0001438934-14-000536.txt : 20140829
0001438934-14-000536.hdr.sgml : 20140829
20140829105008
ACCESSION NUMBER: 0001438934-14-000536
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140829
DATE AS OF CHANGE: 20140829
EFFECTIVENESS DATE: 20140829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natixis Funds Trust II
CENTRAL INDEX KEY: 0000052136
IRS NUMBER: 041990692
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00242
FILM NUMBER: 141073822
BUSINESS ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 800-283-1155
MAIL ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: IXIS Advisor Funds Trust II
DATE OF NAME CHANGE: 20050502
FORMER COMPANY:
FORMER CONFORMED NAME: CDC NVEST FUNDS TRUST II
DATE OF NAME CHANGE: 20010503
FORMER COMPANY:
FORMER CONFORMED NAME: NVEST FUNDS TRUST II
DATE OF NAME CHANGE: 20000202
0000052136
S000008033
Natixis Oakmark Fund
C000021802
Class A
NEFOX
C000021803
Class B
NEGBX
C000021804
Class C
NECOX
C000021805
Class Y
NEOYX
0000052136
S000023548
ASG Global Alternatives Fund
C000069269
Class A
GAFAX
C000069270
Class C
GAFCX
C000069271
Class Y
GAFYX
C000128763
Class N
GAFNX
0000052136
S000023783
Vaughan Nelson Value Opportunity Fund
C000069913
Class A
VNVAX
C000069914
Class C
VNVCX
C000069915
Class Y
VNVYX
C000128764
Class N
VNVNX
0000052136
S000026209
ASG Diversifying Strategies Fund
C000078682
Class A
DSFAX
C000078683
Class C
DSFCX
C000078684
Class Y
DSFYX
0000052136
S000029564
ASG Managed Futures Strategy Fund
C000090725
Class A
AMFAX
C000090726
Class C
ASFCX
C000090727
Class Y
ASFYX
0000052136
S000030110
Loomis Sayles Multi-Asset Real Return Fund
C000092471
Class A
MARAX
C000092472
Class C
MARCX
C000092473
Class Y
MARYX
0000052136
S000030600
Loomis Sayles Strategic Alpha Fund
C000094853
Class A
LABAX
C000094854
Class C
LABCX
C000094855
Class Y
LASYX
0000052136
S000034096
ASG Growth Markets Fund
C000105115
Class A
AGMAX
C000105116
Class C
AGMCX
C000105117
Class Y
AGMYX
0000052136
S000034097
Loomis Sayles Senior Floating Rate and Fixed Income Fund
C000105118
Class A
LSFAX
C000105119
Class C
LSFCX
C000105120
Class Y
LSFYX
0000052136
S000036453
Loomis Sayles Capital Income Fund
C000111612
Class A
LSCAX
C000111613
Class C
LSCCX
C000111614
Class Y
LSCYX
0000052136
S000037523
Vaughan Nelson Select Fund
C000115831
Class A
VNSAX
C000115832
Class C
VNSCX
C000115833
Class Y
VNSYX
0000052136
S000039535
McDonnell Intermediate Municipal Bond Fund
C000121922
Class A
MIMAX
C000121923
Class C
MIMCX
C000121924
Class Y
MIMYX
0000052136
S000042166
ASG Tactical U.S. Market Fund
C000130927
Class A
USMAX
C000130928
Class C
USMCX
C000130929
Class Y
USMYX
0000052136
S000044078
Loomis Sayles Emerging Markets Opportunities Fund
C000136785
Class A
LEOAX
C000136786
Class C
LEOCX
C000136787
Class N
LEONX
C000136788
Class Y
LEOYX
N-PX
1
BRD_0150000052136.txt
BRD_0150000052136.TXT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-00242
NAME OF REGISTRANT: Natixis Funds Trust II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston St
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston St.
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
ASG Diversifying Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Global Alternatives Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Growth Markets Fund - ASG
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Growth Markets Fund - R&T
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Growth Markets Fund - Westpeak
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Managed Futures Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Tactical U.S. Market Fund - ASG
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Tactical U.S. Market Fund - Active
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933944008
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt No vote
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt No vote
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt No vote
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934017446
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED FEBRUARY 17, 2014, AMONG
ACTAVIS PLC (ACTAVIS), FOREST LABORATORIES,
INC. (FOREST), TANGO US HOLDINGS INC.,
TANGO MERGER SUB 1 LLC AND TANGO MERGER SUB
2 LLC (THE ACTAVIS SHARE ISSUANCE
PROPOSAL).
2 APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For
EXTRAORDINARY GENERAL MEETING (THE ACTAVIS
EGM), OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC. Agenda Number: 933949565
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt For For
1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 933925921
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY L. BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY J. BARLOW Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1E. ELECTION OF DIRECTOR: FRANK A. CALDERONI Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA B. DESMOND Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1J. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT SEDGEWICK Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. WARNOCK Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AVAILABLE SHARE RESERVE BY 8.85 MILLION
SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON NOVEMBER 28, 2014.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933939956
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt Against Against
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1K. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1M. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt No vote
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt No vote
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt No vote
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt No vote
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt No vote
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt No vote
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933956801
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt Against Against
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For
HEALTH EFFECT AND CESSATION MATERIALS FOR
POOR AND LESS FORMALLY EDUCATED TOBACCO
CONSUMERS
5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933929537
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: J. BARNIE BEASLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD III Mgmt For For
1L. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933945872
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1B. ELECTION OF DIRECTOR: URSULA BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE LAUVERGEON Mgmt For For
1F. ELECTION OF DIRECTOR: THEODORE LEONSIS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD LEVIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD MCGINN Mgmt For For
1I. ELECTION OF DIRECTOR: SAMUEL PALMISANO Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN REINEMUND Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT WALTER Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
5. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
PRIVACY, DATA SECURITY AND GOVERNMENT
REQUESTS.
6. SHAREHOLDER PROPOSAL RELATING TO ACTION BY Shr For Against
WRITTEN CONSENT.
7. SHAREHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Against Against
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt Against Against
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933920072
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: RAY STATA Mgmt No vote
1B) ELECTION OF DIRECTOR: VINCENT T. ROCHE Mgmt No vote
1C) ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt No vote
1D) ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt No vote
1E) ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt No vote
1F) ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt No vote
1G) ELECTION OF DIRECTOR: NEIL NOVICH Mgmt No vote
1H) ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt No vote
1I) ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt No vote
1J) ELECTION OF DIRECTOR: LISA T. SU Mgmt No vote
2) TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt No vote
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3) TO APPROVE THE AMENDED AND RESTATED ANALOG Mgmt No vote
DEVICES, INC. 2006 STOCK INCENTIVE PLAN.
4) TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Abstain Against
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt No vote
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt No vote
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt No vote
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt No vote
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt No vote
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt No vote
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt No vote
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt No vote
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt No vote
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt No vote
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt No vote
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt No vote
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr No vote
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934026320
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Special
Meeting Date: 23-Jun-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF SEPTEMBER 24, 2013,
AS AMENDED, BY AND AMONG APPLIED MATERIALS,
INC., TOKYO ELECTRON LIMITED, AND
TEL-APPLIED HOLDINGS B.V.
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN Mgmt Against Against
COMPENSATORY ARRANGEMENTS BETWEEN APPLIED
MATERIALS AND ITS NAMED EXECUTIVE OFFICERS
BASED ON OR OTHERWISE RELATING TO THE
BUSINESS COMBINATION
3. APPROVAL OF ANY PROPOSAL THAT MAY BE MADE Mgmt For For
BY THE EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS TO ADJOURN THE SPECIAL MEETING
(1) TO THE EXTENT NECESSARY TO ENSURE THAT
ANY SUPPLEMENT OR AMENDMENT TO THE PROXY
STATEMENT THAT IS REQUIRED BY APPLICABLE
LEGAL REQUIREMENTS IS TIMELY PROVIDED TO
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933952295
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1C. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1D. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1E. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1F. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1G. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: F. SANCHEZ Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 933947523
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELAINE D. ROSEN Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD L. CARVER Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN N. CENTO Mgmt For For
1D. ELECTION OF DIRECTOR: ELYSE DOUGLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE V. JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. KELSO Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES J. KOCH Mgmt For For
1H. ELECTION OF DIRECTOR: JEAN-PAUL L. MONTUPET Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT B. POLLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL J. REILLY Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT W. STEIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, SUBJECT
TO SATISFACTORY RESOLUTION OF THE SCOPE OF
THE AUDIT ENGAGEMENT.
3. ADVISORY APPROVAL OF THE 2013 COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr Against For
6. LOBBYING REPORT. Shr Against For
7. WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt Against Against
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt Against Against
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr Against For
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933937320
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 03-May-2014
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt Withheld Against
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2014 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 3 Years For
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS AND OTHER AIR EMISSIONS.
5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 933942939
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN C. KELLY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID F. MELCHER Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. NAUGHTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN H. WEILAND Mgmt For For
1F. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1G. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE THE 2012 LONG TERM INCENTIVE Mgmt For For
PLAN OF C. R. BARD, INC., AS AMENDED AND
RESTATED.
4. TO APPROVE CERTAIN PROVISIONS OF THE Mgmt For For
EXECUTIVE BONUS PLAN OF C. R. BARD, INC.
5. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
6. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
7. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SEPARATING THE CHAIR AND CEO.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 933938699
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAN O. DINGES Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES R. GIBBS Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. KEISER Mgmt For For
1D. ELECTION OF DIRECTOR: W. MATT RALLS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS 2014 FISCAL
YEAR.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF THE
COMPANY.
5 TO APPROVE THE CABOT OIL & GAS CORPORATION Mgmt Against Against
2014 INCENTIVE PLAN.
6 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr For Against
PROVIDE A REPORT ON THE COMPANY'S POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934004805
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr For Against
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933986068
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA BOULET Mgmt For For
PETER C. BROWN Mgmt For For
RICHARD A. GEPHARDT Mgmt For For
W. BRUCE HANKS Mgmt For For
GREGORY J. MCCRAY Mgmt For For
C.G. MELVILLE, JR. Mgmt For For
FRED R. NICHOLS Mgmt For For
WILLIAM A. OWENS Mgmt For For
HARVEY P. PERRY Mgmt Withheld Against
GLEN F. POST, III Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt Against Against
INDEPENDENT AUDITOR FOR 2014.
3. RATIFY A PROXY ACCESS BYLAW AMENDMENT. Mgmt For For
4. ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr For Against
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933953780
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN CHARLESWORTH Mgmt For For
MONTY MORAN Mgmt For For
KIMBAL MUSK Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN OUR PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. A PROPOSAL TO APPROVE THE AMENDED AND Mgmt Against Against
RESTATED CHIPOTLE MEXICAN GRILL, INC. 2011
STOCK INCENTIVE PLAN, TO AUTHORIZE THE
ISSUANCE OF AN ADDITIONAL 2,600,000 SHARES
OF COMMON STOCK UNDER THE PLAN AND MAKE
OTHER CHANGES TO THE TERMS OF THE PLAN.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE MEETING, REQUESTING
CHIPOTLE TO ISSUE AN ANNUAL SUSTAINABILITY
REPORT MEETING SPECIFIED CRITERIA.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE MEETING, REQUESTING
CHIPOTLE TO ADOPT SIMPLE MAJORITY VOTING
FOR ALL MATTERS SUBJECT TO A SHAREHOLDER
VOTE.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933933372
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933969923
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt Against Against
JR.
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
4. PROPOSAL TO APPROVE PERFORMANCE INCENTIVE Mgmt For For
STOCK PLAN.
5. PROPOSAL TO APPROVE PERFORMANCE MEASURES IN Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933929551
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1E. ELECTION OF DIRECTOR: ORRIN H. INGRAM II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE B. LABARGE Mgmt For For
1H. ELECTION OF DIRECTOR: VERONIQUE MORALI Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREA L. SAIA Mgmt For For
1J. ELECTION OF DIRECTOR: GARRY WATTS Mgmt For For
1K. ELECTION OF DIRECTOR: CURTIS R. WELLING Mgmt For For
1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt Withheld Against
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt Withheld Against
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt Against Against
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt Against Against
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933958526
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BRETT HARVEY Mgmt For For
NICHOLAS J. DEIULIIS Mgmt For For
PHILIP W. BAXTER Mgmt For For
JAMES E. ALTMEYER, SR. Mgmt Withheld Against
ALVIN R. CARPENTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
DAVID C. HARDESTY, JR. Mgmt Withheld Against
MAUREEN E. LALLY-GREEN Mgmt For For
JOHN T. MILLS Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
2 RATIFICATION OF ANTICIPATED SELECTION OF Mgmt For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
3 APPROVAL OF COMPENSATION PAID IN 2013 TO Mgmt For For
CONSOL ENERGY INC.'S NAMED EXECUTIVES.
4 A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
5 A SHAREHOLDER PROPOSAL REGARDING A CLIMATE Shr Against For
CHANGE REPORT.
6 A SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933963969
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt For For
GIUDICE
1E. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1F. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN MCAVOY Mgmt For For
1I. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt For For
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt For For
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS
3. APPROVAL OF THE COMPANY'S STOCK PURCHASE Mgmt For For
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933931215
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt Against Against
JR.
1E. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt Against Against
1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE ADOPTION OF THE 2014 Mgmt For For
VARIABLE COMPENSATION PLAN.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933951914
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE COMPENSATION Mgmt For For
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REQUESTING ACTION BY Shr For Against
THE BOARD OF DIRECTORS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933967513
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt Against Against
1C. ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1D. ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt Against Against
1F. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt Against Against
1J. ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, Mgmt For For
M.D.
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. TO ACT UPON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURE
POLICIES AND DIRECT AND INDIRECT POLITICAL
EXPENDITURES.
5. TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THAT DANAHER ADOPT A POLICY REQUIRING THE
CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF OUR 2011 INCENTIVE AWARD
PLAN.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING REGARDING THE BOARD
CHAIRMANSHIP.
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933933550
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A309
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: DTV
ISIN: US25490A3095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEIL AUSTRIAN Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH BOYD, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO BRU Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: DIXON DOLL Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES LEE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER LUND Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY NEWCOMB Mgmt For For
1J. ELECTION OF DIRECTOR: LORRIE NORRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVES.
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For
THERE WOULD BE NO ACCELERATED VESTING OF
PERFORMANCE-BASED EQUITY AWARDS UPON A
CHANGE IN CONTROL.
5. SHAREHOLDER PROPOSAL TO REQUIRE SENIOR Shr Against For
EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX
SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL
REACHING NORMAL RETIREMENT AGE.
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 933952055
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. BROWN, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. APPROVAL OF THE 2014 INCENTIVE COMPENSATION Mgmt For For
PLAN
5. EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
6. REPORT ON FINANCIAL RISKS TO DOMINION POSED Shr Against For
BY CLIMATE CHANGE
7. REPORT ON METHANE EMISSIONS Shr Against For
8. REPORT ON LOBBYING Shr Against For
9. REPORT ON ENVIRONMENTAL AND CLIMATE CHANGE Shr Against For
IMPACTS OF BIOMASS
10. ADOPT QUANTITATIVE GOALS FOR REDUCING Shr Against For
GREENHOUSE GAS EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC. Agenda Number: 933947547
--------------------------------------------------------------------------------------------------------------------------
Security: 26138E109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DPS
ISIN: US26138E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN L. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. ROGERS Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For
1E. ELECTION OF DIRECTOR: JACK L. STAHL Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY D. YOUNG Mgmt For For
2. TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. RESOLVED, THAT THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS WITH
RESPECT TO 2013, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES AND
REGULATIONS OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND THE NARRATIVE
DISCUSSION, IS HEREBY APPROVED.
4. TO VOTE ON STOCKHOLDER PROPOSAL REGARDING Shr Against For
COMPREHENSIVE RECYCLING STRATEGY FOR
BEVERAGE CONTAINERS.
5. TO APPROVE AMENDMENT TO PERFORMANCE-BASED Mgmt For For
CRITERIA UNDER 2009 STOCK PLAN AND APPROVE
SUCH CRITERIA UNDER SECTION 162(M) OF
INTERNAL REVENUE CODE FOR FUTURE AWARDS.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933932926
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
LYNN J. GOOD Mgmt For For
ANN M. GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
JOHN T. HERRON Mgmt For For
JAMES B. HYLER, JR. Mgmt For For
WILLIAM E. KENNARD Mgmt For For
E. MARIE MCKEE Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
CARLOS A. SALADRIGAS Mgmt Withheld Against
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE AMENDMENT TO DUKE ENERGY Mgmt For For
CORPORATION'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY LESS THAN UNANIMOUS
WRITTEN CONSENT
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
RIGHT TO CALL A SPECIAL SHAREHOLDER MEETING
6. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933935338
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt Against Against
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1L. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON POLITICAL SPENDING Shr Against For
5. ON HERBICIDE USE Shr Against For
6. ON PLANT CLOSURE Shr Against For
7. ON ACCELERATION OF EQUITY AWARDS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933946088
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: CARL M. CASALE Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1F. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1L. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1M. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2014.
3. RE-APPROVE THE ECOLAB INC. MANAGEMENT Mgmt For For
PERFORMANCE INCENTIVE PLAN, AS AMENDED.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING AN Shr For Against
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933953792
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING Shr Against For
QUANTITATIVE RISK MANAGEMENT REPORTING FOR
HYDRAULIC FRACTURING OPERATIONS, IF
PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 933939499
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt Against Against
1D. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For
1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1G. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EQUIFAX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr For Against
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933946026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt Against Against
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt Against Against
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt Against Against
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933999180
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
LYDIA H. KENNARD Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF THE FREEPORT-MCMORAN COPPER & Mgmt For For
GOLD INC. ANNUAL INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 933947511
--------------------------------------------------------------------------------------------------------------------------
Security: 35906A108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: FTR
ISIN: US35906A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEROY T. BARNES, JR. Mgmt For For
PETER C.B. BYNOE Mgmt For For
EDWARD FRAIOLI Mgmt For For
DANIEL J. MCCARTHY Mgmt For For
PAMELA D.A. REEVE Mgmt For For
VIRGINIA P. RUESTERHOLZ Mgmt For For
HOWARD L. SCHROTT Mgmt For For
LARRAINE D. SEGIL Mgmt For For
MARK SHAPIRO Mgmt For For
MYRON A. WICK, III Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY Mgmt For For
PROPOSAL ON EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 933987426
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF ANDREW ETKIND AS AD HOC Mgmt For For
CHAIRMAN OF THE MEETING.
2. APPROVAL OF GARMIN LTD.'S 2013 ANNUAL Mgmt For For
REPORT, INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE
FISCAL YEAR ENDED DECEMBER 28, 2013 AND THE
STATUTORY FINANCIAL STATEMENTS OF GARMIN
LTD. FOR THE FISCAL YEAR ENDED DECEMBER 28,
2013.
3. APPROVAL OF THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS.
4. APPROVAL OF THE PAYMENT OF A CASH DIVIDEND Mgmt For For
IN THE AGGREGATE AMOUNT OF US $1.92 PER
OUTSTANDING SHARE OUT OF THE COMPANY'S
GENERAL RESERVE FROM CAPITAL CONTRIBUTION
IN FOUR EQUAL INSTALLMENTS.
5. DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MEMBERS OF EXECUTIVE
MANAGEMENT FROM LIABILITY FOR THE FISCAL
YEAR ENDED DECEMBER 28, 2013.
6A. ELECTION OF DIRECTOR: DONALD H. ELLER Mgmt Against Against
6B. ELECTION OF DIRECTOR: JOSEPH J. HARTNETT Mgmt For For
6C. ELECTION OF DIRECTOR: MIN H. KAO Mgmt For For
6D. ELECTION OF DIRECTOR: CHARLES W. PEFFER Mgmt For For
6E. ELECTION OF DIRECTOR: CLIFTON A. PEMBLE Mgmt For For
6F. ELECTION OF DIRECTOR: THOMAS P. POBEREZNY Mgmt For For
7. ELECTION OF MIN H. KAO AS EXECUTIVE Mgmt Against Against
CHAIRMAN OF THE BOARD OF DIRECTORS FOR A
TERM EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING.
8A. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt Against Against
DONALD H. ELLER
8B. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For
JOSEPH J. HARTNETT
8C. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For
CHARLES W. PEFFER
8D. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For
THOMAS P. POBEREZNY
9. ELECTION OF THE LAW FIRM OF REISS+PREUSS Mgmt For For
LLP AS INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING.
10. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS GARMIN LTD.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR AND RE-ELECTION OF ERNST &
YOUNG LTD. AS GARMIN LTD.'S STATUTORY
AUDITOR FOR ANOTHER ONE-YEAR TERM.
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
12. APPROVAL OF AMENDMENTS TO GARMIN LTD.'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO
IMPLEMENT REQUIREMENTS UNDER RECENT SWISS
LEGISLATION REGARDING ELECTIONS AND CERTAIN
OTHER MATTERS.
13. APPROVAL OF AMENDMENTS TO GARMIN LTD.'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO
IMPLEMENT REQUIREMENTS UNDER RECENT SWISS
LEGISLATION REGARDING THE COMPENSATION OF
THE BOARD OF DIRECTORS AND EXECUTIVE
MANAGEMENT AND RELATED MATTERS.
14. APPROVAL OF AMENDMENTS TO THE ARTICLES OF Mgmt Against Against
ASSOCIATION IN ORDER TO ALLOW GENERAL
MEETINGS TO BE HELD ONLINE TO THE EXTENT
PERMITTED UNDER APPLICABLE LAW.
15. ANY NEW AGENDA ITEMS (OTHER THAN THOSE IN Mgmt Against Against
THE INVITATION TO THE MEETING AND THE PROXY
STATEMENT) OR NEW PROPOSALS OR MOTIONS WITH
RESPECT TO THOSE AGENDA ITEMS SET FORTH IN
THE INVITATION TO THE MEETING AND THE PROXY
STATEMENT THAT MAY BE PROPERLY PUT FORTH
BEFORE THE ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr Against For
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt Against Against
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt Against Against
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt Against Against
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt Against Against
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 933928725
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MARY B. BULLOCK Mgmt For For
PAUL D. DONAHUE Mgmt For For
JEAN DOUVILLE Mgmt For For
GARY P. FAYARD Mgmt For For
THOMAS C. GALLAGHER Mgmt For For
GEORGE C. "JACK" GUYNN Mgmt For For
JOHN R. HOLDER Mgmt For For
JOHN D. JOHNS Mgmt For For
MICHAEL M.E. JOHNS, M.D Mgmt For For
R.C. LOUDERMILK, JR. Mgmt For For
WENDY B. NEEDHAM Mgmt For For
JERRY W. NIX Mgmt For For
GARY W. ROLLINS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt Withheld Against
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt Against Against
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt Against Against
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933921098
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.R. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt Against Against
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt Against Against
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. OZZIE Mgmt For For
1H. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1I. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: J.A. SKINNER Mgmt For For
1K. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1L. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL RELATED TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt Against Against
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933962854
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933935237
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt Against Against
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt Against Against
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt Against Against
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt Against Against
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE CODE
(PAGE 73)
5. ADOPTION OF THE IBM 2014 EMPLOYEES STOCK Mgmt For For
PURCHASE PLAN (PAGE 76)
6. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 78)
7. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 79)
8. STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED Shr Against For
EXECUTIVE PAY (PAGE 80)
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr Against For
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr Against For
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 933968793
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL J. MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
C. PARK SHAPER Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN M. STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON OUR COMPANY'S RESPONSE TO CLIMATE
CHANGE.
4. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON METHANE EMISSIONS AND PIPELINE
MAINTENANCE.
5. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933925856
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. "TIG" GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
TERI P. MCCLURE Mgmt For For
JEFFREY SONNENFELD Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LENNAR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF LENNAR'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933967727
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS R. GLASS Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL F. MEE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
3. THE APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE APPROVAL OF THE LINCOLN NATIONAL Mgmt For For
CORPORATION 2014 INCENTIVE COMPENSATION
PLAN
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933978059
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
ANGELA F. BRALY Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2006 LONG TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
IMPACT OF SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933983125
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt Against Against
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MACY'S AMENDED AND RESTATED Mgmt For For
2009 OMNIBUS INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933943208
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. DAVIS Mgmt For For
GARY R. HEMINGER Mgmt For For
JOHN W. SNOW Mgmt For For
JOHN P. SURMA Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION Shr Against For
OF QUANTITATIVE GREENHOUSE GAS EMISSION
REDUCTION GOALS AND ASSOCIATED REPORTS.
5. SHAREHOLDER PROPOSAL SEEKING A REPORT ON Shr For Against
CORPORATE LOBBYING EXPENDITURES, POLICIES
AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933967854
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For
UNDER THE MCDONALD'S CORPORATION 2009 CASH
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014.
5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr For Against
SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933953766
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: HOWARD B. BERNICK Mgmt For For
1C. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1D. ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1E. ELECTION OF DIRECTOR: CELESTE A. CLARK, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: JAMES M. CORNELIUS Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN W. GOLSBY Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL GROBSTEIN Mgmt For For
1I. ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN Mgmt For For
1J. ELECTION OF DIRECTOR: PETER G. RATCLIFFE Mgmt For For
1K. ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., Mgmt For For
PH.D.
1L. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MEADWESTVACO CORPORATION Agenda Number: 933949553
--------------------------------------------------------------------------------------------------------------------------
Security: 583334107
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: MWV
ISIN: US5833341077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1.4 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: GRACIA C. MARTORE Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY H. POWERS Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
1.9 ELECTION OF DIRECTOR: ALAN D. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr Against For
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933951471
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE METLIFE, INC. 2015 STOCK Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE METLIFE, INC. 2015 Mgmt For For
NON-MANAGEMENT DIRECTOR STOCK COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt No vote
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt No vote
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt No vote
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt No vote
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt No vote
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr No vote
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr No vote
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION Agenda Number: 933944767
--------------------------------------------------------------------------------------------------------------------------
Security: 626717102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MUR
ISIN: US6267171022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F.W. BLUE Mgmt For For
1B. ELECTION OF DIRECTOR: T.J. COLLINS Mgmt For For
1C. ELECTION OF DIRECTOR: S.A. COSSE Mgmt For For
1D. ELECTION OF DIRECTOR: C.P. DEMING Mgmt For For
1E. ELECTION OF DIRECTOR: R.W. JENKINS Mgmt For For
1F. ELECTION OF DIRECTOR: J.V. KELLEY Mgmt For For
1G. ELECTION OF DIRECTOR: W. MIROSH Mgmt For For
1H. ELECTION OF DIRECTOR: R.M. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. NOLAN Mgmt For For
1J. ELECTION OF DIRECTOR: N.E. SCHMALE Mgmt For For
1K. ELECTION OF DIRECTOR: C.G. THEUS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933937457
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt For For
1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: HON. ROBERT J. Mgmt For For
CINDRICH
1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt For For
1E. ELECTION OF DIRECTOR: JOELLEN LYONS DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt For For
1G. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS J. LEECH, Mgmt For For
C.P.A.
1I. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH C. MAROON, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt For For
1L. ELECTION OF DIRECTOR: RODNEY L. PIATT, Mgmt For For
C.P.A.
1M. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt For For
VANDERVEEN, PH.D., R.PH
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY
4. CONSIDER A SHAREHOLDER PROPOSAL TO ADOPT A Shr For Against
POLICY THAT THE CHAIRMAN OF THE BOARD OF
DIRECTORS BE AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 933995889
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REED HASTINGS Mgmt Withheld Against
JAY C. HOAG Mgmt Withheld Against
A. GEORGE (SKIP) BATTLE Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE COMPANY'S PERFORMANCE BONUS Mgmt For For
PLAN.
5. CONSIDERATION OF A STOCKHOLDER PROPOSAL TO Shr For Against
REPEAL THE COMPANY'S CLASSIFIED BOARD, IF
PROPERLY PRESENTED AT THE MEETING.
6. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTE STANDARD IN
DIRECTOR ELECTIONS, IF PROPERLY PRESENTED
AT THE MEETING.
7. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING RIGHT TO VOTE REGARDING POISON
PILLS, IF PROPERLY PRESENTED AT THE
MEETING.
8. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr Against For
REGARDING CONFIDENTIAL VOTING, IF PROPERLY
PRESENTED AT THE MEETING.
9. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING AN INDEPENDENT BOARD CHAIR, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933953817
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1F. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933956611
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
4. SHAREHOLDER PROPOSAL - ELIMINATE Shr For Against
SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES
OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 933961458
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. ABDOO Mgmt For For
1B. ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS Mgmt For For
1C. ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL E. JESANIS Mgmt For For
1E. ELECTION OF DIRECTOR: MARTY R. KITTRELL Mgmt For For
1F. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: DEBORAH S. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: TERESA A. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD L. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
4. TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING REPORTS ON POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933944185
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES Agenda Number: 933936695
--------------------------------------------------------------------------------------------------------------------------
Security: 664397106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: NU
ISIN: US6643971061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOOTH Mgmt For For
JOHN S. CLARKESON Mgmt For For
COTTON M. CLEVELAND Mgmt For For
SANFORD CLOUD, JR. Mgmt For For
JAMES S. DISTASIO Mgmt For For
FRANCIS A. DOYLE Mgmt For For
CHARLES K. GIFFORD Mgmt For For
PAUL A. LA CAMERA Mgmt For For
KENNETH R. LEIBLER Mgmt For For
THOMAS J. MAY Mgmt For For
WILLIAM C. VAN FAASEN Mgmt For For
FREDERICA M. WILLIAMS Mgmt For For
DENNIS R. WRAASE Mgmt For For
2. TO CONSIDER AND APPROVE THE FOLLOWING Mgmt For For
ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED,
THAT THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND ANY RELATED MATERIAL DISCLOSED
IN THIS PROXY STATEMENT, IS HEREBY
APPROVED."
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933948436
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Mgmt For For
1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt Against Against
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt Withheld Against
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933953805
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt For For
1D. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt Against Against
HERRINGER
1E. ELECTION OF DIRECTOR: RICHARD C. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1K. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION
4. APPROVAL OF THE PG&E CORPORATION 2014 Mgmt Against Against
LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr For Against
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt Against Against
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933969682
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FREDERICK M. BERNTHAL Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. CONWAY Mgmt For For
1C. ELECTION OF DIRECTOR: PHILIP G. COX Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN G. ELLIOTT Mgmt For For
1E. ELECTION OF DIRECTOR: LOUISE K. GOESER Mgmt For For
1F. ELECTION OF DIRECTOR: STUART E. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: STUART HEYDT Mgmt For For
1H. ELECTION OF DIRECTOR: RAJA RAJAMANNAR Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG A. ROGERSON Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SPENCE Mgmt For For
1K. ELECTION OF DIRECTOR: NATICA VON ALTHANN Mgmt For For
1L. ELECTION OF DIRECTOR: KEITH H. WILLIAMSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4. SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
5. SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER Shr For Against
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933933803
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For
1C. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1E. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1F. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1G. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1H. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1I. ELECTION OF DIRECTOR: DENISE L. RAMOS Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt For For
PRAXAIR, INC. LONG TERM INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 933972235
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1.2 ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: DENNIS H. FERRO Mgmt For For
2. APPROVAL OF 2014 DIRECTORS STOCK PLAN Mgmt For For
3. APPROVAL OF 2014 STOCK INCENTIVE PLAN Mgmt For For
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
5. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 933939653
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAMID R. MOGHADAM Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE L. FOTIADES Mgmt Against Against
1C. ELECTION OF DIRECTOR: CHRISTINE N. GARVEY Mgmt For For
1D. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1E. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt Against Against
1F. ELECTION OF DIRECTOR: IRVING F. LYONS III Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY L. SKELTON Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: CARL B. WEBB Mgmt Against Against
1J. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt Against Against
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION FOR 2013
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933961383
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK OWNERSHIP.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 933941432
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF TRUSTEE: RONALD L. HAVNER, JR. Mgmt For For
1.2 ELECTION OF TRUSTEE: TAMARA HUGHES Mgmt For For
GUSTAVSON
1.3 ELECTION OF TRUSTEE: URI P. HARKHAM Mgmt For For
1.4 ELECTION OF TRUSTEE: B. WAYNE HUGHES, JR. Mgmt Against Against
1.5 ELECTION OF TRUSTEE: AVEDICK B. POLADIAN Mgmt For For
1.6 ELECTION OF TRUSTEE: GARY E. PRUITT Mgmt For For
1.7 ELECTION OF TRUSTEE: RONALD P. SPOGLI Mgmt For For
1.8 ELECTION OF TRUSTEE: DANIEL C. STATON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL OF AMENDMENTS TO THE 2007 EQUITY Mgmt For For
AND PERFORMANCE-BASED INCENTIVE
COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 934026825
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JUAN R. FIGUEREO Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1F. ELECTION OF DIRECTOR: FRED GEHRING Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE MAGGIN Mgmt For For
1H. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt No vote
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt No vote
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt No vote
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt No vote
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt No vote
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt No vote
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt No vote
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt No vote
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt No vote
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt No vote
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt No vote
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt No vote
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt No vote
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt No vote
2. TO RATIFY THE SELECTION OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt No vote
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 933962791
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALL Mgmt Against Against
1B. ELECTION OF DIRECTOR: J. MICHAL CONAWAY Mgmt Against Against
1C. ELECTION OF DIRECTOR: VINCENT D. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD FRIED Mgmt For For
1E. ELECTION OF DIRECTOR: LOUIS C. GOLM Mgmt For For
1F. ELECTION OF DIRECTOR: WORTHING F. JACKMAN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES F. O'NEIL III Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE RANCK Mgmt For For
1I. ELECTION OF DIRECTOR: MARGARET B. SHANNON Mgmt For For
1J. ELECTION OF DIRECTOR: PAT WOOD, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
QUANTA'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 933998986
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALFRED G. GILMAN Mgmt Withheld Against
JOSEPH L. GOLDSTEIN Mgmt For For
ROBERT A. INGRAM Mgmt For For
CHRISTINE A. POON Mgmt For For
P. ROY VAGELOS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt Against Against
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE REGENERON Mgmt Against Against
PHARMACEUTICALS, INC. 2014 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933941759
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: SUSAN M. Mgmt For For
CAMERON
1B. ELECTION OF CLASS I DIRECTOR: LUC JOBIN Mgmt For For
1C. ELECTION OF CLASS I DIRECTOR: NANA MENSAH Mgmt For For
1D. ELECTION OF CLASS I DIRECTOR: RONALD S. Mgmt For For
ROLFE
1E. ELECTION OF CLASS I DIRECTOR: JOHN J. Mgmt Against Against
ZILLMER
1F. ELECTION OF CLASS II DIRECTOR: SIR NICHOLAS Mgmt For For
SCHEELE
2. APPROVAL OF THE REYNOLDS AMERICAN INC. Mgmt For For
AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE
COMPENSATION PLAN
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF NAMED EXECUTIVE OFFICERS
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
6. SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. Agenda Number: 933908850
--------------------------------------------------------------------------------------------------------------------------
Security: 774341101
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: COL
ISIN: US7743411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A. DAVIS Mgmt No vote
R.E. EBERHART Mgmt No vote
D. LILLEY Mgmt No vote
2. TO CONSIDER AND VOTE ON A NON-BINDING Mgmt No vote
RESOLUTION TO APPROVE THE COMPENSATION OF
EXECUTIVE OFFICERS AND RELATED DISCLOSURES.
3. FOR THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt No vote
AS OUR AUDITORS FOR FISCAL YEAR 2014.
4. TO CONSIDER AND VOTE TO APPROVE AMENDMENTS Mgmt No vote
TO OUR RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 933965886
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For
2 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For
3 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For
DIRECTOR.
4 ELECTION OF PATRICK DUFF AS A DIRECTOR. Mgmt For For
5 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For
DIRECTOR.
6 ELECTION OF KENNETH P. MANNING AS A Mgmt For For
DIRECTOR.
7 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For
DIRECTOR.
8 ELECTION OF JEROME A. PERIBERE AS A Mgmt For For
DIRECTOR.
9 ELECTION OF RICHARD L. WAMBOLD AS A Mgmt For For
DIRECTOR.
10 ELECTION OF JERRY R. WHITAKER AS A Mgmt For For
DIRECTOR.
11 APPROVAL OF THE 2014 OMNIBUS INCENTIVE Mgmt For For
PLAN.
12 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
13 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION Agenda Number: 933937128
--------------------------------------------------------------------------------------------------------------------------
Security: 826552101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SIAL
ISIN: US8265521018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REBECCA M. BERGMAN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE M. CHURCH Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. MARBERRY Mgmt For For
1D. ELECTION OF DIRECTOR: W. LEE MCCOLLUM Mgmt For For
1E. ELECTION OF DIRECTOR: AVI M. NASH Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN M. PAUL Mgmt For For
1G. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1H. ELECTION OF DIRECTOR: RAKESH SACHDEV Mgmt For For
1I. ELECTION OF DIRECTOR: D. DEAN SPATZ Mgmt For For
1J. ELECTION OF DIRECTOR: BARRETT A. TOAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK, PAR VALUE $1.00 PER SHARE, TO
450,000,000
4. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE AUTHORITY TO
ISSUE PREFERRED STOCK
5. APPROVAL OF THE SIGMA-ALDRICH CORPORATION Mgmt For For
2014 LONG-TERM INCENTIVE PLAN
6. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933983199
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt Against Against
1.4 ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1.5 ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1.6 ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt For For
PH.D.
1.7 ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED 1998 STOCK INCENTIVE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 933967967
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1F. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For
1J. ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP Agenda Number: 933927634
--------------------------------------------------------------------------------------------------------------------------
Security: 847560109
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SE
ISIN: US8475601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1B. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH ALVARADO Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1E. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: F. ANTHONY COMPER Mgmt For For
1G. ELECTION OF DIRECTOR: PETER B. HAMILTON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL MCSHANE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SPECTRA ENERGY CORP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL CONCERNING METHANE Shr Against For
EMISSIONS TARGET.
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933934487
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Mgmt For For
1B. ELECTION OF DIRECTOR: STEFAN K. WIDENSOHLER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY L. YARNO Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN.
4. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
INCORPORATION AND BYLAWS TO DECLASSIFY OUR
BOARD OF DIRECTORS.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933917619
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt No vote
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt No vote
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt No vote
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt No vote
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt No vote
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt No vote
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt No vote
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt No vote
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt No vote
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt No vote
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt No vote
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt No vote
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt No vote
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt No vote
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. PROHIBIT POLITICAL SPENDING. Shr No vote
5. INDEPENDENT BOARD CHAIRMAN. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE,INC. Agenda Number: 933941622
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRITS VAN PAASSCHEN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE W. DUNCAN Mgmt For For
1C. ELECTION OF DIRECTOR: ADAM M. ARON Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS E. CLARKE Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON C. DALEY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: LIZANNE GALBREATH Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC HIPPEAU Mgmt For For
1I. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN R. QUAZZO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933969719
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1F. ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1I. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVAL OF THE COMPANY'S 2014 INCENTIVE Mgmt For For
STOCK PLAN
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S
EXECUTIVE OFFICERS
5. ADVISORY RESOLUTION ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
(CHOOSE ONE FREQUENCY)
6. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO GIVE
STOCKHOLDERS THE RIGHT TO CALL A SPECIAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933937180
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt For For
1D. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1L. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1M. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2014.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW
YORK MELLON CORPORATION.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr Against For
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933928256
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1D. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against
1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1H. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1J. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1L. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE COCA-COLA COMPANY 2014 Mgmt For For
EQUITY PLAN
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
5. SHAREOWNER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt Against Against
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC. Agenda Number: 933951445
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE T. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN D. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: BORJE E. EKHOLM Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT GREIFELD Mgmt For For
1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt For For
1F. ELECTION OF DIRECTOR: ESSA KAZIM Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. MARKESE Mgmt For For
1H. ELECTION OF DIRECTOR: ELLYN A. MCCOLGAN Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS F. O'NEILL Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K. ELECTION OF DIRECTOR: LARS R. WEDENBORN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS NASDAQ OMX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
4. TO APPROVE THE NASDAQ OMX EQUITY INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED.
5. TO APPROVE AN AMENDMENT OF NASDAQ OMX'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO CONFORM A PROVISION TO AN
ANALOGOUS PROVISION IN NASDAQ OMX'S
BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
THE PRICELINE GROUP INC. Agenda Number: 933997097
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
DARREN R. HUSTON Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO CONSIDER AND VOTE UPON A NON-BINDING Shr For Against
STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 933935174
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: A.F. ANTON Mgmt For For
1.2 ELECTION OF DIRECTOR: C.M. CONNOR Mgmt For For
1.3 ELECTION OF DIRECTOR: D.F. HODNIK Mgmt For For
1.4 ELECTION OF DIRECTOR: T.G. KADIEN Mgmt For For
1.5 ELECTION OF DIRECTOR: R.J. KRAMER Mgmt For For
1.6 ELECTION OF DIRECTOR: S.J. KROPF Mgmt For For
1.7 ELECTION OF DIRECTOR: C.A. POON Mgmt For For
1.8 ELECTION OF DIRECTOR: R.K. SMUCKER Mgmt For For
1.9 ELECTION OF DIRECTOR: J.M. STROPKI Mgmt For For
2. ADVISORY APPROVAL OF COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVES.
3. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933980737
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt For For
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1G. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: L.P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt Against Against
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
4. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
BOARD CHAIR
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934003194
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015.
3. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt No vote
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt No vote
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt No vote
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt No vote
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt No vote
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt No vote
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt No vote
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt No vote
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt No vote
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt No vote
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr No vote
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr No vote
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933985294
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E. ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC W. MANDELBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1J. ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
5. APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934011610
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr For Against
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TORCHMARK CORPORATION Agenda Number: 933942787
--------------------------------------------------------------------------------------------------------------------------
Security: 891027104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: TMK
ISIN: US8910271043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. ADAIR Mgmt For For
1B. ELECTION OF DIRECTOR: MARILYN A. ALEXANDER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. BOREN Mgmt For For
1D. ELECTION OF DIRECTOR: JANE M. BUCHAN Mgmt For For
1E. ELECTION OF DIRECTOR: GARY L. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY M. HUTCHISON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT W. INGRAM Mgmt For For
1H. ELECTION OF DIRECTOR: LLOYD W. NEWTON Mgmt For For
1I. ELECTION OF DIRECTOR: DARREN M. REBELEZ Mgmt For For
1J. ELECTION OF DIRECTOR: LAMAR C. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL J. ZUCCONI Mgmt For For
2. RATIFICATION OF AUDITORS. Mgmt For For
3. APPROVAL OF AMENDMENT TO 2011 INCENTIVE Mgmt For For
PLAN.
4. ADVISORY APPROVAL OF 2013 EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933926593
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt Against Against
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933969012
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt Against Against
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt Against Against
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt Against Against
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt Against Against
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt Against Against
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt No vote
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt No vote
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt No vote
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr Against For
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt No vote
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt No vote
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt No vote
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt No vote
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt No vote
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt No vote
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt No vote
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt No vote
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt No vote
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt No vote
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933993479
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt Against Against
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1L. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Shr For Against
5. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933901894
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 08-Jan-2014
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt No vote
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt No vote
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt No vote
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt No vote
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt No vote
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt No vote
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt No vote
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt No vote
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt No vote
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt No vote
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt No vote
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt No vote
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt No vote
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shr No vote
EQUITY RETENTION POLICY.
5. SHAREHOLDER PROPOSAL REGARDING PROXY Shr No vote
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr For Against
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933931203
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1E. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1F. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933933889
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION TO PROVIDE FOR THE
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
2A. TO ELECT MICHAEL MCGAVICK AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
2B. TO ELECT ANNE STEVENS AS CLASS I DIRECTOR Mgmt For For
TO HOLD OFFICE UNTIL 2015 OR, IF PROPOSAL 1
IS NOT APPROVED, TO HOLD OFFICE UNTIL 2017.
2C. TO ELECT JOHN M. VEREKER AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS THE
INDEPENDENT AUDITOR OF XL GROUP PLC FOR THE
YEAR ENDING DECEMBER 31, 2014, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
4. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING XL GROUP PLC'S EXECUTIVE
COMPENSATION.
5. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt For For
TO ISSUE SHARES, WARRANTS AND OPTIONS UNDER
IRISH LAW.
6. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt For For
TO ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING SHARES TO EXISTING SHAREHOLDERS
UNDER IRISH LAW.
7. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION (I) IF PROPOSAL 5 IS APPROVED,
TO REFLECT THE RENEWAL OF AUTHORITY TO
ISSUE SHARES, WARRANTS, CONVERTIBLE
INSTRUMENTS AND OPTIONS UNDER IRISH LAW AND
(II) TO GRANT THE BOARD OF DIRECTORS
AUTHORITY TO CAPITALIZE COMPANY RESERVES
WITHOUT REQUIRING SHAREHOLDER APPROVAL.
8. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE DIRECTORS STOCK & OPTION PLAN TO EXTEND
ITS EXPIRATION DATE TO JUNE 14, 2024.
ASG Tactical U.S. Market Fund - R&T
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Capital Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt Withheld Against
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt Against Against
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933983618
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER S. MARKFIELD Mgmt For For
1.3 ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Mgmt For For
2. HOLD AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE THE COMPANY'S 2014 STOCK AWARD AND Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Abstain Against
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Against Against
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Against Against
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt Against Against
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt Against Against
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt Against Against
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt Against Against
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr For Against
8. SPECIAL MEETINGS Shr For Against
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933929551
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1E. ELECTION OF DIRECTOR: ORRIN H. INGRAM II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE B. LABARGE Mgmt For For
1H. ELECTION OF DIRECTOR: VERONIQUE MORALI Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREA L. SAIA Mgmt For For
1J. ELECTION OF DIRECTOR: GARRY WATTS Mgmt For For
1K. ELECTION OF DIRECTOR: CURTIS R. WELLING Mgmt For For
1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933914586
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933974063
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: DO
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARC EDWARDS Mgmt Against Against
1C. ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt For For
1G. ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Against Against
1H. ELECTION OF DIRECTOR: KENNETH I. SIEGEL Mgmt Against Against
1I. ELECTION OF DIRECTOR: CLIFFORD M. SOBEL Mgmt For For
1J. ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Against Against
1K. ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
4 TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED INCENTIVE COMPENSATION PLAN FOR
EXECUTIVE OFFICERS.
5 TO APPROVE THE COMPANY'S EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN.
6 SHAREHOLDER PROPOSAL: BOARD DIVERSITY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933935338
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt Against Against
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt Against Against
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt Against Against
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt Against Against
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1L. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON POLITICAL SPENDING Shr Against For
5. ON HERBICIDE USE Shr Against For
6. ON PLANT CLOSURE Shr Against For
7. ON ACCELERATION OF EQUITY AWARDS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933931227
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt Against Against
1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt For For
1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr Against For
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt Against Against
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt Against Against
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt Against Against
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt Against Against
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 3 Years Against
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933948335
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GSK
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2013 ANNUAL REPORT Mgmt For For
2. TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For
3. TO APPROVE THE REMUNERATION POLICY Mgmt For For
4. TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt Against Against
DIRECTOR
5. TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
9. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt Against Against
10. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
11. TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
12. TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
14. TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
15. TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JING ULRICH AS A DIRECTOR Mgmt For For
17. TO RE-ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
18. TO RE-APPOINT AUDITORS Mgmt For For
19. TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21. TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
22. TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
23. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
24. TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
25. TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 933862080
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL J. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM C. COBB Mgmt For For
1C ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For
1E ELECTION OF DIRECTOR: DAVID BAKER LEWIS Mgmt For For
1F ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. ROHDE Mgmt For For
1H ELECTION OF DIRECTOR: TOM D. SEIP Mgmt For For
1I ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For
1J ELECTION OF DIRECTOR: JAMES F. WRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4 APPROVAL OF AN AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR EXCULPATION OF DIRECTORS.
5 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO ELIMINATE DIRECTOR TERM
LIMITS.
6 SHAREHOLDER PROPOSAL CONCERNING PRO-RATA Shr Against For
VESTING OF EQUITY AWARDS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION Agenda Number: 933954299
--------------------------------------------------------------------------------------------------------------------------
Security: 436106108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HFC
ISIN: US4361061082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS Y. BECH Mgmt For For
1B. ELECTION OF DIRECTOR: LELDON E. ECHOLS Mgmt For For
1C. ELECTION OF DIRECTOR: R. KEVIN HARDAGE Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL C. JENNINGS Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES H. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: FRANKLIN MYERS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. ROSE Mgmt For For
1I. ELECTION OF DIRECTOR: TOMMY A. VALENTA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
4. STOCKHOLDER PROPOSAL - GREENHOUSE GAS Shr Against For
EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt Against Against
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt Against Against
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr For Against
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr Against For
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933948195
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C. ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1G. ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt Against Against
1I. ELECTION OF DIRECTOR: NINA G. VACA Mgmt Against Against
1J. ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt Against Against
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL: EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
5. SHAREHOLDER PROPOSAL: ANNUAL REPORT ON THE Shr Against For
COSTS, BENEFITS AND SCIENTIFIC SUPPORT FOR
SUSTAINABILITY INITIATIVES.
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CO. LLC Agenda Number: 933970940
--------------------------------------------------------------------------------------------------------------------------
Security: 55608B105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MIC
ISIN: US55608B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORMAN H. BROWN, JR. Mgmt For For
GEORGE W. CARMANY, III Mgmt For For
H.E. (JACK) LENTZ Mgmt For For
OUMA SANANIKONE Mgmt For For
WILLIAM H. WEBB Mgmt Withheld Against
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. THE APPROVAL OF THE 2014 INDEPENDENT Mgmt For For
DIRECTORS EQUITY PLAN.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933951471
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE METLIFE, INC. 2015 STOCK Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE METLIFE, INC. 2015 Mgmt For For
NON-MANAGEMENT DIRECTOR STOCK COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933937647
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1H. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL RE: HUMAN RIGHTS Shr Against For
POLICY.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933975318
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: CLAY C. WILLIAMS Mgmt For For
1C. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt Against Against
1D. ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1E. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1F. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt Against Against
1G. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt Against Against
1H. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt Against Against
1J. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt Against Against
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt Against Against
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt Against Against
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt Against Against
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt Against Against
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES Agenda Number: 933936695
--------------------------------------------------------------------------------------------------------------------------
Security: 664397106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: NU
ISIN: US6643971061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOOTH Mgmt For For
JOHN S. CLARKESON Mgmt For For
COTTON M. CLEVELAND Mgmt For For
SANFORD CLOUD, JR. Mgmt For For
JAMES S. DISTASIO Mgmt For For
FRANCIS A. DOYLE Mgmt For For
CHARLES K. GIFFORD Mgmt For For
PAUL A. LA CAMERA Mgmt For For
KENNETH R. LEIBLER Mgmt For For
THOMAS J. MAY Mgmt For For
WILLIAM C. VAN FAASEN Mgmt For For
FREDERICA M. WILLIAMS Mgmt For For
DENNIS R. WRAASE Mgmt For For
2. TO CONSIDER AND APPROVE THE FOLLOWING Mgmt For For
ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED,
THAT THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND ANY RELATED MATERIAL DISCLOSED
IN THIS PROXY STATEMENT, IS HEREBY
APPROVED."
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933948436
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt Against Against
1D. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Mgmt For For
1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt Against Against
1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt Against Against
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt Against Against
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Against For
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Against For
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933968046
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2014 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 933928105
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. BARNES Mgmt Withheld Against
COLLIN P. BARON Mgmt Withheld Against
KEVIN T. BOTTOMLEY Mgmt Withheld Against
JOHN K. DWIGHT Mgmt For For
JANET M. HANSEN Mgmt For For
RICHARD M. HOYT Mgmt For For
NANCY MCALLISTER Mgmt For For
MARK W. RICHARDS Mgmt For For
2. APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
3. APPROVE THE PEOPLE'S UNITED FINANCIAL, INC. Mgmt Against Against
2014 LONG-TERM INCENTIVE PLAN.
4. APPROVE AMENDMENTS TO THE PEOPLE'S UNITED Mgmt For For
FINANCIAL, INC. DIRECTORS' EQUITY
COMPENSATION PLAN.
5. RATIFY KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr For Against
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC. Agenda Number: 933952548
--------------------------------------------------------------------------------------------------------------------------
Security: 729251108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: PCL
ISIN: US7292511083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICK R. HOLLEY Mgmt For For
1B ELECTION OF DIRECTOR: ROBIN JOSEPHS Mgmt Against Against
1C ELECTION OF DIRECTOR: SARA GROOTWASSINK Mgmt For For
LEWIS
1D ELECTION OF DIRECTOR: JOHN G. MCDONALD Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT B. MCLEOD Mgmt Against Against
1F ELECTION OF DIRECTOR: JOHN F. MORGAN SR. Mgmt For For
1G ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE A. SELZER Mgmt Against Against
1I ELECTION OF DIRECTOR: STEPHEN C. TOBIAS Mgmt Against Against
1J ELECTION OF DIRECTOR: MARTIN A. WHITE Mgmt Against Against
2 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
3 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 933951700
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. BALLANTINE Mgmt For For
RODNEY L. BROWN, JR. Mgmt For For
JACK E. DAVIS Mgmt For For
DAVID A. DIETZLER Mgmt For For
KIRBY A. DYESS Mgmt For For
MARK B. GANZ Mgmt For For
KATHRYN J. JACKSON Mgmt For For
NEIL J. NELSON Mgmt For For
M. LEE PELTON Mgmt For For
JAMES J. PIRO Mgmt For For
CHARLES W. SHIVERY Mgmt For For
2. TO APPROVE, BY A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE AND Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC. Agenda Number: 933955900
--------------------------------------------------------------------------------------------------------------------------
Security: 78377T107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: RHP
ISIN: US78377T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. BENDER Mgmt Against Against
1.2 ELECTION OF DIRECTOR: E.K. GAYLORD II Mgmt Against Against
1.3 ELECTION OF DIRECTOR: D. RALPH HORN Mgmt For For
1.4 ELECTION OF DIRECTOR: ELLEN LEVINE Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT S. PRATHER, Mgmt Against Against
JR.
1.6 ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt Against Against
1.8 ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 933971500
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: SAN
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2013
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2013
3. APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
4. APPROVAL OF THE AGREEMENTS AND UNDERTAKINGS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE
5. RENEWAL OF A DIRECTOR (CHRISTOPHER Mgmt For For
VIEHBACHER)
6. RENEWAL OF A DIRECTOR (ROBERT CASTAIGNE) Mgmt Against Against
7. RENEWAL OF A DIRECTOR (CHRISTIAN MULLIEZ) Mgmt Against Against
8. APPOINTMENT OF A DIRECTOR (PATRICK KRON) Mgmt For For
9. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO CHRISTOPHER
VIEHBACHER, CHIEF EXECUTIVE OFFICER
11. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN SHARES ISSUED BY
THE COMPANY
12. POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 933965886
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For
2 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For
3 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For
DIRECTOR.
4 ELECTION OF PATRICK DUFF AS A DIRECTOR. Mgmt For For
5 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For
DIRECTOR.
6 ELECTION OF KENNETH P. MANNING AS A Mgmt For For
DIRECTOR.
7 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For
DIRECTOR.
8 ELECTION OF JEROME A. PERIBERE AS A Mgmt For For
DIRECTOR.
9 ELECTION OF RICHARD L. WAMBOLD AS A Mgmt For For
DIRECTOR.
10 ELECTION OF JERRY R. WHITAKER AS A Mgmt For For
DIRECTOR.
11 APPROVAL OF THE 2014 OMNIBUS INCENTIVE Mgmt For For
PLAN.
12 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
13 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda Number: 933947648
--------------------------------------------------------------------------------------------------------------------------
Security: 880779103
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: TEX
ISIN: US8807791038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD M. DEFEO Mgmt For For
1B. ELECTION OF DIRECTOR: G. CHRIS ANDERSEN Mgmt For For
1C. ELECTION OF DIRECTOR: PAULA H.J. Mgmt Against Against
CHOLMONDELEY
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt Against Against
1E. ELECTION OF DIRECTOR: THOMAS J. HANSEN Mgmt Against Against
1F. ELECTION OF DIRECTOR: RAIMUND KLINKNER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID A. SACHS Mgmt For For
1H. ELECTION OF DIRECTOR: OREN G. SHAFFER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. WANG Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2014.
3. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Against Against
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt Against Against
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Against Against
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt Against Against
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Against Against
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Against Against
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt Against Against
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt Against Against
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Against Against
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934011610
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933988707
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: FP
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF FINANCIAL STATEMENTS OF THE Mgmt For For
PARENT COMPANY FOR THE 2013 FISCAL YEAR.
O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2013 FISCAL YEAR.
O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For
DIVIDEND.
O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY.
O5 RENEWAL OF THE APPOINTMENT OF MS. PATRICIA Mgmt Against Against
BARBIZET AS A DIRECTOR.
O6 RENEWAL OF THE APPOINTMENT OF MS. Mgmt Against Against
MARIE-CHRISTINE COISNE-ROQUETTE AS A
DIRECTOR.
O7 RENEWAL OF THE APPOINTMENT OF MR. PAUL Mgmt Against Against
DESMARAIS, JR AS A DIRECTOR.
O8 RENEWAL OF THE APPOINTMENT OF MS. BARBARA Mgmt For For
KUX AS A DIRECTOR.
O9 ADVISORY OPINION ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED FOR FISCAL YEAR
ENDED DECEMBER 31, 2013 TO MR. CHRISTOPHE
DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER.
E10 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL BY ISSUING COMMON SHARES AND/OR ANY
SECURITIES PROVIDING ACCESS TO THE
COMPANY'S SHARE CAPITAL WHILE MAINTAINING
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS OR BY CAPITALIZING PREMIUMS,
RESERVES, SURPLUSES OR OTHER LINE ITEMS.
E11 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL BY ISSUING COMMON SHARES OR ANY
SECURITIES PROVIDING ACCESS TO SHARE
CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS.
E12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED, IN THE EVENT OF
SURPLUS DEMAND IN CASE OF SHARE CAPITAL
INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS.
E13 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY SECURITIES
PROVIDING ACCESS TO SHARE CAPITAL, IN
PAYMENT OF SECURITIES THAT WOULD BE
CONTRIBUTED TO THE COMPANY, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED TO
REMUNERATE IN-KIND CONTRIBUTIONS.
E14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL UNDER THE CONDITIONS PROVIDED IN
ARTICLES L. 3332-18 AND FOLLOWING OF THE
FRENCH LABOUR CODE, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO
THE SUBSCRIPTION OF SHARES BY GROUP
EMPLOYEES.
E15 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE SHARE CAPITAL
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
A TRANSACTION RESERVED FOR EMPLOYEES
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS.
E16 AUTHORIZATION TO GRANT RESTRICTED SHARES OF Mgmt For For
THE COMPANY TO EMPLOYEES OF THE GROUP AS
WELL AS TO EXECUTIVE DIRECTORS OF THE
COMPANY OR OTHER COMPANIES OF THE GROUP,
WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR
PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES
ISSUED IN FAVOR OF THE BENEFICIARIES OF
SUCH SHARE ALLOCATIONS.
E17 AMENDMENT OF ARTICLE 11 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO DETERMINE THE
APPOINTMENT PROCEDURES OF THE DIRECTOR(S)
REPRESENTING EMPLOYEES PURSUANT TO THE
FRENCH LAW OF JUNE 14, 2013, ON THE
PROTECTION OF EMPLOYMENT AND TO INTEGRATE
TECHNICAL CHANGES CONCERNING CERTAIN
PROVISIONS REGARDING THE DIRECTORS
REPRESENTING EMPLOYEE SHAREHOLDERS.
E18 AMENDMENT OF ARTICLE 12 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO SET THE
LIMIT ON THE AGE OF THE CHAIRMAN OF THE
BOARD AT 70 YEARS.
E19 AMENDMENT OF ARTICLE 15 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO SET THE
LIMIT ON THE AGE OF THE PRESIDENT AT 67
YEARS.
E20 AMENDMENT OF ARTICLE 17 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION FOR HARMONIZATION
PURPOSES WITH THE FRENCH ORDER OF DECEMBER
9, 2010, IMPLEMENTING INTO FRENCH
LEGISLATION THE EUROPEAN DIRECTIVE
REGARDING THE RIGHT OF SHAREHOLDERS TO BE
REPRESENTED AT SHAREHOLDERS' MEETINGS BY
ANY PERSON OF THEIR CHOICE.
O21 CIRCULATION OF A QUARTERLY NEWSLETTER BY Mgmt Against For
THE EMPLOYEE DIRECTORS AND THE DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS.
O22 COMPONENTS OF THE COMPENSATION OF EXECUTIVE Mgmt Against For
DIRECTORS AND EMPLOYEES LINKED TO
INDUSTRIAL SAFETY INDICATORS.
E23 EXPANSION OF INDIVIDUAL SHARE OWNERSHIP Mgmt Against For
(LOYALTY DIVIDEND).
E24 INCLUSION OF EMPLOYEE DIRECTOR(S) IN THE Mgmt Against For
BOARD OF DIRECTORS' ORGANIZATION (AMENDMENT
OF PARAGRAPH 5, ARTICLE 12 OF THE ARTICLES
OF ASSOCIATION TO PROVIDE FOR THE
PARTICIPATION OF EMPLOYEE DIRECTORS IN ALL
THE BOARD'S COMMITTEES).
E25 DISTRIBUTION OF ATTENDANCE FEES (AMENDMENT Mgmt Against For
OF PARAGRAPH 7, ARTICLE 12 OF THE ARTICLES
OF ASSOCIATION TO PROVIDE FOR A
DISTRIBUTION OF ATTENDANCE FEES BASED ON
THE ACTUAL TIME SPENT BY DIRECTORS AT BOARD
MEETINGS).
--------------------------------------------------------------------------------------------------------------------------
TRONOX LIMITED Agenda Number: 934021370
--------------------------------------------------------------------------------------------------------------------------
Security: Q9235V101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: TROX
ISIN: AU000XINEOA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CASEY Mgmt For For
ANDREW P. HINES Mgmt For For
WAYNE A. HINMAN Mgmt Withheld Against
PETER JOHNSTON Mgmt Withheld Against
ILAN KAUFTHAL Mgmt Withheld Against
JEFFRY N. QUINN Mgmt Withheld Against
2. TO APPROVE THE APPOINTMENT OF THE TRONOX Mgmt For For
LIMITED INDEPENDENT REGISTERED PUBLIC
AUDITOR, WHO WILL SERVE UNTIL THAT AUDITOR
RESIGNS OR IS REMOVED.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS (THE
"SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933938524
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1J. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"ACCELERATED VESTING OF PERFORMANCE
SHARES."
5. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"CLIMATE CHANGE MANAGEMENT PLAN."
6. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"CORPORATE LOBBYING."
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933848179
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: VOD
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2013
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt Against Against
DIRECTOR (MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE)
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt Against Against
5. TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
7. TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
8. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
9. TO ELECT OMID KORDESTANI AS A DIRECTOR Mgmt For For
10. TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT AND RISK COMMITTEE)
11. TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
12. TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
13. TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE AND
MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE)
14. TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
15. TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE Mgmt For For
PER ORDINARY SHARE
16. TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD FOR THE YEAR ENDED 31 MARCH 2013
17. TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
18. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
19. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
S21 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SECTION 701, COMPANIES ACT
2006)
22. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
S23 TO AUTHORISE THE CALLING OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933909701
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VOD
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 FOR THE COURT MEETING SCHEME. Mgmt For For
G1 TO APPROVE THE VERIZON WIRELESS TRANSACTION Mgmt For For
AND THE VODAFONE ITALY TRANSACTION.
G2 TO APPROVE THE NEW ARTICLES OF ASSOCIATION, Mgmt For For
THE CAPITAL REDUCTIONS, THE RETURN OF VALUE
AND THE SHARE CONSOLIDATION AND CERTAIN
RELATED MATTERS PURSUANT TO THE SCHEME.
G3 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES.
G4 TO AUTHORISE THE DIRECTORS TO TAKE ALL Mgmt For For
NECESSARY AND APPROPRIATE ACTIONS IN
RELATION TO RESOLUTIONS 1-3.
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933901894
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 08-Jan-2014
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shr Against For
EQUITY RETENTION POLICY.
5. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933944476
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt Against Against
1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. Mgmt For For
5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr For Against
OF POLITICAL CONTRIBUTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr For Against
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933931203
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1E. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1F. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
Loomis Sayles Emerging Markets Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Multi-Asset Real Return Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Senior Floating Rate and Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Strategic Alpha Fund
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933956801
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt Against Against
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For
HEALTH EFFECT AND CESSATION MATERIALS FOR
POOR AND LESS FORMALLY EDUCATED TOBACCO
CONSUMERS
5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr Against For
6. LOBBYING REPORT. Shr Against For
7. WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BAYER AG Agenda Number: 933968666
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: BAYN
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DISTRIBUTION OF THE PROFIT Mgmt For For
2. RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE BOARD OF MANAGEMENT
3. RATIFICATION OF THE ACTIONS OF THE MEMBERS Mgmt For For
OF THE SUPERVISORY BOARD
4A. ELECTION OF SUPERVISORY BOARD: DR. RER. Mgmt For For
NAT. SIMONE BAGEL-TRAH
4B. ELECTION OF SUPERVISORY BOARD: PROF. DR. Mgmt For For
DR. H.C. MULT. ERNST-LUDWIG WINNACKER
5. AUTHORIZED CAPITAL I Mgmt For For
6. AUTHORIZED CAPITAL II Mgmt For For
7. BONDS, CONDITIONAL CAPITAL Mgmt For For
8A. OWN SHARES: ACQUISITION OF OWN SHARES Mgmt For For
8B. OWN SHARES: USE OF DERIVATIVES Mgmt For For
9A. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER BUSINESS SERVICES GMBH
9B. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER TECHNOLOGY SERVICES
GMBH
9C. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER US IP GMBH
9D. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER BITTERFELD GMBH
9E. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER INNOVATION GMBH
9F. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH BAYER REAL ESTATE GMBH
9G. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH ERSTE K-W-A
BETEILIGUNGSGESELLSCHAFT MBH
9H. CONTROL AND PROFIT AND LOSS TRANSFER Mgmt For For
AGREEMENT WITH ZWEITE K.W-A
BETEILIGUNGSGESELLSCHAFT MBH
10. ELECTION OF THE AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 933955075
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BATS
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF THE 2013 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2. APPROVAL OF THE 2013 DIRECTORS' Mgmt For For
REMUNERATION POLICY
3. APPROVAL OF THE 2013 DIRECTORS' Mgmt For For
REMUNERATION REPORT, OTHER THAN THE
DIRECTORS' REMUNERATION POLICY
4. DECLARATION OF THE FINAL DIVIDEND FOR 2013 Mgmt For For
5. REAPPOINTMENT OF THE AUDITORS Mgmt For For
6. AUTHORITY FOR THE DIRECTORS TO AGREE THE Mgmt For For
AUDITORS' REMUNERATION
7. RE-ELECTION OF RICHARD BURROWS AS A Mgmt Against Against
DIRECTOR (BOARD COMMITTEE MEMBERSHIPS:
NOMINATIONS)
8. RE-ELECTION OF KAREN DE SEGUNDO AS A Mgmt For For
DIRECTOR (BOARD COMMITTEE MEMBERSHIPS:
CORPORATE SOCIAL RESPONSIBILITY,
NOMINATIONS)
9. RE-ELECTION OF NICANDRO DURANTE AS A Mgmt For For
DIRECTOR
10. RE-ELECTION OF ANN GODBEHERE AS A DIRECTOR Mgmt For For
(BOARD COMMITTEE MEMBERSHIPS: AUDIT,
NOMINATIONS, REMUNERATION)
11. RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A Mgmt For For
DIRECTOR (BOARD COMMITTEE MEMBERSHIPS:
AUDIT, NOMINATIONS, REMUNERATION)
12. RE-ELECTION OF GERRY MURPHY AS A DIRECTOR Mgmt For For
(BOARD COMMITTEE MEMBERSHIPS: NOMINATIONS,
REMUNERATION)
13. RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR Mgmt For For
(BOARD COMMITTEE MEMBERSHIPS: AUDIT,
NOMINATIONS, REMUNERATION)
14. RE-ELECTION OF BEN STEVENS AS A DIRECTOR Mgmt For For
15. RE-ELECTION OF RICHARD TUBB AS A DIRECTOR Mgmt For For
(BOARD COMMITTEE MEMBERSHIPS: CORPORATE
SOCIAL RESPONSIBILITY, NOMINATIONS)
16. ELECTION OF SAVIO KWAN AS A DIRECTOR (BOARD Mgmt For For
COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL
RESPONSIBILITY, NOMINATIONS) WHO HAS BEEN
APPOINTED SINCE THE LAST ANNUAL GENERAL
MEETING
17. RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES
18. RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
19. AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20. AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
21. NOTICE PERIOD FOR GENERAL MEETINGS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 933926606
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: Annual
Meeting Date: 28-Mar-2014
Ticker: 7751
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIVIDEND FROM SURPLUS Mgmt For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
3 DIRECTOR
FUJIO MITARAI Mgmt Withheld Against
TOSHIZO TANAKA Mgmt Withheld Against
TOSHIAKI IKOMA Mgmt For For
YOROKU ADACHI Mgmt For For
YASUO MITSUHASHI Mgmt For For
SHIGEYUKI MATSUMOTO Mgmt For For
TOSHIO HOMMA Mgmt For For
HIDEKI OZAWA Mgmt For For
MASAYA MAEDA Mgmt For For
YASUHIRO TANI Mgmt For For
KENICHI NAGASAWA Mgmt For For
NAOJI OTSUKA Mgmt For For
MASANORI YAMADA Mgmt For For
AITAKE WAKIYA Mgmt For For
KAZUTO ONO Mgmt For For
AKIYOSHI KIMURA Mgmt For For
EIJI OSANAI Mgmt For For
KUNITARO SAIDA Mgmt For For
HARUHIKO KATO Mgmt For For
4.1 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: MAKOTO ARAKI
4.2 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: OSAMI YOSHIDA
4.3 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: KUNIYOSHI KITAMURA
5 GRANT OF BONUS TO DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933931227
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt Against Against
1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt For For
1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr For Against
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt Against Against
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt Against Against
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt Against Against
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt Against Against
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 3 Years Against
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933948335
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GSK
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2013 ANNUAL REPORT Mgmt For For
2. TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For
3. TO APPROVE THE REMUNERATION POLICY Mgmt For For
4. TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt Against Against
DIRECTOR
5. TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
9. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt Against Against
10. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
11. TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
12. TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
14. TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
15. TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JING ULRICH AS A DIRECTOR Mgmt For For
17. TO RE-ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
18. TO RE-APPOINT AUDITORS Mgmt For For
19. TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21. TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
22. TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
23. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
24. TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
25. TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 933984076
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: HSBA
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2013
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
4 TO APPROVE THE VARIABLE PAY CAP (SEE Mgmt For For
SECTION 4 OF THE EXPLANATORY NOTES IN THE
NOTICE OF AGM FOR VOTING THRESHOLD
APPLICABLE TO THIS RESOLUTION)
5A TO ELECT KATHLEEN CASEY AS A DIRECTOR Mgmt For For
5B TO ELECT SIR JONATHAN EVANS AS A DIRECTOR Mgmt For For
5C TO ELECT MARC MOSES AS A DIRECTOR Mgmt For For
5D TO ELECT JONATHAN SYMONDS AS A DIRECTOR Mgmt For For
5E TO RE-ELECT SAFRA CATZ AS A DIRECTOR Mgmt For For
5F TO RE-ELECT LAURA CHA AS A DIRECTOR Mgmt For For
5G TO RE-ELECT MARVIN CHEUNG AS A DIRECTOR Mgmt For For
5H TO RE-ELECT JOACHIM FABER AS A DIRECTOR Mgmt For For
5I TO RE-ELECT RONA FAIRHEAD AS A DIRECTOR Mgmt For For
5J TO RE-ELECT RENATO FASSBIND AS A DIRECTOR Mgmt For For
5K TO RE-ELECT DOUGLAS FLINT AS A DIRECTOR Mgmt For For
5L TO RE-ELECT STUART GULLIVER AS A DIRECTOR Mgmt For For
5M TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
5N TO RE-ELECT JOHN LIPSKY AS A DIRECTOR Mgmt For For
5O TO RE-ELECT RACHEL LOMAX AS A DIRECTOR Mgmt For For
5P TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt Against Against
5Q TO RE-ELECT SIR SIMON ROBERTSON AS A Mgmt For For
DIRECTOR
6 TO REAPPOINT KPMG AUDIT PLC AS AUDITOR OF Mgmt For For
THE COMPANY TO HOLD OFFICE UNTIL COMPLETION
OF THE AUDIT OF THE CONSOLIDATED ACCOUNTS
FOR THE YEAR ENDING 31 DECEMBER 2014
7 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
8 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S9 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
10 TO AUTHORISE THE DIRECTORS TO ALLOT ANY Mgmt For For
REPURCHASED SHARES
11 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
12 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO CONTINGENT
CONVERTIBLE SECURITIES
S13 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO THE ISSUE OF CONTINGENT CONVERTIBLE
SECURITIES (SPECIAL RESOLUTION)
S14 TO APPROVE GENERAL MEETINGS (OTHER THAN Mgmt Against Against
ANNUAL GENERAL MEETINGS) BEING CALLED ON 14
CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC. Agenda Number: 933983478
--------------------------------------------------------------------------------------------------------------------------
Security: 63946CAE8
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: N/A
ISIN: US63946CAE84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: BERNARD C. WATSON, Mgmt For For
PH.D.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933862078
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr For Against
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC. Agenda Number: 933954807
--------------------------------------------------------------------------------------------------------------------------
Security: 774415103
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ROC
ISIN: US7744151033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUG MAINE Mgmt Against Against
1B. ELECTION OF DIRECTOR: AMBASSADOR ALEJANDRO Mgmt Against Against
WOLFF
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ROCKWOOD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt Against Against
VOTE, THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt For For
ROCKWOOD HOLDINGS, INC. STOCK INCENTIVE
PLAN.
5. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt For For
ROCKWOOD HOLDINGS, INC. SHORT-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 933971500
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: SAN
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2013
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2013
3. APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
4. APPROVAL OF THE AGREEMENTS AND UNDERTAKINGS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE
5. RENEWAL OF A DIRECTOR (CHRISTOPHER Mgmt For For
VIEHBACHER)
6. RENEWAL OF A DIRECTOR (ROBERT CASTAIGNE) Mgmt Against Against
7. RENEWAL OF A DIRECTOR (CHRISTIAN MULLIEZ) Mgmt Against Against
8. APPOINTMENT OF A DIRECTOR (PATRICK KRON) Mgmt For For
9. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO CHRISTOPHER
VIEHBACHER, CHIEF EXECUTIVE OFFICER
11. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN SHARES ISSUED BY
THE COMPANY
12. POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 933913433
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: SIE
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. APPROPRIATION OF NET INCOME Mgmt For For
3. RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For For
BOARD
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPROVAL OF THE SYSTEM OF MANAGING BOARD Mgmt For For
COMPENSATION
6. APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
7. BY-ELECTION TO THE SUPERVISORY BOARD Mgmt For For
8. CREATION OF AN AUTHORIZED CAPITAL 2014 Mgmt For For
9. ISSUE OF CONVERTIBLE BONDS AND/OR WARRANT Mgmt For For
BONDS AND CREATION OF A CONDITIONAL CAPITAL
2014
10. CANCELATION OF CONDITIONAL CAPITAL NO Mgmt For For
LONGER REQUIRED
11. ADJUSTMENT OF SUPERVISORY BOARD Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 933994546
--------------------------------------------------------------------------------------------------------------------------
Security: R8413J103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STL
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 ELECTION OF CHAIR FOR THE MEETING Mgmt For For
4 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For
5 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt For For
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2013, INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND
7 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
REGARDING STATOIL'S ACTIVITIES IN CANADA
8 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
REGARDING STATOIL'S ACTIVITIES IN THE
ARCTIC
9 REPORT ON CORPORATE GOVERNANCE Mgmt For For
10 DECLARATION ON STIPULATION OF SALARY AND Mgmt Against Against
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
11 APPROVAL OF REMUNERATION FOR THE COMPANY'S Mgmt For For
EXTERNAL AUDITOR FOR 2013
12 NOMINATION COMMITTEE'S JOINT PROPOSAL Mgmt Abstain For
12A ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER OLAUG SVARVA (RE-ELECTION,
NOMINATED AS CHAIR)
12B ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER IDAR KREUTZER
(RE-ELECTION, NOMINATED AS DEPUTY CHAIR)
12C ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER KARIN ASLAKSEN
(RE-ELECTION)
12D ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER GREGER MANNSVERK
(RE-ELECTION)
12E ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER STEINAR OLSEN
(RE-ELECTION)
12F ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER INGVALD STROMMEN
(RE-ELECTION)
12G ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER RUNE BJERKE (RE-ELECTION)
12H ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER SIRI KALVIG (RE-ELECTION)
12I ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER BARBRO HAETTA
(RE-ELECTION)
12J ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER TERJE VENOLD (NEW
ELECTION)
12K ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
12L ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: MEMBER LINDA LITLEKALSOY AASE
(NEW ELECTION, FORMER 4. DEPUTY MEMBER)
12M ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG
(RE-ELECTION)
12N ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ
(RE-ELECTION)
12O ELECTION OF MEMBER TO THE CORPORATE Mgmt For For
ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI
JONASSEN (NEW ELECTION)
12P ELECTION OF MEMBERS TO THE CORPORATE Mgmt For For
ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL
(NEW ELECTION)
13 DETERMINATION OF REMUNERATION FOR THE Mgmt For For
CORPORATE ASSEMBLY
14 NOMINATION COMMITTEE'S JOINT PROPOSAL Mgmt Abstain For
14A ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: CHAIR OLAUG SVARVA (RE-ELECTION)
14B ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: MEMBER TOM RATHKE (RE-ELECTION)
14C ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: MEMBER ELISABETH BERGE WITH
PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD
(RE-ELECTION)
14D ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW
ELECTION)
15 DETERMINATION OF REMUNERATION FOR THE Mgmt For For
NOMINATION COMMITTEE
16 AUTHORISATION TO DISTRIBUTE DIVIDEND BASED Mgmt For For
ON APPROVED ANNUAL ACCOUNTS FOR 2013
17 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt For For
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
18 AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt For For
IN THE MARKET FOR SUBSEQUENT ANNULMENT
19 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
REGARDING STATOIL'S ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 934036559
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: 7203
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DISTRIBUTION OF SURPLUS Mgmt For For
2A. ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA Mgmt Against Against
2B. ELECTION OF DIRECTOR: AKIO TOYODA Mgmt Against Against
2C. ELECTION OF DIRECTOR: SATOSHI OZAWA Mgmt Against Against
2D. ELECTION OF DIRECTOR: NOBUYORI KODAIRA Mgmt Against Against
2E. ELECTION OF DIRECTOR: MITSUHISA KATO Mgmt Against Against
2F. ELECTION OF DIRECTOR: MASAMOTO MAEKAWA Mgmt Against Against
2G. ELECTION OF DIRECTOR: YASUMORI IHARA Mgmt Against Against
2H. ELECTION OF DIRECTOR: SEIICHI SUDO Mgmt Against Against
2I. ELECTION OF DIRECTOR: KOEI SAGA Mgmt Against Against
2J. ELECTION OF DIRECTOR: TOKUO FUKUICHI Mgmt Against Against
2K. ELECTION OF DIRECTOR: SHIGEKI TERASHI Mgmt Against Against
2L. ELECTION OF DIRECTOR: YOSHIMASA ISHII Mgmt Against Against
2M. ELECTION OF DIRECTOR: IKUO UNO Mgmt Against Against
2N. ELECTION OF DIRECTOR: HARUHIKO KATO Mgmt Against Against
2O. ELECTION OF DIRECTOR: MARK T. HOGAN Mgmt Against Against
3A. ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt Against Against
MEMBER: MASAKI NAKATSUGAWA
3B. ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt Against Against
MEMBER: TEISUKE KITAYAMA
4A. ELECTION OF SUBSTITUTE AUDIT & SUPERVISORY Mgmt For For
BOARD MEMBER: RYUJI SAKAI
5. PAYMENT OF EXECUTIVE BONUSES Mgmt For For
6. DELEGATION TO OUR BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO DECIDE THE TERMS OF THE
DISPOSITION OF OUR TREASURY STOCK BY WAY OF
THIRD-PARTY ALLOTMENT
--------------------------------------------------------------------------------------------------------------------------
TRONOX LIMITED Agenda Number: 934021370
--------------------------------------------------------------------------------------------------------------------------
Security: Q9235V101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: TROX
ISIN: AU000XINEOA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CASEY Mgmt For For
ANDREW P. HINES Mgmt For For
WAYNE A. HINMAN Mgmt Withheld Against
PETER JOHNSTON Mgmt Withheld Against
ILAN KAUFTHAL Mgmt Withheld Against
JEFFRY N. QUINN Mgmt Withheld Against
2. TO APPROVE THE APPOINTMENT OF THE TRONOX Mgmt For For
LIMITED INDEPENDENT REGISTERED PUBLIC
AUDITOR, WHO WILL SERVE UNTIL THAT AUDITOR
RESIGNS OR IS REMOVED.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS (THE
"SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr For Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933848179
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: VOD
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2013
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt Against Against
DIRECTOR (MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE)
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt Against Against
5. TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
7. TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
8. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
(MEMBER OF THE REMUNERATION COMMITTEE)
9. TO ELECT OMID KORDESTANI AS A DIRECTOR Mgmt For For
10. TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT AND RISK COMMITTEE)
11. TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
12. TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
13. TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For For
(MEMBER OF THE AUDIT AND RISK COMMITTEE AND
MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE)
14. TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
15. TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE Mgmt For For
PER ORDINARY SHARE
16. TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD FOR THE YEAR ENDED 31 MARCH 2013
17. TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
18. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
19. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
S21 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SECTION 701, COMPANIES ACT
2006)
22. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
S23 TO AUTHORISE THE CALLING OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933909701
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VOD
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 FOR THE COURT MEETING SCHEME. Mgmt For For
G1 TO APPROVE THE VERIZON WIRELESS TRANSACTION Mgmt For For
AND THE VODAFONE ITALY TRANSACTION.
G2 TO APPROVE THE NEW ARTICLES OF ASSOCIATION, Mgmt For For
THE CAPITAL REDUCTIONS, THE RETURN OF VALUE
AND THE SHARE CONSOLIDATION AND CERTAIN
RELATED MATTERS PURSUANT TO THE SCHEME.
G3 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES.
G4 TO AUTHORISE THE DIRECTORS TO TAKE ALL Mgmt For For
NECESSARY AND APPROPRIATE ACTIONS IN
RELATION TO RESOLUTIONS 1-3.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933993479
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt Against Against
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt Against Against
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt Against Against
1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1L. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt Against Against
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Shr For Against
5. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE FUND Agenda Number: 933920173
--------------------------------------------------------------------------------------------------------------------------
Security: 97717W851
Meeting Type: Special
Meeting Date: 11-Mar-2014
Ticker: DXJ
ISIN: US97717W8516
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. CHRENCIK Mgmt For For
JOEL H. GOLDBERG Mgmt For For
MELINDA A. RASO KIRSTEIN Mgmt For For
McDonnell Intermediate Municipal Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Natixis Oakmark Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933944008
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt For For
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933967486
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
2. ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
3. ELECTION OF DIRECTOR: AMY H. NELSON Mgmt For For
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF APACHE'S NAMED EXECUTIVE OFFICERS
6. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
APACHE'S CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr Against For
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934026320
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Special
Meeting Date: 23-Jun-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF SEPTEMBER 24, 2013,
AS AMENDED, BY AND AMONG APPLIED MATERIALS,
INC., TOKYO ELECTRON LIMITED, AND
TEL-APPLIED HOLDINGS B.V.
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN APPLIED
MATERIALS AND ITS NAMED EXECUTIVE OFFICERS
BASED ON OR OTHERWISE RELATING TO THE
BUSINESS COMBINATION
3. APPROVAL OF ANY PROPOSAL THAT MAY BE MADE Mgmt For For
BY THE EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS TO ADJOURN THE SPECIAL MEETING
(1) TO THE EXTENT NECESSARY TO ENSURE THAT
ANY SUPPLEMENT OR AMENDMENT TO THE PROXY
STATEMENT THAT IS REQUIRED BY APPLICABLE
LEGAL REQUIREMENTS IS TIMELY PROVIDED TO
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2014.
3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For
RESTATED 2004 STOCK INCENTIVE PLAN.
4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE.
5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: CERTAIN
BUSINESS COMBINATIONS.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC. Agenda Number: 933954237
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: CVE
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933949349
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2) ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3) ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4) ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5) ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
6) ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
7) ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
8) ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
9) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
10) PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2014.
11) SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933987375
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. Agenda Number: 933906248
--------------------------------------------------------------------------------------------------------------------------
Security: 307000109
Meeting Type: Annual
Meeting Date: 16-Jan-2014
Ticker: FDO
ISIN: US3070001090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK R. BERNSTEIN Mgmt For For
PAMELA L. DAVIES Mgmt For For
SHARON ALLRED DECKER Mgmt For For
EDWARD C. DOLBY Mgmt For For
GLENN A. EISENBERG Mgmt For For
EDWARD P. GARDEN Mgmt For For
HOWARD R. LEVINE Mgmt For For
GEORGE R. MAHONEY, JR. Mgmt For For
JAMES G. MARTIN Mgmt For For
HARVEY MORGAN Mgmt For For
DALE C. POND Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933866608
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS.
7. STOCKHOLDER PROPOSAL REGARDING LIMITING Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL ("LIMIT ACCELERATED
EXECUTIVE PAY").
8. STOCKHOLDER PROPOSAL REGARDING HEDGING AND Shr Against For
PLEDGING POLICY.
9. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
10. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
11. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
COUNTING TO EXCLUDE ABSTENTIONS.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933918659
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: RUPERT H. JOHNSON, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1G. ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1I. ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2014.
3. TO APPROVE THE ADOPTION OF THE FRANKLIN Mgmt For For
RESOURCES, INC. 2014 KEY EXECUTIVE
INCENTIVE COMPENSATION PLAN.
4. TO APPROVE BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr For Against
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933962854
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr For Against
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr For Against
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933948195
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C. ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1G. ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1I. ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL: EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
5. SHAREHOLDER PROPOSAL: ANNUAL REPORT ON THE Shr Against For
COSTS, BENEFITS AND SCIENTIFIC SUPPORT FOR
SUSTAINABILITY INITIATIVES.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 933880280
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt For For
ERIC K. BRANDT Mgmt For For
MICHAEL R. CANNON Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
CHRISTINE A. HECKART Mgmt For For
GRANT M. INMAN Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
KRISHNA C. SARASWAT Mgmt For For
WILLIAM R. SPIVEY Mgmt For For
ABHIJIT Y. TALWALKAR Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS OF LAM RESEARCH
("SAY ON PAY").
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933987351
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For
1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1L. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933967854
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For
UNDER THE MCDONALD'S CORPORATION 2009 CASH
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014.
5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr For Against
SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933856291
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 22-Aug-2013
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. ANDERSON Mgmt For For
SCOTT C. DONNELLY Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
PREETHA REDDY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE THE MEDTRONIC, INC. 2013 STOCK Mgmt Against Against
AWARD AND INCENTIVE PLAN.
5. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE THAT DIRECTORS
WILL BE ELECTED BY A MAJORITY VOTE IN
UNCONTESTED ELECTIONS.
6. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW CHANGES TO THE
SIZE OF THE BOARD OF DIRECTORS UPON THE
AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF
SHARES.
7. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW REMOVAL OF A
DIRECTOR UPON THE AFFIRMATIVE VOTE OF A
SIMPLE MAJORITY OF SHARES.
8. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW AMENDMENTS TO
SECTION 5.3 OF ARTICLE 5 UPON THE
AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF
SHARES.
9. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ELIMINATE THE "FAIR
PRICE PROVISION.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933975318
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: CLAY C. WILLIAMS Mgmt For For
1C. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1E. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1F. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt For For
1J. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933862078
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933968046
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2014 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt For For
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr Against For
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933881028
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2013
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KEVIN A. LOBO Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 933972235
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1.2 ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: DENNIS H. FERRO Mgmt For For
2. APPROVAL OF 2014 DIRECTORS STOCK PLAN Mgmt For For
3. APPROVAL OF 2014 STOCK INCENTIVE PLAN Mgmt Against Against
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
5. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 933910653
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
STEVEN R. KALMANSON Mgmt For For
JAMES P. KEANE Mgmt For For
DONALD R. PARFET Mgmt For For
B. TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
C. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
D. SHAREHOLDER PROPOSAL REQUESTING MAJORITY Shr For
VOTING IN ELECTIONS OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 933971500
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2013
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2013
3. APPROPRIATION OF PROFITS; DECLARATION OF Mgmt For For
DIVIDEND
4. APPROVAL OF THE AGREEMENTS AND UNDERTAKINGS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE
5. RENEWAL OF A DIRECTOR (CHRISTOPHER Mgmt For For
VIEHBACHER)
6. RENEWAL OF A DIRECTOR (ROBERT CASTAIGNE) Mgmt For For
7. RENEWAL OF A DIRECTOR (CHRISTIAN MULLIEZ) Mgmt For For
8. APPOINTMENT OF A DIRECTOR (PATRICK KRON) Mgmt For For
9. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO MR. SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS
10. ADVISORY VOTE ON THE ELEMENTS OF Mgmt For For
COMPENSATION DUE OR GRANTED TO CHRISTOPHER
VIEHBACHER, CHIEF EXECUTIVE OFFICER
11. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN SHARES ISSUED BY
THE COMPANY
12. POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933965468
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. COYM Mgmt For For
1D. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1E. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr Against For
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 933969416
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2013
2. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3. AN ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (EXCLUDING THE
DIRECTORS' REMUNERATION POLICY)
4. TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR Mgmt For For
5. TO RE-ELECT MR R J-M S HUET AS A DIRECTOR Mgmt For For
6. TO RE-ELECT MRS L M CHA AS A DIRECTOR Mgmt For For
7. TO RE-ELECT PROFESSOR L O FRESCO AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT MS A M FUDGE AS A DIRECTOR Mgmt For For
9. TO RE-ELECT DR B E GROTE AS A DIRECTOR Mgmt For For
10. TO RE-ELECT MS M MA AS A DIRECTOR Mgmt For For
11. TO RE-ELECT MS H NYASULU AS A DIRECTOR Mgmt For For
12. TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND Mgmt For For
MP AS A DIRECTOR
13. TO RE-ELECT MR J RISHTON AS A DIRECTOR Mgmt For For
14. TO RE-ELECT MR K J STORM AS A DIRECTOR Mgmt For For
15. TO RE-ELECT MR M TRESCHOW AS A DIRECTOR Mgmt For For
16. TO RE-ELECT MR P S WALSH AS A DIRECTOR Mgmt For For
17. TO ELECT MR F SIJBESMA AS A DIRECTOR Mgmt For For
18. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY
19. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
20. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
ISSUE SHARES
21. TO RENEW THE AUTHORITY TO DIRECTORS TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
22. TO RENEW THE AUTHORITY TO THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES
23. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
24. TO SHORTEN THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933969012
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt Against Against
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933993479
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1L. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Shr Against For
5. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
Vaughan Nelson Select Fund
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 933957029
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 CHANGE IN RELATION TO OUTSTANDING Mgmt For For
SUBSCRIPTION RIGHTS GRANTED TO DIRECTORS OF
THE COMPANY AND CERTAIN EXECUTIVES
A2B RENEWAL OF THE POWERS OF THE BOARD OF Mgmt For For
DIRECTORS RELATING TO THE AUTHORISED
CAPITAL
B1A RENEWAL OF THE POWERS OF THE BOARD OF Mgmt For For
DIRECTORS RELATING TO THE ACQUISITION OF
OWN SHARES
B1B REPLACING ARTICLE 10 OF THE ARTICLES OF Mgmt For For
ASSOCIATION
C4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
C5 DISCHARGE TO THE DIRECTORS Mgmt For For
C6 DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
C7A RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt Against Against
DIRECTOR OF MR. KEES STORM, FOR A PERIOD OF
ONE YEAR
C7B RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt For For
DIRECTOR OF MR. MARK WINKELMAN, FOR A
PERIOD OF ONE YEAR
C7C RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt Against Against
ALEXANDRE VAN DAMME, FOR A PERIOD OF FOUR
YEARS
C7D RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt Against Against
GREGOIRE DE SPOELBERCH, FOR A PERIOD OF
FOUR YEARS
C7E RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt For For
CARLOS ALBERTO DA VEIGA SICUPIRA, FOR A
PERIOD OF FOUR YEARS
C7F RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt Against Against
MARCEL HERRMANN TELLES, FOR A PERIOD OF
FOUR YEARS
C7G ACKNOWLEDGING THE END OF MANDATE AS Mgmt For For
DIRECTOR OF MR. JORGE PAULO LEMANN AND
APPOINTING AS DIRECTOR MR. PAULO LEMANN AS
HIS SUCCESSOR, FOR A PERIOD OF FOUR YEARS
C7H ACKNOWLEDGING THE END OF MANDATE AS Mgmt For For
DIRECTOR OF MR. ROBERTO MOSES THOMPSON
MOTTA AND APPOINTING AS DIRECTOR MR.
ALEXANDRE BEHRING AS HIS SUCCESSOR, FOR A
PERIOD OF FOUR YEARS
C7I APPOINTING AS INDEPENDENT DIRECTOR MR. ELIO Mgmt For For
LEONI SCETI, FOR A PERIOD OF FOUR YEARS
C7J APPOINTING AS DIRECTOR MRS. MARIA ASUNCION Mgmt For For
ARAMBURUZABALA LARREGUI, FOR A PERIOD OF
FOUR YEARS
C7K APPOINTING AS DIRECTOR MR. VALENTIN DIEZ Mgmt Against Against
MORODO, FOR A PERIOD OF FOUR YEARS
C8A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against
OF THE COMPANY
C8B STOCK OPTIONS FOR DIRECTORS Mgmt Against Against
D1 FILINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt For For
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 933936621
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. HAYES Mgmt For For
GEORGE M. SMART Mgmt For For
THEODORE M. SOLSO Mgmt For For
STUART A. TAYLOR II Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED, TO PROVIDE THAT
DIRECTOR NOMINEES SHALL BE ELECTED BY
MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
CABELA'S INCORPORATED Agenda Number: 933992605
--------------------------------------------------------------------------------------------------------------------------
Security: 126804301
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CAB
ISIN: US1268043015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES W. CABELA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. EDMONDSON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN GOTTSCHALK Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS HIGHBY Mgmt For For
1F. ELECTION OF DIRECTOR: REUBEN MARK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1I. ELECTION OF DIRECTOR: DONNA M. MILROD Mgmt For For
1J. ELECTION OF DIRECTOR: BETH M. PRITCHARD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2014.
3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For
RESTATED 2004 STOCK INCENTIVE PLAN.
4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE.
5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: CERTAIN
BUSINESS COMBINATIONS.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 933960470
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN A. THAIN Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN R. ALEMANY Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1G. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1H. ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN R. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: SHEILA A. STAMPS Mgmt For For
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1L. ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND EXTERNAL AUDITORS FOR 2014.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF CIT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933949349
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2) ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3) ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4) ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5) ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
6) ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
7) ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
8) ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
9) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
10) PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2014.
11) SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933949919
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRED D. ANDERSON Mgmt For For
EDWARD W. BARNHOLT Mgmt For For
SCOTT D. COOK Mgmt For For
JOHN J. DONAHOE Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
SUBMITTED BY JOHN CHEVEDDEN REGARDING
STOCKHOLDER ACTION BY WRITTEN CONSENT
WITHOUT A MEETING, IF PROPERLY PRESENTED
BEFORE THE MEETING.
6 PROPOSAL WITHDRAWN Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FOSSIL GROUP, INC. Agenda Number: 933960521
--------------------------------------------------------------------------------------------------------------------------
Security: 34988V106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FOSL
ISIN: US34988V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ELAINE B. AGATHER Mgmt For For
1B ELECTION OF DIRECTOR: JEFFREY N. BOYER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM B. CHIASSON Mgmt For For
1D ELECTION OF DIRECTOR: KOSTA N. KARTSOTIS Mgmt For For
1E ELECTION OF DIRECTOR: DIANE L. NEAL Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For
1G ELECTION OF DIRECTOR: MARK D. QUICK Mgmt For For
1H ELECTION OF DIRECTOR: ELYSIA HOLT RAGUSA Mgmt For For
1I ELECTION OF DIRECTOR: JAL S. SHROFF Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. SKINNER Mgmt For For
1K ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
2 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE AND TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 3,
2015.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933999180
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
LYDIA H. KENNARD Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF THE FREEPORT-MCMORAN COPPER & Mgmt For For
GOLD INC. ANNUAL INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933937623
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1F ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1G ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1H ELECTION OF DIRECTOR: JAMES N. MATTIS Mgmt For For
1I ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: LAURA J. SCHUMACHER Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
2. SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL WITH REGARD TO AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
5. SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
LOBBYING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933888894
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 04-Dec-2013
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. DIERCKSEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1D. ELECTION OF DIRECTOR: DR. JIREN LIU Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD H. MEYER Mgmt For For
1F. ELECTION OF DIRECTOR: DINESH C. PALIWAL Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH M. REISS Mgmt For For
1H. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK S. SKLARSKY Mgmt For For
1J. ELECTION OF DIRECTOR: GARY G. STEEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP FOR Mgmt For For
FISCAL 2014.
3. TO APPROVE AN AMENDMENT TO THE 2012 STOCK Mgmt For For
OPTION AND INCENTIVE PLAN.
4. TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS Mgmt For For
BONUS PLAN.
5. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt Against Against
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933987351
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For
1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1L. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 933929448
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JORGE A. BERMUDEZ Mgmt For For
1B. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE F. SEIDMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR 2014.
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933937495
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TED COLLINS, JR. Mgmt For For
DOUGLAS E. SWANSON, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE THE AMENDED AND RESTATED 2010 Mgmt For For
LONG TERM INCENTIVE PLAN.
4 TO APPROVE THE AMENDED AND RESTATED 2010 Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt No vote
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt No vote
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt No vote
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt No vote
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt No vote
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933933803
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For
1C. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1E. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1F. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1G. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1H. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1I. ELECTION OF DIRECTOR: DENISE L. RAMOS Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt For For
PRAXAIR, INC. LONG TERM INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933850922
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 13-Aug-2013
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
DANIEL J. MURPHY Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF 2001 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE NUMBER OF
AUTHORIZED SHARES.
5. APPROVAL OF AMENDMENT TO RESTATED ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE FOR MAJORITY
VOTING IN UNCONTESTED ELECTIONS OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt For For
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
TOWERS WATSON & CO Agenda Number: 933883111
--------------------------------------------------------------------------------------------------------------------------
Security: 891894107
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: TW
ISIN: US8918941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. HEISZ Mgmt For For
1D. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt For For
1F. ELECTION OF DIRECTOR: GILBERT T. RAY Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr For Against
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 934000617
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. FARMER Mgmt For For
COLLEEN A. GOGGINS Mgmt For For
ROBERT A. INGRAM Mgmt For For
ANDERS LONNER Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
HOWARD B. SCHILLER Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
02 THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT PROXY CIRCULAR AND PROXY
STATEMENT.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITORS FOR THE COMPANY TO HOLD OFFICE
UNTIL THE CLOSE OF THE 2015 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS TO FIX THE
AUDITORS' REMUNERATION.
04 TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN Mgmt For For
AND RATIFY AND APPROVE THE GRANTS OF
320,033 SHARE UNITS AND 180,000 OPTIONS
WHICH WERE MADE SUBJECT TO THE SHAREHOLDER
APPROVAL OF THE 2014 PLAN.
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933901894
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 08-Jan-2014
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shr Against For
EQUITY RETENTION POLICY.
5. SHAREHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS.
Vaughan Nelson Value Opportunity Fund
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934017446
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED FEBRUARY 17, 2014, AMONG
ACTAVIS PLC (ACTAVIS), FOREST LABORATORIES,
INC. (FOREST), TANGO US HOLDINGS INC.,
TANGO MERGER SUB 1 LLC AND TANGO MERGER SUB
2 LLC (THE ACTAVIS SHARE ISSUANCE
PROPOSAL).
2 APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For
EXTRAORDINARY GENERAL MEETING (THE ACTAVIS
EGM), OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC. Agenda Number: 933949565
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt For For
1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. Agenda Number: 933856974
--------------------------------------------------------------------------------------------------------------------------
Security: 009363102
Meeting Type: Annual
Meeting Date: 06-Aug-2013
Ticker: ARG
ISIN: US0093631028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. CLANCEY Mgmt For For
RICHARD C. ILL Mgmt For For
TED B. MILLER, JR. Mgmt For For
2. APPROVAL OF THE AIRGAS EXECUTIVE BONUS Mgmt For For
PLAN.
3. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
5. A STOCKHOLDER PROPOSAL REGARDING OUR Shr For Against
CLASSIFIED BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
AMC NETWORKS INC Agenda Number: 934008233
--------------------------------------------------------------------------------------------------------------------------
Security: 00164V103
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: AMCX
ISIN: US00164V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL M. ASHE Mgmt For For
JONATHAN F. MILLER Mgmt For For
ALAN D. SCHWARTZ Mgmt For For
LEONARD TOW Mgmt For For
CARL E. VOGEL Mgmt For For
ROBERT C. WRIGHT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 933989634
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. AROUGHETI Mgmt For For
1.2 ELECTION OF DIRECTOR: ANN TORRE BATES Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN B. MCKEEVER Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt For For
OF ITS BOARD OF DIRECTORS, TO SELL OR
OTHERWISE ISSUE SHARES OF ITS COMMON STOCK
AT A PRICE BELOW ITS THEN CURRENT NET ASSET
VALUE PER SHARE SUBJECT TO THE LIMITATIONS
SET FORTH IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS
(INCLUDING, WITHOUT LIMITATION, THAT THE
NUMBER OF SHARES ISSUED DOES NOT EXCEED 25%
OF THE COMPANY'S THEN OUTSTANDING COMMON
STOCK).
--------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC. Agenda Number: 933916465
--------------------------------------------------------------------------------------------------------------------------
Security: 050095108
Meeting Type: Annual
Meeting Date: 19-Feb-2014
Ticker: ATW
ISIN: US0500951084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH A. BECK Mgmt For For
GEORGE S. DOTSON Mgmt For For
JACK E. GOLDEN Mgmt For For
HANS HELMERICH Mgmt For For
JEFFREY A. MILLER Mgmt For For
JAMES R. MONTAGUE Mgmt For For
ROBERT J. SALTIEL Mgmt For For
PHIL D. WEDEMEYER Mgmt For For
2. TO APPROVE, BY A SHAREHOLDER NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT OF OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF FORMATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
OUR COMMON STOCK FROM 90,000,000 TO
180,000,000.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt For For
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 933846050
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. SENFT Mgmt For For
JOHN T. WHATES Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
4. PROPOSAL TO AMEND THE AMENDED AND RESTATED Mgmt For For
B/E AEROSPACE, INC. 1994 EMPLOYEE STOCK
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CABELA'S INCORPORATED Agenda Number: 933992605
--------------------------------------------------------------------------------------------------------------------------
Security: 126804301
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CAB
ISIN: US1268043015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES W. CABELA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. EDMONDSON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN GOTTSCHALK Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS HIGHBY Mgmt For For
1F. ELECTION OF DIRECTOR: REUBEN MARK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1I. ELECTION OF DIRECTOR: DONNA M. MILROD Mgmt For For
1J. ELECTION OF DIRECTOR: BETH M. PRITCHARD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION Agenda Number: 933877815
--------------------------------------------------------------------------------------------------------------------------
Security: 144285103
Meeting Type: Annual
Meeting Date: 15-Oct-2013
Ticker: CRS
ISIN: US1442851036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
I. MARTIN INGLIS Mgmt For For
PETER N. STEPHANS Mgmt For For
KATHRYN C. TURNER Mgmt For For
STEPHEN M. WARD, JR. Mgmt For For
2. APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 934006823
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For
NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID
RUBNER, DR. TAL SHAVIT
2. TO ELECT IRWIN FEDERMAN AND RAY ROTHROCK AS Mgmt For For
OUTSIDE DIRECTORS FOR AN ADDITIONAL
THREE-YEAR TERM.
3. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For
OF KOST, FORER, GABBAY & KASIERER, A MEMBER
OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF
THE BOARD OF DIRECTORS.
5A. THE UNDERSIGNED IS A CONTROLLING Mgmt Against
SHAREHOLDER OR HAS A PERSONAL INTEREST IN
ITEM 2. MARK "FOR" = YES OR "AGAINST" = NO.
5B. THE UNDERSIGNED IS A CONTROLLING Mgmt Against
SHAREHOLDER OR HAS A PERSONAL INTEREST IN
ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 933960470
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN A. THAIN Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN R. ALEMANY Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1G. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1H. ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN R. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: SHEILA A. STAMPS Mgmt For For
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1L. ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND EXTERNAL AUDITORS FOR 2014.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF CIT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY INC Agenda Number: 933937584
--------------------------------------------------------------------------------------------------------------------------
Security: 20337X109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: COMM
ISIN: US20337X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK M. DRENDEL Mgmt For For
MARCO DE BENEDETTI Mgmt For For
PETER J. CLARE Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
PAID TO OUR NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION PAID TO
OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC. Agenda Number: 933965381
--------------------------------------------------------------------------------------------------------------------------
Security: 203668108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CYH
ISIN: US2036681086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: W. LARRY CASH Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN A. CLERICO Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES S. ELY III Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN A. FRY Mgmt For For
1.5 ELECTION OF DIRECTOR: WILLIAM NORRIS Mgmt For For
JENNINGS
1.6 ELECTION OF DIRECTOR: JULIA B. NORTH Mgmt For For
1.7 ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1.8 ELECTION OF DIRECTOR: H. MITCHELL WATSON, Mgmt For For
JR.
2. PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE COMMUNITY HEALTH Mgmt For For
SYSTEMS, INC. 2004 EMPLOYEE PERFORMANCE
INCENTIVE PLAN AS AMENDED AND RESTATED
FEBRUARY 26, 2014.
4. PROPOSAL TO APPROVE THE COMMUNITY HEALTH Mgmt For For
SYSTEMS, INC. 2009 STOCK OPTION & AWARD
PLAN, AS AMENDED & RESTATED MARCH 19, 2014.
5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For
AMENDED AND RESTATED BY-LAWS OF COMMUNITY
HEALTH SYSTEMS, INC.
6. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CON-WAY INC. Agenda Number: 933954441
--------------------------------------------------------------------------------------------------------------------------
Security: 205944101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CNW
ISIN: US2059441012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN J. ANTON Mgmt For For
1B. ELECTION OF DIRECTOR: W. KEITH KENNEDY, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. MURRAY Mgmt For For
1D. ELECTION OF DIRECTOR: EDITH R. PEREZ Mgmt For For
1E. ELECTION OF DIRECTOR: P. CODY PHIPPS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. SCHROEDER Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1I. ELECTION OF DIRECTOR: PETER W. STOTT Mgmt For For
1J. ELECTION OF DIRECTOR: ROY W. TEMPLIN Mgmt For For
1K. ELECTION OF DIRECTOR: CHELSEA C. WHITE III Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE AMENDMENTS TO THE COMPANY'S BYLAWS Mgmt For For
TO ALLOW SHAREHOLDERS WHO HAVE HELD IN THE
AGGREGATE AT LEAST A 25% "NET LONG
POSITION" IN THE COMPANY'S CAPITAL STOCK
FOR AT LEAST ONE YEAR TO CALL A SPECIAL
MEETING OF THE SHAREHOLDERS
4. RATIFY APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
CONSTELLIUM N.V. Agenda Number: 934028564
--------------------------------------------------------------------------------------------------------------------------
Security: N22035104
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CSTM
ISIN: NL0010489522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. 2013 ANNUAL REPORT IN THE ENGLISH LANGUAGE Mgmt For For
(AGENDA ITEM 2 (I))
2. ACCELERATION OF VESTING UNDER THE Mgmt For For
MANAGEMENT EQUITY PLAN (AGENDA ITEM 4 (II))
3. REMUNERATION OF NON-EXECUTIVE MEMBERS Mgmt For For
(AGENDA ITEM 4 (III))
4. SHARE INCREASE UNDER THE 2013 EQUITY Mgmt Against Against
INCENTIVE PLAN (AGENDA ITEM 4 (IV))
5. ADOPTION OF THE 2013 ANNUAL ACCOUNTS Mgmt For For
(AGENDA ITEM 5)
6. RELEASE FROM LIABILITY EXECUTIVE BOARD Mgmt For For
MEMBER (AGENDA ITEM 7)
7. RELEASE FROM LIABILITY NON-EXECUTIVE BOARD Mgmt For For
MEMBERS (AGENDA ITEM 8)
8. AUTHORIZATION TO THE BOARD TO ALLOW THE Mgmt For For
COMPANY TO ACQUIRE ITS OWN SHARES (AGENDA
ITEM 9)
9A. ELECTION OF DIRECTOR: PHILIPPE GUILLEMOT Mgmt For For
(AGENDA ITEM 10 (I))
9B. ELECTION OF DIRECTOR: WERNER P. PASCHKE Mgmt For For
(AGENDA ITEM 10 (II))
9C. ELECTION OF DIRECTOR: MICHIEL BRANDJES Mgmt For For
(AGENDA ITEM 10 (III))
9D. ELECTION OF DIRECTOR: LORI A. WALKER Mgmt For For
(AGENDA ITEM 10 (IV))
9E. ELECTION OF DIRECTOR: PETER F. HARTMAN Mgmt For For
(AGENDA ITEM 10 (V))
9F. ELECTION OF DIRECTOR: JOHN ORMEROD (AGENDA Mgmt Against Against
ITEM 10 (VI))
10. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
(AGENDA ITEM 11)
11. CANCELLATION OF PREFERENCE SHARES (AGENDA Mgmt For For
ITEM 12)
12. DELETION OF PREFERENCE SHARES FROM THE Mgmt For For
ARTICLES OF ASSOCIATION (AGENDA ITEM 13
(I))
13. ADDITION OF CASTING VOTE FOR CHAIRMAN OF Mgmt For For
THE BOARD IN THE ARTICLES OF ASSOCIATION
(AGENDA ITEM 13 (II))
14. AUTHORIZATION TO THE BOARD TO MAKE Mgmt For For
DISTRIBUTIONS FROM ANY COMPANY RESERVE
(AGENDA ITEM 13 (III))
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 933949402
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNE K. BRITELL Mgmt For For
JOHN W. CONWAY Mgmt For For
ARNOLD W. DONALD Mgmt For For
WILLIAM G. LITTLE Mgmt For For
HANS J. LOLIGER Mgmt For For
JAMES H. MILLER Mgmt For For
JOSEF M. MULLER Mgmt For For
THOMAS A. RALPH Mgmt For For
CAESAR F. SWEITZER Mgmt For For
JIM L. TURNER Mgmt For For
WILLIAM S. URKIEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
THE RESOLUTION ON EXECUTIVE COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
4. TO CONSIDER AND ACT UPON A SHAREHOLDER'S Shr Against For
PROPOSAL REGARDING EXECUTIVE STOCK
RETENTION, WHICH PROPOSAL THE BOARD OF
DIRECTORS UNANIMOUSLY OPPOSES.
5. TO CONSIDER AND ACT UPON A SHAREHOLDER'S Shr Against For
PROPOSAL REGARDING EXECUTIVE RETIREMENT
BENEFITS, WHICH PROPOSAL THE BOARD OF
DIRECTORS UNANIMOUSLY OPPOSES.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ELIZABETH ARDEN, INC. Agenda Number: 933885494
--------------------------------------------------------------------------------------------------------------------------
Security: 28660G106
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: RDEN
ISIN: US28660G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A. SALMAN AMIN Mgmt For For
1B. ELECTION OF DIRECTOR: E. SCOTT BEATTIE Mgmt For For
1C. ELECTION OF DIRECTOR: FRED BERENS Mgmt For For
1D. ELECTION OF DIRECTOR: MAURA J. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD C.W. MAURAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM M. TATHAM Mgmt For For
1G. ELECTION OF DIRECTOR: J.W. NEVIL THOMAS Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014
4. SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr Against For
ANIMALS IN PRODUCT TESTING
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933930706
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1I. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1J. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1K. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2014.
3. PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt For For
TO APPROVE THE FIFTH THIRD BANCORP 2014
INCENTIVE COMPENSATION PLAN, INCLUDING THE
ISSUANCE OF UP TO AN ADDITIONAL 36,000,000
SHARES OF COMMON STOCK THEREUNDER.
4. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 933972780
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES L. DOTI Mgmt For For
MICHAEL D. MCKEE Mgmt For For
THOMAS V. MCKERNAN Mgmt For For
VIRGINIA M. UEBERROTH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. Agenda Number: 933940896
--------------------------------------------------------------------------------------------------------------------------
Security: 33582V108
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: FNFG
ISIN: US33582V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS E. BAKER Mgmt For For
JAMES R. BOLDT Mgmt For For
G. THOMAS BOWERS Mgmt For For
ROXANNE J. COADY Mgmt For For
GARY M. CROSBY Mgmt For For
CARL FLORIO Mgmt For For
CARLTON L. HIGHSMITH Mgmt For For
GEORGE M. PHILIP Mgmt For For
PETER B. ROBINSON Mgmt For For
NATHANIEL D. WOODSON Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
OUR EXECUTIVE COMPENSATION PROGRAMS AND
POLICIES AS DESCRIBED IN THIS PROXY
STATEMENT.
3. AMENDMENT NUMBER TWO TO FIRST NIAGARA Mgmt For For
FINANCIAL GROUP, INC. 2012 EQUITY INCENTIVE
PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933989797
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER M. FLINK Mgmt For For
DENNIS F. LYNCH Mgmt For For
DENIS J. O'LEARY Mgmt For For
GLENN M. RENWICK Mgmt For For
KIM M. ROBAK Mgmt For For
DOYLE R. SIMONS Mgmt For For
THOMAS C. WERTHEIMER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF FISERV, INC.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR
2014.
4. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
CONFIDENTIAL VOTING.
--------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION Agenda Number: 933972716
--------------------------------------------------------------------------------------------------------------------------
Security: 34354P105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FLS
ISIN: US34354P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAYLA J. DELLY Mgmt For For
RICK J. MILLS Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN R. FRIEDERY Mgmt For For
JOE E. HARLAN Mgmt For For
LEIF E. DARNER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. A SHAREHOLDER PROPOSAL REQUESTING THE BOARD Shr For Against
OF DIRECTORS TAKE ACTION TO IMPLEMENT
CONFIDENTIAL VOTING IN UNCONTESTED PROXY
SOLICITATIONS.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 933951469
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K'LYNNE JOHNSON Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM H. POWELL Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 933882107
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUTH ANN MARSHALL Mgmt For For
JOHN M. PARTRIDGE Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933961876
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
ALAN D. FELDMAN Mgmt For For
JOSEPH M. FORTUNATO Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
PHILIP E. MALLOTT Mgmt For For
ROBERT F. MORAN Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR
3 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN
THE PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY Agenda Number: 933969733
--------------------------------------------------------------------------------------------------------------------------
Security: 388689101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: GPK
ISIN: US3886891015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. ANDREA BOTTA Mgmt For For
JEFFREY H. COORS Mgmt For For
DAVID W. SCHEIBLE Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF COMPENSATION PAID TO GRAPHIC Mgmt For For
PACKAGING HOLDING COMPANY'S NAMED EXECUTIVE
OFFICERS AS SET FORTH IN THE PROXY
STATEMENT.
4. APPROVAL OF THE GRAPHIC PACKAGING HOLDING Mgmt For For
COMPANY 2014 OMNIBUS STOCK AND INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION Agenda Number: 934017991
--------------------------------------------------------------------------------------------------------------------------
Security: 402635304
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: GPOR
ISIN: US4026353049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL G. MOORE Mgmt For For
1.2 ELECTION OF DIRECTOR: DONALD L. DILLINGHAM Mgmt For For
1.3 ELECTION OF DIRECTOR: CRAIG GROESCHEL Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID L. HOUSTON Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL S. REDDIN Mgmt For For
1.6 ELECTION OF DIRECTOR: SCOTT E. STRELLER Mgmt For For
2. PROPOSAL TO APPROVE OUR 2014 EXECUTIVE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS, GRANT THORNTON LLP,
FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933888894
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 04-Dec-2013
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. DIERCKSEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1D. ELECTION OF DIRECTOR: DR. JIREN LIU Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD H. MEYER Mgmt For For
1F. ELECTION OF DIRECTOR: DINESH C. PALIWAL Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH M. REISS Mgmt For For
1H. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK S. SKLARSKY Mgmt For For
1J. ELECTION OF DIRECTOR: GARY G. STEEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP FOR Mgmt For For
FISCAL 2014.
3. TO APPROVE AN AMENDMENT TO THE 2012 STOCK Mgmt For For
OPTION AND INCENTIVE PLAN.
4. TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS Mgmt For For
BONUS PLAN.
5. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933935201
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BRACKEN Mgmt For For
R. MILTON JOHNSON Mgmt For For
ROBERT J. DENNIS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
THOMAS F. FRIST III Mgmt For For
WILLIAM R. FRIST Mgmt For For
ANN H. LAMONT Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
STEPHEN G. PAGLIUCA Mgmt For For
WAYNE J. RILEY, M.D. Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HD SUPPLY HOLDINGS, INC. Agenda Number: 933960595
--------------------------------------------------------------------------------------------------------------------------
Security: 40416M105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: HDS
ISIN: US40416M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN A. BERNASEK Mgmt For For
STEPHEN M. ZIDE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY'S 2014 FISCAL YEAR
ENDING ON FEBRUARY 1, 2015.
3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS ("SAY ON PAY").
4. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 1 Year Against
FREQUENCY OF FUTURE SAY ON PAY ADVISORY
VOTES.
5. ELECTION OF DIRECTOR: JOHN W. ALDEN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933917328
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HANS HELMERICH Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. LINDSAY Mgmt For For
1C. ELECTION OF DIRECTOR: PAULA MARSHALL Mgmt For For
1D. ELECTION OF DIRECTOR: RANDY A. FOUTCH Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ZEGLIS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM L. ARMSTRONG Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. PETRIE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt Against Against
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HSN, INC Agenda Number: 933968515
--------------------------------------------------------------------------------------------------------------------------
Security: 404303109
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: HSNI
ISIN: US4043031099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM COSTELLO Mgmt For For
JAMES M. FOLLO Mgmt For For
MINDY GROSSMAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
ARTHUR C. MARTINEZ Mgmt For For
THOMAS J. MCINERNEY Mgmt For For
JOHN B. (JAY) MORSE, JR Mgmt For For
MATTHEW E. RUBEL Mgmt For For
ANN SARNOFF Mgmt For For
COURTNEE ULRICH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE PERFORMANCE GOALS CONTAINED Mgmt For For
IN THE SECOND AMENDED AND RESTATED 2008
STOCK AND ANNUAL INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933928751
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
PETER J. KIGHT Mgmt For For
JONATHAN A. LEVY Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. AN ADVISORY RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 934008790
--------------------------------------------------------------------------------------------------------------------------
Security: 44919P508
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: IACI
ISIN: US44919P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDGAR BRONFMAN, JR. Mgmt For For
CHELSEA CLINTON Mgmt For For
SONALI DE RYCKER Mgmt For For
BARRY DILLER Mgmt For For
MICHAEL D. EISNER Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
BRYAN LOURD Mgmt For For
DAVID ROSENBLATT Mgmt For For
ALAN G. SPOON Mgmt For For
A. VON FURSTENBERG Mgmt For For
RICHARD F. ZANNINO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS IAC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION Agenda Number: 933999394
--------------------------------------------------------------------------------------------------------------------------
Security: 471109108
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: JAH
ISIN: US4711091086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. HECKMANN Mgmt For For
IRWIN D. SIMON Mgmt For For
WILLIAM J. GRANT Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO DECLASSIFY THE BOARD OF
DIRECTORS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS JARDEN
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY APPROVAL OF JARDEN CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KAR AUCTION SERVICES INC Agenda Number: 934005059
--------------------------------------------------------------------------------------------------------------------------
Security: 48238T109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: KAR
ISIN: US48238T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RYAN M. BIRTWELL Mgmt For For
BRIAN T. CLINGEN Mgmt For For
DONNA R. ECTON Mgmt For For
PETER R. FORMANEK Mgmt For For
JAMES P. HALLETT Mgmt For For
MARK E. HILL Mgmt For For
LYNN JOLLIFFE Mgmt For For
MICHAEL T. KESTNER Mgmt For For
JOHN P. LARSON Mgmt For For
STEPHEN E. SMITH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE KAR AUCTION SERVICES, INC. 2009 OMNIBUS
STOCK AND INCENTIVE PLAN.
4. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933925856
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. "TIG" GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
TERI P. MCCLURE Mgmt For For
JEFFREY SONNENFELD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LENNAR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF LENNAR'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MEDASSETS, INC. Agenda Number: 934019589
--------------------------------------------------------------------------------------------------------------------------
Security: 584045108
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: MDAS
ISIN: US5840451083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAND A. BALLARD Mgmt For For
VERNON R. LOUCKS, JR. Mgmt For For
R. HALSEY WISE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 933907252
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Mgmt For For
1.4 ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt For For
1.5 ELECTION OF DIRECTOR: WARREN EAST Mgmt For For
1.6 ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN AND INCREASE THE
SHARES RESERVED FOR ISSUANCE BY 45,000,000.
03 TO APPROVE THE AMENDED AND RESTATED 2004 Mgmt For For
EQUITY INCENTIVE PLAN TO PROVIDE THAT
FUTURE STOCK OPTIONS AND STOCK APPRECIATION
RIGHTS GRANTED UNDER THE PLAN MAY HAVE A
MAXIMUM TERM OF 8 YEARS (INSTEAD OF 6
YEARS).
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING AUGUST 28, 2014.
05 TO APPROVE A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MRC GLOBAL INC. Agenda Number: 933954213
--------------------------------------------------------------------------------------------------------------------------
Security: 55345K103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: MRC
ISIN: US55345K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
ANDREW R. LANE Mgmt For For
LEONARD M. ANTHONY Mgmt For For
RHYS J. BEST Mgmt For For
PETER C. BOYLAN, III Mgmt For For
HENRY CORNELL Mgmt For For
CRAIG KETCHUM Mgmt For For
GERARD P. KRANS Mgmt For For
CORNELIS A. LINSE Mgmt For For
JOHN A. PERKINS Mgmt For For
H.B. WEHRLE, III Mgmt For For
II ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
III RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION Agenda Number: 933918041
--------------------------------------------------------------------------------------------------------------------------
Security: 63934E108
Meeting Type: Annual
Meeting Date: 10-Mar-2014
Ticker: NAV
ISIN: US63934E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TROY A. CLARKE Mgmt For For
JOHN D. CORRENTI Mgmt For For
MICHAEL N. HAMMES Mgmt For For
VINCENT J. INTRIERI Mgmt For For
JAMES H. KEYES Mgmt For For
GENERAL S.A. MCCHRYSTAL Mgmt For For
SAMUEL J. MERKSAMER Mgmt For For
MARK H. RACHESKY Mgmt For For
MICHAEL F. SIRIGNANO Mgmt For For
2. VOTE TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against
OF DIRECTORS REDEEM THE RIGHTS ISSUED
PURSUANT TO THE RIGHTS AGREEMENT DATED JUNE
19, 2012.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 933930629
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD L. CLEMMER Mgmt For For
KURT P. KUEHN Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THESE PROXY
MATERIALS.
4. TO APPROVE THE DIRECTORS' PROPOSAL TO AMEND Mgmt For For
THE CHARTER OF THE COMPANY TO ELIMINATE THE
CLASSIFICATION OF THE BOARD OF DIRECTORS OF
THE COMPANY AND PROVIDE FOR ANNUAL ELECTION
OF ALL DIRECTORS ELECTED AT OR AFTER THE
COMPANY'S 2015 ANNUAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933957803
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933910247
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 03-Feb-2014
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: BRETT ICAHN Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1F. ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
1G. ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID S. SCHECHTER Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED 2000 Mgmt For For
STOCK PLAN.
3. TO APPROVE NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 933951659
--------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: OI
ISIN: US6907684038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAY L. GELDMACHER Mgmt For For
PETER S. HELLMAN Mgmt For For
ANASTASIA D. KELLY Mgmt For For
JOHN J. MCMACKIN, JR. Mgmt For For
HARI N. NAIR Mgmt For For
HUGH H. ROBERTS Mgmt For For
ALBERT P.L. STROUCKEN Mgmt For For
CAROL A. WILLIAMS Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
THOMAS L. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 2005 INCENTIVE
AWARD PLAN, THAT, AMONG OTHER THINGS,
INCREASES THE NUMBER OF SHARES AVAILABLE
UNDER THE PLAN BY 6,000,000, EXTENDS THE
TERM OF THE PLAN UNTIL MARCH 2024 AND
CONTINUES TO ALLOW GRANTS UNDER THE PLAN TO
QUALIFY AS PERFORMANCE BASED FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 933961371
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL K. BEEBE Mgmt For For
1B. ELECTION OF DIRECTOR: HASAN JAMEEL Mgmt For For
1C. ELECTION OF DIRECTOR: MARK W. KOWLZAN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT C. LYONS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAURER Mgmt For For
1F. ELECTION OF DIRECTOR: SAMUEL M. MENCOFF Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS S. SOULELES Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. WOODRUM Mgmt For For
2. PROPOSAL TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933995752
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG A. CARLSON Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
BARRY C. FITZPATRICK Mgmt For For
ANDREW B. FREMDER Mgmt For For
C. WILLIAM HOSLER Mgmt For For
SUSAN E. LESTER Mgmt For For
DOUGLAS H. (TAD) LOWREY Mgmt For For
TIMOTHY B. MATZ Mgmt For For
ROGER H. MOLVAR Mgmt For For
JAMES J. PIECZYNSKI Mgmt For For
DANIEL B. PLATT Mgmt For For
ROBERT A. STINE Mgmt For For
MATTHEW P. WAGNER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE, IF NECESSARY, AN ADJOURNMENT OR
POSTPONEMENT OF THE ANNUAL MEETING TO
SOLICIT ADDITIONAL PROXIES.
5. TO CONSIDER AND ACT UPON SUCH OTHER Mgmt Against Against
BUSINESS AND MATTERS OR PROPOSALS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD. Agenda Number: 933971853
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYNIS A. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1F. ELECTION OF DIRECTOR: RANDALL J. HOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON Mgmt For For
2. TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
3A. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DAVID A. JONES
3B. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: GLYNIS A. BRYAN
3C. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: T. MICHAEL GLENN
3D. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: WILLIAM T. MONAHAN
4. TO ELECT PROXY VOTING SERVICES GMBH AS THE Mgmt For For
INDEPENDENT PROXY
5. TO APPROVE THE 2013 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF
PENTAIR LTD. FOR THE YEAR ENDED DECEMBER
31, 2013
6. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS OF PENTAIR LTD. FROM
LIABILITY FOR THE YEAR ENDED DECEMBER 31,
2013
7A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING
7B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
7C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
8A. TO APPROVE THE APPROPRIATION OF RESULTS FOR Mgmt For For
THE YEAR ENDED DECEMBER 31, 2013 AS
PROPOSED BY THE BOARD OF DIRECTORS
8B. TO APPROVE THE CONVERSION AND APPROPRIATION Mgmt For For
OF RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS
9. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
10. TO APPROVE THE RENEWAL OF THE AUTHORIZED Mgmt Against Against
CAPITAL OF PENTAIR LTD.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD. Agenda Number: 933971865
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q111
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AGREEMENT BY AND Mgmt For For
BETWEEN PENTAIR LTD. AND PENTAIR PLC.
2. TO APPROVE THE VOTING CAP ELIMINATION Mgmt For For
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO APPROVE THE RESERVES PROPOSAL AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC. Agenda Number: 933975217
--------------------------------------------------------------------------------------------------------------------------
Security: 73640Q105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: PRAA
ISIN: US73640Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT M. TABAKIN Mgmt For For
JAMES M. VOSS Mgmt For For
MARJORIE M. CONNELLY Mgmt For For
JAMES A. NUSSLE Mgmt For For
2. APPROVAL OF AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 934026825
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JUAN R. FIGUEREO Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1F. ELECTION OF DIRECTOR: FRED GEHRING Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE MAGGIN Mgmt For For
1H. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 933962791
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALL Mgmt For For
1B. ELECTION OF DIRECTOR: J. MICHAL CONAWAY Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT D. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD FRIED Mgmt For For
1E. ELECTION OF DIRECTOR: LOUIS C. GOLM Mgmt For For
1F. ELECTION OF DIRECTOR: WORTHING F. JACKMAN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES F. O'NEIL III Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE RANCK Mgmt For For
1I. ELECTION OF DIRECTOR: MARGARET B. SHANNON Mgmt For For
1J. ELECTION OF DIRECTOR: PAT WOOD, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
QUANTA'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 933934893
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE W. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 933987844
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTINE R. DETRICK* Mgmt For For
JOYCE A. PHILLIPS* Mgmt For For
ARNOUD W.A. BOOT# Mgmt For For
JOHN F. DANAHY# Mgmt For For
J. CLIFF EASON# Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 933971346
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH J. ANDERSON Mgmt For For
JOHN G. FIGUEROA Mgmt For For
THOMAS W. GIMBEL Mgmt For For
DAVID H. HANNAH Mgmt For For
DOUGLAS M. HAYES Mgmt For For
MARK V. KAMINSKI Mgmt For For
GREGG J. MOLLINS Mgmt For For
ANDREW G. SHARKEY, III Mgmt For For
LESLIE A. WAITE Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
RITE AID CORPORATION Agenda Number: 934026940
--------------------------------------------------------------------------------------------------------------------------
Security: 767754104
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: RAD
ISIN: US7677541044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN T. STANDLEY Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: BRUCE G. BODAKEN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. JESSICK Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1F. ELECTION OF DIRECTOR: MYRTLE S. POTTER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL N. REGAN Mgmt For For
1H. ELECTION OF DIRECTOR: MARCY SYMS Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
4. APPROVE THE ADOPTION OF THE RITE AID Mgmt For For
CORPORATION 2014 OMNIBUS EQUITY INCENTIVE
PLAN.
5. CONSIDER A STOCKHOLDER PROPOSAL REGARDING Shr Against For
AN INDEPENDENT CHAIRMAN, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ROVI CORPORATION Agenda Number: 933930922
--------------------------------------------------------------------------------------------------------------------------
Security: 779376102
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: ROVI
ISIN: US7793761021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS CARSON Mgmt No vote
1B. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt No vote
1C. ELECTION OF DIRECTOR: ANDREW K. LUDWICK Mgmt No vote
1D. ELECTION OF DIRECTOR: JAMES E. MEYER Mgmt No vote
1E. ELECTION OF DIRECTOR: JAMES P. Mgmt No vote
O'SHAUGHNESSY
1F. ELECTION OF DIRECTOR: RUTHANN QUINDLEN Mgmt No vote
2. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt No vote
2008 EQUITY INCENTIVE PLAN.
3. RATIFICATION OF THE SELECTION OF Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 933984913
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SARAH W. BLUMENSTEIN Mgmt For For
1B. ELECTION OF DIRECTOR: KATHRYN M. MCCARTHY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE ADOPTION OF THE 2014 OMNIBUS Mgmt Against Against
EQUITY COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 933999382
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1B. ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
1C. ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1D. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1F. ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
1G. ELECTION OF DIRECTOR: HELEN MCCLUSKEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT STACK Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENIA ULASEWICZ Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. BARNES Mgmt For For
2. APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN PROXY STATEMENT.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE SIGNET JEWELERS
LIMITED OMNIBUS INCENTIVE PLAN 2009.
5. APPROVAL OF THE AMENDMENTS TO THE SIGNET Mgmt For For
JEWELERS LIMITED BYE-LAWS.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933963298
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID J. MCLACHLAN Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID J. ALDRICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KEVIN L. BEEBE Mgmt For For
1.4 ELECTION OF DIRECTOR: TIMOTHY R. FUREY Mgmt For For
1.5 ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTINE KING Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID P. MCGLADE Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM Mgmt For For
2. TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 933937508
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1.2 ELECTION OF DIRECTOR: NICHOLAS T. PINCHUK Mgmt For For
1.3 ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND "EXECUTIVE
COMPENSATION INFORMATION" IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC. Agenda Number: 933914093
--------------------------------------------------------------------------------------------------------------------------
Security: 84763R101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: SPB
ISIN: US84763R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH C. AMBRECHT Mgmt For For
EUGENE I. DAVIS Mgmt For For
DAVID R. LUMLEY Mgmt For For
OMAR M. ASALI Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT OF THE SPECTRUM Mgmt For For
BRANDS HOLDINGS, INC. 2011 OMNIBUS EQUITY
AWARD PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER FROM 4,625,676 TO 5,625,676.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933987995
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt For For
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
PETER D. KINNEAR Mgmt For For
MICHAEL M. MCSHANE Mgmt For For
W. MATT RALLS Mgmt For For
JUSTIN L. SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
PREPARATION OF A HUMAN RIGHTS RISK
ASSESSMENT REPORT.
--------------------------------------------------------------------------------------------------------------------------
TENNECO INC. Agenda Number: 933953920
--------------------------------------------------------------------------------------------------------------------------
Security: 880349105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: TEN
ISIN: US8803491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS C. FREYMAN Mgmt For For
1.2 ELECTION OF DIRECTOR: DENNIS J. LETHAM Mgmt For For
1.3 ELECTION OF DIRECTOR: HARI N. NAIR Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
2 APPROVE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2014.
3 APPROVE EXECUTIVE COMPENSATION IN AN Mgmt For For
ADVISORY VOTE.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933968200
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt No vote
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt No vote
1C. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt No vote
1D. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt No vote
1E. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt No vote
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt No vote
1G. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt No vote
1H. ELECTION OF DIRECTOR: VIRGINIA P. Mgmt No vote
RUESTERHOLZ
1I. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt No vote
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt No vote
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt No vote
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
4. MANAGEMENT PROPOSAL TO APPROVE THE Mgmt No vote
COMPANY'S 2014 INCENTIVE STOCK PLAN.
5. MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL Mgmt No vote
TERMS OF THE ANNUAL EXECUTIVE BONUS
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
TOWERS WATSON & CO Agenda Number: 933883111
--------------------------------------------------------------------------------------------------------------------------
Security: 891894107
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: TW
ISIN: US8918941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. HEISZ Mgmt For For
1D. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt For For
1F. ELECTION OF DIRECTOR: GILBERT T. RAY Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933958211
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS FOR QUALIFIED PERFORMANCE-BASED
AWARDS UNDER THE 2014 ANNUAL INCENTIVE
COMPENSATION PLAN
3. APPROVAL OF SECOND AMENDED AND RESTATED Mgmt For For
2010 LONG TERM INCENTIVE PLAN
4. RE-APPROVAL OF MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER THE SECOND
AMENDED AND RESTATED 2010 LONG TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
6. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 934000617
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. FARMER Mgmt For For
COLLEEN A. GOGGINS Mgmt For For
ROBERT A. INGRAM Mgmt For For
ANDERS LONNER Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
HOWARD B. SCHILLER Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
02 THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT PROXY CIRCULAR AND PROXY
STATEMENT.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITORS FOR THE COMPANY TO HOLD OFFICE
UNTIL THE CLOSE OF THE 2015 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS TO FIX THE
AUDITORS' REMUNERATION.
04 TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN Mgmt For For
AND RATIFY AND APPROVE THE GRANTS OF
320,033 SHARE UNITS AND 180,000 OPTIONS
WHICH WERE MADE SUBJECT TO THE SHAREHOLDER
APPROVAL OF THE 2014 PLAN.
--------------------------------------------------------------------------------------------------------------------------
VALIDUS HOLDINGS LTD Agenda Number: 933936467
--------------------------------------------------------------------------------------------------------------------------
Security: G9319H102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: VR
ISIN: BMG9319H1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH E. CONSOLINO Mgmt For For
MATTHEW J. GRAYSON Mgmt For For
JEAN-MARIE NESSI Mgmt For For
MANDAKINI PURI Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LTD., HAMILTON,
BERMUDA TO ACT AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY Agenda Number: 933863777
--------------------------------------------------------------------------------------------------------------------------
Security: G94368100
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: WCRX
ISIN: IE00B446CM77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For
E1 APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For
E2 CANCELLATION OF WARNER CHILCOTT SHARES Mgmt For For
PURSUANT TO THE SCHEME OF ARRANGEMENT.
E3 DIRECTORS' AUTHORITY TO ALLOT SECURITIES Mgmt For For
AND APPLICATION OF RESERVES.
E4 AMENDMENT TO ARTICLES OF ASSOCIATION. Mgmt For For
E5 CREATION OF DISTRIBUTABLE RESERVES OF NEW Mgmt For For
ACTAVIS.
E6 APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
OF SPECIFIED COMPENSATORY ARRANGEMENTS
BETWEEN WARNER CHILCOTT AND ITS NAMED
EXECUTIVE OFFICERS.
E7 ADJOURNMENT OF THE EXTRAORDINARY GENERAL Mgmt Against Against
MEETING.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Natixis Funds Trust II
By (Signature) /s/ David L. Giunta
Name David L. Giunta
Title President
Date 08/29/2014