advisory votes relating to ARMOUR's
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935158825
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: Frank E. English, Jr. Mgmt For For
1E. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1F. Election of Director: David S. Johnson Mgmt For For
1G. Election of Director: Kay W. McCurdy Mgmt For For
1H. Election of Director: Christopher C. Miskel Mgmt For For
1I. Election of Director: Ralph J. Nicoletti Mgmt For For
1J. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
the fiscal year ending December 31, 2020.
3. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
4. Stockholder Proposal: Diversity Search Shr For Against
Policy.
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA YIELD PLC Agenda Number: 935211108
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and reports of the Mgmt For For
directors and the auditors for the year
ended 31 December 2019
2 To approve the directors' remuneration Mgmt For For
report, excluding the directors'
remuneration policy, for the year ended 31
December 2019
3 To approve the directors' remuneration Mgmt Against Against
policy
4 Re-election of Jackson Robinson as director Mgmt For For
of the Company
5 Re-election of Andrea Brentan as director Mgmt For For
of the Company
6 Re-election of Robert Dove as director of Mgmt Against Against
the Company
7 Re-election of Francisco J. Martinez as Mgmt For For
director of the Company
8 Allotment of Share Capital Mgmt For For
9 Disapplication of Pre-emption rights Mgmt For For
10 Change in the Company name Mgmt For For
11 Appropriation of Distributable Profits and Mgmt For
Deeds of Release
--------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION Agenda Number: 935116853
--------------------------------------------------------------------------------------------------------------------------
Security: 049560105
Meeting Type: Annual
Meeting Date: 05-Feb-2020
Ticker: ATO
ISIN: US0495601058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. Kevin Akers Mgmt For For
1B. Election of Director: Robert W. Best Mgmt For For
1C. Election of Director: Kim R. Cocklin Mgmt For For
1D. Election of Director: Kelly H. Compton Mgmt For For
1E. Election of Director: Sean Donohue Mgmt For For
1F. Election of Director: Rafael G. Garza Mgmt For For
1G. Election of Director: Richard K. Gordon Mgmt For For
1H. Election of Director: Robert C. Grable Mgmt For For
1I. Election of Director: Nancy K. Quinn Mgmt For For
1J. Election of Director: Richard A. Sampson Mgmt For For
1K. Election of Director: Stephen R. Springer Mgmt For For
1L. Election of Director: Diana J. Walters Mgmt Against Against
1M. Election of Director: Richard Ware II Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Proposal for an advisory vote by Mgmt For For
shareholders to approve the compensation of
the Company's named executive officers for
fiscal 2019 ("Say-on-Pay").
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935081579
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2019
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: R. Glenn Hubbard Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Scott F. Powers Mgmt For For
1H. Election of Director: William J. Ready Mgmt For For
1I. Election of Director: Carlos A. Rodriguez Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 935161238
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Terry S. Brown Mgmt For For
1C. Election of Director: Alan B. Buckelew Mgmt For For
1D. Election of Director: Ronald L. Havner, Jr. Mgmt For For
1E. Election of Director: Stephen P. Hills Mgmt For For
1F. Election of Director: Richard J. Lieb Mgmt For For
1G. Election of Director: Timothy J. Naughton Mgmt For For
1H. Election of Director: H. Jay Sarles Mgmt For For
1I. Election of Director: Susan Swanezy Mgmt For For
1J. Election of Director: W. Edward Walter Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the year ending December 31, 2020.
3. To adopt a resolution approving, on a Mgmt For For
non-binding advisory basis, the
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
4. To amend the Company's Charter to eliminate Mgmt For For
the stockholder supermajority voting
requirements for approval of future Charter
amendments and other extraordinary actions.
--------------------------------------------------------------------------------------------------------------------------
AVANGRID, INC. Agenda Number: 935205220
--------------------------------------------------------------------------------------------------------------------------
Security: 05351W103
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: AGR
ISIN: US05351W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ignacio S. Galan Mgmt For For
John Baldacci Mgmt For For
Daniel Alcain Lopez Mgmt For For
Pedro Azagra Blazquez Mgmt For For
Robert Duffy Mgmt For For
Teresa Herbert Mgmt For For
Patricia Jacobs Mgmt For For
John Lahey Mgmt For For
Jose angel M. Rodriguez Mgmt For For
Santiago M. Garrido Mgmt For For
Jose Sainz Armada Mgmt For For
Alan Solomont Mgmt For For
Elizabeth Timm Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS AVANGRID, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED Agenda Number: 935165490
--------------------------------------------------------------------------------------------------------------------------
Security: G0692U109
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AXS
ISIN: BMG0692U1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas C. Ramey Mgmt For For
Wilhelm Zeller Mgmt For For
Lizabeth H. Zlatkus Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation paid to our named executive
officers.
3. To appoint Deloitte Ltd., Hamilton, Mgmt For For
Bermuda, to act as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020 and to
authorize the Board of Directors, acting
through the Audit Committee, to set the
fees for the independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935171897
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration.
3 ADVISORY RESOLUTION ON APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935147036
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) E. Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: James R. Gavin III Mgmt For For
1E. Election of Director: Peter S. Hellman Mgmt For For
1F. Election of Director: Michael F. Mahoney Mgmt For For
1G. Election of Director: Patricia B. Morrison Mgmt For For
1H. Election of Director: Stephen N. Oesterle Mgmt For For
1I. Election of Director: Cathy R. Smith Mgmt For For
1J. Election of Director: Thomas T. Stallkamp Mgmt For For
1K. Election of Director: Albert P.L. Stroucken Mgmt For For
1L. Election of Director: Amy A. Wendell Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Stockholder Proposal - Independent Board Shr For Against
Chairman
5. Stockholder Proposal - Right to Act by Shr For Against
Written Consent
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670108
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKA
ISIN: US0846701086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE MORTGAGE TRUST, INC Agenda Number: 935203391
--------------------------------------------------------------------------------------------------------------------------
Security: 09257W100
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: BXMT
ISIN: US09257W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael B. Nash Mgmt For For
Stephen D. Plavin Mgmt For For
Leonard W. Cotton Mgmt For For
Thomas E. Dobrowski Mgmt For For
Martin L. Edelman Mgmt For For
Henry N. Nassau Mgmt Withheld Against
Jonathan L. Pollack Mgmt Withheld Against
Lynne B. Sagalyn Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Advisory Vote on Executive Compensation: To Mgmt For For
approve in a non-binding, advisory vote,
the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC. Agenda Number: 935182749
--------------------------------------------------------------------------------------------------------------------------
Security: 094235108
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: BLMN
ISIN: US0942351083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director with term Mgmt For For
expiring in 2023: James R. Craigie
1B. Election of Class II Director with term Mgmt For For
expiring in 2023: David J. Deno
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered certified public
accounting firm for the fiscal year ending
December 27, 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
4. To approve the Bloomin' Brands, Inc. 2020 Mgmt For For
Omnibus Incentive Compensation Plan.
5. To vote on a stockholder proposal Shr For Against
requesting that the Company take action to
declassify the Board.
6. To vote on a stockholder proposal Shr Against For
requesting that the Board issue a report
assessing how the Company could increase
efforts to mitigate supply chain greenhouse
gas emissions.
--------------------------------------------------------------------------------------------------------------------------
BROADMARK REALTY CAPITAL INC Agenda Number: 935215928
--------------------------------------------------------------------------------------------------------------------------
Security: 11135B100
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: BRMK
ISIN: US11135B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joseph L. Schocken Mgmt For For
1.2 Election of Director: Jeffrey B. Pyatt Mgmt For For
1.3 Election of Director: Stephen G. Haggerty Mgmt For For
1.4 Election of Director: Daniel J. Hirsch Mgmt For For
1.5 Election of Director: Kevin M. Luebbers Mgmt For For
1.6 Election of Director: Norma J. Lawrence Mgmt For For
1.7 Election of Director: David A. Karp Mgmt For For
2. The ratification of the appointment of Moss Mgmt For For
Adams LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935218025
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: BAM
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Murilo Ferreira Mgmt For For
Janice Fukakusa Mgmt For For
Frank J. McKenna Mgmt For For
Rafael Miranda Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as the Mgmt For For
external auditor and authorizing the
directors to set its remuneration.
3 The Say on Pay Resolution set out in the Mgmt For For
Corporation's Management Information
Circular dated April 27, 2020 (the
"Circular").
4 The Shareholder Proposal One set out in the Shr Against For
Circular.
5 The Shareholder Proposal Two set out in the Shr Against For
Circular.
--------------------------------------------------------------------------------------------------------------------------
BROWN & BROWN, INC. Agenda Number: 935154978
--------------------------------------------------------------------------------------------------------------------------
Security: 115236101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: BRO
ISIN: US1152361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Hyatt Brown Mgmt For For
Samuel P. Bell, III Mgmt For For
Hugh M. Brown Mgmt For For
J. Powell Brown Mgmt For For
Lawrence L. Gellerstedt Mgmt For For
James C. Hays Mgmt For For
Theodore J. Hoepner Mgmt For For
James S. Hunt Mgmt For For
Toni Jennings Mgmt For For
Timothy R.M. Main Mgmt For For
H. Palmer Proctor, Jr. Mgmt For For
Wendell S. Reilly Mgmt For For
Chilton D. Varner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Brown & Brown, Inc.'s
independent registered public accountants
for the fiscal year ending December 31,
2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY Agenda Number: 935154877
--------------------------------------------------------------------------------------------------------------------------
Security: 131193104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ELY
ISIN: US1311931042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Oliver G. Brewer III Mgmt For For
Samuel H. Armacost Mgmt For For
Scott H. Baxter Mgmt For For
John C. Cushman, III Mgmt For For
Laura J. Flanagan Mgmt For For
Russell L. Fleischer Mgmt For For
John F. Lundgren Mgmt For For
Adebayo O. Ogunlesi Mgmt Withheld Against
Linda B. Segre Mgmt For For
Anthony S. Thornley Mgmt For For
2. Ratify, on an advisory basis, the Mgmt For For
appointment of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. Approve an amendment to the Certificate of Mgmt For For
Incorporation to eliminate cumulative
voting in the election of directors.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST Agenda Number: 935154485
--------------------------------------------------------------------------------------------------------------------------
Security: 133131102
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: CPT
ISIN: US1331311027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Campo Mgmt For For
Heather J. Brunner Mgmt For For
Mark D. Gibson Mgmt For For
Scott S. Ingraham Mgmt For For
Renu Khator Mgmt For For
D. Keith Oden Mgmt For For
William F. Paulsen Mgmt For For
F.A Sevilla-Sacasa Mgmt For For
Steven A. Webster Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent registered public
accounting firm.
3. Approval, by an advisory vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935085882
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 20-Nov-2019
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2020.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2019 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL, INC. Agenda Number: 935115178
--------------------------------------------------------------------------------------------------------------------------
Security: 14057J101
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: CFFN
ISIN: US14057J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director for three-year term: Mgmt For For
Michel' Philipp Cole
1B Election of Director for three-year term: Mgmt For For
Jeffrey M. Johnson
1C Election of Director for three-year term: Mgmt For For
Michael T. McCoy, M.D.
2 Advisory vote on executive compensation. Mgmt For For
3 The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as Capitol Federal
Financial, Inc.'s independent auditors for
the fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CAPSTEAD MORTGAGE CORPORATION Agenda Number: 935157556
--------------------------------------------------------------------------------------------------------------------------
Security: 14067E506
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CMO
ISIN: US14067E5069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jack Biegler Mgmt For For
1.2 Election of Director: Michelle P. Goolsby Mgmt For For
1.3 Election of Director: Gary Keiser Mgmt For For
1.4 Election of Director: Christopher W. Mgmt For For
Mahowald
1.5 Election of Director: Michael G. O'Neil Mgmt For For
1.6 Election of Director: Phillip A. Reinsch Mgmt For For
1.7 Election of Director: Mark S. Whiting Mgmt For For
2. To approve on an advisory (non-binding) Mgmt For For
basis our 2019 executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION Agenda Number: 935132112
--------------------------------------------------------------------------------------------------------------------------
Security: 143873107
Meeting Type: Special
Meeting Date: 02-Apr-2020
Ticker: CARO
ISIN: US1438731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of November 17, 2019, by
and between United Bankshares, Inc.
("United") and Carolina Financial
Corporation ("Carolina Financial"), as may
be amended from time to time, under which
Carolina Financial will merge with and into
United, a copy of which is included as
Appendix A to the prospectus and joint
proxy statement.
2. Approval, on a non-binding advisory basis, Mgmt For For
of certain compensation that may become
payable to Carolina Financial's named
executive officers in connection with the
merger.
3. Approval of the adjournment, postponement Mgmt For For
or continuance of the special meeting on
one or more occasions, if necessary or
appropriate, in order to further solicit
additional proxies, in the event that there
are not sufficient votes at the time of the
special meeting to adopt the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC. Agenda Number: 935092318
--------------------------------------------------------------------------------------------------------------------------
Security: 144577103
Meeting Type: Special
Meeting Date: 14-Nov-2019
Ticker: CRZO
ISIN: US1445771033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Agreement and Plan of Merger, Mgmt For For
dated as of July 14, 2019 (as amended from
time to time, the "merger agreement"), by
and between Callon Petroleum Company and
Carrizo Oil & Gas, Inc.
2. Approve, on a non-binding advisory basis, Mgmt For For
the compensation that may be paid or become
payable to Carrizo's named executive
officers that is based on or otherwise
relates to the merger contemplated by the
merger agreement.
3. Approve any motion to adjourn the Carrizo Mgmt For For
special meeting, if necessary to solicit
additional proxies if there are not
sufficient votes of holders of Carrizo's
common stock to approve Proposal 1 at the
time of the Carrizo special meeting.
--------------------------------------------------------------------------------------------------------------------------
CARS.COM INC. Agenda Number: 935081149
--------------------------------------------------------------------------------------------------------------------------
Security: 14575E105
Meeting Type: Annual
Meeting Date: 30-Oct-2019
Ticker: CARS
ISIN: US14575E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Forbes Mgmt For For
Jerri DeVard Mgmt For For
Jill Greenthal Mgmt For For
Thomas Hale Mgmt For For
Michael Kelly Mgmt For For
Donald A. McGovern Jr. Mgmt For For
Greg Revelle Mgmt For For
Bala Subramanian Mgmt For For
T. Alex Vetter Mgmt For For
Bryan Wiener Mgmt For For
2. Ratify the appointment of Ernst & Young Mgmt For For
LLP, an independent registered public
accounting firm, as our independent
certified public accountants for fiscal
year 2019.
3. Frequency on advisory vote to approve the Mgmt 1 Year For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 935158546
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CBRE
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brandon B. Boze Mgmt For For
1B. Election of Director: Beth F. Cobert Mgmt For For
1C. Election of Director: Curtis F. Feeny Mgmt For For
1D. Election of Director: Reginald H. Gilyard Mgmt For For
1E. Election of Director: Shira D. Goodman Mgmt For For
1F. Election of Director: Christopher T. Jenny Mgmt For For
1G. Election of Director: Gerardo I. Lopez Mgmt For For
1H. Election of Director: Robert E. Sulentic Mgmt For For
1I. Election of Director: Laura D. Tyson Mgmt For For
1J. Election of Director: Ray Wirta Mgmt For For
1K. Election of Director: Sanjiv Yajnik Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation for 2019.
4. Stockholder proposal regarding our Shr For Against
stockholders' ability to call special
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION Agenda Number: 935138974
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James H. Bingham Mgmt For For
Michael J. Brown, Sr. Mgmt For For
C. Dennis Carlton Mgmt For For
Michael F. Ciferri Mgmt For For
John C. Corbett Mgmt For For
Jody J. Dreyer Mgmt For For
Griffin A. Greene Mgmt For For
John H. Holcomb, III Mgmt For For
Charles W. McPherson Mgmt For For
Richard Murray, IV Mgmt For For
G. Tierso Nunez, II Mgmt For For
Thomas E. Oakley Mgmt For For
G. Ruffner Page, Jr. Mgmt For For
Ernest S. Pinner Mgmt For For
William K. Pou, Jr. Mgmt For For
Daniel R. Richey Mgmt For For
David G. Salyers Mgmt For For
Joshua A. Snively Mgmt For For
Mark W. Thompson Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Approval of the proposal to ratify the Mgmt For For
appointment of the independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION Agenda Number: 935206690
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Special
Meeting Date: 21-May-2020
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
dated January 25, 2020 (the "Merger
Agreement"), by and between CenterState and
South State Corporation ("South State") and
the transactions contemplated thereby,
including the merger of CenterState with
and into South State (the "Merger
Proposal").
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to CenterState's named
executive officers in connection with the
transactions contemplated by the Merger
Agreement.
3. To approve a proposal to adjourn or Mgmt For For
postpone the Special Meeting, if necessary
or appropriate, to solicit additional
proxies if there are not sufficient votes
present at the Special Meeting to approve
the merger proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of CenterState common
stock.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935174386
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Julie L. Mgmt For For
Gerberding, M.D., M.P.H.
1b. Election of Class I Director: Brent Shafer Mgmt For For
1c. Election of Class I Director: William D. Mgmt For For
Zollars
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm of Cerner Corporation for
2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Approval of the proposed amendment to our Mgmt For For
Third Restated Certificate of Incorporation
to declassify the Board of Directors.
5. Approval of the proposed amendment to our Mgmt For For
Third Restated Certificate of Incorporation
to amend the advance notice provisions for
director nominations.
--------------------------------------------------------------------------------------------------------------------------
CHENIERE ENERGY, INC. Agenda Number: 935197043
--------------------------------------------------------------------------------------------------------------------------
Security: 16411R208
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: LNG
ISIN: US16411R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G. Andrea Botta Mgmt For For
1B. Election of Director: Jack A. Fusco Mgmt For For
1C. Election of Director: Vicky A. Bailey Mgmt For For
1D. Election of Director: Nuno Brandolini Mgmt For For
1E. Election of Director: Michele A. Evans Mgmt For For
1F. Election of Director: David I. Foley Mgmt For For
1G. Election of Director: David B. Kilpatrick Mgmt For For
1H. Election of Director: Andrew Langham Mgmt For For
1I. Election of Director: Courtney R. Mather Mgmt For For
1J. Election of Director: Donald F. Robillard, Mgmt For For
Jr
1K. Election of Director: Neal A. Shear Mgmt For For
2. Approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation of the Company's
named executive officers for 2019.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
4. Approve the Cheniere Energy, Inc. 2020 Mgmt For For
Incentive Plan.
5. Shareholder Proposal regarding climate Shr Against For
change risk analysis
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE LODGING TRUST Agenda Number: 935066630
--------------------------------------------------------------------------------------------------------------------------
Security: 165240102
Meeting Type: Special
Meeting Date: 10-Sep-2019
Ticker: CHSP
ISIN: US1652401027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consider and vote on a proposal to approve Mgmt For For
the merger of Chesapeake Lodging Trust with
and into a subsidary of Park Hotels &
Resorts Inc. ("Park") pursuant to the
Agreement and Plan of Merger, dated as of
May 5, 2019 (the "Merger Agreement"), by
and among Park, PK Domestic Property LLC,
PK Domestic Sub LLC and Chesapeake Lodging
Trust, as it may be amended from time to
time (the "Merger Proposal").
2. Consider and vote upon a non-binding Mgmt Against Against
advisory proposal to approve compensation
that may be paid or become payable to
Chesapeake Lodging Trust's named executive
officers in connection with the Merger,
Merger Agreement and the transactions
contemplated by the Merger Agreement (the
"Chesapeake Compensation Proposal").
3. Consider and vote upon a proposal to Mgmt For For
approve one or more adjournments of the
Special Meeting of Shareholders of
Chesapeake Lodging Trust, if necessary or
appropriate, for the purpose of soliciting
additional votes for the approval of the
Merger Proposal (the "Chesapeake
Adjournment Proposal").
--------------------------------------------------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION Agenda Number: 935203416
--------------------------------------------------------------------------------------------------------------------------
Security: 16934Q208
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: CIM
ISIN: US16934Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul Donlin Mgmt For For
1B. Election of Director: Mark Abrams Mgmt For For
1C. Election of Director: Gerard Creagh Mgmt For For
1D. Election of Director: Brian P. Reilly Mgmt For For
2. The proposal to approve a non-binding Mgmt For For
advisory resolution on executive
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the Company for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935172712
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Baldocchi Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil Flanzraich Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
4. Shareholder Proposal - Retention of Shares Shr Against For
5. Shareholder Proposal - Independent Board Shr For Against
Chair
6. Shareholder Proposal - Report on Employment Shr For Against
Arbitration
7. Shareholder Proposal - Written Consent of Shr For Against
Shareholders
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935169931
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019
2A Allocation of disposable profit Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve)
3 Discharge of the Board of Directors Mgmt For For
4A Election of Auditor: Election of Mgmt For For
PricewaterhouseCoopers AG (Zurich) as our
statutory auditor
4B Election of Auditor: Ratification of Mgmt For For
appointment of PricewaterhouseCoopers LLP
(United States) as independent registered
public accounting firm for purposes of U.S.
securities law reporting
4C Election of Auditor: Election of BDO AG Mgmt For For
(Zurich) as special audit firm
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael G. Atieh Mgmt For For
5C Election of Director: Sheila P. Burke Mgmt For For
5D Election of Director: James I. Cash Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Michael P. Connors Mgmt For For
5G Election of Director: John A. Edwardson Mgmt For For
5H Election of Director: Robert J. Hugin Mgmt For For
5I Election of Director: Robert W. Scully Mgmt For For
5J Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5K Election of Director: Theodore E. Shasta Mgmt For For
5L Election of Director: David H. Sidwell Mgmt For For
5M Election of Director: Olivier Steimer Mgmt For For
5N Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors
7A Election of the Compensation Committee of Mgmt For For
the Board of Directors: Michael P. Connors
7B Election of the Compensation Committee of Mgmt For For
the Board of Directors: Mary Cirillo
7C Election of the Compensation Committee of Mgmt For For
the Board of Directors: John A. Edwardson
7D Election of the Compensation Committee of Mgmt For For
the Board of Directors: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy
9 Amendment to the Articles of Association Mgmt For For
relating to authorized share capital for
general purposes
10 Reduction of share capital Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting
11B Compensation of Executive Management for Mgmt For For
the next calendar year
12 Advisory vote to approve executive Mgmt Against Against
compensation under U.S. securities law
requirements
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935187989
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert M. Calderoni Mgmt For For
1B. Election of Director: Nanci E. Caldwell Mgmt For For
1C. Election of Director: Robert D. Daleo Mgmt For For
1D. Election of Director: Murray J. Demo Mgmt For For
1E. Election of Director: Ajei S. Gopal Mgmt For For
1F. Election of Director: David J. Henshall Mgmt For For
1G. Election of Director: Thomas E. Hogan Mgmt For For
1H. Election of Director: Moira A. Kilcoyne Mgmt For For
1I. Election of Director: Peter J. Sacripanti Mgmt For For
1J. Election of Director: J. Donald Sherman Mgmt For For
2. Approval of the Company's Second Amended Mgmt For For
and Restated 2014 Equity Incentive Plan
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020
4 Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935142719
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jon E. Barfield Mgmt For For
1B. Election of Director: Deborah H. Butler Mgmt For For
1C. Election of Director: Kurt L. Darrow Mgmt For For
1D. Election of Director: William D. Harvey Mgmt For For
1E. Election of Director: Patricia K. Poppe Mgmt For For
1F. Election of Director: John G. Russell Mgmt For For
1G. Election of Director: Suzanne F. Shank Mgmt For For
1H. Election of Director: Myrna M. Soto Mgmt For For
1I. Election of Director: John G. Sznewajs Mgmt For For
1J. Election of Director: Ronald J. Tanski Mgmt For For
1K. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Approve the 2020 Performance Incentive Mgmt For For
Stock Plan.
5. Shareholder Proposal - Political Shr For Against
Contributions Disclosure.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA EUROPEAN PARTNERS Agenda Number: 935185555
--------------------------------------------------------------------------------------------------------------------------
Security: G25839104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CCEP
ISIN: GB00BDCPN049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the Report and Accounts Mgmt For For
2. Approval of the Directors' Remuneration Mgmt For For
Policy
3. Approval of the Directors' Remuneration Mgmt For For
Report
4. Election of Jan Bennink as a director of Mgmt For For
the Company
5. Election of Thomas H. Johnson as a director Mgmt For For
of the Company
6. Election of Dessi Temperley as a director Mgmt For For
of the Company
7. Re-election of Jose Ignacio Comenge as a Mgmt For For
director of the Company
8. Re-election of Francisco Crespo Benitez as Mgmt For For
a director of the Company
9. Re-election of Irial Finan as a director of Mgmt For For
the Company
10. Re-election of Damian Gammell as a director Mgmt For For
of the Company
11. Re-election of Nathalie Gaveau as a Mgmt For For
director of the Company
12. Re-election of alvaro Gomez Trenor-Aguilar Mgmt For For
as a director of the Company
13. Re-election of Dagmar Kollmann as a Mgmt For For
director of the Company
14. Re-election of Alfonso Libano Daurella as a Mgmt For For
director of the Company
15. Re-election of Lord Mark Price as a Mgmt For For
director of the Company
16. Re-election of Mario Rotllant Sola as a Mgmt For For
director of the Company
17. Reappointment of the Auditor Mgmt For For
18. Remuneration of the Auditor Mgmt For For
19. Political Donations Mgmt For For
20. Authority to allot new shares Mgmt For For
21. Waiver of mandatory offer provisions set Mgmt For
out in Rule 9 of the Takeover Code
22. Authority to disapply pre-emption rights Mgmt For For
23. Authority to purchase own shares on market Mgmt For For
24. Authority to purchase own shares off market Mgmt For For
25. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA FINANCIAL, INC Agenda Number: 935174867
--------------------------------------------------------------------------------------------------------------------------
Security: 197641103
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: CLBK
ISIN: US1976411033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank Czerwinski Mgmt For For
Michael Massood, Jr. Mgmt For For
Elizabeth E. Randall Mgmt For For
James Kuiken Mgmt For For
Paul Van Ostenbridge Mgmt Withheld Against
Lucy Sorrentini Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal year 2020.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, whether the frequency of shareholder
voting on executive compensation should be
held every one, two or three years.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA BRANDS, INC. Agenda Number: 935067694
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anil Arora Mgmt For For
1B. Election of Director: Thomas K. Brown Mgmt For For
1C. Election of Director: Stephen G. Butler Mgmt For For
1D. Election of Director: Sean M. Connolly Mgmt For For
1E. Election of Director: Joie A. Gregor Mgmt For For
1F. Election of Director: Rajive Johri Mgmt For For
1G. Election of Director: Richard H. Lenny Mgmt For For
1H. Election of Director: Melissa Lora Mgmt For For
1I. Election of Director: Ruth Ann Marshall Mgmt For For
1J. Election of Director: Craig P. Omtvedt Mgmt For For
1K. Election of Director: Scott Ostfeld Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditor for fiscal 2020.
3. Advisory approval of our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 935163282
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: George Campbell, Jr. Mgmt For For
1B. Election of Director: Ellen V. Futter Mgmt For For
1C. Election of Director: John F. Killian Mgmt For For
1D. Election of Director: John McAvoy Mgmt For For
1E. Election of Director: William J. Mulrow Mgmt For For
1F. Election of Director: Armando J. Olivera Mgmt For For
1G. Election of Director: Michael W. Ranger Mgmt For For
1H. Election of Director: Linda S. Sanford Mgmt For For
1I. Election of Director: Deirdre Stanley Mgmt For For
1J. Election of Director: L.Frederick Mgmt For For
Sutherland
2. Ratification of appointment of independent Mgmt For For
accountants.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC. Agenda Number: 935207882
--------------------------------------------------------------------------------------------------------------------------
Security: 21925Y103
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: CSOD
ISIN: US21925Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dean Carter Mgmt For For
Richard Haddrill Mgmt For For
Adam L. Miller Mgmt For For
Joseph Osnoss Mgmt For For
Elisa A. Steele Mgmt For For
Steffan C. Tomlinson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cornerstone
OnDemand, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935189313
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael R. Klein Mgmt For For
1B. Election of Director: Andrew C. Florance Mgmt For For
1C. Election of Director: Laura Cox Kaplan Mgmt For For
1D. Election of Director: Michael J. Glosserman Mgmt For For
1E. Election of Director: John W. Hill Mgmt For For
1F. Election of Director: Robert W. Musslewhite Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Nassetta
1H. Election of Director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CVR ENERGY, INC. Agenda Number: 935197423
--------------------------------------------------------------------------------------------------------------------------
Security: 12662P108
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CVI
ISIN: US12662P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia A. Agnello Mgmt For For
SungHwan Cho Mgmt For For
Jaffrey A. Firestone Mgmt For For
Jonathan Frates Mgmt For For
Hunter C. Gary Mgmt Withheld Against
David L. Lamp Mgmt For For
Stephen Mongillo Mgmt For For
James M. Strock Mgmt For For
2. To approve, by a non-binding, advisory Mgmt For For
vote, our named executive officer
compensation ("Say-on-Pay").
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as CVR Energy's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935150615
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Hefner Filler Mgmt For For
1B. Election of Director: Thomas P. Joyce, Jr. Mgmt For For
1C. Election of Director: Teri List-Stoll Mgmt For For
1D. Election of Director: Walter G. Lohr, Jr. Mgmt For For
1E. Election of Director: Jessica L. Mega, MD, Mgmt For For
MPH
1F. Election of Director: Pardis C. Sabeti, MD, Mgmt For For
D. Phil.
1G. Election of Director: Mitchell P. Rales Mgmt For For
1H. Election of Director: Steven M. Rales Mgmt For For
1I. Election of Director: John T. Schwieters Mgmt For For
1J. Election of Director: Alan G. Spoon Mgmt For For
1K. Election of Director: Raymond C. Stevens, Mgmt For For
Ph.D.
1L. Election of Director: Elias A. Zerhouni, MD Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2020
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935172611
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Collins Mgmt For For
1B. Election of Director: Mark G. Foletta Mgmt For For
1C. Election of Director: Eric J. Topol, M.D. Mgmt For For
2. To ratify the selection by the audit Mgmt For For
committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935197740
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt For For
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt Against Against
the compensation paid to the Company's
named executive officers
3. Proposal to approve, on an advisory basis, Mgmt 1 Year For
the frequency of holding an advisory vote
on the compensation paid to the Company's
named executive officers
4. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935186153
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA GAYLOR Mgmt For For
S. STEVEN SINGH Mgmt For For
2. Approval, on an advisory basis, of Mgmt 1 Year For
frequency of future non- binding votes on
our named executive officers' compensation.
3. Ratification of selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year ending January 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 935152316
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Helen E. Dragas Mgmt For For
1C. Election of Director: James O. Ellis, Jr. Mgmt For For
1D. Election of Director: Thomas F. Farrell, II Mgmt For For
1E. Election of Director: D. Maybank Hagood Mgmt For For
1F. Election of Director: John W. Harris Mgmt For For
1G. Election of Director: Ronald W. Jibson Mgmt For For
1H. Election of Director: Mark J. Kington Mgmt For For
1I. Election of Director: Joseph M. Rigby Mgmt For For
1J. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1K. Election of Director: Robert H. Spilman, Mgmt For For
Jr.
1L. Election of Director: Susan N. Story Mgmt For For
1M. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Auditor.
3. Advisory Vote on Approval of Executive Mgmt For For
Compensation (Say on Pay).
4. Shareholder Proposal Regarding a Policy to Shr For Against
Require an Independent Chair
5. Shareholder Proposal Regarding the Right of Shr Against For
Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
DOUGLAS EMMETT, INC. Agenda Number: 935197194
--------------------------------------------------------------------------------------------------------------------------
Security: 25960P109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: DEI
ISIN: US25960P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan A. Emmett Mgmt For For
Jordan L. Kaplan Mgmt For For
Kenneth M. Panzer Mgmt For For
Christopher H. Anderson Mgmt For For
Leslie E. Bider Mgmt For For
Dr. David T. Feinberg Mgmt For For
Virginia A. McFerran Mgmt For For
Thomas E. O Hern Mgmt For For
William E. Simon, Jr. Mgmt Withheld Against
Johnese M. Spisso Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. To approve, in a non-binding advisory vote, Mgmt Against Against
our executive compensation.
4. To approve amendments to the Douglas Emmett Mgmt For For
Inc. 2016 Omnibus Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda Number: 935150184
--------------------------------------------------------------------------------------------------------------------------
Security: 233331107
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: DTE
ISIN: US2333311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerard M. Anderson Mgmt For For
David A. Brandon Mgmt For For
Charles G. McClure, Jr. Mgmt For For
Gail J. McGovern Mgmt For For
Mark A. Murray Mgmt For For
Gerardo Norcia Mgmt For For
Ruth G. Shaw Mgmt For For
Robert C. Skaggs, Jr. Mgmt For For
David A. Thomas Mgmt For For
Gary H. Torgow Mgmt For For
James H. Vandenberghe Mgmt For For
Valerie M. Williams Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors
3. Provide a nonbinding vote to approve the Mgmt For For
Company's executive compensation
4. Vote on a shareholder proposal relating to Shr For Against
additional disclosure of political
contributions
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935148975
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Daniel R. DiMicco Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
William E. Kennard Mgmt For For
E. Marie McKee Mgmt For For
Marya M. Rose Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy's independent registered public
accounting firm for 2020
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Shareholder proposal regarding independent Shr For Against
board chair
5. Shareholder proposal regarding elimination Shr For
of supermajority voting provisions in Duke
Energy's Certificate of Incorporation
6. Shareholder proposal regarding providing a Shr For Against
semiannual report on Duke Energy's
political contributions and expenditures
7. Shareholder proposal regarding providing an Shr For Against
annual report on Duke Energy's lobbying
payments
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 935133493
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: John P. Case
1B. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: James B. Connor
1C. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Ngaire E. Cuneo
1D. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Charles R. Eitel
1E. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Tamara D. Fischer
1F. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Norman K. Jenkins
1G. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Melanie R. Sabelhaus
1H. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Peter M. Scott, III
1I. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: David P. Stockert
1J. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Chris Sultemeier
1K. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Michael E. Szymanczyk
1L. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Warren M. Thompson
1M. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY Agenda Number: 935057340
--------------------------------------------------------------------------------------------------------------------------
Security: 23355L106
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: DXC
ISIN: US23355L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mukesh Aghi Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: David L. Herzog Mgmt For For
1d. Election of Director: Sachin Lawande Mgmt For For
1e. Election of Director: J. Michael Lawrie Mgmt For For
1f. Election of Director: Mary L. Krakauer Mgmt For For
1g. Election of Director: Julio A. Portalatin Mgmt For For
1h. Election of Director: Peter Rutland Mgmt For For
1i. Election of Director: Michael J. Salvino Mgmt For For
1j. Election of Director: Manoj P. Singh Mgmt For For
1k. Election of Director: Robert F. Woods Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
ending March 31, 2020
3. Approval, by advisory vote, of named Mgmt Against Against
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
EAGLE MATERIALS INC Agenda Number: 935056401
--------------------------------------------------------------------------------------------------------------------------
Security: 26969P108
Meeting Type: Annual
Meeting Date: 06-Aug-2019
Ticker: EXP
ISIN: US26969P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: George J. Damiris Mgmt For For
1B. Election of Director: Martin M. Ellen Mgmt For For
1C. Election of Director: David B. Powers Mgmt For For
2. Advisory resolution regarding the Mgmt Against Against
compensation of our named executive
officers.
3. To approve the expected appointment of Mgmt For For
Ernst & Young LLP as independent auditors
for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
EASTERLY GOVERNMENT PROPERTIES, INC. Agenda Number: 935178904
--------------------------------------------------------------------------------------------------------------------------
Security: 27616P103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DEA
ISIN: US27616P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Darrell W. Crate Mgmt Against Against
1.2 Election of Director: William C. Trimble, Mgmt For For
III
1.3 Election of Director: Michael P. Ibe Mgmt For For
1.4 Election of Director: William H. Binnie Mgmt For For
1.5 Election of Director: Cynthia A. Fisher Mgmt For For
1.6 Election of Director: Scott D. Freeman Mgmt For For
1.7 Election of Director: Emil W. Henry, Jr. Mgmt For For
1.8 Election of Director: Tara S. Innes Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of our named executive officer
compensation.
3. Ratification of the Audit Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935171708
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: D. Pike Aloian Mgmt For For
1B. Election of Director: H.C. Bailey, Jr. Mgmt For For
1C. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1D. Election of Director: Donald F. Colleran Mgmt For For
1E. Election of Director: Hayden C. Eaves III Mgmt For For
1F. Election of Director: David H. Hoster II Mgmt For For
1G. Election of Director: Marshall A. Loeb Mgmt For For
1H. Election of Director: Mary E. McCormick Mgmt For For
1I. Election of Director: Leland R. Speed Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935220626
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Anthony J. Bates Mgmt For For
1B. Election of director: Adriane M. Brown Mgmt For For
1C. Election of director: Jesse A. Cohn Mgmt For For
1D. Election of director: Diana Farrell Mgmt For For
1E. Election of director: Logan D. Green Mgmt For For
1F. Election of director: Bonnie S. Hammer Mgmt For For
1G. Election of director: Jamie Iannone Mgmt For For
1H. Election of director: Kathleen C. Mitic Mgmt For For
1I. Election of director: Matthew J. Murphy Mgmt For For
1J. Election of director: Pierre M. Omidyar Mgmt For For
1K. Election of director: Paul S. Pressler Mgmt For For
1L. Election of director: Robert H. Swan Mgmt For For
1M. Election of director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal regarding written Shr For Against
consent, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
ELLINGTON FINANCIAL INC. Agenda Number: 935155134
--------------------------------------------------------------------------------------------------------------------------
Security: 28852N109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: EFC
ISIN: US28852N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas F. Robards Mgmt For For
Lisa Mumford Mgmt Withheld Against
Laurence Penn Mgmt For For
Ronald I. Simon, Ph.D. Mgmt For For
Edward Resendez Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. The ratification of PricewaterhouseCoopers Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935155576
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. R. Burbank Mgmt For For
1B. Election of Director: P. J. Condon Mgmt For For
1C. Election of Director: L. P. Denault Mgmt For For
1D. Election of Director: K. H. Donald Mgmt For For
1E. Election of Director: P. L. Frederickson Mgmt For For
1F. Election of Director: A. M. Herman Mgmt For For
1G. Election of Director: M. E. Hyland Mgmt For For
1H. Election of Director: S. L. Levenick Mgmt For For
1I. Election of Director: B. L. Lincoln Mgmt For For
1J. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Independent Registered
Public Accountants for 2020.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
EQUITY COMMONWEALTH Agenda Number: 935212376
--------------------------------------------------------------------------------------------------------------------------
Security: 294628102
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: EQC
ISIN: US2946281027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sam Zell Mgmt For For
James S. Corl Mgmt For For
Martin L. Edelman Mgmt For For
Edward A. Glickman Mgmt For For
David A. Helfand Mgmt For For
Peter Linneman Mgmt For For
James L. Lozier, Jr. Mgmt For For
Mary Jane Robertson Mgmt For For
Kenneth Shea Mgmt For For
Gerald A. Spector Mgmt For For
James A. Star Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 935144282
--------------------------------------------------------------------------------------------------------------------------
Security: 29472R108
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: ELS
ISIN: US29472R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Berkenfield Mgmt For For
Philip Calian Mgmt For For
David Contis Mgmt For For
Constance Freedman Mgmt For For
Thomas Heneghan Mgmt For For
Tao Huang Mgmt For For
Marguerite Nader Mgmt For For
Scott Peppet Mgmt For For
Sheli Rosenberg Mgmt For For
Samuel Zell Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2020.
3. Approval on a non-binding, advisory basis Mgmt For For
of our executive compensation as disclosed
in the Proxy Statement.
4. Amendment of the Company's Charter to Mgmt For For
increase from 400,000,000 to 600,000,000
the number of shares of Common Stock the
Company is authorized to issue.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 935196659
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond Bennett Mgmt For For
Linda Walker Bynoe Mgmt For For
Connie K. Duckworth Mgmt For For
Mary Kay Haben Mgmt For For
Tahsinul Zia Huque Mgmt For For
Bradley A. Keywell Mgmt For For
John E. Neal Mgmt For For
David J. Neithercut Mgmt For For
Mark J. Parrell Mgmt For For
Mark S. Shapiro Mgmt For For
Stephen E. Sterrett Mgmt For For
Samuel Zell Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditor for 2020.
3. Approval of Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC. Agenda Number: 935159930
--------------------------------------------------------------------------------------------------------------------------
Security: 297178105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: ESS
ISIN: US2971781057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith R. Guericke Mgmt For For
Maria R. Hawthorne Mgmt For For
Amal M. Johnson Mgmt For For
Mary Kasaris Mgmt For For
Irving F. Lyons, III Mgmt For For
George M. Marcus Mgmt For For
Thomas E. Robinson Mgmt For For
Michael J. Schall Mgmt For For
Byron A. Scordelis Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
year ending December 31, 2020.
3. Advisory vote to approve the Company's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 935155386
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ES
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Cotton M. Cleveland Mgmt For For
1B. Election of Trustee: James S. DiStasio Mgmt For For
1C. Election of Trustee: Francis A. Doyle Mgmt For For
1D. Election of Trustee: Linda Dorcena Forry Mgmt For For
1E. Election of Trustee: James J. Judge Mgmt For For
1F. Election of Trustee: John Y. Kim Mgmt For For
1G. Election of Trustee: Kenneth R. Leibler Mgmt For For
1H. Election of Trustee: David H. Long Mgmt For For
1I. Election of Trustee: William C. Van Faasen Mgmt For For
1J. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935145690
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Christopher Crane Mgmt For For
1E. Election of Director: Yves de Balmann Mgmt For For
1F. Election of Director: Nicholas DeBenedictis Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of the Exelon 2020 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FAIR ISAAC CORPORATION Agenda Number: 935126056
--------------------------------------------------------------------------------------------------------------------------
Security: 303250104
Meeting Type: Annual
Meeting Date: 04-Mar-2020
Ticker: FICO
ISIN: US3032501047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Braden R. Kelly Mgmt For For
1b. Election of Director: Fabiola R. Arredondo Mgmt For For
1c. Election of Director: A. George Battle Mgmt For For
1d. Election of Director: James D. Kirsner Mgmt For For
1e. Election of Director: William J. Lansing Mgmt For For
1f. Election of Director: Eva Manolis Mgmt For For
1g. Election of Director: Marc F. McMorris Mgmt For For
1h. Election of Director: Joanna Rees Mgmt For For
1i. Election of Director: David A. Rey Mgmt For For
2. To approve the amendment to the 2012 Mgmt For For
Long-Term Incentive Plan.
3. To approve the advisory (non-binding) Mgmt For For
resolution relating to the named executive
officer compensation as disclosed in the
proxy statement.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 30,2020.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 935152998
--------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: FRT
ISIN: US3137472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Jon E. Bortz Mgmt For For
1.2 Election of Trustee: David W. Faeder Mgmt For For
1.3 Election of Trustee: Elizabeth I. Holland Mgmt For For
1.4 Election of Trustee: Mark S. Ordan Mgmt For For
1.5 Election of Trustee: Gail P. Steinel Mgmt For For
1.6 Election of Trustee: Joseph S. Vassalluzzo Mgmt For For
1.7 Election of Trustee: Donald C. Wood Mgmt For For
2. To hold an advisory vote approving the Mgmt For For
compensation of our named executive
officers.
3. To approve our 2020 Performance Incentive Mgmt For For
Plan.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935157342
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Anderson Mgmt For For
1B. Election of Director: Steven J. Demetriou Mgmt For For
1C. Election of Director: Julia L. Johnson Mgmt For For
1D. Election of Director: Charles E. Jones Mgmt For For
1E. Election of Director: Donald T. Misheff Mgmt For For
1F. Election of Director: Thomas N. Mitchell Mgmt For For
1G. Election of Director: James F. O'Neil III Mgmt For For
1H. Election of Director: Christopher D. Pappas Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Luis A. Reyes Mgmt For For
1K. Election of Director: Leslie M. Turner Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2020.
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
4. Approve the FirstEnergy Corp. 2020 Mgmt For For
Incentive Compensation Plan.
5. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended and Restated Code of
Regulations to authorize the Board of
Directors to make certain future amendments
to the Company's Amended and Restated Code
of Regulations.
6. Shareholder Proposal Requesting Removal of Shr Against For
Aggregation Limit for Proxy Access Groups.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935206094
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year: Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year: Jean Hu
1.5 Election of Director to serve for a term of Mgmt Against Against
one year: Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt For For
one year: Christopher B. Paisley
1.8 Election of Director to serve for a term of Mgmt For For
one year: Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. Stockholder proposal to allow stockholders Shr For Against
to act by written consent.
5. Stockholder proposal for Fortinet to Shr For Against
publish an annual report assessing
Fortinet's diversity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935205446
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Peter M. Carlino Mgmt For For
1.2 Election of Director: Carol ("Lili") Lynton Mgmt For For
1.3 Election of Director: Joseph W. Marshall, Mgmt For For
III
1.4 Election of Director: James B. Perry Mgmt For For
1.5 Election of Director: Barry F. Schwartz Mgmt For For
1.6 Election of Director: Earl C. Shanks Mgmt For For
1.7 Election of Director: E. Scott Urdang Mgmt For For
2. To approve the Company's Second Amended and Mgmt For For
Restated 2013 Long-Term Incentive
Compensation Plan.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
4. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sebastien Bazin Mgmt For For
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt For For
12. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
13. Ratification of KPMG as Independent Auditor Mgmt Against Against
for 2020
14. Require the Chairman of the Board to be Shr For Against
Independent
--------------------------------------------------------------------------------------------------------------------------
GENOMIC HEALTH, INC. Agenda Number: 935089513
--------------------------------------------------------------------------------------------------------------------------
Security: 37244C101
Meeting Type: Special
Meeting Date: 07-Nov-2019
Ticker: GHDX
ISIN: US37244C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger proposal: To adopt the Agreement and Mgmt For For
Plan of Merger, dated as of July 28, 2019,
by and among Exact Sciences Corporation,
Spring Acquisition Corp. and Genomic
Health, Inc. (the "merger agreement"), and
approve the merger contemplated thereby.
2. Merger-related compensation proposal: To Mgmt For For
approve, by advisory (non-binding) vote,
certain compensation arrangements that may
be paid or become payable to Genomic
Health's named executive officers in
connection with the merger contemplated by
the merger agreement.
3. Adjournment proposal: To approve the Mgmt For For
adjournment of the special meeting to a
later date or dates, if necessary or
appropriate, to solicit additional proxies
in the event there are not sufficient votes
at the time of the special meeting to
approve the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION Agenda Number: 935149117
--------------------------------------------------------------------------------------------------------------------------
Security: 376536108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: GOOD
ISIN: US3765361080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michela A. English Mgmt For For
Anthony W. Parker Mgmt For For
2. To ratify our Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC. Agenda Number: 935063610
--------------------------------------------------------------------------------------------------------------------------
Security: 38173M102
Meeting Type: Special
Meeting Date: 04-Sep-2019
Ticker: GBDC
ISIN: US38173M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the GBDC Mgmt For For
certificate of incorporation to increase
the number of authorized shares of capital
stock from 101,000,000 shares to
201,000,000 shares, consisting of
200,000,000 shares of GBDC common stock,
par value $0.001 per share ("GBDC Common
Stock"), and 1,000,000 shares of preferred
stock, par value $0.001 per share (the
"Certificate of Incorporation Amendment
Proposal").
2. Contingent upon approval of Certificate of Mgmt For For
Incorporation Amendment Proposal, to
approve issuance of shares of GBDC Common
Stock pursuant to Agreement and Plan of
Merger dated as of November 27, 2018 (as
amended, "Merger Agreement") by and among
GBDC, Fifth Ave Subsidiary Inc., a wholly
owned subsidiary of GBDC (Merger Sub),
Golub Capital Investment Corporation, a
Maryland corporation (GCIC), GC Advisors
LLC (GC Advisors), and, for certain limited
purposes, Golub Capital LLC (such proposal
is referred to as the "Merger Stock
issuance Proposal")
3. Contingent upon approval of each of the Mgmt For For
Certificate of Incorporation Amendment
Proposal and the Merger Stock Issuance
Proposal, to approve the amendment of the
investment advisory agreement between GBDC
and GC Advisors (as amended, the "New
Investment Advisory Agreement") on the
terms described in the accompanying proxy
statement (such proposal is referred to as
the "Advisory Agreement Amendment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC. Agenda Number: 935154865
--------------------------------------------------------------------------------------------------------------------------
Security: 419870100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: HE
ISIN: US4198701009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Y. Fowler# Mgmt For For
Keith P. Russell# Mgmt For For
Eva T. Zlotnicka# Mgmt For For
Micah A. Kane* Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of HEI's named executive officers.
3. Amendment of the HEI Amended and Restated Mgmt For For
Articles of Incorporation to declassify the
Board of Directors.
4. Amendment of the HEI Amended and Restated Mgmt For For
Articles of Incorporation to adopt a
majority voting standard in uncontested
director elections.
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as HEI's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
HD SUPPLY HOLDINGS, INC. Agenda Number: 935158457
--------------------------------------------------------------------------------------------------------------------------
Security: 40416M105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: HDS
ISIN: US40416M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen J. Affeldt Mgmt For For
Joseph J. DeAngelo Mgmt For For
Peter A. Dorsman Mgmt For For
Stephen J. Konenkamp Mgmt For For
Patrick R. McNamee Mgmt For For
Scott D. Ostfeld Mgmt For For
Charles W. Peffer Mgmt For For
James A. Rubright Mgmt For For
Lauren Taylor Wolfe Mgmt For For
2. To ratify our board of directors' Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for the fiscal year ending
on January 31, 2021.
3. To conduct an advisory vote to approve Mgmt For For
named executive officer compensation.
4. To conduct an advisory vote on the Mgmt 1 Year For
frequency of advisory votes to approve
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HFF, INC. Agenda Number: 935048175
--------------------------------------------------------------------------------------------------------------------------
Security: 40418F108
Meeting Type: Annual
Meeting Date: 01-Jul-2019
Ticker: HF
ISIN: US40418F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED MARCH 18, 2019, AS AMENDED
FROM TIME TO TIME, AMONG HFF, INC. ("HFF"),
JONES LANG LASALLE INCORPORATED ("JLL"),
JLL CM, INC. AND JLL CMG, LLC PURSUANT TO
WHICH A WHOLLY OWNED SUBSIDIARY OF JLL WILL
MERGE WITH AND INTO HFF (THE "MERGER")
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
THAT MAY BE PAID OR BECOME PAYABLE TO HFF'S
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER
3. DIRECTOR
Deborah H. McAneny Mgmt For For
Steven E. Wheeler Mgmt For For
4. RATIFICATION OF HFF'S INDEPENDENT, Mgmt For For
REGISTERED CERTIFIED PUBLIC ACCOUNTANTS
5. ADVISORY VOTE TO APPROVE HFF'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935200686
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Melanie L. Healey Mgmt For For
1E. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1F. Election of Director: Judith A. McHale Mgmt For For
1G. Election of Director: John G. Schreiber Mgmt For For
1H. Election of Director: Elizabeth A. Smith Mgmt For For
1I. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Approval, in a non-binding advisory vote, Mgmt Against Against
the compensation paid to the Company's
named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935182725
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Shumeet Banerji Mgmt For For
Robert R. Bennett Mgmt For For
Charles V. Bergh Mgmt For For
Stacy Brown-Philpot Mgmt For For
Stephanie A. Burns Mgmt For For
Mary Anne Citrino Mgmt For For
Richard Clemmer Mgmt For For
Enrique Lores Mgmt For For
Yoky Matsuoka Mgmt For For
Stacey Mobley Mgmt For For
Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2020
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. To approve HP Inc.'s 2021 Employee Stock Mgmt For For
Purchase Plan
5. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
IBERIABANK CORPORATION Agenda Number: 935154675
--------------------------------------------------------------------------------------------------------------------------
Security: 450828108
Meeting Type: Special
Meeting Date: 24-Apr-2020
Ticker: IBKC
ISIN: US4508281080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of November 3, 2019 (as
amended from time to time, the "merger
agreement"), by and between First Horizon
National Corporation and IBERIABANK
Corporation ("IBKC") (the "IBKC merger
proposal").
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the merger r related compensation
payments that will or may be paid by IBKC
to its named executive officers in
connection with the merger
3. To adjourn the IBKC Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes to approve the IBKC merger proposal
or to ensure that any supplement or
amendment to the accompanying Joint Proxy
Statement/Prospectus is timely provided to
holders of IBKC common stock.
--------------------------------------------------------------------------------------------------------------------------
IDACORP, INC. Agenda Number: 935171669
--------------------------------------------------------------------------------------------------------------------------
Security: 451107106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: IDA
ISIN: US4511071064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darrel T. Anderson Mgmt For For
Thomas Carlile Mgmt For For
Richard J. Dahl Mgmt For For
Annette G. Elg Mgmt For For
Lisa A. Grow Mgmt For For
Ronald W. Jibson Mgmt For For
Judith A. Johansen Mgmt For For
Dennis L. Johnson Mgmt For For
Christine King Mgmt For For
Richard J. Navarro Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 935172659
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sally W. Crawford Mgmt For For
Michael R. Minogue Mgmt For For
Corinne H. Nevinny Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of certain
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERXION HOLDING N V Agenda Number: 935128567
--------------------------------------------------------------------------------------------------------------------------
Security: N47279109
Meeting Type: Special
Meeting Date: 27-Feb-2020
Ticker: INXN
ISIN: NL0009693779
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Legal Merger in accordance Mgmt For For
with the Legal Merger Proposal.
2. To approve the Legal Demerger in accordance Mgmt For For
with the Legal Demerger Proposal.
3. To approve (A) the Asset Sale and (B) the Mgmt For For
Post-Demerger Share Sale.
4. To approve (A) the dissolution of the Mgmt For For
Company, (B) the appointment of Stichting
Vereffening InterXion (a foundation under
Dutch law) as liquidator of the Company and
approval of reimbursement of the
Liquidator's reasonable salary and costs,
and (C) the appointment of Intrepid Midco
B.V., an affiliate of Buyer, as the
custodian of the books and records of the
Company in accordance with Section 2:24 of
the Dutch Civil Code.
5. To grant full and final discharge to each Mgmt For For
member of the Company's Board for their
acts of management or supervision, as
applicable, up to the date of the
Extraordinary General Meeting.
6. To approve the proposed conversion into a Mgmt For For
private company with limited liability (een
besloten vennootschap met beperkte
aansprakelijkheid) and amendment of the
articles of association of the Company as
set forth in Annex C of the proxy statement
and to authorize each lawyer, paralegal and
(prospective) civil law notary at De Brauw
Blackstone Westbroek N.V. in Amsterdam, to
execute the deed of conversion and
amendment of the articles of association of
the Company.
7. To appoint the following nominees: (i) Jeff Mgmt For For
Tapley as executive director, and (ii)
Andrew P. Power, (iii) Gregory S. Wright
and (iv) Joshua A. Mills, as non-executive
members of the Company's Board to replace
the resigning directors of the Company's
Board.
--------------------------------------------------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC. Agenda Number: 935141109
--------------------------------------------------------------------------------------------------------------------------
Security: 46131B100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: IVR
ISIN: US46131B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John S. Day Mgmt For For
1.2 Election of Director: Carolyn B. Handlon Mgmt For For
1.3 Election of Director: Edward J. Hardin Mgmt For For
1.4 Election of Director: James R. Lientz, Jr. Mgmt For For
1.5 Election of Director: Dennis P. Lockhart Mgmt For For
1.6 Election of Director: Gregory G. McGreevey Mgmt For For
1.7 Election of Director: Loren M. Starr Mgmt For For
2. Advisory vote to approve Company's 2019 Mgmt For For
executive compensation
3. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020
--------------------------------------------------------------------------------------------------------------------------
INVITATION HOMES INC. Agenda Number: 935156718
--------------------------------------------------------------------------------------------------------------------------
Security: 46187W107
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: INVH
ISIN: US46187W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryce Blair Mgmt For For
Dallas B. Tanner Mgmt For For
Jana Cohen Barbe Mgmt For For
Richard D. Bronson Mgmt For For
Michael D. Fascitelli Mgmt For For
Jeffrey E. Kelter Mgmt For For
Joseph D. Margolis Mgmt For For
John B. Rhea Mgmt For For
J. Heidi Roizen Mgmt For For
Janice L. Sears Mgmt For For
William J. Stein Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2020.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935190417
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Wender Mgmt Withheld Against
B. Lynne Parshall Mgmt For For
Spencer Berthelsen Mgmt For For
Joan Herman Mgmt For For
2. To approve an amendment and restatement of Mgmt Against Against
the Ionis Pharmaceuticals, Inc. 2002
Non-Employee Directors' Stock Option Plan
to, among other things, increase the
aggregate number of shares of common stock
authorized for issuance under such plan by
800,000 shares to an aggregate of 2,800,000
shares, reduce the amount of the automatic
awards under the plan, revise the vesting
schedule of awards and extend the term of
the plan.
3. To ratify amending the existing stock Mgmt For For
option and restricted stock unit awards of
directors to adjust vesting.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
5. Ratify the Audit Committee's selection of Mgmt For For
Ernst & Young LLP as independent auditors
for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ITT INC. Agenda Number: 935158368
--------------------------------------------------------------------------------------------------------------------------
Security: 45073V108
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ITT
ISIN: US45073V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Orlando D. Ashford Mgmt For For
1B. Election of Director: Geraud Darnis Mgmt For For
1C. Election of Director: Donald DeFosset, Jr. Mgmt For For
1D. Election of Director: Nicholas C. Mgmt For For
Fanandakis
1E. Election of Director: Richard P. Lavin Mgmt For For
1F. Election of Director: Mario Longhi Mgmt For For
1G. Election of Director: Rebecca A. McDonald Mgmt For For
1H. Election of Director: Timothy H. Powers Mgmt For For
1I. Election of Director: Luca Savi Mgmt For For
1J. Election of Director: Cheryl L. Shavers Mgmt For For
1K. Election of Director: Sabrina Soussan Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the 2020 fiscal year
3. Approval of an advisory vote on executive Mgmt For For
compensation
4. A shareholder proposal regarding proxy Shr Against For
access
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935090201
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JACK IN THE BOX INC. Agenda Number: 935126638
--------------------------------------------------------------------------------------------------------------------------
Security: 466367109
Meeting Type: Annual
Meeting Date: 28-Feb-2020
Ticker: JACK
ISIN: US4663671091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jean M. Birch Mgmt For For
1B. Election of Director: Leonard A. Comma Mgmt For For
1C. Election of Director: John P. Gainor Mgmt For For
1D. Election of Director: David L. Goebel Mgmt For For
1E. Election of Director: Sharon P. John Mgmt For For
1F. Election of Director: Madeleine A. Kleiner Mgmt For For
1G. Election of Director: Michael W. Murphy Mgmt For For
1H. Election of Director: James M. Myers Mgmt For For
1I. Election of Director: David M. Tehle Mgmt For For
1J. Election of Director: Vivien M. Yeung Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public
accountants.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt Against Against
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Shr For Against
Risks
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935126599
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 19-Mar-2020
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Paul N. Clark Mgmt For For
1.2 Election of Director: Richard P. Hamada Mgmt For For
1.3 Election of Director: Paul A. Lacouture Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Keysight's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
KILROY REALTY CORPORATION Agenda Number: 935174285
--------------------------------------------------------------------------------------------------------------------------
Security: 49427F108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: KRC
ISIN: US49427F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John Kilroy Mgmt For For
1B. Election of Director: Edward Brennan, PhD Mgmt For For
1C. Election of Director: Jolie Hunt Mgmt For For
1D. Election of Director: Scott Ingraham Mgmt For For
1E. Election of Director: Gary Stevenson Mgmt For For
1F. Election of Director: Peter Stoneberg Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Approval of the amendment and restatement Mgmt For For
of the Company's 2006 Incentive Award Plan.
4. Approval of an amendment and restatement of Mgmt For For
our Charter to increase the number of
shares of common stock that we are
authorized to issue from 150,000,000 to
280,000,000.
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
auditor for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
KKR REAL ESTATE FINANCE TRUST INC. Agenda Number: 935146096
--------------------------------------------------------------------------------------------------------------------------
Security: 48251K100
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: KREF
ISIN: US48251K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Terrance R. Ahern Mgmt For For
Irene M. Esteves Mgmt For For
Todd A. Fisher Mgmt For For
Jonathan A. Langer Mgmt For For
Christen E.J. Lee Mgmt For For
Paula Madoff Mgmt For For
Deborah H. McAneny Mgmt For For
Ralph F. Rosenberg Mgmt Withheld Against
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
LEGACYTEXAS FINANCIAL GROUP, INC. Agenda Number: 935083749
--------------------------------------------------------------------------------------------------------------------------
Security: 52471Y106
Meeting Type: Special
Meeting Date: 28-Oct-2019
Ticker: LTXB
ISIN: US52471Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Reorganization, dated as of June 16, 2019,
by and between Legacy Texas Financial
Group, Inc. ("Legacy") and Prosperity
Bancshares, Inc. ("Prosperity"), as it may
be amended, supplemented or modified from
time to time, pursuant to which Legacy will
merge with and into Prosperity (the
"merger") (which we refer to as the "Legacy
merger proposal").
2. Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the compensation that certain
executive officers of Legacy may receive in
connection with the merger pursuant to
existing agreements or arrangements with
Legacy.
3. Approval of the adjournment of the special Mgmt For For
meeting to a later date or dates, if the
board of directors of Legacy determines
such an adjournment is necessary or
appropriate, including adjournments to
permit solicitation of additional proxies
in favor of the Legacy merger proposal.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Agenda Number: 935119710
--------------------------------------------------------------------------------------------------------------------------
Security: 531172104
Meeting Type: Special
Meeting Date: 30-Jan-2020
Ticker: LPT
ISIN: US5311721048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger of a newly created Mgmt For For
indirect wholly owned subsidiary of Liberty
Property Trust ("Liberty") with and into
Liberty, with Liberty continuing as the
surviving entity and as an indirect wholly
owned subsidiary of Leaf Holdco Property
Trust, a current wholly owned subsidiary of
Liberty, followed by the merger of Leaf
Holdco Property Trust with and into Lambda
REIT Acquisition LLC, a wholly owned
subsidiary of Prologis, Inc., with Lambda
REIT Acquisition LLC continuing as the
surviving company.
2. To approve a non-binding advisory proposal Mgmt For For
to approve certain compensation that may be
paid or become payable to certain named
executive officers of Liberty in connection
with the Company Mergers and the other
transactions contemplated by the merger
agreement.
3. To approve one or more adjournments of the Mgmt For For
Liberty special meeting to another date,
time or place, if necessary, to solicit
additional proxies in favor of the proposal
to approve the Company Mergers on the terms
and conditions set forth in the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP. Agenda Number: 935065599
--------------------------------------------------------------------------------------------------------------------------
Security: 535919401
Meeting Type: Annual
Meeting Date: 10-Sep-2019
Ticker: LGFA
ISIN: CA5359194019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Burns Mgmt For For
1b. Election of Director: Gordon Crawford Mgmt For For
1c. Election of Director: Arthur Evrensel Mgmt For For
1d. Election of Director: Jon Feltheimer Mgmt For For
1e. Election of Director: Emily Fine Mgmt For For
1f. Election of Director: Michael T. Fries Mgmt Against Against
1g. Election of Director: Sir Lucian Grainge Mgmt For For
1h. Election of Director: Susan McCaw Mgmt For For
1i. Election of Director: Mark H. Rachesky, Mgmt For For
M.D.
1j. Election of Director: Daniel Sanchez Mgmt For For
1k. Election of Director: Daryl Simm Mgmt For For
1l. Election of Director: Hardwick Simmons Mgmt For For
1m. Election of Director: David M. Zaslav Mgmt Against Against
2. Appointment of Auditors: To reappoint Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending March 31, 2020 at a
remuneration to be determined by the Audit
& Risk Committee. See the section entitled
"Proposal 2: Re-Appointment of Independent
Registered Public Accounting Firm" in the
Notice and Proxy Statement.
3. Advisory Vote on Executive Compensation: To Mgmt Against Against
pass a non-binding advisory resolution to
approve the compensation paid to the
Company's Named Executive Officers. See the
section entitled "Proposal 3: Advisory Vote
to Approve Executive Compensation" in the
Notice and Proxy Statement.
4. Lions Gate Entertainment Corp. 2019 Mgmt For For
Performance Incentive Plan: To approve the
Lions Gate Entertainment 2019 Performance
Incentive Plan. See the section entitled
"Proposal 4: Proposal to Approve Lions Gate
Entertainment Corp. 2019 Performance
Incentive Plan" in the Notice and Proxy
Statement.
5. In their discretion, the proxies are Mgmt Against Against
authorized to vote upon such other business
as may properly come before the Meeting and
any continuations, adjournments or
postponements thereof.
--------------------------------------------------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP. Agenda Number: 935131970
--------------------------------------------------------------------------------------------------------------------------
Security: 535919401
Meeting Type: Special
Meeting Date: 02-Apr-2020
Ticker: LGFA
ISIN: CA5359194019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of The Stock Option and Share Mgmt For For
Appreciation Rights Exchange Program.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 935155110
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Berard Mgmt For For
1B. Election of Director: Meg A. Divitto Mgmt For For
1C. Election of Director: Robert M. Hanser Mgmt For For
1D. Election of Director: Joseph M. Holsten Mgmt For For
1E. Election of Director: Blythe J. McGarvie Mgmt For For
1F. Election of Director: John W. Mendel Mgmt For For
1G. Election of Director: Jody G. Miller Mgmt For For
1H. Election of Director: John F. O'Brien Mgmt For For
1I. Election of Director: Guhan Subramanian Mgmt For For
1J. Election of Director: Xavier Urbain Mgmt For For
1K. Election of Director: Dominick Zarcone Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935180808
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2019.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2020.
4. Approve amendment to Bylaws reducing the Mgmt For For
ownership threshold to call special
shareholder meetings to 15% of outstanding
shares.
5. Approve 2020 Employee Stock Purchase Plan. Mgmt For For
6. Shareholder proposal to reduce the Shr Against For
ownership threshold to call special
shareholder meetings to 10% of outstanding
shares.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935197283
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael Casey Mgmt For For
1B. Election of Class I Director: Glenn Murphy Mgmt For For
1C. Election of Class I Director: David M. Mgmt For For
Mussafer
1D. Election of Class III Director: Stephanie Mgmt For For
Ferris
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. A stockholder proposal by People for Shr Against For
Ethical Treatment of Animals that would
strongly encourage the Board to "enact a
policy ensuring that no products containing
down are sold by lululemon athletica inc."
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH, INC. Agenda Number: 935199148
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: MGLN
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven J. Shulman Mgmt For For
Swati Abbott Mgmt For For
Kenneth J. Fasola Mgmt For For
Peter A. Feld Mgmt For For
G. Scott MacKenzie Mgmt For For
Leslie V. Norwalk Mgmt For For
Guy P. Sansone Mgmt For For
Mural R. Josephson Mgmt For For
Christopher Chen, M.D. Mgmt For For
2. To approve in an advisory vote the Mgmt For For
compensation of the named executive
officers.
3. To recommend in an advisory vote the Mgmt 1 Year For
frequency of stockholder votes on named
executive officer compensation.
4. Ratification of Ernst & Young as Mgmt For For
independent auditors for the fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 935136413
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chansoo Joung Mgmt For For
Michael N. Mears Mgmt For For
James R. Montague Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935144333
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
phase out the classified Board of
Directors.
2A. Election of Class III Director: Steven A. Mgmt Against Against
Davis (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2B. Election of Class III Director: J. Michael Mgmt For For
Stice (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2C. Election of Class III Director: John P. Mgmt For For
Surma (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2D. Election of Class III Director: Susan Mgmt For For
Tomasky (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2020.
4. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
5. Shareholder proposal seeking simple Shr For For
majority vote provisions.
6. Shareholder proposal seeking a report on Shr Against For
integrating community impacts into the
company's executive compensation program.
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 935138568
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K. Bruce Connell Mgmt For For
1B. Election of Director: Thomas S. Gayner Mgmt For For
1C. Election of Director: Stewart M. Kasen Mgmt For For
1D. Election of Director: Diane Leopold Mgmt For For
1E. Election of Director: Lemuel E. Lewis Mgmt For For
1F. Election of Director: Anthony F. Markel Mgmt Against Against
1G. Election of Director: Steven A. Markel Mgmt For For
1H. Election of Director: Darrell D. Martin Mgmt Against Against
1I. Election of Director: Harold L. Morrison, Mgmt For For
Jr.
1J. Election of Director: Michael O'Reilly Mgmt For For
1K. Election of Director: Richard R. Whitt, III Mgmt For For
2. Advisory vote on approval of executive Mgmt For For
compensation.
3. Approve the Company's 2020 Employee Stock Mgmt For For
Purchase Plan.
4. Ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935196281
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Justin G. Gmelich Mgmt For For
1I. Election of Director: Richard G. Ketchum Mgmt For For
1J. Election of Director: Emily H. Portney Mgmt For For
1K. Election of Director: Richard L. Prager Mgmt For For
1L. Election of Director: John Steinhardt Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2020
Proxy Statement.
4. To approve the adoption of the MarketAxess Mgmt For For
Holdings Inc. 2020 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935171277
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm
4. Approval of the Marsh & McLennan Companies, Mgmt For For
Inc. 2020 Incentive and Stock Award Plan
--------------------------------------------------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION Agenda Number: 935149155
--------------------------------------------------------------------------------------------------------------------------
Security: 575385109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: DOOR
ISIN: CA5753851099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard C. Heckes Mgmt For For
Jody L. Bilney Mgmt For For
Robert J. Byrne Mgmt For For
Peter R. Dachowski Mgmt For For
Jonathan F. Foster Mgmt For For
Thomas W. Greene Mgmt For For
Daphne E. Jones Mgmt For For
George A. Lorch Mgmt Withheld Against
William S. Oesterle Mgmt For For
Francis M. Scricco Mgmt For For
2. TO VOTE, on an advisory basis, on the Mgmt For For
compensation of our named executive
officers as set forth in the Proxy
Statement.
3. TO VOTE, on an advisory basis, on the Mgmt 1 Year For
frequency of a shareholder vote on
executive compensation.
4. TO APPOINT Ernst & Young, LLP, an Mgmt For For
independent registered public accounting
firm, as the auditors of the Company
through to the next annual general meeting
of the Shareholders and authorize the Board
of Directors of the Company to fix the
remuneration of the auditors.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935171190
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2021: Lloyd Dean
1B. Election of Director for a one-year term Mgmt For For
expiring in 2021: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2021: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2021: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2021: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2021: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2021: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2021: Paul Walsh
1L. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Miles White
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Advisory vote to approve the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2020.
4. Vote to approve the Company's Amended and Mgmt For For
Restated 2012 Omnibus Stock Ownership Plan.
5. Advisory vote on a shareholder proposal Shr For Against
requesting to change the thresholds to call
special shareholder meetings, if properly
presented.
6. Advisory vote on a shareholder proposal Shr Against For
requesting the Board issue a report on
sugar and public health, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC. Agenda Number: 935163472
--------------------------------------------------------------------------------------------------------------------------
Security: 552690109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: MDU
ISIN: US5526901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Everist Mgmt For For
1B. Election of Director: Karen B. Fagg Mgmt For For
1C. Election of Director: David L. Goodin Mgmt For For
1D. Election of Director: Mark A. Hellerstein Mgmt For For
1E. Election of Director: Dennis W. Johnson Mgmt For For
1F. Election of Director: Patricia L. Moss Mgmt For For
1G. Election of Director: Edward A. Ryan Mgmt For For
1H. Election of Director: David M. Sparby Mgmt For For
1I. Election of Director: Chenxi Wang Mgmt For For
1J. Election of Director: John K. Wilson Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
Paid to the Company's Named Executive
Officers.
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MEDIFAST, INC. Agenda Number: 935209305
--------------------------------------------------------------------------------------------------------------------------
Security: 58470H101
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: MED
ISIN: US58470H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey J. Brown Mgmt For For
1B. Election of Director: Kevin G. Byrnes Mgmt For For
1C. Election of Director: Daniel R. Chard Mgmt For For
1D. Election of Director: Constance J. Mgmt For For
Hallquist
1E. Election of Director: Michael A. Hoer Mgmt For For
1F. Election of Director: Michael C. MacDonald Mgmt For For
1G. Election of Director: Carl E. Sassano Mgmt For For
1H. Election of Director: Scott Schlackman Mgmt For For
1I. Election of Director: Andrea B. Thomas Mgmt For For
1J. Election of Director: Ming Xian Mgmt For For
2. Ratify the appointment of RSM US LLP as the Mgmt For For
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935191635
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt For For
Mario Eduardo Vazquez Mgmt For For
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MGM GROWTH PROPERTIES LLC Agenda Number: 935157405
--------------------------------------------------------------------------------------------------------------------------
Security: 55303A105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: MGP
ISIN: US55303A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul Salem Mgmt For For
1B. Election of Director: Michael Rietbrock Mgmt For For
1C. Election of Director: Thomas Roberts Mgmt For For
1D. Election of Director: Daniel J. Taylor Mgmt For For
1E. Election of Director: Corey Sanders Mgmt For For
1F. Election of Director: John M. McManus Mgmt For For
1G. Election of Director: Robert Smith Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935157392
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William W. Grounds Mgmt For For
1B. Election of Director: Alexis M. Herman Mgmt For For
1C. Election of Director: Roland Hernandez Mgmt For For
1D. Election of Director: Mary Chris Jammet Mgmt For For
1E. Election of Director: John Kilroy Mgmt For For
1F. Election of Director: Rose McKinney-James Mgmt For For
1G. Election of Director: Keith A. Meister Mgmt For For
1H. Election of Director: Paul Salem Mgmt For For
1I. Election of Director: Gregory M. Spierkel Mgmt For For
1J. Election of Director: Jan G. Swartz Mgmt For For
1K. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935160604
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1B. Election of Director: Russell R. French Mgmt For For
1C. Election of Director: Alan B. Graf, Jr. Mgmt For For
1D. Election of Director: Toni Jennings Mgmt For For
1E. Election of Director: James K. Lowder Mgmt For For
1F. Election of Director: Thomas H. Lowder Mgmt For For
1G. Election of Director: Monica McGurk Mgmt For For
1H. Election of Director: Claude B. Nielsen Mgmt For For
1I. Election of Director: Philip W. Norwood Mgmt For For
1J. Election of Director: W. Reid Sanders Mgmt For For
1K. Election of Director: Gary Shorb Mgmt For For
1L. Election of Director: David P. Stockert Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
MILACRON HOLDINGS CORP Agenda Number: 935094716
--------------------------------------------------------------------------------------------------------------------------
Security: 59870L106
Meeting Type: Special
Meeting Date: 20-Nov-2019
Ticker: MCRN
ISIN: US59870L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of July 12, 2019, by and among
Hillenbrand, Inc., Bengal Delaware Holding
Corporation and Milacron Holdings Corp.
("Milacron"), as such Agreement and Plan of
Merger may be amended from time to time
(which is referred to as the merger
agreement), and approve the merger
contemplated thereby, which is further
described in the accompanying proxy
statement/prospectus, which is referred to
as the merger proposal.
2. To approve, by advisory (non-binding) vote, Mgmt For For
certain compensation arrangements that may
be paid or become payable to Milacron's
named executive officers in connection with
the merger contemplated by the merger
agreement.
3. To approve the adjournment of the special Mgmt For For
meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the
special meeting to approve the merger
proposal.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935158736
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Crew Mgmt For For
1D. Election of Director: Lois D. Juliber Mgmt For For
1E. Election of Director: Peter W. May Mgmt For For
1F. Election of Director: Jorge S. Mesquita Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2020.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC. Agenda Number: 935152708
--------------------------------------------------------------------------------------------------------------------------
Security: 63633D104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: NHI
ISIN: US63633D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Andrew Adams Mgmt For For
1B. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1C. Election of Director: Charlotte A. Swafford Mgmt For For
1D. Election of Director: Robert G. Adams Mgmt For For
2. Approve the Amendment to the Articles of Mgmt For For
Incorporation to increase the number of
authorized shares.
3. Approve the advisory resolution approving Mgmt For For
the compensation of the named executive
officers as disclosed in the accompanying
proxy statement.
4. Ratify the audit committee's selection of Mgmt For For
BDO USA, LLP as independent registered
public accounting firm for year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP. Agenda Number: 935206448
--------------------------------------------------------------------------------------------------------------------------
Security: 64828T201
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: NRZ
ISIN: US64828T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela F. Lenehan Mgmt For For
David Saltzman Mgmt For For
Alan L. Tyson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for New Residential
Investment Corp. for fiscal year 2020.
3. To amend our Bylaws to implement "majority Mgmt For For
voting" in uncontested elections of
directors.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK MORTGAGE TRUST, INC. Agenda Number: 935215322
--------------------------------------------------------------------------------------------------------------------------
Security: 649604501
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: NYMT
ISIN: US6496045013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David R. Bock Mgmt For For
1B. Election of Director: Michael B. Clement Mgmt For For
1C. Election of Director: Alan L. Hainey Mgmt For For
1D. Election of Director: Steven R. Mumma Mgmt For For
1E. Election of Director: Steven G. Norcutt Mgmt For For
1F. Election of Director: Lisa A. Pendergast Mgmt For For
1G. Election of Director: Jason T. Serrano Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To consider and act upon a proposal to Mgmt For For
ratify, confirm and approve the selection
of Grant Thornton LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935172661
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Toni Jennings Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: David L. Porges Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Rudy E. Schupp Mgmt For For
1K. Election of Director: John L. Skolds Mgmt For For
1L. Election of Director: William H. Swanson Mgmt For For
1M. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2020
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement
4. A proposal entitled "Political Shr For Against
Contributions Disclosure" to request
semiannual reports disclosing political
contribution policies and expenditures
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST BANCSHARES, INC. Agenda Number: 935140587
--------------------------------------------------------------------------------------------------------------------------
Security: 667340103
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: NWBI
ISIN: US6673401039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sonia M. Probst Mgmt For For
William F. McKnight Mgmt For For
Ronald J. Seiffert Mgmt For For
David M. Tullio Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the year ending
December 31, 2020.
3. An advisory, non-binding resolution to Mgmt For For
approve the executive compensation
described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NORTHWESTERN CORPORATION Agenda Number: 935136336
--------------------------------------------------------------------------------------------------------------------------
Security: 668074305
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: NWE
ISIN: US6680743050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen P. Adik Mgmt For For
Anthony T. Clark Mgmt For For
Dana J. Dykhouse Mgmt For For
Jan R. Horsfall Mgmt For For
Britt E. Ide Mgmt For For
Julia L. Johnson Mgmt For For
Linda G. Sullivan Mgmt For For
Robert C. Rowe Mgmt For For
Mahvash Yazdi Mgmt For For
Jeffrey W. Yingling Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Transaction of any other matters and Mgmt Against Against
business as may properly come before the
annual meeting or any postponement or
adjournment of the annual meeting.
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC. Agenda Number: 935100709
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 19-Dec-2019
Ticker:
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sue Barsamian Mgmt For For
1B. Election of Director: Frank E. Dangeard Mgmt For For
1C. Election of Director: Nora M. Denzel Mgmt For For
1D. Election of Director: Peter A. Feld Mgmt For For
1E. Election of Director: Kenneth Y. Hao Mgmt For For
1F. Election of Director: David W. Humphrey Mgmt For For
1G. Election of Director: Vincent Pilette Mgmt For For
1H. Election of Director: V. Paul Unruh Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal regarding independent Shr Against For
board chairman.
--------------------------------------------------------------------------------------------------------------------------
NVR, INC. Agenda Number: 935148191
--------------------------------------------------------------------------------------------------------------------------
Security: 62944T105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: NVR
ISIN: US62944T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: C. E. Andrews Mgmt For For
1B. Election of Director: Sallie B. Bailey Mgmt For For
1C. Election of Director: Thomas D. Eckert Mgmt For For
1D. Election of Director: Alfred E. Festa Mgmt For For
1E. Election of Director: Manuel H. Johnson Mgmt For For
1F. Election of Director: Alexandra A. Jung Mgmt For For
1G. Election of Director: Mel Martinez Mgmt For For
1H. Election of Director: William A. Moran Mgmt Against Against
1I. Election of Director: David A. Preiser Mgmt For For
1J. Election of Director: W. Grady Rosier Mgmt For For
1K. Election of Director: Susan Williamson Ross Mgmt For For
1L. Election of Director: Dwight C. Schar Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditor for the year ending
December 31, 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. Agenda Number: 935176304
--------------------------------------------------------------------------------------------------------------------------
Security: 670837103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: OGE
ISIN: US6708371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank A. Bozich Mgmt For For
1B. Election of Director: James H. Brandi Mgmt For For
1C. Election of Director: Peter D. Clarke Mgmt For For
1D. Election of Director: Luke R. Corbett Mgmt For For
1E. Election of Director: David L. Hauser Mgmt For For
1F. Election of Director: Judy R. McReynolds Mgmt For For
1G. Election of Director: David E. Rainbolt Mgmt For For
1H. Election of Director: J. Michael Sanner Mgmt For For
1I. Election of Director: Sheila G. Talton Mgmt For For
1J. Election of Director: Sean Trauschke Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's principal
independent accountants for 2020.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Amendment of the Restated Certificate of Mgmt For For
Incorporation to Eliminate Supermajority
Voting Provisions.
5. Shareholder Proposal Regarding Allowing Shr For Against
Shareholders to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935198146
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shellye Archambeau Mgmt For For
Robert L. Dixon, Jr. Mgmt For For
Patrick Grady Mgmt For For
Ben Horowitz Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2021.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ONE GAS, INC Agenda Number: 935164309
--------------------------------------------------------------------------------------------------------------------------
Security: 68235P108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: OGS
ISIN: US68235P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert B. Evans Mgmt For For
1.2 Election of Director: John W. Gibson Mgmt For For
1.3 Election of Director: Tracy E. Hart Mgmt For For
1.4 Election of Director: Michael G. Hutchinson Mgmt For For
1.5 Election of Director: Pattye L. Moore Mgmt For For
1.6 Election of Director: Pierce H. Norton II Mgmt For For
1.7 Election of Director: Eduardo A. Rodriguez Mgmt For For
1.8 Election of Director: Douglas H. Yaeger Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONE Gas, Inc. for the year ending
December 31, 2020.
3. Advisory vote to approve the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
OPEN TEXT CORPORATION Agenda Number: 935069927
--------------------------------------------------------------------------------------------------------------------------
Security: 683715106
Meeting Type: Annual and Special
Meeting Date: 04-Sep-2019
Ticker: OTEX
ISIN: CA6837151068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
P. Thomas Jenkins Mgmt For For
Mark J. Barrenechea Mgmt For For
Randy Fowlie Mgmt For For
David Fraser Mgmt For For
Gail E. Hamilton Mgmt For For
Stephen J. Sadler Mgmt For For
Harmit Singh Mgmt For For
Michael Slaunwhite Mgmt For For
Katharine B. Stevenson Mgmt For For
C. Jurgen Tinggren Mgmt For For
Deborah Weinstein Mgmt For For
2 Re-appoint KPMG LLP, Chartered Accountants, Mgmt For For
as independent auditors for the Company.
3 The non-binding Say-on-Pay Resolution, the Mgmt For For
full text of which is attached as Schedule
"A" to the Circular, with or without
variation, on the Company's approach to
executive compensation, as more
particularly described in the Circular.
4 The Amended and Restated Shareholder Rights Mgmt For For
Plan Resolution, the full text of which is
attached as "Schedule B" to this Circular,
with or without variation, to continue,
amend and restate the Company's Shareholder
Rights Plan, as more particularly described
in the Circular.
--------------------------------------------------------------------------------------------------------------------------
OPUS BANK Agenda Number: 935180137
--------------------------------------------------------------------------------------------------------------------------
Security: 684000102
Meeting Type: Special
Meeting Date: 05-May-2020
Ticker: OPB
ISIN: US6840001027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement and Plan Mgmt For For
of Reorganization, dated as of January 31,
2020, by and among Pacific Premier Bancorp,
Inc., Pacific Premier Bank and Opus Bank
(including the Agreement of Merger
incorporated therein), pursuant to which
Opus Bank will merge with and into Pacific
Premier Bank, with Pacific Premier Bank as
the surviving institution (such
transaction, the "Merger"), and the Merger.
2. Proposal to approve, on a non-binding, Mgmt Against Against
advisory basis, the compensation that
certain named executive officers of Opus
Bank may receive that is based on or
otherwise relates to the Merger.
3. Proposal to adjourn the Opus Bank Special Mgmt For For
Meeting to a later date or dates, if
necessary, to permit further solicitation
of proxies if there are not sufficient
votes at the time of the meeting to approve
Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
ORITANI FINANCIAL CORP Agenda Number: 935085022
--------------------------------------------------------------------------------------------------------------------------
Security: 68633D103
Meeting Type: Special
Meeting Date: 14-Nov-2019
Ticker: ORIT
ISIN: US68633D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt Against Against
Merger, dated as of June 25, 2019, between
Valley National Bancorp and Oritani
Financial Corp. pursuant to which Oritani
Financial Corp. will merge with and into
Valley National Bancorp.
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation that will or may become
payable to the named executive officers of
Oritani Financial Corp. based on or related
to the merger.
3. Approval of a proposal to authorize the Mgmt Against Against
Oritani Financial Corp. Board of Directors
to adjourn or postpone the Oritani
Financial Corp. special meeting to a later
date, if necessary or appropriate, to
solicit additional proxies in favor of
approval of the merger agreement or to vote
on other matters properly before such
special meeting.
--------------------------------------------------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC. Agenda Number: 935159029
--------------------------------------------------------------------------------------------------------------------------
Security: 70432V102
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: PAYC
ISIN: US70432V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet B. Haugen Mgmt For For
J.C. Watts, Jr. Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote to approve compensation of Mgmt Against Against
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORP Agenda Number: 935151528
--------------------------------------------------------------------------------------------------------------------------
Security: 704551100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: BTU
ISIN: US7045511000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Bob Malone
1B. Election of Director for a one-year term: Mgmt For For
Samantha B. Algaze
1C. Election of Director for a one-year term: Mgmt For For
Andrea E. Bertone
1D. Election of Director for a one-year term: Mgmt For For
Nicholas J. Chirekos
1E. Election of Director for a one-year term: Mgmt For For
Stephen E. Gorman
1F. Election of Director for a one-year term: Mgmt For For
Glenn L. Kellow
1G. Election of Director for a one-year term: Mgmt For For
Joe W. Laymon
1H. Election of Director for a one-year term: Mgmt For For
Teresa S. Madden
1I. Election of Director for a one-year term: Mgmt For For
David J. Miller
1J. Election of Director for a one-year term: Mgmt For For
Kenneth W. Moore
1K. Election of Director for a one-year term: Mgmt For For
Michael W. Sutherlin
1L. Election of Director for a one-year term: Mgmt For For
Darren R. Yeates
2. Approve, on an advisory basis, our named Mgmt Against Against
executive officers' compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
PENNYMAC MORTGAGE INVESTMENT TRUST Agenda Number: 935166733
--------------------------------------------------------------------------------------------------------------------------
Security: 70931T103
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: PMT
ISIN: US70931T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II trustee for a term Mgmt For For
expiring at the 2023 Annual Meeting of
Shareholders: Preston DuFauchard
1B. Election of Class II trustee for a term Mgmt For For
expiring at the 2023 Annual Meeting of
Shareholders: Nancy McAllister
1C. Election of Class II trustee for a term Mgmt For For
expiring at the 2023 Annual Meeting of
Shareholders: Stacey D. Stewart
2. To ratify the appointment of our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. To approve, by non-binding vote, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935148901
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shona L. Brown Mgmt For For
1B. Election of Director: Cesar Conde Mgmt For For
1C. Election of Director: Ian Cook Mgmt For For
1D. Election of Director: Dina Dublon Mgmt For For
1E. Election of Director: Richard W. Fisher Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: David C. Page Mgmt For For
1I. Election of Director: Robert C. Pohlad Mgmt For For
1J. Election of Director: Daniel Vasella Mgmt For For
1K. Election of Director: Darren Walker Mgmt For For
1L. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Reduce Ownership Shr For Against
Threshold to Call Special Shareholder
Meetings.
5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND Shr Against For
PUBLIC HEALTH.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION Agenda Number: 935153508
--------------------------------------------------------------------------------------------------------------------------
Security: 723484101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: PNW
ISIN: US7234841010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glynis A. Bryan Mgmt For For
Denis A. Cortese, M.D. Mgmt For For
Richard P. Fox Mgmt For For
Jeffrey B. Guldner Mgmt For For
Dale E. Klein, Ph.D. Mgmt For For
Humberto S. Lopez Mgmt For For
Kathryn L. Munro Mgmt For For
Bruce J. Nordstrom Mgmt For For
Paula J. Sims Mgmt For For
James E. Trevathan, Jr. Mgmt For For
David P. Wagener Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation as disclosed in the 2020 Proxy
Statement.
3. Ratify the appointment of the independent Mgmt For For
accountant for the year ending December 31,
2020.
4. Vote on the approval of a shareholder Shr Against For
proposal asking the Company to amend its
governing documents to reduce the ownership
threshold to 10% to call special
shareholder meetings, if properly presented
at the meeting.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 935138859
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Ballantine Mgmt For For
1B. Election of Director: Rodney L. Brown, Jr. Mgmt For For
1C. Election of Director: Jack E. Davis Mgmt For For
1D. Election of Director: Kirby A. Dyess Mgmt For For
1E. Election of Director: Mark B. Ganz Mgmt For For
1F. Election of Director: Marie Oh Huber Mgmt For For
1G. Election of Director: Kathryn J. Jackson Mgmt For For
1H. Election of Director: Michael H. Millegan Mgmt For For
1I. Election of Director: Neil J. Nelson Mgmt For For
1J. Election of Director: M. Lee Pelton Mgmt For For
1K. Election of Director: Maria M. Pope Mgmt For For
1L. Election of Director: Charles W. Shivery Mgmt For For
2. To approve, by a non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 935142909
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ralph Izzo Mgmt For For
1B. Election of Director: Shirley Ann Jackson Mgmt For For
1C. Election of Director: Willie A. Deese Mgmt For For
1D. Election of Director: David Lilley Mgmt For For
1E. Election of Director: Barry H. Ostrowsky Mgmt For For
1F. Election of Director: Scott G. Stephenson Mgmt For For
1G. Election of Director: Laura A. Sugg Mgmt For For
1H. Election of Director: John P. Surma Mgmt For For
1I. Election of Director: Susan Tomasky Mgmt For For
1J. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote on the approval of executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Independent Auditor for the
year 2020.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935138152
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Uri P. Harkham Mgmt For For
1D. Election of Trustee: Leslie S. Heisz Mgmt For For
1E. Election of Trustee: B. Wayne Hughes, Jr. Mgmt For For
1F. Election of Trustee: Avedick B. Poladian Mgmt For For
1G. Election of Trustee: Gary E. Pruitt Mgmt For For
1H. Election of Trustee: John Reyes Mgmt Against Against
1I. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1J. Election of Trustee: Tariq M. Shaukat Mgmt For For
1K. Election of Trustee: Ronald P. Spogli Mgmt For For
1L. Election of Trustee: Daniel C. Staton Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
READY CAPITAL CORPORATION Agenda Number: 935044381
--------------------------------------------------------------------------------------------------------------------------
Security: 75574U101
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: RC
ISIN: US75574U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Capasse Mgmt For For
Jack J. Ross Mgmt For For
Frank P. Filipps Mgmt For For
David L. Holman Mgmt For For
Gilbert E. Nathan Mgmt For For
J. Mitchell Reese Mgmt For For
Todd M. Sinai Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
2019 fiscal year.
3. Approval, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as more described in
the proxy statement.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the future stockholder
advisory votes on the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
REDWOOD TRUST, INC. Agenda Number: 935201892
--------------------------------------------------------------------------------------------------------------------------
Security: 758075402
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: RWT
ISIN: US7580754023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard D. Baum Mgmt For For
1.2 Election of Director: Christopher J. Abate Mgmt For For
1.3 Election of Director: Douglas B. Hansen Mgmt For For
1.4 Election of Director: Debora D. Horvath Mgmt For For
1.5 Election of Director: Greg H. Kubicek Mgmt For For
1.6 Election of Director: Fred J. Matera Mgmt For For
1.7 Election of Director: Jeffrey T. Pero Mgmt For For
1.8 Election of Director: Georganne C. Proctor Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for 2020.
3. Approval of the non-binding advisory Mgmt For For
resolution to approve named executive
officer compensation.
4. Approval of the amendment to the Company's Mgmt For For
charter to increase the number of shares
authorized for issuance.
5. Approval of the amendment to the Amended Mgmt For For
and Restated 2014 Incentive Award Plan to
increase the number of shares authorized
for issuance thereunder.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 935146200
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin E. Stein, Jr. Mgmt For For
1B. Election of Director: Joseph F. Azrack Mgmt For For
1C. Election of Director: Bryce Blair Mgmt For For
1D. Election of Director: C. Ronald Blankenship Mgmt For For
1E. Election of Director: Deirdre J. Evens Mgmt For For
1F. Election of Director: Thomas W. Furphy Mgmt For For
1G. Election of Director: Karin M. Klein Mgmt For For
1H. Election of Director: Peter D. Linneman Mgmt For For
1I. Election of Director: David P. O'Connor Mgmt For For
1J. Election of Director: Lisa Palmer Mgmt For For
1K. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution Mgmt For For
approving executive compensation for fiscal
year 2019.
3. Ratification of appointment of KPMG LLP as Mgmt For For
the Company's independent accountants for
the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RENT-A-CENTER, INC. Agenda Number: 935189503
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: RCII
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: Jeffrey J. Brown Mgmt For For
1b. Election of Director: Mitchell E. Fadel Mgmt For For
1c. Election of Director: Christopher B. Mgmt For For
Hetrick
2. To ratify the Audit & Risk Committee's Mgmt For For
selection of Ernst & Young LLP as our
independent registered public accounting
firm for the year ending December 31, 2020
3. To conduct an advisory vote approving the Mgmt For For
compensation of the named executive
officers for the year ended December 31,
2019, as set forth in the proxy statement
4. To conduct an advisory vote on the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation
--------------------------------------------------------------------------------------------------------------------------
RINGCENTRAL, INC. Agenda Number: 935215980
--------------------------------------------------------------------------------------------------------------------------
Security: 76680R206
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: RNG
ISIN: US76680R2067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vladimir Shmunis Mgmt For For
Kenneth Goldman Mgmt For For
Michelle McKenna Mgmt For For
Godfrey Sullivan Mgmt For For
Robert Theis Mgmt For For
Allan Thygesen Mgmt For For
Neil Williams Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the named executive officers'
compensation, as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. Agenda Number: 935080995
--------------------------------------------------------------------------------------------------------------------------
Security: 781270103
Meeting Type: Special
Meeting Date: 24-Oct-2019
Ticker: RTEC
ISIN: US7812701032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of June 23, 2019, by and among
Nanometrics Incorporated ("Nanometrics"),
Rudolph Technologies, Inc., ("Rudolph") and
PV Equipment Inc., a wholly owned
subsidiary of Nanometrics (the "Merger
Agreement"), pursuant to which PV Equipment
Inc. will merge with and into Rudolph, with
Rudolph as the surviving corporation and a
wholly- owned subsidiary of Nanometrics
(the "Merger Agreement Proposal").
2. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation that will or may be
paid to Rudolph's named executive officers
that is based on or otherwise relates to
the transactions contemplated by the Merger
Agreement (the "Rudolph Advisory
Compensation Proposal").
3. To approve, on an advisory, non-binding Mgmt For For
basis, the proposed increase of the
authorized shares of Nanometrics common
stock under the Nanometrics certificate of
incorporation from 47,000,000 shares of
common stock to 97,000,000 shares of common
stock (the "Advisory Share Authorization
Proposal").
4. To approve the adjournment of the Rudolph Mgmt For For
Special Meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Rudolph Special Meeting
to approve the Merger Agreement Proposal,
the Rudolph Advisory Compensation Proposal,
and the Advisory Share Authorization
Proposal or to ensure that any supplement
or amendment to the joint proxy
statement/prospectus is timely provided to
Rudolph stockholders.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935196685
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William R. McDermott Mgmt For For
1B. Election of Director: Anita M. Sands Mgmt For For
1C. Election of Director: Dennis M. Woodside Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers ("Say-on-Pay").
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the independent registered public
accounting firm for 2020.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation to declassify
our Board of Directors.
5. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
SOLAR CAPITAL LTD Agenda Number: 935072443
--------------------------------------------------------------------------------------------------------------------------
Security: 83413U100
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: SLRC
ISIN: US83413U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David S. Wachter Mgmt Withheld Against
2. To approve a proposal to authorize Solar Mgmt For For
Capital Ltd. to sell shares of its common
stock at a price or prices below Solar
Capital Ltd.'s then current net asset value
per share in one or more offerings, in each
case subject to the approval of its board
of directors and compliance with the
conditions set forth in the proxy statement
(including, without limitation, that the
number of shares issued does not exceed 25%
of Solar Capital Ltd.'s then outstanding
common stock immediately prior to each such
offering).
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935125066
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt Against Against
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
1M. Election of Director: Myron E. Ullman, III Mgmt For For
2. Advisory resolution to approve our Mgmt Against Against
executive officer compensation
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2020
4. EEO Policy Risk Report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC. Agenda Number: 935145234
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Bronson Mgmt For For
Jeffrey G. Dishner Mgmt For For
Camille J. Douglas Mgmt For For
Solomon J. Kumin Mgmt For For
Fred S. Ridley Mgmt For For
Barry S. Sternlicht Mgmt For For
Strauss Zelnick Mgmt For For
2. The approval on an advisory basis of the Mgmt Against Against
Company's executive compensation.
3. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for the calendar
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
STORE CAPITAL CORPORATION Agenda Number: 935184135
--------------------------------------------------------------------------------------------------------------------------
Security: 862121100
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: STOR
ISIN: US8621211007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Donovan Mgmt For For
Mary Fedewa Mgmt For For
Morton H. Fleischer Mgmt For For
William F. Hipp Mgmt For For
Tawn Kelley Mgmt For For
Catherine D. Rice Mgmt For For
Einar A. Seadler Mgmt For For
Quentin P. Smith, Jr. Mgmt For For
Christopher H. Volk Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SUN COMMUNITIES, INC. Agenda Number: 935170871
--------------------------------------------------------------------------------------------------------------------------
Security: 866674104
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: SUI
ISIN: US8666741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting of stockholders: Gary A.
Shiffman
1B. Election of Director to serve until 2021 Mgmt For For
annual meeting of stockholders: Meghan G.
Baivier
1C. Election of Director to serve until 2021 Mgmt For For
annual meeting of stockholders: Stephanie
W. Bergeron
1D. Election of Director to serve until 2021 Mgmt For For
annual meeting of stockholders: Brian M.
Hermelin
1E. Election of Director to serve until 2021 Mgmt For For
annual meeting of stockholders: Ronald A.
Klein
1F. Election of Director to serve until 2021 Mgmt For For
annual meeting of stockholders: Clunet R.
Lewis
1G. Election of Director to serve until 2021 Mgmt For For
annual meeting of stockholders: Arthur A.
Weiss
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 935085224
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas L. Bene Mgmt For For
1B. Election of Director: Daniel J. Brutto Mgmt For For
1C. Election of Director: John M. Cassaday Mgmt For For
1D. Election of Director: Joshua D. Frank Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Bradley M. Halverson Mgmt For For
1G. Election of Director: John M. Hinshaw Mgmt For For
1H. Election of Director: Hans-Joachim Koerber Mgmt For For
1I. Election of Director: Stephanie A. Mgmt For For
Lundquist
1J. Election of Director: Nancy S. Newcomb Mgmt For For
1K. Election of Director: Nelson Peltz Mgmt For For
1L. Election of Director: Edward D. Shirley Mgmt For For
1M. Election of Director: Sheila G. Talton Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation paid to Sysco's named
executive officers, as disclosed in Sysco's
2019 proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Sysco's independent registered
public accounting firm for fiscal 2020.
4. To consider a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting an independent board chair
policy.
--------------------------------------------------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION Agenda Number: 935216627
--------------------------------------------------------------------------------------------------------------------------
Security: 87236Y108
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: AMTD
ISIN: US87236Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve and adopt the Agreement Mgmt For For
and Plan of Merger, dated as of November
24, 2019, by and among The Charles Schwab
Corporation, Americano Acquisition Corp.
and TD Ameritrade Holding Corporation ("TD
Ameritrade"), as it may be amended from
time to time (the "merger agreement").
2. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, certain compensation
arrangements that may be paid or become
payable to TD Ameritrade's named executive
officers in connection with the merger
contemplated by the merger agreement.
3. Proposal to approve the adjournment of the Mgmt For For
TD Ameritrade special meeting from time to
time if necessary to solicit additional
proxies if there are not sufficient votes
to approve and adopt the merger agreement
at the time of the TD Ameritrade special
meeting or any adjournment or postponement
thereof.
--------------------------------------------------------------------------------------------------------------------------
TERRENO REALTY CORPORATION Agenda Number: 935141945
--------------------------------------------------------------------------------------------------------------------------
Security: 88146M101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: TRNO
ISIN: US88146M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Blake Baird Mgmt For For
1B. Election of Director: Michael A. Coke Mgmt For For
1C. Election of Director: Linda Assante Mgmt For For
1D. Election of Director: LeRoy E. Carlson Mgmt For For
1E. Election of Director: David M. Lee Mgmt For For
1F. Election of Director: Gabriela Franco Mgmt For For
Parcella
1G. Election of Director: Douglas M. Pasquale Mgmt For For
1H. Election of Director: Dennis Polk Mgmt For For
2. Adoption of a resolution to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of certain executives, as more
fully described in the proxy statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
certified public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TFS FINANCIAL CORPORATION Agenda Number: 935121549
--------------------------------------------------------------------------------------------------------------------------
Security: 87240R107
Meeting Type: Annual
Meeting Date: 27-Feb-2020
Ticker: TFSL
ISIN: US87240R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William C. Mulligan Mgmt Against Against
1B. Election of Director: Terrence R. Ozan Mgmt For For
1C. Election of Director: Marc A. Stefanski Mgmt For For
2. Advisory vote on compensation of named Mgmt Against Against
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
accountant for the Company's fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935169311
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt For For
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935134940
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Z. Cook Mgmt For For
1B. Election of Director: Joseph J. Echevarria Mgmt For For
1C. Election of Director: Thomas P. "Todd" Mgmt For For
Gibbons
1D. Election of Director: Jeffrey A. Goldstein Mgmt For For
1E. Election of Director: Edmund F. "Ted" Kelly Mgmt For For
1F. Election of Director: Jennifer B. Morgan Mgmt For For
1G. Election of Director: Elizabeth E. Robinson Mgmt For For
1H. Election of Director: Samuel C. Scott III Mgmt For For
1I. Election of Director: Frederick O. Terrell Mgmt For For
1J. Election of Director: Alfred W. "Al" Zollar Mgmt For For
2. Advisory resolution to approve the 2019 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2020.
4. Stockholder proposal regarding pay equity Shr Against For
report.
5. Stockholder proposal regarding stockholder Shr Against For
vote on bylaw and charter amendments.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935136285
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935092394
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Beck Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Dean Hollis Mgmt For For
1D. Election of Director: Shervin J. Korangy Mgmt For For
1E. Election of Director: Roger Meltzer Mgmt Against Against
1F. Election of Director: Mark L. Schiller Mgmt For For
1G. Election of Director: Michael B. Sims Mgmt For For
1H. Election of Director: Glenn W. Welling Mgmt For For
1I. Election of Director: Dawn M. Zier Mgmt Against Against
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 935156580
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jane D. Carlin Mgmt For For
(Three-year term expiring in 2023)
1.2 Election of Director: Daniel T. Henry Mgmt For For
(Three-year term expiring in 2023)
1.3 Election of Director: Wendell J. Knox Mgmt For For
(Three-year term expiring in 2023)
1.4 Election of Director: Kathleen S. Lane Mgmt For For
(Three-year term expiring in 2023)
2. To approve the advisory vote on the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent, registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY Agenda Number: 935095580
--------------------------------------------------------------------------------------------------------------------------
Security: 55825T103
Meeting Type: Annual
Meeting Date: 11-Dec-2019
Ticker: MSG
ISIN: US55825T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Biondi, Jr. Mgmt Withheld Against
Matthew C. Blank Mgmt For For
Joseph J. Lhota Mgmt For For
Richard D. Parsons Mgmt For For
Nelson Peltz Mgmt For For
Frederic V. Salerno Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm.
3. Approval of, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francis S. Blake Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Amy L. Chang Mgmt For For
1D. Election of Director: Scott D. Cook Mgmt For For
1E. Election of Director: Joseph Jimenez Mgmt For For
1F. Election of Director: Terry J. Lundgren Mgmt For For
1G. Election of Director: Christine M. McCarthy Mgmt For For
1H. Election of Director: W. James McNerney, Mgmt For For
Jr.
1I. Election of Director: Nelson Peltz Mgmt For For
1J. Election of Director: David S. Taylor Mgmt For For
1K. Election of Director: Margaret C. Whitman Mgmt For For
1L. Election of Director: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote)
4. Approval of The Procter & Gamble 2019 Stock Mgmt For For
and Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 935182371
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janaki Akella Mgmt For For
1B. Election of Director: Juanita Powell Mgmt For For
Baranco
1C. Election of Director: Jon A. Boscia Mgmt For For
1D. Election of Director: Henry A. Clark III Mgmt For For
1E. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1F. Election of Director: Thomas A. Fanning Mgmt For For
1G. Election of Director: David J. Grain Mgmt For For
1H. Election of Director: Donald M. James Mgmt For For
1I. Election of Director: John D. Johns Mgmt For For
1J. Election of Director: Dale E. Klein Mgmt For For
1K. Election of Director: Ernest J. Moniz Mgmt For For
1L. Election of Director: William G. Smith, Jr. Mgmt For For
1M. Election of Director: Steven R. Specker Mgmt For For
1N. Election of Director: E. Jenner Wood III Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm for 2020
4. Stockholder proposal regarding an Shr For Against
independent board chair
5. Stockholder proposal regarding a report on Shr Against For
lobbying
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 935170908
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Beller Mgmt For For
1B. Election of Director: Janet M. Dolan Mgmt For For
1C. Election of Director: Patricia L. Higgins Mgmt For For
1D. Election of Director: William J. Kane Mgmt For For
1E. Election of Director: Clarence Otis Jr. Mgmt For For
1F. Election of Director: Elizabeth E. Robinson Mgmt For For
1G. Election of Director: Philip T. Ruegger III Mgmt For For
1H. Election of Director: Todd C. Schermerhorn Mgmt For For
1I. Election of Director: Alan D. Schnitzer Mgmt For For
1J. Election of Director: Donald J. Shepard Mgmt For For
1K. Election of Director: Laurie J. Thomsen Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as The Travelers Companies, Inc.
independent registered public accounting
firm for 2020.
3. Non-binding vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WENDY'S COMPANY Agenda Number: 935184298
--------------------------------------------------------------------------------------------------------------------------
Security: 95058W100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: WEN
ISIN: US95058W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nelson Peltz Mgmt For For
1B. Election of Director: Peter W. May Mgmt For For
1C. Election of Director: Kristin A. Dolan Mgmt For For
1D. Election of Director: Kenneth W. Gilbert Mgmt For For
1E. Election of Director: Dennis M. Kass Mgmt For For
1F. Election of Director: Joseph A. Levato Mgmt For For
1G. Election of Director: Michelle J. Mgmt For For
Mathews-Spradlin
1H. Election of Director: Matthew H. Peltz Mgmt For For
1I. Election of Director: Todd A. Penegor Mgmt For For
1J. Election of Director: Peter H. Rothschild Mgmt For For
1K. Election of Director: Arthur B. Winkleblack Mgmt For For
2. Approval of the adoption of the Company's Mgmt For For
2020 Omnibus Award Plan.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2020.
4. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
TIVO CORPORATION Agenda Number: 935201119
--------------------------------------------------------------------------------------------------------------------------
Security: 88870P106
Meeting Type: Special
Meeting Date: 29-May-2020
Ticker: TIVO
ISIN: US88870P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
and Reorganization, dated December 18,
2019, as it may be amended from time to
time, by and among Xperi Corporation, TiVo
Corporation, XRAY-TWOLF HoldCo Corporation,
XRAY Merger Sub Corporation and TWOLF
Merger Sub Corporation.
2. To approve the adjournment of the special Mgmt For For
meeting (if necessary or appropriate to
solicit additional proxies if there are not
sufficient votes to adopt the merger
agreement).
3. To approve, by non-binding advisory vote, Mgmt For For
certain compensation that may become
payable to TiVo's named executive officers
in connection with the consummation of the
mergers.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC. Agenda Number: 935066604
--------------------------------------------------------------------------------------------------------------------------
Security: 891906109
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: TSS
ISIN: US8919061098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019 (as
amended from time to time, the "merger
agreement"), by and between Total System
Services, Inc. ("TSYS") and Global Payments
Inc. ("Global Payments") and the
transactions contemplated thereby,
including the merger of TSYS with and into
Global Payments (the "merger").
2. Approval, on an advisory (non-binding) Mgmt For For
basis, of the executive officer
compensation that will or may be paid to or
become payable to TSYS' named executive
officers in connection with the merger.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of an amendment to Global Payments'
articles of incorporation to declassify
Global Payments' board of directors and
provide for the annual election of
directors.
4. Approval of the adjournment of the TSYS Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to approve
Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 935174362
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John L. Adams Mgmt For For
Brandon B. Boze Mgmt For For
John J. Diez Mgmt For For
Leldon E. Echols Mgmt For For
Charles W. Matthews Mgmt For For
E. Jean Savage Mgmt For For
Dunia A. Shive Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935180606
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Omid R. Kordestani Mgmt For For
1B. Election of Director: Ngozi Okonjo-Iweala Mgmt For For
1C. Election of Director: Bret Taylor Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
4. A stockholder proposal regarding an EEO Shr Against For
policy risk report.
--------------------------------------------------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP. Agenda Number: 935171354
--------------------------------------------------------------------------------------------------------------------------
Security: 90187B408
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TWO
ISIN: US90187B4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Spencer Abraham Mgmt For For
1B. Election of Director: James J. Bender Mgmt For For
1C. Election of Director: Karen Hammond Mgmt For For
1D. Election of Director: Stephen G. Kasnet Mgmt For For
1E. Election of Director: W. Reid Sanders Mgmt For For
1F. Election of Director: Thomas E. Siering Mgmt For For
1G. Election of Director: James A. Stern Mgmt For For
1H. Election of Director: Hope B. Woodhouse Mgmt For For
2. Advisory vote on the compensation of our Mgmt For For
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as our independent
registered public accounting firm for our
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 935189325
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Brattain Mgmt For For
1B. Election of Director: Glenn A. Carter Mgmt For For
1C. Election of Director: Brenda A. Cline Mgmt For For
1D. Election of Director: J. Luther King Jr. Mgmt For For
1E. Election of Director: Mary L. Landrieu Mgmt For For
1F. Election of Director: John S. Marr Jr. Mgmt For For
1G. Election of Director: H. Lynn Moore Jr. Mgmt For For
1H. Election of Director: Daniel M. Pope Mgmt For For
1I. Election of Director: Dustin R. Womble Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors.
3. Approval of an advisory resolution on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935137085
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Marc N. Casper Mgmt For For
1E. Election of Director: Andrew Cecere Mgmt For For
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2020 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
this proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES INC Agenda Number: 935156869
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Ursula Burns Mgmt For For
1C. Election of Director: Robert Eckert Mgmt For For
1D. Election of Director: Amanda Ginsberg Mgmt For For
1E. Election of Director: Dara Khosrowshahi Mgmt For For
1F. Election of Director: Wan Ling Martello Mgmt For For
1G. Election of Director: Yasir Al-Rumayyan Mgmt For For
1H. Election of Director: John Thain Mgmt For For
1I. Election of Director: David Trujillo Mgmt For For
2. Approval, by non-binding vote, of the 2019 Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. Approval, by non-binding vote, of the Mgmt 1 Year For
frequency of executive compensation votes.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
UDR, INC. Agenda Number: 935168751
--------------------------------------------------------------------------------------------------------------------------
Security: 902653104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: UDR
ISIN: US9026531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine A. Mgmt For For
Cattanach
1B. Election of Director: Jon A. Grove Mgmt For For
1C. Election of Director: Mary Ann King Mgmt For For
1D. Election of Director: James D. Klingbeil Mgmt For For
1E. Election of Director: Clint D. McDonnough Mgmt For For
1F. Election of Director: Robert A. McNamara Mgmt For For
1G. Election of Director: Mark R. Patterson Mgmt For For
1H. Election of Director: Thomas W. Toomey Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP to serve as independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
UGI CORPORATION Agenda Number: 935114051
--------------------------------------------------------------------------------------------------------------------------
Security: 902681105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: UGI
ISIN: US9026811052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. S. Bort Mgmt For For
1B. Election of Director: T. A. Dosch Mgmt For For
1C. Election of Director: A. N. Harris Mgmt For For
1D. Election of Director: F. S. Hermance Mgmt For For
1E. Election of Director: W. J. Marrazzo Mgmt For For
1F. Election of Director: K. A. Romano Mgmt For For
1G. Election of Director: M. O. Schlanger Mgmt For For
1H. Election of Director: J. B. Stallings, Jr. Mgmt For For
1I. Election of Director: K. R. Turner Mgmt For For
1J. Election of Director: J. L. Walsh Mgmt For For
2. Proposal to approve resolution on executive Mgmt For For
compensation.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 935079384
--------------------------------------------------------------------------------------------------------------------------
Security: 910304104
Meeting Type: Special
Meeting Date: 22-Oct-2019
Ticker: UBNK
ISIN: US9103041045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of July 15, 2019, by and
between United Financial Bancorp, Inc. and
People's United Financial, Inc., as such
agreement may be amended from time to time,
which is referred to as the merger
agreement, and the merger contemplated by
the merger agreement.
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, compensation that certain executive
officers of United Financial Bancorp, Inc.
may receive that is based on or otherwise
relates to the merger contemplated by the
merger agreement.
3. To adjourn the special meeting one or more Mgmt For For
times if necessary, advisable or
appropriate to solicit additional proxies
in favor of Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, Mgmt For For
par value $1.00 per share, to Raytheon
stockholders in connection with the merger
contemplated by the Agreement and Plan of
Merger, dated as of June 9, 2019, by and
among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company
(the "UTC share issuance proposal").
2. Approve the adjournment of the UTC special Mgmt For For
meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the UTC
special meeting to approve the UTC share
issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1E. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Shr For
Majority Vote Requirement.
5. Shareowner Proposal to Create a Committee Shr Against For
to Prepare a Report regarding the Impact of
Plant Closure on Communities and
Alternatives to Help Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
US FOODS HOLDING CORP. Agenda Number: 935159916
--------------------------------------------------------------------------------------------------------------------------
Security: 912008109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: USFD
ISIN: US9120081099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Court D. Carruthers Mgmt For For
1B. Election of Director: David M. Tehle Mgmt For For
1C. Election of Director: Ann E. Ziegler Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935212415
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Carges Mgmt For For
Paul E. Chamberlain Mgmt For For
Paul Sekhri Mgmt For For
2. Ratify the appointment of KPMG LLP as Veeva Mgmt For For
Systems Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 935160515
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher M. Mgmt For For
Foskett
1B. Election of Director: David B. Wright Mgmt For For
1C. Election of Director: Annell R. Bay Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
W. P. CAREY INC. Agenda Number: 935190710
--------------------------------------------------------------------------------------------------------------------------
Security: 92936U109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: WPC
ISIN: US92936U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Alexander Mgmt For For
1B. Election of Director: Peter J. Farrell Mgmt For For
1C. Election of Director: Robert J. Flanagan Mgmt For For
1D. Election of Director: Jason E. Fox Mgmt For For
1E. Election of Director: Axel K.A. Hansing Mgmt For For
1F. Election of Director: Jean Hoysradt Mgmt For For
1G. Election of Director: Margaret G. Lewis Mgmt For For
1H. Election of Director: Christopher J. Mgmt For For
Niehaus
1I. Election of Director: Nick J.M. van Ommen Mgmt For For
2. To Approve the Advisory Resolution on Mgmt For For
Executive Compensation.
3. To Approve the Advisory Resolution on the Mgmt 1 Year For
Frequency of Executive Compensation Vote.
4. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935192726
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt Against Against
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: S. Robson Walton Mgmt For For
1K. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Approval of the Amendment to the ASDA Mgmt For For
Sharesave Plan 2000
5. Report on Impacts of Single-Use Plastic Shr Against For
Bags
6. Report on Supplier Antibiotics Use Shr Against For
Standards
7. Policy to Include Hourly Associates as Shr Against For
Director Candidates
8. Report on Strengthening Prevention of Shr Against For
Workplace Sexual Harassment
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935158445
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank M. Clark, Jr. Mgmt For For
1B. Election of Director: James C. Fish, Jr. Mgmt For For
1C. Election of Director: Andres R. Gluski Mgmt For For
1D. Election of Director: Victoria M. Holt Mgmt Against Against
1E. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
4. Proposal to amend and restate our Employee Mgmt For For
Stock Purchase Plan to increase the number
of shares authorized for issuance.
--------------------------------------------------------------------------------------------------------------------------
WEC ENERGY GROUP, INC. Agenda Number: 935145501
--------------------------------------------------------------------------------------------------------------------------
Security: 92939U106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: WEC
ISIN: US92939U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patricia W. Chadwick Mgmt For For
1B. Election of Director: Curt S. Culver Mgmt For For
1C. Election of Director: Danny L. Cunningham Mgmt For For
1D. Election of Director: William M. Farrow III Mgmt For For
1E. Election of Director: Thomas J. Fischer Mgmt For For
1F. Election of Director: J. Kevin Fletcher Mgmt For For
1G. Election of Director: Maria C. Green Mgmt For For
1H. Election of Director: Gale E. Klappa Mgmt For For
1I. Election of Director: Henry W. Knueppel Mgmt For For
1J. Election of Director: Thomas K. Lane Mgmt For For
1K. Election of Director: Ulice Payne, Jr. Mgmt For For
1L. Election of Director: Mary Ellen Stanek Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt For For
the Named Executive Officers.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
Independent Auditors for 2020
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 935180581
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Engel Mgmt For For
Matthew J. Espe Mgmt For For
Bobby J. Griffin Mgmt For For
John K. Morgan Mgmt For For
Steven A. Raymund Mgmt For For
James L. Singleton Mgmt For For
Easwaran Sundaram Mgmt For For
Laura K. Thompson Mgmt For For
Lynn M. Utter Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 935199477
--------------------------------------------------------------------------------------------------------------------------
Security: G9618E107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: WTM
ISIN: BMG9618E1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Manning Rountree Mgmt For For
Mary C. Choksi Mgmt For For
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of the appointment of Mgmt For For
PricewaterhouseCooopers LLP ("PwC") as the
Company's Independent Registered Public
Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WILLIAM LYON HOMES Agenda Number: 935119708
--------------------------------------------------------------------------------------------------------------------------
Security: 552074700
Meeting Type: Special
Meeting Date: 30-Jan-2020
Ticker: WLH
ISIN: US5520747008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal: To approve the adoption of Mgmt For For
the Agreement and Plan of Merger, dated as
of November 5, 2019, among Taylor Morrison
Homes Corporation ("Taylor Morrison"),
Tower Merger Sub, Inc., a wholly owned
subsidiary of Taylor Morrison ("Merger
Sub"), and William Lyon Homes, pursuant to
which Merger Sub will be merged with and
into William Lyon Homes, with William Lyon
Homes continuing as the surviving
corporation and a wholly owned subsidiary
of Taylor Morrison (the "merger").
2. Advisory Compensation Proposal: To approve, Mgmt Against Against
on an advisory, non- binding basis, the
compensation that may be paid or become
payable to William Lyon Homes' named
executive officers in connection with the
merger.
3. William Lyon Homes Adjournment Proposal: To Mgmt For For
adjourn the William Lyon Homes special
meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes to approve the Merger
Proposal.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Advisory vote on named executive officer Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935174021
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Netha N. Johnson Mgmt For For
1D. Election of Director: George J. Kehl Mgmt For For
1E. Election of Director: Richard T. O'Brien Mgmt For For
1F. Election of Director: David K. Owens Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Policinski
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: A. Patricia Sampson Mgmt For For
1J. Election of Director: James J. Sheppard Mgmt For For
1K. Election of Director: David A. Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy V. Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2020
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935166858
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Michael J. Cavanagh Mgmt For For
1D. Election of Director: Christopher M. Connor Mgmt For For
1E. Election of Director: Brian C. Cornell Mgmt For For
1F. Election of Director: Tanya L. Domier Mgmt For For
1G. Election of Director: David W. Gibbs Mgmt For For
1H. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1I. Election of Director: Thomas C. Nelson Mgmt For For
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Shareholder Proposal Regarding Issuance of Shr Against For
Annual Reports on Efforts to Reduce
Deforestation.
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935160337
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ZEN
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Michael Mgmt For For
Curtis
1B. Election of Class III Director: Mikkel Mgmt For For
Svane
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Zendesk's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935151516
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher B. Begley Mgmt For For
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Gail K. Boudreaux Mgmt For For
1D. Election of Director: Michael J. Farrell Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Robert A. Hagemann Mgmt For For
1G. Election of Director: Bryan C. Hanson Mgmt For For
1H. Election of Director: Arthur J. Higgins Mgmt For For
1I. Election of Director: Maria Teresa Hilado Mgmt For For
1J. Election of Director: Syed Jafry Mgmt For For
1K. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation (Say on Pay).
AlphaSimplex Managed Futures Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
AlphaSimplex Multi-Asset Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
AlphaSimplex Tactical U.S. Market Fund - ASG
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
AlphaSimplex Tactical U.S. Market Fund - Active
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935116118
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-appointment of Director: Jaime Ardila Mgmt For For
1B. Re-appointment of Director: Herbert Hainer Mgmt For For
1C. Re-appointment of Director: Nancy McKinstry Mgmt For For
1D. Re-appointment of Director: Gilles C. Mgmt For For
Pelisson
1E. Re-appointment of Director: Paula A. Price Mgmt For For
1F. Re-appointment of Director: Venkata Mgmt For For
(Murthy) Renduchintala
1G. Re-appointment of Director: David Rowland Mgmt For For
1H. Re-appointment of Director: Arun Sarin Mgmt For For
1I. Re-appointment of Director: Julie Sweet Mgmt For For
1J. Re-appointment of Director: Frank K. Tang Mgmt For For
1K. Re-appointment of Director: Tracey T. Mgmt For For
Travis
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve the Amended and Restated Mgmt For For
Accenture plc 2010 Share Incentive Plan.
4. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935132580
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Frank Calderoni Mgmt For For
1C. Election of Director: James Daley Mgmt For For
1D. Election of Director: Laura Desmond Mgmt For For
1E. Election of Director: Charles Geschke Mgmt For For
1F. Election of Director: Shantanu Narayen Mgmt For For
1G. Election of Director: Kathleen Oberg Mgmt For For
1H. Election of Director: Dheeraj Pandey Mgmt For For
1I. Election of Director: David Ricks Mgmt For For
1J. Election of Director: Daniel Rosensweig Mgmt For For
1K. Election of Director: John Warnock Mgmt For For
2. Approve the 2020 Employee Stock Purchase Mgmt For For
Plan, which amends and restates the 1997
Employee Stock Purchase Plan.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on November
27, 2020.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
5. Consider and vote upon one stockholder Shr Against For
proposal.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935114429
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Carter Mgmt For For
1B. Election of Director: Charles I. Cogut Mgmt For For
1C. Election of Director: Chadwick C. Deaton Mgmt For For
1D. Election of Director: Seifollah Ghasemi Mgmt For For
1E. Election of Director: David H. Y. Ho Mgmt For For
1F. Election of Director: Margaret G. McGlynn Mgmt For For
1G. Election of Director: Edward L. Monser Mgmt For For
1H. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935172469
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tom Killalea Mgmt For For
Tom Leighton Mgmt For For
Jonathan Miller Mgmt For For
Monte Ford Mgmt For For
Madhu Ranganathan Mgmt For For
Fred Salerno Mgmt For For
Ben Verwaayen Mgmt For For
2. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION Agenda Number: 935178257
--------------------------------------------------------------------------------------------------------------------------
Security: 018802108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LNT
ISIN: US0188021085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Allen Mgmt For For
Michael D. Garcia Mgmt For For
Singleton B. McAllister Mgmt For For
Susan D. Whiting Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approve the Alliant Energy Corporation 2020 Mgmt For For
Omnibus Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt Withheld Against
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt Against Against
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr For Against
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt Against Against
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935134611
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Ralph D. Crosby, Jr. Mgmt For For
1E. Election of Director: Art A. Garcia Mgmt For For
1F. Election of Director: Linda A. Goodspeed Mgmt For For
1G. Election of Director: Thomas E. Hoaglin Mgmt For For
1H. Election of Director: Sandra Beach Lin Mgmt For For
1I. Election of Director: Margaret M. McCarthy Mgmt For For
1J. Election of Director: Richard C. Notebaert Mgmt For For
1K. Election of Director: Stephen S. Rasmussen Mgmt For For
1L. Election of Director: Oliver G. Richard III Mgmt For For
1M. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935169450
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Robert D. Hormats Mgmt For For
1D. Election of Director: Gustavo Lara Cantu Mgmt For For
1E. Election of Director: Grace D. Lieblein Mgmt For For
1F. Election of Director: Craig Macnab Mgmt For For
1G. Election of Director: JoAnn A. Reed Mgmt For For
1H. Election of Director: Pamela D.A. Reeve Mgmt For For
1I. Election of Director: David E. Sharbutt Mgmt For For
1J. Election of Director: Bruce L. Tanner Mgmt For For
1K. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To require periodic reports on political Shr For Against
contributions and expenditures.
5. To amend the bylaws to reduce the ownership Shr For Against
threshold required to call a special
meeting of the stockholders.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935172419
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2020.
4. Stockholder proposal to require an Shr For Against
independent board chair.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935123288
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt Against Against
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Karen M. Golz Mgmt For For
1H. Election of Director: Mark M. Little Mgmt For For
1I. Election of Director: Kenton J. Sicchitano Mgmt For For
1J. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Approval of the Analog Devices, Inc. 2020 Mgmt For For
Equity Incentive Plan.
4. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935167418
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for Mgmt For For
three-year term: Ajei S. Gopal
1B. Election of Class III Director for Mgmt For For
three-year term: Glenda M. Dorchak
1C. Election of Class III Director for Mgmt For For
three-year term: Robert M. Calderoni
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
3. The advisory vote to approve compensation Mgmt Against Against
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118655
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Special resolution to approve a scheme of Mgmt For For
arrangement pursuant to Part 26 of the
Companies Act 2006 ("Scheme"), authorize
the Board of Directors to take all such
actions that it considers necessary or
appropriate to carry the Scheme into
effect, approve a reduction of the share
capital of the Company, approve an
amendment to the Company's articles of
association and approve the issue of Class
E ordinary shares of the Company to Aon
Ireland (as defined in the Scheme) as
required as part of the Scheme, as set
forth in the Proxy Statement/Scheme
Circular.
2. Special resolution to authorize Aon Ireland Mgmt For For
to create distributable profits by a
reduction of the share capital of Aon
Ireland, conditional upon the Scheme
becoming effective.
3. Ordinary resolution to approve the terms of Mgmt For For
an off-exchange buyback, prior to the
Scheme becoming effective, by the Company
from Aon Corporation of 125,000 Class B
ordinary shares of Pound 0.40 each of the
Company.
4. Special resolution to approve the delisting Mgmt For For
of the Company's shares from the New York
Stock Exchange, conditional upon the Scheme
becoming effective.
5. Ordinary resolution to approve the Mgmt For For
adjournment of the General Meeting, if
necessary.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118667
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V111
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme as set forth in the Mgmt For For
Proxy Statement/Scheme Circular.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935200763
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law
5. Authorize the Board of Directors or the Mgmt For For
Audit Committee of the Board to determine
the remuneration of Ernst & Young Chartered
Accountants as the Company's Statutory
Auditor under Irish Law
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 935152885
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Annell R. Bay Mgmt For For
1B Election of Director: John J. Christmann IV Mgmt For For
1C Election of Director: Juliet S. Ellis Mgmt For For
1D Election of Director: Chansoo Joung Mgmt For For
1E Election of Director: Rene R. Joyce Mgmt For For
1F Election of Director: John E. Lowe Mgmt For For
1G Election of Director: William C. Montgomery Mgmt For For
1H Election of Director: Amy H. Nelson Mgmt For For
1I Election of Director: Daniel W. Rabun Mgmt For For
1J Election of Director: Peter A. Ragauss Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Apache's Independent Auditors.
3. Advisory Vote to Approve Compensation of Mgmt Against Against
Apache's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 935151477
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elaine D. Rosen Mgmt For For
1B. Election of Director: Paget L. Alves Mgmt For For
1C. Election of Director: Juan N. Cento Mgmt For For
1D. Election of Director: Alan B. Colberg Mgmt For For
1E. Election of Director: Harriet Edelman Mgmt For For
1F. Election of Director: Lawrence V. Jackson Mgmt For For
1G. Election of Director: Jean-Paul L. Montupet Mgmt For For
1H. Election of Director: Debra J. Perry Mgmt For For
1I. Election of Director: Ognjen (Ogi) Redzic Mgmt For For
1J. Election of Director: Paul J. Reilly Mgmt For For
1K. Election of Director: Robert W. Stein Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory approval of the 2019 compensation Mgmt For For
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. Mgmt For For
McCallister
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Independent Board Chairman. Shr For Against
5. Employee Representative Director. Shr Against For
6. Improve Guiding Principles of Executive Shr Against For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935081579
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2019
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: R. Glenn Hubbard Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Scott F. Powers Mgmt For For
1H. Election of Director: William J. Ready Mgmt For For
1I. Election of Director: Carlos A. Rodriguez Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 935097849
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2019
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas H. Brooks Mgmt For For
1B. Election of Director: Linda A. Goodspeed Mgmt For For
1C. Election of Director: Earl G. Graves, Jr. Mgmt For For
1D. Election of Director: Enderson Guimaraes Mgmt For For
1E. Election of Director: Michael M. Calbert Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Gale V. King Mgmt For For
1H. Election of Director: George R. Mrkonic, Mgmt For For
Jr.
1I. Election of Director: William C. Rhodes, Mgmt For For
III
1J. Election of Director: Jill A. Soltau Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm for the 2020 fiscal year.
3. Approval of advisory vote on executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 935161238
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Terry S. Brown Mgmt For For
1C. Election of Director: Alan B. Buckelew Mgmt For For
1D. Election of Director: Ronald L. Havner, Jr. Mgmt For For
1E. Election of Director: Stephen P. Hills Mgmt For For
1F. Election of Director: Richard J. Lieb Mgmt For For
1G. Election of Director: Timothy J. Naughton Mgmt For For
1H. Election of Director: H. Jay Sarles Mgmt For For
1I. Election of Director: Susan Swanezy Mgmt For For
1J. Election of Director: W. Edward Walter Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the year ending December 31, 2020.
3. To adopt a resolution approving, on a Mgmt For For
non-binding advisory basis, the
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
4. To amend the Company's Charter to eliminate Mgmt For For
the stockholder supermajority voting
requirements for approval of future Charter
amendments and other extraordinary actions.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 935141731
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Hayes Mgmt For For
Cathy D. Ross Mgmt For For
Betty Sapp Mgmt For For
Stuart A. Taylor II Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt Against Against
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr Against For
Accessible.
5. Adopt a New Shareholder Right - Written Shr Against For
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Shr Against For
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of amendment to BD's 2004 Employee Mgmt For For
and Director Equity-Based Compensation
Plan.
5. Approval of French Addendum to BD'S 2004 Mgmt For For
Employee and Director Equity-Based
Compensation Plan.
6. Shareholder proposal regarding special Shr For Against
shareholder meetings.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935170857
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Mathis Cabiallavetta Mgmt For For
1C. Election of Director: Pamela Daley Mgmt For For
1D. Withdrawn Mgmt Abstain Against
1E. Election of Director: Jessica P. Einhorn Mgmt For For
1F. Election of Director: Laurence D. Fink Mgmt For For
1G. Election of Director: William E. Ford Mgmt For For
1H. Election of Director: Fabrizio Freda Mgmt For For
1I. Election of Director: Murry S. Gerber Mgmt For For
1J. Election of Director: Margaret L. Johnson Mgmt For For
1K. Election of Director: Robert S. Kapito Mgmt For For
1L. Election of Director: Cheryl D. Mills Mgmt For For
1M. Election of Director: Gordon M. Nixon Mgmt For For
1N. Election of Director: Charles H. Robbins Mgmt For For
1O. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1P. Election of Director: Susan L. Wagner Mgmt For For
1Q. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2020.
4. Shareholder Proposal - Production of a Shr Against For
Report on the "Statement on the Purpose of
a Corporation."
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt Against Against
1D. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm.
4. Shareholder Proposal on Separate Chair & Shr For Against
CEO.
5. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 1,
2020.
3. Non-binding, advisory vote to approve Mgmt For For
compensation of Broadcom's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935192980
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Juan Gallardo Mgmt For For
1E. Election of Director: William A. Osborn Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Shareholder Proposal - Provide a Report of Shr For Against
Lobbying Activities
5. Shareholder Proposal - Independent Board Shr For Against
Chairman
6. Shareholder Proposal - Shareholder Action Shr For Against
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935140715
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Michael F. Neidorff Mgmt For For
1B. ELECTION OF DIRECTOR: H. James Dallas Mgmt For For
1C. ELECTION OF DIRECTOR: Robert K. Ditmore Mgmt For For
1D. ELECTION OF DIRECTOR: Richard A. Gephardt Mgmt For For
1E. ELECTION OF DIRECTOR: Lori J. Robinson Mgmt For For
1F. ELECTION OF DIRECTOR: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020.
4. APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS AMENDED AND
RESTATED.
5. THE STOCKHOLDER PROPOSAL ON POLITICAL Shr For Against
SPENDING DISCLOSURES AS DESCRIBED IN THE
PROXY STATEMENT.
6. THE STOCKHOLDER PROPOSAL ON THE ELIMINATION Shr For Against
OF SUPERMAJORITY VOTING PROVISIONS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935183979
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. M. Austin Mgmt For For
1B. Election of Director: J. B. Frank Mgmt For For
1C. Election of Director: A. P. Gast Mgmt For For
1D. Election of Director: E. Hernandez, Jr. Mgmt For For
1E. Election of Director: C. W. Moorman IV Mgmt For For
1F. Election of Director: D. F. Moyo Mgmt For For
1G. Election of Director: D. Reed-Klages Mgmt For For
1H. Election of Director: R. D. Sugar Mgmt For For
1I. Election of Director: D. J. Umpleby III Mgmt For For
1J. Election of Director: M. K. Wirth Mgmt For For
2. Ratification of Appointment of PwC as Mgmt For For
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Report on Lobbying Shr Against For
5. Create a Board Committee on Climate Risk Shr Against For
6. Report on Climate Lobbying Shr For Against
7. Report on Petrochemical Risk Shr For Against
8. Report on Human Rights Practices Shr Against For
9. Set Special Meeting Threshold at 10% Shr Against For
10. Adopt Policy for an Independent Chairman Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935172712
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Baldocchi Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil Flanzraich Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
4. Shareholder Proposal - Retention of Shares Shr Against For
5. Shareholder Proposal - Independent Board Shr For Against
Chair
6. Shareholder Proposal - Report on Employment Shr For Against
Arbitration
7. Shareholder Proposal - Written Consent of Shr For Against
Shareholders
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935169931
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2019
2A Allocation of disposable profit Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve)
3 Discharge of the Board of Directors Mgmt For For
4A Election of Auditor: Election of Mgmt For For
PricewaterhouseCoopers AG (Zurich) as our
statutory auditor
4B Election of Auditor: Ratification of Mgmt For For
appointment of PricewaterhouseCoopers LLP
(United States) as independent registered
public accounting firm for purposes of U.S.
securities law reporting
4C Election of Auditor: Election of BDO AG Mgmt For For
(Zurich) as special audit firm
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael G. Atieh Mgmt For For
5C Election of Director: Sheila P. Burke Mgmt For For
5D Election of Director: James I. Cash Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Michael P. Connors Mgmt For For
5G Election of Director: John A. Edwardson Mgmt For For
5H Election of Director: Robert J. Hugin Mgmt For For
5I Election of Director: Robert W. Scully Mgmt For For
5J Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5K Election of Director: Theodore E. Shasta Mgmt For For
5L Election of Director: David H. Sidwell Mgmt For For
5M Election of Director: Olivier Steimer Mgmt For For
5N Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors
7A Election of the Compensation Committee of Mgmt For For
the Board of Directors: Michael P. Connors
7B Election of the Compensation Committee of Mgmt For For
the Board of Directors: Mary Cirillo
7C Election of the Compensation Committee of Mgmt For For
the Board of Directors: John A. Edwardson
7D Election of the Compensation Committee of Mgmt For For
the Board of Directors: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy
9 Amendment to the Articles of Association Mgmt For For
relating to authorized share capital for
general purposes
10 Reduction of share capital Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting
11B Compensation of Executive Management for Mgmt For For
the next calendar year
12 Advisory vote to approve executive Mgmt Against Against
compensation under U.S. securities law
requirements
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 935150223
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James R. Craigie Mgmt For For
1B. Election of Director: Bradley C. Irwin Mgmt For For
1C. Election of Director: Penry W. Price Mgmt For For
1D. Election of Director: Janet S. Vergis Mgmt For For
1E. Election of Director: Arthur B. Winkleblack Mgmt For For
2. An advisory vote to approve compensation of Mgmt For For
our named executive officers.
3. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to give holders of 25% of
Company stock that meet certain
requirements the right to request a special
meeting.
4. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate certain
supermajority voting requirements to amend
certain of its provisions.
5. Proposal to amend and restate the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to move certain advance
notice requirements with respect to
director nominees and other proposals
submitted by stockholders to the Company's
Bylaws (such requirements to be updated).
6. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935080793
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 29-Oct-2019
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: James J. Johnson Mgmt For For
1H. Election of Director: Joseph Scaminace Mgmt For For
1I. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
4. A shareholder proposal requesting the Shr For Against
Company provide an annual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr For Against
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935153407
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1B. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt For For
Carey
1D. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1H. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt For For
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2020.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935142719
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jon E. Barfield Mgmt For For
1B. Election of Director: Deborah H. Butler Mgmt For For
1C. Election of Director: Kurt L. Darrow Mgmt For For
1D. Election of Director: William D. Harvey Mgmt For For
1E. Election of Director: Patricia K. Poppe Mgmt For For
1F. Election of Director: John G. Russell Mgmt For For
1G. Election of Director: Suzanne F. Shank Mgmt For For
1H. Election of Director: Myrna M. Soto Mgmt For For
1I. Election of Director: John G. Sznewajs Mgmt For For
1J. Election of Director: Ronald J. Tanski Mgmt For For
1K. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Approve the 2020 Performance Incentive Mgmt For For
Stock Plan.
5. Shareholder Proposal - Political Shr For Against
Contributions Disclosure.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt For For
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and Shr For Against
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935151679
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
1B. Election of Director: Caroline Maury Devine Mgmt For For
1C. Election of Director: John V. Faraci Mgmt For For
1D. Election of Director: Jody Freeman Mgmt For For
1E. Election of Director: Gay Huey Evans Mgmt For For
1F. Election of Director: Jeffrey A. Joerres Mgmt For For
1G. Election of Director: Ryan M. Lance Mgmt For For
1H. Election of Director: William H. McRaven Mgmt For For
1I. Election of Director: Sharmila Mulligan Mgmt For For
1J. Election of Director: Arjun N. Murti Mgmt For For
1K. Election of Director: Robert A. Niblock Mgmt For For
1L. Election of Director: David T. Seaton Mgmt For For
1M. Election of Director: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2020.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 935163282
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: George Campbell, Jr. Mgmt For For
1B. Election of Director: Ellen V. Futter Mgmt For For
1C. Election of Director: John F. Killian Mgmt For For
1D. Election of Director: John McAvoy Mgmt For For
1E. Election of Director: William J. Mulrow Mgmt For For
1F. Election of Director: Armando J. Olivera Mgmt For For
1G. Election of Director: Michael W. Ranger Mgmt For For
1H. Election of Director: Linda S. Sanford Mgmt For For
1I. Election of Director: Deirdre Stanley Mgmt For For
1J. Election of Director: L.Frederick Mgmt For For
Sutherland
2. Ratification of appointment of independent Mgmt For For
accountants.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935114087
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Richard A. Galanti Mgmt Withheld Against
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval to amend Articles of Incorporation Mgmt For For
to permit removal of directors without
cause.
5. Shareholder proposal regarding a director Shr Against For
skills matrix and disclosure of director
ideological perspectives.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 935157823
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Robert E. Garrison II Mgmt For For
1F. Election of Director: Andrea J. Goldsmith Mgmt For For
1G. Election of Director: Lee W. Hogan Mgmt For For
1H. Election of Director: Edward C. Hutcheson, Mgmt For For
Jr.
1I. Election of Director: J. Landis Martin Mgmt For For
1J. Election of Director: Robert F. McKenzie Mgmt For For
1K. Election of Director: Anthony J. Melone Mgmt For For
1L. Election of Director: W. Benjamin Moreland Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2020.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935150615
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Hefner Filler Mgmt For For
1B. Election of Director: Thomas P. Joyce, Jr. Mgmt For For
1C. Election of Director: Teri List-Stoll Mgmt For For
1D. Election of Director: Walter G. Lohr, Jr. Mgmt For For
1E. Election of Director: Jessica L. Mega, MD, Mgmt For For
MPH
1F. Election of Director: Pardis C. Sabeti, MD, Mgmt For For
D. Phil.
1G. Election of Director: Mitchell P. Rales Mgmt For For
1H. Election of Director: Steven M. Rales Mgmt For For
1I. Election of Director: John T. Schwieters Mgmt For For
1J. Election of Director: Alan G. Spoon Mgmt For For
1K. Election of Director: Raymond C. Stevens, Mgmt For For
Ph.D.
1L. Election of Director: Elias A. Zerhouni, MD Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2020
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that Mgmt Against Against
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935166579
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Sandra B. Cochran Mgmt Abstain Against
1D. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1E. Election of Director: Timothy I. McGuire Mgmt For For
1F. Election of Director: William C. Rhodes, Mgmt For For
III
1G. Election of Director: Debra A. Sandler Mgmt For For
1H. Election of Director: Ralph E. Santana Mgmt For For
1I. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2020.
4. To approve amendments to the amended and Mgmt For For
restated charter, as amended, of Dollar
General Corporation to replace
supermajority voting requirements with a
majority voting requirement as described in
the proxy statement.
5. To approve an amendment to the amended and Mgmt For For
restated bylaws of Dollar General
Corporation to replace the supermajority
voting requirement with a majority voting
requirement as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935132441
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Jacqueline K. Barton Mgmt For For
1D. Election of Director: James A. Bell Mgmt For For
1E. Election of Director: Wesley G. Bush Mgmt For For
1F. Election of Director: Richard K. Davis Mgmt For For
1G. Election of Director: Jeff M. Fettig Mgmt For For
1H. Election of Director: Jim Fitterling Mgmt For For
1I. Election of Director: Jacqueline C. Hinman Mgmt For For
1J. Election of Director: Jill S. Wyant Mgmt For For
1K. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution on the Frequency of Mgmt 1 Year For
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935148975
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Daniel R. DiMicco Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
William E. Kennard Mgmt For For
E. Marie McKee Mgmt For For
Marya M. Rose Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy's independent registered public
accounting firm for 2020
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Shareholder proposal regarding independent Shr For Against
board chair
5. Shareholder proposal regarding elimination Shr For
of supermajority voting provisions in Duke
Energy's Certificate of Incorporation
6. Shareholder proposal regarding providing a Shr For Against
semiannual report on Duke Energy's
political contributions and expenditures
7. Shareholder proposal regarding providing an Shr For Against
annual report on Duke Energy's lobbying
payments
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 935133493
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: John P. Case
1B. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: James B. Connor
1C. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Ngaire E. Cuneo
1D. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Charles R. Eitel
1E. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Tamara D. Fischer
1F. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Norman K. Jenkins
1G. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Melanie R. Sabelhaus
1H. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Peter M. Scott, III
1I. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: David P. Stockert
1J. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Chris Sultemeier
1K. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Michael E. Szymanczyk
1L. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Warren M. Thompson
1M. Election of Director for a one-year term Mgmt For For
ending at the 2021 Annual Meeting of
Shareholders: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935138619
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Michael J. Critelli Mgmt For For
1D. Election of Director: Richard H. Fearon Mgmt Against Against
1E. Election of Director: Olivier Leonetti Mgmt For For
1F. Election of Director: Deborah L. McCoy Mgmt For For
1G. Election of Director: Silvio Napoli Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Lori J. Ryerkerk Mgmt For For
1K. Election of Director: Gerald B. Smith Mgmt For For
1L. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving a proposed 2020 Stock Plan. Mgmt For For
3. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2020 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
4. Advisory approval of the Company's Mgmt For For
executive compensation.
5. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
6. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
7. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935148937
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. L. Eskew Mgmt For For
1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For
1C. Election of Director: D. A. Ricks Mgmt For For
1D. Election of Director: M. S. Runge Mgmt For For
1E. Election of Director: K. Walker Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
independent auditor for 2020.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to publish a report on Shr Against For
the effectiveness of the forced swim test.
8. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
9. Shareholder proposal on board diversity Shr Against For
requesting disclosures of specific minimum
qualifications and board nominee skills,
experience, and ideological perspective.
10. Shareholder proposal to publish feasibility Shr Against For
report on incorporating public concern over
drug prices into senior executive
compensation arrangements.
11. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
12. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935155576
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. R. Burbank Mgmt For For
1B. Election of Director: P. J. Condon Mgmt For For
1C. Election of Director: L. P. Denault Mgmt For For
1D. Election of Director: K. H. Donald Mgmt For For
1E. Election of Director: P. L. Frederickson Mgmt For For
1F. Election of Director: A. M. Herman Mgmt For For
1G. Election of Director: M. E. Hyland Mgmt For For
1H. Election of Director: S. L. Levenick Mgmt For For
1I. Election of Director: B. L. Lincoln Mgmt For For
1J. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Independent Registered
Public Accountants for 2020.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 935157001
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Mark L. Feidler Mgmt For For
1C. Election of Director: G. Thomas Hough Mgmt For For
1D. Election of Director: Robert D. Marcus Mgmt For For
1E. Election of Director: Siri S. Marshall Mgmt For For
1F. Election of Director: Scott A. McGregor Mgmt For For
1G. Election of Director: John A. McKinley Mgmt For For
1H. Election of Director: Robert W. Selander Mgmt For For
1I. Election of Director: Elane B. Stock Mgmt For For
1J. Election of Director: Heather H. Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2020.
4. Approval of Employee Stock Purchase Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935209014
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
William Luby Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt Withheld Against
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To approve the Equinix, Inc. 2020 Equity Mgmt For For
Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Equinix's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
5. Stockholder proposal related to political Shr Against For
contributions disclosure and oversight.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 935145690
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Anderson Mgmt For For
1B. Election of Director: Ann Berzin Mgmt For For
1C. Election of Director: Laurie Brlas Mgmt For For
1D. Election of Director: Christopher Crane Mgmt For For
1E. Election of Director: Yves de Balmann Mgmt For For
1F. Election of Director: Nicholas DeBenedictis Mgmt For For
1G. Election of Director: Linda Jojo Mgmt For For
1H. Election of Director: Paul Joskow Mgmt For For
1I. Election of Director: Robert Lawless Mgmt For For
1J. Election of Director: John Richardson Mgmt For For
1K. Election of Director: Mayo Shattuck III Mgmt For For
1L. Election of Director: John Young Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Exelon's Independent Auditor for 2020.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of the Exelon 2020 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935176443
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Avery Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Ursula M. Burns Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Joseph L. Hooley Mgmt For For
1F. Election of Director: Steven A. Kandarian Mgmt For For
1G. Election of Director: Douglas R. Oberhelman Mgmt For For
1H. Election of Director: Samuel J. Palmisano Mgmt For For
1I. Election of Director: William C. Weldon Mgmt For For
1J. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page Mgmt For For
29)
3. Advisory Vote to Approve Executive Mgmt For For
Compensation (page 30)
4. Independent Chairman (page 59) Shr For Against
5. Special Shareholder Meetings (page 61) Shr Against For
6. Report on Environmental Expenditures (page Shr Against For
62)
7. Report on Risks of Petrochemical Shr For Against
Investments (page 64)
8. Report on Political Contributions (page 66) Shr For Against
9. Report on Lobbying (page 67) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt Withheld Against
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt Against Against
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr For Against
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr For Against
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr For Against
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr For Against
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935068761
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2019
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Edwardson Mgmt For For
1B. Election of Director: Marvin R. Ellison Mgmt For For
1C. Election of Director: Susan Patricia Mgmt For For
Griffith
1D. Election of Director: John C. ("Chris") Mgmt For For
Inglis
1E. Election of Director: Kimberly A. Jabal Mgmt For For
1F. Election of Director: Shirley Ann Jackson Mgmt For For
1G. Election of Director: R. Brad Martin Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Susan C. Schwab Mgmt For For
1J. Election of Director: Frederick W. Smith Mgmt For For
1K. Election of Director: David P. Steiner Mgmt For For
1L. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of the FedEx Corporation 2019 Mgmt For For
Omnibus Stock Incentive Plan.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Stockholder proposal regarding lobbying Shr For Against
activity and expenditure report.
6. Stockholder proposal regarding employee Shr Against For
representation on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
FORTIVE CORPORATION Agenda Number: 935180442
--------------------------------------------------------------------------------------------------------------------------
Security: 34959J108
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: FTV
ISIN: US34959J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kate Mitchell Mgmt For For
1B. Election of Director: Mitchell P. Rales Mgmt Against Against
1C. Election of Director: Steven M. Rales Mgmt For For
1D. Election of Director: Jeannine Sargent Mgmt For For
1E. Election of Director: Alan G. Spoon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Fortive's independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve on an advisory basis Fortive's Mgmt For For
named executive officer compensation.
4. To approve Fortive's Amended and Restated Mgmt For For
Certificate of Incorporation, as amended
and restated to eliminate the supermajority
voting requirements applicable to shares of
common stock.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935192384
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin's 2019 Annual Report, Mgmt For For
including the consolidated financial
statements of Garmin for the fiscal year
ended December 28, 2019 and the statutory
financial statements of Garmin for the
fiscal year ended December 28, 2019
2. Approval of the appropriation of available Mgmt For For
earnings
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of U.S. $2.44 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments
4. Discharge of the members of the Board of Mgmt For For
Directors and the Executive Management from
liability for the fiscal year ended
December 28, 2019
5A. Re-election of Director: Jonathan C. Mgmt Against Against
Burrell
5B. Re-election of Director: Joseph J. Hartnett Mgmt For For
5C. Re-election of Director: Min H. Kao Mgmt For For
5D. Re-election of Director: Catherine A. Lewis Mgmt For For
5E. Re-election of Director: Charles W. Peffer Mgmt For For
5F. Re-election of Director: Clifton A. Pemble Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt Against Against
Chairman of the Board of Directors
7A. Re-election of Compensation Committee Mgmt Against Against
member: Jonathan C. Burrell
7B. Re-election of Compensation Committee Mgmt For For
member: Joseph J. Hartnett
7C. Re-election of Compensation Committee Mgmt For For
member: Catherine A. Lewis
7D. Re-election of Compensation Committee Mgmt For For
member: Charles W. Peffer
8. Re-election of the law firm Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 26, 2020 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another
one-year term
10. Advisory vote on executive compensation Mgmt For For
11. Binding vote to approve Fiscal Year 2021 Mgmt For For
maximum aggregate compensation for the
Executive Management
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2020 Annual General
Meeting and the 2021 Annual General Meeting
13. Renewal of authorized share capital Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sebastien Bazin Mgmt For For
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt For For
12. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
13. Ratification of KPMG as Independent Auditor Mgmt Against Against
for 2020
14. Require the Chairman of the Board to be Shr For Against
Independent
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935198920
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary T. Barra Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Linda R. Gooden Mgmt For For
1D. Election of Director: Joseph Jimenez Mgmt For For
1E. Election of Director: Jane L. Mendillo Mgmt For For
1F. Election of Director: Judith A. Miscik Mgmt For For
1G. Election of Director: Patricia F. Russo Mgmt For For
1H. Election of Director: Thomas M. Schoewe Mgmt For For
1I. Election of Director: Theodore M. Solso Mgmt For For
1J. Election of Director: Carol M. Stephenson Mgmt For For
1K. Election of Director: Devin N. Wenig Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation
3. Advisory Approval of the Frequency of Mgmt 1 Year For
Future Advisory Votes on Named Executive
Officer Compensation
4. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2020
5. Approval of the General Motors Company 2020 Mgmt For For
Long-Term Incentive Plan
6. Shareholder Proposal Regarding Shareholder Shr For Against
Written Consent
7. Shareholder Proposal Regarding Proxy Access Shr Against For
Amendment: Shareholder Aggregation Limit
8. Shareholder Proposal Regarding Report on Shr For Against
Human Rights Policy Implementation
9. Shareholder Proposal Regarding Report on Shr For Against
Lobbying Communications and Activities
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019, by and
between Global Payments Inc. ("Global
Payments") and Total System Services, Inc.
(as amended from time to time) and the
transactions contemplated thereby (the
"Global Payments merger proposal").
2. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to increase the
number of authorized shares of Global
Payments common stock from two hundred
million shares to four hundred million
shares (the "Global Payments authorized
share count proposal").
3. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to declassify the
Global Payments board of directors and
provide for annual elections of directors
(the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Global
Payments merger proposal, the Global
Payments authorized share count proposal or
the Global Payments declassification
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Global Payments
common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBE LIFE INC. Agenda Number: 935152354
--------------------------------------------------------------------------------------------------------------------------
Security: 37959E102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GL
ISIN: US37959E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Adair Mgmt For For
1B. Election of Director: Linda L. Addison Mgmt For For
1C. Election of Director: Marilyn A. Alexander Mgmt For For
1D. Election of Director: Cheryl D. Alston Mgmt For For
1E. Election of Director: Jane M. Buchan Mgmt For For
1F. Election of Director: Gary L. Coleman Mgmt For For
1G. Election of Director: Larry M. Hutchison Mgmt For For
1H. Election of Director: Robert W. Ingram Mgmt For For
1I. Election of Director: Steven P. Johnson Mgmt For For
1J. Election of Director: Darren M. Rebelez Mgmt For For
1K. Election of Director: Mary E. Thigpen Mgmt For For
2. Ratification of Auditors. Mgmt For For
3. Approval of 2019 Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HEALTHPEAK PROPERTIES, INC Agenda Number: 935142947
--------------------------------------------------------------------------------------------------------------------------
Security: 42250P103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PEAK
ISIN: US42250P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian G. Cartwright Mgmt For For
1B. Election of Director: Christine N. Garvey Mgmt For For
1C. Election of Director: R. Kent Griffin, Jr. Mgmt For For
1D. Election of Director: David B. Henry Mgmt For For
1E. Election of Director: Thomas M. Herzog Mgmt For For
1F. Election of Director: Lydia H. Kennard Mgmt For For
1G. Election of Director: Sara G. Lewis Mgmt For For
1H. Election of Director: Katherine M. Mgmt For For
Sandstrom
2. Approval, on an advisory basis, of 2019 Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Healthpeak Properties,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Linnet F. Deily Mgmt For For
1G. Election of Director: Deborah Flint Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: Raymond T. Odierno Mgmt For For
1L. Election of Director: George Paz Mgmt For For
1M. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Let Shareholders Vote on Bylaw Amendments. Shr Against For
5. Report on Lobbying Activities and Shr For Against
Expenditures.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 935153647
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: James W. Griffith Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Richard H. Lenny Mgmt For For
1F. Election of Director: E. Scott Santi Mgmt For For
1G. Election of Director: David B. Smith, Jr. Mgmt For For
1H. Election of Director: Pamela B. Strobel Mgmt For For
1I. Election of Director: Kevin M. Warren Mgmt For For
1J. Election of Director: Anre D. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as ITW's independent
registered public accounting firm for 2020.
3. Advisory vote to approve compensation of Mgmt For For
ITW's named executive officers.
4. A non-binding stockholder proposal, if Shr For Against
properly presented at the meeting, to
permit stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Buberl Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt Against Against
1C. Election of Director: David N. Farr Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Michelle J. Howard Mgmt For For
1F. Election of Director: Arvind Krishna Mgmt For For
1G. Election of Director: Andrew N. Liveris Mgmt For For
1H. Election of Director: F. William McNabb III Mgmt For For
1I. Election of Director: Martha E. Pollack Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
1K. Election of Director: Joseph R. Swedish Mgmt For For
1L. Election of Director: Sidney Taurel Mgmt For For
1M. Election of Director: Peter R. Voser Mgmt For For
1N. Election of Director: Frederick H. Waddell Mgmt Against Against
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal on Shareholder Right Shr For Against
to Remove Directors.
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935113693
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt For For
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt For For
1F. Election of Director: Suzanne Nora Johnson Mgmt For For
1G. Election of Director: Dennis D. Powell Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Thomas Szkutak Mgmt For For
1J. Election of Director: Raul Vazquez Mgmt For For
1K. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2020.
4. Stockholder proposal to adopt a mandatory Shr Against For
arbitration bylaw.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt Against Against
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Shr For Against
Risks
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt Against Against
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr For Against
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr For Against
7. Amend shareholder written consent Shr For Against
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935138099
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abelardo E. Bru Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt Against Against
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Stockholder Proposal Regarding Right to Act Shr For Against
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935159043
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Kinder Mgmt For For
1B. Election of Director: Steven J. Kean Mgmt For For
1C. Election of Director: Kimberly A. Dang Mgmt For For
1D. Election of Director: Ted A. Gardner Mgmt For For
1E. Election of Director: Anthony W. Hall, Jr. Mgmt For For
1F. Election of Director: Gary L. Hultquist Mgmt For For
1G. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For
1H. Election of Director: Deborah A. Macdonald Mgmt For For
1I. Election of Director: Michael C. Morgan Mgmt For For
1J. Election of Director: Arthur C. Mgmt For For
Reichstetter
1K. Election of Director: Fayez Sarofim Mgmt For For
1L. Election of Director: C. Park Shaper Mgmt For For
1M. Election of Director: William A. Smith Mgmt For For
1N. Election of Director: Joel V. Staff Mgmt For For
1O. Election of Director: Robert F. Vagt Mgmt For For
1P. Election of Director: Perry M. Waughtal Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935081959
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 05-Nov-2019
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Youssef A. El-Mansy Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 935168787
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheldon G. Adelson Mgmt For For
Irwin Chafetz Mgmt For For
Micheline Chau Mgmt Withheld Against
Patrick Dumont Mgmt Withheld Against
Charles D. Forman Mgmt For For
Robert G. Goldstein Mgmt For For
George Jamieson Mgmt For For
Charles A. Koppelman Mgmt Withheld Against
Lewis Kramer Mgmt For For
David F. Levi Mgmt For For
Xuan Yan Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
3. An advisory (non-binding) vote to approve Mgmt Against Against
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935018920
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 26-Jul-2019
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1b. Election of Director: Stephen F. Angel Mgmt For For
1c. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1d. Election of Director: Prof. Dr. Clemens Mgmt For For
Borsig
1e. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1f. Election of Director: Dr. Thomas Enders Mgmt For For
1g. Election of Director: Franz Fehrenbach Mgmt For For
1h. Election of Director: Edward G. Galante Mgmt For For
1i. Election of Director: Larry D. McVay Mgmt For For
1j. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1k. Election of Director: Prof. Dr. Martin H. Mgmt Against Against
Richenhagen
1l. Election of Director: Robert L. Wood Mgmt For For
2a. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2b. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To determine the price range at which Linde Mgmt For For
plc can re-allot shares that it acquires as
treasury shares under Irish law.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2019 Proxy Statement.
5. To recommend, on an advisory and Mgmt 1 Year For
non-binding basis, the frequency of holding
future advisory shareholder votes on the
compensation of Linde plc's Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935141983
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt Against Against
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Marillyn A. Hewson Mgmt For For
1I. Election of Director: Vicki A. Hollub Mgmt For For
1J. Election of Director: Jeh C. Johnson Mgmt For For
1K. Election of Director: Debra L. Reed-Klages Mgmt For For
1L. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2020.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation 2020 Incentive
Performance Award Plan.
5. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935180808
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2019.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2020.
4. Approve amendment to Bylaws reducing the Mgmt For For
ownership threshold to call special
shareholder meetings to 15% of outstanding
shares.
5. Approve 2020 Employee Stock Purchase Plan. Mgmt For For
6. Shareholder proposal to reduce the Shr Against For
ownership threshold to call special
shareholder meetings to 10% of outstanding
shares.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 935144333
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
phase out the classified Board of
Directors.
2A. Election of Class III Director: Steven A. Mgmt Against Against
Davis (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2B. Election of Class III Director: J. Michael Mgmt For For
Stice (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2C. Election of Class III Director: John P. Mgmt For For
Surma (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
2D. Election of Class III Director: Susan Mgmt For For
Tomasky (One-year term expiring in 2021 if
Item 1 is approved, or three year term
expiring in 2023 if Item 1 is not
approved).
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent auditor for 2020.
4. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
5. Shareholder proposal seeking simple Shr For For
majority vote provisions.
6. Shareholder proposal seeking a report on Shr Against For
integrating community impacts into the
company's executive compensation program.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 935180391
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J.W. Marriott, Jr. Mgmt For For
1B. Election of Director: Bruce W. Duncan Mgmt For For
1C. Election of Director: Deborah M. Harrison Mgmt For For
1D. Election of Director: Frederick A. Mgmt For For
Henderson
1E. Election of Director: Eric Hippeau Mgmt For For
1F. Election of Director: Lawrence W. Kellner Mgmt Against Against
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Aylwin B. Lewis Mgmt For For
1I. Election of Director: Margaret M. McCarthy Mgmt For For
1J. Election of Director: George Munoz Mgmt For For
1K. Election of Director: Susan C. Schwab Mgmt For For
1L. Election of Director: Arne M. Sorenson Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2020
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL RECOMMENDING Shr For Against
ELIMINATION OF SUPERMAJORITY VOTING
PROVISIONS
5. SHAREHOLDER PROPOSAL RECOMMENDING INCREASED Shr For Against
DIVERSITY DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935129874
--------------------------------------------------------------------------------------------------------------------------
Security: 579780206
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: MKC
ISIN: US5797802064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt No vote
ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK
& COMPANY, INCORPORATED (THE "COMPANY") TO
BE HELD VIA A VIRTUAL SHAREHOLDER MEETING
ON WEDNESDAY, APRIL 1, 2020 AT 10:00 AM
EDT. PLEASE USE THE FOLLOWING URL TO ACCESS
THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2020)
.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935171190
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2021: Lloyd Dean
1B. Election of Director for a one-year term Mgmt For For
expiring in 2021: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2021: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2021: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2021: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2021: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2021: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2021: Paul Walsh
1L. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Miles White
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Advisory vote to approve the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2020.
4. Vote to approve the Company's Amended and Mgmt For For
Restated 2012 Omnibus Stock Ownership Plan.
5. Advisory vote on a shareholder proposal Shr For Against
requesting to change the thresholds to call
special shareholder meetings, if properly
presented.
6. Advisory vote on a shareholder proposal Shr Against For
requesting the Board issue a report on
sugar and public health, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2020.
4. Shareholder proposal concerning shareholder Shr Against For
right to act by written consent.
5. Shareholder proposal regarding allocation Shr Against For
of corporate tax savings.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 935158736
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lewis W.K. Booth Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Crew Mgmt For For
1D. Election of Director: Lois D. Juliber Mgmt For For
1E. Election of Director: Peter W. May Mgmt For For
1F. Election of Director: Jorge S. Mesquita Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H Election of Director: Christiana S. Shi Mgmt For For
1I. Election of Director: Patrick T. Siewert Mgmt For For
1J. Election of Director: Michael A. Todman Mgmt For For
1K. Election of Director: Jean-Francois M. L. Mgmt For For
van Boxmeer
1L. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Independent Registered Public
Accountants for Fiscal Year Ending December
31, 2020.
4. Consider Employee Pay in Setting Chief Shr Against For
Executive Officer Pay.
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 935140563
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Basil L. Anderson Mgmt For For
1B. Election of Director: Jorge A. Bermudez Mgmt For For
1C. Election of Director: Therese Esperdy Mgmt For For
1D. Election of Director: Vincent A. Forlenza Mgmt For For
1E. Election of Director: Kathryn M. Hill Mgmt For For
1F. Election of Director: Raymond W. McDaniel, Mgmt For For
Jr.
1G. Election of Director: Henry A. McKinnell, Mgmt For For
Jr., Ph.D.
1H. Election of Director: Leslie F. Seidman Mgmt For For
1I. Election of Director: Bruce Van Saun Mgmt For For
2A. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for stockholder approval
of future amendments to the Certificate of
Incorporation and By- Laws.
2B. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standard to remove directors.
2C. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for filling open board
seats at statutorily required special
meetings.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm of the Company for 2020.
4. Advisory resolution approving executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935138518
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Benjamin F. duPont Mgmt For For
1D. Election of Director: Wayne Edmunds Mgmt For For
1E. Election of Director: Catherine R. Kinney Mgmt For For
1F. Election of Director: Jacques P. Perold Mgmt For For
1G. Election of Director: Sandy C. Rattray Mgmt For For
1H. Election of Director: Linda H. Riefler Mgmt For For
1I. Election of Director: Marcus L. Smith Mgmt For For
1J. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Mgmt Abstain Against
Hastings
1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against
1C. Election of Class III Director: Mathias Mgmt Abstain Against
Dopfner
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Approval of the Netflix, Inc. 2020 Stock Mgmt For For
Plan.
5. Stockholder proposal regarding political Shr For Against
disclosures, if properly presented at the
meeting.
6. Stockholder proposal for simple majority Shr For Against
vote, if properly presented at the meeting.
7. Stockholder proposal for EEO policy risk Shr Against For
report, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935172661
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Toni Jennings Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: David L. Porges Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Rudy E. Schupp Mgmt For For
1K. Election of Director: John L. Skolds Mgmt For For
1L. Election of Director: William H. Swanson Mgmt For For
1M. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2020
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement
4. A proposal entitled "Political Shr For Against
Contributions Disclosure" to request
semiannual reports disclosing political
contribution policies and expenditures
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935066298
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt For For
Peter B. Henry Mgmt For For
Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: Marianne C. Brown Mgmt For For
1C. Election of Director: Donald E. Felsinger Mgmt For For
1D. Election of Director: Ann M. Fudge Mgmt For For
1E. Election of Director: Bruce S. Gordon Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2020.
4. Shareholder proposal that the Company Shr For Against
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 3% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 935162468
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David O'Reilly Mgmt For For
1B. Election of Director: Larry O'Reilly Mgmt For For
1C. Election of Director: Greg Henslee Mgmt For For
1D. Election of Director: Jay D. Burchfield Mgmt For For
1E. Election of Director: Thomas T. Hendrickson Mgmt For For
1F. Election of Director: John R. Murphy Mgmt For For
1G. Election of Director: Dana M. Perlman Mgmt For For
1H. Election of Director: Maria A. Sastre Mgmt For For
1I. Election of Director: Andrea M. Weiss Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP, as independent auditors for the
fiscal year ending December 31, 2020.
4. To approve a proposal to amend the Articles Mgmt For For
of Incorporation to reduce stock ownership
required for shareholders to call a special
meeting.
5. To approve a proposal to amend the Articles Mgmt For For
of Incorporation to delete unnecessary and
outdated language related to classification
of Board and to reflect other
non-substantive revisions.
6. Shareholder proposal relating to material Shr For Against
human capital risks and opportunities.
7. Shareholder proposal entitled "Independent Shr For Against
Board Chairman."
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 935064559
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Consent
Meeting Date: 31-Dec-2019
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU MAY REVOKE ANY PREVIOUSLY EXECUTED Mgmt Against Against
WRITTEN REQUEST REGARDING THE ICAHN GROUP
SOLICITATION FOR THE REQUEST TO FIX A
RECORD DATE BY SIGNING, DATING AND
DELIVERING THIS WHITE REVOCATION FORM. For
= Yes Revoke my Request : Against = No Do
Not Revoke my request.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935176289
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian L. Derksen Mgmt For For
1B. Election of Director: Julie H. Edwards Mgmt For For
1C. Election of Director: John W. Gibson Mgmt For For
1D. Election of Director: Mark W. Helderman Mgmt For For
1E. Election of Director: Randall J. Larson Mgmt For For
1F. Election of Director: Steven J. Malcolm Mgmt For For
1G. Election of Director: Jim W. Mogg Mgmt For For
1H. Election of Director: Pattye L. Moore Mgmt For For
1I. Election of Director: Gary D. Parker Mgmt Against Against
1J. Election of Director: Eduardo A. Rodriguez Mgmt For For
1K. Election of Director: Terry K. Spencer Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2020.
3. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 935154269
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Duane C. Farrington Mgmt For For
1C. Election of Director: Donna A. Harman Mgmt For For
1D. Election of Director: Mark W. Kowlzan Mgmt For For
1E. Election of Director: Robert C. Lyons Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Samuel M. Mencoff Mgmt For For
1H. Election of Director: Roger B. Porter Mgmt For For
1I. Election of Director: Thomas S. Souleles Mgmt For For
1J. Election of Director: Paul T. Stecko Mgmt For For
1K. Election of Director: James D. Woodrum Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt For For
as our auditors.
3. Proposal to approve the 1999 Long-Term Mgmt For For
Equity Incentive Plan.
4. Proposal to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 935079550
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 17-Oct-2019
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Thomas Golisano Mgmt For For
1B. Election of Director: Thomas F. Bonadio Mgmt For For
1C. Election of Director: Joseph G. Doody Mgmt For For
1D. Election of Director: David J.S. Flaschen Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Martin Mucci Mgmt For For
1G. Election of Director: Joseph M. Tucci Mgmt For For
1H. Election of Director: Joseph M. Velli Mgmt For For
1I. Election of Director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935148901
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shona L. Brown Mgmt For For
1B. Election of Director: Cesar Conde Mgmt For For
1C. Election of Director: Ian Cook Mgmt For For
1D. Election of Director: Dina Dublon Mgmt For For
1E. Election of Director: Richard W. Fisher Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: David C. Page Mgmt For For
1I. Election of Director: Robert C. Pohlad Mgmt For For
1J. Election of Director: Daniel Vasella Mgmt For For
1K. Election of Director: Darren Walker Mgmt For For
1L. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Reduce Ownership Shr For Against
Threshold to Call Special Shareholder
Meetings.
5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND Shr Against For
PUBLIC HEALTH.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935138998
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald E. Blaylock Mgmt For For
1B. Election of Director: Albert Bourla Mgmt For For
1C. Election of Director: W. Don Cornwell Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Scott Gottlieb Mgmt For For
1F. Election of Director: Helen H. Hobbs Mgmt For For
1G. Election of Director: Susan Hockfield Mgmt For For
1H. Election of Director: James M. Kilts Mgmt For For
1I. Election of Director: Dan R. Littman Mgmt For For
1J. Election of Director: Shantanu Narayen Mgmt For For
1K. Election of Director: Suzanne Nora Johnson Mgmt For For
1L. Election of Director: James Quincey Mgmt For For
1M. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2020
3. 2020 advisory approval of executive Mgmt For For
compensation
4. Shareholder proposal regarding right to act Shr Against For
by written consent
5. Shareholder proposal regarding enhancing Shr Against For
proxy access
6. Shareholder proposal regarding report on Shr For Against
lobbying activities
7. Shareholder proposal regarding independent Shr For Against
chair policy
8. Shareholder proposal regarding gender pay Shr Against For
gap
9. Election of Director: Susan Mgmt For For
Desmond-Hellmann
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935152669
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles M. Holley Mgmt For For
1B. Election of Director: Glenn F. Tilton Mgmt For For
1C. Election of Director: Marna C. Whittington Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. Shareholder proposal requesting a report on Shr For Against
risks of Gulf Coast petrochemical
investments.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 935135132
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
STEPHEN F. ANGEL
1B. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
HUGH GRANT
1C. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For
IN THE CLASS WHOSE TERM EXPIRES IN 2023:
MELANIE L. HEALEY
2A. APPROVE THE APPOINMENT OF A DIRECTOR TO Mgmt For For
SERVE IN THE CLASS WHOSE TERM EXPIRES IN
2022: KATHLEEN A.LIGOCKI
3. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
4. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION AND
BYLAWS TO REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS
6. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 935160717
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Conway Mgmt For For
1B. Election of Director: Steven G. Elliott Mgmt For For
1C. Election of Director: Raja Rajamannar Mgmt For For
1D. Election of Director: Craig A. Rogerson Mgmt Against Against
1E. Election of Director: Vincent Sorgi Mgmt For For
1F. Election of Director: William H. Spence Mgmt For For
1G. Election of Director: Natica von Althann Mgmt For For
1H. Election of Director: Keith H. Williamson Mgmt For For
1I. Election of Director: Phoebe A. Wood Mgmt For For
1J. Election of Director: Armando Zagalo de Mgmt For For
Lima
2. Advisory vote to approve compensation of Mgmt For For
named executive officers
3. Ratification of the appointment of Mgmt For For
Independent Registered Public Accounting
Firm
4. Shareowner Proposal - Adopt policy to Shr For Against
require independent chairman of the board
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935138152
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Uri P. Harkham Mgmt For For
1D. Election of Trustee: Leslie S. Heisz Mgmt For For
1E. Election of Trustee: B. Wayne Hughes, Jr. Mgmt For For
1F. Election of Trustee: Avedick B. Poladian Mgmt For For
1G. Election of Trustee: Gary E. Pruitt Mgmt For For
1H. Election of Trustee: John Reyes Mgmt Against Against
1I. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1J. Election of Trustee: Tariq M. Shaukat Mgmt For For
1K. Election of Trustee: Ronald P. Spogli Mgmt For For
1L. Election of Trustee: Daniel C. Staton Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935155665
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt For For
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt For For
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: Ryan R. Marshall Mgmt For For
1H. Election of Director: John R. Peshkin Mgmt For For
1I. Election of Director: Scott F. Powers Mgmt For For
1J. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 935146200
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin E. Stein, Jr. Mgmt For For
1B. Election of Director: Joseph F. Azrack Mgmt For For
1C. Election of Director: Bryce Blair Mgmt For For
1D. Election of Director: C. Ronald Blankenship Mgmt For For
1E. Election of Director: Deirdre J. Evens Mgmt For For
1F. Election of Director: Thomas W. Furphy Mgmt For For
1G. Election of Director: Karin M. Klein Mgmt For For
1H. Election of Director: Peter D. Linneman Mgmt For For
1I. Election of Director: David P. O'Connor Mgmt For For
1J. Election of Director: Lisa Palmer Mgmt For For
1K. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution Mgmt For For
approving executive compensation for fiscal
year 2019.
3. Ratification of appointment of KPMG LLP as Mgmt For For
the Company's independent accountants for
the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935162064
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marco Alvera Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: William D. Green Mgmt For For
1D. Election of Director: Charles E. Haldeman, Mgmt For For
Jr.
1E. Election of Director: Stephanie C. Hill Mgmt For For
1F. Election of Director: Rebecca Jacoby Mgmt For For
1G. Election of Director: Monique F. Leroux Mgmt For For
1H. Election of Director: Maria R. Morris Mgmt For For
1I. Election of Director: Douglas L. Peterson Mgmt For For
1J. Election of Director: Edward B. Rust, Jr. Mgmt For For
1K. Election of Director: Kurt L. Schmoke Mgmt For For
1L. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to permit
removal of a Director with or without
cause.
4. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2020.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 935159221
--------------------------------------------------------------------------------------------------------------------------
Security: 78410G104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: SBAC
ISIN: US78410G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting: Steven
E. Bernstein
1.2 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting: Duncan
H. Cocroft
1.3 Election of Director For a three-year term Mgmt For For
expiring at the 2023 Annual Meeting:
Fidelma Russo
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as SBA's independent registered
public accounting firm for the 2020 fiscal
year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of SBA's named executive
officers.
4. Approval of the 2020 Performance and Equity Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick de La Mgmt For For
Chevardiere
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: Olivier Le Peuch Mgmt For For
1D. Election of Director: Tatiana A. Mitrova Mgmt For For
1E. Election of Director: Lubna S. Olayan Mgmt For For
1F. Election of Director: Mark G. Papa Mgmt For For
1G. Election of Director: Leo Rafael Reif Mgmt For For
1H. Election of Director: Henri Seydoux Mgmt For For
1I. Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2019; our consolidated
statement of income for the year ended
December 31, 2019; and our Board of
Directors' declarations of dividends in
2019, as reflected in our 2019 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 935152429
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan L. Boeckmann Mgmt For For
1B. Election of Director: Kathleen L. Brown Mgmt For For
1C. Election of Director: Andres Conesa Mgmt For For
1D. Election of Director: Maria Contreras-Sweet Mgmt For For
1E. Election of Director: Pablo A. Ferrero Mgmt For For
1F. Election of Director: William D. Jones Mgmt For For
1G. Election of Director: Jeffrey W. Martin Mgmt For For
1H. Election of Director: Bethany J. Mayer Mgmt For For
1I. Election of Director: Michael N. Mears Mgmt For For
1J. Election of Director: Jack T. Taylor Mgmt For For
1K. Election of Director: Cynthia L. Walker Mgmt For For
1L. Election of Director: Cynthia J. Warner Mgmt Against Against
1M. Election of Director: James C. Yardley Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Approval of Our Executive Mgmt For For
Compensation.
4. Shareholder Proposal Requiring an Shr For Against
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935144321
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2020.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 935153673
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary K. Brainerd Mgmt For For
1B. Election of Director: Srikant M. Datar, Mgmt For For
Ph.D.
1C. Election of Director: Roch Doliveux, DVM Mgmt For For
1D. Election of Director: Allan C. Golston(Lead Mgmt For For
Independent Director)
1E. Election of Director: Kevin A. Mgmt For For
Lobo(Chairman of the Board)
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Andrew K. Silvernail Mgmt For For
1H. Election of Director: Lisa M. Skeete Tatum Mgmt For For
1I. Election of Director: Ronda E. Stryker Mgmt For For
1J. Election of Director: Rajeev Suri Mgmt For For
2. Ratify appointment of Ernst & Young LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Non-management employee representation on Mgmt Against For
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 935085224
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas L. Bene Mgmt For For
1B. Election of Director: Daniel J. Brutto Mgmt For For
1C. Election of Director: John M. Cassaday Mgmt For For
1D. Election of Director: Joshua D. Frank Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Bradley M. Halverson Mgmt For For
1G. Election of Director: John M. Hinshaw Mgmt For For
1H. Election of Director: Hans-Joachim Koerber Mgmt For For
1I. Election of Director: Stephanie A. Mgmt For For
Lundquist
1J. Election of Director: Nancy S. Newcomb Mgmt For For
1K. Election of Director: Nelson Peltz Mgmt For For
1L. Election of Director: Edward D. Shirley Mgmt For For
1M. Election of Director: Sheila G. Talton Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation paid to Sysco's named
executive officers, as disclosed in Sysco's
2019 proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Sysco's independent registered
public accounting firm for fiscal 2020.
4. To consider a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting an independent board chair
policy.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935196293
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Calvin Darden Mgmt For For
1E. Election of Director: Robert L. Edwards Mgmt For For
1F. Election of Director: Melanie L. Healey Mgmt For For
1G. Election of Director: Donald R. Knauss Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Kenneth L. Salazar Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Company proposal to approve the Target Mgmt For For
Corporation 2020 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 935140575
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert A. Bradway Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Arthur D. Collins Jr. Mgmt For For
1D. Election of Director: Edmund P. Mgmt For For
Giambastiani Jr.
1E. Election of Director: Lynn J. Good Mgmt For For
1F. Election of Director: Nikki R. Haley Mgmt Abstain Against
1G. Election of Director: Akhil Johri Mgmt For For
1H. Election of Director: Lawrence W. Kellner Mgmt Against Against
1I. Election of Director: Caroline B. Kennedy Mgmt For For
1J. Election of Director: Steven M. Mollenkopf Mgmt For For
1K. Election of Director: John M. Richardson Mgmt For For
1L. Election of Director: Susan C. Schwab Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt Against Against
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & Touche Mgmt For For
LLP as Independent Auditor for 2020.
4. Disclosure of Director Skills, Ideological Shr Against For
Perspectives, and Experience and Minimum
Director Qualifications.
5. Additional Report on Lobbying Activities. Shr For Against
6. Policy Requiring Independent Board Shr Against For
Chairman.
7. Written Consent. Shr For Against
8. Mandatory Retention of Significant Stock by Shr Against For
Executives.
9. Additional Disclosure of Compensation Shr Against For
Adjustments.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935136285
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935127008
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: A. Thomas Bender Mgmt For For
1B Election of Director: Colleen E. Jay Mgmt For For
1C Election of Director: William A. Kozy Mgmt For For
1D Election of Director: Jody S. Lindell Mgmt For For
1E Election of Director: Gary S. Petersmeyer Mgmt For For
1F Election of Director: Allan E. Rubenstein, Mgmt For For
M.D.
1G Election of Director: Robert S. Weiss Mgmt For For
1H Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for The Cooper Companies,
Inc. for the fiscal year ending October 31,
2020.
3. Approve the 2020 Long-Term Incentive Plan Mgmt Against Against
for Non-Employee Directors.
4. An advisory vote on the compensation of our Mgmt Against Against
named executive officers as presented in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal Regarding Executive Shr For Against
Ownership Guidelines
7. Shareholder Proposal Regarding Shr Against For
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francis S. Blake Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Amy L. Chang Mgmt For For
1D. Election of Director: Scott D. Cook Mgmt For For
1E. Election of Director: Joseph Jimenez Mgmt For For
1F. Election of Director: Terry J. Lundgren Mgmt For For
1G. Election of Director: Christine M. McCarthy Mgmt For For
1H. Election of Director: W. James McNerney, Mgmt For For
Jr.
1I. Election of Director: Nelson Peltz Mgmt For For
1J. Election of Director: David S. Taylor Mgmt For For
1K. Election of Director: Margaret C. Whitman Mgmt For For
1L. Election of Director: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote)
4. Approval of The Procter & Gamble 2019 Stock Mgmt For For
and Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935137352
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K.B. Anderson Mgmt For For
1B. Election of Director: A.F. Anton Mgmt For For
1C. Election of Director: J.M. Fettig Mgmt For For
1D. Election of Director: R.J. Kramer Mgmt For For
1E. Election of Director: S.J. Kropf Mgmt For For
1F. Election of Director: J.G. Morikis Mgmt For For
1G. Election of Director: C.A. Poon Mgmt For For
1H. Election of Director: M.H. Thaman Mgmt For For
1I. Election of Director: M. Thornton III Mgmt For For
1J. Election of Director: S.H. Wunning Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the named executives.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935195633
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Alan M. Bennett Mgmt For For
1C. Election of Director: Rosemary T. Berkery Mgmt For For
1D. Election of Director: David T. Ching Mgmt For For
1E. Election of Director: Ernie Herrman Mgmt For For
1F. Election of Director: Michael F. Hines Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: Carol Meyrowitz Mgmt For For
1I. Election of Director: Jackwyn L. Nemerov Mgmt For For
1J. Election of Director: John F. O'Brien Mgmt For For
1K. Election of Director: Willow B. Shire Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2021
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote)
4. Shareholder proposal for a report on Shr Against For
reduction in chemical footprint
5. Shareholder proposal for a report on animal Shr For Against
welfare
6. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation
7. Shareholder proposal for disclosure Shr Against For
regarding executive share retention
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt For For
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt Against Against
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935197485
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: Karen B. Peetz Mgmt For For
1J. Election of Director: John P. Surma Mgmt For For
1K. Election of Director: Richard J. Swift Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935129355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 24-Mar-2020
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
William Dries Mgmt For For
Mervin Dunn Mgmt Withheld Against
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt Against Against
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2020.
4. To consider a stockholder proposal to adopt Shr For Against
greenhouse gas emissions reduction targets.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2020.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr For Against
Chairman if properly presented at the
Annual Meeting.
5. Shareholder proposal regarding Climate Shr For Against
Assessment Report if properly presented at
the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935156732
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 annual meeting: David P. Abney
1B. Election of Director to serve until the Mgmt For For
2021 annual meeting: Rodney C. Adkins
1C. Election of Director to serve until the Mgmt For For
2021 annual meeting: Michael J. Burns
1D. Election of Director to serve until the Mgmt For For
2021 annual meeting: William R. Johnson
1E. Election of Director to serve until the Mgmt For For
2021 annual meeting: Ann M. Livermore
1F. Election of Director to serve until the Mgmt For For
2021 annual meeting: Rudy H.P. Markham
1G. Election of Director to serve until the Mgmt For For
2021 annual meeting: Franck J. Moison
1H. Election of Director to serve until the Mgmt For For
2021 annual meeting: Clark T. Randt, Jr.
1I. Election of Director to serve until the Mgmt For For
2021 annual meeting: Christiana Smith Shi
1J. Election of Director to serve until the Mgmt For For
2021 annual meeting: John T. Stankey
1K. Election of Director to serve until the Mgmt For For
2021 annual meeting: Carol B. Tome
1L. Election of Director to serve until the Mgmt For For
2021 annual meeting: Kevin M. Warsh
2. Approve on an advisory basis a resolution Mgmt For For
on executive compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2020.
4. To prepare an annual report on lobbying Shr For Against
activities.
5. To reduce the voting power of class A stock Shr For Against
from 10 votes per share to one vote per
share.
6. To prepare a report on reducing UPS's total Shr For Against
contribution to climate change.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935145474
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Approval of Proposed Amendment to the Mgmt For For
Certificate of Incorporation Granting
Stockholders the Right to Act by Written
Consent.
5. Stockholder Proposal to Let Shareholders Shr Against For
Vote on Bylaw Amendments.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, Mgmt For For
par value $1.00 per share, to Raytheon
stockholders in connection with the merger
contemplated by the Agreement and Plan of
Merger, dated as of June 9, 2019, by and
among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company
(the "UTC share issuance proposal").
2. Approve the adjournment of the UTC special Mgmt For For
meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the UTC
special meeting to approve the UTC share
issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935144484
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt For For
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Eric D. Mullins Mgmt For For
1F. Election of Director: Donald L. Nickles Mgmt For For
1G. Election of Director: Philip J. Pfeiffer Mgmt For For
1H. Election of Director: Robert A. Profusek Mgmt For For
1I. Election of Director: Stephen M. Waters Mgmt For For
1J. Election of Director: Randall J. Mgmt For For
Weisenburger
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2020.
3. Approve, by non-binding vote, the 2019 Mgmt For For
compensation of our named executive
officers.
4. Approve 2020 Omnibus Stock Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr Against For
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr Against For
8. Amend Severance Approval Policy Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935199883
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt For For
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt For For
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt For For
1G. Election of Director: Jeffrey Leiden Mgmt For For
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2020.
3. Advisory vote on named executive officer Mgmt For For
compensation.
4. Shareholder proposal, if properly presented Shr For Against
at the meeting, requesting that we prepare
a report on our policies and activities
with respect to lobbying.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935043935
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard T. Carucci Mgmt For For
Juliana L. Chugg Mgmt For For
Benno Dorer Mgmt For For
Mark S. Hoplamazian Mgmt For For
Laura W. Lang Mgmt For For
W. Alan McCollough Mgmt For For
W. Rodney McMullen Mgmt For For
Clarence Otis, Jr. Mgmt For For
Steven E. Rendle Mgmt For For
Carol L. Roberts Mgmt For For
Matthew J. Shattock Mgmt For For
Veronica B. Wu Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 935151554
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melissa H. Anderson Mgmt For For
1B. Election of Director: O. B. Grayson Hall, Mgmt For For
Jr.
1C. Election of Director: James T. Prokopanko Mgmt For For
1D. Election of Director: George Willis Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 935142733
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Adkins Mgmt For For
Brian P. Anderson Mgmt For For
V. Ann Hailey Mgmt For For
Stuart L. Levenick Mgmt For For
D.G. Macpherson Mgmt For For
Neil S. Novich Mgmt For For
Beatriz R. Perez Mgmt For For
Michael J. Roberts Mgmt For For
E. Scott Santi Mgmt For For
Susan Slavik Williams Mgmt For For
Lucas E. Watson Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as independent auditor for the
year ending December 31, 2020.
3. Say on Pay: To approve on a non-binding Mgmt For For
advisory basis the compensation of the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935192726
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt Against Against
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: S. Robson Walton Mgmt For For
1K. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Approval of the Amendment to the ASDA Mgmt For For
Sharesave Plan 2000
5. Report on Impacts of Single-Use Plastic Shr For Against
Bags
6. Report on Supplier Antibiotics Use Shr For Against
Standards
7. Policy to Include Hourly Associates as Shr Against For
Director Candidates
8. Report on Strengthening Prevention of Shr Against For
Workplace Sexual Harassment
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935158445
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank M. Clark, Jr. Mgmt For For
1B. Election of Director: James C. Fish, Jr. Mgmt For For
1C. Election of Director: Andres R. Gluski Mgmt For For
1D. Election of Director: Victoria M. Holt Mgmt Against Against
1E. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt For For
1H. Election of Director: Thomas H. Weidemeyer Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for 2020.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
4. Proposal to amend and restate our Employee Mgmt For For
Stock Purchase Plan to increase the number
of shares authorized for issuance.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 935160236
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Baddour Mgmt For For
1B. Election of Director: Michael J Berendt, Mgmt For For
PH.D
1C. Election of Director: Edward Conard Mgmt For For
1D. Election of Director: Laurie H. Glimcher, Mgmt For For
M.D
1E. Election of Director: Gary E. Hendrickson Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Kuebler
1G. Election of Director: Christopher J Mgmt For For
O'Connell
1H. Election of Director: Flemming Ornskov, Mgmt For For
M.D., M.P.H
1I. Election of Director: JoAnn A. Reed Mgmt For For
1J. Election of Director: Thomas P. Salice Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the fiscal year ending December
31, 2020.
3. To approve, by non-binding vote, named Mgmt For For
executive officer compensation.
4. To approve the 2020 Equity Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935145183
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1D. Election of Director: Wayne M. Hewett Mgmt For For
1E. Election of Director: Donald M. James Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for 2020.
4. Shareholder Proposal - Shareholder Approval Shr Against For
of By-Law Amendments.
5. Shareholder Proposal - Report on Shr Against For
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr Against For
Median Pay Gap.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 935150021
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth J. Bacon Mgmt For For
1B. Election of Director: Thomas J. DeRosa Mgmt For For
1C. Election of Director: Karen B. DeSalvo Mgmt For For
1D. Election of Director: Jeffrey H. Donahue Mgmt For For
1E. Election of Director: Sharon M. Oster Mgmt For For
1F. Election of Director: Sergio D. Rivera Mgmt For For
1G. Election of Director: Johnese M. Spisso Mgmt For For
1H. Election of Director: Kathryn M. Sullivan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
2020.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2020 Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935163939
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Emmert Mgmt For For
1B. Election of Director: Rick R. Holley Mgmt For For
1C. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1D. Election of Director: Al Monaco Mgmt For For
1E. Election of Director: Nicole W. Piasecki Mgmt For For
1F. Election of Director: Marc F. Racicot Mgmt For For
1G. Election of Director: Lawrence A. Selzer Mgmt For For
1H. Election of Director: D. Michael Steuert Mgmt For For
1I. Election of Director: Devin W. Stockfish Mgmt For For
1J. Election of Director: Kim Williams Mgmt For For
1K. Election of Director: Charles R. Williamson Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935190342
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: WLTW
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt For For
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the Mgmt For For
appointment of (i) Deloitte & Touche LLP to
audit our financial statements and (ii)
Deloitte Ireland LLP to audit our Irish
Statutory Accounts, and authorize, in a
binding vote, the Board, acting through the
Audit Committee, to fix the independent
auditors' remuneration.
3. Approve, on an advisory basis, the named Mgmt For For
executive officer compensation.
4. Renew the Board's existing authority to Mgmt For For
issue shares under Irish law.
5. Renew the Board's existing authority to opt Mgmt For For
out of statutory pre-emption rights under
Irish law.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935208175
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Byrne Mgmt For For
Patricia Mulroy Mgmt For For
Clark T. Randt, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers as described in the
proxy statement.
4. To approve an amendment to our 2014 Omnibus Mgmt For For
Incentive Plan to increase the authorized
shares by 1,500,000 shares.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935169905
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Norden Mgmt For For
1B. Election of Director: Louise M. Parent Mgmt For For
1C. Election of Director: Kristin C. Peck Mgmt For For
1D. Election of Director: Robert W. Scully Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation
(Say on Pay frequency).
4. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
Loomis Sayles Global Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 711703478
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 06-Dec-2019
Ticker: ADYEN
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND ANNOUNCEMENTS Non-Voting
2 PROPOSAL APPOINTMENT MARIETTE BIANCA SWART Mgmt For For
AS MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF LEGAL AND COMPLIANCE OFFICER
3 PROPOSAL APPOINTMENT KAMRAN ZAKI AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD WITH THE TITLE
CHIEF OPERATING OFFICER
4 ANY OTHER BUSINESS AND CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 711827468
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 14-Jan-2020
Ticker: ADYEN
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING OF THE GENERAL MEETING Non-Voting
2 IT IS PROPOSED TO REAPPOINT MR.JOEP VAN Mgmt For For
BEURDEN AS MEMBER OF THE SUPERVISORY BOARD
WHERE ALL DETAILS AS LAID DOWN IN ARTICLE
2:158 PARAGRAPH 5, SECTION 2: 142 PARAGRAPH
3 OF THE DUTCH CIVIL CODE ARE AVAILABLE FOR
THE GENERAL MEETING OF SHAREHOLDERS. THE
REAPPOINTMENT WILL BE WITH EFFECT FROM 20
JANUARY 2020 (THE ENDING OF HIS CURRENT
TERM) AND WILL BE FOR A 4-YEAR TERM
3 ANY OTHER BUSINESS AND CLOSING OF THE Non-Voting
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 712401671
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 26-May-2020
Ticker: ADYEN
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B APPROVE REMUNERATION REPORT Mgmt For For
2.C ADOPT ANNUAL ACCOUNTS Mgmt For For
2.D RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.E APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
2.F APPROVE REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 REELECT PIERO OVERMARS TO SUPERVISORY BOARD Mgmt For For
6 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
7 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9 RATIFY PWC AS AUDITORS Mgmt For For
10 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt For For
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt For For
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt For For
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt For For
JERRY YANG
2.4 Election of Director for a three year term: Mgmt For For
WAN LING MARTELLO
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt Withheld Against
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt Against Against
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr For Against
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 935179867
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: Annual/Special
Meeting Date: 24-Apr-2020
Ticker: ABEV3
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To analyze and approve the management Mgmt For For
accounts, with examination, discussion and
voting on the financial statements related
to the fiscal year ended December 31, 2019.
2 To decide on the allocation of the net Mgmt For For
profits for the fiscal year ended December
31, 2019 and ratification of the payment of
interest on own capital related to the
fiscal year ended December 31, 2019,
approved by the Board of Directors at the
meeting held on December 2, 2019.
3 To define the number of members of the Mgmt For For
Board of Directors. To approve the Board of
Directors to be composed of 11 effective
members and 2 alternates, for a 3-year
term, which will end at the Ordinary
Shareholder's Meeting to be held in 2023,
pursuant to the Management Proposal.
4A Election of the Board of Directors by a Mgmt Against Against
single slate: Controller Slate - Board of
Directors: Victorio Carlos De Marchi,
Carlos Alves de Brito, Milton Seligman,
Jose Heitor Attilio Gracioso, Vicente
Falconi Campos, Luis Felipe Pedreira Dutra
Leite, Roberto Moses Thompson Motta, Nelson
Jose Jamel, Cecilia Sicupira, Antonio
Carlos Augusto Ribeiro Bonchristiano,
Marcos de Barros Lisboa, Carlos Eduardo
Klutzenschell Lisboa (Alternate), Michel
Dimitrios Doukeris (Alternate)
4B If one of the candidates who make up the Mgmt Against For
chosen slate fails to join it, can your
votes continue to be cast on the chosen
slate?
4C In case the multiple vote election process Mgmt Against For
be adopted, should your votes be
distributed in equal percentages among the
members of the slate you chose?
5A1 Election of the fiscal council. To elect Mgmt Abstain Against
the effective and alternate members of the
Fiscal Council for a term in office of one
(1) year, which shall end on the Ordinary
General Meeting to be held in 2021:
Controller Slate - Fiscal Council: Jose
Ronaldo Vilela Rezende, Elidie Palma
Bifano, Emanuel Sotelino Schifferle
(Alternate), Eduardo Rogatto Luque
(Alternate). PLEASE VOTE IN ONLY ONE
OPTION: 5a OR 5b
5A2 If one of the candidates that are part of Mgmt Against For
the slate fails to integrate it to
accommodate the separate election, your
votes may still be given to the chosen
slate? PLEASE VOTE IN ONLY ONE OPTION: 5a
OR 5b
5B Separate Election of the fiscal council - Mgmt For
Candidates nominated by minority
shareholders: Vinicius Balbino Bouhid,
Carlos Tersandro Fonseca Adeodato
(Alternate). PLEASE VOTE IN ONLY ONE
OPTION: 5a OR 5b
6 To determine managers' overall compensation Mgmt Against Against
for the year of 2020, in the annual amount
of up to R$ 111,079,130.00, including
expenses related to the recognition of the
fair amount of (x) the stock options that
the Company intends to grant in the fiscal
year, and (y) the compensation based on
shares that the Company intends to execute
in the fiscal year.
7 To determine the overall compensation of Mgmt For For
the Fiscal Council's members for the year
of 2020, in the annual amount of up to R$
2,162,700.00, with alternate members'
compensation corresponding to half of the
amount received by the effective members,
in accordance with the Management Proposal.
E1 To approve the amendment to the heading of Mgmt For For
article 5 of the Company's bylaws, in order
to reflect the capital increases approved
by the Board of Directors, within the
authorized capital limit until the date of
the Shareholders' Meeting, according to the
Management Proposal.
E2 To approve the amendment to article 8 of Mgmt For For
the Company's bylaws, to make express
reference to other possibilities of using
the authorized capital limit by the Board
of Directors as set forth in Law No
6,404/76, according to the Management
Proposal.
E3 To approve the amendment to articles 11, Mgmt For For
15, 16, 17, 18 and 19, of the Company's
bylaws, related to the composition of the
Board of Directors, to (i) provide for the
possibility of having a single Chairman of
the Board of Directors, alternatively to
the current Co-Chairmen model; (ii)
increase the minimum number of members that
can compose the Board of Directors from 3
to 5; and (iii) provide the Board of
Directors will be composed, in its
majority, by external members, according to
the Management Proposal.
E4 To approve the amendment to article 21 of Mgmt For For
the Company's bylaws, to adjust the
competence of the Board of Directors,
according to the Management Proposal.
E5 To approve the amendment to articles 22 to Mgmt For For
34 of the Company's bylaws, including the
new articles 25 and 34 and renumbering the
other articles, to restructure the
composition of the Board of Executive
Officers of the Company, set the duties of
the new positions and change the name of
the positions already existent, according
to the Management Proposal.
E6 In view of the proposed amendments to the Mgmt For For
bylaws described above, to approve the
consolidation of the Company's bylaws, in
order to reflect the adjustments arising
from such changes, renumbering and wording
corrections, according to the Management
Proposal.
E7 To approve the amendment to the current Mgmt For For
Share-Based Compensation Plan, to increase
the global volume of shares representing
the Company's share capital that may be
delivered to the participants in such plan
from 0.3% to 3%.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935210601
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew Anagnost Mgmt For For
1B. Election of Director: Karen Blasing Mgmt For For
1C. Election of Director: Reid French Mgmt For For
1D. Election of Director: Dr. Ayanna Howard Mgmt For For
1E. Election of Director: Blake Irving Mgmt For For
1F. Election of Director: Mary T. McDowell Mgmt For For
1G. Election of Director: Stephen Milligan Mgmt For For
1H. Election of Director: Lorrie M. Norrington Mgmt For For
1I. Election of Director: Betsy Rafael Mgmt For For
1J. Election of Director: Stacy J. Smith Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Autodesk, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BUDWEISER BREWING COMPANY APAC LIMITED Agenda Number: 712400302
--------------------------------------------------------------------------------------------------------------------------
Security: G1674K101
Meeting Type: AGM
Meeting Date: 15-May-2020
Ticker: 1876
ISIN: KYG1674K1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2020/0413/2020041300061.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0413/2020041300065.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE THE FINAL DIVIDEND OF USD 2.63 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3.A TO RE-ELECT MR. JAN CRAPS AS EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. CARLOS BRITO AS Mgmt For For
NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MS. MUN TAK MARJORIE YANG AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AND TO AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
8 TO APPROVE AND ADOPT THE PROPOSED ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 935151352
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John P. Bilbrey Mgmt For For
1b. Election of Director: John T. Cahill Mgmt For For
1c. Election of Director: Lisa M. Edwards Mgmt For For
1d. Election of Director: Helene D. Gayle Mgmt For For
1e. Election of Director: C. Martin Harris Mgmt For For
1f. Election of Director: Martina Hund-Mejean Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Stephen I. Sadove Mgmt For For
1j. Election of Director: Noel R. Wallace Mgmt For For
2. Ratify selection of PricewaterhouseCoopers Mgmt For For
LLP as Colgate's independent registered
public accounting firm.
3. Advisory vote on executive compensation. Mgmt For For
4. Stockholder proposal on independent Board Shr For Against
Chairman.
5. Stockholder proposal to reduce the Shr Against For
ownership threshold to call special
stockholder meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 935205559
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Supervisory Director: Mgmt For For
Harvey Klingensmith. (Please note that an
Abstain vote is treated as a Withhold)
1B. Election of Class I Supervisory Director: Mgmt For For
Monique van Dijken Eeuwijk. (Please note
that an Abstain vote is treated as a
Withhold)
2. To appoint KPMG, including its U.S. and Mgmt For For
Dutch affiliates (collectively, "KPMG") as
Core Laboratories N.V.'s independent
registered public accountants for the year
ending December 31, 2020.
3. To confirm and adopt our Dutch Statutory Mgmt For For
Annual Accounts in the English language for
the fiscal year ended December 31, 2019,
following a discussion of our Dutch Report
of the Management Board for that same
period.
4. To approve and resolve the cancellation of Mgmt For For
our repurchased shares held at 12:01 a.m.
CEST on May 20, 2020.
5. To approve and resolve the extension of the Mgmt For For
existing authority to repurchase up to 10%
of our issued share capital from time to
time for an 18-month period, until November
20, 2021, and such repurchased shares may
be used for any legal purpose.
6. To approve and resolve the extension of the Mgmt For For
authority to issue shares and/or to grant
rights (including options to purchase) with
respect to our common and preference shares
up to a maximum of 10% of outstanding
shares per annum until November 20, 2021.
7. To approve and resolve the extension of the Mgmt For For
authority to limit or exclude the
preemptive rights of the holders of our
common shares and/or preference shares up
to a maximum of 10% of outstanding shares
per annum until November 20, 2021.
8A. Approve, on an advisory basis, the Mgmt For For
compensation philosophy, policies and
procedures described in the section
entitled Compensation Discussion and
Analysis ("CD&A"), and the compensation of
Core Laboratories N.V.'s named executive
officers as disclosed pursuant to the
United States Securities and Exchange
Commission's compensation disclosure rules,
including the compensation tables.
8B. Cast a favorable advisory vote on the Mgmt For For
remuneration report referred to in Section
2:135b of the Dutch Civil Code for the
fiscal year ended December 31, 2019.
8C. Adopt the remuneration policy for the Mgmt For For
Management Board and the Supervisory Board
in line with new Dutch legal requirements.
9. To approve and resolve the amendment and Mgmt For For
restatement of the Core Laboratories N.V.
2014 Long-Term Incentive Plan (the "LTIP"),
the principal purposes of which are to
increase the number of shares authorized
for issuance thereunder, to extend the term
of the LTIP through May 20, 2030, and for
other purposes.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that Mgmt Against Against
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 711494093
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2019
Ticker: DGE
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2019 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2019 Mgmt For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For
4 ELECTION OF DEBRA CREW (1,3,4) AS A DIRECTOR Mgmt For For
5 RE-ELECTION OF LORD DAVIES (1,3,4) AS A Mgmt For For
DIRECTOR
6 RE-ELECTION OF JAVIER FERRAN (3') AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF SUSAN KILSBY (1,3,4') AS A Mgmt For For
DIRECTOR
8 RE-ELECTION OF HO KWONPING (1,3,4) AS A Mgmt Against Against
DIRECTOR
9 RE-ELECTION OF NICOLA MENDELSOHN (1,3,4) AS A Mgmt For For
DIRECTOR
10 RE-ELECTION OF IVAN MENEZES (2') AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF KATHRYN MIKELLS (2) AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF ALAN STEWART (1',3,4) AS A Mgmt For For
DIRECTOR
13 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
14 REMUNERATION OF AUDITOR Mgmt For For
15 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 APPROVAL OF THE IRISH SHARESAVE SCHEME Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20 REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN AGM
21 APPROVAL AND ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
CMMT 13 AUG 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR'S NAME.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 935150639
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert R. Wright Mgmt For For
1.2 Election of Director: Glenn M. Alger Mgmt For For
1.3 Election of Director: Robert P. Carlile Mgmt For For
1.4 Election of Director: James M. DuBois Mgmt For For
1.5 Election of Director: Mark A. Emmert Mgmt For For
1.6 Election of Director: Diane H. Gulyas Mgmt For For
1.7 Election of Director: Jeffrey S. Musser Mgmt For For
1.8 Election of Director: Liane J. Pelletier Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Approve Amendments to the 2017 Omnibus Mgmt For For
Incentive Plan
4. Ratification of Independent Registered Mgmt For For
Public Accounting Firm
5. Shareholder Proposal: NYC Comptroller Shr For Against
Proposal
--------------------------------------------------------------------------------------------------------------------------
EXPERIAN PLC Agenda Number: 711321935
--------------------------------------------------------------------------------------------------------------------------
Security: G32655105
Meeting Type: AGM
Meeting Date: 24-Jul-2019
Ticker: EXP
ISIN: GB00B19NLV48
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 MARCH 2019
2 TO RECEIVE AND CONSIDER THE REPORT ON Mgmt For For
DIRECTORS' REMUNERATION CONTAINED IN THE
ANNUAL REPORT OF THE COMPANY FOR THE YEAR
ENDED 31 MARCH 2019
3 TO RE-ELECT DR RUBA BORNO AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO RE-ELECT BRIAN CASSIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT CAROLINE DONAHUE AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 TO RE-ELECT LUIZ FLEURY AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT DEIRDRE MAHLAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT LLOYD PITCHFORD AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT MIKE ROGERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT GEORGE ROSE AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT KERRY WILLIAMS AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY
13 DIRECTORS' AUTHORITY TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
14 DIRECTORS' AUTHORITY TO ALLOT RELEVANT Mgmt For For
SECURITIES
15 DIRECTORS' AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
16 ADDITIONAL DIRECTORS' AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR
ACQUISITIONS/SPECIFIED CAPITAL INVESTMENTS
17 DIRECTORS' AUTHORITY TO PURCHASE THE Mgmt For For
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt Against Against
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr Against For
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr For Against
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr For Against
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr For Against
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 712758804
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker: 6954
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Inaba, Yoshiharu Mgmt For For
2.2 Appoint a Director Yamaguchi, Kenji Mgmt For For
2.3 Appoint a Director Uchida, Hiroyuki Mgmt For For
2.4 Appoint a Director Gonda, Yoshihiro Mgmt For For
2.5 Appoint a Director Saito, Yutaka Mgmt For For
2.6 Appoint a Director Inaba, Kiyonori Mgmt For For
2.7 Appoint a Director Noda, Hiroshi Mgmt For For
2.8 Appoint a Director Michael J. Cicco Mgmt For For
2.9 Appoint a Director Tsukuda, Kazuo Mgmt For For
2.10 Appoint a Director Imai, Yasuo Mgmt For For
2.11 Appoint a Director Ono, Masato Mgmt For For
2.12 Appoint a Director Yamazaki, Naoko Mgmt For For
3 Appoint a Corporate Auditor Tomita, Mieko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935191635
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt For For
Mario Eduardo Vazquez Mgmt For For
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 712296866
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2019
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2019 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2019
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: MR. PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. ANN M. VENEMAN
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. EVA CHENG
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PATRICK AEBISCHER
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. URSULA M. BURNS
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PABLO ISLA
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. KIMBERLY A. ROSS
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. DICK BOER
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. DINESH PALIWAL
4.2 ELECTION TO THE BOARD OF DIRECTORS: MRS. Mgmt For For
HANNE JIMENEZ DE MORA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. PATRICK AEBISCHER
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MRS. URSULA M. BURNS
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. PABLO ISLA
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. DICK BOER
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG SA, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Abstain Against
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY
SUCH YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 712067912
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 28-Feb-2020
Ticker: NOVN
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2019
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE BOARD OF
DIRECTORS FROM THE 2020 ANNUAL GENERAL
MEETING TO THE 2021 ANNUAL GENERAL MEETING
5.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2021
5.3 ADVISORY VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
6.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
6.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.9 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.10 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
6.11 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.12 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.13 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.14 ELECTION OF SIMON MORONEY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.2 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt Against Against
THE COMPENSATION COMMITTEE
7.3 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7.5 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
8 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG
9 RE-ELECTION OF THE INDEPENDENT PROXY: LIC. Mgmt For For
IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW,
BASEL
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S Agenda Number: 712181053
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker: NOVO.B
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.1, 5.2, 5.3.A TO 5.3.G
AND 6. THANK YOU
2 ADOPTION OF THE STATUTORY ANNUAL REPORT Mgmt For For
2019
3.2.A APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR 2019
3.2.B APPROVAL OF THE REMUNERATION LEVEL FOR 2020 Mgmt For For
3.3 ADOPTION OF THE NEW REMUNERATION POLICY Mgmt For For
3.4 APPROVAL OF CHANGES TO THE ARTICLES OF Mgmt For For
ASSOCIATION (STANDARD AGENDA ITEMS):
ARTICLE 7.2
4 RESOLUTION TO DISTRIBUTE THE PROFIT: DKK Mgmt For For
5.35 FOR EACH NOVO NORDISK A OR B SHARE OF
DKK 0.20
5.1 ELECTION OF HELGE LUND AS CHAIRMAN Mgmt For For
5.2 ELECTION OF JEPPE CHRISTIANSEN AS VICE Mgmt For For
CHAIRMAN
5.3.A ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BRIAN DANIELS
5.3.B ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LAURENCE DEBROUX
5.3.C ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS FIBIG
5.3.D ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
5.3.E ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LIZ HEWITT
5.3.F ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KASIM KUTAY
5.3.G ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARTIN MACKAY
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE COMPANY'S B SHARE CAPITAL
FROM DKK 372,512,800 TO DKK 362,512,800
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD OF DIRECTORS TO
ALLOW THE COMPANY TO REPURCHASE OWN SHARES
7.3.A AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITHOUT
PRE-EMPTIVE RIGHTS FOR THE BENEFIT OF
EMPLOYEES
7.3.B AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITH
PRE-EMPTIVE RIGHTS FOR EXISTING
SHAREHOLDERS
7.3.C AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITHOUT
PRE-EMPTIVE RIGHTS FOR EXISTING
SHAREHOLDERS
7.4 APPROVAL OF DONATION TO THE WORLD DIABETES Mgmt For For
FOUNDATION
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: INFORMATION ON THE
RATIO BETWEEN EXECUTIVE AND EMPLOYEE
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935212489
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2019 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the fiscal year
ended December 31, 2019
3A. Appoint Kurt Sievers as executive director Mgmt For For
3B. Re-appoint Sir Peter Bonfield as Mgmt For For
non-executive director
3C. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3D. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3E. Re-appoint Lena Olving as non-executive Mgmt For For
director
3F. Re-appoint Peter Smitham as non-executive Mgmt For For
director
3G. Re-appoint Julie Southern as non-executive Mgmt For For
director
3H. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3I. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3J. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Appointment of Ernst & Young Accountants Mgmt For For
LLP as independent auditors for a
three-year period, starting with the fiscal
year ending December 31, 2020
9. Determination of the remuneration of the Mgmt For For
members and Chairs of the Audit Committee,
the Compensation Committee, and the
Nominating and Governance Committee of the
Board
10. Amendment of the Company's Articles of Mgmt For For
Association
11. Non-binding, advisory vote to approve Named Mgmt For For
Executive Officer compensation
12. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt For For
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Did not vote
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Did not vote
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt For For
Leon E. Panetta Mgmt For For
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Independent Shr Against For
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt Against Against
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt Against Against
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 712361675
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 12-May-2020
Ticker: RB
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL Mgmt For For
REPORT AND FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
3 TO DECLARE THE FINAL DIVIDEND RECOMMENDED Mgmt For For
BY THE DIRECTORS OF 101.6 PENCE PER
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2019 PAYABLE ON 28 MAY 2020 TO ALL
SHAREHOLDERS ON THE REGISTER AT THE CLOSE
OF BUSINESS ON 17 APRIL 2020
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt For For
9 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
11 TO ELECT JEFF CARR AS A DIRECTOR Mgmt For For
12 TO ELECT SARA MATHEW AS A DIRECTOR Mgmt For For
13 TO ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
15 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE EXTERNAL
AUDITOR OF THE COMPANY
16 TO RENEW AUTHORITY FOR POLITICAL Mgmt For For
EXPENDITURE
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
19 TO AUTHORISE THE DIRECTORS, SUBJECT TO THE Mgmt For For
PASSING OF RESOLUTION 17 AND IN ADDITION TO
ANY AUTHORITY GRANTED UNDER RESOLUTION 18
TO ALLOT EQUITY SECURITIES (AS DEFINED IN
THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN
BY THAT RESOLUTION AND/OR TO SELL ORDINARY
SHARES HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE: A) LIMITED TO
THE ALLOTMENT OF EQUITY SHARES OR SALE OF
TREASURY SHARES UP TO A NOMINAL AMOUNT OF
GBP 3,549,000 BEING NOT MORE THAN 5% OF THE
ISSUED ORDINARY SHARE CAPITAL (EXCLUDING
TREASURY SHARES) OF THE COMPANY AS AT 26
MARCH 2020, BEING THE LATEST PRACTICABLE
DATE PRIOR TO THE PUBLICATION OF THIS
NOTICE; AND B) USED ONLY FOR THE PURPOSES
OF FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF THE COMPANY
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY TO EXPIRE AT THE END OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY OR,
IF EARLIER, ON 30 JUNE 2021, BUT IN EACH
CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE BOARD MAY ALLOT EQUITY
SECURITIES (AND SELL TREASURY SHARES) UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
21 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING OF THE COMPANY, OTHER THAN
AN AGM, ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive
officers.
6. A stockholder proposal requesting the Shr Against For
ability of stockholders to act by written
consent, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick de La Mgmt For For
Chevardiere
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: Olivier Le Peuch Mgmt For For
1D. Election of Director: Tatiana A. Mitrova Mgmt For For
1E. Election of Director: Lubna S. Olayan Mgmt For For
1F. Election of Director: Mark G. Papa Mgmt For For
1G. Election of Director: Leo Rafael Reif Mgmt For For
1H. Election of Director: Henri Seydoux Mgmt For For
1I. Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2019; our consolidated
statement of income for the year ended
December 31, 2019; and our Board of
Directors' declarations of dividends in
2019, as reflected in our 2019 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 935212530
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah W. Blumenstein Mgmt For For
1B. Election of Director: Kathryn M. McCarthy Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for fiscal year 2020.
4. Approval of the SEI Investments Company Mgmt For For
Employee Stock Purchase Plan as Amended and
Restated.
--------------------------------------------------------------------------------------------------------------------------
SODEXO Agenda Number: 711816821
--------------------------------------------------------------------------------------------------------------------------
Security: F84941123
Meeting Type: Annual/Special
Meeting Date: 21-Jan-2020
Ticker: SW
ISIN: FR0000121220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 26 DEC 2019: DELETION OF COMMENT Non-Voting
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 30 DEC 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/1122/201911221904910.pd
f AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/201912301905104-156. PLEASE NOTE
THAT THIS IS A REVISION DUE TO DELETION OF
COMMENT AND ADDITION OF URL LINK. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2018-2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2018-2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2018-2019, SETTING OF THE DIVIDEND AND ITS
PAYMENT
O.4 APPOINTMENT OF MRS. VERONIQUE LAURY AS Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
O.5 APPOINTMENT OF MR. LUC MESSIER AS A Mgmt For For
DIRECTOR FOR A PERIOD OF THREE YEARS
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
SOPHIE STABILE AS A DIRECTOR FOR A PERIOD
OF THREE YEARS
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CECILE TANDEAU DE MARSAC AS A DIRECTOR FOR
A PERIOD OF THREE YEARS
O.8 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED FOR THE FINANCIAL YEAR
2018-2019 TO MRS. SOPHIE BELLON, CHAIRMAN
OF THE BOARD OF DIRECTORS
O.9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR ALLOCATED FOR THE FINANCIAL YEAR
2018-2019 TO MR. DENIS MACHUEL, CHIEF
EXECUTIVE OFFICER
O.10 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRWOMAN OF THE BOARD
OF DIRECTORS
O.11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER
O.12 APPROVAL OF A REGULATED COMMITMENT MADE IN Mgmt For For
FAVOUR OF MR. DENIS MACHUEL
O.13 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
E.14 CANCELLATION OF ARTICLE 6 OF THE BYLAWS Mgmt For For
RELATING TO CONTRIBUTIONS
E.15 AMENDMENT TO ARTICLE 9-4 OF THE BYLAWS Mgmt Against Against
RELATING TO THE CROSSING OF STATUTORY
THRESHOLDS
E.16 AMENDMENT TO ARTICLE 11-4 OF THE BYLAWS IN Mgmt For For
ORDER TO COMPLY WITH THE NEW LEGAL
PROVISIONS APPLICABLE TO THE APPOINTMENT OF
DIRECTORS REPRESENTING EMPLOYEES
E.17 AMENDMENT TO ARTICLE 12 OF THE BYLAWS IN Mgmt For For
ORDER TO ALLOW THE BOARD OF DIRECTORS TO
TAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE CONDITIONS SET BY THE REGULATIONS
E.18 AMENDMENT TO ARTICLE 15 OF THE BYLAWS IN Mgmt For For
ORDER TO CANCEL THE OBLIGATION TO APPOINT A
DEPUTY STATUTORY AUDITOR, IN ACCORDANCE
WITH ARTICLE L. 823-1 OF THE FRENCH
COMMERCIAL CODE
E.19 AMENDMENT TO ARTICLE 18 OF THE BYLAWS Mgmt For For
RELATING TO THE ALLOCATION AND DISTRIBUTION
OF PROFITS TO CANCEL THE TRANSITIONAL
PROVISIONS RELATING TO THE INTRODUCTION IN
2011 OF A BONUS DIVIDEND
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS, WITH RETENTION OF
THE PRE-EMPTIVE SUBSCRIPTION RIGHT, TO
INCREASE THE SHARE CAPITAL BY ISSUING
COMMON SHARES AND/OR OTHER TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
IMMEDIATELY OR IN THE FUTURE
E.21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY CAPITALIZATION OF
PREMIUMS, RESERVES OR PROFITS
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING
COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
IMMEDIATELY OR IN THE FUTURE, RESERVED FOR
MEMBERS OF A COMPANY SAVINGS PLANS
E.23 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
O.24 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 712379583
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker: 700
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0407/2020040701452.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt Against Against
DIRECTOR
3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE SECOND AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935136285
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2019
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francis S. Blake Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Amy L. Chang Mgmt For For
1D. Election of Director: Scott D. Cook Mgmt For For
1E. Election of Director: Joseph Jimenez Mgmt For For
1F. Election of Director: Terry J. Lundgren Mgmt For For
1G. Election of Director: Christine M. McCarthy Mgmt For For
1H. Election of Director: W. James McNerney, Mgmt For For
Jr.
1I. Election of Director: Nelson Peltz Mgmt For For
1J. Election of Director: David S. Taylor Mgmt For For
1K. Election of Director: Margaret C. Whitman Mgmt For For
1L. Election of Director: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote)
4. Approval of The Procter & Gamble 2019 Stock Mgmt For For
and Incentive Compensation Plan
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 935181951
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin A. Plank Mgmt For For
George W. Bodenheimer Mgmt For For
Douglas E. Coltharp Mgmt For For
Jerri L. DeVard Mgmt For For
Mohamed A. El-Erian Mgmt For For
Patrik Frisk Mgmt For For
Karen W. Katz Mgmt For For
Eric T. Olson Mgmt For For
Harvey L. Sanders Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of executives as disclosed
in the "Executive Compensation" section of
the proxy statement, including the
Compensation Discussion and Analysis and
tables.
3. To approve the Amendment to our Charter Mgmt For For
that would permit our Board of Directors to
provide stockholders with the right to
amend our Bylaws to the extent permitted in
the Bylaws.
4. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV Agenda Number: 712288679
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F289
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker: UNA
ISIN: NL0000388619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 CONSIDERATION OF THE ANNUAL REPORT AND Non-Voting
ACCOUNTS FOR THE 2019 FINANCIAL YEAR
2 TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2019
FINANCIAL YEAR
3 TO CONSIDER, AND IF THOUGH FIT, APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT
4 TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2019 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
5 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2019 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
6 TO REAPPOINT MR N ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
7 TO REAPPOINT MS L CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
8 TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO REAPPOINT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
10 TO REAPPOINT MR A JOPE AS AN EXECUTIVE Mgmt For For
DIRECTOR
11 TO REAPPOINT MS A JUNG AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
12 TO REAPPOINT MS S KILSBY AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
13 TO REAPPOINT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
14 TO REAPPOINT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
15 TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
16 TO REAPPOINT MR J RISHTON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
17 TO REAPPOINT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
18 TO APPOINT KPMG AS THE AUDITOR CHARGED WITH Mgmt For For
THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2020 FINANCIAL YEAR
19 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY
20 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO RESTRICT OR
EXCLUDE THE STATUTORY PRE-EMPTION RIGHTS
THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF
SHARES FOR GENERAL CORPORATE PURPOSES
21 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO RESTRICT OR
EXCLUDE THE STATUTORY PRE-EMPTION RIGHTS
THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF
SHARES FOR ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT PURPOSES
22 TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE ORDINARY SHARES IN THE SHARE
CAPITAL OF THE COMPANY
23 TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
ORDINARY SHARES HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935166858
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Michael J. Cavanagh Mgmt For For
1D. Election of Director: Christopher M. Connor Mgmt For For
1E. Election of Director: Brian C. Cornell Mgmt For For
1F. Election of Director: Tanya L. Domier Mgmt For For
1G. Election of Director: David W. Gibbs Mgmt For For
1H. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1I. Election of Director: Thomas C. Nelson Mgmt For For
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Shareholder Proposal Regarding Issuance of Shr Against For
Annual Reports on Efforts to Reduce
Deforestation.
Loomis Sayles Intermediate Municipal Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Senior Floating Rate and Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Strategic Alpha Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935152138
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt For For
Edward M. Liddy Mgmt For For
Melody B. Meyer Mgmt For For
Frederick H. Waddell Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr For Against
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935116118
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-appointment of Director: Jaime Ardila Mgmt For For
1B. Re-appointment of Director: Herbert Hainer Mgmt For For
1C. Re-appointment of Director: Nancy McKinstry Mgmt For For
1D. Re-appointment of Director: Gilles C. Mgmt For For
Pelisson
1E. Re-appointment of Director: Paula A. Price Mgmt For For
1F. Re-appointment of Director: Venkata Mgmt For For
(Murthy) Renduchintala
1G. Re-appointment of Director: David Rowland Mgmt For For
1H. Re-appointment of Director: Arun Sarin Mgmt For For
1I. Re-appointment of Director: Julie Sweet Mgmt For For
1J. Re-appointment of Director: Frank K. Tang Mgmt For For
1K. Re-appointment of Director: Tracey T. Mgmt For For
Travis
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve the Amended and Restated Mgmt For For
Accenture plc 2010 Share Incentive Plan.
4. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935162189
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt For For
1b. Election of Director: Dinyar S. Devitre Mgmt For For
1c. Election of Director: Thomas F. Farrell II Mgmt For For
1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1e. Election of Director: W. Leo Kiely III Mgmt For For
1f. Election of Director: Kathryn B. McQuade Mgmt For For
1g. Election of Director: George Munoz Mgmt For For
1h. Election of Director: Mark E. Newman Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. "Director withdrawn" Mgmt Abstain Against
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Approval of the 2020 Performance Incentive Mgmt For For
Plan
5. Shareholder Proposal - Disclosure of Shr For Against
Lobbying Policies and Practices
6. Shareholder Proposal - Report on the Shr Against For
Company's Underage Tobacco Prevention
Policies
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935124379
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 05-Mar-2020
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2020.
3. Advisory vote to approve the compensation Mgmt For For
of named executive officers.
4. Stockholder proposal, if properly Shr For Against
presented, to permit stockholders to act by
written consent.
5. Stockholder proposal, if properly Shr For Against
presented, regarding the use of a deferral
period for certain compensation of senior
executives.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935172419
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Wanda M. Austin Mgmt For For
1B. Election of Director: Mr. Robert A. Bradway Mgmt For For
1C. Election of Director: Dr. Brian J. Druker Mgmt For For
1D. Election of Director: Mr. Robert A. Eckert Mgmt For For
1E. Election of Director: Mr. Greg C. Garland Mgmt For For
1F. Election of Director: Mr. Fred Hassan Mgmt For For
1G. Election of Director: Mr. Charles M. Mgmt For For
Holley, Jr.
1H. Election of Director: Dr. Tyler Jacks Mgmt For For
1I. Election of Director: Ms. Ellen J. Kullman Mgmt For For
1J. Election of Director: Dr. Ronald D. Sugar Mgmt For For
1K. Election of Director: Dr. R. Sanders Mgmt For For
Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2020.
4. Stockholder proposal to require an Shr For Against
independent board chair.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935157037
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gail K. Boudreaux Mgmt For For
1.2 Election of Director: R. Kerry Clark Mgmt For For
1.3 Election of Director: Robert L. Dixon, Jr. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2020.
4. Shareholder proposal to allow shareholders Shr For Against
owning 10% or more of our common stock to
call a special meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr For Against
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935126258
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 12-Mar-2020
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy Bruner Mgmt For For
1B. Election of Director: Xun (Eric) Chen Mgmt For For
1C. Election of Director: Aart J. de Geus Mgmt For For
1D. Election of Director: Gary E. Dickerson Mgmt For For
1E. Election of Director: Stephen R. Forrest Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2019.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2020.
4. Approval of an amendment and restatement of Mgmt For For
Applied Materials' Certificate of
Incorporation to allow shareholders to act
by written consent.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. Mgmt For For
McCallister
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Independent Board Chairman. Shr For Against
5. Employee Representative Director. Shr Against For
6. Improve Guiding Principles of Executive Shr Against For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935081579
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2019
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: R. Glenn Hubbard Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Scott F. Powers Mgmt For For
1H. Election of Director: William J. Ready Mgmt For For
1I. Election of Director: Carlos A. Rodriguez Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935201828
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Corie S. Barry Mgmt For For
1B. Election of Director: Lisa M. Caputo Mgmt For For
1C. Election of Director: J. Patrick Doyle Mgmt For For
1D. Election of Director: Kathy J. Higgins Mgmt For For
Victor
1E. Election of Director: David W. Kenny Mgmt For For
1F. Election of Director: Karen A. McLoughlin Mgmt For For
1G. Election of Director: Thomas L. Millner Mgmt For For
1H. Election of Director: Claudia F. Munce Mgmt For For
1I. Election of Director: Richelle P. Parham Mgmt For For
1J. Election of Director: Eugene A. Woods Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 30, 2021.
3. To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation.
4. To approve the Best Buy Co., Inc. 2020 Mgmt For For
Omnibus Incentive Plan.
5. To amend Article IX, Section 9 of the Mgmt For For
Amended and Restated Articles of
Incorporation of Best Buy Co., Inc. (the
"Articles").
6. To amend Article IX, Section 10 of the Mgmt For For
Articles.
7. To amend Article X, Section 4 of the Mgmt For For
Articles.
8. To amend Article X, Section 2 of the Mgmt For For
Articles.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt Against Against
1D. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the appointment of an Mgmt For For
independent registered public accounting
firm.
4. Shareholder Proposal on Separate Chair & Shr For Against
CEO.
5. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935130396
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Hock E. Tan Mgmt For For
1B. Election of Director: Dr. Henry Samueli Mgmt For For
1C. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1D. Election of Director: Ms. Diane M. Bryant Mgmt For For
1E. Election of Director: Ms. Gayla J. Delly Mgmt For For
1F. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1G. Election of Director: Mr. Check Kian Low Mgmt For For
1H. Election of Director: Ms. Justine F. Page Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending November 1,
2020.
3. Non-binding, advisory vote to approve Mgmt For For
compensation of Broadcom's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935086226
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Richard J. Daly Mgmt For For
1D. Election of Director: Robert N. Duelks Mgmt For For
1E. Election of Director: Timothy C. Gokey Mgmt For For
1F. Election of Director: Brett A. Keller Mgmt For For
1G. Election of Director: Maura A. Markus Mgmt For For
1H. Election of Director: Thomas J. Perna Mgmt For For
1I. Election of Director: Alan J. Weber Mgmt For For
1J. Election of Director: Amit K. Zavery Mgmt For For
2) Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3) To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935192980
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Juan Gallardo Mgmt For For
1E. Election of Director: William A. Osborn Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Shareholder Proposal - Provide a Report of Shr For Against
Lobbying Activities
5. Shareholder Proposal - Independent Board Shr For Against
Chairman
6. Shareholder Proposal - Shareholder Action Shr For Against
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 935138291
--------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Annual
Meeting Date: 26-Mar-2020
Ticker: CX
ISIN: US1512908898
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PRESENTATION OF THE CHIEF EXECUTIVE Mgmt For For
OFFICER'S REPORT, INCLUDING CEMEX'S
FINANCIAL STATEMENTS, RESULTS OF
OPERATIONS, REPORT OF CASH FLOW AND
VARIATIONS OF CAPITAL STOCK, AND
PRESENTATION OF THE BOARD OF DIRECTORS'
REPORT, FOR THE FISCAL YEAR 2019, AS
REQUIRED BY THE MEXICAN SECURITIES MARKET
LAW (LEY DEL MERCADO DE VALORES); AND,
AFTER HEARING THE OPINION OF THE BOARD OF
DIRECTORS AS TO THE REPORTS BY THE CHIEF
EXECUTIVE OFFICER, THE AUDIT AND CORPORATE
PRACTICES COMMITTEE, THE ACCOUNTING
POLICIES ...(due to space limits, see proxy
material for full proposal).
2. PROPOSAL OF ALLOCATION OF PROFITS FOR THE Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2019.
3. PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For For
REPORT ON THE PROCEDURES AND APPROVALS
PURSUANT TO WHICH THE REPURCHASE OF CEMEX'S
SHARES WAS INSTRUCTED FOR THE 2019 BUSINESS
YEAR.
4. THE PROPOSAL TO DETERMINE THE AMOUNT OF A Mgmt For For
RESERVE FOR THE ACQUISITION OF CEMEX'S
SHARES OR OTHER INSTRUMENTS REPRESENTING
SUCH SHARES.
5A. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For For
ITS VARIABLE PART BY: (A) CANCELING THE
CEMEX SHARES REPURCHASED IN 2019 UNDER
CEMEX'S SHARE REPURCHASE PROGRAM.
5B. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For For
ITS VARIABLE PART BY: (B)CANCELING THE
CEMEX TREASURY SHARES RELATED TO THE
ISSUANCE OF CEMEX'S MANDATORILY CONVERTIBLE
NOTES ISSUED IN DECEMBER 2009 AND THAT
MATURED IN NOVEMBER 2019.
5C. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For For
ITS VARIABLE PART BY: (C) CANCELING ANY
CEMEX TREASURY SHARES RELATED TO THE
ISSUANCE OF CEMEX'S OPTIONAL CONVERTIBLE
NOTES, ISSUED IN MAY 2015 AND THAT WILL
MATURE IN MARCH 2020, WHICH REMAIN IN
CEMEX'S TREASURY AFTER THE MARCH 2020 DUE
DATE.
6. APPOINTMENT OF MEMBERS, PRESIDENT AND Mgmt Against Against
SECRETARY OF THE BOARD OF DIRECTORS, AND OF
MEMBERS AND PRESIDENTS, RESPECTIVELY, OF
THE AUDIT, CORPORATE PRACTICES AND FINANCE,
AND SUSTAINABILITY COMMITTEES.
7. COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE AUDIT, CORPORATE
PRACTICES AND FINANCE, AND SUSTAINABILITY
COMMITTEES.
8. APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For For
RESOLUTIONS ADOPTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr For Against
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt Against Against
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt For For
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and Shr For Against
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 935067668
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Shan Atkins Mgmt For For
James P. Fogarty Mgmt For For
Cynthia T. Jamison Mgmt For For
Eugene I. Lee, Jr. Mgmt For For
Nana Mensah Mgmt For For
William S. Simon Mgmt For For
Charles M. Sonsteby Mgmt For For
Timothy J. Wilmott Mgmt For For
2. To obtain advisory approval of the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
May 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 935152316
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Helen E. Dragas Mgmt For For
1C. Election of Director: James O. Ellis, Jr. Mgmt For For
1D. Election of Director: Thomas F. Farrell, II Mgmt For For
1E. Election of Director: D. Maybank Hagood Mgmt For For
1F. Election of Director: John W. Harris Mgmt For For
1G. Election of Director: Ronald W. Jibson Mgmt Against Against
1H. Election of Director: Mark J. Kington Mgmt For For
1I. Election of Director: Joseph M. Rigby Mgmt For For
1J. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1K. Election of Director: Robert H. Spilman, Mgmt For For
Jr.
1L. Election of Director: Susan N. Story Mgmt For For
1M. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Auditor.
3. Advisory Vote on Approval of Executive Mgmt For For
Compensation (Say on Pay).
4. Shareholder Proposal Regarding a Policy to Shr For Against
Require an Independent Chair
5. Shareholder Proposal Regarding the Right of Shr Against For
Shareholders to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935148975
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Daniel R. DiMicco Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
William E. Kennard Mgmt For For
E. Marie McKee Mgmt For For
Marya M. Rose Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Duke Energy's independent registered public
accounting firm for 2020
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Shareholder proposal regarding independent Shr For Against
board chair
5. Shareholder proposal regarding elimination Shr For
of supermajority voting provisions in Duke
Energy's Certificate of Incorporation
6. Shareholder proposal regarding providing a Shr For Against
semiannual report on Duke Energy's
political contributions and expenditures
7. Shareholder proposal regarding providing an Shr For Against
annual report on Duke Energy's lobbying
payments
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 935138619
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig Arnold Mgmt For For
1B. Election of Director: Christopher M. Connor Mgmt For For
1C. Election of Director: Michael J. Critelli Mgmt For For
1D. Election of Director: Richard H. Fearon Mgmt Against Against
1E. Election of Director: Olivier Leonetti Mgmt For For
1F. Election of Director: Deborah L. McCoy Mgmt For For
1G. Election of Director: Silvio Napoli Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Lori J. Ryerkerk Mgmt For For
1K. Election of Director: Gerald B. Smith Mgmt For For
1L. Election of Director: Dorothy C. Thompson Mgmt For For
2. Approving a proposed 2020 Stock Plan. Mgmt For For
3. Approving the appointment of Ernst & Young Mgmt For For
as independent auditor for 2020 and
authorizing the Audit Committee of the
Board of Directors to set its remuneration.
4. Advisory approval of the Company's Mgmt For For
executive compensation.
5. Approving a proposal to grant the Board Mgmt For For
authority to issue shares.
6. Approving a proposal to grant the Board Mgmt For For
authority to opt out of pre-emption rights.
7. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Company shares.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935148937
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. L. Eskew Mgmt For For
1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For
1C. Election of Director: D. A. Ricks Mgmt For For
1D. Election of Director: M. S. Runge Mgmt For For
1E. Election of Director: K. Walker Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of Ernst & Young LLP as the Mgmt For For
independent auditor for 2020.
4. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate the classified
board structure.
5. Approve amendments to the Articles of Mgmt For For
Incorporation to eliminate supermajority
voting provisions.
6. Shareholder proposal to disclose direct and Shr For Against
indirect lobbying activities and
expenditures.
7. Shareholder proposal to publish a report on Shr Against For
the effectiveness of the forced swim test.
8. Shareholder proposal to amend the bylaws to Shr For Against
require an independent board chair.
9. Shareholder proposal on board diversity Shr Against For
requesting disclosures of specific minimum
qualifications and board nominee skills,
experience, and ideological perspective.
10. Shareholder proposal to publish feasibility Shr Against For
report on incorporating public concern over
drug prices into senior executive
compensation arrangements.
11. Shareholder proposal to implement a bonus Shr For Against
deferral policy.
12. Shareholder proposal to disclose clawbacks Shr For Against
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935155576
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. R. Burbank Mgmt For For
1B. Election of Director: P. J. Condon Mgmt For For
1C. Election of Director: L. P. Denault Mgmt For For
1D. Election of Director: K. H. Donald Mgmt For For
1E. Election of Director: P. L. Frederickson Mgmt For For
1F. Election of Director: A. M. Herman Mgmt For For
1G. Election of Director: M. E. Hyland Mgmt For For
1H. Election of Director: S. L. Levenick Mgmt For For
1I. Election of Director: B. L. Lincoln Mgmt For For
1J. Election of Director: K. A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Independent Registered
Public Accountants for 2020.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
EVERGY, INC. Agenda Number: 935150235
--------------------------------------------------------------------------------------------------------------------------
Security: 30034W106
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: EVRG
ISIN: US30034W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirkland B. Andrews Mgmt For For
1B. Election of Director: Terry Bassham Mgmt Against Against
1C. Election of Director: Mollie Hale Carter Mgmt For For
1D. Election of Director: Richard L. Hawley Mgmt For For
1E. Election of Director: Thomas D. Hyde Mgmt For For
1F. Election of Director: B. Anthony Isaac Mgmt For For
1G. Election of Director: Paul M. Keglevic Mgmt For For
1H. Election of Director: Sandra A.J. Lawrence Mgmt For For
1I. Election of Director: Ann D. Murtlow Mgmt For For
1J. Election of Director: Sandra J. Price Mgmt For For
1K. Election of Director: Mark A. Ruelle Mgmt Against Against
1L. Election of Director: S. Carl Soderstrom Mgmt For For
Jr.
1M. Election of Director: John Arthur Stall Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
the 2019 compensation of the Company's
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935100088
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 03-Dec-2019
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Susan C. Athey Mgmt For For
1C. Election of Director: A. George "Skip" Mgmt For For
Battle
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt Abstain Against
1F. Election of Director: Craig A. Jacobson Mgmt Abstain Against
1G. Election of Director: Victor A. Kaufman Mgmt Abstain Against
1H. Election of Director: Peter M. Kern Mgmt Abstain Against
1I. Election of Director: Dara Khosrowshahi Mgmt Abstain Against
1J. Election of Director: Mark D. Okerstrom Mgmt Abstain Against
1K. Election of Director: Alexander von Mgmt Abstain Against
Furstenberg
1L. Election of Director: Julie Whalen Mgmt For For
2A. Approval of amendments to the Certificate Mgmt For For
of Incorporation to include restrictions
and automatic conversion provisions in
respect of Class B Common stock and removal
of references to a former affiliate of
Expedia Group which are no longer
applicable.
2B. Approval of amendments to the Certificate Mgmt For For
of Incorporation to limit Expedia Group's
ability to participate in a future change
of control transaction that provides for
different consideration for Common Stock
and Class B Common Stock.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 935150639
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert R. Wright Mgmt For For
1.2 Election of Director: Glenn M. Alger Mgmt For For
1.3 Election of Director: Robert P. Carlile Mgmt For For
1.4 Election of Director: James M. DuBois Mgmt For For
1.5 Election of Director: Mark A. Emmert Mgmt For For
1.6 Election of Director: Diane H. Gulyas Mgmt For For
1.7 Election of Director: Jeffrey S. Musser Mgmt For For
1.8 Election of Director: Liane J. Pelletier Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Approve Amendments to the 2017 Omnibus Mgmt For For
Incentive Plan
4. Ratification of Independent Registered Mgmt For For
Public Accounting Firm
5. Shareholder Proposal: NYC Comptroller Shr For Against
Proposal
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt Against Against
1E. Election of Director: Gary L. Lauer Mgmt Against Against
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt Against Against
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt Against Against
2. Advisory vote on Fidelity National Mgmt Against Against
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 935192788
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R303
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: FNF
ISIN: US31620R3030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Foley, II Mgmt For For
Douglas K. Ammerman Mgmt For For
Thomas M. Hagerty Mgmt For For
Peter O. Shea, Jr. Mgmt Withheld Against
2. Approval of a non-binding advisory Mgmt For For
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935157342
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Anderson Mgmt For For
1B. Election of Director: Steven J. Demetriou Mgmt For For
1C. Election of Director: Julia L. Johnson Mgmt For For
1D. Election of Director: Charles E. Jones Mgmt For For
1E. Election of Director: Donald T. Misheff Mgmt For For
1F. Election of Director: Thomas N. Mitchell Mgmt For For
1G. Election of Director: James F. O'Neil III Mgmt For For
1H. Election of Director: Christopher D. Pappas Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Luis A. Reyes Mgmt For For
1K. Election of Director: Leslie M. Turner Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2020.
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
4. Approve the FirstEnergy Corp. 2020 Mgmt For For
Incentive Compensation Plan.
5. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended and Restated Code of
Regulations to authorize the Board of
Directors to make certain future amendments
to the Company's Amended and Restated Code
of Regulations.
6. Shareholder Proposal Requesting Removal of Shr Against For
Aggregation Limit for Proxy Access Groups.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 935192384
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Garmin's 2019 Annual Report, Mgmt For For
including the consolidated financial
statements of Garmin for the fiscal year
ended December 28, 2019 and the statutory
financial statements of Garmin for the
fiscal year ended December 28, 2019
2. Approval of the appropriation of available Mgmt For For
earnings
3. Approval of the payment of a cash dividend Mgmt For For
in the aggregate amount of U.S. $2.44 per
outstanding share out of Garmin's reserve
from capital contribution in four equal
installments
4. Discharge of the members of the Board of Mgmt For For
Directors and the Executive Management from
liability for the fiscal year ended
December 28, 2019
5A. Re-election of Director: Jonathan C. Mgmt For For
Burrell
5B. Re-election of Director: Joseph J. Hartnett Mgmt For For
5C. Re-election of Director: Min H. Kao Mgmt For For
5D. Re-election of Director: Catherine A. Lewis Mgmt For For
5E. Re-election of Director: Charles W. Peffer Mgmt For For
5F. Re-election of Director: Clifton A. Pemble Mgmt For For
6. Re-election of Min H. Kao as Executive Mgmt For For
Chairman of the Board of Directors
7A. Re-election of Compensation Committee Mgmt For For
member: Jonathan C. Burrell
7B. Re-election of Compensation Committee Mgmt For For
member: Joseph J. Hartnett
7C. Re-election of Compensation Committee Mgmt For For
member: Catherine A. Lewis
7D. Re-election of Compensation Committee Mgmt For For
member: Charles W. Peffer
8. Re-election of the law firm Wuersch & Mgmt For For
Gering LLP as independent voting rights
representative
9. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Garmin's Independent
Registered Public Accounting Firm for the
fiscal year ending December 26, 2020 and
re-election of Ernst & Young Ltd as
Garmin's statutory auditor for another
one-year term
10. Advisory vote on executive compensation Mgmt For For
11. Binding vote to approve Fiscal Year 2021 Mgmt For For
maximum aggregate compensation for the
Executive Management
12. Binding vote to approve maximum aggregate Mgmt For For
compensation for the Board of Directors for
the period between the 2020 Annual General
Meeting and the 2021 Annual General Meeting
13. Renewal of authorized share capital Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 935070362
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 24-Sep-2019
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Kerry Clark Mgmt For For
1B. Election of Director: David M. Cordani Mgmt For For
1C. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1D. Election of Director: Jeffrey L. Harmening Mgmt For For
1E. Election of Director: Maria G. Henry Mgmt For For
1F. Election of Director: Elizabeth C. Lempres Mgmt For For
1G. Election of Director: Diane L. Neal Mgmt For For
1H. Election of Director: Steve Odland Mgmt For For
1I. Election of Director: Maria A. Sastre Mgmt For For
1J. Election of Director: Eric D. Sprunk Mgmt For For
1K. Election of Director: Jorge A. Uribe Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 935064218
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 12-Sep-2019
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Angela N. Archon Mgmt For For
1b. Election of Director: Paul J. Brown Mgmt For For
1c. Election of Director: Robert A. Gerard Mgmt For For
1d. Election of Director: Richard A. Johnson Mgmt For For
1e. Election of Director: Jeffrey J. Jones II Mgmt For For
1f. Election of Director: David Baker Lewis Mgmt For For
1g. Election of Director: Victoria J. Reich Mgmt For For
1h. Election of Director: Bruce C. Rohde Mgmt For For
1i. Election of Director: Matthew E. Winter Mgmt For For
1j. Election of Director: Christianna Wood Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending April 30, 2020.
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935130461
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 01-Apr-2020
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Ammann Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Jean M. Hobby Mgmt For For
1D. Election of Director: George R. Kurtz Mgmt For For
1E. Election of Director: Raymond J. Lane Mgmt For For
1F. Election of Director: Ann M. Livermore Mgmt For For
1G. Election of Director: Antonio F. Neri Mgmt For For
1H. Election of Director: Charles H. Noski Mgmt For For
1I. Election of Director: Raymond E. Ozzie Mgmt For For
1J. Election of Director: Gary M. Reiner Mgmt For For
1K. Election of Director: Patricia F. Russo Mgmt For For
1L. Election of Director: Lip-Bu Tan Mgmt Against Against
1M. Election of Director: Mary Agnes Mgmt For For
Wilderotter
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 31,
2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal entitled: "Shareholder Shr Against For
Approval of Bylaw Amendments".
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935137794
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Linnet F. Deily Mgmt For For
1G. Election of Director: Deborah Flint Mgmt For For
1H. Election of Director: Judd Gregg Mgmt For For
1I. Election of Director: Clive Hollick Mgmt For For
1J. Election of Director: Grace D. Lieblein Mgmt For For
1K. Election of Director: Raymond T. Odierno Mgmt For For
1L. Election of Director: George Paz Mgmt For For
1M. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Let Shareholders Vote on Bylaw Amendments. Shr Against For
5. Report on Lobbying Activities and Shr For Against
Expenditures.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935182725
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Shumeet Banerji Mgmt For For
Robert R. Bennett Mgmt For For
Charles V. Bergh Mgmt For For
Stacy Brown-Philpot Mgmt For For
Stephanie A. Burns Mgmt For For
Mary Anne Citrino Mgmt For For
Richard Clemmer Mgmt For For
Enrique Lores Mgmt For For
Yoky Matsuoka Mgmt For For
Stacey Mobley Mgmt For For
Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2020
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. To approve HP Inc.'s 2021 Employee Stock Mgmt For For
Purchase Plan
5. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935136211
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kurt J. Hilzinger Mgmt For For
1B. Election of Director: Frank J. Bisignano Mgmt For For
1C. Election of Director: Bruce D. Broussard Mgmt For For
1D. Election of Director: Frank A. D'Amelio Mgmt For For
1E. Election of Director: W. Roy Dunbar Mgmt For For
1F. Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1G. Election of Director: John W. Garratt Mgmt For For
1H. Election of Director: David A. Jones, Jr. Mgmt For For
1I. Election of Director: Karen W. Katz Mgmt For For
1J. Election of Director: William J. McDonald Mgmt For For
1K. Election of Director: James J. O'Brien Mgmt For For
1L. Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2020 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 935153647
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: James W. Griffith Mgmt For For
1D. Election of Director: Jay L. Henderson Mgmt For For
1E. Election of Director: Richard H. Lenny Mgmt For For
1F. Election of Director: E. Scott Santi Mgmt For For
1G. Election of Director: David B. Smith, Jr. Mgmt For For
1H. Election of Director: Pamela B. Strobel Mgmt For For
1I. Election of Director: Kevin M. Warren Mgmt For For
1J. Election of Director: Anre D. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as ITW's independent
registered public accounting firm for 2020.
3. Advisory vote to approve compensation of Mgmt For For
ITW's named executive officers.
4. A non-binding stockholder proposal, if Shr For Against
properly presented at the meeting, to
permit stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935113693
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 23-Jan-2020
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt For For
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt For For
1F. Election of Director: Suzanne Nora Johnson Mgmt For For
1G. Election of Director: Dennis D. Powell Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Thomas Szkutak Mgmt For For
1J. Election of Director: Raul Vazquez Mgmt For For
1K. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2020.
4. Stockholder proposal to adopt a mandatory Shr Against For
arbitration bylaw.
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INC. Agenda Number: 935160096
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Jennifer Allerton
1B. Election of Director for a one-year term: Mgmt For For
Pamela M. Arway
1C. Election of Director for a one-year term: Mgmt For For
Clarke H. Bailey
1D. Election of Director for a one-year term: Mgmt For For
Kent P. Dauten
1E. Election of Director for a one-year term: Mgmt For For
Paul F. Deninger
1F. Election of Director for a one-year term: Mgmt For For
Monte Ford
1G. Election of Director for a one-year term: Mgmt For For
Per-Kristian Halvorsen
1H. Election of Director for a one-year term: Mgmt For For
Robin L. Matlock
1I. Election of Director for a one-year term: Mgmt For For
William L. Meaney
1J. Election of Director for a one-year term: Mgmt For For
Wendy J. Murdock
1K. Election of Director for a one-year term: Mgmt For For
Walter C. Rakowich
1L. Election of Director for a one-year term: Mgmt For For
Doyle R. Simons
1M. Election of Director for a one-year term: Mgmt For For
Alfred J. Verrecchia
2. The approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
3. The ratification of the selection by the Mgmt For For
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt Against Against
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Shr For Against
Risks
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935147050
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Lawrence C. Nussdorf Mgmt For For
1K. Election of Director: Robert S. Shapard Mgmt For For
1L. Election of Director: Susan M. Stalnecker Mgmt For For
1M. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending January 1, 2021.
4. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate cumulative
voting.
5. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate supermajority
voting provisions.
6. Stockholder proposal regarding stockholder Shr Against For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935141983
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt Against Against
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Marillyn A. Hewson Mgmt For For
1I. Election of Director: Vicki A. Hollub Mgmt For For
1J. Election of Director: Jeh C. Johnson Mgmt For For
1K. Election of Director: Debra L. Reed-Klages Mgmt For For
1L. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2020.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation 2020 Incentive
Performance Award Plan.
5. Stockholder Proposal to Adopt Stockholder Shr For Against
Action By Written Consent.
--------------------------------------------------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC. Agenda Number: 935157289
--------------------------------------------------------------------------------------------------------------------------
Security: 50212V100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: LPLA
ISIN: US50212V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan H. Arnold Mgmt For For
1B. Election of Director: Edward C. Bernard Mgmt For For
1C. Election of Director: H. Paulett Eberhart Mgmt For For
1D. Election of Director: William F. Glavin, Mgmt For For
Jr.
1E. Election of Director: Allison H. Mnookin Mgmt For For
1F. Election of Director: Anne M. Mulcahy Mgmt For For
1G. Election of Director: James S. Putnam Mgmt For For
1H. Election of Director: Richard P. Schifter Mgmt For For
1I. Election of Director: Corey E. Thomas Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approve, in an advisory vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 712716438
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: Special
Meeting Date: 30-Jun-2020
Ticker: MC
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 379441 DUE TO CHANGE IN TEXT OF
RESOLUTION O.3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT 08 JUN 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005252001915-63,
https://www.journal-officiel.gouv.fr/balo/d
ocument/202006082002205-69; PLEASE NOTE THAT
THIS IS A REVISION DUE TO ADDITION OF URL
LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME - SETTING OF THE Mgmt For For
DIVIDEND
O.4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt Against Against
O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
DELPHINE ARNAULT AS DIRECTOR
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
ANTONIO BELLONI AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. DIEGO Mgmt Against Against
DELLA VALLE AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MARIE-JOSEE KRAVIS AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MARIE-LAURE SAUTY DE CHALON AS DIRECTOR
O.10 APPOINTMENT OF MRS. NATACHA VALLA AS Mgmt For For
DIRECTOR
O.11 APPOINTMENT OF LORD POWELL OF BAYSWATER AS Mgmt Against Against
CENSOR
O.12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt Against Against
ARTICLE L.225-37-3 I OF THE FRENCH
COMMERCIAL CODE
O.13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2019 OR AWARDED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against
DURING THE FINANCIAL YEAR 2019 OR AWARDED
FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO
BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER
O.15 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For
NON-EXECUTIVE CORPORATE OFFICERS
O.16 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.17 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt Against Against
DEPUTY CHIEF EXECUTIVE OFFICER
O.18 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO
TRADE IN THE COMPANY'S SHARES FOR A MAXIMUM
PURCHASE PRICE OF 550 EUROS PER SHARE, I.E.
A MAXIMUM AGGREGATE AMOUNT OF 27.8 BILLION
EUROS
E.19 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR A PERIOD OF 18 MONTHS IN
ORDER TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES HELD BY THE COMPANY AS A
RESULT OF THE BUYBACK OF ITS OWN SHARES
E.20 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt Against Against
DIRECTORS, FOR A PERIOD OF 26 MONTHS, IN
ORDER TO PROCEED WITH FREE ALLOCATION OF
SHARES TO BE ISSUED, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, OR OF EXISTING SHARES FOR THE
BENEFIT OF EMPLOYEES AND/OR EXECUTIVE
CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, WITHIN THE LIMIT OF 1%
OF THE CAPITAL
E.21 AMENDMENT TO ARTICLE 11 OF THE BY-LAWS IN Mgmt For For
ORDER TO DEFINE THE TERMS AND CONDITIONS
FOR THE APPOINTMENT OF DIRECTORS
REPRESENTING EMPLOYEES
E.22 AMENDMENT TO ARTICLE 13 OF THE BY-LAWS IN Mgmt For For
ORDER TO CHANGE THE METHOD OF CONVENING THE
BOARD OF DIRECTORS AND TO INTRODUCE THE
POSSIBILITY FOR THE BOARD OF DIRECTORS TO
MAKE DECISIONS BY WRITTEN CONSULTATION
UNDER THE TERMS AND CONDITIONS SET BY THE
REGULATIONS
E.23 AMENDMENT TO ARTICLE 14 OF THE BY-LAWS - Mgmt For For
POWERS TO THE BOARD OF DIRECTORS
E.24 ALIGNMENT OF THE BY-LAWS WITH VARIOUS LEGAL Mgmt For For
AND REGULATORY PROVISIONS, IN PARTICULAR,
THE LAW OF 22 MAY 2019 KNOWN AS THE PACT
LAW - ARTICLES 20, 21 AND 25
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935073750
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Special
Meeting Date: 12-Sep-2019
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Authorization to Conduct Share Repurchases Mgmt For For
2. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 935136413
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chansoo Joung Mgmt For For
Michael N. Mears Mgmt For For
James R. Montague Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt Against Against
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935171190
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Lloyd Dean
1B. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2021: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2021: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2021: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2021: John Mulligan
1I. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Sheila Penrose
1J. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Paul Walsh
1L. Election of Director for a one-year term Mgmt Against Against
expiring in 2021: Miles White
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Advisory vote to approve the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2020.
4. Vote to approve the Company's Amended and Mgmt For For
Restated 2012 Omnibus Stock Ownership Plan.
5. Advisory vote on a shareholder proposal Shr For Against
requesting to change the thresholds to call
special shareholder meetings, if properly
presented.
6. Advisory vote on a shareholder proposal Shr Against For
requesting the Board issue a report on
sugar and public health, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 935050714
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 31-Jul-2019
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Dominic J. Caruso
1b. Election of Director for a one-year term: Mgmt Against Against
N. Anthony Coles, M.D.
1c. Election of Director for a one-year term: Mgmt For For
M. Christine Jacobs
1d. Election of Director for a one-year term: Mgmt For For
Donald R. Knauss
1e. Election of Director for a one-year term: Mgmt For For
Marie L. Knowles
1f. Election of Director for a one-year term: Mgmt Against Against
Bradley E. Lerman
1g. Election of Director for a one-year term: Mgmt Against Against
Edward A. Mueller
1h. Election of Director for a one-year term: Mgmt Against Against
Susan R. Salka
1i. Election of Director for a one-year term: Mgmt Against Against
Brian S. Tyler
1j. Election of Director for a one-year term: Mgmt For For
Kenneth E. Washington
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending March 31, 2020.
3. Advisory vote on executive compensation. Mgmt Against Against
4. Shareholder proposal on disclosure of Shr For Against
lobbying activities and expenditures.
5. Shareholder proposal on 10% ownership Shr For Against
threshold for calling special meetings of
shareholders.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2020.
4. Shareholder proposal concerning shareholder Shr Against For
right to act by written consent.
5. Shareholder proposal regarding allocation Shr Against For
of corporate tax savings.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC. Agenda Number: 935194073
--------------------------------------------------------------------------------------------------------------------------
Security: 63946CAE8
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: N/A
ISIN: US63946CAE84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Series A Preferred Director: Mgmt For For
Bernard C. Watson, Ph.D.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: Marianne C. Brown Mgmt For For
1C. Election of Director: Donald E. Felsinger Mgmt For For
1D. Election of Director: Ann M. Fudge Mgmt For For
1E. Election of Director: Bruce S. Gordon Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2020.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 3% Shr For Against
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 935064559
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Consent
Meeting Date: 31-Dec-2019
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU MAY REVOKE ANY PREVIOUSLY EXECUTED Mgmt Against Against
WRITTEN REQUEST REGARDING THE ICAHN GROUP
SOLICITATION FOR THE REQUEST TO FIX A
RECORD DATE BY SIGNING, DATING AND
DELIVERING THIS WHITE REVOCATION FORM. For
= Yes Revoke my Request : Against = No Do
Not Revoke my request.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 935198970
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John D. Wren Mgmt For For
1.2 Election of Director: Mary C. Choksi Mgmt For For
1.3 Election of Director: Leonard S. Coleman, Mgmt For For
Jr.
1.4 Election of Director: Susan S. Denison Mgmt For For
1.5 Election of Director: Ronnie S. Hawkins Mgmt For For
1.6 Election of Director: Deborah J. Kissire Mgmt For For
1.7 Election of Director: Gracia C. Martore Mgmt For For
1.8 Election of Director: Linda Johnson Rice Mgmt For For
1.9 Election of Director: Valerie M. Williams Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
the 2020 fiscal year.
4. Shareholder proposal regarding proxy access Shr Against For
amendment.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 19-Nov-2019
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt For For
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt For For
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Did not vote
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Did not vote
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of the Named Executive Officers.
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm for Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
5. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 935079550
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 17-Oct-2019
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Thomas Golisano Mgmt For For
1B. Election of Director: Thomas F. Bonadio Mgmt For For
1C. Election of Director: Joseph G. Doody Mgmt For For
1D. Election of Director: David J.S. Flaschen Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Martin Mucci Mgmt For For
1G. Election of Director: Joseph M. Tucci Mgmt For For
1H. Election of Director: Joseph M. Velli Mgmt For For
1I. Election of Director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935152594
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andre Calantzopoulos Mgmt For For
1B. Election of Director: Louis C. Camilleri Mgmt For For
1C. Election of Director: Werner Geissler Mgmt For For
1D. Election of Director: Lisa A. Hook Mgmt For For
1E. Election of Director: Jennifer Li Mgmt For For
1F. Election of Director: Jun Makihara Mgmt For For
1G. Election of Director: Kalpana Morparia Mgmt For For
1H. Election of Director: Lucio A. Noto Mgmt For For
1I. Election of Director: Frederik Paulsen Mgmt For For
1J. Election of Director: Robert B. Polet Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Ratification of the Selection of Mgmt For For
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935152669
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles M. Holley Mgmt For For
1B. Election of Director: Glenn F. Tilton Mgmt For For
1C. Election of Director: Marna C. Whittington Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. Shareholder proposal requesting a report on Shr For Against
risks of Gulf Coast petrochemical
investments.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt Against Against
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt Against Against
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt Against Against
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935162064
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marco Alvera Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: William D. Green Mgmt For For
1D. Election of Director: Charles E. Haldeman, Mgmt For For
Jr.
1E. Election of Director: Stephanie C. Hill Mgmt For For
1F. Election of Director: Rebecca Jacoby Mgmt For For
1G. Election of Director: Monique F. Leroux Mgmt For For
1H. Election of Director: Maria R. Morris Mgmt For For
1I. Election of Director: Douglas L. Peterson Mgmt For For
1J. Election of Director: Edward B. Rust, Jr. Mgmt For For
1K. Election of Director: Kurt L. Schmoke Mgmt For For
1L. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to permit
removal of a Director with or without
cause.
4. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2020.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935125066
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt Against Against
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt Against Against
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt Against Against
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt Against Against
1L. Election of Director: Javier G. Teruel Mgmt Against Against
1M. Election of Director: Myron E. Ullman, III Mgmt For For
2. Advisory resolution to approve our Mgmt Against Against
executive officer compensation
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2020
4. EEO Policy Risk Report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 935151819
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark S. Bartlett Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Dina Dublon Mgmt For For
1D. Election of Director: Dr. Freeman A. Mgmt For For
Hrabowski, III
1E. Election of Director: Robert F. MacLellan Mgmt For For
1F. Election of Director: Olympia J. Snowe Mgmt For For
1G. Election of Director: Robert J. Stevens Mgmt For For
1H. Election of Director: William J. Stromberg Mgmt For For
1I. Election of Director: Richard R. Verma Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
1K. Election of Director: Alan D. Wilson Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for 2020.
4. To approve the 2020 Long-Term Incentive Mgmt For For
Plan.
5. Stockholder proposal for a report on voting Shr Against For
by our funds and portfolios on matters
related to climate change.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935196293
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Calvin Darden Mgmt For For
1E. Election of Director: Robert L. Edwards Mgmt For For
1F. Election of Director: Melanie L. Healey Mgmt For For
1G. Election of Director: Donald R. Knauss Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Kenneth L. Salazar Mgmt Against Against
1K. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Company proposal to approve the Target Mgmt For For
Corporation 2020 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 935139899
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet G. Davidson Mgmt For For
1B. Election of Director: Andres R. Gluski Mgmt For For
1C. Election of Director: Tarun Khanna Mgmt For For
1D. Election of Director: Holly K. Koeppel Mgmt For For
1E. Election of Director: Julia M. Laulis Mgmt For For
1F. Election of Director: James H. Miller Mgmt For For
1G. Election of Director: Alain Monie Mgmt For For
1H. Election of Director: John B. Morse, Jr. Mgmt For For
1I. Election of Director: Moises Naim Mgmt For For
1J. Election of Director: Jeffrey W. Ubben Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditor of the
Company for fiscal year 2020.
4. To vote on a non-binding Stockholder Shr Against For
proposal seeking to adopt a by-law to
subject any by-law or charter amendments to
a Stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935169311
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt For For
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr Against For
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 935182852
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jocelyn Carter-Miller Mgmt For For
1.2 Election of Director: Mary J. Steele Mgmt For For
Guilfoile
1.3 Election of Director: Dawn Hudson Mgmt For For
1.4 Election of Director: Jonathan F. Miller Mgmt For For
1.5 Election of Director: Patrick Q. Moore Mgmt For For
1.6 Election of Director: Michael I. Roth Mgmt For For
1.7 Election of Director: Linda S. Sanford Mgmt For For
1.8 Election of Director: David M. Thomas Mgmt For For
1.9 Election of Director: E. Lee Wyatt Jr. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Interpublic's
independent registered public accounting
firm for the year 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal entitled "Special Mgmt For Against
Stockholder Meetings."
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr Against For
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr Against For
8. Amend Severance Approval Policy Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 935143331
--------------------------------------------------------------------------------------------------------------------------
Security: 966387409
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: WLL
ISIN: US9663874090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Hutchinson Mgmt No vote
Carin S. Knickel Mgmt No vote
2. To approve, by advisory vote, the Mgmt No vote
compensation of our named executive
officers as disclosed in the accompanying
proxy statement.
3. To ratify the appointment of Deloitte & Mgmt No vote
Touche LLP as the independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935166858
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Michael J. Cavanagh Mgmt For For
1D. Election of Director: Christopher M. Connor Mgmt For For
1E. Election of Director: Brian C. Cornell Mgmt For For
1F. Election of Director: Tanya L. Domier Mgmt For For
1G. Election of Director: David W. Gibbs Mgmt For For
1H. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1I. Election of Director: Thomas C. Nelson Mgmt For For
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Shareholder Proposal Regarding Issuance of Shr Against For
Annual Reports on Efforts to Reduce
Deforestation.
Natixis Oakmark Fund
--------------------------------------------------------------------------------------------------------------------------
ALLY FINANCIAL INC Agenda Number: 935146806
--------------------------------------------------------------------------------------------------------------------------
Security: 02005N100
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: ALLY
ISIN: US02005N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Franklin W. Hobbs Mgmt For For
1B. Election of Director: Kenneth J. Bacon Mgmt For For
1C. Election of Director: Katryn (Trynka) Mgmt For For
Shineman Blake
1D. Election of Director: Maureen A. Mgmt For For
Breakiron-Evans
1E. Election of Director: William H. Cary Mgmt For For
1F. Election of Director: Mayree C. Clark Mgmt For For
1G. Election of Director: Kim S. Fennebresque Mgmt For For
1H. Election of Director: Marjorie Magner Mgmt For For
1I. Election of Director: Brian H. Sharples Mgmt For For
1J. Election of Director: John J. Stack Mgmt For For
1K. Election of Director: Michael F. Steib Mgmt For For
1L. Election of Director: Jeffrey J. Brown Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the Audit Committee's Mgmt For For
engagement of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt For For
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
5. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr Against For
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr For Against
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935159877
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. DON CORNWELL Mgmt For For
1B. Election of Director: BRIAN DUPERREAULT Mgmt For For
1C. Election of Director: JOHN H. FITZPATRICK Mgmt For For
1D. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1E. Election of Director: CHRISTOPHER S. LYNCH Mgmt For For
1F. Election of Director: HENRY S. MILLER Mgmt For For
1G. Election of Director: LINDA A. MILLS Mgmt For For
1H. Election of Director: THOMAS F. MOTAMED Mgmt For For
1I. Election of Director: PETER R. PORRINO Mgmt For For
1J. Election of Director: AMY L. SCHIOLDAGER Mgmt For For
1K. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1L. Election of Director: THERESE M. VAUGHAN Mgmt For For
2. To vote, on a non-binding advisory basis, Mgmt For For
to approve executive compensation.
3. To act upon a proposal to amend and restate Mgmt For For
AIG's Amended and Restated Certificate of
Incorporation to restrict certain transfers
of AIG Common Stock in order to protect
AIG's tax attributes.
4. To act upon a proposal to ratify the Mgmt For For
amendment to extend the expiration of the
American International Group, Inc. Tax
Asset Protection Plan.
5. To act upon a proposal to ratify the Mgmt For For
selection of PricewaterhouseCoopers LLP as
AIG's independent registered public
accounting firm for 2020.
6. To vote on a shareholder proposal to give Shr Against For
shareholders who hold at least 10 percent
of AIG's outstanding common stock the right
to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 935152885
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Annell R. Bay Mgmt For For
1B Election of Director: John J. Christmann IV Mgmt For For
1C Election of Director: Juliet S. Ellis Mgmt For For
1D Election of Director: Chansoo Joung Mgmt For For
1E Election of Director: Rene R. Joyce Mgmt For For
1F Election of Director: John E. Lowe Mgmt For For
1G Election of Director: William C. Montgomery Mgmt For For
1H Election of Director: Amy H. Nelson Mgmt For For
1I Election of Director: Daniel W. Rabun Mgmt For For
1J Election of Director: Peter A. Ragauss Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Apache's Independent Auditors.
3. Advisory Vote to Approve Compensation of Mgmt For For
Apache's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr Against For
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935134673
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Kevin P. Clark Mgmt For For
2. Election of Director: Nancy E. Cooper Mgmt For For
3. Election of Director: Nicholas M. Donofrio Mgmt For For
4. Election of Director: Rajiv L. Gupta Mgmt For For
5. Election of Director: Joseph L. Hooley Mgmt For For
6. Election of Director: Sean O. Mahoney Mgmt For For
7. Election of Director: Paul M. Meister Mgmt For For
8. Election of Director: Robert K. Ortberg Mgmt For For
9. Election of Director: Colin J. Parris Mgmt For For
10. Election of Director: Ana G. Pinczuk Mgmt For For
11. Election of Director: Lawrence A. Zimmerman Mgmt For For
12. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
13. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935081579
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2019
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: R. Glenn Hubbard Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Scott F. Powers Mgmt For For
1H. Election of Director: William J. Ready Mgmt For For
1I. Election of Director: Carlos A. Rodriguez Mgmt For For
1J. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr Against For
Accessible.
5. Adopt a New Shareholder Right - Written Shr Against For
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Shr Against For
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr Against For
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935149080
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Pierre E. Leroy Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Eileen Serra Mgmt For For
1J. Election of Director: Mayo A. Shattuck III Mgmt For For
1K. Election of Director: Bradford H. Warner Mgmt For For
1L. Election of Director: Catherine G. West Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2020.
3. Advisory approval of Capital One's 2019 Mgmt For For
Named Executive Officer compensation.
4. Approval of amendments to Capital One's Mgmt Against Against
Restated Certificate of Incorporation to
allow stockholder to act by written
consent.
5. Stockholder proposal regarding an Shr Against For
independent Board chairman, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935192980
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Juan Gallardo Mgmt For For
1E. Election of Director: William A. Osborn Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Shareholder Proposal - Provide a Report of Shr Against For
Lobbying Activities
5. Shareholder Proposal - Independent Board Shr Against For
Chairman
6. Shareholder Proposal - Shareholder Action Shr Against For
by Written Consent
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt For For
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt For For
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation
3. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2020
4. Stockholder proposal regarding our Chairman Shr Against For
of the Board and CEO roles
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt For For
1B. Election of Director: Ellen M. Costello Mgmt For For
1C. Election of Director: Grace E. Dailey Mgmt For For
1D. Election of Director: Barbara J. Desoer Mgmt For For
1E. Election of Director: John C. Dugan Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt For For
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt For For
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr Against For
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt For For
6. To provide a lobbying report Shr Against For
7. To require an independent board chairman Shr Against For
8. To conduct independent investigation and Shr Against For
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 935139534
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Timothy A. Leach Mgmt For For
1.2 Election of Director: William H. Easter III Mgmt For For
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935039138
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer M. Daniels Mgmt For For
Jerry Fowden Mgmt For For
Ernesto M. Hernandez Mgmt For For
Susan S. Johnson Mgmt For For
James A. Locke III Mgmt For For
Daniel J. McCarthy Mgmt For For
William A. Newlands Mgmt For For
Richard Sands Mgmt For For
Robert Sands Mgmt For For
Judy A. Schmeling Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
February 29, 2020
3. To approve, by an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935149028
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Robert J. Bernhard Mgmt For For
3) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
4) Election of Director: Bruno V. Di Leo Allen Mgmt For For
5) Election of Director: Stephen B. Dobbs Mgmt For For
6) Election of Director: Robert K. Herdman Mgmt For For
7) Election of Director: Alexis M. Herman Mgmt For For
8) Election of Director: Thomas J. Lynch Mgmt For For
9) Election of Director: William I. Miller Mgmt For For
10) Election of Director: Georgia R. Nelson Mgmt For For
11) Election of Director: Karen H. Quintos Mgmt For For
12) Advisory vote to approve the compensation Mgmt For For
of our named executive officers as
disclosed in the proxy statement.
13) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2020.
14) The shareholder proposal regarding by-law Shr Against For
amendments.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935159322
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Larry J. Merlo Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2020.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Proposal to amend the Company's 2017 Mgmt For For
Incentive Compensation Plan to increase the
number of shares authorized to be issued
under the Plan.
5. Proposal to amend the Company's 2007 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares available for sale
under the Plan.
6. Stockholder proposal for reducing the Shr Against For
ownership threshold to request a
stockholder action by written consent.
7. Stockholder proposal regarding our Shr Against For
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
DELPHI TECHNOLOGIES PLC Agenda Number: 935232241
--------------------------------------------------------------------------------------------------------------------------
Security: G2709G107
Meeting Type: Special
Meeting Date: 25-Jun-2020
Ticker: DLPH
ISIN: JE00BD85SC56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Authorize the directors of Delphi Mgmt For For
Technologies PLC ("Delphi") to take all
such actions as they consider necessary or
appropriate for carrying the scheme of
arrangement into effect and to amend the
articles of association of Delphi so that
any ordinary shares of Delphi that are
issued on or after the Voting Record Time
(as defined in the scheme) to persons other
than BorgWarner Inc. or its nominees will
either be subject to the terms of the
scheme or immediately and automatically
acquired by BorgWarner Inc. and/or its
nominee(s) for the scheme consideration.
O2. Approve, on a non-binding, advisory basis, Mgmt Against Against
specified compensatory arrangements between
Delphi Technologies PLC and its named
executive officers relating to the
transaction.
--------------------------------------------------------------------------------------------------------------------------
DELPHI TECHNOLOGIES PLC Agenda Number: 935231617
--------------------------------------------------------------------------------------------------------------------------
Security: G2709G107
Meeting Type: Special
Meeting Date: 25-Jun-2020
Ticker: DLPH
ISIN: JE00BD85SC56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the scheme of arrangement in its Mgmt For For
original form or with or subject to any
modification(s), addition(s) or
condition(s) approved or imposed by the
Royal Court of Jersey.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935197740
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt For For
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers
3. Proposal to approve, on an advisory basis, Mgmt 1 Year For
the frequency of holding an advisory vote
on the compensation paid to the Company's
named executive officers
4. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY Agenda Number: 935057340
--------------------------------------------------------------------------------------------------------------------------
Security: 23355L106
Meeting Type: Annual
Meeting Date: 15-Aug-2019
Ticker: DXC
ISIN: US23355L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mukesh Aghi Mgmt For For
1b. Election of Director: Amy E. Alving Mgmt For For
1c. Election of Director: David L. Herzog Mgmt For For
1d. Election of Director: Sachin Lawande Mgmt For For
1e. Election of Director: J. Michael Lawrie Mgmt For For
1f. Election of Director: Mary L. Krakauer Mgmt For For
1g. Election of Director: Julio A. Portalatin Mgmt For For
1h. Election of Director: Peter Rutland Mgmt For For
1i. Election of Director: Michael J. Salvino Mgmt For For
1j. Election of Director: Manoj P. Singh Mgmt For For
1k. Election of Director: Robert F. Woods Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
ending March 31, 2020
3. Approval, by advisory vote, of named Mgmt For For
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935220626
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Anthony J. Bates Mgmt For For
1B. Election of director: Adriane M. Brown Mgmt For For
1C. Election of director: Jesse A. Cohn Mgmt For For
1D. Election of director: Diana Farrell Mgmt For For
1E. Election of director: Logan D. Green Mgmt For For
1F. Election of director: Bonnie S. Hammer Mgmt For For
1G. Election of director: Jamie Iannone Mgmt For For
1H. Election of director: Kathleen C. Mitic Mgmt For For
1I. Election of director: Matthew J. Murphy Mgmt For For
1J. Election of director: Pierre M. Omidyar Mgmt For For
1K. Election of director: Paul S. Pressler Mgmt For For
1L. Election of director: Robert H. Swan Mgmt For For
1M. Election of director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal regarding written Shr Against For
consent, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935145272
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet F. Clark Mgmt For For
1B. Election of Director: Charles R. Crisp Mgmt For For
1C. Election of Director: Robert P. Daniels Mgmt For For
1D. Election of Director: James C. Day Mgmt For For
1E. Election of Director: C. Christopher Gaut Mgmt For For
1F. Election of Director: Julie J. Robertson Mgmt For For
1G. Election of Director: Donald F. Textor Mgmt For For
1H. Election of Director: William R. Thomas Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr Against For
stockholder voting.
5. A stockholder proposal regarding an Shr Against For
independent chair.
6. A stockholder proposal regarding majority Shr Against For
voting for directors.
7. A stockholder proposal regarding political Shr Against For
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr Against For
civil and human rights risks.
10. A stockholder proposal regarding child Shr Against For
exploitation.
11. A stockholder proposal regarding median Shr Against For
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935068761
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2019
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Edwardson Mgmt For For
1B. Election of Director: Marvin R. Ellison Mgmt For For
1C. Election of Director: Susan Patricia Mgmt For For
Griffith
1D. Election of Director: John C. ("Chris") Mgmt For For
Inglis
1E. Election of Director: Kimberly A. Jabal Mgmt For For
1F. Election of Director: Shirley Ann Jackson Mgmt For For
1G. Election of Director: R. Brad Martin Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Susan C. Schwab Mgmt For For
1J. Election of Director: Frederick W. Smith Mgmt For For
1K. Election of Director: David P. Steiner Mgmt For For
1L. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of the FedEx Corporation 2019 Mgmt For For
Omnibus Stock Incentive Plan.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Stockholder proposal regarding lobbying Shr Against For
activity and expenditure report.
6. Stockholder proposal regarding employee Shr Against For
representation on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 935157619
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: FCAU
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.C Remuneration Report 2019 (advisory voting) Mgmt For For
2.D Adoption of the 2019 Annual Accounts Mgmt For For
2.E Approval of the 2019 dividend Mgmt For For
2.F Granting of discharge to the directors in Mgmt For For
respect of the performance of their duties
during the financial year 2019
3.A Re-appointment of John Elkann as Executive Mgmt For For
Director.
3.B Re-appointment of Michael Manley as Mgmt For For
Executive Director.
3.C Re-appointment of Richard K. Palmer as Mgmt For For
Executive Director.
4.A Re-appointment of Non-Executive Director: Mgmt For For
Ronald L. Thompson
4.B Re-appointment of Non-Executive Director: Mgmt For For
John Abbott
4.C Re-appointment of Non-Executive Director: Mgmt For For
Andrea Agnelli
4.D Re-appointment of Non-Executive Director: Mgmt For For
Tiberto Brandolini d'Adda
4.E Re-appointment of Non-Executive Director: Mgmt For For
Glenn Earle
4.F Re-appointment of Non-Executive Director: Mgmt For For
Valerie A. Mars
4.G Re-appointment of Non-Executive Director: Mgmt For For
Michelangelo A. Volpi
4.H Re-appointment of Non-Executive Director: Mgmt For For
Patience Wheatcroft
4.I Re-appointment of Non-Executive Director: Mgmt For For
Ermenegildo Zegna
5. Proposal to appoint Ernst & Young Mgmt For For
Accountants LLP as the Company's
independent auditor
6.1 Proposal to designate the Board of Mgmt For For
Directors as the corporate body authorized
to issue common shares and to grant rights
to subscribe for common shares as provided
for in article 6 of the Company's articles
of association
6.2 Proposal to designate the Board of Mgmt For For
Directors as the corporate body authorized
to limit or to exclude pre-emptive rights
for common shares as provided for in
article 7 of the Company's articles of
association
6.3 Proposal to designate the Board of Mgmt Against Against
Directors as the corporate body authorized
to issue special voting shares and to grant
rights to subscribe for special voting
shares up to the maximum aggregate amount
of special voting shares as provided for in
the Company's authorized share capital as
set out in the Company's articles of
association, as amended from time to time,
as provided for in article 6 of the
Company's articles of association
7. Proposal to authorize the Board of Mgmt For For
Directors to acquire fully paid-up common
shares in the Company's own share capital
as specified in article 8 of the Company's
articles of association
8. Amendment of the remuneration policy of the Mgmt For For
Board of Directors
9. Amendment of the special voting shares' Mgmt For For
terms and conditions
--------------------------------------------------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES N.V. Agenda Number: 935225448
--------------------------------------------------------------------------------------------------------------------------
Security: N31738102
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: FCAU
ISIN: NL0010877643
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. Remuneration Report 2019 (advisory voting) Mgmt For For
2D. Adoption of the 2019 Annual Accounts Mgmt For For
2E. Granting of discharge to the directors in Mgmt For For
respect of the performance of their duties
during the financial year 2019
3A. Re-appointment of Executive Director: John Mgmt For For
Elkann
3B. Re-appointment of Executive Director: Mgmt For For
Michael Manley
3C. Re-appointment of Executive Director: Mgmt For For
Richard K. Palmer
4A. Re-appointment of Non-executive Director: Mgmt For For
Ronald L. Thompson
4B. Re-appointment of Non-executive Director: Mgmt For For
John Abbott
4C. Re-appointment of Non-executive Director: Mgmt For For
Andrea Agnelli
4D. Re-appointment of Non-executive Director: Mgmt For For
Tiberto Brandolini d'Adda
4E. Re-appointment of Non-executive Director: Mgmt For For
Glenn Earle
4F. Re-appointment of Non-executive Director: Mgmt For For
Valerie A. Mars
4G. Re-appointment of Non-executive Director: Mgmt For For
Michelangelo A. Volpi
4H. Re-appointment of Non-executive Director: Mgmt For For
Patience Wheatcroft
4I. Re-appointment of Non-executive Director: Mgmt For For
Ermenegildo Zegna
5. Proposal to appoint Ernst & Young Mgmt For For
Accountants LLP as the Company's
independent auditor
6.1 Proposal to designate the Board of Mgmt For For
Directors as the corporate body authorized
to issue common shares and to grant rights
to subscribe for common shares as provided
for in article 6 of the Company's articles
of association
6.2 Proposal to designate the Board of Mgmt For For
Directors as the corporate body authorized
to limit or to exclude pre-emptive rights
for common shares as provided for in
article 7 of the Company's articles of
association
6.3 Proposal to designate the Board of Mgmt Against Against
Directors as the corporate body authorized
to issue special voting shares and to grant
rights to subscribe for special voting
shares up to the maximum aggregate amount
of special voting shares as provided for in
the Company's authorized share capital as
set out in the Company's articles of
association, as amended from time to time,
as provided for in article 6 of the
Company's articles of association
7. Proposal to authorize the Board of Mgmt For For
Directors to acquire fully paid-up common
shares in the Company's own share capital
as specified in article 8 of the Company's
articles of association
8. Amendment of the remuneration policy of the Mgmt For For
Board of Directors
9. Amendment of the special voting shares' Mgmt For For
terms and conditions
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 935192461
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter E. Bisson Mgmt For For
1B. Election of Director: Richard J. Bressler Mgmt For For
1C. Election of Director: Raul E. Cesan Mgmt For For
1D. Election of Director: Karen E. Dykstra Mgmt For For
1E. Election of Director: Anne Sutherland Fuchs Mgmt For For
1F. Election of Director: William O. Grabe Mgmt For For
1G. Election of Director: Eugene A. Hall Mgmt For For
1H. Election of Director: Stephen G. Pagliuca Mgmt For For
1I. Election of Director: Eileen M. Serra Mgmt For For
1J. Election of Director: James C. Smith Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sebastien Bazin Mgmt For For
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt For For
12. Advisory Approval of Our Named Executives' Mgmt For For
Compensation
13. Ratification of KPMG as Independent Auditor Mgmt For For
for 2020
14. Require the Chairman of the Board to be Shr Against For
Independent
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935198920
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary T. Barra Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Linda R. Gooden Mgmt For For
1D. Election of Director: Joseph Jimenez Mgmt For For
1E. Election of Director: Jane L. Mendillo Mgmt For For
1F. Election of Director: Judith A. Miscik Mgmt For For
1G. Election of Director: Patricia F. Russo Mgmt For For
1H. Election of Director: Thomas M. Schoewe Mgmt For For
1I. Election of Director: Theodore M. Solso Mgmt For For
1J. Election of Director: Carol M. Stephenson Mgmt For For
1K. Election of Director: Devin N. Wenig Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation
3. Advisory Approval of the Frequency of Mgmt 1 Year For
Future Advisory Votes on Named Executive
Officer Compensation
4. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2020
5. Approval of the General Motors Company 2020 Mgmt For For
Long-Term Incentive Plan
6. Shareholder Proposal Regarding Shareholder Shr Against For
Written Consent
7. Shareholder Proposal Regarding Proxy Access Shr Against For
Amendment: Shareholder Aggregation Limit
8. Shareholder Proposal Regarding Report on Shr Against For
Human Rights Policy Implementation
9. Shareholder Proposal Regarding Report on Shr Against For
Lobbying Communications and Activities
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 935145614
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas F. Frist III Mgmt For For
1B. Election of Director: Samuel N. Hazen Mgmt For For
1C. Election of Director: Meg G. Crofton Mgmt For For
1D. Election of Director: Robert J. Dennis Mgmt For For
1E. Election of Director: Nancy-Ann DeParle Mgmt For For
1F. Election of Director: William R. Frist Mgmt For For
1G. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1H. Election of Director: Michael W. Michelson Mgmt For For
1I. Election of Director: Wayne J. Riley, M.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. To approve the 2020 Stock Incentive Plan Mgmt For For
for Key Employees of HCA Healthcare, Inc.
and its Affiliates.
5. To approve an amendment to our amended and Mgmt For For
restated certificate of incorporation to
allow stockholders owning an aggregate of
15% of our outstanding common stock to
request special meetings of stockholders.
6. Stockholder proposal, if properly presented Shr Against For
at the meeting, requesting that the Board
of Directors take the steps necessary to
allow stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935200686
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Melanie L. Healey Mgmt For For
1E. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1F. Election of Director: Judith A. McHale Mgmt For For
1G. Election of Director: John G. Schreiber Mgmt For For
1H. Election of Director: Elizabeth A. Smith Mgmt For For
1I. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Approval, in a non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935136211
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kurt J. Hilzinger Mgmt For For
1B. Election of Director: Frank J. Bisignano Mgmt For For
1C. Election of Director: Bruce D. Broussard Mgmt For For
1D. Election of Director: Frank A. D'Amelio Mgmt For For
1E. Election of Director: W. Roy Dunbar Mgmt For For
1F. Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1G. Election of Director: John W. Garratt Mgmt For For
1H. Election of Director: David A. Jones, Jr. Mgmt For For
1I. Election of Director: Karen W. Katz Mgmt For For
1J. Election of Director: William J. McDonald Mgmt For For
1K. Election of Director: James J. O'Brien Mgmt For For
1L. Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2020 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MATCH GROUP, INC. Agenda Number: 935215459
--------------------------------------------------------------------------------------------------------------------------
Security: 57665R106
Meeting Type: Special
Meeting Date: 25-Jun-2020
Ticker: MTCH
ISIN: US57665R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Transaction Agreement, dated Mgmt For For
as of December 19, 2019, as amended (the
"Transaction Agreement"), by and among
IAC/InterActiveCorp ("IAC"), IAC Holdings,
Inc., Valentine Merger Sub LLC and Match
Group, Inc. ("Match").
2. To approve a non-binding advisory proposal Mgmt Against Against
to, following the separation of the
businesses of Match from the remaining
businesses of IAC (the "Separation"),
classify the board of directors of IAC,
which will be renamed "Match Group, Inc."
after the Separation ("New Match"), and to
allow New Match stockholders to vote on the
election of the directors on a staggered
three-year basis, rather than on an annual
basis.
3. To approve a non-binding advisory proposal Mgmt For For
to, following the Separation, prohibit
action by written consent of stockholders
of New Match in lieu of a stockholder
meeting, subject to any rights of holders
of preferred stock.
4. To approve one or more adjournments or Mgmt For For
postponements of the Match special meeting
if necessary or appropriate, including to
solicit additional proxies if there are not
sufficient votes at the time of the Match
special meeting to adopt the Transaction
Agreement.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935157392
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William W. Grounds Mgmt For For
1B. Election of Director: Alexis M. Herman Mgmt For For
1C. Election of Director: Roland Hernandez Mgmt For For
1D. Election of Director: Mary Chris Jammet Mgmt For For
1E. Election of Director: John Kilroy Mgmt For For
1F. Election of Director: Rose McKinney-James Mgmt For For
1G. Election of Director: Keith A. Meister Mgmt For For
1H. Election of Director: Paul Salem Mgmt For For
1I. Election of Director: Gregory M. Spierkel Mgmt For For
1J. Election of Director: Jan G. Swartz Mgmt For For
1K. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 935140563
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Basil L. Anderson Mgmt For For
1B. Election of Director: Jorge A. Bermudez Mgmt For For
1C. Election of Director: Therese Esperdy Mgmt For For
1D. Election of Director: Vincent A. Forlenza Mgmt For For
1E. Election of Director: Kathryn M. Hill Mgmt For For
1F. Election of Director: Raymond W. McDaniel, Mgmt For For
Jr.
1G. Election of Director: Henry A. McKinnell, Mgmt For For
Jr., Ph.D.
1H. Election of Director: Leslie F. Seidman Mgmt For For
1I. Election of Director: Bruce Van Saun Mgmt For For
2A. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for stockholder approval
of future amendments to the Certificate of
Incorporation and By- Laws.
2B. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standard to remove directors.
2C. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for filling open board
seats at statutorily required special
meetings.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm of the Company for 2020.
4. Advisory resolution approving executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Mgmt For For
Hastings
1B. Election of Class III Director: Jay C. Hoag Mgmt For For
1C. Election of Class III Director: Mathias Mgmt For For
Dopfner
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Approval of the Netflix, Inc. 2020 Stock Mgmt For For
Plan.
5. Stockholder proposal regarding political Shr Against For
disclosures, if properly presented at the
meeting.
6. Stockholder proposal for simple majority Shr Against For
vote, if properly presented at the meeting.
7. Stockholder proposal for EEO policy risk Shr Against For
report, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 935085250
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2019
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee C. Banks Mgmt For For
1B. Election of Director: Robert G. Bohn Mgmt For For
1C. Election of Director: Linda S. Harty Mgmt For For
1D. Election of Director: Kevin A. Lobo Mgmt For For
1E. Election of Director: Candy M. Obourn Mgmt For For
1F. Election of Director: Joseph Scaminace Mgmt For For
1G. Election of Director: Ake Svensson Mgmt For For
1H. Election of Director: Laura K. Thompson Mgmt For For
1I. Election of Director: James R. Verrier Mgmt For For
1J. Election of Director: James L. Wainscott Mgmt For For
1K. Election of Director: Thomas L. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2020.
3. Approval of, on a non-binding, advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
4. Approval of the Parker-Hannifin Corporation Mgmt For For
Amended and Restated 2016 Omnibus Stock
Incentive Plan.
5. Shareholder proposal to adopt a policy that Shr Against For
requires the Chairman of the Board to be an
independent member of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL, INC. Agenda Number: 935190772
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M100
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: QRTEA
ISIN: US74915M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fiona P. Dias Mgmt For For
Evan D. Malone Mgmt For For
David E. Rapley Mgmt For For
Larry E. Romrell Mgmt For For
2. A proposal to ratify the selection of KPMG Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2020.
3. A proposal to adopt the Qurate Retail, Inc. Mgmt For For
2020 Omnibus Incentive Plan.
4. The say-on-pay proposal, to approve, on an Mgmt For For
advisory basis, the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935196279
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Joseph L. Goldstein, Mgmt For For
M.D.
1C. Election of Director: Christine A. Poon Mgmt For For
1D. Election of Director: P. Roy Vagelos, M.D. Mgmt For For
1E. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Proposal to approve the Second Amended and Mgmt For For
Restated Regeneron Pharmaceuticals, Inc.
2014 Long-Term Incentive Plan.
4. Proposal to approve, on an advisory basis, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935162064
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marco Alvera Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: William D. Green Mgmt For For
1D. Election of Director: Charles E. Haldeman, Mgmt For For
Jr.
1E. Election of Director: Stephanie C. Hill Mgmt For For
1F. Election of Director: Rebecca Jacoby Mgmt For For
1G. Election of Director: Monique F. Leroux Mgmt For For
1H. Election of Director: Maria R. Morris Mgmt For For
1I. Election of Director: Douglas L. Peterson Mgmt For For
1J. Election of Director: Edward B. Rust, Jr. Mgmt For For
1K. Election of Director: Kurt L. Schmoke Mgmt For For
1L. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to permit
removal of a Director with or without
cause.
4. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2020.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 935174716
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. de Saint-Aignan Mgmt For For
1B. Election of Director: M. Chandoha Mgmt For For
1C. Election of Director: L. Dugle Mgmt For For
1D. Election of Director: A. Fawcett Mgmt For For
1E. Election of Director: W. Freda Mgmt For For
1F. Election of Director: S. Mathew Mgmt For For
1G. Election of Director: W. Meaney Mgmt For For
1H. Election of Director: R. O'Hanley Mgmt For For
1I. Election of Director: S. O'Sullivan Mgmt For For
1J. Election of Director: R. Sergel Mgmt For For
1K. Election of Director: G. Summe Mgmt For For
2. To approve an advisory proposal on Mgmt For For
executive compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as State Street's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935133479
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt For For
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Yong Nam Mgmt For For
1I. Election of Director: Daniel J. Phelan Mgmt For For
1J. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1K. Election of Director: Mark C. Trudeau Mgmt For For
1L. Election of Director: Dawn C. Willoughby Mgmt For For
1M. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors.
3A. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Daniel J. Phelan
3B. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3C. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
3D. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2019 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the consolidated
financial statements for the fiscal year
ended September 27, 2019 and the Swiss
Compensation Report for the fiscal year
ended September 27, 2019).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 27, 2019.
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year
2020.
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
executive management.
10. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 27, 2019.
12. To approve a dividend payment to Mgmt For For
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the
third fiscal quarter of 2020 and ending in
the second fiscal quarter of 2021 pursuant
to the terms of the dividend resolution.
13. To approve a renewal of authorized capital Mgmt For For
and related amendment to our articles of
association.
14. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
15. To approve any adjournments or Mgmt For For
postponements of the meeting.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935134940
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Z. Cook Mgmt For For
1B. Election of Director: Joseph J. Echevarria Mgmt For For
1C. Election of Director: Thomas P. "Todd" Mgmt For For
Gibbons
1D. Election of Director: Jeffrey A. Goldstein Mgmt For For
1E. Election of Director: Edmund F. "Ted" Kelly Mgmt For For
1F. Election of Director: Jennifer B. Morgan Mgmt For For
1G. Election of Director: Elizabeth E. Robinson Mgmt For For
1H. Election of Director: Samuel C. Scott III Mgmt For For
1I. Election of Director: Frederick O. Terrell Mgmt For For
1J. Election of Director: Alfred W. "Al" Zollar Mgmt For For
2. Advisory resolution to approve the 2019 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2020.
4. Stockholder proposal regarding pay equity Shr Against For
report.
5. Stockholder proposal regarding stockholder Shr Against For
vote on bylaw and charter amendments.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935165565
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William S. Haraf Mgmt For For
1B. Election of Director: Frank C. Herringer Mgmt For For
1C. Election of Director: Roger O. Walther Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Approve the 2013 Stock Incentive Plan as Mgmt For For
Amended and Restated
5. Approve the Amended and Restated Bylaws to Mgmt For For
adopt a proxy access bylaw for director
nominations by stockholders
6. Stockholder Proposal requesting annual Shr Against For
disclosure of EEO-1 data
7. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
shares, consisting of common stock and
nonvoting common stock, to holders of
shares of TD Ameritrade common stock in
connection with the merger contemplated
with TD Ameritrade.
2. Approve an amendment to the Schwab charter Mgmt For For
to increase the number of authorized shares
of capital stock of Schwab by 300 million
and create a new class of Schwab nonvoting
common stock.
3. Approve a proposal that will give the Mgmt For For
Schwab board of directors authority to
adjourn the Schwab special meeting from
time to time if necessary to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1 and
2 above at the time of the Schwab special
meeting, or any adjournment or postponement
of the Schwab special meeting.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: David A. Viniar Mgmt For For
1K. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2020.
4. Shareholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
5. Shareholder Proposal Regarding Board Shr Against For
Oversight of the "Statement on the Purpose
of a Corporation".
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935145183
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1D. Election of Director: Wayne M. Hewett Mgmt For For
1E. Election of Director: Donald M. James Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt For For
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2020.
4. Shareholder Proposal - Shareholder Approval Shr Against For
of By-Law Amendments.
5. Shareholder Proposal - Report on Shr Against For
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr Against For
Median Pay Gap.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2021.
3. Advisory vote on named executive officer Mgmt For For
compensation.
Vaughan Nelson Mid Cap Fund
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 935127313
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt For For
Heidi Kunz
1.2 Election of Director for a three-year term: Mgmt For For
Sue H. Rataj
1.3 Election of Director for a three-year term: Mgmt For For
George A. Scangos, Ph.D.
1.4 Election of Director for a three-year term: Mgmt For For
Dow R. Wilson
2. To approve the Agilent Technologies, Inc. Mgmt For For
2020 Employee Stock Purchase Plan.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Agilent's named
executive officers.
4. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Agilent's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
ALLEGION PLC Agenda Number: 935185442
--------------------------------------------------------------------------------------------------------------------------
Security: G0176J109
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: ALLE
ISIN: IE00BFRT3W74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk S. Hachigian Mgmt For For
1B. Election of Director: Steven C. Mizell Mgmt For For
1C. Election of Director: Nicole Parent Haughey Mgmt For For
1D. Election of Director: David D. Petratis Mgmt For For
1E. Election of Director: Dean I. Schaffer Mgmt For For
1F. Election of Director: Charles L. Szews Mgmt For For
1G. Election of Director: Martin E. Welch III Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Advisory vote on whether an advisory Mgmt 1 Year For
shareholder vote to approve the
compensation of the Company's named
executive officers should occur every one,
two or three years.
4. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers as independent
auditors of the Company and authorize the
Audit and Finance Committee of the Board of
Directors to set the auditors'
remuneration.
5. Approval of renewal of the Board of Mgmt For For
Directors' existing authority to issue
shares.
6. Approval of renewal of the Board of Mgmt For For
Directors' existing authority to issue
shares for cash without first offering
shares to existing shareholders (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 935202159
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ralph J. Andretta Mgmt For For
1.2 Election of Director: Roger H. Ballou Mgmt For For
1.3 Election of Director: John C. Gerspach, Jr. Mgmt For For
1.4 Election of Director: Rajesh Natarajan Mgmt For For
1.5 Election of Director: Timothy J. Theriault Mgmt For For
1.6 Election of Director: Laurie A. Tucker Mgmt For For
1.7 Election of Director: Sharen J. Turney Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the 2020 Omnibus Incentive Mgmt For For
Plan.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Alliance Data
Systems Corporation for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION Agenda Number: 935178257
--------------------------------------------------------------------------------------------------------------------------
Security: 018802108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: LNT
ISIN: US0188021085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick E. Allen Mgmt For For
Michael D. Garcia Mgmt For For
Singleton B. McAllister Mgmt For For
Susan D. Whiting Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Approve the Alliant Energy Corporation 2020 Mgmt For For
Omnibus Incentive Plan.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 935153685
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE S. BRUNE Mgmt For For
1D. ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: WARD H. DICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: NOELLE K. EDER Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RAFAEL FLORES Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARSHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG S. IVEY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN R. WILSON Mgmt For For
2. COMPANY PROPOSAL - ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT.
3. COMPANY PROPOSAL - RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2020.
4. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 935166581
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Thomas A. Amato
1B. Election of Director for a term of three Mgmt For For
years: Anthony J. Conti
1C. Election of Director for a term of three Mgmt For For
years: Gretchen W. McClain
2. Approval of the AMETEK, Inc. 2020 Omnibus Mgmt For For
Incentive Compensation Plan.
3. Approval, by advisory vote, of the Mgmt For For
compensation of AMETEK, Inc.'s named
executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935123288
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Karen M. Golz Mgmt For For
1H. Election of Director: Mark M. Little Mgmt For For
1I. Election of Director: Kenton J. Sicchitano Mgmt For For
1J. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Approval of the Analog Devices, Inc. 2020 Mgmt For For
Equity Incentive Plan.
4. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 935156629
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: George L. Fotiades Mgmt For For
1b. Election of Director: B. Craig Owens Mgmt For For
1c. Election of Director: Dr. Joanne C. Smith Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of an amendment to the 2018 Equity Mgmt For For
Incentive Plan.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ARAMARK Agenda Number: 935116954
--------------------------------------------------------------------------------------------------------------------------
Security: 03852U106
Meeting Type: Annual
Meeting Date: 29-Jan-2020
Ticker: ARMK
ISIN: US03852U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan M. Cameron Mgmt For For
1B. Election of Director: Greg Creed Mgmt For For
1C. Election of Director: Calvin Darden Mgmt For For
1D. Election of Director: Richard W. Dreiling Mgmt For For
1E. Election of Director: Irene M. Esteves Mgmt For For
1F. Election of Director: Daniel J. Heinrich Mgmt For For
1G. Election of Director: Paul C. Hilal Mgmt For For
1H. Election of Director: Karen M. King Mgmt For For
1I. Election of Director: Stephen I. Sadove Mgmt For For
1J. Election of Director: Arthur B. Winkleblack Mgmt For For
1K. Election of Director: John J. Zillmer Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Aramark's independent registered public
accounting firm for the fiscal year ending
October 2, 2020.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the named
executive officers.
4. To approve Aramark's Second Amended and Mgmt For For
Restated 2013 Stock Incentive Plan.
5. To approve Aramark's Second Amended and Mgmt For For
Restated Certificate of Incorporation to
permit the holders of at least fifteen
percent (15%) of the Company's outstanding
shares of common stock to call a special
meeting of shareholders for any purpose
permissible under applicable law and to
delete certain obsolete provisions.
--------------------------------------------------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION Agenda Number: 935196750
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ARES
ISIN: US03990B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt Against Against
1B. Election of Director: Antoinette Bush Mgmt For For
1C. Election of Director: Paul G. Joubert Mgmt For For
1D. Election of Director: R. Kipp deVeer Mgmt Against Against
1E. Election of Director: David B. Kaplan Mgmt Against Against
1F. Election of Director: Michael Lynton Mgmt For For
1G. Election of Director: Dr. Judy D. Olian Mgmt For For
1H. Election of Director: Antony P. Ressler Mgmt Against Against
1I. Election of Director: Bennett Rosenthal Mgmt Against Against
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for our
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935158825
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: Frank E. English, Jr. Mgmt For For
1E. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1F. Election of Director: David S. Johnson Mgmt For For
1G. Election of Director: Kay W. McCurdy Mgmt For For
1H. Election of Director: Christopher C. Miskel Mgmt For For
1I. Election of Director: Ralph J. Nicoletti Mgmt For For
1J. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
the fiscal year ending December 31, 2020.
3. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
4. Stockholder Proposal: Diversity Search Shr Against For
Policy.
--------------------------------------------------------------------------------------------------------------------------
ATHENE HOLDING LTD. Agenda Number: 935122680
--------------------------------------------------------------------------------------------------------------------------
Security: G0684D107
Meeting Type: Special
Meeting Date: 12-Feb-2020
Ticker: ATH
ISIN: BMG0684D1074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Thirteenth Amended and Mgmt For For
Restated Bye-laws of Athene Holding Ltd.
(the "Company").
2. To approve the conversion of all the Class Mgmt For For
B common shares of the Company ("Class B
Common Shares") into an equal number of
Class A common shares of the Company
("Class A Shares") on a one-for-one basis.
3. To approve the conversion of all Class M Mgmt For For
common shares of the Company, including
those that will vest at the time of the
conversion, into a combination of Class A
Shares and warrants to purchase Class A
Shares.
4. To approve, in accordance with Section Mgmt For For
312.03 of the New York Stock Exchange
Listed Company Manual, the following
transactions: (i) the issuance of Class A
Shares to certain affiliates of Apollo
Global Management, Inc. ("AGM"), (ii) the
granting to AGM of a conditional right to
purchase, and cause the Company to issue,
additional Class A Shares, and (iii) the
granting to Apollo Management Holdings,
L.P. (or its designated replacement) of a
right to purchase, and cause the Company to
issue, additional Class A Shares.
5. To approve the adjournment of the Special Mgmt For For
Meeting from time to time to a later date
or time if necessary or appropriate,
including to solicit additional proxies in
favor of the above proposals if there are
insufficient votes at the time of the
Special Meeting to approve such proposals.
A. The Shareholder represents that neither the Mgmt For
Shareholder nor any of its Tax Attributed
Affiliates owns (in each case, directly,
indirectly or constructively) (i) any Class
B Common Shares or (ii) any equity
interests (for this purpose, including any
instrument or arrangement that is treated
as an equity interest for United States
federal income tax purposes) of Apollo
Global Management, Inc. ("AGM") or AP
Alternative Assets, L.P. A "Tax Attributed
Affiliate" of a Shareholder.
B. The Shareholder represents that it is Mgmt For
neither an employee of the Apollo Group nor
a corporation, limited liability company,
limited partnership or trust created for
the benefit of such an employee or one or
more of such employee's parents, spouse,
siblings or descendants for estate planning
purposes.
--------------------------------------------------------------------------------------------------------------------------
ATHENE HOLDING LTD. Agenda Number: 935191267
--------------------------------------------------------------------------------------------------------------------------
Security: G0684D107
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: ATH
ISIN: BMG0684D1074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Scott Mgmt For For
Kleinman
1.2 Election of Class II Director: Lawrence Mgmt For For
Ruisi
1.3 Election of Class II Director: Hope Taitz Mgmt For For
1.4 Election of Class II Director: Arthur Mgmt Against Against
Wrubel
1.5 Election of Class II Director: Fehmi Zeko Mgmt Against Against
2. To appoint PricewaterhouseCoopers LLP Mgmt For For
("PwC"), an independent registered
accounting firm, as the Company's
independent auditor to serve until the
close of the Company's next annual general
meeting in 2021.
3. To refer the determination of the Mgmt For For
remuneration of PwC to the audit committee
of the board of directors of the Company.
4. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA YIELD PLC Agenda Number: 935211108
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and reports of the Mgmt For For
directors and the auditors for the year
ended 31 December 2019
2 To approve the directors' remuneration Mgmt For For
report, excluding the directors'
remuneration policy, for the year ended 31
December 2019
3 To approve the directors' remuneration Mgmt For For
policy
4 Re-election of Jackson Robinson as director Mgmt For For
of the Company
5 Re-election of Andrea Brentan as director Mgmt For For
of the Company
6 Re-election of Robert Dove as director of Mgmt For For
the Company
7 Re-election of Francisco J. Martinez as Mgmt For For
director of the Company
8 Allotment of Share Capital Mgmt For For
9 Disapplication of Pre-emption rights Mgmt Against Against
10 Change in the Company name Mgmt For For
11 Appropriation of Distributable Profits and Mgmt For
Deeds of Release
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 935137706
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bradley Alford Mgmt For For
1B. Election of Director: Anthony Anderson Mgmt For For
1C. Election of Director: Peter Barker Mgmt For For
1D. Election of Director: Mark Barrenechea Mgmt For For
1E. Election of Director: Mitchell Butier Mgmt For For
1F. Election of Director: Ken Hicks Mgmt For For
1G. Election of Director: Andres Lopez Mgmt For For
1H. Election of Director: Patrick Siewert Mgmt For For
1I. Election of Director: Julia Stewart Mgmt For For
1J. Election of Director: Martha Sullivan Mgmt For For
2. Approval, on an advisory basis, of our Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES COMPANY Agenda Number: 935163612
--------------------------------------------------------------------------------------------------------------------------
Security: 05722G100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: BKR
ISIN: US05722G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Geoffrey Beattie Mgmt For For
Gregory D. Brenneman Mgmt For For
Cynthia B. Carroll Mgmt For For
Clarence P. Cazalot, Jr Mgmt For For
Nelda J. Connors Mgmt For For
Gregory L. Ebel Mgmt For For
Lynn L. Elsenhans Mgmt For For
John G. Rice Mgmt For For
Lorenzo Simonelli Mgmt For For
2. An advisory vote related to the Company's Mgmt For For
executive compensation program
3. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2020
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935049850
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 25-Jul-2019
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Melody C. Barnes Mgmt For For
1b. Election of Director: Ellen Jewett Mgmt For For
1c. Election of Director: Arthur E. Johnson Mgmt For For
1d. Election of Director: Charles O. Rossotti Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
independent public accountants for fiscal
year 2020.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Approval of the adoption of the Fourth Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate the Company's
Class B non-voting common stock, Class C
restricted common stock, and Class E
special voting common stock.
--------------------------------------------------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 935203644
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: BFAM
ISIN: US1091941005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director, for a term of Mgmt For For
three years: Stephen H. Kramer
1B. Election of Class I Director, for a term of Mgmt For For
three years: Dr. Sara Lawrence-Lightfoot
1C. Election of Class I Director, for a term of Mgmt For For
three years: David H. Lissy
1D. Election of Class I Director, for a term of Mgmt For For
three years: Cathy E. Minehan
2. To approve, on an advisory basis, the Mgmt For For
compensation paid by the Company to its
named executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935085301
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: William L. Jews Mgmt For For
1C. Election of Director: Gregory G. Johnson Mgmt For For
1D. Election of Director: J. Phillip London Mgmt For For
1E. Election of Director: John S. Mengucci Mgmt For For
1F. Election of Director: James L. Pavitt Mgmt For For
1G. Election of Director: Warren R. Phillips Mgmt For For
1H. Election of Director: Debora A. Plunkett Mgmt For For
1I. Election of Director: Charles P. Revoile Mgmt For For
1J. Election of Director: William S. Wallace Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Approval of Amendment of the Company's 2002 Mgmt For For
Employee Stock Purchase Plan.
4. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
CDW CORP Agenda Number: 935174324
--------------------------------------------------------------------------------------------------------------------------
Security: 12514G108
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CDW
ISIN: US12514G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steven W. Alesio Mgmt For For
1b. Election of Director: Barry K. Allen Mgmt For For
1c. Election of Director: Lynda M. Clarizio Mgmt For For
1d. Election of Director: Christine A. Leahy Mgmt For For
1e. Election of Director: David W. Nelms Mgmt For For
1f. Election of Director: Joseph R. Swedish Mgmt For For
1g. Election of Director: Donna F. Zarcone Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CENTENE CORPORATION Agenda Number: 935140715
--------------------------------------------------------------------------------------------------------------------------
Security: 15135B101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CNC
ISIN: US15135B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Michael F. Neidorff Mgmt For For
1B. ELECTION OF DIRECTOR: H. James Dallas Mgmt For For
1C. ELECTION OF DIRECTOR: Robert K. Ditmore Mgmt For For
1D. ELECTION OF DIRECTOR: Richard A. Gephardt Mgmt For For
1E. ELECTION OF DIRECTOR: Lori J. Robinson Mgmt For For
1F. ELECTION OF DIRECTOR: William L. Trubeck Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2020.
4. APPROVAL OF AMENDMENT TO THE 2002 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS AMENDED AND
RESTATED.
5. THE STOCKHOLDER PROPOSAL ON POLITICAL Shr For Against
SPENDING DISCLOSURES AS DESCRIBED IN THE
PROXY STATEMENT.
6. THE STOCKHOLDER PROPOSAL ON THE ELIMINATION Shr For Against
OF SUPERMAJORITY VOTING PROVISIONS AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 935142719
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jon E. Barfield Mgmt For For
1B. Election of Director: Deborah H. Butler Mgmt For For
1C. Election of Director: Kurt L. Darrow Mgmt For For
1D. Election of Director: William D. Harvey Mgmt For For
1E. Election of Director: Patricia K. Poppe Mgmt For For
1F. Election of Director: John G. Russell Mgmt For For
1G. Election of Director: Suzanne F. Shank Mgmt For For
1H. Election of Director: Myrna M. Soto Mgmt For For
1I. Election of Director: John G. Sznewajs Mgmt For For
1J. Election of Director: Ronald J. Tanski Mgmt For For
1K. Election of Director: Laura H. Wright Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. Ratify the appointment of independent Mgmt For For
registered public accounting firm
(PricewaterhouseCoopers LLP).
4. Approve the 2020 Performance Incentive Mgmt For For
Stock Plan.
5. Shareholder Proposal - Political Shr For Against
Contributions Disclosure.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935039138
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 16-Jul-2019
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer M. Daniels Mgmt For For
Jerry Fowden Mgmt For For
Ernesto M. Hernandez Mgmt For For
Susan S. Johnson Mgmt For For
James A. Locke III Mgmt For For
Daniel J. McCarthy Mgmt For For
William A. Newlands Mgmt For For
Richard Sands Mgmt For For
Robert Sands Mgmt For For
Judy A. Schmeling Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
February 29, 2020
3. To approve, by an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement
--------------------------------------------------------------------------------------------------------------------------
CONSTELLIUM SE Agenda Number: 935098601
--------------------------------------------------------------------------------------------------------------------------
Security: N22035104
Meeting Type: Special
Meeting Date: 25-Nov-2019
Ticker: CSTM
ISIN: NL0010489522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Transfer of Corporate Seat from Amsterdam Mgmt For For
to Paris (Agenda Item 2)
2. Amendments to Articles of Association Mgmt For For
(Agenda Item 3)
3. Confirmation of Board composition following Mgmt For For
Transfer of Corporate Seat (Agenda Item 4)
4. Confirmation of annual fixed fees granted Mgmt For For
to Directors (Agenda Item 5)
5. Appointment of PricewaterhouseCoopers Audit Mgmt For For
and RSM Paris (Agenda Item 6)
6. Confirmation of Board authorizations to Mgmt Against Against
allocate shares under 2013 EIP (Agenda Item
7)
7. Delegation to Board to increase share Mgmt For For
capital by issuance of shares or securities
with preferential subscription rights (up
to 50% of share capital) (Agenda Item 8)
8. Delegation to Board to increase share Mgmt Against Against
capital by issuance of shares or securities
without preferential subscription rights by
way of a public offering (up to 50% of
share capital) (Agenda Item 9)
9. Delegation to Board to increase share Mgmt For For
capital by issuance of shares or securities
without preferential subscription rights by
way of an offering made to a restricted
number of, or qualified, investors (up to
10% of share capital) (Agenda Item 10)
10. Delegation to Board to increase the number Mgmt Against Against
of shares issued in case of a capital
increase with or without preferential
subscription rights (up to 15% of share
capital) (Agenda Item 11)
11. Delegation to Board to issue/grant Mgmt Against Against
shareholder warrants to subscribe to new
shares of the Company in the event of a
public tender offer (up to 50% of the share
capital) (Agenda Item 12)
12. Delegation to Board to increase share Mgmt For For
capital by way of issuance of new shares to
participants of employee savings plan
without preferential subscription rights
(up to 1% of share capital) (Agenda Item
13)
13. Powers granted to the Company's CEO or his Mgmt For For
representative to carry out legal
formalities (Agenda Item 14)
--------------------------------------------------------------------------------------------------------------------------
CONSTELLIUM SE Agenda Number: 935237366
--------------------------------------------------------------------------------------------------------------------------
Security: F21107101
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: CSTM
ISIN: FR0013467479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Re-appointment of Mr. Jean-Marc Germain as Mgmt For For
a director for a term of three years
2. Re-appointment of Mr. Peter Hartman as a Mgmt For For
director for a term of three years
3. Re-appointment of Mr. Guy Maugis as a Mgmt For For
director for a term of three years
4. Approval of the statutory financial Mgmt For For
statements of Constellium SE ("the
Company"), and transactions for the
financial year ended December 31, 2019
5. Approval of the consolidated financial Mgmt For For
statements of the Company and transactions
for the financial year ended December 31,
2019
6. Discharge (quitus) of the members of the Mgmt For For
Board of Directors and the Statutory
Auditors of the Company in respect of the
performance of their duties for the
financial year ended December 31, 2019
7. Allocation of the income for the Company Mgmt For For
for the financial year ended December 31,
2019
8. Delegation of competence to the Board of Mgmt For For
Directors to issue and freely grant to
shareholders warrants to subscribe to new
shares of the Company in the event of a
public tender offer on the Company up to
1,378,674.18 euros (representing 49.99% of
the share capital), for a 12 month-period
9. Delegation of competence to the Board of Mgmt For For
Directors to increase the Company's share
capital by issuance of new shares of the
Company to participants under an employee
savings plan without preferential
subscription right, up to 27,579.22 euros
(representing 1% of the share capital),
until January 24, 2022
10. Powers to carry out legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 935146793
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Conway Mgmt For For
Timothy J. Donahue Mgmt For For
Richard H. Fearon Mgmt For For
Andrea J. Funk Mgmt For For
Stephen J. Hagge Mgmt For For
Rose Lee Mgmt For For
James H. Miller Mgmt For For
Josef M. Muller Mgmt For For
B. Craig Owens Mgmt For For
Caesar F. Sweitzer Mgmt For For
Jim L. Turner Mgmt For For
William S. Urkiel Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditors for the fiscal year
ending December 31, 2020.
3. Approval by advisory vote of the resolution Mgmt For For
on executive compensation as described in
the Proxy Statement.
4. To consider and act upon a Shareholder's Shr For Against
proposal requesting the Board of Directors
to adopt a policy for an independent Board
Chairman.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935146159
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
Michael A. Klayko Mgmt For For
T. Tod Nielsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935166579
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Sandra B. Cochran Mgmt Abstain Against
1D. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1E. Election of Director: Timothy I. McGuire Mgmt For For
1F. Election of Director: William C. Rhodes, Mgmt For For
III
1G. Election of Director: Debra A. Sandler Mgmt For For
1H. Election of Director: Ralph E. Santana Mgmt For For
1I. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2020.
4. To approve amendments to the amended and Mgmt For For
restated charter, as amended, of Dollar
General Corporation to replace
supermajority voting requirements with a
majority voting requirement as described in
the proxy statement.
5. To approve an amendment to the amended and Mgmt For For
restated bylaws of Dollar General
Corporation to replace the supermajority
voting requirement with a majority voting
requirement as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt For For
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt For For
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt For For
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt For For
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt For For
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt For For
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt For For
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt For For
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt For For
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt For For
5. Amend and Restate our Certificate of Mgmt For For
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 935153003
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: R. Nicholas Burns Mgmt For For
1C. Election of Director: James F. Gentilcore Mgmt For For
1D. Election of Director: James P. Lederer Mgmt For For
1E. Election of Director: Bertrand Loy Mgmt For For
1F. Election of Director: Paul L. H. Olson Mgmt For For
1G. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1H. Election of Director: Brian F. Sullivan Mgmt For For
2. Ratify Appointment of KPMG LLP as Entegris, Mgmt For For
Inc.'s Independent Registered Public
Accounting Firm for 2020.
3. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
4. Approval of the Entegris, Inc. 2020 Stock Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
ESSENT GROUP LTD Agenda Number: 935193552
--------------------------------------------------------------------------------------------------------------------------
Security: G3198U102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: ESNT
ISIN: BMG3198U1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Casale Mgmt For For
Douglas J. Pauls Mgmt For For
William Spiegel Mgmt For For
2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2020
AND UNTIL THE 2021 ANNUAL GENERAL MEETING
OF SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3. PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EVERGY, INC. Agenda Number: 935150235
--------------------------------------------------------------------------------------------------------------------------
Security: 30034W106
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: EVRG
ISIN: US30034W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirkland B. Andrews Mgmt For For
1B. Election of Director: Terry Bassham Mgmt For For
1C. Election of Director: Mollie Hale Carter Mgmt For For
1D. Election of Director: Richard L. Hawley Mgmt For For
1E. Election of Director: Thomas D. Hyde Mgmt For For
1F. Election of Director: B. Anthony Isaac Mgmt For For
1G. Election of Director: Paul M. Keglevic Mgmt For For
1H. Election of Director: Sandra A.J. Lawrence Mgmt For For
1I. Election of Director: Ann D. Murtlow Mgmt For For
1J. Election of Director: Sandra J. Price Mgmt For For
1K. Election of Director: Mark A. Ruelle Mgmt For For
1L. Election of Director: S. Carl Soderstrom Mgmt For For
Jr.
1M. Election of Director: John Arthur Stall Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
the 2019 compensation of the Company's
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 935155386
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ES
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Cotton M. Cleveland Mgmt For For
1B. Election of Trustee: James S. DiStasio Mgmt For For
1C. Election of Trustee: Francis A. Doyle Mgmt For For
1D. Election of Trustee: Linda Dorcena Forry Mgmt For For
1E. Election of Trustee: James J. Judge Mgmt For For
1F. Election of Trustee: John Y. Kim Mgmt For For
1G. Election of Trustee: Kenneth R. Leibler Mgmt For For
1H. Election of Trustee: David H. Long Mgmt For For
1I. Election of Trustee: William C. Van Faasen Mgmt For For
1J. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Special
Meeting Date: 24-Jul-2019
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock of Fidelity National Information
Services, Inc., which we refer to as FIS,
in connection with the transactions
contemplated by the Agreement and Plan of
Merger, dated March 17, 2019, as it may be
amended from time to time, by and among
FIS, Wrangler Merger Sub, Inc., a
wholly-owned subsidiary of FIS, and
Worldpay, Inc., which proposal we refer to
as the FIS share issuance proposal.
2. To approve an amendment to the articles of Mgmt For For
incorporation of FIS to increase the number
of authorized shares of common stock of FIS
from 600,000,000 to 750,000,000, effective
only immediately prior to consummation of
the merger, which proposal we refer to as
the FIS articles amendment proposal.
3. To adjourn the FIS special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, sufficient votes to
approve the FIS share issuance proposal or
the FIS articles amendment proposal have
not been obtained by FIS, which proposal we
refer to as the FIS adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lee Adrean Mgmt For For
1B. Election of Director: Ellen R. Alemany Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935160464
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt For For
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt For For
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt For For
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt For For
Jeffery W. Yabuki Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2020.
4. A shareholder proposal requesting the Shr For Against
company provide political spending
disclosure.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935145347
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Mark
Douglas
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: C. Scott
Greer
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: K'Lynne
Johnson
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Dirk A.
Kempthorne
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Paul J.
Norris
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Margareth
Ovrum
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Robert C.
Pallash
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: William H.
Powell
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019, by and
between Global Payments Inc. ("Global
Payments") and Total System Services, Inc.
(as amended from time to time) and the
transactions contemplated thereby (the
"Global Payments merger proposal").
2. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to increase the
number of authorized shares of Global
Payments common stock from two hundred
million shares to four hundred million
shares (the "Global Payments authorized
share count proposal").
3. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to declassify the
Global Payments board of directors and
provide for annual elections of directors
(the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Global
Payments merger proposal, the Global
Payments authorized share count proposal or
the Global Payments declassification
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Global Payments
common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935147214
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority
voting requirements.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 935202565
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian E. Mueller Mgmt For For
1.2 Election of Director: Sara R. Dial Mgmt For For
1.3 Election of Director: Jack A. Henry Mgmt For For
1.4 Election of Director: Lisa Graham Keegan Mgmt For For
1.5 Election of Director: Chevy Humphrey Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HOLOGIC, INC. Agenda Number: 935122577
--------------------------------------------------------------------------------------------------------------------------
Security: 436440101
Meeting Type: Annual
Meeting Date: 05-Mar-2020
Ticker: HOLX
ISIN: US4364401012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen P. MacMillan Mgmt For For
Sally W. Crawford Mgmt For For
Charles J. Dockendorff Mgmt For For
Scott T. Garrett Mgmt For For
Ludwig N. Hantson Mgmt For For
Namal Nawana Mgmt For For
Christiana Stamoulis Mgmt For For
Amy M. Wendell Mgmt For For
2. A non-binding advisory resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935154790
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: HUBB
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
David G. Nord Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers as presented in the 2020 Proxy
Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2020.
--------------------------------------------------------------------------------------------------------------------------
IQVIA HOLDINGS INC. Agenda Number: 935132453
--------------------------------------------------------------------------------------------------------------------------
Security: 46266C105
Meeting Type: Annual
Meeting Date: 06-Apr-2020
Ticker: IQV
ISIN: US46266C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carol J. Burt Mgmt For For
Colleen A. Goggins Mgmt For For
Ronald A. Rittenmeyer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as IQVIA
Holdings Inc.'s independent registered
public accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935126599
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 19-Mar-2020
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Paul N. Clark Mgmt For For
1.2 Election of Director: Richard P. Hamada Mgmt For For
1.3 Election of Director: Paul A. Lacouture Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Keysight's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LAUREATE EDUCATION, INC. Agenda Number: 935155019
--------------------------------------------------------------------------------------------------------------------------
Security: 518613203
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: LAUR
ISIN: US5186132032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian F. Carroll Mgmt Withheld Against
Andrew B. Cohen Mgmt Withheld Against
William L. Cornog Mgmt Withheld Against
Pedro del Corro Mgmt Withheld Against
Michael J. Durham Mgmt Withheld Against
Kenneth W. Freeman Mgmt Withheld Against
George Munoz Mgmt Withheld Against
Dr. Judith Rodin Mgmt Withheld Against
Eilif Serck-Hanssen Mgmt Withheld Against
Ian K. Snow Mgmt Withheld Against
Steven M. Taslitz Mgmt Withheld Against
2. To approve the advisory vote to approve Mgmt For For
named executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Laureate's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935213746
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacques Aigrain Mgmt For For
1B. Election of Director: Lincoln Benet Mgmt For For
1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For
1D. Election of Director: Robin Buchanan Mgmt For For
1E. Election of Director: Stephen Cooper Mgmt For For
1F. Election of Director: Nance Dicciani Mgmt For For
1G. Election of Director: Claire Farley Mgmt For For
1H. Election of Director: Isabella (Bella) Mgmt For For
Goren
1I. Election of Director: Michael Hanley Mgmt For For
1J. Election of Director: Albert Manifold Mgmt For For
1K. Election of Director: Bhavesh (Bob) Patel Mgmt For For
2. Discharge of Directors from Liability Mgmt For For
3. Adoption of 2019 Dutch Statutory Annual Mgmt For For
Accounts
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2020
Dutch Statutory Annual Accounts
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay)
7. Ratification and Approval of Dividends Mgmt For For
8. Authorization to Conduct Share Repurchases Mgmt For For
9. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935127298
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 17-Mar-2020
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Gayathri Mgmt For For
Rajan
1B. Election of Class II Director: Michael J. Mgmt For For
Warren
2. The approval of an amendment to our Mgmt For For
Articles of Incorporation to provide for
the annual election of directors.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountants for our 2020 fiscal year.
4. Advisory vote to approve the compensation Mgmt For For
of the Named Executive Officers.
5. A shareholder proposal pertaining to the Shr Against For
disclosure by the Company of certain
lobbying expenditures and activities.
--------------------------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION Agenda Number: 935148266
--------------------------------------------------------------------------------------------------------------------------
Security: 552848103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: MTG
ISIN: US5528481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel A. Arrigoni Mgmt For For
C. Edward Chaplin Mgmt For For
Curt S. Culver Mgmt For For
Jay C. Hartzell Mgmt For For
Timothy A. Holt Mgmt For For
Kenneth M. Jastrow, II Mgmt For For
Jodeen A. Kozlak Mgmt For For
Michael E. Lehman Mgmt For For
Melissa B. Lora Mgmt For For
Timothy J. Mattke Mgmt For For
Gary A. Poliner Mgmt For For
Sheryl L. Sculley Mgmt For For
Mark M. Zandi Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation
3. Approval of the MGIC Investment Corporation Mgmt For For
2020 Omnibus Incentive Plan
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
NASDAQ, INC. Agenda Number: 935165135
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melissa M. Arnoldi Mgmt For For
1B. Election of Director: Charlene T. Begley Mgmt For For
1C. Election of Director: Steven D. Black Mgmt For For
1D. Election of Director: Adena T. Friedman Mgmt For For
1E. Election of Director: Essa Kazim Mgmt For For
1F. Election of Director: Thomas A. Kloet Mgmt For For
1G. Election of Director: John D. Rainey Mgmt For For
1H. Election of Director: Michael R. Splinter Mgmt For For
1I. Election of Director: Jacob Wallenberg Mgmt For For
1J. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote to approve the company's Mgmt For For
executive compensation as presented in the
proxy statement
3. Approval of the Employee Stock Purchase Mgmt For For
Plan, as amended and restated
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020
5. A Shareholder Proposal entitled "Adopt a Shr For Against
New Shareholder Right- Written Consent"
--------------------------------------------------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP. Agenda Number: 935206448
--------------------------------------------------------------------------------------------------------------------------
Security: 64828T201
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: NRZ
ISIN: US64828T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela F. Lenehan Mgmt For For
David Saltzman Mgmt For For
Alan L. Tyson Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for New Residential
Investment Corp. for fiscal year 2020.
3. To amend our Bylaws to implement "majority Mgmt For For
voting" in uncontested elections of
directors.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC. Agenda Number: 935212996
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis A. Miller Mgmt For For
John R. Muse Mgmt For For
I. Martin Pompadur Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Approval, by an advisory vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
NVENT ELECTRIC PLC Agenda Number: 935166707
--------------------------------------------------------------------------------------------------------------------------
Security: G6700G107
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: NVT
ISIN: IE00BDVJJQ56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian M. Baldwin Mgmt Abstain Against
1B. Election of Director: Jerry W. Burris Mgmt For For
1C. Election of Director: Susan M. Cameron Mgmt For For
1D. Election of Director: Michael L. Ducker Mgmt For For
1E. Election of Director: Randall J. Hogan Mgmt For For
1F. Election of Director: Ronald L. Merriman Mgmt For For
1G. Election of Director: Nicola T. Palmer Mgmt For For
1H. Election of Director: Herbert K. Parker Mgmt For For
1I. Election of Director: Beth Wozniak Mgmt For For
1J. Election of Director: Jacqueline Wright Mgmt For For
2. Approve, by Non-Binding Advisory Vote, the Mgmt For For
Compensation of the Named Executive
Officers
3. Approve an Amendment to the nVent Electric Mgmt For For
plc 2018 Omnibus Incentive Plan
4. Ratify, by Non-Binding Advisory Vote, the Mgmt For For
Appointment of Deloitte & Touche LLP as the
Independent Auditor and Authorize, by
Binding Vote, the Audit and Finance
Committee to Set the Auditors' Remuneration
5. Authorize the Price Range at which nVent Mgmt For For
Electric plc can Re-Allot Treasury Shares
(Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 935118047
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: OSK
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith J. Allman Mgmt For For
Wilson R. Jones Mgmt For For
Tyrone M. Jordan Mgmt For For
K. Metcalf-Kupres Mgmt For For
Stephen D. Newlin Mgmt For For
Raymond T. Odierno Mgmt For For
Craig P. Omtvedt Mgmt For For
Duncan J. Palmer Mgmt For For
Sandra E. Rowland Mgmt For For
John S. Shiely Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP, an independent registered
public accounting firm, as the Company's
independent auditors for fiscal year 2020.
3. Approval, by advisory vote, of the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 935156833
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tanya M. Acker Mgmt For For
1B. Election of Director: Paul R. Burke Mgmt For For
1C. Election of Director: Craig A. Carlson Mgmt For For
1D. Election of Director: John M. Eggemeyer, Mgmt For For
III
1E. Election of Director: C. William Hosler Mgmt For For
1F. Election of Director: Susan E. Lester Mgmt For For
1G. Election of Director: Arnold W. Messer Mgmt For For
1H. Election of Director: Roger H. Molvar Mgmt For For
1I. Election of Director: James J. Pieczynski Mgmt For For
1J. Election of Director: Daniel B. Platt Mgmt For For
1K. Election of Director: Robert A. Stine Mgmt For For
1L. Election of Director: Matthew P. Wagner Mgmt For For
1M. Election of Director: Mark T. Yung Mgmt For For
2. Advisory Vote on Executive Compensation. To Mgmt For For
approve, on an advisory basis
(non-binding), the compensation of the
Company's named executive officers.
3. Ratification of the Appointment of Mgmt For For
Independent Auditors. To ratify the
appointment of KPMG LLP as the Company's
independent auditors for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935179273
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edison C. Buchanan Mgmt For For
1B. Election of Director: Andrew F. Cates Mgmt For For
1C. Election of Director: Phillip A. Gobe Mgmt For For
1D. Election of Director: Larry R. Grillot Mgmt For For
1E. Election of Director: Stacy P. Methvin Mgmt For For
1F. Election of Director: Royce W. Mitchell Mgmt For For
1G. Election of Director: Frank A. Risch Mgmt For For
1H. Election of Director: Scott D. Sheffield Mgmt For For
1I. Election of Director: Mona K. Sutphen Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935154839
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Andrew W. Code Mgmt For For
1C. Election of Director: Timothy M. Graven Mgmt For For
1D. Election of Director: Debra S. Oler Mgmt For For
1E. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1F. Election of Director: Harlan F. Seymour Mgmt For For
1G. Election of Director: Robert C. Sledd Mgmt For For
1H. Election of Director: John E. Stokely Mgmt For For
1I. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2020 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
RADIAN GROUP INC. Agenda Number: 935188943
--------------------------------------------------------------------------------------------------------------------------
Security: 750236101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: RDN
ISIN: US7502361014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert Wender Mgmt For For
1B. Election of Director: Brad L. Conner Mgmt For For
1C. Election of Director: Howard B. Culang Mgmt For For
1D. Election of Director: Debra Hess Mgmt For For
1E. Election of Director: Lisa W. Hess Mgmt For For
1F. Election of Director: Lisa Mumford Mgmt For For
1G. Election of Director: Gaetano Muzio Mgmt For For
1H. Election of Director: Gregory V. Serio Mgmt For For
1I. Election of Director: Noel J. Spiegel Mgmt For For
1J. Election of Director: Richard G. Thornberry Mgmt For For
2. Approval, by an advisory, non-binding vote, Mgmt For For
of the overall compensation of the
Company's named executive officers.
3. Ratification of the appointment of Mgmt For For
Pricewaterhouse Coopers LLP as Radian's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 935160933
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pina Albo Mgmt For For
1B. Election of Director: Christine R. Detrick Mgmt For For
1C. Election of Director: J. Cliff Eason Mgmt For For
1D. Election of Director: John J. Gauthier Mgmt For For
1E. Election of Director: Anna Manning Mgmt For For
1F. Election of Director: Hazel M. McNeilage Mgmt For For
1G. Election of Director: Steven C. Van Wyk Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approve the Company's Amended & Restated Mgmt For For
Articles of Incorporation.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent auditor
for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RINGCENTRAL, INC. Agenda Number: 935215980
--------------------------------------------------------------------------------------------------------------------------
Security: 76680R206
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: RNG
ISIN: US76680R2067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vladimir Shmunis Mgmt For For
Kenneth Goldman Mgmt For For
Michelle McKenna Mgmt For For
Godfrey Sullivan Mgmt For For
Robert Theis Mgmt For For
Allan Thygesen Mgmt For For
Neil Williams Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2020.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the named executive officers'
compensation, as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
SERVICEMASTER GLOBAL HOLDINGS INC. Agenda Number: 935202224
--------------------------------------------------------------------------------------------------------------------------
Security: 81761R109
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: SERV
ISIN: US81761R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah H. Caplan Mgmt For For
1B. Election of Director: Naren K. Gursahaney Mgmt For For
1C. Election of Director: Mark E. Tomkins Mgmt For For
2. To hold a non-binding advisory vote Mgmt For For
approving executive compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS CORPORATION Agenda Number: 935171568
--------------------------------------------------------------------------------------------------------------------------
Security: 83417Q105
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: SWI
ISIN: US83417Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine R. Kinney Mgmt Withheld Against
James Lines Mgmt Withheld Against
Easwaran Sundaram Mgmt For For
Michael Widmann Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONY FINANCIAL Agenda Number: 935174095
--------------------------------------------------------------------------------------------------------------------------
Security: 87165B103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: SYF
ISIN: US87165B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Margaret M. Keane Mgmt For For
1b. Election of Director: Fernando Aguirre Mgmt For For
1c. Election of Director: Paget L. Alves Mgmt For For
1d. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1e. Election of Director: William W. Graylin Mgmt For For
1f. Election of Director: Roy A. Guthrie Mgmt For For
1g. Election of Director: Richard C. Hartnack Mgmt For For
1h. Election of Director: Jeffrey G. Naylor Mgmt For For
1i. Election of Director: Laurel J. Richie Mgmt For For
1j. Election of Director: Olympia J. Snowe Mgmt For For
1k. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
firm of the Company for 2020
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935151415
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
Richard H. King Mgmt For For
Ronald A. Klein Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
Vance K. Opperman Mgmt For For
David T. Provost Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation as Disclosed in the
Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Mgmt For For
Appointment of KPMG LLP as Independent
Registered Public Accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 935169311
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kermit R. Crawford Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: Margaret M. Keane Mgmt For For
1D. Election of Director: Siddharth N. Mehta Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Andrea Redmond Mgmt For For
1G. Election of Director: Gregg M. Sherrill Mgmt For For
1H. Election of Director: Judith A. Sprieser Mgmt For For
1I. Election of Director: Perry M. Traquina Mgmt For For
1J. Election of Director: Thomas J. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executives.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Allstate's independent
registered public accountant for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 935168927
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring in Mgmt For For
2021: Kathie J. Andrade
1.2 Election of Director for a term expiring in Mgmt For For
2021: Paul G. Boynton
1.3 Election of Director for a term expiring in Mgmt For For
2021: Ian D. Clough
1.4 Election of Director for a term expiring in Mgmt For For
2021: Susan E. Docherty
1.5 Election of Director for a term expiring in Mgmt For For
2021: Reginald D. Hedgebeth
1.6 Election of Director for a term expiring in Mgmt Abstain Against
2021: Dan R. Henry
1.7 Election of Director for a term expiring in Mgmt For For
2021: Michael J. Herling
1.8 Election of Director for a term expiring in Mgmt For For
2021: Douglas A. Pertz
1.9 Election of Director for a term expiring in Mgmt For For
2021: George I. Stoeckert
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935127008
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: A. Thomas Bender Mgmt For For
1B Election of Director: Colleen E. Jay Mgmt For For
1C Election of Director: William A. Kozy Mgmt For For
1D Election of Director: Jody S. Lindell Mgmt For For
1E Election of Director: Gary S. Petersmeyer Mgmt For For
1F Election of Director: Allan E. Rubenstein, Mgmt For For
M.D.
1G Election of Director: Robert S. Weiss Mgmt For For
1H Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for The Cooper Companies,
Inc. for the fiscal year ending October 31,
2020.
3. Approve the 2020 Long-Term Incentive Plan Mgmt For For
for Non-Employee Directors.
4. An advisory vote on the compensation of our Mgmt For For
named executive officers as presented in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda Number: 935141907
--------------------------------------------------------------------------------------------------------------------------
Security: 887389104
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: TKR
ISIN: US8873891043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maria A. Crowe Mgmt For For
Elizabeth A. Harrell Mgmt For For
Richard G. Kyle Mgmt For For
John A. Luke, Jr. Mgmt For For
Christopher L. Mapes Mgmt For For
James F. Palmer Mgmt For For
Ajita G. Rajendra Mgmt For For
Frank C. Sullivan Mgmt For For
John M. Timken, Jr. Mgmt For For
Ward J. Timken, Jr. Mgmt For For
Jacqueline F. Woods Mgmt For For
2. Approval, on an advisory basis, of our Mgmt For For
named executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent auditor for
the fiscal year ending December 31, 2020.
4. Consideration of a shareholder proposal Shr For Against
asking our Board of Directors to take the
steps necessary to give holders in the
aggregate of 10% of our outstanding common
shares the power to call a special meeting
of shareholders, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VISTRA ENERGY CORP Agenda Number: 935160387
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment to the Vistra Energy Mgmt For For
Corp. Certificate of Incorporation (the
"Charter") to declassify the Board of
Directors so that all Directors will be
elected annually commencing with the 2020
Annual Meeting (the "Charter Amendment")
2A. Election of Director: Hilary E. Ackermann Mgmt For For
(If the Charter Amendment in proposal 1 is
approved)
2B. Election of Director: Arcilia C. Acosta (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2C. Election of Director: Gavin R. Baiera (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2D. Election of Director: Paul M. Barbas (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2E. Election of Director: Lisa Crutchfield (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2F. Election of Director: Brian K. Ferraioli Mgmt For For
(If the Charter Amendment in proposal 1 is
approved)
2G. Election of Director: Scott B. Helm (If the Mgmt For For
Charter Amendment in proposal 1 is
approved)
2H. Election of Director: Jeff D. Hunter (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2I. Election of Director: Curtis A. Morgan (If Mgmt For For
the Charter Amendment in proposal 1 is
approved)
2J. Election of Director: John R. Sult (If the Mgmt For For
Charter Amendment in proposal 1 is
approved)
3.1 Election of Director: Gavin R. Baiera (If Mgmt For For
the Charter Amendment in proposal 1 is not
approved)
3.2 Election of Director: Scott B. Helm (If the Mgmt For For
Charter Amendment in proposal 1 is not
approved)
3.3 Election of Director: Curtis A. Morgan (If Mgmt For For
the Charter Amendment in proposal 1 is not
approved)
3.4 Election of Director: John R. Sult (If the Mgmt For For
Charter Amendment in proposal 1 is not
approved)
4. Approve, on an advisory basis, named Mgmt For For
executive officer compensation.
5. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WEC ENERGY GROUP, INC. Agenda Number: 935145501
--------------------------------------------------------------------------------------------------------------------------
Security: 92939U106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: WEC
ISIN: US92939U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patricia W. Chadwick Mgmt For For
1B. Election of Director: Curt S. Culver Mgmt For For
1C. Election of Director: Danny L. Cunningham Mgmt For For
1D. Election of Director: William M. Farrow III Mgmt For For
1E. Election of Director: Thomas J. Fischer Mgmt For For
1F. Election of Director: J. Kevin Fletcher Mgmt For For
1G. Election of Director: Maria C. Green Mgmt For For
1H. Election of Director: Gale E. Klappa Mgmt For For
1I. Election of Director: Henry W. Knueppel Mgmt For For
1J. Election of Director: Thomas K. Lane Mgmt For For
1K. Election of Director: Ulice Payne, Jr. Mgmt For For
1L. Election of Director: Mary Ellen Stanek Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt For For
the Named Executive Officers.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
Independent Auditors for 2020
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 935152493
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Buthman Mgmt For For
1B. Election of Director: William F. Feehery Mgmt For For
1C. Election of Director: Robert Friel Mgmt For For
1D. Election of Director: Eric M. Green Mgmt For For
1E. Election of Director: Thomas W. Hofmann Mgmt For For
1F. Election of Director: Paula A. Johnson Mgmt For For
1G. Election of Director: Deborah L. V. Keller Mgmt For For
1H. Election of Director: Myla P. Lai-Goldman Mgmt For For
1I. Election of Director: Douglas A. Michels Mgmt For For
1J. Election of Director: Paolo Pucci Mgmt For For
1K. Election of Director: Patrick J. Zenner Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To approve an amendement to Article 5 of Mgmt For For
our Amended and Restated Articles of
Incorporation to increase the number of
authorized shares of common stock from 100
million to 200 million.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
WILLSCOT CORP. Agenda Number: 935157594
--------------------------------------------------------------------------------------------------------------------------
Security: 971375126
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: WSC
ISIN: US9713751264
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary Lindsay (three Mgmt For For
years)
1B. Election of Director: Stephen Robertson Mgmt For For
(three years)
1C. Election of Director: Jeff Sagansky (three Mgmt Against Against
years)
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm of WillScot Corporation for
the fiscal year ending December 31, 2020.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the named
executive officers of WillScot Corporation.
4. To vote, on an advisory and non-binding Mgmt 1 Year For
basis, on how often WillScot Corporation
will conduct a stockholder advisory vote on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WILLSCOT CORP. Agenda Number: 935218316
--------------------------------------------------------------------------------------------------------------------------
Security: 971375126
Meeting Type: Special
Meeting Date: 24-Jun-2020
Ticker: WSC
ISIN: US9713751264
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. WillScot Stock Issuance Proposal: To Mgmt For For
approve the issuance of shares of WillScot
Corporation's Class A common stock, par
value $0.0001 per share, to stockholders of
Mobile Mini, Inc. in connection with the
merger contemplated by the Agreement and
Plan of Merger, dated as of March 1, 2020,
by and among WillScot Corporation, Mobile
Mini Inc. and Picasso Merger Sub, Inc.
2. Combined Company Charter Amendment Mgmt For For
Proposal: To approve and adopt the amended
and restated certificate of incorporation
of WillScot Corporation, to be renamed at
the closing of the Merger.
3. 2020 Incentive Plan Proposal: To amend and Mgmt For For
restate, in its entirety, the WillScot
Corporation 2017 Incentive Award Plan, as
amended, as the Combined Company 2020
Incentive Award Plan.
4. WillScot Adjournment Proposal: To approve Mgmt For For
the adjournment of the special meeting of
stockholders of WillScot Corporation to a
later date or dates, if necessary or
appropriate, to solicit additional proxies
in the event there are not sufficient votes
at the time of the special meeting of
stockholders of WillScot Corporation to
approve the WillScot Stock Issuance
Proposal and the Combined Company Charter
Amendment Proposal.
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 935129470
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Special
Meeting Date: 05-Mar-2020
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal-To consider and Mgmt For For
vote upon a proposal to approve the
issuance of more than 20% of the Company's
issued and outstanding shares of common
stock, par value $0.01 per share, of the
Company ("Common Stock") in connection with
the Securities Purchase Agreement, dated as
of December 15, 2019 (the "Purchase
Agreement"), by and between the Company and
Felix Investments Holdings II, LLC ("Felix
Parent"), a copy of which is attached to
the proxy statement for the Special Meeting
as Annex A ("Proposal No. 1").
2. Adjournment Proposal-To consider and vote Mgmt For For
upon a proposal to approve the adjournment
of the Special Meeting to a later date or
dates, if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the Stock Issuance Proposal.
This proposal will only be presented at the
Special Meeting if there are not sufficient
votes to approve the Stock Issuance
Proposal ("Proposal No. 2").
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 935172572
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A Carrig Mgmt For For
1B. Election of Director: Clay M. Gaspar Mgmt For For
1C. Election of Director: Robert K. Herdman Mgmt For For
1D. Election of Director: Kelt Kindick Mgmt For For
1E. Election of Director: Karl F. Kurz Mgmt For For
1F. Election of Director: Kimberly S. Lubel Mgmt For For
1G. Election of Director: Richard E. Muncrief Mgmt For For
1H. Election of Director: D. Martin Phillips Mgmt For For
1I. Election of Director: Douglas E. Swanson, Mgmt For For
Jr.
1J. Election of Director: Valerie M. Williams Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent public
accounting firm for the Company for the
year ending December 31, 2020.
Vaughan Nelson Select Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935152138
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt For For
Edward M. Liddy Mgmt For For
Melody B. Meyer Mgmt For For
Frederick H. Waddell Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr For Against
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr For Against
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 935152710
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
IAN BRUCE Mgmt No vote
DANIEL CAMUS Mgmt No vote
DONALD DERANGER Mgmt No vote
CATHERINE GIGNAC Mgmt No vote
TIM GITZEL Mgmt No vote
JIM GOWANS Mgmt No vote
KATHRYN JACKSON Mgmt No vote
DON KAYNE Mgmt No vote
ANNE MCLELLAN Mgmt No vote
B APPOINT KPMG LLP AS AUDITORS Mgmt No vote
C BE IT RESOLVED THAT, ON AN ADVISORY BASIS Mgmt No vote
AND NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF DIRECTORS
FOR EXECUTIVE COMPENSATION, THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULAR
DELIVERED IN ADVANCE OF THE 2020 ANNUAL
MEETING OF SHAREHOLDERS.
D YOU DECLARE THAT THE SHARES REPRESENTED BY Mgmt No vote
THIS VOTING INSTRUCTION FORM ARE HELD,
BENEFICIALLY OWNED OR CONTROLLED, EITHER
DIRECTLY OR INDIRECTLY, BY A RESIDENT OF
CANADA AS DEFINED BELOW. IF THE SHARES ARE
HELD IN THE NAMES OF TWO OR MORE PEOPLE,
YOU DECLARE THAT ALL OF THESE PEOPLE ARE
RESIDENTS OF CANADA. NOTE: "FOR" = YES,
"ABSTAIN" = NO, "AGAINST" WILL BE TREATED
AS NOT MARKED
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935139849
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael L. Corbat Mgmt No vote
1B. Election of Director: Ellen M. Costello Mgmt No vote
1C. Election of Director: Grace E. Dailey Mgmt No vote
1D. Election of Director: Barbara J. Desoer Mgmt No vote
1E. Election of Director: John C. Dugan Mgmt No vote
1F. Election of Director: Duncan P. Hennes Mgmt No vote
1G. Election of Director: Peter B. Henry Mgmt No vote
1H. Election of Director: S. Leslie Ireland Mgmt No vote
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt No vote
IV
1J. Election of Director: Renee J. James Mgmt No vote
1K. Election of Director: Gary M. Reiner Mgmt No vote
1L. Election of Director: Diana L. Taylor Mgmt No vote
1M. Election of Director: James S. Turley Mgmt No vote
1N. Election of Director: Deborah C. Wright Mgmt No vote
1O. Election of Director: Alexander R. Mgmt No vote
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt No vote
de Leon
2. Proposal to ratify the selection of KPMG Mgmt No vote
LLP as Citi's independent registered public
accounting firm for 2020.
3. Advisory vote to approve Citi's 2019 Mgmt No vote
Executive Compensation.
4. Approval of Additional Authorized Shares Mgmt No vote
Under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr No vote
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting that the Shr No vote
Board review Citi's governance documents
and make recommendations to shareholders on
how the "Purpose of a Corporation" signed
by Citi's CEO can be fully implemented.
7. Stockholder proposal requesting a report Shr No vote
disclosing information regarding Citi's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935148963
--------------------------------------------------------------------------------------------------------------------------
Security: 19239V302
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CCOI
ISIN: US19239V3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dave Schaeffer Mgmt For For
D. Blake Bath Mgmt For For
Steven D. Brooks Mgmt For For
Lewis H. Ferguson, III Mgmt For For
Carolyn Katz Mgmt For For
Sheryl Kennedy Mgmt For For
Marc Montagner Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accountants for the fiscal year ending
December 31, 2020.
3. Non-binding advisory vote to approve named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt For For
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt For For
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt For For
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt For For
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt For For
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt For For
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt For For
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt For For
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt For For
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt For For
5. Amend and Restate our Certificate of Mgmt For For
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr For Against
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr Against For
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr Against For
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Mgmt For For
Incorporation to Permit Removal of
Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Shr For Against
Risks
--------------------------------------------------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC Agenda Number: 935166745
--------------------------------------------------------------------------------------------------------------------------
Security: 499049104
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: KNX
ISIN: US4990491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Jackson Mgmt For For
Kevin Knight Mgmt For For
Roberta Roberts Shank Mgmt For For
2. Conduct an advisory, non-binding vote to Mgmt For For
approve executive compensation.
3. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2020.
4. Vote on amendments to the Certificate of Mgmt For For
Incorporation to declassify the Board.
5. Vote on the Second Amended and Restated Mgmt For For
2014 Omnibus Plan.
6. Vote on a stockholder proposal to allow Shr For Against
certain stockholder actions by written
consent.
--------------------------------------------------------------------------------------------------------------------------
KOSMOS ENERGY LTD. Agenda Number: 935192435
--------------------------------------------------------------------------------------------------------------------------
Security: 500688106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: KOS
ISIN: US5006881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew G. Inglis Mgmt For For
1B. Election of Director: Sir Richard Dearlove Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020 and to authorize
the Company's Audit Committee of the Board
of Directors to determine their
remuneration.
3. To provide a non-binding, advisory vote to Mgmt For For
approve named executive officer
compensation.
4. To approve an amendment to our Certificate Mgmt For For
of Incorporation to effect a reverse stock
split and proportionally reduce the number
of authorized common shares.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935183169
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Julie A. Mgmt For For
Shimer Ph.D.
1.2 Election of Class I Director: H. Michael Mgmt For For
Cohen
2. To ratify the selection of Grant Thornton Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending January 2, 2021.
3. To provide an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
4. Approval of an amendment to our 2017 Equity Mgmt For For
Incentive Plan.
5. Approval of an amendment to our Executive Mgmt For For
Bonus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 935140563
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Basil L. Anderson Mgmt For For
1B. Election of Director: Jorge A. Bermudez Mgmt For For
1C. Election of Director: Therese Esperdy Mgmt For For
1D. Election of Director: Vincent A. Forlenza Mgmt For For
1E. Election of Director: Kathryn M. Hill Mgmt For For
1F. Election of Director: Raymond W. McDaniel, Mgmt For For
Jr.
1G. Election of Director: Henry A. McKinnell, Mgmt For For
Jr., Ph.D.
1H. Election of Director: Leslie F. Seidman Mgmt For For
1I. Election of Director: Bruce Van Saun Mgmt For For
2A. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for stockholder approval
of future amendments to the Certificate of
Incorporation and By- Laws.
2B. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standard to remove directors.
2C. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for filling open board
seats at statutorily required special
meetings.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm of the Company for 2020.
4. Advisory resolution approving executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935174184
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Atsushi Abe Mgmt For For
1B. Election of Director: Alan Campbell Mgmt For For
1C. Election of Director: Gilles Delfassy Mgmt For For
1D. Election of Director: Emmanuel T. Hernandez Mgmt For For
1E. Election of Director: Keith D. Jackson Mgmt For For
1F. Election of Director: Paul A. Mascarenas Mgmt For For
1G. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory (non-binding) resolution to Mgmt For For
approve executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current year.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935179273
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edison C. Buchanan Mgmt For For
1B. Election of Director: Andrew F. Cates Mgmt For For
1C. Election of Director: Phillip A. Gobe Mgmt For For
1D. Election of Director: Larry R. Grillot Mgmt For For
1E. Election of Director: Stacy P. Methvin Mgmt For For
1F. Election of Director: Royce W. Mitchell Mgmt For For
1G. Election of Director: Frank A. Risch Mgmt For For
1H. Election of Director: Scott D. Sheffield Mgmt For For
1I. Election of Director: Mona K. Sutphen Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt For For
1B. Election of Director: Jeffrey W. Henderson Mgmt For For
1C. Election of Director: Ann M. Livermore Mgmt For For
1D. Election of Director: Harish Manwani Mgmt For For
1E. Election of Director: Mark D. McLaughlin Mgmt For For
1F. Election of Director: Steve Mollenkopf Mgmt For For
1G. Election of Director: Clark T. Randt, Jr. Mgmt For For
1H. Election of Director: Irene B. Rosenfeld Mgmt For For
1I. Election of Director: Kornelis "Neil" Smit Mgmt For For
1J. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt For For
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt For For
executive compensation.
5. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 935080616
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Special
Meeting Date: 11-Oct-2019
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Raytheon merger proposal: To adopt the Mgmt For For
Agreement and Plan of Merger, dated as of
June 9, 2019, by and among United
Technologies Corporation, Light Merger Sub
Corp. and Raytheon Company (the "merger
agreement").
2. Raytheon merger-related compensation Mgmt For For
proposal: To approve, by advisory
(non-binding) vote, certain compensation
arrangements that may be paid or become
payable to Raytheon Company's named
executive officers in connection with the
merger contemplated by the merger
agreement.
3. Raytheon adjournment proposal: To approve Mgmt For For
the adjournment of the Special Meeting of
Stockholders of Raytheon Company to a later
date or dates, if necessary or appropriate,
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Special Meeting of Stockholders of
Raytheon Company to adopt the Raytheon
merger proposal.
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 935189868
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 08-Jun-2020
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shellye L. Archambeau Mgmt For For
Amy Woods Brinkley Mgmt For For
John F. Fort, III Mgmt For For
L. Neil Hunn Mgmt For For
Robert D. Johnson Mgmt For For
Robert E. Knowling, Jr. Mgmt For For
Wilbur J. Prezzano Mgmt For For
Laura G. Thatcher Mgmt For For
Richard F. Wallman Mgmt For For
Christopher Wright Mgmt For For
2. To consider, on a non-binding advisory Mgmt For For
basis, a resolution approving the
compensation of our named executive
officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2020.
4. To approve an amendment to the Roper Mgmt For For
Technologies, Inc. Director Compensation
Plan.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935165565
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William S. Haraf Mgmt For For
1B. Election of Director: Frank C. Herringer Mgmt For For
1C. Election of Director: Roger O. Walther Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt For For
officer compensation
4. Approve the 2013 Stock Incentive Plan as Mgmt For For
Amended and Restated
5. Approve the Amended and Restated Bylaws to Mgmt For For
adopt a proxy access bylaw for director
nominations by stockholders
6. Stockholder Proposal requesting annual Shr For Against
disclosure of EEO-1 data
7. Stockholder Proposal requesting disclosure Shr For Against
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935219091
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Special
Meeting Date: 04-Jun-2020
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Schwab common Mgmt For For
shares, consisting of common stock and
nonvoting common stock, to holders of
shares of TD Ameritrade common stock in
connection with the merger contemplated
with TD Ameritrade.
2. Approve an amendment to the Schwab charter Mgmt For For
to increase the number of authorized shares
of capital stock of Schwab by 300 million
and create a new class of Schwab nonvoting
common stock.
3. Approve a proposal that will give the Mgmt For For
Schwab board of directors authority to
adjourn the Schwab special meeting from
time to time if necessary to solicit
additional proxies if there are not
sufficient votes to approve Proposals 1 and
2 above at the time of the Schwab special
meeting, or any adjournment or postponement
of the Schwab special meeting.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935082038
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Ronald S. Mgmt For For
Lauder Please note an Abstain Vote means a
Withhold vote against this director.
1B. Election of Class II Director: William P. Mgmt For For
Lauder Please note an Abstain Vote means a
Withhold vote against this director.
1C. Election of Class II Director: Richard D. Mgmt For For
Parsons Please note an Abstain Vote means a
Withhold vote against this director.
1D. Election of Class II Director: Lynn Mgmt For For
Forester de Rothschild Please note an
Abstain Vote means a Withhold vote against
this director.
1E. Election of Class II Director: Jennifer Mgmt For For
Tejada Please note an Abstain Vote means a
Withhold vote against this director.
1F. Election of Class II Director: Richard F. Mgmt For For
Zannino Please note an Abstain Vote means a
Withhold vote against this director.
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditors for the 2020 fiscal
year.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of The Estee Lauder Companies Inc. Mgmt For For
Amended and Restated Fiscal 2002 Share
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr For Against
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr For Against
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935137352
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: K.B. Anderson Mgmt For For
1B. Election of Director: A.F. Anton Mgmt For For
1C. Election of Director: J.M. Fettig Mgmt For For
1D. Election of Director: R.J. Kramer Mgmt For For
1E. Election of Director: S.J. Kropf Mgmt For For
1F. Election of Director: J.G. Morikis Mgmt For For
1G. Election of Director: C.A. Poon Mgmt For For
1H. Election of Director: M.H. Thaman Mgmt For For
1I. Election of Director: M. Thornton III Mgmt For For
1J. Election of Director: S.H. Wunning Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the named executives.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt For For
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935170136
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: Judy C. Lewent Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2020.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2020.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr For Against
Chairman if properly presented at the
Annual Meeting.
5. Shareholder proposal regarding Climate Shr Against For
Assessment Report if properly presented at
the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VIRTU FINANCIAL INC Agenda Number: 935190429
--------------------------------------------------------------------------------------------------------------------------
Security: 928254101
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: VIRT
ISIN: US9282541013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas A. Cifu Mgmt For For
Joseph J. Grano, Jr. Mgmt For For
Robert Greifeld Mgmt For For
John F. (Jack) Sandner Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2020.
4. Proposal to approve an amendment to the Mgmt For For
Virtu Financial, Inc. Amended and Restated
2015 Management Incentive Plan to increase
the number of shares authorized for
issuance thereunder.
--------------------------------------------------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP. Agenda Number: 935165678
--------------------------------------------------------------------------------------------------------------------------
Security: 962879102
Meeting Type: Annual and Special
Meeting Date: 14-May-2020
Ticker: WPM
ISIN: CA9628791027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
George L. Brack Mgmt For For
John A. Brough Mgmt For For
R. Peter Gillin Mgmt For For
Chantal Gosselin Mgmt For For
Douglas M. Holtby Mgmt For For
Glenn Ives Mgmt For For
Charles A. Jeannes Mgmt For For
Eduardo Luna Mgmt For For
Marilyn Schonberner Mgmt For For
Randy V.J. Smallwood Mgmt For For
2 In respect of the appointment of Deloitte Mgmt For For
LLP, Independent Registered Public
Accounting Firm, as auditors for 2020 and
to authorize the directors to fix the
auditors' remuneration;
3 A non-binding advisory resolution on the Mgmt For For
Company's approach to executive
compensation.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Natixis Funds Trust II
By (Signature) /s/ David L. Giunta
Name David L. Giunta
Title President
Date 08/28/2020