0001438934-13-000343.txt : 20130823
0001438934-13-000343.hdr.sgml : 20130823
20130823154717
ACCESSION NUMBER: 0001438934-13-000343
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130823
DATE AS OF CHANGE: 20130823
EFFECTIVENESS DATE: 20130823
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natixis Funds Trust II
CENTRAL INDEX KEY: 0000052136
IRS NUMBER: 041990692
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00242
FILM NUMBER: 131057796
BUSINESS ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 800-283-1155
MAIL ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: IXIS Advisor Funds Trust II
DATE OF NAME CHANGE: 20050502
FORMER COMPANY:
FORMER CONFORMED NAME: CDC NVEST FUNDS TRUST II
DATE OF NAME CHANGE: 20010503
FORMER COMPANY:
FORMER CONFORMED NAME: NVEST FUNDS TRUST II
DATE OF NAME CHANGE: 20000202
0000052136
S000008033
Harris Associates Large Cap Value Fund
C000021802
Class A
NEFOX
C000021803
Class B
NEGBX
C000021804
Class C
NECOX
C000021805
Class Y
NEOYX
0000052136
S000023548
ASG Global Alternatives Fund
C000069269
Class A
GAFAX
C000069270
Class C
GAFCX
C000069271
Class Y
GAFYX
C000128763
Class N
GAFNX
0000052136
S000023783
Vaughan Nelson Value Opportunity Fund
C000069913
Class A
VNVAX
C000069914
Class C
VNVCX
C000069915
Class Y
VNVYX
C000128764
Class N
VNVNX
0000052136
S000026209
ASG Diversifying Strategies Fund
C000078682
Class A
DSFAX
C000078683
Class C
DSFCX
C000078684
Class Y
DSFYX
0000052136
S000029564
ASG Managed Futures Strategy Fund
C000090725
Class A
AMFAX
C000090726
Class C
ASFCX
C000090727
Class Y
ASFYX
0000052136
S000030110
Loomis Sayles Multi-Asset Real Return Fund
C000092471
Class A
MARAX
C000092472
Class C
MARCX
C000092473
Class Y
MARYX
0000052136
S000030600
Loomis Sayles Strategic Alpha Fund
C000094853
Class A
LABAX
C000094854
Class C
LABCX
C000094855
Class Y
LASYX
0000052136
S000034096
ASG Growth Markets Fund
C000105115
Class A
AGMAX
C000105116
Class C
AGMCX
C000105117
Class Y
AGMYX
0000052136
S000034097
Loomis Sayles Senior Floating Rate and Fixed Income Fund
C000105118
Class A
LSFAX
C000105119
Class C
LSFCX
C000105120
Class Y
LSFYX
0000052136
S000036453
Loomis Sayles Capital Income Fund
C000111612
Class A
LSCAX
C000111613
Class C
LSCCX
C000111614
Class Y
LSCYX
0000052136
S000037523
Vaughan Nelson Select Fund
C000115831
Class A
VNSAX
C000115832
Class C
VNSCX
C000115833
Class Y
VNSYX
0000052136
S000039535
McDonnell Intermediate Municipal Bond Fund
C000121922
Class A
MIMAX
C000121923
Class C
MIMCX
C000121924
Class Y
MIMYX
N-PX
1
brd0150000052136.txt
BRD0150000052136.TXTFILENAME: BRD0150000052136.TXT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-00242
NAME OF REGISTRANT: Natixis Funds Trust II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston St
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston St.
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
ASG Diversifying Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Global Alternatives Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Growth Markets Fund - ASG
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Growth Markets Fund - R&T
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASG Growth Markets Fund - Westpeak
--------------------------------------------------------------------------------------------------------------------------
ABSA GROUP LTD Agenda Number: 704215020
--------------------------------------------------------------------------------------------------------------------------
Security: S0269J708
Meeting Type: OGM
Meeting Date: 25-Feb-2013
Ticker:
ISIN: ZAE000067237
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.o.1 Approval of the proposed transaction being Mgmt For For
the proposed acquisition by the Company of
all the issued share capital of Barclays
Africa Limited which owns or will own the
Barclays Africa Portfolio and BARO from
Barclays
2.s.1 Subject to and conditional upon the First Mgmt For For
Closing Conditions being fulfilled and
Ordinary Resolution number 1 being approved
by the Shareholders approval for in terms
of section 16 of the Companies Act
3.s.2 Subject to and conditional upon the First Mgmt For For
Closing Conditions being fulfilled and
Ordinary Resolution number 1 being approved
by the shareholders authority to be granted
that the authorised but unissued shares
4.o.2 Granting of authority to the Company Mgmt For For
Secretary and failing the Company Secretary
any one directors on behalf of the Company
to do or cause all such things to be done
to sign all such documentation as may be
necessary
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN THE NUMBERING OF THE RESOLUTIONS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ABSA GROUP LTD Agenda Number: 704389750
--------------------------------------------------------------------------------------------------------------------------
Security: S0269J708
Meeting Type: AGM
Meeting Date: 02-May-2013
Ticker:
ISIN: ZAE000067237
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 To consider the Company financial Mgmt For For
statements for the year ended 2012.12.31
2.O.2 To re-appoint the Company s auditors, Mgmt For For
PricewaterhouseCoopers Inc and Ernst Young
Inc (with Mr John Bennett and Mr Emilio
Pera as designated auditors)
3.O.3 Re-election of C Beggs as a director of the Mgmt For For
Company
4.O.4 Re-election of Y Z Cuba as a director of Mgmt For For
the Company
5.O.5 Re-election of R Le Blanc as a director of Mgmt For For
the Company
6.O.6 Re-election of T S Mundary as a director of Mgmt For For
the Company
7.O.7 Re-election of M D C D N C Ramos as a Mgmt For For
director of the Company
8.O.8 To confirm the appointment of a new Mgmt For For
director appointed after the last AGM: W E
Lucas-Bull
9.O.9 To confirm the appointment of a new Mgmt For For
director appointed after the last AGM: A V
Vaswani
10O10 To confirm the appointment of a new Mgmt For For
director appointed after the last AGM: P A
Clackson
11O11 Placing of the unissued ordinary share Mgmt For For
under the control of the directors
12O12 Non-binding advisory vote on the Company's Mgmt For For
remuneration policy
13S1 To sanction the proposed remuneration of Mgmt For For
non-executive directors, payable from
2013.05.01 to 2014.04.30
14S2 Authority for a general repurchase of Mgmt For For
ordinary shares of the Company
15S3 Financial assistance to any person as Mgmt Against Against
envisaged in section 44 of the Companies
Act
16S4 Financial assistance to a related or Mgmt For For
inter-related company or
corporation-section 45 of the Companies Act
--------------------------------------------------------------------------------------------------------------------------
ACER INCORPORATED Agenda Number: 704488863
--------------------------------------------------------------------------------------------------------------------------
Security: Y0003F171
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: TW0002353000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
I.1 To Report the Business of 2012 Non-Voting
I.2 To Report the Shares Buy-back Non-Voting
I.3 To Report the Amendment of Regulations Non-Voting
Governing Procedure for Board of Directors
Meetings
I.4 To Report the Impairment of Non-Financial Non-Voting
Assets
I.5 To Report the Impact Amounts of Retained Non-Voting
Earnings, Net Worth and Special Reserve
from First-Time Adoption of IFRS
I.6 To Report the Second Issuance of Domestic Non-Voting
Unsecured Convertible Bonds
I.7 Supervisors' Review Report Non-Voting
II.1 To Accept 2012 Financial Statements and Mgmt For For
Business Report
II.2 To Approve the 2012 Statement of Deficit Mgmt For For
Compensated Proposal
II.3 To Approve Amendments to Acer's Articles of Mgmt For For
Incorporation: Article 12, 12-1, 16-1, 18,
20 and 22
III Special Motion Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
ADVANCED SEMICONDUCTOR ENGINEERING, INC. Agenda Number: 933837873
--------------------------------------------------------------------------------------------------------------------------
Security: 00756M404
Meeting Type: Annual
Meeting Date: 26-Jun-2013
Ticker: ASX
ISIN: US00756M4042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.1 RATIFICATION OF THE COMPANY'S 2012 FINAL Mgmt For
FINANCIAL STATEMENTS.
2.2 RATIFICATION OF 2012 EARNINGS DISTRIBUTION Mgmt For
PROPOSAL.
3.1 TO DISCUSS WHETHER TO CONSECUTIVELY OR Mgmt For
SIMULTANEOUSLY SELECT ONE OF OR COMBINE
CASH CAPITAL INCREASE BY ISSUING COMMON
SHARES AND GDR, DOMESTIC CASH CAPITAL
INCREASE BY ISSUING COMMON SHARES, AND
PRIVATELY OFFERED FOREIGN CONVERTIBLE
CORPORATE BONDS.
3.2 DISCUSSIONS OF REVISION OF THE PROCEDURES Mgmt For
FOR LENDING FUNDS TO OTHER PARTIES.
3.3 DISCUSSIONS OF REVISION OF THE PROCEDURES Mgmt For
OF MAKING OF ENDORSEMENT AND GUARANTEES.
3.4 DISCUSSIONS OF REVISION OF THE COMPANY'S Mgmt For
ARTICLES OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
AFRICAN BANK INVESTMENTS LTD Agenda Number: 704216616
--------------------------------------------------------------------------------------------------------------------------
Security: S01035112
Meeting Type: AGM
Meeting Date: 05-Feb-2013
Ticker:
ISIN: ZAE000030060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.o.1 The election of L Kirkinis as a director Mgmt For For
2.o.2 The election of N Adams as a director Mgmt For For
3.o.3 The election of N Nalliah as a director Mgmt For For
4.o.4 The election of S Sithole as a director Mgmt For For
5.o.5 The re-appointment of auditors: Deloitte Mgmt For For
Touche
6.o.6 Advisory vote on remuneration policy Mgmt For For
7.s.1 Remuneration payable to non executive Mgmt For For
directors
8.s.2 Adoption of a revised MOI Mgmt For For
9.s.3 Financial assistance to related companies Mgmt For For
10.s4 Financial asistance to BEE companies Mgmt For For
11.s5 General repurchases Mgmt For For
12.o7 General issue of shares for cash Mgmt For For
13.o8 Directors authority to implement special Mgmt For For
and ordinary resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN THE NUMBERING OF THE RESOLUTIONS
AND RECEIPT OF AUDITORS NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS LTD Agenda Number: 704415543
--------------------------------------------------------------------------------------------------------------------------
Security: G01198103
Meeting Type: AGM
Meeting Date: 20-May-2013
Ticker:
ISIN: KYG011981035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0415/LTN20130415273.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415295.pdf
1 To receive and adopt the audited financial Mgmt For For
statements together with the report of
directors and the independent auditor's
report of the Company and its subsidiaries
for the year ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Chan Cheuk Hung as a Mgmt For For
director
3.ii To re-elect Mr. Chan Cheuk Nam as a Mgmt For For
director
3.iii To re-elect Mr. Cheung Wing Yui as a Mgmt Against Against
director
3.iv To authorise the board of directors to fix Mgmt For For
the remuneration of directors
4 To re-appoint auditors and to authorise the Mgmt For For
board of directors to fix their
remuneration
5.A To grant a general mandate to the directors Mgmt For For
to repurchase shares of the Company
5.B To grant a general mandate to the directors Mgmt Against Against
to issue shares of the Company
5.C To add the nominal amount of the shares Mgmt Against Against
repurchased under resolution 5.A. to the
mandate granted to the directors under
resolution 5.B
--------------------------------------------------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS LTD Agenda Number: 704468986
--------------------------------------------------------------------------------------------------------------------------
Security: G01198103
Meeting Type: EGM
Meeting Date: 20-May-2013
Ticker:
ISIN: KYG011981035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415363.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415377.pdf
1 (a) the market customary indemnities (the Mgmt For For
"Indemnity") granted by the Company
pursuant to Clause 5 of the subscription
agreement (the "Subscription Agreement")
dated 11 January 2013 entered into by and
among the Company, The Hongkong and
Shanghai Banking Corporation Limited, UBS
AG, Hong Kong Branch, Morgan Stanley & Co.
International plc ("Morgan Stanley") and
ICBC International Securities Limited, in
favour of and for the benefit of Morgan
Stanley, and any of its affiliates or any
officer, director, employee or agent or any
such affiliate or any person (if any) by
whom any of them is controlled (the
"Indemnified Persons"), in relation to the
issue of USD 700 million subordinated
perpetual capital securities whereby the
Company will indemnify and hold harmless
each Indemnified Person, from and against
any loss, CONTD
CONT CONTD liability, cost, claim, damages Non-Voting
expense (including but not limited to legal
costs and expenses properly incurred) or
demand, which arises out of, in relation to
or in connection with, among others, (i)
any breach or alleged breach by the Company
of any of the undertakings and agreements
under the Subscription Agreement, (ii) any
inaccurate or alleged inaccurate
representation or warranty made by the
Company under the Subscription Agreement,
(iii) any untrue statement or alleged
untrue statement contained in the documents
set out under the Subscription Agreement,
(iv) any omission or alleged omission to
state in the document set out under the
Subscription Agreement a material fact
necessary to make the statements therein,
in the light of the circumstances under
which they were made, not misleading, or
(v) whatsoever CONTD
CONT CONTD as set out in the Subscription Non-Voting
Agreement be and are hereby authorised,
approved, confirmed and ratified; (b) that
the Indemnity granted to Morgan Stanley is
on normal commercial terms that are fair
and reasonable so far as the Independent
Shareholders are concerned and the
provision of which is in the interests of
the Company and shareholders of the Company
as a whole; and (c) the directors of the
Company (the "Directors" and each a
"Director") and the secretary of the
Company ("Company Secretary") be, and such
other persons as are authorised by any of
them be, and each hereby is, authorised, in
the name and on behalf of the Company, to
do such further acts and things as any
Director or the Company Secretary or such
other person shall deem necessary or
appropriate in connection with, the
foregoing resolutions, CONTD
CONT CONTD including to do and perform, in the Non-Voting
name and on behalf of the Company, all such
acts and to make, execute, deliver, issue
or fi le with any person including any
governmental authority or agency, all such
agreements, documents, instruments,
certificates, consents and waivers, and all
amendments to any such agreements,
documents, instruments or certificates, the
authority for the taking of any such action
and the execution and delivery of such of
the foregoing to be conclusively evidenced
by the performance thereby
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 17 MAY TO 13 MAY
2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA Agenda Number: 704056109
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: EGM
Meeting Date: 29-Oct-2012
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913206.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913228.pdf
1 To consider and approve the proposed Mgmt For For
election of Mr. GUO Haoda as an executive
director of the Bank
2 To consider and approve the proposed Mgmt For For
election of Mr. LOU Wenlong as an executive
director of the Bank
3 To consider and approve the proposed Mgmt For For
election of Mr. Francis YUEN Tin-fan as an
independent nonexecutive director of the
Bank
4 To consider and approve the proposed Mgmt For For
election of Mr. DAI Genyou as an external
supervisor of the Bank
5 To consider and approve the appointments of Mgmt For For
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company and PricewaterhouseCoopers
as external auditors of the Bank for 2013
6 To consider and approve the proposed Mgmt For For
amendments to the articles of association
of the Bank (the "Articles of Association")
as set out in the appendix to the circular
of the Bank dated 13 September 2012. The
board of directors of the Bank (the
"Board") shall be authorized to amend the
Articles of Association in accordance with
comments from the regulatory authorities so
as to obtain approval therefrom, and to
amend the corresponding articles in
relation to the timing requirements for the
shareholders' general meetings after the
regulatory authorities have amended the
requirement of 45-days' prior notice of the
shareholders' general meetings, and to
submit such amendments to the China Banking
Regulatory Commission for approval
7 To consider and approve the issue of Mgmt For For
subordinated bonds of an aggregate
principal amount of not exceeding RMB50
billion to institutional investors in the
national inter-bank bond market with a term
of no less than 5 years and by reference to
market interest rate. The Board shall be
authorized to delegate the senior
management to handle matters in relation to
the issue of subordinated bonds, including
without limitation, obtaining approvals
from relevant governmental authorities,
determining the aggregate principal amount,
time, tranches and terms of the issue as
well as the maturity, interest rate and
listing of the subordinated bonds, and
executing all the necessary legal
documents. Such authorization shall remain
valid for 24 months from the date of
approval by the EGM
--------------------------------------------------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA Agenda Number: 704481237
--------------------------------------------------------------------------------------------------------------------------
Security: Y00289119
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: CNE100000Q43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0503/LTN20130503593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0503/LTN20130503557.pdf
1 To consider and approve the 2012 work Mgmt For For
report for the board of directors of the
Bank
2 To consider and approve the 2012 work Mgmt For For
report for the board of supervisors of the
Bank
3 To consider and approve the final financial Mgmt For For
accounts of the Bank for 2012
4 To consider and approve the profit Mgmt For For
distribution plan for the Bank for 2012
5 To consider and approve the fixed assets Mgmt For For
investment budget of the Bank for 2013
6 To consider and approve the appointment of Mgmt For For
external auditors for 2013
7 To consider and approve the adjustment to Mgmt For For
the board of directors' authority to
approve investment in bonds of certain
clients
8 To consider and approve the issuance of Mgmt For For
eligible capital instruments with
write-down feature
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 17 JUN TO 16 MAY
2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AIR CHINA LTD Agenda Number: 704488522
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A6104
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: CNE1000001S0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 179853 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0507/LTN20130507797.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0507/LTN20130507791.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021928.pdf
1 To consider and approve the report of the Mgmt For For
board of directors (the "Board") of the
Company for the year 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year 2012
3 To consider and approve the audited Mgmt For For
consolidated financial statements of the
Company for the year 2012 prepared under
the PRC Accounting Standards and the
International Financial Reporting Standards
4 To consider and approve the profit Mgmt For For
distribution proposal and the dividends
distribution proposal for the year 2012 as
recommended by the Board and to authorise
the Board to implement such proposals
5 To consider and approve the appointment of Mgmt For For
KPMG as the Company's international auditor
and KPMG Huazhen (Special General
Partnership) as the Company's domestic
auditor and internal control auditor
respectively for the year ending 31
December 2013 and to authorise the
management of the Company to determine
their remunerations for the year 2013
6 To authorise the Board of the Company to Mgmt Against Against
exercise the powers to allot, issue and
deal with additional shares of the Company
and to make or grant offers, agreements and
option which might require the exercise of
such powers in connection with not
exceeding 20% of each of the existing A
Shares and H Share (as the case may be) in
issue at the date of passing this
resolution, and to authorise the Board of
the Company to increase the registered
capital and amend the Articles of
Association of the Company to reflect such
increase in the registered capital of the
Company under the general mandate
7 To consider and approve the resolution in Mgmt Against Against
relation to the grant of a general mandate
to the Board of the Company to issue debt
financing instruments
8 To consider and approve the revised Mgmt For For
Measures on Management of the Stock
Appreciation Rights and the Proposal for
the Second Grant of the Stock Appreciation
Rights
9 To consider and approve the resolution in Mgmt For For
relation to the provision of guarantee by
the Company for the financing to be
obtained by Air China Cargo Co., Ltd., a
subsidiary of the Company, for its purchase
of 8 B777-200F freighters
--------------------------------------------------------------------------------------------------------------------------
ALFA SAB DE CV Agenda Number: 704016763
--------------------------------------------------------------------------------------------------------------------------
Security: P0156P117
Meeting Type: EGM
Meeting Date: 30-Aug-2012
Ticker:
ISIN: MXP000511016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting
HAVE VOTING RIGHTS AT THIS MEETING. IF YOU
ARE A MEXICAN NATIONAL AND WOULD LIKE TO
SUBMIT YOUR VOTE ON THIS MEETING PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
I Presentation and, if deemed appropriate, Non-Voting
approval of a proposal to carry out a split
of all of the shares representative of the
share capital, through the issuance and
delivery to the shareholders of 10 new
shares for each one of the shares that they
own, and to carry out an amendment of
article 7 of the corporate by laws and to
pass the resolutions for that
II Designation of delegates Non-Voting
III Reading and, if deemed appropriate, Non-Voting
approval of the general meeting minutes
--------------------------------------------------------------------------------------------------------------------------
ALFA SAB DE CV Agenda Number: 704268881
--------------------------------------------------------------------------------------------------------------------------
Security: P0156P117
Meeting Type: AGM
Meeting Date: 28-Feb-2013
Ticker:
ISIN: MXP000511016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting
HAVE VOTING RIGHTS AT THIS MEETING. IF YOU
ARE A MEXICAN NATIONAL AND WOULD LIKE TO
SUBMIT YOUR VOTE ON THIS MEETING PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
I Presentation and, if deemed appropriate, Non-Voting
approval of the reports that are referred
to in article 28, part IV, of the
securities market law, in relation to the
2012 fiscal year
II.I Proposal regarding the allocation of the Non-Voting
results account from the 2012 fiscal year,
in which are included: that relative to the
declaration of a cash dividend
II.II Proposal regarding the allocation of the Non-Voting
results account from the 2012 fiscal year,
in which are included: the determination of
the maximum amount of funds that can be
allocated to the purchase of shares of the
company
III Election of the members of the board of Non-Voting
directors, as well as of the chairpersons
of the audit and corporate practices
committees, determination of their
compensation and related resolutions
IV Designation of delegates Non-Voting
V Reading and, if deemed appropriate, Non-Voting
approval of the general meeting minutes
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE FINANCIAL GROUP BERHAD Agenda Number: 703945595
--------------------------------------------------------------------------------------------------------------------------
Security: Y0034W102
Meeting Type: AGM
Meeting Date: 20-Jul-2012
Ticker:
ISIN: MYL2488OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 March 2012
together with the Reports of the Directors
and Auditors thereon
2 To approve the payment of Directors' fees Mgmt For For
in respect of the financial year ended 31
March 2012
3 To re-elect the following Director who Mgmt For For
retire by rotation pursuant to Article 82
of the Company's Articles of Association:
Tan Yuen Fah
4 To re-elect the following Director who Mgmt For For
retire by rotation pursuant to Article 82
of the Company's Articles of Association:
Kung Beng Hong
5 To re-elect Lee Ah Boon, a Director who Mgmt For For
retires pursuant to Article 89 of the
Company's Articles of Association
6 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
as Auditors of the Company and authorise
the Directors to fix their remuneration
7 That Dato' Thomas Mun Lung Lee, a Director Mgmt For For
who retires pursuant to Section 129 of the
Companies Act, 1965 be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting of the Company
8 Proposed Amendments to the Articles of Mgmt For For
Association of the Company
9 Proposed allocation of additional options Mgmt Against Against
and/or award of ordinary shares of RM1.00
each (Shares) to Sng Seow Wah as Group
Chief Executive Officer of Alliance Bank
Malaysia Berhad
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933778574
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR, AS THE CASE MAY BE, Mgmt Against
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
II APPOINTMENT OF DELEGATES TO EXECUTE, AND Mgmt Against
IF, APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
AMMB HOLDINGS BHD Agenda Number: 703982276
--------------------------------------------------------------------------------------------------------------------------
Security: Y0122P100
Meeting Type: AGM
Meeting Date: 15-Aug-2012
Ticker:
ISIN: MYL1015OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve a final single tier dividend of Mgmt For For
13.5% for the financial year ended 31 March
2012
2 To approve the payment of Directors' fees Mgmt For For
of RM72,000.00 per annum for each Director
for the financial year ended 31 March 2012
3 To re-elect Mr Soo Kim Wai as a Director Mgmt For For
who retire by rotation pursuant to Article
89 of the Company's Articles of Association
4 To re-elect Mr Mark David Whelan as a Mgmt For For
Director who retire by rotation pursuant to
Article 89 of the Company's Articles of
Association
5 To re-elect Y Bhg Dato' Gan Nyap Liou @ Gan Mgmt For For
Nyap Liow as a Director who retire pursuant
to Article 97 of the Company's Articles of
Association
6 To re-elect Mr Ashok Ramamurthy as a Mgmt For For
Director who retire pursuant to Article 97
of the Company's Articles of Association
7 That Y Bhg Tan Sri Azman Hashim, retiring Mgmt For For
pursuant to Section 129 of the Companies
Act, 1965, be and is hereby re-appointed a
Director of the Company to hold office
until the next Annual General Meeting
8 That Y Bhg Dato' Azlan Hashim, retiring Mgmt For For
pursuant to Section 129 of the Companies
Act, 1965, be and is hereby re-appointed a
Director of the Company to hold office
until the next Annual General Meeting
9 That Y A Bhg Tun Mohammed Hanif Omar, Mgmt For For
retiring pursuant to Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed a Director of the Company to
hold office until the next Annual General
Meeting
10 That Y Bhg Tan Sri Datuk Clifford Francis Mgmt For For
Herbert, retiring pursuant to Section 129
of the Companies Act, 1965, be and is
hereby re-appointed a Director of the
Company to hold office until the next
Annual General Meeting
11 To re-appoint Messrs Ernst & Young, the Mgmt For For
retiring Auditors, and to authorise the
Directors to determine their remuneration
12 Proposed Renewal of the Authority to Allot Mgmt Against Against
and Issue New Ordinary Shares in the
Company, Pursuant to the Company's
Executives' Share Scheme
13 Proposed Allocation of Shares and Options Mgmt Against Against
to Mr Ashok Ramamurthy, the Group Managing
Director of the Company, Pursuant to the
Company's Executives' Share Scheme
14 Proposed Renewal of the Authority to Allot Mgmt For For
and Issue New Ordinary Shares in the
Company, for the Purpose of the Company's
Dividend Reinvestment Plan
15 Authority to Issue Shares Pursuant to Mgmt For For
Section 132D of the Companies Act, 1965
--------------------------------------------------------------------------------------------------------------------------
AMMB HOLDINGS BHD Agenda Number: 703982288
--------------------------------------------------------------------------------------------------------------------------
Security: Y0122P100
Meeting Type: EGM
Meeting Date: 15-Aug-2012
Ticker:
ISIN: MYL1015OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposed renewal of existing shareholders' Mgmt For For
mandate for recurrent related party
transactions of a revenue or trading nature
with Amcorp Group Berhad Group
2 Proposed renewal of existing shareholders' Mgmt For For
mandate for recurrent related party
transactions of a revenue or trading nature
with Australia and New Zealand Banking
Group Limited Group
3 Proposed renewal of existing shareholders' Mgmt For For
mandate for recurrent related party
transactions of a revenue or trading nature
with Modular Corp (M) SDN BHD Group
4 Proposed renewal of existing shareholders' Mgmt For For
mandate for recurrent related party
transactions of a revenue or trading nature
with Cuscapi Berhad Group
5 Proposed approval of new shareholders' Mgmt For For
mandate for recurrent related party
transactions of a revenue or trading nature
with Yakimbi SDN BHD Group
--------------------------------------------------------------------------------------------------------------------------
AMOREPACIFIC GROUP INC Agenda Number: 704310185
--------------------------------------------------------------------------------------------------------------------------
Security: Y0126C105
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7002790004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorp Mgmt Against Against
3.1 Election of inside directors: Son Yeong Mgmt For For
Cheol, Gim Seung Hwan
3.2 Election of outside director: Sin Dong Yeop Mgmt For For
4 Approval of remuneration for director Mgmt For For
5 Approval of remuneration for auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933736538
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Special
Meeting Date: 11-Mar-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. AMENDMENTS TO THE RULES OF THE ANGLOGOLD Mgmt For For
ASHANTI LIMITED LONG TERM INCENTIVE PLAN
2005
O2. AMENDMENTS TO THE RULES OF THE ANGLOGOLD Mgmt For For
ASHANTI LIMITED BONUS SHARE PLAN 2005
O3. AUTHORITY TO DIRECTORS AND COMPANY Mgmt For For
SECRETARY TO IMPLEMENT RESOLUTIONS 1 TO 2
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933741008
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Special
Meeting Date: 27-Mar-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. APPROVAL OF A NEW MEMORANDUM OF Mgmt For For
INCORPORATION FOR ANGLOGOLD ASHANTI LIMITED
O2. AUTHORITY TO DIRECTORS AND COMPANY Mgmt For For
SECRETARY TO IMPLEMENT RESOLUTION 1
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 933806183
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 RE-APPOINTMENT OF ERNST & YOUNG INC. AS Mgmt For For
AUDITORS OF THE COMPANY
O2 ELECTION OF MR MJ KIRKWOOD AS A DIRECTOR Mgmt For For
O3 ELECTION OF MR AM O'NEILL AS A DIRECTOR Mgmt For For
O4 RE-ELECTION OF MR S VENKATAKRISHNAN AS A Mgmt For For
DIRECTOR
O5 APPOINTMENT OF PROF LW NKUHLU AS A MEMBER Mgmt For For
OF THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O6 APPOINTMENT OF MR MJ KIRKWOOD AS A MEMBER Mgmt For For
OF THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O7 APPOINTMENT OF MR R GASANT AS A MEMBER OF Mgmt For For
THE AUDIT AND CORPORATE GOVERNANCE
COMMITTEE OF THE COMPANY
O8 APPOINTMENT OF MS NP JANUARY-BARDILL AS A Mgmt For For
MEMBER OF THE AUDIT AND CORPORATE
GOVERNANCE COMMITTEE OF THE COMPANY
O9 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt For For
ISSUE ORDINARY SHARES
O10 GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR Mgmt For For
CASH, THOSE ORDINARY SHARES PLACED UNDER
THE CONTROL OF THE DIRECTORS IN TERMS OF
ORDINARY RESOLUTION NUMBER 9
11 ENDORSEMENT OF THE ANGLOGOLD ASHANTI Mgmt For For
REMUNERATION POLICY
S1 INCREASE IN NON-EXECUTIVE DIRECTORS' FEES Mgmt For For
S2 INCREASE IN NON-EXECUTIVE DIRECTORS' Mgmt For For
COMMITTEE FEES
S3 ACQUISITION OF COMPANY'S SHARES Mgmt For For
S4 APPROVAL TO GRANT FINANCIAL ASSISTANCE IN Mgmt For For
TERMS OF SECTIONS 44 AND 45
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, Agenda Number: 704280724
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 11-Mar-2013
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Examination, discussion and approval of the Mgmt For For
proposal for the split of all of the shares
issued by the company at the ratio of three
new shares for each one share currently
issued
2 Resolution, in the event that item i above Mgmt For For
is approved, regarding the amendment of
article 5 of the corporate bylaws of the
company to adapt them, due to the share
split, to the number of shares into which
the share capital of the company is divided
cmmt PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, Agenda Number: 704284570
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 11-Mar-2013
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Examination, discussion and approval of the Mgmt For For
proposal for a new company stock option
plan
II To ratify, in accordance with the terms of Mgmt For For
line I of article 256 of the Brazilian
share corporations law, the acquisition of
control of Academia Paulista Anchieta Ltda.
from here onwards referred to as APA, Uniao
Pan Americana De Ensino S.C Ltda. from here
onwards referred to as Unipan, and Uniao
Bandeirante De Educacao Ltda. from here
onwards referred to as UBE and, together
with APA and Unipan, the Uniban Group
III To ratify the hiring of Apsis Consultoria Mgmt For For
Empresarial Ltda. the business hired by the
company for the preparation of the
valuation report for the Uniban Group
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, Agenda Number: 704421712
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
I To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the
administrations report, the financial
statements and the accounting statements
accompanied by the independent auditors
report regarding the fiscal year ended on
December 31, 2012
II To decide on the proposal of capital Mgmt For For
budget, allocation of the net profits of
the fiscal year and the distribution of
dividends
III To elect the members of the board of Mgmt Against Against
directors
IV To set the annual global remuneration of Mgmt Against Against
the managers for the 2013
V To install and elect the members of the Mgmt For For
fiscal council and set their remuneration
--------------------------------------------------------------------------------------------------------------------------
ANHANGUERA EDUCACIONAL PARTICIPACOES SA, VALINHOS, Agenda Number: 704422409
--------------------------------------------------------------------------------------------------------------------------
Security: P0355L115
Meeting Type: EGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRAEDUACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Examination, discussion and approval of the Mgmt For For
proposal for a complete split of the shares
issued by the company, in such a way that,
in the event the split is approved, for
each share of the company that is currently
issued there will be created and attributed
to its owner two new shares issued by the
company, with the same rights and
advantages as the currently issued shares,
in such a way that each share of the
company comes to be represented by three
shares after the conclusion of the split,
at a ratio of one to three
II Resolution, in the event that item i above Mgmt For For
is approved, regarding the amendment of
article 5 of the corporate bylaws of the
company to adapt them, due to the share
split, to the number of shares into which
the share capital of the company is divided
--------------------------------------------------------------------------------------------------------------------------
ARCA CONTINENTAL SAB DE CV, MEXICO Agenda Number: 704352981
--------------------------------------------------------------------------------------------------------------------------
Security: P0448R103
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: MX01AC100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation and, if deemed appropriate, Mgmt For For
approval a. of the report from the general
director prepared in accordance with
article 44, part xi, of the securities
market law, regarding the operations and
results of the company for the fiscal year
that ended on December 31, 2012,
accompanied by the opinion of the outside
auditor, as well as by the opinion of the
board of directors regarding the mentioned
report, b. of the report from the board of
directors regarding the transactions and
activities in which it has intervened in
accordance with that which is provided for
in the securities market law, as well as by
that which is referred to in line b of
article 172 CONTD
CONT CONTD of the General Mercantile Companies Non-Voting
Law, and c. of the annual report from the
chairperson of the audit and corporate
practices committee. Reading of the report
regarding the fulfillment of the tax
obligations
II Proposal for the allocation of the results Mgmt For For
account from the 2012 fiscal year, in which
is included the declaration and payment of
a cash dividend, in MXN, in the amount of
MXN 1.50 for each one of the shares in
circulation
III Proposal regarding the maximum amount of Mgmt For For
funds that can be allocated to the purchase
of shares of the company
IV Election of the members of the board of Mgmt Against Against
directors of the company, classification of
their independence in accordance with the
terms of article 26 of the securities
market law, determination of their
compensation and related resolutions.
Election of secretaries
V Determination of the compensation for the Mgmt Against Against
members who will make up the various
committees of the board of directors, as
well as the designation of the chairperson
of the audit and corporate practices
committee
VI Appointment of delegates Mgmt For For
VII Reading and, if deemed appropriate, Mgmt For For
approval of the general meeting minutes
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SOUTH AFRICA LIMITED Agenda Number: 704401950
--------------------------------------------------------------------------------------------------------------------------
Security: S05944111
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: ZAE000134961
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.O.1 Re-appointment of auditors To re-appoint Mgmt For For
Deloitte & Touche as the independent
registered auditor of the company, and to
note Dr DA Steyn as the individual
determined by Deloitte & Touche to be
responsible for performing the functions of
the Auditor and who will undertake the
audit of the company for the ensuing year
3O231 Re-election of director: Mr S Maheshwari Mgmt For For
3O232 Re-election of director: Mr DCG Murray Mgmt For For
3O233 Re-election of director: Mr LP Mondi Mgmt Against Against
4O341 Reappointment of director: Mr MJ Wellhausen Mgmt For For
4O342 Reappointment of director: Mr PM Makwana Mgmt For For
5O451 Election of audit and risk committee Mgmt For For
member: Mr DCG Murray
5O452 Election of audit and risk committee Mgmt For For
member: Ms Fa du Plessis
5O453 Election of audit and risk committee Mgmt For For
member: Ms ND Orelyn
6.O.5 Unissued shares to be placed under the Mgmt Against Against
control of the directors
7 Advisory endorsement: Remuneration policy Mgmt For For
8S81 Approval of non-executive directors fees: Mgmt Against Against
Chairman with effect from 1 February 2013
8S82 Approval of non-executive directors fees: Mgmt For For
Director
8S83 Approval of non-executive directors fees: Mgmt For For
Audit and risk committee chairman
8S84 Approval of non-executive directors fees: Mgmt For For
Audit and risk committee member
8S85 Approval of non-executive directors fees: Mgmt For For
Nominations committee chairman
8S86 Approval of non-executive directors fees: Mgmt For For
Nominations committee member
8S87 Approval of non-executive directors fees: Mgmt For For
Safety health and environment committee
chairman
8S88 Approval of non-executive directors fees: Mgmt For For
Safety health and environment committee
member
8S89 Approval of non-executive directors fees: Mgmt For For
Social ethics and remuneration committee
chairman
8S810 Approval of non-executive directors fees: Mgmt For For
Social ethics and remuneration committee
member
8S811 Approval of non-executive directors fees: Mgmt For For
Share trust committee chairman
8S812 Approval of non-executive directors fees: Mgmt For For
Share trust committee member
9.S.2 Financial assistance to related and inter Mgmt For For
related company
10.S3 New Memorandum of Incorporation Mgmt Against Against
11.O6 Authority to implement resolutions passed Mgmt For For
at the annual general meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 1.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ARTERIS SA Agenda Number: 704353375
--------------------------------------------------------------------------------------------------------------------------
Security: P0R17E104
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: BRARTRACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and vote upon the board Mgmt For For
of directors annual report, accounts of the
directors and the financial statements
relating to the fiscal year that ended on
December 31, 2012
2 To approve the allocation of the net profit Mgmt For For
from the fiscal year that ended on December
31, 2012, as well as regarding the proposal
for the capital for the year 2013
3 To elect the members of the board of Mgmt Against Against
directors and fiscal council of the company
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ARTERIS SA Agenda Number: 704351585
--------------------------------------------------------------------------------------------------------------------------
Security: P0R17E104
Meeting Type: EGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: BRARTRACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I To set the global remuneration of the Mgmt For For
directors
II If the proposal from the management Mgmt For For
regarding the allocation of the net profit
from the fiscal year that ended on December
31, 2012, is approved, to vote regarding
the capitalization of part of the profit
reserve that exceeds the share capital
amount, in accordance with the terms of
article 199 of law 6404.76
III To vote regarding the proposal to amend the Mgmt For For
corporate bylaws of the company
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASPEN PHARMACARE HOLDINGS PLC Agenda Number: 704159094
--------------------------------------------------------------------------------------------------------------------------
Security: S0754A105
Meeting Type: AGM
Meeting Date: 04-Dec-2012
Ticker:
ISIN: ZAE000066692
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Presentation and adoption of annual Mgmt For For
financial statements
O.2.A Re-election of director: Judy Dlamini Mgmt For For
O.2.B Re-election of director: John Buchanan Mgmt For For
O.2.C Re-election of director: Rafique Bagus Mgmt For For
O.3 Election of Kuseni Dlamini as a director Mgmt For For
O.4 To re-appoint the auditors, Mgmt For For
PricewaterhouseCoopers Inc, as the
Independent registered auditors of the
Company and the Group, upon the
recommendation of the Audit & Risk
Committee, and to note that Tanya Rae will
be the individual registered auditor who
will undertake the audit for the financial
year ending 30 June 2013
O.5.A Election of Audit Committee member: John Mgmt For For
Buchanan
O.5.B Election of Audit Committee member: Roy Mgmt For For
Andersen
O.5.C Election of Audit Committee member: Sindi Mgmt For For
Zilwa
O.6 Approval of amendments to share schemes Mgmt For For
O.7 Place unissued shares under the control of Mgmt Against Against
directors
O.8 Remuneration policy Mgmt For For
O.9 Authorisation of an executive director to Mgmt For For
sign necessary documents
S.1 Remuneration of non-executive directors Mgmt For For
S.2 Financial assistance to related or Mgmt For For
inter-related company
S.3 Adoption of new Memorandum of Incorporation Mgmt Against Against
S.4 General authority to repurchase shares Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 4 AND NUMBERING
OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASSORE LIMITED Agenda Number: 704144865
--------------------------------------------------------------------------------------------------------------------------
Security: S07525116
Meeting Type: AGM
Meeting Date: 30-Nov-2012
Ticker:
ISIN: ZAE000146932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Re-election of Mr EM Southey as a director Mgmt Against Against
of the Company
O.2 Re-election of Mr RJ Carpenter as a Mgmt Against Against
director of the Company
O.3 Re-election of Mr S Mhlarhi as a director Mgmt For For
of the Company
O.4 Re-election of Mr AD Stalker as a director Mgmt For For
of the Company
O.5 Re-election of Mr BH van Aswegen as a Mgmt For For
director of the Company
O.6 Election of Messrs S Mhlarhi, EM Southey Mgmt Against Against
and WF Urmson as members of the Audit and
Risk Committee of the company
O.7 Advisory endorsement of the remuneration Mgmt For For
policy
S.1 Approval of non executive directors Mgmt For For
remuneration
S.2 General authorisation to Assore directors Mgmt For For
to effect financial assistance to
subsidiary and inter related companies of
Assore
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION O.5. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 704507207
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 17-Jun-2013
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1.1 Business report of 2012 Non-Voting
1.2 Supervisors' review report of 2012 Non-Voting
1.3 Report of adjustments of Undistributed Non-Voting
earnings & Special reserve when the first
adoption of IFRSs
2.1 To acknowledge the operation and financial Mgmt For For
reports of 2012
2.2 To acknowledge the appropriation of 2012 Mgmt For For
earnings
2.3 Amendment to Articles 13, 20 and 23 of the Mgmt For For
Articles of Incorporation
3 Provisional motion Mgmt Abstain For
4 Adjournment Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AXIATA GROUP BHD Agenda Number: 704471200
--------------------------------------------------------------------------------------------------------------------------
Security: Y0488A101
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: MYL6888OO001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2012 together with the Report of the
Directors and the Auditors thereon
2 To declare a final tax exempt dividend Mgmt For For
under single tier system of 15 sen per
ordinary share for the financial year ended
31 December 2012
3 To declare a special tax exempt dividend Mgmt For For
under single tier system of 12 sen per
ordinary share for the financial year ended
31 December 2012
4 To re-elect the following Director who Mgmt For For
retire by rotation pursuant to Article 93
of the Company's Articles of Association
and who being eligible, offer themselves
for re-election: Dato' Sri Jamaludin
Ibrahim
5 To re-elect the following Director who Mgmt For For
retire by rotation pursuant to Article 93
of the Company's Articles of Association
and who being eligible, offer themselves
for re-election: Tan Sri Ghazzali Sheikh
Abdul Khalid
6 To re-elect the following Director who is Mgmt For For
appointed to the Board during the year and
retire pursuant to Article 99 (ii) of the
Company's Articles of Association and being
eligible, offer himself for re-election:
Dato' Abdul Rahman Ahmad
7 To re-elect the following Director who is Mgmt For For
appointed to the Board during the year and
retire pursuant to Article 99 (ii) of the
Company's Articles of Association and being
eligible, offer himself for re-election:
Bella Ann Almeida
8 To approve the Directors' fees of Mgmt For For
RM1,680,000.00 payable to the Non-Executive
Directors for the financial year ended 31
December 2012
9 To approve the payment of Directors' fees Mgmt For For
of RM30,000.00 per month for the
Non-Executive Chairman and RM20,000.00 per
month for each Non-Executive Director with
effect from 1 January 2013 until the next
Annual General Meeting of the Company
10 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
having consented to act as the Auditors of
the Company for the financial year ending
31 December 2013 and to authorise the
Directors to fix their remuneration
11 Proposed shareholders' mandate for Mgmt For For
recurrent related party transactions of a
revenue or trading nature
12 Proposed grant of entitlements to, and Mgmt For For
allotment and issue of, ordinary shares of
nominal value of RM 1.00 each in the
company to dato' sri jamaludin ibrahim,
managing director/president & group chief
executive officer of the company ("proposed
grant")
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO Agenda Number: 704265518
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: EGM
Meeting Date: 11-Mar-2013
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To examine proposals from the board of Mgmt For For
directors to increase the share capital
from BRL 30,100,000,000.00 to BRL
38,100,000,000.00, through capitalization
of part of the balance of the profit
reserve, bylaws reserve account in the
amount of BRL 8 billion, in accordance with
that which is provided for in article 169
of law number 6404.76, with bonus shares,
bonus of 10 percent in shares, attributed
to the shareholders of the company, free of
charge, with one new share for each 10
shares of the same species of which they
are owners on the basis date, with the
consequent issuance of 382,479,458 new,
nominative, book entry shares, with no par
value, of which 191,239,739 are common
shares and 191,239,719 CONTD
CONT CONTD are preferred shares, simultaneously Non-Voting
with the transaction on the Brazilian
market, and in the same proportion, the
ADRS, American depositary receipts, will
receive a bonus on the American Market,
NYSE, and the GDRS, global depositary
receipts, on the European market, Latibex.
the basis date for the right to the bonus
will be communicated to the market by the
company, after approval of the respective
proceeding by the Brazilian central bank
II.1 To partially amend the corporate bylaws, as Mgmt For For
follows, in the main part of Article 6, as
a result of the item above
II.2 To partially amend the corporate bylaws, as Mgmt For For
follows, in Article 7, including paragraph
3, and in Article 21, both for the purpose
of complying with the provisions in Article
10 of the appendix ii regulations to
resolution number 4122, from the national
monetary council, of August 2, 2012, in
relation to the extension of the term in
office of the members of the board of
directors, of the executive committee and
of the audit committee
II.3 To partially amend the corporate bylaws, as Mgmt For For
follows, in the main part of article 12, as
a result of the reduction of the minimum
number of members of the executive
committee, from 58 to 56, adapting it to
the organizational structure of the
company, without changing the maximum
number of members of that body
II.4 To partially amend the corporate bylaws, as Mgmt For For
follows, in paragraph 2 of Article 12,
improving its wording
II.5 To partially amend the corporate bylaws, as Mgmt For For
follows, in Articles 18 and 19, reducing
the age limit for holding the position of
executive officer, from 65 years to 62
years, and that of departmental officer,
from 62 years to 60 years
II.6 To partially amend the corporate bylaws, as Mgmt For For
follows, to exclude Articles 22, 24 and 25,
which deal, respectively, with the
organizational components of the internal
controls and compliance committee, ethical
conduct committee and integrated risk
management and capital allocation
committee, with a consequent renumbering of
the subsequent Articles, for the purpose of
maintaining in the corporate bylaws only
those committees that are required by law
to be included in them
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO Agenda Number: 704293911
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G109
Meeting Type: AGM
Meeting Date: 11-Mar-2013
Ticker:
ISIN: BRBBDCACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 159693 DUE TO RECEIPT OF
DIRECTOR AND SUPERVISORY BOARD MEMBERS
NAMES. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To take cognizance of the report from Mgmt For For
management, of the opinion of the finance
committee, of the report from the
independent auditors and of the summary of
the report from the audit committee and to
examine, discuss and vote on the financial
statements for the fiscal year that ended
on December 31, 2012
2 To resolve regarding a proposal from the Mgmt For For
board of directors for the allocation of
the net profit from the 2012 fiscal year
and ratification of the distribution of
interest on shareholders equity and
dividends paid and to be paid
3 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the members of the board of directors:
Sr. Lazaro de Mello Brandao, Sr. Antonio
Bornia, Sr. Mario da Silveira Teixeira
Junior, Sr. Joao Aguiar Alvarez, Sra.
Denise Aguiar Alvarez, Sr. Luiz Carlos
Trabuco Cappi, Sr. Carlos Alberto Rodrigues
Guilherme, Sr. Milton Matsumoto, Todos os
indicados acima
4.1 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Nelson
Lopes de Oliveira
4.2 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Joao
Carlos de Oliveira
4.3 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Jorge
Tadeu Pinto de Figueiredo
4.4 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Sr. Renaud
Roberto Teixeira
4.5 To vote regarding the proposal from the Mgmt For For
controlling shareholders for the election
of the member of the finance committee and
set respective remuneration: Todos os
indicados acima
5 To vote regarding the proposals from the Mgmt Against Against
board of directors for remuneration of the
managers and funds to pay the cost of the
private pension plan of the managers
--------------------------------------------------------------------------------------------------------------------------
BANCO DE CHILE Agenda Number: 933692697
--------------------------------------------------------------------------------------------------------------------------
Security: 059520106
Meeting Type: Special
Meeting Date: 17-Oct-2012
Ticker: BCH
ISIN: US0595201064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 A) INCREASE THE BANK'S CAPITAL IN THE Mgmt For For
AMOUNT OF CLP$250,000,000,000 BY MEANS OF
THE ISSUANCE OF CASH SHARES THAT MUST BE
SUBSCRIBED AND PAID AT THE PRICE, TERM AND
OTHER CONDITIONS AGREED BY THE
SHAREHOLDERS' MEETING; B) AMEND THE FIFTH
ARTICLE OF THE BYLAWS; C) ADOPT THE
AGREEMENTS NECESSARY TO LEGALIZE AND
EXECUTE THE AGREED UPON AMENDMENTS OF THE
BYLAWS
--------------------------------------------------------------------------------------------------------------------------
BANCO DE CHILE Agenda Number: 933738950
--------------------------------------------------------------------------------------------------------------------------
Security: 059520106
Meeting Type: Annual
Meeting Date: 21-Mar-2013
Ticker: BCH
ISIN: US0595201064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF BANCO DE CHILE'S ANNUAL REPORT, Mgmt For For
FINANCIAL STATEMENTS AND REPORT OF THE
EXTERNAL AUDITORS FOR THE FISCAL YEAR 2012
O2 DISTRIBUTION OF THE DISTRIBUTABLE NET Mgmt For For
INCOME FOR THE FISCAL YEAR ENDED DECEMBER
31, 2012, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
O3 DEFINITIVE APPOINTMENT OF A DIRECTOR Mgmt Against Against
O4 BOARD OF DIRECTORS' REMUNERATION Mgmt For For
O5 DIRECTORS AND AUDIT COMMITTEE'S Mgmt For For
REMUNERATION AND APPROVAL OF ITS BUDGET
O6 NOMINATION OF EXTERNAL AUDITORS Mgmt For For
E1 INCREASE THE BANK'S CAPITAL THROUGH THE Mgmt For For
CAPITALIZATION OF 30% OF THE DISTRIBUTABLE
NET INCOME OBTAINED DURING THE FISCAL YEAR
ENDING THE 31ST OF DECEMBER, 2012; AMEND
THE FIFTH ARTICLE OF THE BYLAWS; ADOPT THE
AGREEMENTS NECESSARY TO LEGALIZE AND
EXECUTE THE AGREED UPON AMENDMENTS.
--------------------------------------------------------------------------------------------------------------------------
BANCO ESTADO DO RIO GRANDE DO SUL SA, PORTO ALEGRE Agenda Number: 704390587
--------------------------------------------------------------------------------------------------------------------------
Security: P12553247
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRBRSRACNPB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 4 AND 5 ONLY. THANK YOU.
1 To receive the administrators accounts, to Non-Voting
examine, discuss and vote on the
administrations report, the financial
statements and the accounting statements
accompanied by the independent auditors
report and fiscal council report, regarding
the fiscal year ended on December 31, 2012
2.1 To vote regarding allocation of the net Non-Voting
profit from the fiscal year that ended on
December 31, 2012
2.2 To vote regarding to ratify the payment of Non-Voting
interest on shareholder equity and it
being. Imputed to the dividend
2.3 To vote regarding to ratify the payment of Non-Voting
interim dividends
2.4 To vote regarding payment of complementary Non-Voting
dividends
3 To vote regarding the proposal for the Non-Voting
capital budget prepared for the purposes of
article 196 of law 6404.76 and the proposal
of the payment of total dividend of 40
percent for the 2013 fiscal year
4 To elect the members of the board of Mgmt For For
directors
5 To elect of the members of the fiscal Mgmt For For
council, and their respective substitutes
6 To set the remuneration of the members of Non-Voting
the board of directors, fiscal council and
executive committee
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 2.1. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933698637
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 31-Oct-2012
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I TO ELECT NEW MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR A
COMPLEMENTARY TERM OF OFFICE.
II TO APPROVE THE PROPOSAL FOR GRANTING OF Mgmt For For
"LONG TERM INCENTIVE PLAN - INVESTMENT IN
DEPOSIT SHARE CERTIFICATE ("UNITS") OF THE
COMPANY" FOR SOME OFFICERS AND MANAGERIAL
EMPLOYEES OF THE COMPANY AND COMPANIES
UNDER ITS CONTROL, AS APPROVED BY THE
COMPANY'S BOARD OF DIRECTORS, AT THE
MEETING HELD ON SEPTEMBER 26, 2012.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933731261
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 15-Feb-2013
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4.1 APPROVE THE PROPOSAL OF GRANT OF "DEFERRED Mgmt For For
BONUS PLANS" REFER TO THE YEAR 2012, FOR
DIRECTORS, MANAGERIAL EMPLOYEES AND OTHER
EMPLOYEES OF THE COMPANY AND OF COMPANIES
UNDER ITS CONTROL, AS APPROVED BY THE
COMPANY'S BOARD OF DIRECTORS, AT THE
MEETING HELD ON DECEMBER 19, 2012.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933772457
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
OA TO TAKE THE MANAGEMENT ACCOUNTS, EXAMINING, Mgmt For For
DISCUSSING AND VOTING THE COMPANY'S
FINANCIAL STATEMENTS RELATED TO THE FISCAL
YEAR ENDED ON DECEMBER 31, 2012, TOGETHER
WITH THE MANAGEMENT REPORT, THE BALANCE
SHEET, OTHER PARTS OF THE FINANCIAL
STATEMENTS, EXTERNAL AUDITORS' OPINION AND
THE AUDIT COMMITTEE REPORT
OB TO DECIDE ON THE DESTINATION OF THE NET Mgmt For For
PROFIT OF THE FISCAL YEAR OF 2012 AND THE
DISTRIBUTION OF DIVIDENDS
OC TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR A NEW TERM OF
OFFICE
OD TO FIX THE ANNUAL OVERALL CONSIDERATION OF Mgmt Against Against
THE COMPANY'S MANAGEMENT AND MEMBERS OF
AUDIT COMMITTEE
EA1 TO DECIDE ON THE AMENDMENT OF THE TERM OF Mgmt For For
PAYMENT OF DIVIDENDS AND INTEREST ON
CAPITAL RELATED SPECIFICALLY TO THE YEAR OF
2013, TO NOT MORE THAN ONE HUNDRED AND
EIGHTY (180) DAYS COUNTED FROM ITS
DECLARATION BY THE COMPANY'S BOARD OF
DIRECTORS AND IN ANY CIRCUMSTANCES WITHIN
THIS FISCAL YEAR
EB1 TO APPROVE THE PLANS AND REGULATIONS LONG Mgmt For For
TERM INCENTIVES FOR 2013
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 933834675
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 03-Jun-2013
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. TO CONDUCT MR. MARCIAL ANGEL PORTELA Mgmt For For
ALVAREZ, CURRENT VICE-PRESIDENT OF THE
COMPANY'S BOARD OF DIRECTORS, TO THE
POSITION OF PRESIDENT OF THE COMPANY'S
BOARD OF DIRECTORS.
B. TO CONDUCT MR. CELSO CLEMENTE GIACOMETTI, Mgmt For For
CURRENT PRESIDENT OF THE COMPANY'S BOARD OF
DIRECTORS, TO THE POSITION OF
VICE-PRESIDENT OF THE COMPANY'S BOARD OF
DIRECTORS.
C. TO ELECT MR. JESUS MARIA ZABALZA LOTINA AS Mgmt For For
MEMBER OF THE COMPANY'S BOARD OF DIRECTORS.
D. DUE TO THE DELIBERATED IN THE ITEMS ABOVE, Mgmt For For
TO CONFIRM THE COMPOSITION OF THE COMPANY'S
BOARD OF DIRECTORS.
E. TO APPROVE THE PROPOSAL OF GRANT OF Mgmt For For
"DEFERRED BONUS PLANS" RELATED TO 2013, FOR
OFFICERS, MANAGERIAL EMPLOYEES AND OTHER
EMPLOYEES OF THE COMPANY AND OF COMPANIES
UNDER ITS CONTROL, AS APPROVED BY THE
COMPANY'S BOARD OF DIRECTORS, AT THE
MEETING HELD ON APRIL 24TH, 2013.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 933792752
--------------------------------------------------------------------------------------------------------------------------
Security: 05965X109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BSAC
ISIN: US05965X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET AND CONSOLIDATED FINANCIAL STATEMENTS
OF THE BANK AND ITS SUBSIDIARIES, THE
INDEPENDENT REPORT OF THE EXTERNAL
AUDITORS, AND THE NOTES CORRESPONDING TO
THE FINANCIAL YEAR ENDING DECEMBER 31ST OF
2012.
2. APPROVE THE PAYMENT OF A DIVIDEND OF Mgmt For For
CH$1,23526251 PER SHARE OR 60% OF 2012 NET
INCOME ATTRIBUTABLE TO SHAREHOLDERS AS A
DIVIDEND, WHICH WILL PAID IN CHILE
BEGINNING ON APRIL 30, 2013. THE REMAINING
40% OF 2012 NET INCOME ATTRIBUTABLE TO
SHAREHOLDERS WILL BE RETAINED AS RESERVES.
3. APPROVAL OF EXTERNAL AUDITORS. THE BOARD IS Mgmt For For
PROPOSING THE RE-ASSIGNMENT OF DELOITTE
AUDITORES Y CONSULTORES LIMITADA, THE
BANK'S CURRENT AUDITORS.
4. APPROVAL OF LOCAL RATING AGENCIES. BOARD Mgmt For For
PROPOSING TO MAINTAIN CURRENT LOCAL RATING
AGENCIES: FELLER RATE & FITCH RATING CHILE.
5. APPROVE THE NOMINATION OF JUAN PEDRO SANTA Mgmt For For
MARIA AS ALTERNATE BOARD MEMBER OF THE
BANK.
6. APPROVE THE BOARD OF DIRECTORS' 2013 Mgmt For For
REMUNERATION. THE PROPOSAL IS NO CHANGE IN
REAL TERMS TO THE AMOUNT APPROVED IN 2012.
FOR DETAILS REGARDING REMUNERATION OF THE
BOARD OF DIRECTORS SEE NOTE 37D OF OUR 2012
AUDITED FINANCIAL STATEMENTS.
7. APPROVAL OF THE AUDIT COMMITTEE'S 2012 Mgmt For For
BUDGET AND REMUNERATION FOR ITS MEMBERS.
THE PROPOSAL IS TO MAINTAIN THE
REMUNERATION SCHEME APPROVED IN THE ANNUAL
SHAREHOLDER MEETING OF 2012.
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704049813
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0907/LTN20120907671.pdf
1 To consider and approve the Remuneration Mgmt For For
Plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors of
2011
2 To consider and approve the Proposal Mgmt For For
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704265114
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 26-Mar-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207604.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0207/LTN20130207602.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Wang Shiqiang as
Non-executive Director of the Bank
2 To consider and approve the proposal on Mgmt For For
downward adjustment to the conversion price
of the A share convertible bonds of the
Bank
3 To consider and approve the proposal in Mgmt For For
relation to the amendments of the Articles
of Association of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704502841
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177102 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411805.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411793.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510235.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510230.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the 2012 Annual Mgmt For For
Financial Statements of the Bank
4 To consider and approve the 2012 Profit Mgmt For For
Distribution Plan of the Bank
5 To consider and approve the 2013 Annual Mgmt For For
Budget of the Bank
6 To consider and approve the Proposal Mgmt For For
regarding the Appointment of Ernst & Young
Hua Ming as the Bank's External Auditor for
2013
7.1 To consider and approve the Re-election of Mgmt For For
Mr. Li Lihui as Executive Director of the
Bank
7.2 To consider and approve the Re-election of Mgmt Against Against
Mr. Li Zaohang as Executive Director of the
Bank
7.3 To consider and approve the Re-election of Mgmt Against Against
Ms. Jiang Yansong as Non-executive Director
of the Bank
7.4 To consider and approve the Re-election of Mgmt For For
Mr. Chow Man Yiu, Paul as Independent
Non-executive Director of the Bank
8.1 To consider and approve the Election of Mr. Mgmt For For
Lu Zhengfei as Independent Non-executive
Director of the Bank
8.2 To consider and approve the Election of Mr. Mgmt For For
Leung Cheuk Yan as Independent
Non-executive Director of the Bank
9.1 To consider and approve the Re-election of Mgmt For For
Mr. Li Jun as Shareholders' Representative
Supervisor of the Bank
9.2 To consider and approve the Re-election of Mgmt For For
Mr. Wang Xueqiang as Shareholders'
Representative Supervisor of the Bank
9.3 To consider and approve the Re-election of Mgmt For For
Mr. Liu Wanming as Shareholders'
Representative Supervisor of the Bank
10.1 To consider and approve the Election of Mr. Mgmt Against Against
Tian Guoli as Executive Director of the
Bank
10.2 To consider and approve the Election of Mr. Mgmt Against Against
Wang Yong as Non-executive Director of the
Bank
11.1 To consider and approve the Re-election of Mgmt Against Against
Ms. Sun Zhijun as Non-executive Director of
the Bank
11.2 To consider and approve the Re-election of Mgmt Against Against
Ms. Liu Lina as Non-executive Director of
the Bank
12 To consider and approve the Proposal on the Mgmt For For
Issuance of the Qualified Write-down Tier-2
Capital Instruments
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO LTD Agenda Number: 704595098
--------------------------------------------------------------------------------------------------------------------------
Security: Y06988102
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: CNE100000205
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 199014 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0607/LTN20130607334.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0607/LTN20130607332.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0509/LTN20130509312.pdf
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board of directors of the
Bank (the "Board") for the year ended 31
December 2012
2 To consider and, if thought fit, to approve Mgmt For For
the report of the supervisory committee of
the Bank (the "Supervisory Committee") for
the year ended 31 December 2012
3 To consider and, if thought fit, to approve Mgmt For For
the audited accounts of the Bank for the
year ended 31 December 2012
4 To consider and, if thought fit, to approve Mgmt For For
the profit distribution plan of the Bank
for the year ended 31 December 2012
5 To consider and, if thought fit, to approve Mgmt For For
the re-appointment of Deloitte Touche
Tohmatsu as the international auditor and
Deloitte Touche Tohmatsu CPA LLP as the
domestic auditor of the Bank for the year
2013 for the provision of auditing services
and other relevant services to the Bank for
a total remuneration of RMB32.772 million,
and with a term commencing from the date of
the relevant resolution being passed at the
AGM and ending on the date of conclusion of
the annual general meeting for the year
2013; and to authorize the Board to
determine and enter into respective
engagement with them
6.a To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Niu Ximing as an
executive director of the Seventh Session
of the Board
6.b To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Qian Wenhui as an
executive director of the Seventh Session
of the Board
6.c To consider and, if thought fit, to approve Mgmt For For
the re-election of Ms. Yu Yali as an
executive director of the Seventh Session
of the Board
6.d To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Hu Huating as a
non-executive director of the Seventh
Session of the Board
6.e To consider and, if thought fit, to approve Mgmt For For
the re-election of Ms. Du Yuemei as a
non-executive director of the Seventh
Session of the Board
6.f To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Peter Wong Tung Shun
as a non-executive director of the Seventh
Session of the Board
6.g To consider and, if thought fit, to approve Mgmt For For
the re-election of Ms. Anita Fung Yuen Mei
as a non-executive director of the Seventh
Session of the Board
6.h To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Ma Qiang as a
non-executive director of the Seventh
Session of the Board
6.i To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Lei Jun as a
non-executive director of the Seventh
Session of the Board
6.j To consider and, if thought fit, to approve Mgmt For For
the appointment of Ms. Zhang Yuxia as a
non-executive director of the Seventh
Session of the Board
6.k To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Wang Weiqiang as an
independent non-executive director of the
Seventh Session of the Board
6.l To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Peter Hugh Nolan as
an independent non-executive director of
the Seventh Session of the Board
6.m To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Chen Zhiwu as an
independent non-executive director of the
Seventh Session of the Board
6.n To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Choi Yiu Kwan as an
independent non-executive director of the
Seventh Session of the Board
6.o To consider and, if thought fit, to approve Mgmt For For
the appointment of Mr. Liu Tinghuan as an
independent non-executive director of the
Seventh Session of the Board.
6.p To consider and, if thought fit, to approve Mgmt For For
the appointment of Mr. Yu Yongshun as an
independent non-executive director of the
Seventh Session of the Board
6.q To consider and, if thought fit, to approve Mgmt For For
the appointment of Mr. Wang Taiyin as a
non-executive director of the Seventh
Session of the Board
7.a To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Hua Qingshan as a
supervisor of the Seventh Session of the
Supervisory Committee
7.b To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Jiang Yunbao as an
external supervisor of the Seventh Session
of the Supervisory Committee
7.c To consider and, if thought fit, to approve Mgmt For For
the appointment of Mr. Lu Jiahui as an
external supervisor of the Seventh Session
of the Supervisory Committee
7.d To consider and, if thought fit, to approve Mgmt For For
the appointment of Mr. Teng Tieqi as a
supervisor of the Seventh Session of the
Supervisory Committee
7.e To consider and, if thought fit, to approve Mgmt For For
the appointment of Mr. Dong Wenhua as a
supervisor of the Seventh Session of the
Supervisory Committee
7.f To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Li Jin as a
supervisor of the Seventh Session of the
Supervisory Committee
7.g To consider and, if thought fit, to approve Mgmt For For
the appointment of Mr. Gao Zhongyuan as a
supervisor of the Seventh Session of the
Supervisory Committee
7.h To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Gu Huizhong as a
supervisor of the Seventh Session of the
Supervisory Committee
7.i To consider and, if thought fit, to approve Mgmt For For
the re-election of Mr. Yan Hong as a
supervisor of the Seventh Session of the
Supervisory Committee
8 To consider and, if thought fit, to approve Mgmt For For
the remuneration plan for the directors and
supervisors of the Bank for the year ended
31 December 2012
9 To consider and, if thought fit, to approve Mgmt For For
the fixed assets investment plan of the
Bank for the year ending 31 December 2013
10 To consider and, if thought fit, to approve Mgmt For For
the amendments to Article 2, Article 11,
Article 113, Article 128, Article 144,
Article 151, Article 174, Article 179,
Article 194, Article 243, Article 255 and
Article 273 of the articles of association
of the Bank; and to authorize the Board to
grant authorization to the Chairman or the
person authorized by the Chairman, in
process of the Bank's filing and
application for approval of the amendments
to the articles of association, to make
relevant revisions to the amendments to the
articles of association as he/she deems
necessary and appropriate in accordance
with the requirements of the relevant
regulatory authorities and the stock
exchanges from time to time
--------------------------------------------------------------------------------------------------------------------------
BANK POLSKA KASA OPIEKI -GRUPA PEKAO S.A., WARSZAW Agenda Number: 704540853
--------------------------------------------------------------------------------------------------------------------------
Security: 064451206
Meeting Type: OGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: US0644512065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTIONS "2, 4, 5, 12.1 TO 12.8, 13, 14,
15 AND 16". THANK YOU.
1 Opening of the Ordinary General Meeting of Non-Voting
Bank Polska Kasa Opieki S.A.
2 Election of the Chairman of the Ordinary Mgmt For For
General Meeting of Bank Polska Kasa Opieki
S.A.
3 Concluding correctness of convening the Non-Voting
Ordinary General Meeting and its capacity
to adopt binding resolutions
4 Election of the Voting Commission Mgmt For For
5 Adoption of the agenda of the Ordinary Mgmt For For
General Meeting of Bank Polska Kasa Opieki
S.A.
6 Consideration of the Management Board's Non-Voting
report on the activity of Bank Polska Kasa
Opieki S.A. in 2012
7 Consideration of the financial statements Non-Voting
of Bank Polska Kasa Opieki S.A. for 2012
8 Consideration of the Management Board's Non-Voting
report on the activity of the Bank Polska
Kasa Opieki S.A.Capital Group in 2012
9 Consideration of the consolidated financial Non-Voting
statements of the Bank Polska Kasa Opieki
S.A. Capital Group for 2012
10 Consideration of the motion of the Non-Voting
Management Board of the Bank on
distribution of the net profit of Bank
Polska Kasa Opieki S.A. for 2012
11 Consideration of the report of the Non-Voting
Supervisory Board of Bank Polska Kasa
Opieki S.A. on its activity in 2012 and the
results of the performed assessment of: the
reports on the activity of the Bank Polska
Kasa Opieki S.A. and of the Bank Polska
Kasa Opieki S.A. Capital Group in 2012,
financial statements of Bank Polska Kasa
Opieki S.A. and of the Bank Polska Kasa
Opieki S.A. Capital Group for 2012, and of
the motion of the Management Board of the
Bank on the distribution of the net profit
of Bank Polska Kasa Opieki S.A. for 2012
12.1 Adoption of the resolutions on: approving Mgmt For For
the Management Board's report on the
activity of Bank Polska Kasa Opieki S.A. in
2012
12.2 Adoption of the resolutions on: approving Mgmt For For
the financial statements of Bank Polska
Kasa Opieki S.A. for 2012
12.3 Adoption of the resolutions on: approving Mgmt For For
the Management Board's report on the
activity of the Bank Polska Kasa Opieki
S.A. Capital Group in 2012
12.4 Adoption of the resolutions on: approving Mgmt For For
the consolidated financial statements of
the Bank Polska Kasa Opieki S.A. Capital
Group for 2012
12.5 Adoption of the resolutions on: Mgmt For For
distribution of the Bank Polska Kasa Opieki
S.A. net profit for 2012
12.6 Adoption of the resolutions on: approving Mgmt For For
the report of the Supervisory Board of Bank
Polska Kasa Opieki S.A. on its activity in
2012
12.7 Adoption of the resolutions on: approving Mgmt For For
the performance of duties by Members of the
Supervisory Board of Bank Polska Kasa
Opieki S.A. in 2012
12.8 Adoption of the resolutions on: approving Mgmt For For
the performance of duties by Members of the
Management Board of Bank Polska Kasa Opieki
S.A. in 2012
13 Adoption of the resolution changing the Mgmt For For
composition of the Supervisory Board of
Bank Polska Kasa Opieki S.A.
14 Consideration of the motion and adoption of Mgmt For For
the resolution on selection of the entity
authorized to audit and review financial
statements for Bank Polska Kasa Opieki S.A.
in years 2013-2017
15 Consideration of the motion and adoption of Mgmt For For
the resolution on amendments to the Statute
of Bank Polska Kasa Opieki S.A.
16 Adoption of the resolution on authorizing Mgmt For For
the Supervisory Board to determine the
uniform text of the Statute of Bank Polska
Kasa Opieki S.A.
17 Presentation of the Polish Financial Non-Voting
Supervision Authority's stance included in
the letter no. DLB/DLB_WL1/703/2/1/2013
dated 17 April 2013 concerning the
Guidelines of the European Banking
Authority on the Assessment of the
Suitability of Members of the Management
Body and Key Function Holders
18 Closing of the Ordinary General Meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 17. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD Agenda Number: 704460803
--------------------------------------------------------------------------------------------------------------------------
Security: Y07717104
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: CNE100000221
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN20130426081.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN20130426075.pdf
O.1 To consider and approve the report of the Mgmt For For
Board of Directors of the Company (the
"Board") for the year ended 31 December
2012
O.2 To consider and approve the report of the Mgmt For For
Supervisory Committee of the Company for
the year ended 31 December 2012
O.3 To consider and approve the audited Mgmt For For
Financial Statements and the Independent
Auditor's Report for the year ended 31
December 2012
O.4 To consider and approve the profit Mgmt For For
appropriation proposal for the year ended
31 December 2012
O.5 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers, as the
Company's PRC and international auditors,
respectively, for the year ending 31
December 2013 and the granting of the
authorisation to the Board to determine
their remuneration
S.1 To consider and approve the proposed Mgmt For For
amendments
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BEIJING ENTERPRISES HOLDINGS LTD Agenda Number: 704510177
--------------------------------------------------------------------------------------------------------------------------
Security: Y07702122
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: HK0392044647
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0516/LTN20130516011.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0516/LTN20130516009.pdf
1 To receive the Audited Consolidated Mgmt For For
Financial Statements and Reports of the
Directors and of the Auditors for the year
ended 31 December 2012
2 To declare a final dividend Mgmt For For
3.1 To re-elect Mr. Wang Dong as Director Mgmt For For
3.2 To re-elect Mr. Lei Zhengang as Director Mgmt For For
3.3 To re-elect Mr. Jiang Xinhao as Director Mgmt For For
3.4 To re-elect Mr. Wu Jiesi as Director Mgmt For For
3.5 To re-elect Mr. Lam Hoi Ham as Director Mgmt For For
3.6 To re-elect Mr. Sze Chi Ching as Director Mgmt For For
3.7 To re-elect Mr. Shi Hanmin as Director Mgmt For For
3.8 To authorise the Board of Directors to fix Mgmt For For
Director's remuneration
4 To re-appoint Messrs. Ernst & Young as Mgmt For For
Auditors and to authorise the Board of
Directors to fix their remuneration
5 To give a general mandate to the Directors Mgmt For For
to purchase shares not exceeding 10% of the
existing issued share capital of the
Company on the date of this Resolution
6 To give a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares not exceeding 20% of the existing
issued share capital of the Company on the
date of this Resolution
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue shares in the
capital of the Company by the number of
shares repurchased
--------------------------------------------------------------------------------------------------------------------------
BERJAYA CORPORATION BHD Agenda Number: 704077278
--------------------------------------------------------------------------------------------------------------------------
Security: Y08366125
Meeting Type: AGM
Meeting Date: 30-Oct-2012
Ticker:
ISIN: MYL3395OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the audited financial Mgmt For For
statements of the Company for the year
ended 30 April 2012 and the Directors' and
Auditors' Reports thereon
2 To approve the payment of a final dividend Mgmt For For
of 1% single-tier exempt dividend in
respect of year ended 30 April 2012
3 To approve the payment of Directors' fees Mgmt For For
amounting to RM144,032 for the year ended
30 April 2012
4 To re-elect the following Director who Mgmt For For
retire pursuant to the Company's Articles
of Association: Dato' Robin Tan Yeong Ching
5 To re-elect the following Director who Mgmt For For
retire pursuant to the Company's Articles
of Association: Chan Kien Sing
6 To re-elect the following Director who Mgmt For For
retire pursuant to the Company's Articles
of Association: Dato' Hj Md Yusoff @ Mohd
Yusoff Bin Jaafar
7 To re-elect the following Director who Mgmt For For
retire pursuant to the Company's Articles
of Association: Hjh Zurainah Binti Musa
8 To re-elect the following Director who Mgmt For For
retire pursuant to the Company's Articles
of Association: Dr Jayanthi Naidu A/P G.
Danasamy
9 To re-appoint Tan Sri Datuk Abdul Rahim Bin Mgmt For For
Hj Din as a Director of the Company and to
hold office until the conclusion of the
next Annual General Meeting of the Company
pursuant to Section 129(6) of the Companies
Act, 1965
10 To re-appoint Messrs Ernst & Young as Mgmt For For
Auditors and to authorise the Directors to
fix their remuneration
11 Authority to issue and allot shares Mgmt For For
pursuant to section 132D of the companies
act, 1965
12 Proposed renewal of and new shareholders' Mgmt For For
mandate for recurrent related party
transactions of a revenue or trading nature
13 Proposed renewal of authority for the Mgmt For For
company to purchase its own shares
--------------------------------------------------------------------------------------------------------------------------
BERJAYA CORPORATION BHD, KUALA LUMPUR Agenda Number: 704016864
--------------------------------------------------------------------------------------------------------------------------
Security: Y08366125
Meeting Type: EGM
Meeting Date: 30-Aug-2012
Ticker:
ISIN: MYL3395OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposed acquisition of 40,000,000 ordinary Mgmt For For
shares of RM1.00 each in Atlan Holdings
Berhad ("AHB") ("AHB shares"), representing
15.77% equity interest in AHB ("sale
shares"), by BCORP for a purchase
consideration of RM170 million or RM4.25
per AHB share to be satisfied by the
issuance of RM170 million 5-year 5% RM1.00
nominal value of new irredeemable
convertible unsecured loan stocks ("new
ICULS") together with 170 million new
detachable warrants in BCORP ("new
warrants") ("proposed acquisition")
--------------------------------------------------------------------------------------------------------------------------
BIDVEST GROUP LTD Agenda Number: 704148851
--------------------------------------------------------------------------------------------------------------------------
Security: S1201R162
Meeting Type: AGM
Meeting Date: 04-Dec-2012
Ticker:
ISIN: ZAE000117321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 To accept the audited financial statements Mgmt For For
for the year ended 20120630
2.O.2 To re-appoint Deloitte and Touche as the Mgmt For For
independent external auditor and lead audit
partner for the ensuing year
3O3.1 Re-election of PC Baloyi as a director Mgmt For For
4O3.2 Re-election of EK Diack as a director Mgmt For For
5O3.3 Re-election of AK Maditsi as a director Mgmt For For
6O3.4 Re-election of L Phalatse as a director Mgmt For For
7O3.5 Re-election of MC Ramaphosa as a director Mgmt For For
who retires by rotation
8O3.6 Re-election of D Masson as a director who Mgmt For For
retires by rotation
9O3.7 Re-election of T Slabbert as a director who Mgmt For For
retires by rotation
10O41 Election of PC Baloyi as a member of the Mgmt For For
Group s audit committee
11O42 Election of EK Diack as a member of the Mgmt For For
Group s audit committee
12O43 Election of D Masson as a member of the Mgmt For For
Group s audit committee
13O44 Election of NG Payne as a member of the Mgmt For For
Group s audit committee
14O.5 Ratification of appointment of social and Mgmt For For
ethics committee
15O.6 Endorsement of Bidvest remuneration policy Mgmt For For
non binding advisory note
16O.7 General authority to directors to allot and Mgmt For For
issue authorised but unissued ordinary
shares
17O.8 General authority to issue shares for cash Mgmt For For
18O.9 Payment of dividend by way of pro rata Mgmt For For
reduction of share capital or share premium
19O10 Creation and Issue of convertible Mgmt For For
debentures
20S.1 General authority to acquire (repurchase) Mgmt For For
shares
21S.2 Approval of non-executive directors Mgmt For For
remuneration 2012 / 2013
22S.3 General authority to provide financial Mgmt For For
assistance to directors, prescribed
officers, employee share scheme
beneficiaries and related or inter-related
companies and corporations
23S.4 Adoption of new Memorandum of Incorporation Mgmt Against Against
(MOI)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING DATE FROM 26 NOV 2012 TO
04 DEC 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT RESOLUTION NO. 4 IS BEING Non-Voting
CARRIED OVER ONTO SECOND CALL HOWEVER
VOTING INSTRUCTIONS FROM FIRST CALL WILL BE
CARRIED OVER ONTO SECOND CALL. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 704328194
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 15-Apr-2013
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To vote regarding the amendment of the BM Mgmt For For
and FBOVESPA stock option plan, as proposed
by the management
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 704328310
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: AGM
Meeting Date: 15-Apr-2013
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To examine, discuss and vote the financial Mgmt For For
statements relating to fiscal year ending
December 31, 2012
2 Destination of the year end results of 2012 Mgmt For For
3 To elect members of the Board of Directors Mgmt For For
4 To set the remuneration for the members of Mgmt For For
the board of directors and for the
executive committee related to 2013 fiscal
year
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA Agenda Number: 704367007
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Accept Financial Statements and Statutory Mgmt For For
Reports for Fiscal Year Ended December 31,
2012
2 Approve Allocation of Income and Dividends Mgmt For For
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA Agenda Number: 704393735
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 15-May-2013
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To establish the aggregate amount of the Mgmt Abstain Against
remuneration of the managers of the company
for the 2013 fiscal year
2 To increase the share capital of the Mgmt For For
company, without the issuance of new
shares, for the purpose of capitalizing
part of the balance of the profit reserves,
in the event that the resolutions submitted
to the annual general meeting are approved
3 To amend the wording of the main part of Mgmt For For
article 5 of the corporate bylaws of the
company, in order to reflect a. the capital
increases approved by the board of
directors of the company and b. the
capitalization of part of the profit
reserves of the company
4 To amend the wording of line V of article Mgmt For For
19 of the corporate bylaws of the company
to give advance authorization for the
company to enter into agreements and grant
guarantees only in transactions the value
of which exceeds the greater of BRL 50
million or 10 per cent of the total
consolidated assets of the company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
POSTPONEMENT OF MEETING FROM 30 APR TO 15
MAY 2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BR PROPERTIES SA, SAO PAULO Agenda Number: 704431636
--------------------------------------------------------------------------------------------------------------------------
Security: P1909V120
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRBRPRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Accept financial statements and statutory Mgmt For For
reports for fiscal year ended Dec. 31, 2012
2 Approve allocation of income and dividends Mgmt For For
3 Approve remuneration of company's Mgmt For For
management
4 Elect directors Mgmt Against Against
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BR PROPERTIES SA, SAO PAULO Agenda Number: 704432234
--------------------------------------------------------------------------------------------------------------------------
Security: P1909V120
Meeting Type: EGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRBRPRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Approve Agreements to Absorb Subsidiaries Mgmt For For
2 Appoint Independent Firm to Appraise Mgmt For For
Proposed Transactions
3 Approve Independent Firm's Appraisal Mgmt For For
4 Approve Absorption of Subsidiaries Mgmt For For
5 Authorize Board to Ratify and Execute Mgmt For For
Approved Resolutions
6 Amend Articles to Reflect Changes in Mgmt For For
Capital
7 Amend Article 22 Mgmt For For
8 Consolidate Bylaws Mgmt For For
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM SGM TO EGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRF -BRASIL FOODS S.A. Agenda Number: 933715572
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Special
Meeting Date: 18-Dec-2012
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RATIFY THE CHOICE OF THE COMPANY ERNST & Mgmt For For
YOUNG TERCO AUDITORES INDEPENDENTES S.S.,
APPOINTED BY THIS BOARD OF DIRECTORS TO
PREPARE THE APPRAISAL REPORTS OF THE
COMPANIES SADIA S.A. AND HELOISA INDUSTRIA
E COMERCIO DE PRODUTOS LACTEOS LTDA.
2. APPROVE THE APPRAISAL REPORTS REFERRED TO Mgmt For For
IN ITEM 1 ABOVE, AS WELL AS THE PROTOCOLS
AND JUSTIFICATIONS FOR THE MERGERS OF THE
COMPANIES SADIA S.A. AND HELOISA INDUSTRIA
E COMERCIO DE PRODUTOS LACTEOS LTDA. WITH
BRF - BRASIL FOODS S.A.
3. APPROVE THE MERGERS OF SADIA S.A. AND Mgmt For For
HELOISA INDUSTRIA E COMERCIO DE PRODUTOS
LACTEOS LTDA. BY BRF - BRASIL FOODS S.A.
WITH THE CONSEQUENT EXTINGUISHMENT OF THE
MERGED COMPANIES.
4. APPROVE THE AMENDMENT OF THE FOLLOWING Mgmt For For
ARTICLES OF COMPANY'S CURRENT BY-LAWS:
ARTICLE 1, ARTICLE 3, ARTICLE 5, ARTICLE
13, ARTICLE 14, ARTICLE 18, ARTICLE 32,
ARTICLE 34, ARTICLE 37, ARTICLE 38, ARTICLE
43 & ARTICLE 44, IN ACCORDANCE WITH THE
AMENDMENT PROPOSAL PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
BRF -BRASIL FOODS S.A. Agenda Number: 933754485
--------------------------------------------------------------------------------------------------------------------------
Security: 10552T107
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BRFS
ISIN: US10552T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO APPROVE THE MANAGEMENT REPORT AND Mgmt For For
FINANCIAL STATEMENTS AND OTHER DOCUMENTS
RELATING TO THE FISCAL YEAR ENDED DECEMBER
31, 2012 AND TO APPROVE THE ALLOCATION OF
NET INCOME FOR THE 2012 FISCAL YEAR SET
FORTH IN THE PROPOSAL OF THE BOARD OF
DIRECTORS.
O2 TO APPROVE THE DISTRIBUTION OF REMUNERATION Mgmt For For
TO SHAREHOLDERS IN ACCORDANCE WITH THE
PROPOSAL OF THE BOARD OF DIRECTORS IN THE
AMOUNT OF R$274.7 MILLION, CORRESPONDING TO
R$0.315855520 PER SHARE, WITH PAYMENTS MADE
ON AUGUST 15,2012 (R$0.11501051 PER SHARE)
AND FEBRUARY 15,2013 (R$0.20084501 PER
SHARE), IN THE FORM OF INTEREST ON SHARE
CAPITAL, SUBJECT TO REQUIRED WITHHOLDING OF
TAXES IN ACCORDANCE WITH APPLICABLE LAW.
O3 TO APPROVE THE DISTRIBUTION OF SUPPLEMENTAL Mgmt For For
DIVIDENDS IN THE AMOUNT OF R$45.3 MILLION
TO BE PAID ON APRIL 30, 2013.
O4 TO DEFINE THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD PURSUANT TO ART. 16 OF THE BYLAWS
(ESTATUTO SOCIAL) OF THE COMPANY AS 11
MEMBERS.
O5 TO ELECT THE BOARD OF DIRECTORS (MEMBERS & Mgmt For For
ALTERNATE MEMBERS) FOR A TERM OF 2 (TWO)
YEARS, PURSUANT TO ART. 16 OF THE BYLAWS.
O5A IF THE ELECTION OF THE BOARD IS HELD ON THE Mgmt For For
BASIS OF MULTIPLE (CUMULATIVE) VOTING (VOTO
MULTIPLO) IN ACCORDANCE WITH BRAZILIAN LAW,
TO DISTRIBUTE THE VOTES ATTRIBUTED TO THE
ADRS HELD BY THE OWNER PROPORTIONALLY AMONG
ALL MEMBERS OF THE SLATE SET FORTH IN
QUESTION 5 ON THE ABOVE COLUMN.
O6 TO DESIGNATE ABILIO DINIZ AS CHAIRMAN AND Mgmt For For
SERGIO ROSA AS VICE CHAIRMAN OF THE BOARD
PURSUANT TO ART.16, SECTION 1 OF THE
BYLAWS.
O7A ELECTION OF MEMBER OF FISCAL COUNCIL: Mgmt For For
ATTILIO GUASPARI. (INDEPENDENT-FINANCIAL
EXPERT). (PLEASE NOTE THAT AN "ABSTAIN"
VOTE WILL COUNT AS A FOR VOTE FOR THE
ALTERNATE NOMINEE AGENOR AZEVEDO DOS
SANTOS).
O7B ELECTION OF MEMBER OF FISCAL COUNCIL: DECIO Mgmt For For
MAGNO ANDRADE STOCHIERO. (PLEASE NOTE THAT
AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE
FOR THE ALTERNATE NOMINEE TARCISIO LUIZ
SILVA FONTENELE).
O7C ELECTION OF MEMBER OF FISCAL COUNCIL: Mgmt For For
SUSANA HANNA STIPHAN JABRA. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE PAOLA ROCHA
FREIRE).
E1 APPROVE THE FOLLOWING AMENDMENT TO THE Mgmt For For
BYLAWS (ESTATUTO SOCIAL) OF BRF - BRASIL
FOODS S.A. (THE "COMPANY"): TO AMEND ART. 1
TO CHANGE THE NAME OF THE COMPANY FROM BRF
- BRASIL FOODS S.A. TO BRF S.A.
E2 TO APPROVE THE ANNUAL AGGREGATE Mgmt For For
COMPENSATION OF MEMBERS OF MANAGEMENT AND
THE FISCAL COUNCIL/AUDIT COMMITTEE, IN THE
AGGREGATE AMOUNT OF R$39 MILLION, INCLUDING
EXTRA COMPENSATION FOR THE MONTH OF
DECEMBER 2013 IN AN AMOUNT EQUAL TO A
MONTHLY SALARY.
E3 TO AMEND THE STOCK OPTION PLAN (THE Mgmt For For
"PLAN"), ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO (MALAYSIA) BHD Agenda Number: 704333385
--------------------------------------------------------------------------------------------------------------------------
Security: Y0971P110
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: MYL4162OO003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2012 and the Reports of the Directors and
Auditors thereon
O.2 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Articles 97(1 ) and (2) of the Company's
Articles of Association : Datuk William Toh
Ah Wah
O.3 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Articles 97(1 ) and (2) of the Company's
Articles of Association : James Richard
Suttie
O.4 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Articles 97(1 ) and (2) of the Company's
Articles of Association : Andreas Michael
Thompson
O.5 To re-elect Datuk Mohamad Salim bin Fateh Mgmt For For
Din who retires in accordance with Article
103 of the Company's Articles of
Association
O.6 To re-elect Datuk Oh Chong Peng who has Mgmt For For
served as an Independent Non-Executive
Director of the Company for a cumulative
term of more than nine (9) years, to
continue to act as an Independent
Non-Executive Director of the Company
O.7 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditors of the
Company for the financial year ended 31
December 2013 and to authorise the
Directors to fix their remuneration
O.8 Proposed renewal of shareholders' mandate Mgmt For For
for Batm and its subsidiaries to enter into
recurrent related party transactions of a
revenue or trading nature with related
parties (proposed renewal of recurrent RPTS
mandate)
--------------------------------------------------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING COMPANY LTD Agenda Number: 704515141
--------------------------------------------------------------------------------------------------------------------------
Security: Y11654103
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: TW0002882008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The status of the local unsecured Non-Voting
convertible corporate bonds
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD0.7 per share
B3 The issuance of new shares from retained Mgmt For For
earnings. proposed stock dividend: 70 for
1,000 SHS held
B4 The revision to the articles of Mgmt For For
incorporation
B5 The revision to the rules of election of Mgmt For For
directors
B6 The proposal of long-term capital injection Mgmt For For
B7.1 The Election of the Director: Hong, Mgmt For For
Min-Hong
B7.2 The Election of the Director: Huang, Mgmt For For
Qing-Yuan
B7.3 The Election of the Director: Guo, Mgmt For For
Ming-Jian
B8 The proposal to release non-competition Mgmt Against Against
restriction on the directors
--------------------------------------------------------------------------------------------------------------------------
CCR SA, SAO PAULO Agenda Number: 703976906
--------------------------------------------------------------------------------------------------------------------------
Security: P1413U105
Meeting Type: EGM
Meeting Date: 02-Aug-2012
Ticker:
ISIN: BRCCROACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To vote regarding the election of Mr. Mgmt For For
Emerson De Almeida as an independent member
of the board of directors of the company,
with a term in office until the annual
general meeting of the company that will
vote on the financial statements from the
fiscal year that ends on December 31, 2012,
to hold the second position for an
independent member of the board of
directors, which is vacant, in accordance
with that which was resolved on at the
annual general meeting of the company held
on April 13, 2012
--------------------------------------------------------------------------------------------------------------------------
CCR SA, SAO PAULO Agenda Number: 704376208
--------------------------------------------------------------------------------------------------------------------------
Security: P1413U105
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: BRCCROACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 Accept financial statements and statutory Mgmt For For
reports for fiscal year ended Dec. 31, 2012
2 Approve capital budget for upcoming fiscal Mgmt For For
year
3 Approve allocation of income and dividends Mgmt For For
4 Fix number of directors and fiscal council Mgmt Against Against
members and elect board and fiscal council
members
5 Install fiscal council Mgmt For For
6 Approve remuneration of company's Mgmt Against Against
management
--------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 933736817
--------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Special
Meeting Date: 21-Mar-2013
Ticker: CX
ISIN: US1512908898
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. PRESENTATION OF THE REPORT BY THE CHIEF Mgmt For For
EXECUTIVE OFFICER, INCLUDING THE COMPANY'S
FINANCIAL STATEMENTS, REPORT OF CHANGES IN
FINANCIAL SITUATION AND VARIATIONS OF
CAPITAL STOCK, AND PRESENTATION OF THE
REPORT BY THE BOARD OF DIRECTORS, FOR THE
FISCAL YEAR 2012, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
O2. RESOLUTION ON ALLOCATION OF PROFITS. Mgmt For For
O3. PROPOSAL TO INCREASE THE CAPITAL STOCK OF Mgmt For For
THE COMPANY IN ITS VARIABLE PORTION
THROUGH: (A) CAPITALIZATION OF RETAINED
EARNINGS; AND (B) ISSUANCE OF TREASURY
SHARES IN ORDER TO PRESERVE THE RIGHTS OF
CURRENT NOTE HOLDERS PURSUANT TO THE
COMPANY'S ISSUANCE OF CONVERTIBLE NOTES
PRIOR.
O4. APPOINTMENT OF DIRECTORS, MEMBERS AND Mgmt Against Against
PRESIDENT OF THE AUDIT, CORPORATE PRACTICES
AND FINANCE COMMITTEES.
O5. COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE AUDIT, CORPORATE
PRACTICES AND FINANCE COMMITTEES.
O6. APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For For
RESOLUTIONS ADOPTED AT THE MEETING.
E1. RESOLUTION ON THE PROPOSAL BY THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE CONVERTIBLE NOTES
PURSUANT TO ARTICLE 210 BIS OF THE MEXICAN
GENERAL LAW OF CREDIT INSTRUMENTS AND
OPERATIONS (LEY GENERAL DE TITULOS Y
OPERACIONES DE CREDITO), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
E2. APPOINTMENT OF THE DELEGATE OR DELEGATES TO Mgmt For For
FORMALIZE THE APPROVED RESOLUTIONS.
--------------------------------------------------------------------------------------------------------------------------
CENCOSUD S.A. Agenda Number: 933706054
--------------------------------------------------------------------------------------------------------------------------
Security: 15132H101
Meeting Type: Special
Meeting Date: 20-Nov-2012
Ticker: CNCO
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO INCREASE THE COMPANY'S CAPITAL IN AN Mgmt For For
AMOUNT EQUIVALENT IN CHILEAN PESOS UP TO
US$ 1.500.000.000 OR SUCH OTHER AMOUNT AS
MAY BE AGREED BY THE SHAREHOLDERS MEETING,
TO REFINANCE, IN WHOLE OR IN PART, THE
INDEBTEDNESS INCURRED BY THE COMPANY IN
CONNECTION WITH THE PURCHASE BY THE COMPANY
OF THE OPERATIONS OF CARREFOUR IN COLOMBIA,
WHICH SHALL BE PAID AS AGREED IN MEETING.
3. IN CASE OF APPROVAL OF THE CAPITAL INCREASE Mgmt Against Against
REFERRED TO ABOVE, TO ALLOCATE SHARES OF
COMMON STOCK ISSUED IN RESPECT OF THE
CAPITAL INCREASE TO THE COMPANY'S EQUITY
COMPENSATION PLANS, AS PROVIDED IN ARTICLE
24 OF LAW NO 18,046 ON STOCK CORPORATIONS.
4. IN CASE OF APPROVAL OF THE CAPITAL INCREASE Mgmt For For
REFERRED TO ABOVE, TO AMEND THE PERMANENT
ARTICLES OF THE BYLAWS IN RESPECT TO THE
CAPITAL AND SHARES OF THE COMPANY, AND TO
AMEND, SUBSTITUTE AND/OR ADD THE TRANSITORY
ARTICLES OF THE BYLAWS OF THE COMPANY, AS
MAY BE REQUIRED AS A CONSEQUENCE OF THE
CAPITAL INCREASE AND IN ACCORDANCE WITH THE
RESOLUTIONS ADOPTED AT THE MEETING.
5. TO APPROVE SUCH OTHER CORPORATE ACTIONS OR Mgmt For For
AGREEMENTS AS MAY BE REQUIRED TO IMPLEMENT
AND LEGALIZE THE AMENDMENTS TO THE
COMPANY'S BYLAWS AS DETERMINED BY THE
SHAREHOLDERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CENCOSUD S.A. Agenda Number: 933804622
--------------------------------------------------------------------------------------------------------------------------
Security: 15132H101
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: CNCO
ISIN: US15132H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ANALYSIS OF THE SITUATION OF THE COMPANY Mgmt For For
AND THE EXTERNAL AUDITORS REPORT, AND THE
APPROVAL OF THE ANNUAL REPORT, THE BALANCE
SHEET AND FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31ST,
2012, AND THE REPORT OF THE EXTERNAL
AUDITORS FOR THE SAME PERIOD.
2. DISTRIBUTION OF NET INCOME AND DIVIDENDS Mgmt For For
FOR 2012, AND THE PROPOSAL BY THE BOARD OF
DIRECTORS OF A PAYMENT OF CH$ 20.59906 PER
SHARE TO BE PAID STARTING MAY 15TH.
3. PRESENTATION OF DIVIDENDS POLICY. Mgmt For For
4. DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
BOARD MEMBERS FOR 2013.
5. ELECTION OF MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS.
6. DETERMINATION OF REMUNERATION OF MEMBERS OF Mgmt For For
THE BOARD AND BUDGET FOR OPERATING EXPENSES
& EXPENSES RELATED TO ADVISORS FOR 2013.
8. APPOINTMENT OF EXTERNAL AUDITORS FOR 2013. Mgmt For For
9. APPOINTMENT OF RISK RATING AGENCIES FOR Mgmt For For
2013.
12. APPOINTMENT OF NEWSPAPER FOR PUBLICATION OF Mgmt For For
LEGAL NOTICES.
13. GENERAL DISCUSSION OF OTHER MATTERS OF Mgmt Against Against
CORPORATE INTEREST AND RELEVANCE TO THE
ORDINARY SHAREHOLDERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CESP CIA ENERGETICA DE SAO PAULO SA Agenda Number: 704183879
--------------------------------------------------------------------------------------------------------------------------
Security: P25784193
Meeting Type: EGM
Meeting Date: 03-Dec-2012
Ticker:
ISIN: BRCESPACNPB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Generation concessions of Uhe Ilha Non-Voting
Solteira, Tres Irmaos and Engenheiro Souza
Dias, Jupia, in accordance with the terms
of provisional measure Number 579 of
September 11, 2012, Decree Number 7805 of
September 14, 2012, Ministry of Mines and
Energy Ordinance Number 578 of October 31,
2012, and interministerial ordinance from
the Ministry of Mines and Energy and from
the State Treasury Ministry Number 580 of
November 1, 2012
--------------------------------------------------------------------------------------------------------------------------
CESP CIA ENERGETICA DE SAO PAULO SA Agenda Number: 704397606
--------------------------------------------------------------------------------------------------------------------------
Security: P25784193
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: BRCESPACNPB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
3 To elect the members of the board of Mgmt For For
directors
4 To elect the members of the fiscal council Mgmt For For
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOL Agenda Number: 704260366
--------------------------------------------------------------------------------------------------------------------------
Security: Y1293Y110
Meeting Type: EGM
Meeting Date: 25-Mar-2013
Ticker:
ISIN: CNE100000X85
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0206/LTN20130206376.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0206/LTN20130206334.pdf
1 To consider and approve the amendment of Mgmt For For
the maturity of the Bonds of "up to 10
years, subject to market conditions at the
time of issuance" under the Original Bond
Issuance Proposal to "up to 30 years,
subject to market conditions at the time of
issuance"
--------------------------------------------------------------------------------------------------------------------------
CHEIL WORLDWIDE INC, SEOUL Agenda Number: 704275305
--------------------------------------------------------------------------------------------------------------------------
Security: Y1296G108
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7030000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2.1 Election of director Im Dae Gi Mgmt For For
2.2 Election of director Yu Jeong Geun Mgmt For For
2.3 Election of director Jeong Yeon Geun Mgmt For For
3 Approval of remuneration for director Mgmt For For
4 Approval of remuneration for auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHENG SHIN RUBBER INDUSTRY CO LTD Agenda Number: 704521788
--------------------------------------------------------------------------------------------------------------------------
Security: Y1306X109
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: TW0002105004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The status of endorsement and guarantee Non-Voting
A4 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD1.5 per share
B3 The issuance of new shares from retained Mgmt For For
earnings. Proposed stock dividend: 150 for
1,000 SHS held
B4 The revision to the articles of Mgmt For For
incorporation
B5 The revision to the procedures of Mgmt For For
endorsement, guarantee and monetary loans
B6 The revision to the rules of shareholder Mgmt For For
meeting
B7 The revision to the procedures of the Mgmt For For
election of the directors and supervisors
B8 The revision to the procedures of asset Mgmt For For
acquisition or disposal
--------------------------------------------------------------------------------------------------------------------------
CHINA BLUECHEMICAL LTD Agenda Number: 704508538
--------------------------------------------------------------------------------------------------------------------------
Security: Y14251105
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: CNE1000002D0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 187692 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415065.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0515/LTN20130515027.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0515/LTN20130515023.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To consider and approve the report of the Mgmt For For
board of the directors of the Company (the
''Board'') for the year ended 31 December
2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012
3 To consider and approve the audited Mgmt For For
financial statements and the auditors'
report of the Company for the year ended 31
December 2012
4 To consider and approve the proposal for Mgmt For For
distribution of profit of the Company for
the year ended 31 December 2012 and the
declaration of the Company's final dividend
for the year ended 31 December 2012
5 To consider and approve the budget Mgmt For For
proposals of the Company for the year 2013
6 To consider and approve the appointment of Mgmt For For
Deloitte Touche Tohmatsu Certified Public
Accountants and Deloitte Touche Tohmatsu
Certified Public Accountants LLP as the
international and domestic auditors of the
Company, respectively, for a term until the
conclusion of the next annual general
meeting of the Company and to authorise the
audit committee of the Board to determine
their remuneration
7 To consider and approve the appointment of Mgmt For For
Mr. Wang Mingyang as the supervisor of the
Company, to authorise the chairman of the
Board to sign a service contract with Mr.
Wang Mingyang for and on behalf of the
Company, and to authorise the Board, which
in turn will further delegate the
remuneration committee of the Board to
determine his remuneration
8 To consider and approve the proposed Mgmt For For
amendments to the articles of association
of the Company and to authorise the Board
to deal with on behalf of the Company the
relevant filing and amendments (where
necessary) procedures and other related
issues arising from the amendments to the
articles of association of the Company
9 To consider and to authorise the granting Mgmt Against Against
of a general mandate to the Board to issue
domestic shares and overseas listed foreign
shares (H Shares): ''That: (a) The Board be
and is hereby granted, during the Relevant
Period (as defined below), a general and
unconditional mandate to separately or
concurrently issue, allot and/or deal with
additional domestic shares and overseas
listed foreign shares (H Shares) of the
Company, and to make or grant offers,
agreements or options which would or might
require domestic shares and overseas listed
foreign shares (H Shares) to be issued,
allotted and/or dealt with, subject to the
following conditions: (i) such mandate
shall not extend beyond the Relevant Period
save that the Board may during the Relevant
Period make or grant offers, agreements or
options which might require the exercise of
such powers after the end of the Relevant
Period; (ii) the number of the domestic
shares and overseas listed foreign shares
(H Shares) to be issued, allotted and/or
dealt with or agreed conditionally or
unconditionally to be issued, allotted
and/or dealt with by the Board shall not
exceed 20% of each of its existing domestic
shares and overseas listed foreign shares
(H Shares) of the Company; and (iii) the
Board will only exercise its power under
such mandate in accordance with the Company
Law of the PRC and the Rules Governing the
Listing of Securities on The Stock Exchange
of Hong Kong Limited (as amended from time
to time) or applicable laws, rules and
regulations of other government or
regulatory bodies and only if all necessary
approvals from the China Securities
Regulatory Commission and/or other relevant
PRC government authorities are obtained.
(b) For the purposes of this special
resolution: ''Relevant Period'' means the
period from the passing of this special
resolution until the earliest of: (i) the
conclusion of the next annual general
meeting of the Company following the
passing of this special resolution; (ii)
the expiration of the 12-month period
following the passing of this special
resolution; or (iii) the date on which the
authority granted to the Board as set out
in this special resolution is revoked or
varied by a special resolution of the
shareholders of the Company in a general
meeting. (c) Contingent on the Board
resolving to separately or concurrently
issue domestic shares and overseas listed
foreign shares (H Shares) pursuant to
paragraph (a) of this special resolution,
the Board be authorised to increase the
registered capital of the Company to
reflect the number of such shares
authorised to be issued by the Company
pursuant to paragraph (a) of this special
resolution and to make such appropriate and
necessary amendments to the articles of
association of the Company as they think
fit to reflect such increases in the
registered capital of the Company and to
take any other action and complete any
formality required to effect the separate
or concurrent issuance of domestic shares
and overseas listed foreign shares (H
Shares) pursuant to paragraph (a) of this
special resolution and the increase in the
registered capital of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD, BEIJING Agenda Number: 704042693
--------------------------------------------------------------------------------------------------------------------------
Security: Y1434M116
Meeting Type: EGM
Meeting Date: 18-Oct-2012
Ticker:
ISIN: CNE1000001Q4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0831/LTN20120831690.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0831/LTN20120831708.pdf
1 To consider and approve the appointment of Mgmt For For
Dr. Zhu Xiaohuang as an executive director
of the Bank
2 To consider and approve the appointment of Mgmt For For
Mr. Zhang Xiaowei as a non-executive
director of the Bank
3 To consider and approve the appointment of Mgmt For For
Mr. Gonzalo Torano Vallina as a
non-executive director of the Bank
4 To consider and approve the amendments to Mgmt For For
the articles of association as set out in
the circular of the Bank dated 3 September
2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LTD, BEIJING Agenda Number: 704470133
--------------------------------------------------------------------------------------------------------------------------
Security: Y1434M116
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: CNE1000001Q4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 179386 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411701.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429997.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429981.pdf
1 To consider and approve the report of the Mgmt For For
Board of Directors of the Bank for the year
2012
2 To consider and approve the report of the Mgmt For For
Board of Supervisors of the Bank for the
year 2012
3 To consider and approve the Annual Report Mgmt For For
of the Bank for the year 2012
4 To consider and approve the Financial Mgmt For For
Report of the Bank for the year 2012
5 To consider and approve the Financial Mgmt For For
Budget Plan of the Bank for the year 2013
6 To consider and approve the Profit Mgmt For For
Distribution Plan of the Bank for the year
2012
7 To consider and approve the resolution on Mgmt For For
engagement of accounting firms and their
service fees for the year 2013
8 To consider and approve the resolution on Mgmt For For
the estimate amount of the recurring
related party transactions with related
party entities under CITIC Group for the
year 2013
9 To consider and approve the special report Mgmt For For
on related party transactions of the Bank
for the year 2012
10 To consider and approve the appointment of Mgmt For For
Mr. Chang Zhenming as a non-executive
director of the Bank
--------------------------------------------------------------------------------------------------------------------------
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD, BEI Agenda Number: 704243889
--------------------------------------------------------------------------------------------------------------------------
Security: Y14369105
Meeting Type: EGM
Meeting Date: 21-Feb-2013
Ticker:
ISIN: CNE1000002F5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 151416 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1230/LTN20121230031.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1230/LTN20121230033.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0117/LTN20130117535.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0117/LTN20130117530.pdf
1 To consider and approve the issue of the Mgmt For For
super short-term debentures by the Company:
(i) that the Company shall apply to the
NAFMII for the issue of the super
short-term debentures with an aggregate
principal amount not exceeding RMB15
billion in the PRC; and (ii) that the
Chairman and any other two executive
Directors authorized by the Chairman be
authorised to jointly or separately deal
with all relevant matters relating to the
issue of the super short-term debentures
2 To consider and approve the proposed Mgmt Against Against
transaction in relation to the proposed
change of registered capital of CCCC
Finance Company Limited as contemplated
under the Supplemental Agreement
--------------------------------------------------------------------------------------------------------------------------
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD, BEI Agenda Number: 704446930
--------------------------------------------------------------------------------------------------------------------------
Security: Y14369105
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: CNE1000002F5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419970.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419956.pdf
1 To consider and approve the audited Mgmt For For
consolidated financial statements of the
Company for the year ended 31 December 2012
2 To consider and approve the distribution Mgmt For For
plan of profit and final dividend of the
Company for the year of 2012
3 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers as the Company's
international auditors and
PricewaterhouseCoopers Zhong Tian LLP
(previously PricewaterhouseCoopers Zhong
Tian CPAs Limited Company) as the Company's
domestic auditors for a term ending at the
next annual general meeting of the Company
and to authorise the board of directors of
the Company (the Board) to determine their
respective remuneration
4 To consider and approve the estimated cap Mgmt Against Against
for the internal guarantees of the Group in
2013
5 To consider and approve the estimated total Mgmt Against Against
amount of the day-to-day related party
transactions of the Company under the
Shanghai Listing Rules in 2013
6 To consider and approve the proposed Mgmt Against Against
transaction under the Deposit Service
Framework Agreement
7 To consider and approve the report of the Mgmt For For
Board for the year of 2012
8 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year of 2012
9 To authorise the Board (i) to exercise the Mgmt Against Against
powers to allot, issue and deal with
additional H shares and A shares of the
Company not more than 20% of each of the
existing issued H shares and A shares of
the Company in issue at the date of passing
this resolution during the Relevant Period
(as defined in the Notice of Annual General
Meeting which was despatched on or around
the same time as this form of proxy),
either separately or concurrently, and to
make or grant offers, agreements and
options in respect thereof; (ii) to
increase the registered capital and amend
the articles of association of the Company
to reflect such increase in the registered
capital of the Company under above general
mandate; and (iii) to approve, execute or
do or procure to be done documents or
things in connection with the issue of
these CONTD
CONT CONTD additional shares Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI Agenda Number: 704068320
--------------------------------------------------------------------------------------------------------------------------
Security: Y1436A102
Meeting Type: EGM
Meeting Date: 27-Nov-2012
Ticker:
ISIN: CNE1000002G3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0927/LTN20120927232.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0927/LTN20120927270.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0927/LTN20120927250.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 That the proposed revised annual caps for Mgmt For For
the Operation Support Services Framework
Agreement and the service charges
receivable by the Company from China
Telecom Group under the Supplies
Procurement Services Framework Agreement
for the year ending 31 December 2012 as
described in the circular of the Company
dated 27 September 2012 (the ''Circular'')
be and are hereby approved, ratified and
confirmed
2 That the 2012 Supplemental Agreement (in Mgmt For For
respect of, among others, the renewal of
terms of the non-exempt continuing
connected transactions to 31 December 2015)
with China Telecom as described in the
Circular be and are hereby approved,
ratified and confirmed and that any
director of the Company be and is hereby
authorized to do all such further acts and
things and execute such further documents
and take all such steps which in their
opinion may be necessary, desirable or
expedient to implement and/or give effect
to the terms of such agreement
3 That the proposed new annual caps for the Mgmt For For
non-exempt continuing connected
transactions for the three years ending 31
December 2015 as described in the Circular
be and are hereby approved, ratified and
confirmed
4 That Mr. Li Zhengmao's appointment as a Mgmt For For
non-executive director of the Company be
considered and approved, with his term of
office effective from the date when this
resolution is passed until the annual
general meeting of the Company for the year
2014 to be held in 2015; and THAT any one
of the directors of the Company be
authorized, on behalf of the Company, to
enter into a service contract with Mr. Li
Zhengmao
--------------------------------------------------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI Agenda Number: 704446942
--------------------------------------------------------------------------------------------------------------------------
Security: Y1436A102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: CNE1000002G3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422347.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422315.pdf
1 That the consolidated financial statements Mgmt For For
of the Company, the report of the
Directors, the report of the Supervisory
Committee and the report of the
international auditors for the year ended
31 December 2012 be considered and
approved, and the board of directors of the
Company (the "Board") be authorized to
prepare the budget of the Company for the
year 2013
2 That the profit distribution proposal and Mgmt For For
the declaration and payment of a final
dividend for the year ended 31 December
2012 be considered and approved
3 That the appointment of Deloitte Touche Mgmt For For
Tohmatsu and Deloitte Touche Tohmatsu
Certified Public Accountants LLP as the
international auditors and domestic
auditors of the Company, respectively, for
the year ending 31 December 2013 be
considered and approved, and the Board be
authorized to fix the remuneration of the
auditors
4.1 That the grant of a general mandate to the Mgmt Against Against
Board to issue debentures denominated in
local or foreign currencies, in one or more
tranches in the PRC and overseas, including
but not limited to, short-term commercial
paper, medium term note, company bond and
corporate debts, with a maximum aggregate
outstanding repayment amount of up to RMB6
billion be considered and approved
4.2 That the Board or any two of three Mgmt Against Against
directors of the Company duly authorized by
the Board, namely Mr. Li Ping, Mr. Zheng
Qibao and Ms. Hou Rui, taking into account
the specific needs of the Company and
market conditions, be and are hereby
generally and unconditionally authorized to
determine the specific terms and conditions
of, and other matters relating to, the
issue of debentures, and do all such acts
which are necessary and incidental to the
issue of debentures
4.3 That the grant of the general mandate under Mgmt Against Against
this resolution shall come into effect upon
approval from the general meeting and will
be valid for 12 months from that date
5 That the grant of a general mandate to the Mgmt Against Against
Board to issue, allot and deal with the
additional shares in the Company not
exceeding 20% of each of the existing
domestic shares and H shares (as the case
may be) in issue be considered and approved
6 That the Board be authorized to increase Mgmt Against Against
the registered capital of the Company to
reflect the issue of shares in the Company
authorized under special resolution 5, and
to make such appropriate and necessary
amendments to the Articles of Association
as they think fit to reflect such increases
in the registered capital of the Company
and to take any other action and complete
any formality required to effect such
increase of the registered capital of the
Company
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704502788
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175851 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421083.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0421/LTN20130421073.pdf;
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510720.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510694.pdf
1 The 2012 report of Board of Directors Mgmt For For
2 The 2012 report of Board of Supervisors Mgmt For For
3 The 2012 final financial accounts Mgmt For For
4 The 2012 profit distribution plan Mgmt For For
5 Budget of 2013 fixed assets investment Mgmt For For
6 The appointment of external auditors for Mgmt For For
2013
7.1 Re-appointment of Mr. Zhang Jianguo as an Mgmt For For
Executive Director of the Bank
7.2 Re-appointment of Mr. Zhao Xijun as an Mgmt For For
Independent Non-executive Director of the
Bank
7.3 Re-appointment of Ms. Chen Yuanling as a Mgmt For For
Non-executive Director of the Bank
7.4 Appointment of Mr. Zhu Hongbo as an Mgmt For For
Executive Director of the Bank
7.5 Appointment of Mr. Hu Zheyi as an Executive Mgmt For For
Director of the Bank
7.6 Appointment of Mr. Chung Shui Ming Timpson Mgmt Against Against
as an Independent Non-executive Director of
the Bank
7.7 Appointment of Ms. Margaret Leung Ko May Mgmt For For
Yee as an Independent Non-executive
Director of the Bank
7.8 Appointment of Mr. Wim Kok as an Mgmt For For
Independent Non-executive Director of the
Bank
7.9 Appointment of Mr. Murray Horn as an Mgmt For For
Independent Non-executive Director of the
Bank
7.10 Appointment of Mr. Xu Tie as a Mgmt For For
Non-executive Director of the Bank
7.11 Appointment of Mr. Qi Shouyin as a Mgmt For For
Non-executive Director of the Bank
7.12 Terms of office of proposed Directors Mgmt For For
8.1 Re-appointment of Mr. Zhang Furong as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.2 Re-appointment of Ms. Liu Jin as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.3 Appointment of Ms. Li Xiaoling as a Mgmt For For
shareholder representative Supervisor of
the Bank
8.4 Appointment of Mr. Bai Jianjun as an Mgmt For For
external Supervisor of the Bank
8.5 Appointment of Mr. Wang Xinmin as an Mgmt For For
External Supervisor of the Bank
9 Issuance of write-down type eligible Mgmt For For
capital instruments in the amount of up to
RMB60 billion by the end of 2015
10 Revisions to the Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA FOODS LTD Agenda Number: 704466641
--------------------------------------------------------------------------------------------------------------------------
Security: G2154F109
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: BMG2154F1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261197.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261096.pdf
1 To consider and adopt the audited financial Mgmt For For
statements and the reports of directors and
auditors for the year ended 31 December
2012
2 To re-elect Ms. Luan Xiuju as executive Mgmt For For
director
3 To re-elect Mr. Ma Jianping as Mgmt For For
non-executive director
4 To re-elect Ms. Wu Wenting as non-executive Mgmt For For
director
5 To elect Mr. Paul Kenneth Etchells as Mgmt For For
independent non-executive director
6 To elect Mr. Yu Xubo as non-executive Mgmt For For
director
7 To authorise the board of directors to fix Mgmt For For
their remuneration
8 To re-appoint Ernst & Young as auditors and Mgmt For For
to authorise the board of directors to fix
their remuneration
9 To give a general mandate to the directors Mgmt Against Against
to allot, issue and deal with additional
shares of the Company
10 To give a general mandate to the directors Mgmt For For
to repurchase shares in the capital of the
Company
11 Subject to the passing of Resolutions 9 and Mgmt Against Against
10, to authorise the directors to issue
additional shares representing the nominal
value of the shares repurchased by the
Company
--------------------------------------------------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD Agenda Number: 703965472
--------------------------------------------------------------------------------------------------------------------------
Security: G2109G103
Meeting Type: AGM
Meeting Date: 16-Aug-2012
Ticker:
ISIN: BMG2109G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0713/LTN20120713344.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
reports of directors and auditors of the
Company for the year ended 31 March 2012
2 To declare a final dividend of HK3.92 cents Mgmt For For
per share for the year ended 31 March 2012
3a.i To re-elect Mr. Ma Jinlong as a director Mgmt Against Against
3a.ii To re-elect Mr. Moon Duk Kyu as a director Mgmt For For
3aiii To re-elect Dr. Mao Erwan as a director Mgmt Against Against
3.b To authorize the board of directors of the Mgmt For For
Company to fix the directors' remuneration
4 To re-appoint the auditors of the Company Mgmt For For
and to authorise the board of directors to
fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase the Company's own shares
(Ordinary Resolution No. 5 of the Notice)
6 To grant a general mandate to the Directors Mgmt Against Against
to issue and allot the Company's shares
(Ordinary Resolution No. 6 of the Notice)
7 To include nominal amount of the shares Mgmt Against Against
repurchased by the Company in Resolution
No. 5 to mandate granted to the Directors
in Resolution No. 6 (Ordinary Resolution
No. 7 of the Notice)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE 09 AUG 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD Agenda Number: 703988583
--------------------------------------------------------------------------------------------------------------------------
Security: G2109G103
Meeting Type: SGM
Meeting Date: 16-Aug-2012
Ticker:
ISIN: BMG2109G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0731/LTN20120731269.pdf
1 To approve, confirm and ratify the 51% Mgmt For For
Agreement and the transactions contemplated
thereunder and to authorise any one or more
of the directors of the Company to do all
such acts and things and execute all such
documents which he/they consider necessary,
desirable or expedient for the purpose of,
or in connection with, the implementation
of and giving effect to the 51% Agreement
and the transactions contemplated
thereunder
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 15 AUG 2012 TO
09 AUG 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD Agenda Number: 704026017
--------------------------------------------------------------------------------------------------------------------------
Security: G2109G103
Meeting Type: SGM
Meeting Date: 10-Sep-2012
Ticker:
ISIN: BMG2109G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0823/LTN20120823647.pdf
1 To approve the employment contract entered Mgmt For For
into between the Company and Mr. Liu Ming
Hui dated 17 August 2012 in respect of his
appointment as Managing Director and
President of the Company and the
transactions contemplated thereunder
2 To approve the employment contract entered Mgmt For For
into between the Company and Mr. Leung Wing
Cheong, Eric dated 17 August 2012 in
respect of his appointment as Deputy
Managing Director and Chief Financial
Officer of the Company and the transactions
contemplated thereunder
3 To approve the employment contract entered Mgmt For For
into between the Company and Mr. Huang Yong
dated 17 August 2012 in respect of his
appointment as Executive President of the
Company and the transactions contemplated
thereunder
4 To approve the employment contract entered Mgmt For For
into between the Company and Mr. Pang
Yingxue dated 17 August 2012 in respect of
his appointment as Deputy Executive
President of the Company and the
transactions contemplated thereunder
5 To approve the employment contract entered Mgmt For For
into between the Company and Mr. Zhu Weiwei
dated 17 August 2012 in respect of his
appointment as a Vice President of the
Company and the transactions contemplated
thereunder
6 To approve the employment contract entered Mgmt For For
into between the Company and Mr. Ma Jinlong
dated 17 August 2012 in respect of his
appointment as a Vice President of the
Company and the transactions contemplated
thereunder
7 To approve the employment contract entered Mgmt For For
into between the Company and Mr. Kim Yong
Joong dated 17 August 2012 in respect of
his appointment as a Vice President of the
Company and the transactions contemplated
thereunder
8 To approve the election of Mr. Liu Ming Hui Mgmt For For
as an executive director of the Company to
hold office from the date on which this
resolution is passed
9 To approve a special payment be made by the Mgmt For For
Company to Ms. Wong Sin Yue, Cynthia in the
amount of HKD 210,000 per month during the
period commencing from 3 March 2011, the
date on which she was appointed as
Chairperson of the Company, and ending on
the earliest of: (i) the date of the SGM;
(ii) the day immediately after the offerors
inform the Company, or announce, that they
do not intend to proceed with the
unsolicited pre-conditional voluntary cash
offer; or (iii) the day immediately after
the offer lapses
10 To authorise any one or more of the Mgmt For For
Directors to do all such acts and things
and execute all such documents which
he/they consider necessary, desirable or
expedient for the purpose of, or in
connection with, the implementation of and
giving effect to the above employment
contracts and special payment and the
transactions contemplated thereunder
--------------------------------------------------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD Agenda Number: 704246405
--------------------------------------------------------------------------------------------------------------------------
Security: G2109G103
Meeting Type: SGM
Meeting Date: 08-Feb-2013
Ticker:
ISIN: BMG2109G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0122/LTN20130122226.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0122/LTN20130122219.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 (a) The Acquisition and the transactions Mgmt For For
contemplated under the Share Purchase
Agreement (a copy of which has been
produced to the SGM marked "A" and signed
by the chairman of the SGM for the purpose
of identification), be and hereby approved,
confirmed and ratified; and (b) any one of
the directors of the Company be and hereby
authorized to do all such acts and things
and to sign all documents and to take any
steps which in their absolute discretion
considered to be necessary, desirable or
expedient for the purpose of implementing
and/or giving effect to the Acquisition and
the transactions contemplated under the
Share Purchase Agreement
2 Subject to completion of the Share Purchase Mgmt For For
Agreement, to the fulfilment of the
conditions relating to the allotment of the
Consideration Shares and to the Directors
approving the issue of the Consideration
Shares and conditional upon the Listing
Committee of the Stock Exchange granting
the listing of, and the permission to deal
in, the Consideration Shares, the Directors
be and are hereby specifically authorised
to allot and issue the Consideration
Shares, credited as fully paid, to the
Sellers or their respective nominees in
accordance with the terms and conditions of
the Share Purchase Agreement
3 Mr. Ho Yeung be and is hereby re-elected as Mgmt For For
an independent non-executive director of
the Company with immediate effect
4 Ms. Chen Yanyan be and is hereby re-elected Mgmt For For
as an independent non-executive director of
the Company with immediate effect
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 933661717
--------------------------------------------------------------------------------------------------------------------------
Security: 16939P106
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: LFC
ISIN: US16939P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
YANG MINGSHENG AS AN EXECUTIVE DIRECTOR OF
FOURTH SESSION OF BOARD OF DIRECTORS.
2) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
WAN FENG AS AN EXECUTIVE DIRECTOR OF FOURTH
SESSION OF BOARD OF DIRECTORS.
3) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
LIN DAIREN AS AN EXECUTIVE DIRECTOR OF
FOURTH SESSION OF BOARD OF DIRECTORS.
4) TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For
LIU YINGQI AS AN EXECUTIVE DIRECTOR OF
FOURTH SESSION OF BOARD OF DIRECTORS.
5) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
MIAO JIANMIN AS A NON-EXECUTIVE DIRECTOR OF
FOURTH SESSION OF BOARD OF DIRECTORS.
6) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
ZHANG XIANGXIAN AS A NON-EXECUTIVE DIRECTOR
OF FOURTH SESSION OF BOARD OF DIRECTORS.
7) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
WANG SIDONG AS A NON-EXECUTIVE DIRECTOR OF
FOURTH SESSION OF BOARD OF DIRECTORS.
8) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
SUN CHANGJI AS AN INDEPENDENT DIRECTOR OF
FOURTH SESSION OF BOARD OF DIRECTORS.
9) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
BRUCE DOUGLAS MOORE AS INDEPENDENT DIRECTOR
OF FOURTH SESSION OF BOARD OF DIRECTORS.
10) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
ANTHONY FRANCIS NEOH AS INDEPENDENT
DIRECTOR OF FOURTH SESSION OF BOARD OF
DIRECTORS.
11) TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For
XIA ZHIHUA AS A SHAREHOLDER REPRESENTATIVE
SUPERVISOR OF THE FOURTH SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY.
12) TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
SHI XIANGMING AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE SUPERVISORY COMMITTEE OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 933665400
--------------------------------------------------------------------------------------------------------------------------
Security: 16939P106
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: LFC
ISIN: US16939P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
13 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
TANG JIANBANG AS AN INDEPENDENT DIRECTOR OF
THE FOURTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY.
14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For
LUO ZHONGMIN AS AN EXTERNAL SUPERVISOR OF
THE FOURTH SESSION OF THE SUPERVISORY
COMMITTEE OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 933729177
--------------------------------------------------------------------------------------------------------------------------
Security: 16939P106
Meeting Type: Special
Meeting Date: 19-Feb-2013
Ticker: LFC
ISIN: US16939P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For
AUDITORS OF THE COMPANY FOR THE YEAR 2013
S2. TO CONSIDER AND APPROVE THE PROPOSED Mgmt For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
S3. TO CONSIDER AND APPROVE THE PROPOSED Mgmt For
AMENDMENTS TO THE PROCEDURAL RULES FOR THE
BOARD OF DIRECTORS MEETINGS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED Agenda Number: 933831326
--------------------------------------------------------------------------------------------------------------------------
Security: 16939P106
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: LFC
ISIN: US16939P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2012.
O2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2012.
O3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For
REPORT OF THE COMPANY YEAR 2012.
O4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For
DISTRIBUTION OF THE COMPANY FOR THE YEAR
2012.
O5 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For
DIRECTORS AND SUPERVISORS OF THE COMPANY.
O6 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For
AUDITORS OF THE COMPANY FOR THE YEAR 2012.
O7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For
THE AUDITORS OF THE COMPANY FOR THE YEAR
2013.
O8 TO CONSIDER AND APPROVE THE CAP AMOUNTS IN Mgmt For
RESPECT OF THE FRAMEWORK AGREEMENT FOR
DAILY CONNECTED TRANSACTIONS BETWEEN THE
COMPANY AND CHINA GUANGFA BANK CO., LTD.
S9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION,
AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD
OF DIRECTORS OR HIS/HER ATTORNEY(S) TO MAKE
SUCH FURTHER AMENDMENTS, WHICH IN HIS/HER
OPINION MAY BE NECESSARY OR DESIRABLE, IN
THE PROCESS OF OBTAINING THE RELEVANT
REGULATORY APPROVALS.
10 TO RECEIVE THE DUTY REPORT OF THE Mgmt Abstain
INDEPENDENT DIRECTORS FOR THE YEAR 2012.
11 RECEIVE REPORT ON STATUS OF CONNECTED Mgmt Abstain
TRANSACTIONS & EXECUTION OF CONNECTED
TRANSACTIONS MANAGEMENT SYSTEM FOR THE YEAR
2012.
--------------------------------------------------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO LTD Agenda Number: 704468734
--------------------------------------------------------------------------------------------------------------------------
Security: G21096105
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KYG210961051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429347.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429329.pdf
1 To review and consider the audited Mgmt For For
financial statements and the reports of the
directors and the independent auditors for
the year ended 31 December 2012
2 To approve the proposed final dividend Mgmt For For
3.A To re-elect Mr. Bai Ying as director and Mgmt For For
authorise the board of directors of the
Company to fix his remuneration
3.B To re-elect Mr. Wu Jingshui as director and Mgmt For For
authorise the board of directors of the
Company to fix his remuneration
3.C To re-elect Mr. Ding Sheng as director and Mgmt For For
authorise the board of directors of the
Company to fix his remuneration
3.D To re-elect Mr. Niu Gensheng as director Mgmt For For
and authorise the board of directors of the
Company to fix his remuneration
3.E To re-elect Mr. Tim Orting Jorgensen as Mgmt For For
director and authorise the board of
directors of the Company to fix his
remuneration
3.F To re-elect Mr. Finn S. Hansen as director Mgmt For For
and authorise the board of directors of the
Company to fix his remuneration
3.G To re-elect Ms. Liu Ding as director and Mgmt For For
authorise the board of directors of the
Company to fix her remuneration
3.H To re-elect Mr. Andrew Y. Yan as director Mgmt Against Against
and authorise the board of directors of the
Company to fix his remuneration
3.I To re-elect Mr. Wu Kwok Keung Andrew as Mgmt For For
director and authorise the board of
directors of the Company to fix his
remuneration
4 To re-appoint Ernst & Young as the auditors Mgmt For For
of the Company and authorise the board of
directors to fix their remuneration
5 Ordinary resolution No. 5 set out in the Mgmt For For
Notice of Annual General Meeting (to give a
general mandate to the directors to
repurchase shares in the Company not
exceeding 10% of the issued share capital
of the Company)
6 Ordinary resolution No. 6 set out in the Mgmt Against Against
Notice of Annual General Meeting (to give a
general mandate to the directors to allot,
issue and deal with additional shares not
exceeding 20% of the issued share capital
of the Company)
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 703980979
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: EGM
Meeting Date: 07-Sep-2012
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0722/LTN20120722018.pdf
1 To consider and approve the proposal Mgmt For For
regarding the extension of the validity
period of the resolutions in respect of the
A Share Rights Issue and H Share Rights
Issue of China Merchants Bank Co., Ltd
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 703980967
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: CLS
Meeting Date: 07-Sep-2012
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0722/LTN20120722020.pdf
1 To consider and approve the proposal Mgmt For For
regarding the extension of the validity
period of the resolutions in respect of the
A Share Rights Issue and H Share Rights
Issue of China Merchants Bank Co., Ltd
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD, SHENZEN Agenda Number: 704508526
--------------------------------------------------------------------------------------------------------------------------
Security: Y14896115
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: CNE1000002M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 179630 DUE TO ADDITION AND
DELETION OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0414/LTN20130414041.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0514/LTN20130514260.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0514/LTN20130514253.pdf
1 Consider and approve the Work Report of the Mgmt For For
Board of Directors of the Company for the
year 2012
2 Consider and approve the Work Report of the Mgmt For For
Board of Supervisors of the Company for the
year 2012
3 Consider and approve the Annual Report of Mgmt For For
the Company for the year 2012 (including
the Audited Financial Report)
4 Consider and approve the Audited Financial Mgmt For For
Statements of the Company for the year 2012
5 Consider and approve the Proposal regarding Mgmt For For
the Profit Appropriation Plan for the year
2012 (including the distribution of final
dividends)
6 Consider and approve the Resolution Mgmt For For
regarding the Appointment of Accountant and
its Remuneration for the year 2013
7.1 Consider and approve the re-appointment of Mgmt Against Against
Mr. Fu Yuning as non-executive director of
the Company
7.2 Consider and approve the re-appointment of Mgmt For For
Mr. Li Yinquan as non-executive director of
the Company
7.3 Consider and approve the re-appointment of Mgmt For For
Mr. Fu Gangfeng as non-executive director
of the Company
7.4 Consider and approve the re-appointment of Mgmt For For
Mr. Hong Xiaoyuan as non-executive director
of the Company
7.5 Consider and approve the re-appointment of Mgmt For For
Mr. Xiong Xianliang as non-executive
director of the Company
7.6 Consider and approve the re-appointment of Mgmt For For
Mr. Wei Jiafu as non-executive director of
the Company
7.7 Consider and approve the re-appointment of Mgmt For For
Ms. Sun Yueying as non-executive director
of the Company
7.8 Consider and approve the re-appointment of Mgmt For For
Mr. Wang Daxiong as non-executive director
of the Company
7.9 Consider and approve the re-appointment of Mgmt For For
Mr. Fu Junyuan as non-executive director of
the Company
7.10 Consider and approve the appointment of Ms. Mgmt Against Against
Zhu Yi as non-executive director of the
Company
7.11 BEING CANCELLED, THIS RESOLUTION WILL NOT Non-Voting
BE TABLED FOR VOTING: Consider and approve
the re-appointment of Mr. Ma Weihua as
executive director of the Company
7.12 Consider and approve the re-appointment of Mgmt For For
Mr. Zhang Guanghua as executive director of
the Company
7.13 Consider and approve the re-appointment of Mgmt For For
Mr. Li Hao as executive director of the
Company
7.14 Consider and approve the re-appointment of Mgmt For For
Mr. Wong Kwai Lam as independent
non-executive Director of the Company
7.15 Consider and approve the appointment of Mr. Mgmt For For
Shan Weijian as independent non-executive
Director of the Company
7.16 BEING CANCELLED, THIS RESOLUTION WILL NOT Non-Voting
BE TABLED FOR VOTING: Consider and approve
the appointment of Mr. Yi Jun as
independent non-executive director of the
Company
7.17 Consider and approve the re-appointment of Mgmt For For
Mr. Pan Chengwei as independent
non-executive Director of the Company
7.18 Consider and approve the re-appointment of Mgmt For For
Ms. Pan Yingli as independent non-executive
Director of the Company
7.19 Consider and approve the re-appointment of Mgmt For For
Ms. Guo Xuemeng as independent
non-executive Director of the Company
8.1 Consider and approve the re-appointment of Mgmt For For
Mr. Zhu Genlin as shareholder
representative Supervisor of the Company
8.2 Consider and approve the re-appointment of Mgmt For For
Mr. An Luming as shareholder representative
Supervisor of the Company
8.3 Consider and approve the re-appointment of Mgmt For For
Mr. Liu Zhengxi as shareholder
representative Supervisor of the Company
8.4 Consider and approve the re-appointment of Mgmt For For
Mr. Peng Zhijian as external Supervisor of
the Company
8.5 Consider and approve the re-appointment of Mgmt For For
Mr. Pan Ji as external Supervisor of the
Company
8.6 Consider and approve the appointment of Mr. Mgmt For For
Shi Rongyao as external Supervisor of the
Company
9 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance of Directors for
the year 2012
10 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance of Supervisors for
the year 2012
11 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance and
Cross-evaluation of Independent
Non-executive Directors for the year 2012
12 Consider and approve the Assessment Report Mgmt For For
on the Duty Performance and
Cross-evaluation of external Supervisors
for the year 2012
13 Consider and approve the Related Party Mgmt For For
Transaction Report for the year 2012
14 Consider and approve the Resolution Mgmt For For
regarding extension of the effective period
for the issue of new Tier 2 Capital
Instruments pursuant to the resolution on
the issuance to substitute RMB23 Billion
Maturing Tier 2 Capital Instruments
15 Consider and approve the Resolution Mgmt Against Against
regarding the general mandate to issue new
shares and/or share options of China
Merchants Bank Co., Ltd.
16 Consider and approve the Resolution Mgmt For For
regarding the Articles of Association of
China Merchants Bank Co., Ltd. (2013
Revision) (including the Rules of
Procedures for Shareholders' General
Meetings, the Rules of Procedures for
Meetings of the Board of Directors and the
Rules of Procedures for Meetings of the
Board of Supervisors of the Company
17.1 Consider and approve the appointment of Mr. Mgmt Against Against
Tian Huiyu as an executive director of the
Ninth Session of the Board of Directors of
the Company
17.2 Consider and approve the appointment of Mr. Mgmt For For
Xu Shanda as an independent non-executive
director of the Ninth Session of the Board
of Directors of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN URL. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO LTD Agenda Number: 704462201
--------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: HK0144000764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0429/LTN20130429323.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0429/LTN20130429267.pdf
1 To receive and consider the Audited Mgmt For For
Consolidated Financial Statements for the
year ended 31 December 2012 together with
the Report of the Directors and the
Independent Auditor's Report
2 To declare a final dividend of 48 HK cents Mgmt For For
per share for the year ended 31 December
2012 in scrip form with cash option
3.A.a To re-elect Mr. Li Jianhong as a Director Mgmt For For
3.A.b To re-elect Mr. Hu Zheng as a Director Mgmt For For
3.A.c To re-elect Mr. Hu Jianhua as a Director Mgmt For For
3.A.d To re-elect Mr. Wang Hong as a Director Mgmt For For
3.A.e To re-elect Mr. Bong Shu Ying Francis as a Mgmt For For
Director
3.B To authorise the Board to fix the Mgmt For For
remuneration of the Directors
4 To re-appoint Messrs. Deloitte Touche Mgmt For For
Tohmatsu as Auditor of the Company and to
authorise the Board to fix their
remuneration
5.A To grant a general mandate to the Directors Mgmt Against Against
to allot shares as set out in item 5A of
the AGM Notice
5.B To grant a general mandate to the Directors Mgmt For For
for the repurchase of shares as set out in
item 5B of the AGM Notice
5.C To add the nominal amount of the shares Mgmt Against Against
repurchased under resolution no. 5B to the
mandate granted to the Directors under
resolution no. 5A
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORPORATION Agenda Number: 704144904
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: EGM
Meeting Date: 17-Dec-2012
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1030/LTN20121030232.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1030/LTN20121030242.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1130/LTN20121130346.pdf
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
DELETION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1 To consider and approve the additional Mgmt For For
appointment of Ms. You Lantian as an
Independent Non-executive Director of the
sixth session of the Board with the same
term as the current session of the Board
2 To consider and approve the additional Mgmt For For
appointment of Mr. Guo Guangchang as a
Nonexecutive Director of the sixth session
of the Board with the same term as the
current session of the Board
3 To consider and approve the amendments to Mgmt For For
certain provision of the Articles of
Association of China Minsheng Banking
Corp., Ltd
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINKS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORPORATION Agenda Number: 704461007
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: AGM
Meeting Date: 17-Jun-2013
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0425/LTN201304251005.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0425/LTN201304251034.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0529/LTN20130529258.pdf
1 To consider and approve the annual report Mgmt For For
for 2012 of the Company
2 To consider and approve the final financial Mgmt For For
report for 2012 of the Company
3 To consider and approve the annual budgets Mgmt For For
for 2013 of the Company
4 To consider and approve the work report of Mgmt For For
the Board of Directors for 2012 of the
Company
5 To consider and approve the work report of Mgmt For For
the Supervisory Board for 2012 of the
Company
6.1 To consider and approve the proposed profit Mgmt For For
distribution plan for the second half of
2012 and interim profit distribution policy
for 2013 of the Company: To consider and
approve the proposed profit distribution
plan for the second half of 2012 of the
Company
6.2 To consider and approve the proposed profit Mgmt For For
distribution plan for the second half of
2012 and interim profit distribution policy
for 2013 of the Company: To consider and
approve the interim profit distribution
policy for 2013 of the Company
7 To consider and approve the re-appointment Mgmt For For
and remuneration of the auditing firm for
2013
8 To consider and approve the amendments to Mgmt For For
the Terms of Reference of the Supervisory
Board of China Minsheng Banking Corp., Ltd
9 To consider and approve the amendments to Mgmt For For
the Administrative Measures of Connected
Transactions of China Minsheng Banking
Corp., Ltd
10 To consider and approve the proposed Mgmt For For
issuance plans of eligible tier-2 capital
instruments of China Minsheng Banking
Corp., Ltd. for 2013-2014
11 To consider and approve the amendments to Mgmt For For
the Articles of Association of China
Minsheng Banking Corp., Ltd
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 704353008
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327435.PDF AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327425.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Li Yue as director of the Mgmt For For
Company
3.ii To re-elect Mr. Xue Taohai as director of Mgmt For For
the Company
3.iii To re-elect Madam Huang Wenlin as director Mgmt For For
of the Company
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
and PricewaterhouseCoopers Zhong Tian CPAs
Limited (to be renamed as
PricewaterhouseCoopers Zhong Tian LLP) as
the auditors of the Company and its
subsidiaries for Hong Kong financial
reporting and U.S. financial reporting
purposes, respectively, and to authorize
the directors of the Company to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of the existing issued share
capital in accordance with ordinary
resolution number 5 as set out in the AGM
Notice
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the aggregate nominal
amount of the existing issued share capital
in accordance with ordinary resolution
number 6 as set out in the AGM Notice
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares repurchased in accordance with
ordinary resolution number 7 as set out in
the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LTD Agenda Number: 704385384
--------------------------------------------------------------------------------------------------------------------------
Security: Y15045100
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: CNE1000002N9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0404/LTN20130404027.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0404/LTN20130404025.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company for the
year ended 31 December 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012
3 To consider and approve the report of the Mgmt For For
auditors and audited financial statements
of the Company for the year ended 31
December 2012
4 To consider and approve the proposed profit Mgmt For For
distribution plan and the final dividend
distribution plan of the Company for the
year ended 31 December 2012 and to
authorise the Board to distribute such
final dividend to the Shareholders of the
Company
5 To consider and approve the authorisation Mgmt For For
of the Board to deal with all matters in
relation to the Company's distribution of
interim dividend for the year 2013 in its
absolute discretion (including, but not
limited to, determining whether to
distribute interim dividend for the year
2013)
6 To consider and approve the continuation of Mgmt For For
appointment of Baker Tilly China Certified
Public Accountants as the domestic auditor
of the Company and Baker Tilly Hong Kong
Limited as the international auditor of the
Company, to hold office until the
conclusion of the next annual general
meeting of the Company and to authorise the
Board to determine their remuneration
7 To consider and approve the Company to Mgmt For For
cease the payment of remuneration to the
Directors, namely, Mr. Guo Chaomin, Mr.
Huang Anzhong and Ms. Cui Lijun, and the
Supervisors, namely, Mr. Wu Jiwei and Ms.
Zhou Guoping, effective from November 2012
8 To give a general mandate to the Board to Mgmt Against Against
allot, issue and deal with additional
Domestic Shares not exceeding 20% of the
Domestic Shares in issue and additional H
Shares not exceeding 20% of the H Shares in
issue and authorise the Board to make
corresponding amendments to the Articles of
Association of the Company as it thinks fit
so as to reflect the new share capital
structure upon the allotment or issuance of
shares
9 To consider and approve the Company's Mgmt Against Against
issuance of debt financing instruments in
batches within the limit of issuance
permitted under relevant laws and
regulations as well as other regulatory
documents
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD Agenda Number: 704431155
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0415/LTN20130415633.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0415/LTN20130415593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415659.pdf
1 To consider and approve the audited Mgmt For For
financial statements and the report of the
auditor for the year ended 31 December 2012
2 To consider and approve the proposed profit Mgmt For For
distribution and annual dividend for the
year ended 31 December 2012
3 To consider and approve the report of the Mgmt For For
directors of the Company for the year ended
31 December 2012
4 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012
5 To appoint Deloitte Touche Tohmatsu Mgmt For For
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as the domestic
and international auditors of the Company
for the year 2013 and to authorise the
board of directors to fix the remuneration
thereof
6 To re-elect Mr. Fong Wo, Felix as an Mgmt For For
independent non-executive director of the
Company with immediate effect
7 To re-elect Mr. Chen Quansheng as an Mgmt For For
independent non-executive director of the
Company with immediate effect
8 To appoint Mr. Zeng Quan as a non-executive Mgmt For For
director of the Company with immediate
effect
9 To appoint Mr. Zhang Zhaoshan as a Mgmt For For
supervisor of the Company with immediate
effect
10 That the articles of association of the Mgmt For For
Company be and are hereby amended as
follows: (a) Article 166 be deleted in its
entirety and substituting therefor by the
following new Article 166: "Article 166
When distributing the after-tax profits of
the current year, the Company shall
allocate 10 percent of its profits to the
statutory reserve fund. In the event that
the accumulated statutory reserve fund of
the Company has reached more than 50
percent of the registered capital of the
Company, no allocation is needed. In the
event that the statutory reserve fund of
the Company is insufficient to make up the
losses of the Company of the previous year,
before allocating the statutory reserve
fund in accordance with the stipulations of
the previous paragraph, the Company shall
first make up the losses by using the
profits of the CONTD
CONT CONTD current year. After allocating the Non-Voting
statutory reserve fund from the after-tax
profits of the Company, the Company can
allocate the other reserve fund according
to the resolution of the shareholders'
general meeting. The remaining profits
shall, after making up the losses and
allocating the reserve funds, be
distributed in accordance with the
proportion of shares held by the
shareholders, priority should be given to
the distribution of profits in cash. The
Company should keep its policy of
distribution of profits consecutive and
stable. The Company should give adequate
consideration to shareholders' return.
Except for the circumstances set out in
paragraph 6 of this Article, in ensuring
the normal operation of the Company and
continuous development, and as long as the
profit for the relevant year and
accumulated CONTD
CONT CONTD retained earnings remain positive, Non-Voting
the annual dividend level shall not be
lower than 20% of the total net profit for
the year. The specific payout amount shall
be finally approved by the shareholders in
a general meeting. When the operating
conditions of the Company are good, and the
Board is of the view that the price of the
Share does not match the Company's capital
structure and it is in the interest of the
shareholders for the Company to pay
dividend, the Company may make a
preliminary distribution of share dividend
as long as the conditions about cash
dividend above can be met. In case of war,
natural disasters and other force majeure
event, or there exist changes to the
external operating environment that have a
material impact on the Company's operation,
or the Company's own operating conditions
changed CONTD
CONT CONTD significantly, the Company may adjust Non-Voting
its profit distribution policy. The
adjustment of the profit distribution
policy shall be subject to the opinion of
the independent directors and shall be
discussed in detail by the Board on the
reasons for the adjustment. The resolution
of the Board shall be submitted to the
shareholders for approval by way of a
special resolution. Internet voting for
shareholders shall be arranged by the
Company for the general meeting to approve
changes to the profit distribution policy
(b) Article 170 be deleted in its entirety
and substituting therefor by the following
new Article 170: "Article 170 The Company
may distribute dividends in the following
forms: (1) cash; (2) shares; (3) a mix of
cash and shares." (c) Article 171 be
deleted in its entirety and substituting
therefor by the CONTD
CONT CONTD following new Article 171: "Article Non-Voting
171 The Company's profit distribution plan
shall be prepared by the CEO and submitted
to the Board of Directors to review, the
independent directors shall provide their
independent opinions, and the Board
resolution shall be submitted to the
shareholders at a general meeting to
approve. The convening of the shareholders'
general meeting should be consistent with
the regulatory requirements of the place of
listing of the Company. After the
shareholders at a general meeting have
resolved for a profit distribution, the
Board of Directors of the Company shall
complete the distribution of dividends (or
shares) within two months of the
shareholders' general meeting. If the
Company elects not to make a cash dividend
in accordance with the special
circumstances set forth in Article 166,
CONTD
CONT CONTD the Board of Directors shall provide Non-Voting
the specific reasons for not paying a cash
dividend, the exact purpose of the retained
earnings of the Company and the expected
investment income and other related
matters, present to the independent
directors for their opinion and submitted
to the shareholders' general meeting for
approval. The reasons shall also be
disclosed in designated media
11 To consider and if, thought fit, pass the Mgmt Against Against
following resolution as a special
resolution of the Company subject to the
following conditions: (a) subject to
paragraphs (b) and (c) below and subject to
all applicable laws, rules and regulations
and/or requirements of the governmental or
regulatory body of securities in the
People's Republic of China (the "PRC"), The
Stock Exchange of Hong Kong Limited (the
"Stock Exchange") or of any other
governmental or regulatory body, the
directors of the Company be and are hereby
authorised to exercise, whether by a single
exercise or otherwise, all the powers of
the Company to allot, issue and deal with
the overseas listed foreign shares ("H
Shares") during the Relevant Period (as
defined in paragraph (d) below); (b) the
aggregate nominal amount of the H Shares
which are authorised to CONTD
CONT CONTD be allotted by the directors of the Non-Voting
Company pursuant to the approval under
paragraph (a) above shall not exceed 20% of
the aggregate nominal amount of the H
Shares of the Company in issued as at the
date of passing this resolution, and the
said approval shall be limited accordingly;
and (c) the authority granted under
paragraph (a) above shall be conditional
upon the approvals of any regulatory
authorities as required by the laws, rules
and regulations of the PRC being obtained
by the Company; (d) for the purposes of
this resolution: "Relevant Period" means
the period from the passing of this
resolution until whichever is the earliest
of: (i) the conclusion of the next annual
general meeting of the Company; (ii) the
expiration of the period within which the
next annual general meeting of the Company
is required by CONTD
CONT CONTD law or the Company's articles of Non-Voting
association to be held; or (iii) the date
upon which the authority set out in this
resolution is revoked or varied by way of
special resolution of the Company in
general meeting. (e) subject to the
approval of all relevant governmental
authorities in the PRC for the issue and
allotment of and dealing in such H Shares
being granted, the directors of the Company
be and is hereby authorised to (i) make
such corresponding amendments to the
Articles of Association (the "Articles") of
the Company as it thinks fit so as to
change the registered capital of the
Company and to reflect the new capital
structure of the Company upon the exercise
of the authority to allot, issue and deal
in H Shares as conferred under paragraph
(a) above; and (ii) file the amended
Articles with the relevant CONTD
CONT CONTD governmental authorities of the PRC Non-Voting
of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD Agenda Number: 704412395
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411275.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411259.pdf
1 To receive and adopt the Audited Financial Mgmt For For
Statements and the Reports of the Directors
and the Independent Auditor's Report for
the year ended 31 December 2012
2 To approve the declaration of a final Mgmt For For
dividend for the year ended 31 December
2012 of HK24 cents per share
3a To re-elect Mr. Hao Jian Min as Director Mgmt For For
3b To re-elect Mr. Xiao Xiao as Director Mgmt Against Against
3c To re-elect Mr. Guo Yong as Director Mgmt Against Against
3d To re-elect Mr. Kan Hongbo as Director Mgmt Against Against
3e To re-elect Dr. Wong Ying Ho, Kennedy as Mgmt For For
Director
3f To re-elect Dr. Fan Hsu Lai Tai, Rita as Mgmt For For
Director
3g To re-elect Mr. Li Man Bun, Brian David as Mgmt Against Against
Director
4 To authorise the Board to fix the Mgmt For For
remuneration of the Directors
5 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
as Auditor of the Company to hold office
until the conclusion of the next Annual
General Meeting and to authorise the Board
to fix their remuneration
6 To approve the granting to the Directors Mgmt For For
the general and unconditional mandate to
repurchase shares in the capital of the
Company up to 10% of the issued share
capital of the Company
7 To approve the granting to the Directors Mgmt Against Against
the general and unconditional mandate to
allot, issue and deal with new shares not
exceeding 20% of the issued share capital
of the Company
8 To approve the extension of the authority Mgmt Against Against
granted to the Directors by Resolution 7
above by adding the number of shares
repurchased pursuant to the authority
granted to the Directors by Resolution 6
above
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD Agenda Number: 704481249
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: EGM
Meeting Date: 30-May-2013
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0503/LTN20130503545.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0503/LTN20130503533.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve, ratify and confirm the New Mgmt For For
Master CSCECL Group Engagement Agreement
(as defined in the circular of the Company
dated 6 May 2013 (the "Circular")) and the
transactions contemplated thereunder and
the implementation thereof, and to approve
the Cap (as defined in the Circular)
--------------------------------------------------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD Agenda Number: 704049899
--------------------------------------------------------------------------------------------------------------------------
Security: Y1505R101
Meeting Type: EGM
Meeting Date: 25-Oct-2012
Ticker:
ISIN: CNE1000009Q7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0910/LTN20120910114.pdf
1 To consider and approve the resolution on Mgmt For For
the amendments to the Articles of
Association of China Pacific Insurance
(Group) Co., Ltd.: Article 209
--------------------------------------------------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD Agenda Number: 704511446
--------------------------------------------------------------------------------------------------------------------------
Security: Y1505R101
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: CNE1000009Q7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 175355 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0414/LTN20130414051.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0516/LTN20130516013.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0516/LTN20130516023.pdf
1 To consider and approve the report of Board Mgmt For For
of Directors of the Company for the year
2012
2 To consider and approve the report of Board Mgmt For For
of Supervisors of the Company for the year
2012
3 To consider and approve the full text and Mgmt For For
the summary of the annual report of A
shares of the Company for the year 2012
4 To consider and approve the annual report Mgmt For For
of H shares of the Company for the year
2012
5 To consider and approve the financial Mgmt For For
statements and report of the Company for
the year 2012
6 To consider and approve the profit Mgmt For For
distribution plan of the Company for the
year 2012
7 To consider and approve the proposal on the Mgmt For For
appointment of auditors for the year 2013
8 To consider and approve the due diligence Mgmt For For
report of the Directors for the year 2012
9 To consider and approve the report on Mgmt For For
performance of Independent Directors for
the year 2012
10 To consider and approve the proposal on the Mgmt Against Against
grant of general mandate to issue new
shares of the Company
11 Related Party transactions regarding the Non-Voting
trading of debt securities pursuant to the
Shanghai Listing Rules
12 To review the report on the status of Non-Voting
related party transactions and the
implementation of management system for
related party transactions for the year
2012
13.1 To consider and approve Mr. Wang Chengran Mgmt For For
as a non-executive Director for the 7th
session of the Board of the Company
13.2 To consider and approve Mr. Bai Wei as an Mgmt For For
independent non-executive Director for the
7th session of the Board of the Company
13.3 To consider and approve Ms. Sun Xiaoning as Mgmt For For
a non-executive Director for the 7th
session of the Board of the Company
13.4 To consider and approve Mr. Yang Xianghai Mgmt For For
as a non-executive Director for the 7th
session of the Board of the Company
13.5 To consider and approve Mr. Wu Jumin as a Mgmt For For
non-executive Director for the 7th session
of the Board of the Company
13.6 To consider and approve Mr. Wu Junhao as a Mgmt For For
non-executive Director for the 7th session
of the Board of the Company
13.7 To consider and approve Mr. Zhang Yansheng Mgmt For For
as an independent non-executive Director
for the 7th session of the Board of the
Company
13.8 To consider and approve Mr. Lam Chi Kuen as Mgmt For For
an independent non-executive Director for
the 7th session of the Board of the Company
13.9 To consider and approve Mr. Zhou Zhonghui Mgmt For For
as an independent non-executive Director
for the 7th session of the Board of the
Company
13.10 To consider and approve Mr. Zheng Anguo as Mgmt For For
a non-executive Director for the 7th
session of the Board of the Company
13.11 To consider and approve Mr. Gao Guofu as an Mgmt For For
executive Director for the 7th session of
the Board of the Company
13.12 To consider and approve Mr. Cheng Feng as a Mgmt For For
non-executive Director for the 7th session
of the Board of the Company
13.13 To consider and approve Mr. Fok Kwong Man Mgmt For For
as an independent non-executive Director
for the 7th session of the Board of the
Company
13.14 To consider and approve Mr. Huo Lianhong as Mgmt For For
an executive Director for the 7th session
of the Board of the Company
14.1 To consider and approve Mr. Zhang Jianwei Mgmt For For
as a shareholder representative Supervisor
for the 7th session of the Board of
Supervisors of the Company
14.2 To consider and approve Ms. Lin Lichun as a Mgmt For For
shareholder representative Supervisor for
the 7th session of the Board of Supervisors
of the Company
14.3 To consider and approve Mr. Dai Zhihao as a Mgmt For For
shareholder representative Supervisor for
the 7th session of the Board of Supervisors
of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION Agenda Number: 933688888
--------------------------------------------------------------------------------------------------------------------------
Security: 16941R108
Meeting Type: Special
Meeting Date: 16-Oct-2012
Ticker: SNP
ISIN: US16941R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. APPROVE: (A) RENEWAL OF MAJOR CONTINUING Mgmt Against Against
CONNECTED TRANSACTIONS AND NON-MAJOR
CONTINUING CONNECTED TRANSACTIONS; (B)
CONTINUING CONNECTED TRANSACTIONS THIRD
SUPPLEMENTAL AGREEMENT ENTERED INTO BETWEEN
SINOPEC CORP. AND CHINA PETROCHEMICAL
CORPORATION; (C) MR. WANG XINHUA,
AUTHORIZED TO SIGN OR EXECUTE SUCH OTHER
DOCUMENTS OR SUPPLEMENTAL AGREEMENTS AND TO
TAKE ALL ACTIONS
O2. APPROVE THE ZHONG KE GUANGDONG REFINERY Mgmt For For
INTEGRATION PROJECT AS SET OUT IN THE
CIRCULAR AND TO AUTHORISE MR. WANG TIANPU,
VICE CHAIRMAN OF THE BOARD OF SINOPEC CORP.
AND PRESIDENT OF SINOPEC CORP. TO TAKE ALL
NECESSARY ACTIONS IN RELATION TO THE
REFINERY PROJECT, INCLUDING BUT NOT LIMITED
TO THE FORMULATION AND EXECUTION OF ALL THE
NECESSARY LEGAL DOCUMENTS.
S3. APPROVE THE PROPOSED AMENDMENTS TO ARTICLES Mgmt For For
OF ASSOCIATION OF SINOPEC CORP. AS SET OUT
IN THE CIRCULAR AND TO AUTHORISE THE
SECRETARY TO THE BOARD OF DIRECTORS OF
SINOPEC CORP. TO, ON SINOPEC CORP., DEAL
WITH ALL PROCEDURAL REQUIREMENTS SUCH AS
APPLICATIONS, APPROVALS, REGISTRATIONS AND
FILINGS IN RELATION TO THE PROPOSED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION Agenda Number: 933818847
--------------------------------------------------------------------------------------------------------------------------
Security: 16941R108
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: SNP
ISIN: US16941R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For
BOARD OF DIRECTORS OF SINOPEC CORP. FOR THE
YEAR 2012.
O2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For
BOARD OF SUPERVISORS OF SINOPEC CORP. FOR
THE YEAR 2012.
O3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For
FINANCIAL REPORTS AND AUDITED CONSOLIDATED
FINANCIAL REPORTS OF SINOPEC CORP.
O4 TO AUTHORISE THE BOARD OF DIRECTORS OF Mgmt For
SINOPEC CORP. (THE "BOARD") TO DETERMINE
THE INTERIM PROFIT DISTRIBUTION PLAN.
O5 APPROVE THE APPOINTMENT OF Mgmt For
PRICEWATERHOUSECOOPERS AND
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS
LIMITED COMPANY AS THE EXTERNAL AUDITOR OF
SINOPEC CORP.
S6 TO CONSIDER AND APPROVE THE PROFIT Mgmt For
DISTRIBUTION PLAN OF SINOPEC CORP. FOR THE
YEAR ENDED 31 DECEMBER 2012.
S7 APPROVE AMENDMENTS TO ARTICLES OF Mgmt For
ASSOCIATION OF SINOPEC CORP., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
S8 EXTEND THE TERM OF VALIDITY OF PROPOSAL Mgmt For
REGARDING ISSUANCE OF RMB30 BILLION A SHARE
CONVERTIBLE BONDS & OTHER RELATED MATTERS.
S9 TO AUTHORISE THE BOARD TO DETERMINE THE Mgmt Against
PROPOSED PLAN FOR THE ISSUANCE OF DEBT
FINANCING INSTRUMENT(S).
S10 TO GRANT TO THE BOARD A GENERAL MANDATE TO Mgmt Against
ISSUE NEW DOMESTIC SHARES AND/OR OVERSEAS
LISTED FOREIGN SHARES.
C1 TO CONSIDER AND APPROVE THE PROFIT Mgmt For
DISTRIBUTION PLAN FOR SINOPEC CORP. FOR THE
YEAR ENDED 31 DECEMBER 2012.
--------------------------------------------------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LTD Agenda Number: 704161544
--------------------------------------------------------------------------------------------------------------------------
Security: Y1508P110
Meeting Type: EGM
Meeting Date: 28-Dec-2012
Ticker:
ISIN: CNE100000981
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1111/LTN20121111015.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1111/LTN20121111023.pdf
1 To consider and approve the amendments to Mgmt For For
the articles regarding cash dividend in the
Articles of Association of China Railway
Construction Corporation Limited ("Articles
of Association"); and to authorize the
Secretary to the Board to make all
necessary applications, submissions,
registrations and filings and other related
matters (including revisions to wordings as
required by the competent PRC authorities)
in connection with the amendments to the
Articles of Association
2 To consider and approve the Shareholders' Mgmt For For
Return Plan of China Railway Construction
Corporation Limited for the Coming Three
Years of 2012-2014
3 That (1) the Company would register and Mgmt For For
issue medium-term notes with an aggregate
balance of principal amount of not more
than 40% of the net assets as stated in the
audited financial report of the Company for
each reporting period with the National
Association of Financial Market
Institutional Investors, subject to
automatic adjustment of the cap of the
aggregate balance of the principal amount
for registration and issuance based on the
increase/decrease of the Company's net
assets, which is valid for a term of 36
months (from the date of approval at the
EGM). The proceeds shall be primarily used
as replenishment of the Company's working
capital and capital expenditure for the
projects invested by the Company. The
registered amount of medium-term notes with
the National Association of Financial
Market Institutional CONTD
CONT CONTD Investors may be issued in multiple Non-Voting
tranches within two years from the date of
acceptance of registration, with the term
of the medium-term notes not more than 15
years. (2) the Company would register and
issue short-term financing bonds with an
aggregate balance of principal amount of
not more than 40% of the net assets as
stated in the audited financial report of
the Company for each reporting period with
the National Association of Financial
Market Institutional Investors, subject to
automatic adjustment of the cap of the
aggregate balance of the principal amount
for registration and issuance based on the
increase/decrease of the Company's net
assets, which is valid for a term of 36
months (from the date of approval at the
EGM). The proceeds shall be primarily used
as replenishment of the Company's working
capital. CONTD
CONT CONTD The registered amount of short-term Non-Voting
financing bonds with the National
Association of Financial Market
Institutional Investors may be issued in
multiple tranches within two years from the
date of acceptance of registration, with
the term of the short-term financing bonds
not more than one year. (3) an
authorization be granted to the Chairman of
the Company or other persons authorized by
the Chairman to determine and handle all
matters in relation to the issue within the
scope of the abovementioned registration
and issuance of medium-term notes and
short-term financing bonds, including but
not limited to, determining the specific
timing of issue, the size of issue, the
number of tranches, the interest rate;
executing all necessary documents,
including but not limited to, requests,
prospectuses, underwriting agreements CONTD
CONT CONTD and announcements in relation to the Non-Voting
proposed issue of the medium-term notes and
short-term financing bonds by the Company;
completing all necessary procedures,
including but not limited to, completing
the relevant registrations in the national
inter-bank market and taking all other
necessary actions
--------------------------------------------------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LTD Agenda Number: 704569055
--------------------------------------------------------------------------------------------------------------------------
Security: Y1508P110
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: CNE100000981
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 190659 DUE TO DELETION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0418/LTN20130418913.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0418/LTN20130418881.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company for the
year ended 31 December 2012. (Please refer
to the "Report of Directors" in the 2012
annual report of the Company.)
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012. (Please
refer to the circular of the Company dated
19 April 2013 for details.)
3 To consider and approve the audited Mgmt For For
financial statements of the Company for the
year ended 31 December 2012. (Please refer
to the "Audited Financial Statements" in
the 2012 annual report of the Company.)
4 To consider and approve the profits Mgmt For For
distribution plan of the Company for the
year ended 31 December 2012. (Please refer
to the circular of the Company dated 19
April 2013 for details.)
5 To consider and approve the annual report Mgmt For For
of the Company for the year ended 31
December 2012 and its summary
6 To consider and approve the appointment of Mgmt For For
an executive director. (Please refer to the
circular of the Company dated 19 April 2013
for details.)
7 To consider and approve the appointment of Mgmt For For
external auditors for 2013 and payment of
2012 auditing service fee. (Please refer to
the circular of the Company dated 19 April
2013 for details.)
8 To consider and approve the appointment of Mgmt For For
internal control auditors for 2013 and
payment of 2012 auditing service fee.
(Please refer to the circular of the
Company dated 19 April 2013 for details.)
9 To consider and approve the directors' Mgmt For For
remuneration packages for 2012. (Please
refer to the "Notes to Financial
Statements" in the 2012 annual report of
the Company for details.)
10 That (1) the Company be authorized to issue Mgmt For For
additional overseas bonds on the following
major terms: (a) to additionally issue
overseas bonds with the principal amount
not more than the equivalent of RMB10
billion in overseas bond markets (in either
one or multiple tranches); (b) the currency
of the issue is to be determined based on
the review and approval condition and the
overseas bond markets conditions upon the
issue, which may be in Renminbi or a
foreign currency; (c) the term and interest
rate of the issue shall be determined
according to the overseas bond markets
conditions upon the issue; (d) the proceeds
from the issue of overseas bonds shall be
principally used for investment, merger and
acquisition and capital increase of
overseas projects as well as replenishment
of the working capital of overseas
construction projects; (e) the issuer shall
be the Company or an overseas wholly-owned
subsidiary of the Company; (f) if an
overseas wholly-owned subsidiary of the
Company is the issuer, the Company shall
provide relevant guarantee and obtain
approval of provision of external
guarantees from the state administration of
foreign exchange authorities (as specified)
and approval from other relevant regulatory
authorities; (g) the overseas bonds are
intended to be listed on the Hong Kong
Stock Exchange or other stock exchange; (h)
the resolution relating to this issue shall
be valid within 36 months after the date of
the passing of the resolution at the
general meetings of the Company. (2) The
Chairman of the Board of the Company or
other persons authorized by the Chairman of
the Board be authorized, pursuant to the
applicable laws, regulations and opinions
and advice from regulatory authorities, and
based on the general principle of
maximising interest of the Company, to
determine and handle all matters with full
discretion in connection with this issue,
including but not limited to: (a) based on
the actual conditions, determining and
implementing the specific plans of the
issue, including but not limited to all
matters relating to the issue plan such as
the establishment and/or determination of
appropriate issuer, the timing of issue,
the type of the bonds to be issued,
currency, nominal value and size of bonds
to be issued, the market for the issue, the
term of the issue, the number of tranches
of the issue, the interest rate of the
issue, specific use of proceeds, matters
relating to the guarantees and the listing
of the bonds; (b) other matters relating to
the issue, including but not limited to
engaging international rating agencies,
rating advisers, trustee(s), underwriter(s)
and other intermediaries of the bonds,
dealing with matters relating to
applications of the issue with approval
authorities, including but not limited to,
dealing with relevant matters relating to
the issuance, reporting, trading and
listing of the bonds, executing necessary
agreements and legal documents (including
underwriting agreement, guarantee
agreement, bond indenture, offering
memoranda of the bonds, documents relating
to the reporting and listing of the bonds
and other relevant agreements and
documents) as well as making relevant
information disclosure according to
applicable regulatory requirements; (c) in
case of any changes to the applicable laws,
regulations and other regulatory documents,
the policies of regulatory authorities on
the overseas issue of bonds or market
conditions, making relevant adjustment to
relevant matters relating to the specific
plan of the issue, except for those
adjustment that requires shareholders'
approval pursuant to relevant laws,
regulations and the Articles of
Association; (d) dealing with other
specific matters relating to the issue
11 To consider and approve the adjustment on Mgmt For For
term of medium-term notes: "That Under the
framework of the amounts for registration
and issuance of medium-term notes
determined in the resolution in relation to
the increase of amounts for registration
and issuance of medium-term notes and
short-term financing bonds which was
considered and approved at the 2012 second
extraordinary general meeting, the term of
the medium-term notes be adjusted from
"with a term of not more than 15 years" to
"authorize the chairman of the Company to
determine the term of medium-term notes
(with the option to issue perpetual
medium-term notes) according to the
conditions of the bond market". The
medium-term notes (including the perpetual
medium-term notes) to be issued by the
Company are not convertible or exchangeable
into any Shares of the Company
12 That (1) Subject to paragraphs (i), (ii) Mgmt Against Against
and (iii) below, the board of directors be
and is hereby granted, during the Relevant
Period (as hereafter defined), an
unconditional general mandate to issue,
allot and/or deal with additional H shares,
and to make or grant offers, agreements or
options in respect thereof: (i) such
mandate shall not extend beyond the
Relevant Period save that the board of
directors may during the Relevant Period
make or grant offers, agreements or options
which might require the exercise of such
powers at or after the end of the Relevant
Period; (ii) the aggregate nominal amount
of the H shares to be issued, allotted
and/or dealt with or agreed conditionally
or unconditionally to be issued, allotted
and/or dealt with by the board of directors
shall not exceed 20% of the aggregate
nominal amount of its existing H shares at
the date of the passing of this special
resolution; and (iii) the board of
directors will only exercise its power
under such mandate in accordance with the
Company Law and Hong Kong Listing Rules (as
amended from time to time) or applicable
laws, rules and regulations of any other
government or regulatory bodies and only if
all necessary approvals from CSRC and/or
other relevant PRC government authorities
are obtained (2) For the purpose of this
special resolution, "Relevant Period" means
the period from the passing of this special
resolution at the AGM until the earliest
of: (i) the conclusion of the next annual
general meeting of the Company following
the passing of this special resolution; or
(ii) the expiration of the 12-month period
following the passing of this special
resolution; or (iii) the date on which the
authority granted to the board of directors
set out in this special resolution is
revoked or varied by a special resolution
of the shareholders of the Company in any
general meeting (3) Contingent on the board
of directors resolving to issue H shares
pursuant to paragraph (1) of this special
resolution, the board of directors is
authorized to increase the registered
capital of the Company to reflect the
number of H shares to be issued by the
Company pursuant to paragraph (1) of this
special resolution and to make such
appropriate and necessary amendments to the
Articles of Association of the Company as
they think fit to reflect such increase in
the registered capital of the Company and
to take any other action and complete any
formality required to effect the issuance
of H Shares pursuant to paragraph (1) of
this special resolution and the increase in
the registered capital of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA RAILWAY GROUP LTD Agenda Number: 704161520
--------------------------------------------------------------------------------------------------------------------------
Security: Y1509D116
Meeting Type: EGM
Meeting Date: 27-Dec-2012
Ticker:
ISIN: CNE1000007Z2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1111/LTN20121111033.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1111/LTN20121111021.pdf
1 To consider and approve the amendments to Mgmt For For
the Articles of Association of the Company
as set out in Appendix I to the circular of
the Company dated 12 November 2012
2 To consider and approve the adoption of the Mgmt For For
Shareholders' Return Plan for the Next
Three Years (2012 to 2014) as set out in
Appendix II to the circular of the Company
dated 12 November 2012
--------------------------------------------------------------------------------------------------------------------------
CHINA RAILWAY GROUP LTD Agenda Number: 704500378
--------------------------------------------------------------------------------------------------------------------------
Security: Y1509D116
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: CNE1000007Z2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0509/LTN20130509612.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0509/LTN20130509600.pdf
1 To consider and approve the report of the Mgmt For For
Board of Directors of the Company for the
year ended 31 December 2012
2 To consider and approve the report of the Mgmt For For
Supervisory Committee of the Company for
the year ended 31 December 2012
3 To consider and approve the audited Mgmt For For
consolidated financial statements of the
Company for the year ended 31 December 2012
4 To consider and approve the work report of Mgmt For For
independent directors of the Company for
the year ended 31 December 2012
5 To consider and approve the profit Mgmt For For
distribution plan of the Company for the
year ended 31 December 2012
6 To consider and approve the resolution in Mgmt For For
relation to the appointment of the auditors
for 2013, re-appointment of Deloitte Touche
Tohmatsu as the Company's international
auditors and Deloitte Touche Tohmatsu CPA
LLP as the Company's domestic auditors for
a term ending at the next annual general
meeting of the Company, the aggregate
remuneration shall be RMB43 million
7 To consider and approve the resolution in Mgmt For For
relation to the appointment of internal
control auditors for 2013, re-appointment
of Deloitte Touche Tohmatsu CPA LLP as the
internal control auditors of the Company
for 2013, the remuneration shall be RMB2.6
million
8 To consider and approve the provision of Mgmt Against Against
guarantee by various subsidiaries of the
Company as set out in the section headed
"Letter from the Board - Proposed Provision
of Guarantee" in the circular of the
Company dated 10 May 2013
9 To consider and approve the issue of Mgmt For For
corporate bonds of principal amount not
exceeding RMB10 billion without a limit to
the term of maturity, and to authorise the
Chairman and the President of the Company
to jointly exercise all powers to handle
matters relating to the issue and listing
of corporate bonds
10 To consider and approve the launch of Mgmt For For
asset-backed securitisation up to RMB10
billion, and to authorise the Chairman and
the President of the Company to jointly
exercise all powers to handle matters
relating to the launch of asset-backed
securitisation
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES ENTERPRISE LTD Agenda Number: 704468532
--------------------------------------------------------------------------------------------------------------------------
Security: Y15037107
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: HK0291001490
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422717.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422660.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
Financial Statements and the Directors'
Report and the Independent Auditor's Report
for the year ended 31 December 2012
2 To declare a final dividend of HKD 0.15 per Mgmt For For
share for the year ended 31 December 2012
3.1 To re-elect Mr. Chen Lang as Director Mgmt For For
3.2 To re-elect Mr. Hong Jie as Director Mgmt For For
3.3 To re-elect Mr. Liu Hongji as Director Mgmt For For
3.4 To re-elect Mr. Lai Ni Hium, Frank as Mgmt For For
Director
3.5 To re-elect Mr. Du Wenmin as Director Mgmt Against Against
3.6 To re-elect Mr. Yan Biao as Director Mgmt For For
3.7 To re-elect Mr. Wei Bin as Director Mgmt Against Against
3.8 To re-elect Mr. Huang Daoguo as Director Mgmt For For
3.9 To re-elect Mr. Chen Ying as Director Mgmt Against Against
3.10 To fix the fees for all Directors Mgmt For For
4 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditor and to
authorise the Directors to fix their
remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company
6 To give a general mandate to the Directors Mgmt Against Against
to issue new shares of the Company
7 To extend the general mandate to be given Mgmt Against Against
to the Directors to issue shares
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD Agenda Number: 704067316
--------------------------------------------------------------------------------------------------------------------------
Security: G2113B108
Meeting Type: SGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: BMG2113B1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0926/LTN20120926166.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0926/LTN20120926158.pdf
1 To consider and approve the conditional Mgmt For For
sale and purchase agreement dated 23 August
2012 entered into between Powerfaith
Enterprises Limited, the Company, and CRH
(Projects) Limited (the "Sale and Purchase
Agreement") in relation to, among other
matters, the Acquisition (as defined in the
circular of the Company to its shareholders
dated 27 September 2012), and all the
transactions contemplated pursuant to the
Sale and Purchase Agreement; and to
authorise the directors of the Company (the
"Directors") to sign, execute, perfect and
deliver all such documents and deeds, and
do all such actions which are in their
opinion necessary, appropriate, desirable
or expedient for the implementation and
completion of the Sale and Purchase
Agreement and all CONTD
CONT CONTD other transactions contemplated under Non-Voting
or incidental to the Sale and Purchase
Agreement and all other matters incidental
thereto or in connection therewith and to
agree to the variation and waiver of any of
the matters relating thereto that are, in
the opinion of the Directors, appropriate,
desirable or expedient in the context of
the Acquisition and are in the best
interests of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LTD Agenda Number: 704459040
--------------------------------------------------------------------------------------------------------------------------
Security: G2113B108
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: BMG2113B1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425573.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425551.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
Directors' Report and the Independent
Auditor's Report for the year ended 31
December 2012
2 To declare a final dividend of 14 HK cents Mgmt For For
per share for the year ended 31 December
2012
3.1 To re-elect Mr. Wang Chuandong as Director Mgmt For For
3.2 To re-elect Mr. Shi Shanbo as Director Mgmt For For
3.3 To re-elect Mr. Ong Thiam Kin as Director Mgmt For For
3.4 To re-elect Mr. Du Wenmin as Director Mgmt Against Against
3.5 To re-elect Mr. HUANG Daoguo as Director Mgmt For For
3.6 To re-elect Mr. Chen Ying as Director Mgmt Against Against
3.7 To re-elect Ms. Yu Jian as Director Mgmt Against Against
3.8 To re-elect Mr. Yu Hon To, David as Mgmt Against Against
Director
3.9 To re-elect Mr. Qin Chaokui as Director Mgmt For For
3.10 To authorise the Board of Directors to fix Mgmt For For
the remuneration of the Directors
4 To re-appoint Messrs. Deloitte Touche Mgmt For For
Tohmatsu, Certified Public Accountants, as
Auditor and to authorise the Board of
Directors to fix the Auditor's remuneration
5A To give a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
shares of the Company not exceeding 20 per
cent. of the existing issued share capital
of the Company (the "General Mandate")
5B To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
exceeding 10 per cent. of the existing
issued share capital of the Company (the
"Repurchase Mandate")
5C To issue under the General Mandate an Mgmt Against Against
additional number of shares representing
the number of shares repurchased under the
Repurchase Mandate
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES LAND LTD Agenda Number: 704460827
--------------------------------------------------------------------------------------------------------------------------
Security: G2108Y105
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: KYG2108Y1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN20130426488.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN20130426474.pdf
1 To receive and consider the audited Mgmt For For
Financial Statements and the Director's
Report and the Independent Auditors Report
for the year ended 31 December 2012
2 To declare a final dividend of HK27.3 cents Mgmt For For
per share for the year ended 31 December
2012
3.1 To re-elect Mr. Yan Biao as Director Mgmt Against Against
3.2 To re-elect Mr. Ding Jiemin as Director Mgmt Against Against
3.3 To re-elect Mr. Wei Bin as Director Mgmt Against Against
3.4 To re-elect Mr. Huang Daoguo as Director Mgmt Against Against
3.5 To re-elect Mr. Chen Ying as Director Mgmt Against Against
3.6 To re-elect Mr. Andrew Y. Yan as Director Mgmt Against Against
3.7 To re-elect Mr. Ho Hin Ngai, Bosco as Mgmt For For
Director
3.8 To fix the remuneration of the Directors Mgmt For For
4 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditor and
authorise the Directors to fix their
remuneration
5 Ordinary Resolution in item No.5 of the Mgmt For For
Notice of Annual General Meeting. (To give
a general mandate to the Directors to
repurchase shares of the Company)
6 Ordinary Resolution in item No.6 of the Mgmt Against Against
Notice of Annual General Meeting. (To give
a general mandate to the Directors to issue
new shares of the Company)
7 Ordinary Resolution in item No.7 of the Mgmt Against Against
Notice of Annual General Meeting. (To
extend the general mandate to be given to
the Directors to issue new shares)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 3.3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO LTD Agenda Number: 704424302
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503A100
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: HK0836012952
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0415/LTN20130415882.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0415/LTN20130415866.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0416/LTN20130416437.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
Financial Statements and the Report of the
Directors and Independent Auditor's report
for the year ended 31 December 2012
2 To declare a final dividend of HKD 0.45 per Mgmt For For
share for the year ended 31 December 2012
3.1 To re-elect Mr. Wang Yujun as Director Mgmt For For
3.2 To re-elect Mr. Du Wenmin as Director Mgmt Against Against
3.3 To re-elect Mr. Wei Bin as Director Mgmt Against Against
3.4 To re-elect Mr. Chen Ji Min as Director Mgmt For For
3.5 To re-elect Mr. Ma Chiu Cheung Andrew as Mgmt For For
Director
3.6 To re-elect Mr. Huang Daoguo as Director Mgmt Against Against
3.7 To re-elect Mr. Chen Ying as Director Mgmt Against Against
3.8 To authorise the Board of Directors to fix Mgmt For For
the remuneration of the Directors
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors and authorise the Directors to fix
their remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company
(ordinary resolution in item No.5 of the
Notice of Annual General Meeting)
6 To give a general mandate to the Directors Mgmt Against Against
to issue new shares of the Company
(ordinary resolution in item No.6 of the
Notice of Annual General Meeting)
7 To extend the general mandate to be given Mgmt Against Against
to the Directors to issue shares (ordinary
resolution in item No.7 of the Notice of
Annual General Meeting)
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 704462124
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0426/LTN201304261416.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261412.pdf
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board of directors of the
Company for the year ended 31 December 2012
2 To consider and, if thought fit, to approve Mgmt For For
the report of the board of supervisors of
the Company for the year ended 31 December
2012
3 To consider and, if thought fit, to approve Mgmt For For
the audited financial statements of the
Company for the year ended 31 December 2012
4 To consider and, if thought fit, to approve Mgmt For For
the Company's profit distribution plan for
the year ended 31 December 2012: i.e. final
dividend for the year ended 31 December
2012 in the amount of RMB0.96 per share
(inclusive of tax) be declared and
distributed, the aggregate amount of which
is approximately RMB19,094 billion, and to
authorise a committee comprising of Dr.
Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling
Wen to implement the above mentioned profit
distribution plan and to deal with matters
in relation to tax with-holding as required
by relevant laws, regulations and
regulatory authorities
5 To consider and, if thought fit, to approve Mgmt For For
the remuneration of the directors and
supervisors of the Company for the year
ended 31 December 2012: i.e. aggregate
remuneration of the executive directors is
in the amount of RMB1,950,975.55; aggregate
remuneration of the non-executive directors
is in the amount of RMB1,350,000, of which
the aggregate remuneration of the
independent nonexecutive directors is in
the amount of RMB1,350,000, the
nonexecutive directors (other than the
independent non-executive directors) are
remunerated by Shenhua Group Corporation
Limited and are not remunerated by the
Company in cash; remuneration of the
supervisors is in the amount of
RMB2,032,514.92
6 To consider and, if thought fit, to approve Mgmt For For
the appointment of Deloitte Touche Tohmatsu
and Deloitte Touche Tohmatsu CPA Ltd. as
the international and PRC auditors
respectively of the Company and to
authorise a committee comprising of Mr.
Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen
and Mr. Gong Huazhang, all being directors
of the Company, to determine their 2013
remuneration
7 To consider and, if thought fit, to approve Mgmt For For
the revision of annual cap under the
Current Mutual Coal Supply Agreement for
the year ending 31 December 2013
8 To consider and, if thought fit, to approve Mgmt Against Against
the Supplementary Agreement to the Current
Financial Services Agreement and the
revision of certain annual caps under the
Current Financial Services Agreement for
the year ending 31 December 2013
9 To consider and, if thought fit, to approve Mgmt For For
the Mutual Coal Supply Agreement, the
proposed annual caps in relation thereto
and the transactions contemplated
thereunder
10 To consider and, if thought fit, to approve Mgmt For For
the Mutual Supplies and Services Agreement,
the proposed annual caps in relation
thereto and the transactions contemplated
thereunder
11 To consider and, if thought fit, to approve Mgmt Against Against
the Financial Services Agreement, the
proposed annual caps in relation hereto and
the transactions contemplated thereunder
12 To consider and, if thought fit, to approve Mgmt For For
the change of use of a portion of the
proceeds from the A Share offering
13 To consider and, if thought fit, to approve Mgmt For For
the amendments to the Articles of
Association of the Company (details of
which are set out in the announcement dated
24 August 2012 and the circular dated 9
April 2013 and to authorise a committee
comprising of Dr. Zhang Xiwu, Dr. Zhang
Yuzhuo and Dr. Ling Wen, all being
Directors of the Company, to, after passing
of this resolution, carry out further
amendments to the Articles of Association
of the Company as they may consider
necessary and appropriate at the request of
relevant regulatory authorities from time
to time in the course of filing the
Articles of Association with such
regulatory authorities
14 To consider and, if thought fit, to:- (1) Mgmt Against Against
approve a general mandate to the board of
directors to, by reference to market
conditions and in accordance with needs of
the Company, to allot, issue and deal with,
either separately or concurrently,
additional domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares) not exceeding 20% of each of the
number of domestic shares (A shares) and
the number of overseas-listed foreign
invested shares (H shares) in issue at the
time of passing this resolution at annual
general meeting. Pursuant to PRC laws and
regulations, the Company will seek further
approval from its shareholders in general
meeting for each issuance of domestic
shares (A shares) even where this general
mandate is approved. (2) the board of
directors be authorised to (including but
not limited CONTD
CONT CONTD to the following):- (i) formulate and Non-Voting
implement detailed issuance plan, including
but not limited to the class of shares to
be issued, pricing mechanism and/or
issuance price (including price range),
number of shares to be issued, allottees
and use of proceeds, time of issuance,
period of issuance and whether to issue
shares to existing shareholders; (ii)
approve and execute, on behalf of the
Company, agreements related to share
issuance, including but not limited to
underwriting agreement and engagement
agreements of professional advisers; (iii)
approve and execute, on behalf of the
Company, documents related to share
issuance for submission to regulatory
authorities, and to carry out approval
procedures required by regulatory
authorities and venues in which the Company
is listed; (iv) amend, as required by CONTD
CONT CONTD regulatory authorities within or Non-Voting
outside China, agreements and statutory
documents referred to in (ii) and (iii)
above; (v) engage the services of
professional advisers for share issuance
related matters, and to approve and execute
all acts, deeds, documents or other matters
necessary, appropriate or required for
share issuance; (vi) increase the
registered capital of the Company after
share issuance, and to make corresponding
amendments to the articles of association
of the Company relating to share capital
and shareholdings etc, and to carry out
statutory registrations and filings within
and outside China. The above general
mandate will expire on the earlier of
("Relevant Period"):- (a) the conclusion of
the annual general meeting of the Company
for 2013; (b) the expiration of a period of
twelve months following CONTD
CONT CONTD the passing of this special Non-Voting
resolution at the annual general meeting
for 2012; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, except where the board of
directors has resolved to issue domestic
shares (A shares) or overseas-listed
foreign invested shares (H shares) during
the Relevant Period and the share issuance
is to be continued or implemented after the
Relevant Period
15 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and
overseaslisted foreign invested shares (H
shares):- (1) approve a general mandate to
the board of directors to, by reference to
market conditions and in accordance with
needs of the Company, to repurchase
domestic shares (A shares) not exceeding
10% of the number of domestic shares (A
shares) in issue at the time when this
resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
Pursuant to PRC laws and regulations, and
for repurchases of domestic shares (A
shares), the Company will seek further
approval from its shareholders in general
meeting for each repurchase of domestic
shares (A shares) even where the general
mandate is granted, but CONTD
CONT CONTD will not be required to seek Non-Voting
shareholders' approval at class meetings of
domestic share (A share) shareholders or
overseas-listed foreign invested share (H
share) shareholders. (2) approve a general
mandate to the board of directors to, by
reference to market conditions and in
accordance with needs of the Company, to
repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of the
number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
(3) the board of directors be authorised to
(including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to repurchase price, number of
CONTD
CONT CONTD shares to repurchase, time of Non-Voting
repurchase and period of repurchase etc;
(ii) notify creditors in accordance with
the PRC Company Law and articles of
association of the Company; (iii) open
overseas share accounts and to carry out
related change of foreign exchange
registration procedures; (iv) carry out
relevant approval procedures required by
regulatory authorities and venues in which
the Company is listed, and to carry out
filings with the China Securities
Regulatory Commission; (v) carry out
cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments to the
articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory
registrations and filings within and
outside China; (vi) approve and execute, on
behalf of CONTD
CONT CONTD the Company, documents and matters Non-Voting
related to share repurchase. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the
Company for 2013; (b) the expiration of a
period of twelve months following the
passing of this special resolution at the
annual general meeting for 2012, the first
A shareholders' class meeting in 2013 and
the first H shareholders' class meeting in
2013; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or a special resolution of
shareholders at a class meeting of domestic
share (A share) shareholders or a class
meeting of overseas-listed foreign invested
share (H share) shareholders, except where
the board of CONTD
CONT CONTD directors has resolved to repurchase Non-Voting
domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and the
share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 704466792
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261428.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261424.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares):- (1) approve a general mandate to
the board of directors to, by reference to
market conditions and in accordance with
needs of the Company, to repurchase
domestic shares (A shares) not exceeding
10% of the number of domestic shares (A
shares) in issue at the time when this
resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
Pursuant to PRC laws and regulations, and
for repurchases of domestic shares (A
shares), the Company will seek further
approval from its shareholders in general
meeting for each repurchase of domestic
shares (A shares) even where the general
mandate is granted, but CONTD
CONT CONTD will not be required to seek Non-Voting
shareholders' approval at class meetings of
domestic share (A share) shareholders or
overseas-listed foreign invested share (H
share) shareholders. (2) approve a general
mandate to the board of directors to, by
reference to market conditions and in
accordance with needs of the Company, to
repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of the
number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are
passed at class meetings of shareholders.
(3) the board of directors be authorised to
(including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to repurchase price, number of
CONTD
CONT CONTD shares to repurchase, time of Non-Voting
repurchase and period of repurchase etc;
(ii) notify creditors in accordance with
the PRC Company Law and articles of
association of the Company; (iii) open
overseas share accounts and to carry out
related change of foreign exchange
registration procedures; (iv) carry out
relevant approval procedures required by
regulatory authorities and venues in which
the Company is listed, and to carry out
filings with the China Securities
Regulatory Commission; (v) carry out
cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments to the
articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory
registrations and filings within and
outside China; (vi) approve and execute, on
behalf of CONTD
CONT CONTD the Company, documents and matters Non-Voting
related to share repurchase. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the
Company for 2013; (b) the expiration of a
period of twelve months following the
passing of this special resolution at the
annual general meeting for 2012, the first
A shareholders' class meeting in 2013 and
the first H shareholders' class meeting in
2013; or (c) the date on which the
authority conferred by this special
resolution is revoked or varied by a
special resolution of shareholders at a
general meeting, or a special resolution of
shareholders at a class meeting of domestic
share (A share) shareholders or a class
meeting of overseas-listed foreign invested
share (H share) shareholders, except where
the board of CONTD
CONT CONTD directors has resolved to repurchase Non-Voting
domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and the
share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD, BEIJING Agenda Number: 703987151
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 14-Sep-2012
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0729/LTN20120729006.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0729/LTN20120729008.pdf
1 To consider and, if thought fit, to approve Mgmt Against Against
the following mandate and authorise the
board of directors of the Company to carry
out the following:-(1) To determine the
proposed issue of debt financing
instruments of the Company within the limit
of issuance, including but not limited to
short-term debentures, medium-term notes,
super short-term commercial papers,
corporate bonds and enterprise bonds in
domestic market as well as Renminbi
denominated bonds and foreign currency
denominated bonds, etc. in overseas market
(excluding convertible bonds that may be
converted into equity securities). (2) To
determine and finalise, based on the
Company's needs and market conditions, the
specific terms and conditions of and CONTD
CONT CONTD all relevant matters in connection Non-Voting
with the proposed issue of debt financing
instruments, including but not limited to
type, principal, interest rate, term,
issuance timing, targets and use of
proceeds of such debt financing instruments
to be issued within the aforesaid limit and
the production, execution and disclosure of
all necessary documents. (3) To ensure the
gearing ratio (total liabilities/total
assets) based on the Company's consolidated
financial statements upon completion of
each issuance not exceeding 50%, in
addition to the compliance with the
restrictions by the government and relevant
regulatory authorities on the issuance size
of the debt financing instruments to be
issued by the Company under CONTD
CONT CONTD these authorisations. The gearing Non-Voting
ratio is calculated based on the latest
published (quarterly, interim or annual)
financial statements of the Company prior
to the proposed issue, taking into
consideration the amount of debt financing
instruments issued or repaid at the end of
the reporting period up to the date of the
proposed issue as well as the size of the
proposed issuance. (4) To satisfy the
following criteria for any corporate bonds
to be issued through a domestic exchange:
the principal shall not exceed RMB50
billion; the term shall not exceed 10
years; and such corporate bonds may be
issued to the Company's shareholders by way
of placing, arrangement details of which
(availability of placing, CONTD
CONT CONTD placing ratio, etc.) shall be Non-Voting
determined by the board of directors
according to market conditions and the
terms and conditions of the proposed issue.
(5) To delegate the mandate to Dr. Ling
Wen, the executive director and president
of the Company, and Ms. Zhang Kehui, the
chief financial officer, within the scope
of this mandate for determining other
matters related to such issuance and
implementing specific measures upon
determining the type, principal, term and
use of proceeds of each issuance of the
debt financing instruments by the board of
directors of the Company. (6) The mandate
and the authorisations set out in this
resolution shall remain effective within 24
months commencing from the date on which
this resolution is approved by shareholders
at the general meeting
--------------------------------------------------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED Agenda Number: 933831302
--------------------------------------------------------------------------------------------------------------------------
Security: 169409109
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: ZNH
ISIN: US1694091091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR 2012.
O2. TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2012.
O3. TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR 2012.
O4. TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL FOR THE YEAR 2012.
O5. APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG Mgmt For For
TIAN CPAS LIMITED AND AUTHORIZE THE BOARD
TO DETERMINE THEIR REMUNERATION.
S6. AMENDMENTS TO THE "PROCEDURAL RULES OF THE Mgmt For For
SHAREHOLDERS' GENERAL MEETING" (AS SET OUT
IN THE NOTICE OF AGM DATED 25 APRIL 2013).
S7. TO AUTHORISE THE BOARD TO ALLOT, ISSUE AND Mgmt Against Against
DEAL WITH ADDITIONAL SHARES OF THE COMPANY.
S8. AUTHORISE BOARD TO INCREASE THE REGISTERED Mgmt Against Against
CAPITAL AND MAKE SUCH APPROPRIATE AND
NECESSARY AMENDMENTS TO THE ARTICLES OF
ASSOCIATION TO REFLECT SUCH INCREASE UNDER
THE GENERAL MANDATE GRANTED IN THE ABOVE
RESOLUTION.
S9. TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt Against Against
GIVEN TO THE BOARD, GENERALLY AND
UNCONDITIONALLY, TO DETERMINE THE SPECIFIC
DEBT FINANCING INSTRUMENTS AND ISSUANCE
PLAN, AND TO ISSUE, IN ONE OR MULTIPLE
TRANCHE(S), DEBT FINANCING INSTRUMENTS
WITHIN THE PERMISSIBLE SIZE FOR DEBT
ISSUANCE IN ACCORDANCE WITH THE PROVISIONS
OF THE APPLICABLE LAWS AND REGULATIONS.
--------------------------------------------------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LT Agenda Number: 704414490
--------------------------------------------------------------------------------------------------------------------------
Security: G21677136
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: KYG216771363
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412393.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412381.pdf
1 To receive and adopt the Audited Financial Mgmt For For
Statements, the Directors' Report and the
Independent Auditor's Report for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012 of HK9 cents per
share
3A To re-elect Mr. Kong Qingping as Director Mgmt Against Against
3B To re-elect Mr. Zhou Yong as Director Mgmt For For
3C To re-elect Mr. Tian Shuchen as Director Mgmt Against Against
3D To re-elect Mr. Pan Shujie as Director Mgmt Against Against
3E To re-elect Dr. Raymond Leung Hai Ming as Mgmt For For
Director
4 To authorize the Board to fix the Mgmt For For
remuneration of Directors
5 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditor and to authorize the Board to fix
its remuneration
6A To approve the Ordinary Resolution No. (6A) Mgmt Against Against
of the Notice of Annual General Meeting (To
give a general mandate to the Directors to
issue additional shares of the Company)
6B To approve the Ordinary Resolution No. (6B) Mgmt For For
of the Notice of Annual General Meeting (To
give a general mandate to the Directors to
repurchase shares of the Company)
6C To approve the Ordinary Resolution No. (6C) Mgmt Against Against
of the Notice of Annual General Meeting (To
extend the general mandate grant to the
Directors pursuant to Ordinary Resolution
No. (6A) to issue additional shares of the
Company)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 05 JUNE TO 03
JUNE 2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA STEEL CORP Agenda Number: 704530701
--------------------------------------------------------------------------------------------------------------------------
Security: Y15041109
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: TW0002002003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "B71.1 TO B7111 AND
B72.1 TO B72.3". THANK YOU.
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The status of the local unsecured Non-Voting
convertible corporate bonds
A4 The revision to the rules of the board Non-Voting
meeting
A5 The proposal of merger Non-Voting
A6 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD0. 4 per share
B3 The issuance of new shares from retained Mgmt For For
earnings. Proposed stock dividend:10 for
1,000 SHS held
B4 The revision to the articles of Mgmt For For
Incorporation
B5 The revision to the procedures of Monetary Mgmt For For
loans
B6 The revision to the procedures of Mgmt For For
Endorsement and guarantee
B71.1 Election of Director: Tsou, Jo-Chi, Mgmt For For
Representative of Ministry of Economic
Affairs R.O.C/Shareholder No. Y00001
B71.2 Election of Director: Liou, Ming-Jong, Mgmt For For
Representative of Ministry of Economic
Affairs R.O.C/Shareholder No.Y00001
B71.3 Election of Director: Ou, Jerry J.R., Mgmt For For
Representative of Ministry of Economic
Affairs R.O.C/Shareholder No. Y00001
B71.4 Election of Director: Sung, Jyh-Yuh, Mgmt For For
Representative of Ever Wealthy
International Corporation
B71.5 Election of Director: Lee, Kin-Tsau, Mgmt For For
Representative of Gau Ruei Investment
Corporation
B71.6 Election of Director: Liu, Jih-Gang, Mgmt For For
Representative of Chiun Yu Investment
Corporation
B71.7 Election of Director: Wei, Chao-Chin, Mgmt For For
Representative of China Steel Labor Union/
Shareholder No. X00012
B71.8 Election of Director: Weng, Cheng-I, Mgmt For For
Representative Hung Kao Investment
Corporation/ Shareholder No. V05147
B71.9 Election of independent Director: Lee, Mgmt For For
Shen-Yi / Shareholder No. W43207
B7110 Election of independent Director: Chang, Mgmt For For
Juu-En / Shareholder No. G02666
B7111 Election of independent Director: Liang, Mgmt For For
Ting-Peng / Shareholder No. G01451
B72.1 Election of Supervisor: Su, Ming-Te, Mgmt For For
Representative of Hsin Kuang Steel Co., Ltd
/ Shareholder No. F13450
B72.2 Election of Supervisor: Deng, Andrew / Mgmt For For
Shareholder No. W43208
B72.3 Election of Supervisor: Cheng, I-Lin / Mgmt For For
Shareholder No. D35636
B8 The proposal to release non-competition Mgmt For For
restriction on the supervisors (If elected
for the 15th supervisor), Mr. Ming-de, Su
from holding the same position of the
related companies
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT RESOLUTION B71.6 AND
RECEIPT OF ADDITIONAL TEXT IN RES. B.8. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD Agenda Number: 704572153
--------------------------------------------------------------------------------------------------------------------------
Security: Y1456Z151
Meeting Type: EGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: HK0000055878
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0530/LTN20130530551.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0530/LTN20130530549.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 That: (a) the conditional framework Mgmt For For
agreement dated 27 May 2013 entered into
between (China Taiping Insurance Group Co.)
("TPG") and China Taiping Insurance Group
(HK) Limited ("TPG(HK)") as vendors and the
Company as purchaser, a copy of which
having been produced at the meeting and
marked "A" and initialed by the chairman of
the meeting for the purpose of
identification (the "Framework Agreement")
and the transaction contemplated thereunder
be and is hereby approved, ratified and
confirmed; (b) conditional upon the Listing
Committee of The Stock Exchange of Hong
Kong Limited granting approval for the
listing of, and permission to deal in, a
maximum of 862,735,270 shares of the
Company (the "Consideration Shares") to be
issued and allotted by the Company to TPG
and TPG(HK) (or such other persons as any
of them may direct) CONTD
CONT CONTD pursuant to the Framework Agreement, Non-Voting
the allotment and issue of such
Consideration Shares be and is hereby
approved; and (c) the directors of the
Company be and are hereby authorized for
and on behalf of the Company to negotiate,
agree, sign, seal, execute, deliver,
perfect and ratify all such documents and
agreements (including without limitation,
the specific acquisition agreements to be
entered into by TPG, TPG(HK) and the
Company pursuant to the Framework
Agreement) and do such acts or things as
they may in their discretion consider to be
necessary, desirable or expedient to
implement and/or give effect to the terms
of the Framework Agreement and the
allotment and issue of the Consideration
Shares
2 That (a) the authorised share capital of Mgmt For For
the Company be and is hereby increased from
HKD 100,000,000 divided into 2,000,000,000
shares of HKD 0.05 each in the share
capital of the Company to HKD 150,000,000
divided into 3,000,000,000 Shares by the
creation of an additional 1,000,000,000 new
shares of HKD 0.05 each in the share
capital of the Company (the "Proposed
Increase in Authorised Share Capital"); and
(b) any one or more of the directors of the
Company be and is/are hereby authorised for
and on behalf of the Company to execute all
such documents, instruments and agreements
and to do all such acts or things deemed by
him/her/them to be incidental to, ancillary
to or in connection with the matters
contemplated in and for the completion of
the Proposed Increase in Authorised Share
Capital
--------------------------------------------------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS CO LTD Agenda Number: 704560348
--------------------------------------------------------------------------------------------------------------------------
Security: Y1456Z151
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: HK0000055878
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0528/LTN20130528450.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0528/LTN20130528445.pdf
1 To receive and adopt the audited Financial Mgmt For For
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31 December 2012
2a To re-elect Mr. Song Shuguang as Director Mgmt For For
2b To re-elect Mr. Peng Wei as Director Mgmt For For
2c To re-elect Dr. Wu Jiesi as Director Mgmt Against Against
2d To authorize the Board of Directors to fix Mgmt For For
the Directors' remuneration
3 To re-appoint Deloitte Touche Tohmatsu as Mgmt Against Against
auditor and to authorize the Board of
Directors to fix their remuneration
4 To give a general mandate to the Directors Mgmt Against Against
to issue shares of the Company
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company
6 To extend the general mandate to issue Mgmt Against Against
shares by addition thereto the shares
repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LIMITED Agenda Number: 933689739
--------------------------------------------------------------------------------------------------------------------------
Security: 169426103
Meeting Type: Special
Meeting Date: 16-Oct-2012
Ticker: CHA
ISIN: US1694261033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO APPROVE THE AGREEMENT IN RELATION TO THE Mgmt For For
ACQUISITION OF CERTAIN ASSETS AND
ASSOCIATED LIABILITIES OF THE CDMA NETWORK
O2 TO APPROVE THE CONTINUING CONNECTED Mgmt For For
TRANSACTIONS CONTEMPLATED UNDER ENGINEERING
FRAMEWORK AGREEMENT AND PROPOSED ANNUAL
CAPS
O3 TO APPROVE THE CONTINUING CONNECTED Mgmt For For
TRANSACTIONS CONTEMPLATED UNDER THE
ANCILLARY TELECOMMUNICATIONS SERVICES
FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL
CAPS
O4 TO APPROVE THE ELECTION OF MR. CHEN Mgmt For For
LIANGXIAN AS A DIRECTOR OF THE COMPANY
O5 TO APPROVE THE ELECTION OF MR. SHAO CHUNBAO Mgmt For For
AS A SUPERVISOR OF THE COMPANY
O6 TO APPROVE THE ELECTION OF MR. HU JING AS A Mgmt For For
SUPERVISOR OF THE COMPANY
S7A TO APPROVE THE AMENDMENTS TO ARTICLE 13 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
S7B TO APPROVE THE AMENDMENTS TO ARTICLE 118 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
S7C TO AUTHORISE ANY DIRECTOR OF THE COMPANY TO Mgmt For For
COMPLETE REGISTRATION OR FILING OF THE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
CHINA TELECOM CORPORATION LIMITED Agenda Number: 933809456
--------------------------------------------------------------------------------------------------------------------------
Security: 169426103
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CHA
ISIN: US1694261033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT THE CONSOLIDATED FINANCIAL STATEMENTS, Mgmt For For
REPORT OF THE BOARD, REPORT OF THE
SUPERVISORY COMMITTEE AND REPORT OF THE
INTERNATIONAL AUDITOR BE CONSIDERED AND
APPROVED, AND BOARD OF DIRECTORS ("BOARD")
BE AUTHORISED TO PREPARE BUDGET FOR 2013.
O2 THAT THE PROFIT DISTRIBUTION PROPOSAL AND Mgmt For For
THE DECLARATION AND PAYMENT OF A FINAL
DIVIDEND BE CONSIDERED AND APPROVED.
O3 APPOINTMENT OF DELOITTE TOUCHE TOHMATSU AND Mgmt For For
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE INTERNATIONAL
AUDITORS AND DOMESTIC AUDITORS RESPECTIVELY
BE CONSIDERED AND APPROVED, AND THE BOARD
BE AUTHORISED TO FIX THE REMUNERATION.
O4 TO APPROVE THE ELECTION OF MR. XIE LIANG AS Mgmt For For
A DIRECTOR OF THE COMPANY.
S5A TO CONSIDER AND APPROVE THE ISSUE OF Mgmt Against Against
DEBENTURES BY THE COMPANY.
S5B TO AUTHORISE THE BOARD TO ISSUE DEBENTURES Mgmt Against Against
AND DETERMINE THE SPECIFIC TERMS AND
CONDITIONS.
S6A TO CONSIDER AND APPROVE THE ISSUE OF Mgmt For For
COMPANY BONDS IN THE PEOPLE'S REPUBLIC OF
CHINA.
S6B TO AUTHORISE THE BOARD TO ISSUE COMPANY Mgmt For For
BONDS AND DETERMINE THE SPECIFIC TERMS AND
CONDITIONS.
S7 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY NOT EXCEEDING 20% OF
EACH OF THE EXISTING DOMESTIC SHARES AND H
SHARES IN ISSUE.
S8 AUTHORISE THE BOARD TO INCREASE THE Mgmt Against Against
REGISTERED CAPITAL OF THE COMPANY AND TO
AMEND THE ARTICLES OF ASSOCIATION OF THE
COMPANY TO REFLECT SUCH INCREASE UNDER THE
GENERAL MANDATE.
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 704188247
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: EGM
Meeting Date: 21-Dec-2012
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1129/LTN20121129039.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1129/LTN20121129037.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 The transfer agreement dated 21 November Mgmt For For
2012 (the "Transfer Agreement") entered
into between China United Network
Communications Corporation Limited ("CUCL")
and China United Network Communications
Limited ("Unicom A Share Company") relating
to the transfer of all of the rights and
obligations of Unicom A Share Company under
the Equity Acquisition Agreement (as
defined in the circular to the shareholders
of the Company dated 29 November 2012, of
which this Notice forms part) relating to
the acquisition of 100% of the equity
interest of Unicom New Horizon
Telecommunications Company Limited (the
"Proposed Acquisition") to CUCL so that
CUCL will enter into the Proposed
Acquisition on the same terms (including
the consideration payable) as those set out
in the Equity Acquisition Agreement, a copy
of each of the Equity CONTD
CONT CONTD Acquisition Agreement and the Non-Voting
Transfer Agreement having been produced to
this Meeting marked "A" and "B",
respectively, and signed by the Chairman of
this Meeting for identification purposes,
be and is hereby approved, ratified and
confirmed, and the directors of the
Company, acting together, individually or
by committee, be and are hereby authorised
to execute all such documents and/or to do
all such acts on behalf of the Company as
they may consider necessary, desirable or
expedient for the purpose of, or in
connection with, the implementation and
completion of the Transfer Agreement and
the transactions contemplated therein
--------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD, HONG KONG Agenda Number: 704385372
--------------------------------------------------------------------------------------------------------------------------
Security: Y1519S111
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: HK0000049939
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405025.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405021.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE
1 To receive and consider the financial Mgmt For For
statements and the Reports of the Directors
and of the Independent Auditor for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3ai To re-elect Mr. Tong Jilu as a Director Mgmt For For
3aii To re-elect Mr. Li Fushen as a Director Mgmt For For
3aiii To re-elect Mr. Cesareo Alierta Izuel as a Mgmt Against Against
Director
3aiv To re-elect Mr. Cai Hongbin as a Director Mgmt For For
3av To re-elect Mrs. Law Fan Chiu Fun Fanny as Mgmt For For
a Director
3b To authorize the Board of Directors to fix Mgmt For For
the remuneration of the Directors for the
year ending 31 December 2013
4 To appoint KPMG as auditor, and to Mgmt For For
authorise the Board of Directors to fix
their remuneration for the year ending 31
December 2013
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the Company not
exceeding 10% of the aggregate nominal
amount of the existing issued share capital
6 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
shares in the Company not exceeding 20% of
the aggregate nominal amount of the
existing issued share capital
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
shares by the number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
CHINA VANKE CO LTD Agenda Number: 704245528
--------------------------------------------------------------------------------------------------------------------------
Security: Y77421108
Meeting Type: EGM
Meeting Date: 04-Feb-2013
Ticker:
ISIN: CNE0000008Q1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Scheme for the company's B-share stocks to Mgmt For For
switch to be listed and trade on the
mainboard of Hongkong Stock Exchange by
means of introduction (The original B
shareholders can exercise cash option upon
valid declaration within the declaration
period)
2 Mandate to the board and persons authorized Mgmt For For
by the board to handle matters in relation
to the company's B-share stocks to switch
to be listed and trade on the mainboard of
Hongkong Stock Exchange by means of
introduction
3 The company to change into a company Mgmt For For
limited by shares which raises funds in the
overseas markets
4 The company's Articles of Association Mgmt For For
(A-share and H-share) (Draft)
5 Validity period for the resolutions Mgmt For For
regarding the company's B-share stocks to
switch to be listed and trade on the
mainboard of Hongkong Stock Exchange by
means of introduction
--------------------------------------------------------------------------------------------------------------------------
CHINA VANKE CO LTD Agenda Number: 704306946
--------------------------------------------------------------------------------------------------------------------------
Security: Y77421108
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE0000008Q1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2012 work report of the board of directors Mgmt For For
2 2012 work report of the supervisory Mgmt For For
committee
3.1 Re-election of Ding Fuyuan as supervisor Mgmt For For
3.2 Re-election of Wu Ding as supervisor Mgmt For For
4 2012 annual report and audited financial Mgmt For For
report
5 2012 profit distribution plan: The detailed Mgmt For For
profit distribution plan are as follows: 1)
cash dividend/10 shares (tax included): CNY
1.80000000 2) bonus issue from profit :
none 3) bonus issue from capital reserve :
none
6 Reappointment of 2013 audit firm Mgmt For For
7 To continue to cooperate with a company Mgmt For For
8.1 Election of director candidate- Wei Bin Mgmt For For
8.2 Election of director candidate- Chen Ying Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINATRUST FINANCIAL HOLDINGS COMPANY LTD Agenda Number: 704571997
--------------------------------------------------------------------------------------------------------------------------
Security: Y15093100
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0002891009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 Business Report Non-Voting
A.2 The 2012 Audit Committee's Report Non-Voting
A.3 Report on the amount of adjustment to Non-Voting
retained earnings available for
distribution and the amount appropriated
into special reserve after adoption of
IFRSs
A.4 The Amendments to "Ethical Corporate Non-Voting
Management Best Practice Principles"
A.5 Report on regulations regarding the same Non-Voting
person or the same affiliate who intends to
aggregately possess more than the
designated amount of voting shares from the
same FHC
B.6 The 2012 Financial Reports Mgmt For For
B.7 The Earnings Distribution Plan of the Year Mgmt For For
2012: (cash dividend of TWD 0.71 per share,
stock dividend of 70 shares per 1,000 share
s from retained earnings subject to 20pct
withholding tax)
C.8 The Amendments to "The Rules of Procedure Mgmt For For
for Shareholder Meetings"
C.9 The Amendments to "Procedure for the Mgmt For For
Acquisition or Disposal of Assets"
C.10 The Amendments to Part of "The Article of Mgmt For For
Incorporation"
C.11 The Increase of Capital by NTD Mgmt For For
9,625,298,320 and Issuance of New Shares of
962,529,832 at Par Value of NTD 10 Per
Share to Enhance the Funding and Operations
Capability of the Company
C.12 The Release of the Restriction of Mgmt For For
Non-Compete for Some Members of the Board
of Directors
D Questions and Motions Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO LTD, CHONGQING Agenda Number: 704410668
--------------------------------------------------------------------------------------------------------------------------
Security: Y1594G107
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: CNE100000X44
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2013/0325/LTN20130325299.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0325/LTN20130325252.pdf
1 To consider and approve the work report of Mgmt For For
the Board of Directors of the Bank for 2012
2 To consider and approve the work report of Mgmt For For
the Board of Supervisors of the Bank for
2012
3 To consider and approve the 2012 annual Mgmt For For
financial statements of the Bank
4 To consider and approve the proposed profit Mgmt For For
distribution plan of the Bank for 2012
5 To consider and approve the 2012 annual Mgmt For For
report of the Bank
6 To consider and approve the 2013 financial Mgmt For For
budget proposal of the Bank
7 To consider and approve the re-appointment Mgmt For For
of Deloitte Touche Tohmatsu CPA LLP. and
Deloitte Touche Tohmatsu as the external
auditors of the Bank for 2013 and to fix
their remuneration for 2013
8 To consider and approve the proposed issue Mgmt For For
of subordinated bonds by the Bank (for
details, please refer to the circular
dispatched to the shareholders issued by
the Bank) as follows: (i) to consider and
approve the proposed issue of subordinated
bonds (ii) to authorise the Board to handle
relevant affairs regarding the issue,
including but not limited to, application
and reporting formalities to relevant
government authorities and regulatory
authorities, determination on the specified
aggregate size and batches of offering,
offering timing, offering terms, maturity
of the bonds, interest rates and price of
the bonds, arrangement of redemption of the
bond principal and interests, signing all
necessary legal documents and applicable
adjustments to the offering plan pursuant
to the requirement of relevant regulatory
CONTD
CONT CONTD authorities (iii) the Board be Non-Voting
approved to grant authorisation to the
Board for the above matters to delegate
senior management to decide and handle
relevant affairs regarding the issue
according to the specific circumstances
(iv) the authorisation and grant of
authorisation in respect of the issue of
subordinated bonds under this resolution
shall be effective for a period of 24
months commencing from the date this
resolution is passed
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD. Agenda Number: 933842076
--------------------------------------------------------------------------------------------------------------------------
Security: 17133Q502
Meeting Type: Consent
Meeting Date: 25-Jun-2013
Ticker: CHT
ISIN: US17133Q5027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RATIFICATION OF 2012 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2. RATIFICATION OF THE PROPOSAL FOR THE Mgmt For For
DISTRIBUTION OF 2012 EARNINGS
3. THE PROPOSAL FOR A CASH DISTRIBUTION FROM Mgmt For For
CAPITAL SURPLUS
4. REVISION OF THE "ARTICLES OF INCORPORATION" Mgmt For For
5. REVISION OF THE "PROCEDURES FOR ACQUISITION Mgmt For For
OR DISPOSAL OF ASSETS"
6. REVISION OF THE "PROCEDURES FOR LENDING OF Mgmt For For
CAPITAL TO OTHERS"
7. REVISION OF THE "OPERATIONAL PROCEDURES FOR Mgmt For For
ENDORSEMENTS AND GUARANTEES"
8A. ELECTION OF DIRECTOR: YEN-SUNG LEE Mgmt For
(REPRESENTATIVE OF MOTC)
8B. ELECTION OF DIRECTOR: MU-PIAO SHIH Mgmt For
(REPRESENTATIVE OF MOTC)
8C. ELECTION OF DIRECTOR: YU-FEN HONG Mgmt For
(REPRESENTATIVE OF MOTC)
8D. ELECTION OF DIRECTOR: JIH-CHU LEE Mgmt For
(REPRESENTATIVE OF MOTC)
8E. ELECTION OF DIRECTOR: GORDON S. CHEN Mgmt For
(REPRESENTATIVE OF MOTC)
8F. ELECTION OF DIRECTOR: YI-BING LIN Mgmt For
(REPRESENTATIVE OF MOTC)
8G. ELECTION OF DIRECTOR: SU-GHEN HUANG Mgmt For
(REPRESENTATIVE OF MOTC)
8H. ELECTION OF DIRECTOR: SHIH-PENG TSAI Mgmt For
(REPRESENTATIVE OF MOTC)
8I. ELECTION OF INDEPENDENT DIRECTOR: CHUNG-YU Mgmt For
WANG
8J. ELECTION OF INDEPENDENT DIRECTOR: ZSE-HONG Mgmt For
TSAI
8K. ELECTION OF INDEPENDENT DIRECTOR: REBECCA Mgmt For
CHUNG-FERN WU
8L. ELECTION OF INDEPENDENT DIRECTOR: TAIN-JY Mgmt For
CHEN
8M. ELECTION OF INDEPENDENT DIRECTOR: YUN-TSAI Mgmt For
CHOU
9.1 PROPOSAL TO RELEASE THE NON-COMPETE Mgmt For For
RESTRICTIONS ON THE 7TH TERM OF DIRECTOR:
TAIN-JY CHEN (INDEPENDENT DIRECTOR)
9.2 PROPOSAL TO RELEASE THE NON-COMPETE Mgmt For For
RESTRICTIONS ON THE 7TH TERM OF DIRECTOR:
JIH-CHU LEE (REPRESENTATIVE OF MOTC)
--------------------------------------------------------------------------------------------------------------------------
CIELO S A Agenda Number: 933770009
--------------------------------------------------------------------------------------------------------------------------
Security: 171778202
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: CIOXY
ISIN: US1717782023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 RECEIVE THE MANAGEMENT'S ACCOUNTS, EXAMINE, Mgmt For
DISCUSS AND VOTE ON THE MANAGEMENT REPORT
AND THE ACCOUNTING AND FINANCIAL
STATEMENTS, TOGETHER WITH THE INDEPENDENT
AUDITORS' REPORT, THE FISCAL COUNCIL'S
REPORT AND THE AUDIT COMMITTEE REPORT, FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2012.
A2 RESOLVE ON THE ALLOCATION OF NET INCOME FOR Mgmt For
THE YEAR, WHICH WILL RATIFY THE AMOUNT OF
REMUNERATION TO BE DISTRIBUTED AND THE
APPROVAL OF THE CAPITAL BUDGET PROPOSAL.
A3 ELECT THE MEMBERS OF THE FISCAL COUNCIL AND Mgmt Against
RESOLVE ON THE PROPOSAL FOR THE TOTAL
COMPENSATION OF THE MANAGERS.
E4 RESOLVE ON INCREASING THE COMPANY'S CAPITAL Mgmt For
STOCK FROM THE CURRENT AMOUNT OF
R$500,000,000.00 TO R$1,000,000,000.00, OR
AN INCREASE OF R$500,000,000.00, WITH A
BONUS SHARE ISSUE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD Agenda Number: 704264477
--------------------------------------------------------------------------------------------------------------------------
Security: Y1636J101
Meeting Type: EGM
Meeting Date: 25-Feb-2013
Ticker:
ISIN: MYL1023OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposed dividend reinvestment scheme that Mgmt For For
provides the shareholders of CIMBGH
("Shareholders") with the option to elect
to reinvest their cash dividend
entitlements in new ordinary shares of RM
1.00 each in CIMBGH ("CIMBGH Shares")
("Proposed DRS")
CMMT A MEMBER SHALL BE ENTITLED TO APPOINT ONLY Non-Voting
ONE (1) PROXY UNLESS HE OR SHE HAS MORE
THAN 1,000 SHARES IN WHICH CASE HE OR SHE
MAY APPOINT UP TO FIVE (5) PROXIES PROVIDED
EACH PROXY APPOINTED SHALL REPRESENT AT
LEAST 1,000 SHARES.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD Agenda Number: 704343778
--------------------------------------------------------------------------------------------------------------------------
Security: Y1636J101
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: MYL1023OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2012 and the Reports of the Directors and
Auditors thereon
2 To re-elect Dato' Robert Cheim Dau Meng as Mgmt For For
a Director who retire pursuant to Article
76 of the Company's Articles of Association
3 To re-elect Glenn Muhammad Surya Yusuf as a Mgmt For For
Director who retire pursuant to Article 76
of the Company's Articles of Association
4 To re-elect Watanan Petersik as a Director Mgmt For For
who retire pursuant to Article 76 of the
Company's Articles of Association
5 To approve the payment of Directors' fees Mgmt For For
amounting to RM885,229 for the financial
year ended 31 December 2012
6 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditors of the
Company and to authorise the Directors to
fix their remuneration
7 Proposed renewal of the authority for Mgmt For For
Directors to issue shares
8 Proposed renewal of the authority for Mgmt For For
Directors to allot and issue new ordinary
shares of RM1.00 each in the Company (CIMB
Shares) in relation to the Dividend
Reinvestment Scheme that provides the
shareholders of the Company the option to
elect to reinvest their cash dividend
entitlements in new ordinary shares of
RM1.00 each in the Company (Dividend
Reinvestment Scheme)
9 Proposed renewal of the authority to Mgmt For For
purchase own shares
10 Proposed Amendments to the Articles of Mgmt For For
Association: Articles 70.(2) and 70.(3)
--------------------------------------------------------------------------------------------------------------------------
CITIC SECURITIES CO LTD Agenda Number: 704248702
--------------------------------------------------------------------------------------------------------------------------
Security: Y1639N117
Meeting Type: EGM
Meeting Date: 13-Mar-2013
Ticker:
ISIN: CNE1000016V2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY ARE AVAILABLE BY CLICKING ON THE URL
LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0125/LTN20130125578.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0125/LTN20130125604.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0221/LTN20130221529.pdf
1.1 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Issuing Entity,
Size of Issuance and Method of Issuance
That (a) the Company will be the issuing
entity of the RMB Debt Financing
Instruments. The RMB Debt Financing
Instruments that will be approved by or
filed with the CSRC and other relevant
approval and filing authorities in
accordance with the relevant regulations
will be issued on an one-off or multiple
issuances or multi-tranche issuances bases
through public offerings in the PRC or
through private placements to qualified
investors in accordance with CSRC's
relevant regulations; (b) the Company or
its wholly-owned offshore
subsidiary(ies) will act as the issuing
entity(ies) of the Offshore Debt Financing
Instruments. The Offshore Debt Financing
CONTD
CONT CONTD Instruments will be issued on an Non-Voting
one-off or multiple issuances or
multi-tranche issuances bases through
public offerings or private placements
outside the PRC; (c) the sizes of the
issuances of the Onshore and Offshore
Corporate Debt Financing Instruments will
be no more than RMB 40 billion in aggregate
(including RMB 40 billion, calculated based
on the aggregate balance outstanding on the
instruments issued and, in the case of an
instrument denominated in a foreign
currency, based on the median price for the
exchange rate announced by the People's
Bank of China on the date of each
issuance), and shall be in compliance with
the requirements prescribed in the relevant
laws and regulations on the maximum amount
of the debt financing instruments to be
issued; and (d) authorisation be granted to
the Board (which may in CONTD
CONT CONTD turn authorise the Authorised Non-Voting
Committee) to determine, at its sole
discretion, the issuing entity, the size of
issue, the number of tranches, the currency
and the method of each issuance in
accordance with the relevant laws and
regulations and the advices and suggestions
of the regulatory authorities, the
Company's actual needs of the funds and the
then prevailing market conditions in order
to maximise the interest of the Company
1.2 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Types That (a)
the RMB Debt Financing Instruments will
include (as the case may be) ordinary
bonds, subordinated bonds, subordinated
debts, structured notes and the other types
permitted to be issued by the regulatory
authorities; (b) the Offshore Debt
Financing Instruments will include (as the
case may be) bonds, subordinated bonds and
structured notes; (c) the terms of each of
the subordinated debts or subordinated
bonds to be issued under the issuances of
the Onshore and Offshore Corporate Debt
Financing Instruments shall not contain any
provision for conversion into shares; and
(d) authorisation be granted to the Board
(which may in turn authorise the Authorised
Committee) to determine, at its sole
discretionCONTD
CONT CONTD , the types of the Onshore and Non-Voting
Offshore Corporate Debt Financing
Instruments and the priorities for
repayment of creditors in accordance with
the relevant regulations and the then
prevailing market conditions
1.3 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Term That (a)
the term of each of the Onshore and
Offshore Corporate Debt Financing
Instruments shall be no longer than 10
years (inclusive) with a single term or
hybrid type with multiple terms; and (b)
authorisation be granted to the Board
(which may in turn authorise the Authorised
Committee) to determine, at its sole
discretion, the term and size of each type
of the Onshore and Offshore Corporate Debt
Financing Instruments in accordance with
the relevant regulations and the then
prevailing market conditions
1.4 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Interest Rate
That authorisation be granted to the Board
(which may in turn authorise the Authorised
Committee) to determine, at its sole
discretion, together with the sponsor (or
the lead underwriter, if any) the interest
rate of each of the Onshore and Offshore
Corporate Debt Financing Instruments to be
issued as well as the method of calculation
and payment thereof in accordance with the
then prevailing domestic market conditions
and the relevant regulations in respect of
the administration on the interest rate of
the debt financing instruments (in the case
and at the time of an issuance of the RMB
Debt Financing Instruments) or in
accordance with the then prevailing
overseas market conditions (in the case and
CONTD
CONT CONTD at the time of an issuance of the Non-Voting
Offshore Debt Financing Instruments)
1.5 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Security and
Other Arrangements That (a) authorisation
be granted to the Board (which may in turn
authorise the Authorised Committee) to
determine, at its sole discretion, the
security arrangement for the issuances of
the RMB Debt Financing Instruments in
accordance with the laws; (b) depending on
the structure of each issuance, the Company
or its qualified wholly-owned offshore
subsidiary(ies) will be the issuing
entity(ies) of each of the Offshore Debt
Financing Instruments to be issued, on the
basis of a guarantee or a letter of support
or a keep-well agreement to be issued by
the Company or the aforesaid wholly-owned
offshore subsidiary(ies) and/or a third
party; and (c) authorisation be granted to
the Board (CONTD
CONT CONTD which may in turn authorise the Non-Voting
Authorised Committee) to determine, at its
sole discretion, the arrangement relating
to the provision of guarantee or the
issuance of the letter of support or
keep-well agreement in accordance with the
structure of each issuance
1.6 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Use of Proceeds
That (a) the proceeds raised from
the issuances of the Onshore and Offshore
Corporate Debt Financing Instruments will
be used to meet the business operation
needs of the Company, adjust the debt
structure of the Company, supplement the
working capital of the Company and/or make
project investments; and (b) authorisation
be granted to the Board (which may in turn
authorise the Authorised
Committee) to determine, at its sole
discretion, the use of proceeds in
accordance with the Company's demand for
capital
1.7 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Issuing Price
That authorisation be granted to the Board
(which may in turn authorise the Authorised
Committee) to determine, at its sole
discretion, the issuing price of the
Onshore and Offshore Corporate Debt
Financing Instruments in accordance with
the then prevailing market conditions at
the time of each issuance and the relevant
laws and regulations
1.8 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Targets of
Issue and the Private Placement
Arrangements to the Shareholders That (a)
the targets of the Onshore and Offshore
Corporate Debt Financing Instruments shall
be the onshore and offshore investors,
respectively, which meet the conditions for
subscription; (b) the Onshore and Offshore
Corporate Debt Financing Instruments may be
placed to the Shareholders; and (c)
authorisation be granted to the Board
(which may in turn authorise the Authorised
Committee) to determine, at its sole
discretion, the specific private placement
arrangements of each issuance (including
whether to make such private placements and
the placement proportion, etc.) based on
the then prevailing domestic and overseas
market conditions, CONTD
CONT CONTD the specific matters involved in the Non-Voting
offerings in accordance with the laws
1.9 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Listing of the
Debt Financing Instruments That
authorisation be granted to the Board
(which may in turn authorise the Authorised
Committee) to determine, at its sole
discretion, the relevant matters involved
in the application for the listing of the
Onshore and Offshore Corporate Debt
Financing Instruments in accordance with
the actual conditions of the Company and
the then prevailing conditions of the
domestic and overseas markets
1.10 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Safeguard
Measures for Debt Repayment of the RMB Debt
Financing Instruments That authorisation be
granted to the Board (which may in turn
authorise the Authorised Committee) in
respect of the issuances of the RMB Debt
Financing Instruments, to determine, at its
sole discretion, that at least the
following measures shall be taken by the
Company when there is an anticipated or
actual failure to pay the principal of the
bonds or repay the interests of the bonds
due: (1) ceasing to distribute dividends to
the Shareholders; (2) suspending the
implementation of any capital expenditure
projects such as material external
investments, acquisitions and mergers,
etc.; (3) reducing or ceasing to pay the
wages and bonus of CONTD
CONT CONTD the directors and senior management Non-Voting
personnel of the Company; (4) f reezing the
job t ransfer of the key responsibl e
personnel
1.11 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Valid Period of
the Resolutions Passed That the validity
period of the resolutions passed at the EGM
for the issuances of the Onshore and
Offshore Corporate Debt Financing
Instruments shall be 36 months calculated
from the date of approval by the EGM, where
the Board and/or its Authorised Committee
had, during the term of the authorisation,
decided the issuance or partial issuance of
the Onshore and Offshore Corporate Debt
Financing Instruments, and provided the
Company had also, during the term of the
authorisation, obtained the approval,
licence, filing or registration from the
regulatory authorities on the issuances (if
applicable), the Company may, during the
validity period of such approval, licence,
filing CONTD
CONT CONTD or registration/confirmation, Non-Voting
complete the issuance or relevant partial
issuance of the Onshore and Offshore
Corporate Debt Financing Instruments
1.12 To consider and approve the proposed Mgmt Against Against
issuances of Onshore and Offshore Corporate
Debt Financing Instruments: Authorisation
for the Issuances of the Onshore and
Offshore Corporate Debt Financing
Instruments That to ensure effective
coordination of the issuances of the
Onshore and Offshore Corporate Debt
Financing Instruments and specific matters
in the issuance processes, authorisation be
granted to the Board (which may in turn
authorise the Authorised Committee) to deal
with, at its sole discretion, all matters
in connection with the issuances of the
Onshore and Offshore Corporate Debt
Financing Instruments in accordance with
the relevant laws, regulations and opinions
and advices from the regulatory
authorities, within the framework and under
the principles approved at the EGM, and
based upon the general principle of CONTD
CONT CONTD acting in the best interest of the Non-Voting
Company, including but not limited to: (a)
formation and adjustment of specific plans
for the issuances of the Onshore and
Offshore Corporate Debt Financing
Instruments in accordance with the
applicable laws, regulations and relevant
provisions from the regulatory authorities
as well as resolutions passed at the EGM
for such purposes, and based on the actual
conditions of the Company and the relevant
debt markets, including, without
limitation, determination of the suitable
issuing entity(ies), timing of issuance,
specific amount and method of issuance,
terms of issuance, targets and duration,
whether to issue on an one-off, multiple
issuances, multi-tranche issuances or
multiple-category issuances bases and, if
on multiple issuances, multi-tranche
issuances or multiple-category CONTD
CONT CONTD issuances bases, the size and term of Non-Voting
each issuance, tranche and category, the
ways in which the nominal value and
interest rate are determined, currency
(including offshore RMB), pricing method,
issuance arrangements, letter of guarantee,
letter of support or keep-well agreement
arrangement, rating arrangement, specific
methods of application and purchase,
whether to incorporate terms of repurchase
or redemption, specific private placement
arrangement, use of proceeds, registration,
listing of the Onshore and Offshore
Corporate Debt Financing Instruments and
place of listing, measures to mitigate
repayment risks, measures to ensure debt
repayment, etc. and all matters relating to
the issuances of the Onshore and Offshore
Corporate Debt Financing Instruments; (b)
determining and engaging intermediary
agency, signingCONTD
CONT CONTD , executing, amending and completing Non-Voting
all agreements and documents relating to
the issuances of the Onshore and Offshore
Corporate Debt Financing Instruments,
including, without limitation, the
sponsorship agreement, underwriting
agreement, guarantee agreement, letter of
support or keep-well agreement, bond
indenture, engagement letter with
intermediary agency, trust agreement,
liquidation management agreement,
registration and custody agreement, listing
agreement and other legal documents, etc.,
and disclosing the relevant information in
accordance with the relevant laws,
regulations and the listing rules of the
exchanges on which the Company's securities
are listed (including but not limited to
the preliminary and final offering
memoranda of the debt financing
instruments, and all announcements and
circulars, etc. CONTD
CONT CONTD in relation to the issuances of the Non-Voting
Onshore and Offshore Corporate Debt
Financing Instruments); (c) select ing and
engaging t rustee(s) and clearance/
settlement manager(s) for the issuances of
the Onshore and Offshore Corporate Debt
Financing Instruments, signing the trust
agreement(s) and clearance/settlement
management agreement(s) and (if applicable)
formulating rules for meetings of the
holders of the debt financing instruments;
(d) undertaking all applications and
filings as well as listing matters with
regard to the issuances of the Onshore and
Offshore Corporate Debt Financing
Instruments, including, without limitation,
preparing, revising and submitting relevant
applications and filings of materials
relating to the issuances and listings of
the Onshore and Offshore Corporate Debt
Financing Instruments and CONTD
CONT CONTD applications and filings of materials Non-Voting
in respect of any guarantee, letter of
support or keep-well agreement to be
provided by the Company, the issuing
entity(ies) and/or a third party, and
signing the relevant applications and
filing documents and other legal documents
(e) making relevant adjustments to matters
relating to the issuances of the Onshore
and Offshore Corporate Debt Financing
Instruments according to the opinions and
changes in the policies of the regulatory
authorities or the changes in market
conditions, or determining whether to
continue with all or part of the work in
respect of the issuances of Onshore and
Offshore Corporate Debt Financing
Instruments in accordance with the actual
situation, unless re-approval by the
Shareholders at general meeting is
otherwise required pursuant to the relevant
CONTD
CONT CONTD laws, regulations and the Articles of Non-Voting
Association; and (f) dealing with other
matters in relation to the issuances of the
Onshore and Offshore Corporate Debt
Financing Instruments; the above-mentioned
authorisation be valid and effective on and
from the date of these resolutions to the
date when these resolutions cease to be
effective or to the date when matters
authorised above have been completed
(depending on whether the issuances of the
Onshore and Offshore Corporate Debt
Financing Instruments have been completely
issued)
2 To consider and approve the potential Mgmt Against Against
Connected/Related Transactions involved in
the issuances of Onshore and Offshore
Corporate Debt Financing Instruments: That
2.1 the Company may, within the range of
the Onshore and Offshore Corporate Debt
Financing Instruments and the term of the
authorisation as set out in the resolution
number 1 above, privately place on an
one-off, multiple issuances or multitranche
issuances bases the Onshore and Offshore
Corporate Debt Financing Instruments in an
aggregate amount of no more than RMB 15
billion (including RMB15 billion,
calculated based on the aggregate balance
outstanding on the instruments issued and,
in the case of an instrument denominated in
a foreign currency, based on the median
price for the exchange rate announced by
the People's Bank of China on the date of
each CONTD
CONT CONTD issuance) to its connected/related Non-Voting
party(ies), including but not limited to
Shareholder(s) which hold(s) 5% or more of
the total issued share capital of the
Company, the Directors, supervisors and
senior management members of the Company
who are also Shareholders; 2.2
authorisation be granted to the management
of the Company to determine, at its sole
discretion, specific matters concerning the
Connected/Related Transactions; which shall
be conducted in accordance with the
applicable general market practice (if any)
and on normal commercial terms; and the
interest rate, term, price and other
specific conditions of each issuance of the
Onshore and Offshore Corporate Debt
Financing Instruments involved in the
Connected/Related Transactions will be
determined in accordance with, among other
things, the relevant PRC lawsCONTD
CONT CONTD , regulations, market conditions and Non-Voting
the capital supply and demand relationships
at the time of each issuance, and based on
the market interest rate, price, term,
market fee rates (if any) as may be then
applicable to independent counterparties of
the Onshore and Offshore Corporate Debt
Financing Instruments of such type as well
as in accordance with the fair market value
after consultation; 2.3 authorisation be
granted to the management of the Company,
at its sole discretion, to enter into the
subscription agreement(s) and other
relevant agreement(s) and document(s) with
the connected/related party(ies) intending
to subscribe for the Onshore and Offshore
Corporate Debt Financing Instruments to be
issued by the Company, and complete the
relevant formalities; and 2.4 the Company
be authorised to, after entering into CONTD
CONT CONTD the subscription agreement(s) and Non-Voting
other relevant agreement(s) and document(s)
with the connected/related party(ies),
release connected/related transaction
announcement(s) in a timely manner to
disclose information concerning the
Connected/Related Transactions in
accordance with the listing rules of the
exchanges on which the securities of the
Company are listed
3 To consider and approve the establishment Mgmt Against Against
of wholly-owned offshore subsidiaries: That
3.1 the Company be authorised to establish
a direct wholly-owned offshore subsidiary
in Hong Kong or other appropriate offshore
jurisdiction, which can be used as the
issuing entity of the Offshore Debt
Financing Instruments; 3.2 the registered
capital of the proposed direct wholly-owned
offshore subsidiary be capped at no more
than USD 10,000 or equivalent amounts in
other currency and the name of the proposed
direct wholly-owned offshore subsidiary be
confirmed (subject to the final approval
and registration by competent approval and
registration authorities); 3.3 the issuing
entity of the Offshore Debt Financing
Instruments can also be the wholly-owned
subsidiaries of the aforesaid direct
wholly-owned offshore subsidiary (i.e. the
CONTD
CONT CONTD indirect wholly-owned offshore Non-Voting
subsidiaries of the Company) and the
management of the Company be authorised to
determine, at its sole discretion, the
issuing structure based on the actual
circumstances; and 3.4 the management of
the Company be authorised to deal with all
matters relating to the establishment of
the proposed direct or indirect
wholly-owned offshore subsidiary(ies) in
accordance with the applicable rules,
including but not limited to going through
domestic and overseas formalities for
approval, filing and registration
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL URL. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CJ CHEILJEDANG CORP Agenda Number: 704299557
--------------------------------------------------------------------------------------------------------------------------
Security: Y1661W134
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7097950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of inside directors candidates: Mgmt Against Against
Son Gyeong Sik and Lee Jae Hyeon; election
of outside directors candidates: Lee Gi Su,
Choi Jeong Pyo and Kim Gap Sun
3 Election of the member of audit committee, Mgmt Against Against
who is the outside director candidates: Lee
Gi Su, Choi Jeong Pyo and Kim Gap Sun
4 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIRECTORS AND AUDIT COMMITTEE
NAME. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CJ CORPORATION Agenda Number: 704307025
--------------------------------------------------------------------------------------------------------------------------
Security: Y1848L118
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7001040005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of directors: I Jae Hyeon, Gim Mgmt For For
Seong Ho
3 Election of audit committee member: Gim Mgmt For For
Seong Ho
4 Approval of remuneration for director Mgmt For For
5 Approval of split-off Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933674865
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 21-Aug-2012
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND THE Mgmt For For
TRANSACTIONS CONTEMPLATED THEREUNDER AS
DESCRIBED IN THE NOTICE OF EXTRAORDINARY
GENERAL MEETING DATED AUGUST 3, 2012.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933701078
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 21-Nov-2012
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
NON-EXEMPT REVISED CAPS, AS DESCRIBED IN
THE CIRCULAR OF THE COMPANY DATED OCTOBER
24, 2012.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 933808884
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS TOGETHER WITH REPORT
OF THE DIRECTORS AND INDEPENDENT AUDITORS.
A2. TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2012.
A3. TO RE-ELECT MR. YANG HUA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY.
A4. TO RE-ELECT MR. ZHOU SHOUWEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
A5. TO RE-ELECT MR. CHIU SUNG HONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
A6. TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS.
A7. TO APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
INDEPENDENT AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
B1. GRANT A GENERAL MANDATE TO THE DIRECTORS TO Mgmt For For
REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE SHARE
CAPITAL IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION.
B2. TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY.
B3. TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
SHARES IN THE CAPITAL OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA FEMSA, S.A.B DE C.V. Agenda Number: 933736273
--------------------------------------------------------------------------------------------------------------------------
Security: 191241108
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: KOF
ISIN: US1912411089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
V ELECTION OF MEMBERS AND SECRETARIES OF THE Mgmt Against
BOARD OF DIRECTORS, QUALIFICATION OF THEIR
INDEPENDENCE, IN ACCORDANCE WITH THE
MEXICAN SECURITIES MARKET LAW, AND
RESOLUTION WITH RESPECT TO THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTL BK EGYPT S A E Agenda Number: 704310414
--------------------------------------------------------------------------------------------------------------------------
Security: 201712205
Meeting Type: MIX
Meeting Date: 14-Mar-2013
Ticker:
ISIN: US2017122050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 163615 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
O.1 Board of Directors' Report for the Mgmt For For
financial year ending 31 December 2012
O.2 Auditors' Report on the financial Mgmt For For
statements for the year ending 31 December
2012
O.3 Approving the Financial Statements for the Mgmt For For
year ending 31 December 2012
O.4 Approving the Appropriation Account for the Mgmt For For
year 2012
O.5 Releasing Members of the Board of Directors Mgmt For For
for the financial year ending 31 December
2012 and determining their remuneration for
the year 2013
O.6 Appointing the External Auditors for the Mgmt For For
financial year ending 31 December 2012. and
determining their fees
O.7 Authorizing the Board of Directors to Mgmt Against Against
effect donations during 2013
O.8 Advising shareholders of the annual Mgmt For For
remuneration of the Board Committees for
the year 2013 as approved by the Board of
Directors according to the recommendation
of the Governance and Compensation
Committee
O.9 Advising shareholders of the changes in the Mgmt For For
Board's Composition since the last assembly
meeting
E.10 Attributing to the Board of Directors the Mgmt For For
power to issue financial instruments in the
form of Bonds or Subordinated Loans for an
aggregate amount of EGP 5 billion or its
equivalent in foreign currency and
delegating the Board the power to approve
the prospectus of these issues and to
fulfill all necessary procedures in
relation thereof
--------------------------------------------------------------------------------------------------------------------------
COMPAL ELECTRONICS INC Agenda Number: 704538428
--------------------------------------------------------------------------------------------------------------------------
Security: Y16907100
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0002324001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The status of buyback treasury stock Non-Voting
B1 The 2012 financial statements Mgmt For For
B2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD1 per share
B3 The revision to the articles of Mgmt For For
incorporation
B4 The revision to the procedures of Mgmt For For
endorsement and guarantee
B5 The revision to the procedures of monetary Mgmt For For
loans
B6 The revision to the procedures of asset Mgmt For For
acquisition or disposal
B7 The election of one director: Sean Martin Mgmt For For
Maloney
B8 The proposal to release non-competition Mgmt For For
restriction on the directors
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933796863
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W104
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: ABVC
ISIN: US20441W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH Mgmt For For
EXAMINATION, DISCUSSION AND VOTING ON THE
FINANCIAL STATEMENTS RELATED TO THE FISCAL
YEAR ENDED DECEMBER 31, 2012.
O2 ALLOCATION OF THE NET PROFITS FOR THE Mgmt For For
FISCAL YEAR AND RATIFICATION OF THE
DISTRIBUTION OF INTEREST ON OWN CAPITAL AND
DIVIDENDS APPROVED BY THE BOARD OF
DIRECTORS AT MEETINGS HELD ON FEBRUARY 17,
2012; MAY 30, 2012, SEPTEMBER 18, 2012,
DECEMBER 14, 2012 AND FEBRUARY 25, 2013.
O3 ELECTION OF THE MEMBERS OF THE COMPANY'S Mgmt For For
FISCAL COUNCIL AND THEIR RESPECTIVE
ALTERNATES.
O4 RATIFICATION OF THE AMOUNTS PAID OUT AS Mgmt For For
COMPENSATION TO THE MANAGEMENT OF THE
COMPANY DURING THE FISCAL YEAR OF 2012 AND
ESTABLISHING THE OVERALL COMPENSATION OF
THE MANAGEMENT AND MEMBERS OF THE FISCAL
COUNCIL FOR THE FISCAL YEAR OF 2013.
E1 BY VIRTUE OF THE CAPITAL INCREASES APPROVED Mgmt For For
BY THE COMPANY'S BOARD OF DIRECTORS WITHIN
THE LIMIT OF THE AUTHORIZED CAPITAL, AND
RATIFIED UNTIL THE DATE OF THE
EXTRAORDINARY GENERAL MEETING, TO AMEND
CAPUT OF ARTICLE OF BY-LAWS & TO RESTATE
THEM.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933796875
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O3 ELECTION OF MEMBERS OF THE COMPANY'S FISCAL Mgmt For For
COUNCIL AND THEIR RESPECTIVE ALTERNATES.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO Agenda Number: 933780959
--------------------------------------------------------------------------------------------------------------------------
Security: 20441A102
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: SBS
ISIN: US20441A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1. RATIFICATION OF CODEC (STATE COUNCIL FOR Mgmt For For
PROTECTION OF CAPITAL OF THE STATE OF SAO
PAULO) OPINION NO 003/2013 DEALING WITH THE
COMPENSATION ADJUSTMENT OF OFFICERS,
MEMBERS OF THE BOARD OF DIRECTORS AND
FISCAL COUNCIL OF COMPANIES CONTROLLED BY
THE STATE GOVERNMENT.
E2. RESOLUTION ON THE SPLIT OF THE COMPANY Mgmt For For
COMMON SHARES THROUGH WHICH EACH COMMON
SHARE WILL BE THEN REPRESENTED BY THREE (3)
COMMON SHARES, AT THE RATIO OF 1:3.
E3. AMENDMENT TO THE CAPUT OF ARTICLE 3 OF THE Mgmt For For
COMPANY'S BYLAWS, WITHOUT ANY ALTERATION IN
THE FINANCIAL AMOUNT OF SHARE CAPITAL, AS A
RESULT OF THE SPLIT OF THE COMPANY COMMON
SHARES, PURSUANT TO ITEM II ABOVE.
A1. ANALYSIS OF THE MANAGEMENT ANNUAL REPORT; Mgmt For For
RESOLUTION ON THE FINANCIAL STATEMENTS,
NAMELY: BALANCE SHEET AND RELATED
STATEMENTS OF INCOME, STATEMENTS OF CHANGES
IN SHAREHOLDERS' EQUITY, STATEMENTS OF CASH
FLOWS, STATEMENTS OF VALUE ADDED AND NOTES
TO THE FINANCIAL STATEMENTS, ACCOMPANIED BY
REPORTS OF INDEPENDENT AUDITORS AND FISCAL
COUNCIL.
A2. RESOLUTION ON THE ALLOCATION OF NET INCOME Mgmt For For
FOR 2012.
A3. ELECTION OF MEMBERS OF THE BOARD, SITTING Mgmt Against Against
AND ALTERNATE MEMBERS OF THE FISCAL COUNCIL
AND DEFINITION OF THEIR COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA CERVECERIAS UNIDAS Agenda Number: 933848799
--------------------------------------------------------------------------------------------------------------------------
Security: 204429104
Meeting Type: Special
Meeting Date: 18-Jun-2013
Ticker: CCU
ISIN: US2044291043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A INCREASE THE CAPITAL OF THE COMPANY IN THE Mgmt For For
AMOUNT OF CLP$340,000,000,000 BY ISSUING
NEW SHARES IN THE NUMBER, AT THE PRICE, AND
UNDER ANY OTHER CONDITIONS, AGREED TO AT
THE SHAREHOLDER MEETING
B CREATION OF A NEW SERIES OF COMMON SHARES Mgmt For For
FOR THE CAPITAL INCREASE AS APPROVED, IN
ORDER TO MAINTAIN THE EXISTING EXCHANGE
RIGHTS UNDER THE CONVENTION CHAPTER XXVI OF
TITTLE I OF THE COMPENDIUM OF FOREIGN
EXCHANGE REGULATIONS OF THE CENTRAL BANK OF
CHILE, SIGNED ON SEPTEMBER 23, 1992 THROUGH
A PUBLIC DEED AT THE NOTARY OF SANTIAGO OF
MR. ALVARO BIANCHI ROSAS, AS AMENDED
C AMEND THE FIFTH ARTICLE OF THE COMPANY'S Mgmt Against Against
BY-LAWS TO REFLECT THE CAPITAL INCREASE AS
APPROVED
D TO AUTHORIZE BOARD TO APPLY FOR Mgmt For For
REGISTRATION OF SHARE CAPITAL INCREASE IN
SECURITIES REGISTRY OF SUPERINTENDENCY OF
SECURITIES & INSURANCE AND TO PURSUE
ACTIONS REQUIRED TO PLACE THE SHARES AGREED
TO BE ISSUED & ADOPT ANY AGREEMENT RELATING
TO ISSUANCE & PLACEMENT OF SHARES
REPRESENTING CAPITAL INCREASE, SO THAT SAME
MAY BE OFFERED BOTH IN CHILE & ABROAD, AS
DETERMINED BY BOARD
F ADOPT ANY OTHER NECESSARY ACTION OR Mgmt For For
APPROVAL IN RELATION TO THE ABOVE CAPITAL
INCREASE AND TO LEGALIZE AND IMPLEMENT THE
AMENDMENTS TO THE BY-LAWS REFERRED TO ABOVE
--------------------------------------------------------------------------------------------------------------------------
COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG Agenda Number: 704248005
--------------------------------------------------------------------------------------------------------------------------
Security: P28269101
Meeting Type: EGM
Meeting Date: 18-Feb-2013
Ticker:
ISIN: BRCSMGACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Donation of real property number Mgmt For For
9034000007, land with a surface area of
3,500 square meters, and real property
number 9034000010, a pipeline right of way
of 8,839.10 square meters, in Aracuai, in
the district of Baixo Jequitinhonha,
because they are not useful for the service
II Donation of real property asset number Mgmt For For
9498000107, land with a surface area of
1,571 square meters from the former local
office of Copasa MG, in the district of
Alto Paranaiba, because they are not useful
to the service
III Amendment of the amount of the bid Mgmt For For
administrative proceeding, in reference to
contracting for a public private
partnership, also known as a PPP, for the
construction work and services for the
expansion and improvement of the Rio Manso
producer system
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
POSTPONEMENT OF MEETING DATE FROM 07 FEB
2013 TO 18 FEB 2013. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CONTROLADORA COMERCIAL MEXICANA SAB DE CV Agenda Number: 704432157
--------------------------------------------------------------------------------------------------------------------------
Security: P3097R168
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: MXP200821413
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation of the annual reports Mgmt For For
regarding the activities conducted by the
audit committee and from the corporate
practices committee. presentation of the
report from the general director of the
group for the fiscal year that ended on
December 31, 2012, presentation of the
individual and consolidated financial
statements of Controladora Comercial
Mexicana, S.A.B. de C.V., accompanied by
the opinion of the outside auditor. The
opinion of the board of directors regarding
the content of that report. The report from
the board of directors regarding the
transactions and activities in which it has
intervened during the fiscal year that
ended on December 31, 2012, and the report
from the board of directors that is
referred to in line b of article 172 of the
general mercantile companies law. The
report on the transactions for CONTD
CONT CONTD the purchase and placement of shares Non-Voting
of the company and the report on compliance
with the tax obligations. Resolutions
regarding the information presented and the
acts conducted by the board of directors,
its committees, the general director of the
group and the secretary
II Determination regarding the allocation of Mgmt For For
the results from the fiscal year and
determination of the amount of funds that
can be allocated to the purchase of shares
of the company during the current fiscal
year
III Appointment or ratification, if deemed Mgmt Against Against
appropriate, of the members who make up the
board of directors, and of its executive
committee, including the designation of its
chairperson, as well as the appointment and
classification of the independence of the
members who are part of and of those who
chair the audit committee and the corporate
practices committee, appointment or
ratification of the general director of the
group and the secretary, as well as the
determination of all of their compensation
IV Designation of the delegates who will be Mgmt For For
charged with carrying out the steps and
measures that may be necessary to achieve
the full formalization of the resolutions
that are passed
--------------------------------------------------------------------------------------------------------------------------
CONTROLADORA COMERCIAL MEXICANA SAB DE CV Agenda Number: 704447211
--------------------------------------------------------------------------------------------------------------------------
Security: P3097R168
Meeting Type: EGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: MXP200821413
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Proposal for Controladora Comercial Mgmt For For
Mexicana, S.A.B. De C.V. to absorb by an
ascending vertical merger its subsidiary
called Cautiva Retail, S. De R.L. De C.V.,
approving, if deemed appropriate, the bases
for that merger
--------------------------------------------------------------------------------------------------------------------------
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP Agenda Number: 703951803
--------------------------------------------------------------------------------------------------------------------------
Security: P31573101
Meeting Type: EGM
Meeting Date: 17-Jul-2012
Ticker:
ISIN: BRCSANACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I.A Merger of Handson Participacoes S.A., a Mgmt For For
share corporation, with its head office in
the City of Barra Bonita, State of Sao
Paulo, at Fazenda Pau D Alho, no address
number, Predio Administrativo Cosan, room
20 b, Rural Zone, Zip Code 17340.000, with
Corporate Taxpayer Id Number, CNPJ.MF,
012.623.909-0001.85, and at the Sao Paulo
State Board of Trade under Company
Identification Number, Nire,
35.300.382.943, from here onwards Handson,
with an analysis of the following matters
approval of the protocol and justification
of merger of Handson signed by the
executive committee of the company and of
Handson on June 29, 2012, from here onwards
the protocol, in keeping with the notice of
material fact released on that date by the
company, in accordance with the terms of
CVM Instructions 319.99 and 358.02
I.B Ratification of the appointment of the Mgmt For For
specialized company SOPARC, Auditores E
Consultores S.S. Ltda., a company
specialized in business valuation, with its
head office in the City of Piracicaba,
State of Sao Paulo, at Rua 13 De Maio 797,
with corporate taxpayer id number, cnpj.mf,
03.132.733.0001.78, and originally
registered with the Sao Paulo State
Regional Accounting Board under Number
2SP020874.O.6, from here onwards the
valuation company, for the valuation of the
book equity of Handson and the preparation
of the appropriate valuation report, from
here onwards the valuation report
I.C Approval of the valuation report Mgmt For For
I.D Merger of the entirety of the book equity Mgmt For For
of Handson into the company, in accordance
with the terms and conditions established
in the protocol, without an increase in the
share capital of the company, and with the
consequent extinction of Handson
I.E Authorization for the members of the Mgmt For For
executive committee of the company to do
all the acts and take all the measures
necessary for the implementation of the
merger of Handson
II Creation of a bylaws reserve, for the Mgmt For For
allocation of up to 75 percent of the net
profit from each fiscal year, to strengthen
the working capital and the financing of
the maintenance, expansion and development
of the activities that make up the
corporate purpose of the company and or of
its subsidiaries, with the consequent
amendment of article 29 of the corporate
bylaws of the company, up to the limit of
100 percent of the share capital
III Restatement of the corporate bylaws as a Mgmt For For
result of the amendment proposed above, if
it is approved by the shareholders
--------------------------------------------------------------------------------------------------------------------------
COSAN SA INDUSTRIA E COMERCIO, PIRACICABA, SP Agenda Number: 703974419
--------------------------------------------------------------------------------------------------------------------------
Security: P31573101
Meeting Type: AGM
Meeting Date: 31-Jul-2012
Ticker:
ISIN: BRCSANACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and approve the Mgmt For For
financial statements relating to the fiscal
year that ended on March 31, 2012
2 Destination of the year end results Mgmt For For
3 To elect the members of the board of Mgmt Against Against
directors
4 To set the global remuneration of the Mgmt Against Against
company directors for the exercise started
on April, 01, 2012
--------------------------------------------------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS CO LTD, GRAND CAYMAN Agenda Number: 704393507
--------------------------------------------------------------------------------------------------------------------------
Security: G24524103
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: KYG245241032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408617.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0408/LTN20130408490.pdf
1 To receive and approve the audited Mgmt For For
consolidated financial statements, the
report of the directors and the independent
auditor's report of the Company for the
year ended 31 December 2012
2 To declare a final dividend of 13.86 cents Mgmt For For
per share for the year ended 31 December
2012
3.a To re-elect Mr. Yeung Kwok Keung as Mgmt For For
director
3.b To re-elect Mr. Yang Erzhu as director Mgmt For For
3.c To re-elect Mr. Su Rubo as director Mgmt For For
3.d To re-elect Mr. Zhang Yaoyuan as director Mgmt For For
3.e To re-elect Mr. Lai Ming, Joseph as Mgmt For For
director
3.f To re-elect Mr. Huang Hongyan as director Mgmt For For
3.g To re-elect Ms. Huang Xiao as director Mgmt For For
3.h To authorize the board of directors of the Mgmt For For
Company to fix the directors' remuneration
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditors of the Company and authorize the
board of directors of the Company to fix
their remuneration
5 To give a general mandate to the directors Mgmt Against Against
of the Company to issue new shares of the
Company
6 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares of the
Company
7 To extend the general mandate to be given Mgmt Against Against
to the directors of the Company to issue
new shares of the Company
--------------------------------------------------------------------------------------------------------------------------
CPFL ENERGIA S.A. Agenda Number: 933756148
--------------------------------------------------------------------------------------------------------------------------
Security: 126153105
Meeting Type: Annual
Meeting Date: 19-Apr-2013
Ticker: CPL
ISIN: US1261531057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A) RECEIVE THE MANAGEMENT ACCOUNTS AND Mgmt For
EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL
STATEMENTS OF THE COMPANY, THE INDEPENDENT
AUDITORS' REPORT AND THE FISCAL COUNCIL'S
REPORT FOR THE FISCAL YEAR ENDED DECEMBER
31, 2012
B) APPROVE THE PROPOSAL FOR THE ALLOCATION OF Mgmt For
NET INCOME FOR FISCAL YEAR 2012 AND THE
DISTRIBUTION OF DIVIDENDS
C) ELECT THE MEMBERS AND ALTERNATE MEMBERS OF Mgmt Against
THE BOARD OF DIRECTORS
D) ELECT THE MEMBERS AND ALTERNATE MEMBERS OF Mgmt For
THE FISCAL COUNCIL
E) DETERMINE THE COMPENSATION OF THE MANAGERS Mgmt Against
OF THE COMPANY
F) DETERMINE THE FEES TO BE PAID TO MEMBERS OF Mgmt For
THE FISCAL COUNCIL
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 933739685
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Annual
Meeting Date: 26-Mar-2013
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF
CREDICORP AND ITS SUBSIDIARIES FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2012,
INCLUDING THE REPORT OF THE INDEPENDENT
AUDITORS OF CREDICORP THEREON.
2. TO DEFINE THE REMUNERATION OF DIRECTORS OF Mgmt For For
CREDICORP.
3. TO APPOINT THE EXTERNAL AUDITORS OF Mgmt For For
CREDICORP TO PERFORM SUCH SERVICES FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2013 AND
TO DEFINE THE FEES FOR SUCH AUDIT SERVICES.
--------------------------------------------------------------------------------------------------------------------------
CSR CORPORATION LTD Agenda Number: 704131882
--------------------------------------------------------------------------------------------------------------------------
Security: Y1822T103
Meeting Type: EGM
Meeting Date: 12-Nov-2012
Ticker:
ISIN: CNE100000BG0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 125038 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1026/LTN20121026477.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0925/LTN20120925469.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1026/LTN20121026487.pdf
1 THAT (a) to authorise the Company to issue Mgmt For For
debt financing instruments denominated in
RMB in accordance with the plan set out
below: The categories of the debt financing
instruments denominated in RMB (hereafter
as the "Debentures") proposed to be issued
include corporate bonds, ultra-short-term
debentures, short-term debentures and/or
medium-term notes, with the total
outstanding repayment amount not exceeding
an aggregate of RMB15 billion. (b) to
authorise the Company to issue debt
financing instruments denominated in RMB in
accordance with the following principal
terms: (1) Issuer: the Company. (2) Size of
issue: the specific size of issue will be
determined in line with the capital
requirements and market conditions, with
the total outstanding repayment amount of
the Debentures not exceeding an aggregate
of RMB15 billion, provided that
requirements of relevant laws and
regulations and regulatory documents are
complied with. (3) Term(s) and
category(ies): the Debentures shall have a
term not exceeding 10 years and can take
the form of single term debenture or a
combination of multiple categories with
different terms. The specific composition
of such terms and the issue size of each
category with a specific term will be
determined in accordance with relevant
requirements and the market conditions, and
the issue size of each category of
Debentures shall not exceed the limit
applicable to the issue of such category of
debentures by the Company in accordance
with relevant requirements of the State.
(4) Use of proceeds: the proceeds to be
raised from such issue will be used for
satisfying the production and operation
needs of the Company, the adjustment of the
structure of liabilities, replenishment of
working capital and/or project investments.
(5) Validity term of the resolution: from
the approval date of this resolution at the
EGM to the date on which the 2012 annual
general meeting of the Company is held.
Where the Company resolves to implement the
issue and also obtains the approval(s),
permit(s) or registration(s) from
regulatory authorities for such issue
within the above validity term of the
resolution, the Company may complete the
issue within the validity period determined
under such approval(s), permit(s) or
registration(s). (c) to grant a general and
unconditional mandate to the board of
directors of the Company to deal with the
following matters within the scope of the
principal terms of the issue as set out in
paragraph (b) above, pursuant to relevant
laws and regulations, the opinions and
advices of regulatory authorities, the
operation needs of the Company as well as
the then market conditions: (1) to
determine the type(s), specific
category(ies), specific terms and
conditions as well as other matters of the
Debentures, including but not limited to
all the matters in relation to the issue
such as the size of issue, actual total
amount, currency, issue price, interest
rate or the determination method thereof,
place of issue, timing of issue, term(s),
whether to issue in tranches and the number
of tranches, whether to adopt any terms for
repurchase and redemption, rating
arrangements, guarantee matters, term of
repayment of the principal and interests,
use of proceeds, as well as listing and
underwriting arrangements; (2) to carry out
all necessary and incidental actions and
procedures for the issue of Debentures,
including but not limited to, engaging
intermediary agencies, handling, on behalf
of the Company, the approval, registration
and filing procedures with relevant
regulatory authorities relating to the
application for the issue, executing all
necessary legal documents relating to the
issue and dealing with other matters
relating to the issue and trading of the
Debentures; (3) to approve, confirm and
ratify any of the aforesaid actions or
procedures relating to the issue of the
Debentures already taken by the Company;
(4) to execute and publish/dispatch
relevant announcement(s) and circular(s) in
relation to the issue of the Debentures and
to comply with, if necessary, any relevant
information disclosure and/or approval
procedures, pursuant to the requirements of
domestic regulatory authorities and the
Rules Governing the Listing of Securities
on The Stock Exchange of Hong Kong Limited;
(5) to make relevant adjustments to the
relevant matters of the issue of the
Debentures or to determine whether to
proceed with the issue in accordance with
the opinions from relevant domestic
regulatory authorities and the changes in
policies and market conditions, provided
that such adjustments and decision shall be
within the scope of the authorisations of
the general meeting and shall be subject to
re-voting at a general meeting of the
Company if otherwise required by the
relevant laws and regulations and the
articles of association of the Company; (6)
to determine and deal with all relevant
matters in relation to the listing of the
Debentures, if necessary, upon the
completion of the issue; (7) to deal with
other specific matters in relation to the
issue of the Debentures and to execute all
the required documents; and (8) the board
of directors of the Company is hereby
permitted to further delegate the aforesaid
authorisations to the Chairman and the
President of the Company for the
implementation of the issue
2.i To consider and approve the resolution in Mgmt For For
relation to the amendments to the Articles
of Association and that the Board
committee, comprising the Chairman and the
President, be authorised to make necessary
and appropriate amendments to the Articles
of Association in accordance with the
requirements raised by the relevant
regulatory authorities from time to time in
the subsequent approval process of the
Articles of Association after the
amendments to the articles below are
considered and approved at the EGM:
amendments to articles regarding profit
distribution in the Articles of Association
2.ii To consider and approve the resolution in Mgmt For For
relation to the amendments to the Articles
of Association and that the Board
committee, comprising the Chairman and the
President, be authorised to make necessary
and appropriate amendments to the Articles
of Association in accordance with the
requirements raised by the relevant
regulatory authorities from time to time in
the subsequent approval process of the
Articles of Association after the
amendments to the articles below are
considered and approved at the EGM:
amendments to articles regarding expansion
of the management of the Company in the
Articles of Association
2.iii To consider and approve the resolution in Mgmt For For
relation to the amendments to the Articles
of Association and that the Board
committee, comprising the Chairman and the
President, be authorised to make necessary
and appropriate amendments to the Articles
of Association in accordance with the
requirements raised by the relevant
regulatory authorities from time to time in
the subsequent approval process of the
Articles of Association after the
amendments to the articles below are
considered and approved at the EGM:
amendments to articles regarding corporate
governance in the Articles of Association
2.iv To consider and approve the resolution in Mgmt For For
relation to the amendments to the Articles
of Association and that the Board
committee, comprising the Chairman and the
President, be authorised to make necessary
and appropriate amendments to the Articles
of Association in accordance with the
requirements raised by the relevant
regulatory authorities from time to time in
the subsequent approval process of the
Articles of Association after the
amendments to the articles below are
considered and approved at the EGM:
amendments to articles regarding internal
approval procedures on material operation
and investment matters of the Company in
the Articles of Association
3 To consider and approve the resolution in Mgmt For For
relation to consideration of the
Shareholders' Return Plan for the Next
Three Years
4 To consider and approve the resolution in Mgmt Against Against
relation to the amendments to the Rules of
Procedure for General Meetings
5 To consider and approve the resolution in Mgmt For For
relation to the amendments to the Rules of
Procedure for the Board
6 To consider and approve the resolution in Mgmt For For
relation to the amendments to the
Management Rules on External Guarantees
7 To consider and approve the resolution in Mgmt For For
relation to the further utilisation of an
aggregate of no more than RMB3.658 billion
out of the proceeds to temporarily
supplement working capital
8 To consider and approve the resolution in Mgmt For For
relation to the election of Mr. Chen Dayang
as an executive director of the Company
--------------------------------------------------------------------------------------------------------------------------
CSR CORPORATION LTD Agenda Number: 704414680
--------------------------------------------------------------------------------------------------------------------------
Security: Y1822T103
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: CNE100000BG0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411769.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411724.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of the Company
2 To consider and approve the 2012 Work Mgmt For For
Report of the Supervisory Committee of the
Company
3 To consider and approve the resolution in Mgmt For For
relation to the 2012 final accounts of the
Company
4 To consider and approve the resolution in Mgmt For For
relation to the 2012 profit distribution
plan of the Company
5 To consider and approve the resolution in Mgmt Against Against
relation to the arrangement of guarantees
by the Company and its subsidiaries for
2013
6 To consider and approve the resolution in Mgmt For For
relation to the matters regarding the A
Share connected transactions of the Company
for 2013
7 To consider and approve the resolution in Mgmt For For
relation to the remuneration and welfare of
the Directors and Supervisors of the
Company for 2012
8 To consider and approve re-appointment of Mgmt For For
auditors for financial reports and internal
control for 2013 and the bases for
determination of their remuneration
9 To consider and approve the resolution in Mgmt For For
relation to the issue of debt financing
instruments denominated in RMB
10 To consider and approve the resolution in Mgmt Against Against
relation to the authorization of a general
mandate to the Board of the Company to
issue new A Shares and H Shares of the
Company
--------------------------------------------------------------------------------------------------------------------------
CTCI CORPORATION Agenda Number: 704592167
--------------------------------------------------------------------------------------------------------------------------
Security: Y18229107
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: TW0009933002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The status of endorsement and guarantee Non-Voting
A.4 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B.1 The 2012 business reports, financial Mgmt For For
statements and consolidated financial
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD 2.85 per share
B.3 The revision to the articles of Mgmt For For
incorporation
B.4 The revision to the procedures of Mgmt For For
endorsement and guarantee
B.5 The revision to the procedures of monetary Mgmt For For
loans
B.6 The revision to the procedures of asset Mgmt For For
acquisition or disposal
B.7 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIP Agenda Number: 704365368
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements relating to fiscal year ending
December 31, 2012
II To approve the distribution of net profits Mgmt For For
from the 2012 fiscal year and distribution
of dividends
III To set annual global remuneration of the Mgmt Against Against
managers of the company
--------------------------------------------------------------------------------------------------------------------------
DAELIM INDUSTRIAL CO LTD, SEOUL Agenda Number: 704274783
--------------------------------------------------------------------------------------------------------------------------
Security: Y1860N109
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7000210005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 159569 DUE TO RECEIPT OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Approval of financial statement Mgmt For For
2 Amendment of Articles of Incorporation Mgmt For For
3.1 Election of inside director candidate: Gim Mgmt For For
Yun
3.2 Election of outside director candidate: Sin Mgmt For For
Jeong Sik
3.3 Election of outside director candidate: O Mgmt For For
Su Geun
3.4 Election of outside director candidate: Sin Mgmt For For
Yeong Jun
3.5 Election of outside director candidate: Im Mgmt For For
Seong Gyun
3.6 Election of outside director candidate: Mgmt For For
Jang Dal Jung
4.1 Election of the member of audit committee, Mgmt For For
who is the outside director candidate: Sin
Jeong Sik
4.2 Election of the member of audit committee, Mgmt For For
who is the outside director candidate: O Su
Geun
4.3 Election of the member of audit committee, Mgmt For For
who is the outside director candidate: Im
Seong Gyun
5 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAEWOO INTERNATIONAL CORP, SEOUL Agenda Number: 704316846
--------------------------------------------------------------------------------------------------------------------------
Security: Y1911C102
Meeting Type: AGM
Meeting Date: 25-Mar-2013
Ticker:
ISIN: KR7047050000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement expected Mgmt For For
dividend: KRW 300 per SHS
2.1.1 Election of executive director: Dong Hee Mgmt For For
Lee
2.1.2 Election of executive director: Byung Il Mgmt For For
Chun
2.2 Election of non executive director: In Hwan Mgmt For For
Jang
2.3.1 Election of outside director: Jae Chul Yoon Mgmt For For
2.3.2 Election of outside director: Chang Moo Yoo Mgmt For For
3 Election of audit committee member: Jae Mgmt For For
Chul Yoon
4 Approval of limit of remuneration for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD Agenda Number: 703958530
--------------------------------------------------------------------------------------------------------------------------
Security: Y20020106
Meeting Type: EGM
Meeting Date: 20-Aug-2012
Ticker:
ISIN: CNE1000002Z3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS . THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0705/LTN20120705912.pdf
1.1 To consider and approve the "Resolution on Mgmt Against Against
the Provision of Guarantees for the
Financing of Pengshui Hydropower
Development Co., Ltd and Xinyu Power
Generation Co., Ltd": To consider and
approve the provision of guarantee to
Pengshui Hydropower Development Co., Ltd
1.2 To consider and approve the "Resolution on Mgmt For For
the Provision of Guarantees for the
Financing of Pengshui Hydropower
Development Co., Ltd and Xinyu Power
Generation Co., Ltd": To consider and
approve the provision of guarantee to Xinyu
Power Generation Co., Ltd
2.1 To consider and approve the "Resolution on Mgmt For For
the Replacement of Directors of the
Company": To consider and approve the
appointment of Mr. Mi Dabin as a Director
of the seventh session of the Board of the
Company
2.2 To consider and approve the "Resolution on Mgmt For For
the Replacement of Directors of the
Company": To consider and approve the
discontinuance of office of Mr. Su Tiegang
as a Director of the seventh session of the
Board of the Company
3 To consider and approve the "Resolution on Mgmt Against Against
the Provision of Entrusted Loan to Datang
Inner Mongolia Duolun Coal Chemical Company
Limited (including Entrusted Loan Framework
Agreement)
--------------------------------------------------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD Agenda Number: 704181534
--------------------------------------------------------------------------------------------------------------------------
Security: Y20020106
Meeting Type: EGM
Meeting Date: 18-Dec-2012
Ticker:
ISIN: CNE1000002Z3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 137988 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICES AND Non-Voting
PROXY FORM IS AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1101/LTN201211011677.pdf ,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1122/LTN20121122441.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1122/LTN20121122452.pdf
1 To consider and approve the "Resolution on Mgmt For For
the Provision of the Entrusted Loan to
Datang Inner Mongolia Duolun Coal Chemical
Company Limited (including Entrusted Loan
Agreement)"
2 To consider and approve the "Resolution on Mgmt For For
the Provision of Guarantee for the
Financing of Ningxia Datang International
Qingtongxia Wind Power Limited"
--------------------------------------------------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO LTD Agenda Number: 704594274
--------------------------------------------------------------------------------------------------------------------------
Security: Y20020106
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: CNE1000002Z3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 200045 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510548.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0606/LTN20130606912.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0606/LTN20130606910.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To consider and approve the "Report of the Mgmt For For
Board of Directors for the Year 2012"
(including Independent Directors' Report on
Work)
2 To consider and approve the "Report of the Mgmt For For
Supervisory Committee for the Year 2012"
3 To consider and approve the "Proposal of Mgmt For For
Final Accounts for the Year 2012"
4 To consider and approve the "Profit Mgmt For For
Distribution Proposal for the Year 2012"
5 To consider and approve the "Resolution on Mgmt For For
the Re-appointment of RSM China Certified
Public Accountants Co., Ltd."
6.1 To consider and approve the "Resolution on Mgmt Against Against
the Provision of Guarantees for Certain
Subsidiaries of the Company": to provide a
guarantee to Liancheng Power Generation
Company
6.2 To consider and approve the "Resolution on Mgmt For For
the Provision of Guarantees for Certain
Subsidiaries of the Company": to provide a
guarantee to Xinyu Power Generation Company
6.3 To consider and approve the "Resolution on Mgmt For For
the Provision of Guarantees for Certain
Subsidiaries of the Company": to provide a
guarantee to Mengye River Hydropower
Development Company
7 To consider and approve the "Resolution on Mgmt For For
the Entering of Leasing Business
Cooperation Agreement with Datang Lease
Company"
8.1 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Chen Jinhang as non-executive
director
8.2 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Hu Shengmu as non-executive
director
8.3 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Cao Jingshan as executive
director
8.4 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Fang Qinghai as non-executive
director
8.5 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Zhou Gang as executive
director
8.6 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Liu Haixia as non-executive
director
8.7 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Ms. Guan Tiangang as
non-executive director
8.8 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Cao Xin as non-executive
director
8.9 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Cai Shuwen as non-executive
director
8.10 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Li Gengsheng as non-executive
director
8.11 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Dong Heyi as independent
non-executive director
8.12 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Ye Yansheng as independent
non-executive director
8.13 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Li Hengyuan as independent
non-executive director
8.14 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Ms. Zhao Jie as independent
non-executive director
8.15 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the Board of
Director: Mr. Jiang Guohua as independent
non-executive director
9.1 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the
Supervisory Committee": Mr. Zhang Xiaoxu as
supervisor of the Company
9.2 To consider and approve the "Proposal on Mgmt For For
the Election of New Session of the
Supervisory Committee": Mr. Zhou Xinnong as
supervisor of the Company
10 To consider and approve the "Proposal on Mgmt Against Against
Proposing to the Shareholders' General
Meeting to Grant a Mandate to the Board to
Determine the Issuance of New Shares of Not
More Than 20% of Each Class of Shares"
--------------------------------------------------------------------------------------------------------------------------
DELTA ELECTRONICS INC Agenda Number: 704504491
--------------------------------------------------------------------------------------------------------------------------
Security: Y20263102
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: TW0002308004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 financial statements Non-Voting
A.3 The 2012 audited reports Non-Voting
A.4 The adjustment of profit distribution and Non-Voting
special reserve
A.5 The revision to the rules of the board Non-Voting
meeting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD5.3 per share
B.3 The revision to the articles of Mgmt For For
incorporation
B.4 The revision to the rules of the Mgmt For For
shareholder meeting
B.5 The revision to the procedures of monetary Mgmt For For
loans
B.6 The revision to the procedures of Mgmt For For
endorsement and guarantee
B.7 The proposal to release non-competition Mgmt For For
restriction on the directors
--------------------------------------------------------------------------------------------------------------------------
DIGI.COM BHD Agenda Number: 704422980
--------------------------------------------------------------------------------------------------------------------------
Security: Y2070F100
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: MYL6947OO005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 To re-elect the following Director who Mgmt For For
retire under Article 98(A) of the Articles
of Association of the Company: Mr. Hakon
Bruaset Kjol
O.2 To re-elect the following Director who Mgmt For For
retire under Article 98(A) of the Articles
of Association of the Company: Dato' Ab.
Halim bin Mohyiddin
O.3 To re-elect the following Director who Mgmt For For
retire under Article 98(E) of the Articles
of Association of the Company: Mr. Tore
Johnsen
O.4 To re-elect the following Director who Mgmt For For
retire under Article 98(E) of the Articles
of Association of the Company: Mr. Morten
Karlsen Sorby
O.5 To approve the Directors' Allowances of Mgmt For For
RM540,000 for the financial year ended 31
December 2012
O.6 To re-appoint Messrs Ernst & Young as Mgmt For For
Auditors of the Company and to authorise
the Directors to fix their remuneration
O.7 Proposed Renewal of Existing Shareholders' Mgmt For For
Mandate For Recurrent Related Party
Transactions of a Revenue or Trading Nature
and New Mandate For Additional Recurrent
Related Party Transactions of a Revenue or
Trading Nature to be entered with Telenor
ASA ("Telenor") and Persons Connected with
Telenor
O.8 Authority for Dato' Ab. Halim Bin Mohyiddin Mgmt For For
to continue in office as Independent
Non-Executive Director
S.1 Proposed Amendments to the Articles of Mgmt For For
Association
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY HOLDINGS LTD Agenda Number: 704149980
--------------------------------------------------------------------------------------------------------------------------
Security: S2192Y109
Meeting Type: AGM
Meeting Date: 04-Dec-2012
Ticker:
ISIN: ZAE000022331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Consideration of annual financial Mgmt For For
statements
2 Re-appointment of external auditor: Mgmt For For
PricewaterhouseCoopers Inc.
3.1 Election of independent Audit and Risk Mgmt For For
Committee: Mr Les Owen
3.2 Election of independent Audit and Risk Mgmt For For
Committee: Ms Sindi Zilwa
3.3 Election of independent Audit and Risk Mgmt For For
Committee: Ms Sonja Sebotsa
4.1 Re-election of Director: Mr Monty Hilkowitz Mgmt For For
4.2 Re-election of Director: Dr Brian Brink Mgmt For For
4.3 Re-election of Director: Mr Vhonani Mgmt Against Against
Mufamadi
4.4 Re-election of Director: Ms Sindi Zilwa Mgmt For For
5 Approval of remuneration policy Mgmt Against Against
6 Directors authority to take all such Mgmt For For
actions necessary to implement the
aforesaid ordinary resolutions and the
special resolutions mentioned below
S.1 Approval of Non executive Directors Mgmt For For
remuneration 2012/2013
S.2 General authority to repurchase shares Mgmt For For
S.3 Authority to provide financial assistance Mgmt For For
in terms of section 44 and 45 of the
Companies Act
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME AND CHANGE IN
NUMBERING OF RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY HOLDINGS LTD Agenda Number: 704161102
--------------------------------------------------------------------------------------------------------------------------
Security: S2192Y109
Meeting Type: OGM
Meeting Date: 04-Dec-2012
Ticker:
ISIN: ZAE000022331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the name change Mgmt For For
2 Approval of the Memorandum of Incorporation Mgmt Against Against
3 Authority to directors and company Mgmt For For
secretary to implement name change and
approval of Memorandum of Incorporation
--------------------------------------------------------------------------------------------------------------------------
DONGBU INSURANCE CO LTD, SEOUL Agenda Number: 704536880
--------------------------------------------------------------------------------------------------------------------------
Security: Y2096K109
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: KR7005830005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director An Hyeong Jun, Gim Mgmt For For
Seon Jeong, I Su Hyu, Bak Sang Yong
3 Election of audit committee member who is Mgmt For For
an outside director Gim Seon Jeong, Bak
Sang Yong
4 Election of audit committee member who is Mgmt Against Against
not an outside director An Hyeong Jun
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 704185734
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: EGM
Meeting Date: 23-Jan-2013
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1 AND 2". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1127/LTN20121127131.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1127/LTN20121127139.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1228/LTN20121228174.pdf
1 To consider and approve the resolution in Mgmt For For
respect of change of directors of the
Board: candidate for independent
non-executive director: Mr. Ma Zhigeng
2 To authorize the Board to apply for a Mgmt Against Against
registered amount and issue at its
discretion of super & short-term commercial
paper
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING LOCATION FROM HUBEI TO
BEIJING. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LTD Agenda Number: 704459228
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425803.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425743.pdf
1 To consider and approve the report of the Mgmt For For
board of directors (the "Board") of the
Company for the year ended 31 December 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012
3 To consider and approve the report of the Mgmt For For
international auditors and audited
financial statements of the Company for the
year ended 31 December 2012
4 To consider and approve the profit Mgmt For For
distribution proposal of the Company for
the year ended 31 December 2012,and
authorize the Board to deal with all issues
in relation to the Company's distribution
of final dividend for the year 2012
5 To consider and approve the authorisation Mgmt For For
to the Board to deal with all issues in
relation to the Company's distribution of
interim dividend for the year 2013 in its
absolute discretion (including, but not
limited to, determining whether to
distribute interim dividend for the year
2013)
6 To consider and approve the re-appointment Mgmt For For
of Ernst & Young as the international
auditors of the Company, and Ernst & Young
Hua Ming as the PRC auditors of the Company
for the year 2013 to hold office until the
conclusion of the next annual general
meeting, and to authorise the Board to fix
their remuneration
7 To consider and approve the authorisation Mgmt For For
to the Board to fix the remuneration of the
directors and the supervisors of the
Company for the year 2013
8 To grant a general mandate to the Board to Mgmt Against Against
issue, allot and deal with additional
shares in the Company not exceeding 20% of
each of the existing Domestic Shares and H
Shares in issue
--------------------------------------------------------------------------------------------------------------------------
DURATEX SA Agenda Number: 704208328
--------------------------------------------------------------------------------------------------------------------------
Security: P3593G146
Meeting Type: EGM
Meeting Date: 28-Dec-2012
Ticker:
ISIN: BRDTEXACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1.A Merger of Industria Metalurgica Jacarei Mgmt For For
Ltda. from here onwards Metalurgica
Jacarei, a company with a single owner
controlled by the company, through approval
of the protocol and justification of
merger, signed by the officers of the
company and of Metalurgica Jacarei, in
relation to the merger of the respective
equity into the company
1.B Ratification and appointment of the Mgmt For For
specialized company Moore Stephens Lima
Lucchesi Auditores Independentes, from here
onwards Moore Stephens, to value the equity
of Metalurgica Jacarei that is to be merged
into the company, as well as approval of
the valuation report of the equity of the
mentioned company prepared by Moore
Stephens
1.C Approval of the merger of Metalurgica Mgmt For For
Jacarei into the company, in accordance
with the terms of the protocol of
justification of merger
2 Amendment of article 5, main part, of the Mgmt For For
corporate bylaws to reflect the increases
in the share capital that were approved by
the board of directors within the limit of
the authorized capital as a result of the
conversion of debentures into shares
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DURATEX SA Agenda Number: 704373062
--------------------------------------------------------------------------------------------------------------------------
Security: P3593G146
Meeting Type: EGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: BRDTEXACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To increase the current share capital, from Mgmt For For
BRL 1,550,246,461.69, to BRL
1,705,271,709.44, through the
capitalization of profit reserves and a
simultaneous share bonus of 10 percent,
with the shares being attributed to the
shareholders in the proportion of one new
share for each lot of 10 shares that they
own at the position at the end of the day
on April 22, 2013
2.I To amend and restate the corporate bylaws Mgmt For For
in the main part of article 5, to state the
new composition of the share capital as a
result of the item above and of the
conversion of debentures into shares that
was resolved on by the board of directors
within the limit of the authorized capital
2.II To amend and restate the corporate bylaws Mgmt For For
to exclude chapter xi, transitory
provisions, in light of the chief executive
officer already having reached the age
limit of 67 years
--------------------------------------------------------------------------------------------------------------------------
DURATEX SA Agenda Number: 704376412
--------------------------------------------------------------------------------------------------------------------------
Security: P3593G146
Meeting Type: AGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: BRDTEXACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 176093 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the
administrations report, the financial
statements and the accounting statements
accompanied by the independent auditors
report regarding the fiscal year ended on
December 31, 2012
2 To approve the distribution of net profits Mgmt For For
from the 2012 fiscal year and to ratify the
early distribution of interest over capital
3 To set the number of principal and Mgmt For For
substitutes members of the board of
directors and to elect its respective
members to the next annual term in office
4 Decide on remuneration of board of Mgmt Against Against
directors and managers of the company
--------------------------------------------------------------------------------------------------------------------------
DURATEX SA Agenda Number: 704600483
--------------------------------------------------------------------------------------------------------------------------
Security: P3593G146
Meeting Type: EGM
Meeting Date: 24-Jun-2013
Ticker:
ISIN: BRDTEXACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To vote regarding the proposal to change Mgmt For For
the names of the positions on the executive
committee, which will come to be composed
of a chief executive officer, vice
president officer for the DECA Business
Group, vice president officer for the wood
business group and officers, with the
consequent amendment of article 24, main
part, of the corporate bylaws and the
restatement of the same
--------------------------------------------------------------------------------------------------------------------------
E-MART CO LTD, SEOUL Agenda Number: 704275355
--------------------------------------------------------------------------------------------------------------------------
Security: Y228A3102
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7139480008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of Incorp Mgmt For For
3 Election of inside director candidate: Kim Mgmt For For
Hae Seong, Park Ju Hyeong. Election of
outside director candidates: Jeon Hyeong
Su, Mun Chang Jin, Park Yeong Ryeol and
Park Jong Gu
4 Election of the member of audit committee, Mgmt For For
who is the external director. Candidates:
Jeon Hyeong Su, Park Yeong Ryeol and Park
Jong Gu
5 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL DIRECTORS NAMES. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ECOPETROL S A Agenda Number: 933710407
--------------------------------------------------------------------------------------------------------------------------
Security: 279158109
Meeting Type: Special
Meeting Date: 06-Dec-2012
Ticker: EC
ISIN: US2791581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. APPROVAL OF THE AGENDA Mgmt For For
5. APPOINTMENT OF THE PRESIDENT FOR THE Mgmt For For
MEETING
6. APPOINTMENT OF THE COMMISSION IN CHARGE OF Mgmt For For
SCRUTINIZING ELECTIONS AND POLLING
7. APPOINTMENT OF THE COMMISSION IN CHARGE OF Mgmt For For
REVIEWING AND APPROVING THE MINUTES OF THE
MEETING
8. ELECTION OF THE BOARD OF DIRECTORS Mgmt Against Against
(ORIGINATED IN THE FOURTH POSITION VACANCY
DUE TO THE RECENT APPOINTMENT OF MR.
FEDERICO RENGIFO VELEZ AS MINISTER OF MINES
AND ENERGY)
--------------------------------------------------------------------------------------------------------------------------
ECOPETROL S A Agenda Number: 933738291
--------------------------------------------------------------------------------------------------------------------------
Security: 279158109
Meeting Type: Annual
Meeting Date: 21-Mar-2013
Ticker: EC
ISIN: US2791581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. APPROVAL OF THE AGENDA Mgmt For For
5. APPOINTMENT OF THE MEETING'S PRESIDENT Mgmt For For
6. APPOINTMENT OF THE COMMISSION IN CHARGE OF Mgmt For For
SCRUTINIZING ELECTIONS AND POLLING
7. APPOINTMENT OF THE COMMISSION IN CHARGE OF Mgmt For For
REVIEWING AND APPROVING THE MINUTES OF THE
MEETING
13. APPROVAL OF REPORTS PRESENTED BY THE Mgmt For For
MANAGEMENT, AND THE EXTERNAL AUDITOR AND
APPROVAL OF FINANCIAL STATEMENTS
14. APPROVAL OF PROPOSAL FOR DIVIDEND Mgmt For For
DISTRIBUTION
15. ELECTION OF THE EXTERNAL AUDITOR AND Mgmt For For
ASSIGNMENT OF REMUNERATION
16. ELECTION OF THE BOARD OF DIRECTORS AND Mgmt Against Against
ASSIGNMENT OF REMUNERATION
17. APPROVAL OF AMENDMENTS OF ECOPETROL S.A.'S Mgmt For For
BYLAWS
--------------------------------------------------------------------------------------------------------------------------
ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA, SAO PAU Agenda Number: 704304839
--------------------------------------------------------------------------------------------------------------------------
Security: P3661R107
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: BRECORACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I Approval of an addition to the corporate Mgmt For For
purpose of the company to expressly include
the activity of engaging in airport
infrastructure business and, as a
consequence, the amendment of line ii of
article 3 of the corporate bylaws of the
company
II Approval of the change of the minimum Mgmt For For
number of members to make up the board of
directors of the company from seven to five
members, as well as the amendment of the
main part of article 12 of the corporate
bylaws of the company in accordance with
this change
III Approval of the change of the minimum Mgmt For For
quorum for the instatement of meetings of
the board of directors of the company,
which must be a majority of the elected and
existing members of the board of directors,
as well as the amendment of paragraph 2 of
article 13 of the corporate bylaws of the
company in accordance with this change
IV Approval of the change of the minimum Mgmt For For
majority for resolutions at meetings of the
board of directors of the company, which
must always be by a majority of the votes
of the members who are present, as well as
the amendment of paragraph 3 of article 13
of the corporate bylaws of the company in
accordance with this change
V Approval of the restatement of the Mgmt For For
corporate bylaws of the company in light of
the amendments that are proposed here
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
EDP - ENERGIAS DO BRASIL SA, SAO PAULO, SP Agenda Number: 704316240
--------------------------------------------------------------------------------------------------------------------------
Security: P3769R108
Meeting Type: AGM
Meeting Date: 10-Apr-2013
Ticker:
ISIN: BRENBRACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
I To take the accounts of directors, to Mgmt Against Against
examine, discuss and vote on the
administrations report, the financial
statements and the accounting statements
accompanied by the independent auditors
report regarding the fiscal year ended on
December 31, 2012
II To decide on the distribution of the Mgmt For For
profits from the fiscal year of 2012 and
distribution of dividends debited from the
retained profits reserve
III To determine the number of members of the Mgmt For For
board of directors and their election
IV To set the global remuneration of the Mgmt Against Against
company directors
--------------------------------------------------------------------------------------------------------------------------
EMBOTELLADORA ANDINA S.A. Agenda Number: 933785567
--------------------------------------------------------------------------------------------------------------------------
Security: 29081P303
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: AKOB
ISIN: US29081P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ANNUAL REPORT (SEE NOTE 6), AND Mgmt For
CONSOLIDATED STATEMENT OF FINANCIAL
POSITION FOR THE YEAR 2012; AS WELL AS THE
REPORT OF INDEPENDENT AUDITORS WITH RESPECT
TO THE STATEMENT OF FINANCIAL POSITION.
2. EARNINGS DISTRIBUTION AND DIVIDEND PAYMENTS Mgmt For
(SEE NOTE 7).
3. PRESENT COMPANY DIVIDEND DISTRIBUTION Mgmt For
POLICY AND INFORM ABOUT THE DISTRIBUTION
AND PAYMENT PROCEDURES UTILIZED.
4. TO REVOKE AND RENEW THE BOARD OF DIRECTORS Mgmt Against
IN IT'S ENTIRETY. (SEE NOTE 8).
5. DETERMINE THE COMPENSATION FOR DIRECTORS, Mgmt For
MEMBERS OF THE DIRECTORS' COMMITTEE AND
MEMBERS OF THE AUDIT COMMITTEE; THE
ACTIVITIES OF SUCH COMMITTEES DURING 2012,
THEIR ANNUAL REPORT AND EXPENSES INCURRED
BY BOTH COMMITTEES.
6. APPOINT THE COMPANY'S INDEPENDENT AUDITORS Mgmt For
FOR THE YEAR 2013.
7. APPOINT THE COMPANY'S RATING AGENCIES. Mgmt For
8. REPORT ON BOARD AGREEMENTS IN ACCORDANCE Mgmt Abstain
WITH ARTICLES 146 AND FORWARD OF THE
CHILEAN LAW NO 18.046, REGARDING OPERATIONS
THAT TOOK PLACE AFTER THE LAST GENERAL
SHAREHOLDERS' MEETING.
9. INFORM THE NEWSPAPER WHERE SHAREHOLDER Mgmt For
NOTICES SHOULD BE PUBLISHED.
10. IN GENERAL, TO RESOLVE EVERY OTHER MATTER Mgmt Against
UNDER ITS COMPETENCY AND ANY OTHER MATTER
OF COMPANY INTEREST.
--------------------------------------------------------------------------------------------------------------------------
EMBRAER S.A. Agenda Number: 933733811
--------------------------------------------------------------------------------------------------------------------------
Security: 29082A107
Meeting Type: Special
Meeting Date: 08-Mar-2013
Ticker: ERJ
ISIN: US29082A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I AMENDMENT TO SECTION 2; SECTION 8; SECTION Mgmt For For
33; SECTION 39; SECTION 40, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
II AMENDMENT TO SECTION 27; SECTION 29; Mgmt For For
SECTION 30; SECTION 31; SECTION 32; SECTION
33; SECTION 34; AND SECTION 35, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
III AMENDMENT TO SECTION 9; SECTION 10; SECTION Mgmt For For
11; SECTION 12; SECTION 16; SECTION 18;
SECTION 20; SECTION 22; SECTION 23; SECTION
30; SECTION 31; SECTION 32; SECTION 33;
SECTION 39; SECTION 47; SECTION 49; SECTION
54; SECTION 55; AND SECTION 59, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMBRAER S.A. Agenda Number: 933776912
--------------------------------------------------------------------------------------------------------------------------
Security: 29082A107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: ERJ
ISIN: US29082A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. RECEIVE MANAGEMENT ACCOUNTS, EXAMINE, Mgmt For For
DISCUSS AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2012
A2. DECIDE ON THE ALLOCATION OF NET INCOME FOR Mgmt For For
THE FISCAL YEAR ENDED DECEMBER 31, 2012 AND
THE DISTRIBUTION OF DIVIDENDS
A3. ELECT MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
A4. ELECT THE MEMBERS OF THE FISCAL COUNCIL Mgmt For For
A5. FIX THE AGGREGATE ANNUAL COMPENSATION OF Mgmt Against Against
THE COMPANY'S DIRECTORS, EXECUTIVE OFFICERS
AND MEMBERS OF THE COMMITTEES OF THE BOARD
OF DIRECTORS
A6. FIX THE REMUNERATION OF THE MEMBERS OF THE Mgmt For For
FISCAL COUNCIL
S1. APPROVE CHANGES TO THE PROGRAM FOR GRANT OF Mgmt For For
EMBRAER S.A. STOCK OPTIONS ("PROGRAM"), ALL
AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
S2. APPROVE THE CREATION OF A PROGRAM FOR GRANT Mgmt For For
OF EMBRAER S.A. STOCK OPTIONS TO MEMBERS OF
THE BOARD OF DIRECTORS, WITH SPECIFIC
CONDITIONS FOR THIS CATEGORY OF
PARTICIPANTS
--------------------------------------------------------------------------------------------------------------------------
EMPRESA NACIONAL DE ELECTRICIDAD S.A. Agenda Number: 933767761
--------------------------------------------------------------------------------------------------------------------------
Security: 29244T101
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: EOC
ISIN: US29244T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, FINANCIAL Mgmt For For
STATEMENTS, REPORT OF THE EXTERNAL
AUDITORS, AND INSPECTORS OF ACCOUNTS FOR
THE YEAR ENDED DECEMBER 31, 2012.
2. PROFIT DISTRIBUTION FOR THE PERIOD AND Mgmt For For
DIVIDEND PAYMENTS.
4. APPROVAL OF THE INVESTMENT AND FINANCING Mgmt For For
POLICY.
5. COMPENSATION FOR THE BOARD OF DIRECTORS. Mgmt For For
6. COMPENSATION FOR THE DIRECTORS' COMMITTEE Mgmt For For
AND APPROVAL OF THEIR 2013 BUDGET.
8. APPOINTMENT OF AN EXTERNAL AUDITING FIRM Mgmt For For
GOVERNED BY CHAPTER XXVIII OF THE
SECURITIES MARKET LAW 18,045.
9. ELECTION OF TWO ACCOUNT INSPECTORS AND Mgmt For For
THEIR SUBSTITUTES, AS WELL AS THEIR
COMPENSATION.
11. OTHER MATTERS OF INTEREST AND COMPETENCE OF Mgmt Against Against
THE ORDINARY SHAREHOLDERS' MEETING.
--------------------------------------------------------------------------------------------------------------------------
ENERSIS S.A. Agenda Number: 933711372
--------------------------------------------------------------------------------------------------------------------------
Security: 29274F104
Meeting Type: Special
Meeting Date: 20-Dec-2012
Ticker: ENI
ISIN: US29274F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE A RELATED PARTY TRANSACTION THAT Mgmt Against Against
CONSISTS OF THE CAPITAL INCREASE, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
2. INCREASE THE ISSUED CAPITAL BY AN AMOUNT Mgmt Against Against
DETERMINED IN CHILEAN PESOS ("CH$").
3. APPROVE ALL OF THE NON-MONETARY Mgmt Against Against
CONTRIBUTIONS THAT MAY BE CAPITALIZED AND
THEIR RESPECTIVE CONTRIBUTION VALUES.
4. AGREE ON A SUBSCRIPTION PRICE OF SHARES TO Mgmt Against Against
BE ISSUED BY COMPANY, OR ESTABLISH A
FORMULA TO DETERMINE THE SUBSCRIPTION
PRICE.
5. ESTABLISH I) SHARE SUBSCRIPTION OFFER, II) Mgmt Against Against
OFFER FOR REMAINING SHARES NOT SUBSCRIBED
WITHIN INITIAL PERIOD, III) DEADLINES.
6. APPROVE THAT ALL THE SHARE SUBSCRIPTION Mgmt Against Against
CONTRACTS SHOULD BE SUBJECT TO THE
FULFILLMENT, ALL AS MORE FULLY DESCRIBED.
7. TO APPROVE THE USE OF PROCEEDS FROM THE Mgmt Against Against
CAPITAL INCREASE.
8. AMEND ARTICLES FIFTH AND SECOND OF THE Mgmt Against Against
COMPANY'S BYLAWS.
9. AGREE ON THOSE OTHER ASPECTS OF THE Mgmt Against Against
DESCRIBED CAPITAL INCREASE TRANSACTION THAT
THE MEETING DEEMS APPROPRIATE TO APPROVE.
10. ADOPT ALL AGREEMENTS NECESSARY AND Mgmt For For
CONVENIENT FOR DEVELOPMENT AND
IMPLEMENTATION OF RESPECTIVE DECISIONS
ADOPTED BY MEETING.
11. RATIFY THE SELECTION OF A THIRD CREDIT Mgmt For For
RATING AGENCY DESIGNATED BY THE BOARD OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ENERSIS S.A. Agenda Number: 933762280
--------------------------------------------------------------------------------------------------------------------------
Security: 29274F104
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: ENI
ISIN: US29274F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF ANNUAL REPORT, FINANCIAL Mgmt For For
STATEMENTS, REPORT OF THE EXTERNAL AUDITORS
AND ACCOUNT INSPECTORS FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2012.
2. APPROVAL OF PROFITS AND DIVIDENDS Mgmt For For
DISTRIBUTION.
3. ELECTION OF THE BOARD OF DIRECTORS. Mgmt Against Against
4. COMPENSATION FOR THE BOARD OF DIRECTORS. Mgmt For For
5. COMPENSATION FOR THE DIRECTORS' COMMITTEE Mgmt For For
AND APPROVAL OF THEIR 2013 BUDGET.
7. APPOINTMENT OF AN EXTERNAL AUDITING FIRM Mgmt For For
GOVERNED BY CHAPTER XXVIII OF SECURITIES
MARKET LAW 18,045.
8. ELECTION OF TWO ACCOUNT INSPECTORS AND Mgmt For For
THEIR SUBSTITUTES, AS WELL AS THEIR
COMPENSATION.
9. APPOINTMENT OF RISK RATING AGENCIES. Mgmt For For
10. APPROVAL OF THE INVESTMENT AND FINANCING Mgmt For For
POLICY.
14. OTHER MATTERS OF INTEREST AND COMPETENCE OF Mgmt Against Against
THE ORDINARY SHAREHOLDERS' MEETING.
15. OTHER NECESSARY RESOLUTIONS FOR THE PROPER Mgmt For For
IMPLEMENTATION OF THE ABOVE MENTIONED
AGREEMENTS.
--------------------------------------------------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD, GEORGE TOWN Agenda Number: 703872867
--------------------------------------------------------------------------------------------------------------------------
Security: G3066L101
Meeting Type: EGM
Meeting Date: 06-Jul-2012
Ticker:
ISIN: KYG3066L1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0530/LTN20120530271.pdf
1 To approve, ratify and confirm the entering Mgmt For For
into of the consortium agreement dated
December 12, 2011 by and between the
Company and Sinopec Corp. and to authorize
any one director of the Company to approve
amendments thereto (details of this
resolution are set out in Resolution 1 in
the Notice of the EGM)
2 To approve, ratify and confirm the Mgmt For For
acquisition of all the outstanding shares
in the issued share capital of China Gas
Holdings Limited ("China Gas") and the
cancellation of the outstanding options of
China Gas and to authorize any one director
of the Company to approve variations,
amendments or revisions of/to the terms and
structure of the pre-conditional voluntary
general offer for China Gas (the "Offers")
and waivers of pre-conditions or conditions
to the Offers (where applicable) (details
of this resolution are set out in
Resolution 2 in the Notice of the EGM)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD, GEORGE TOWN Agenda Number: 704441891
--------------------------------------------------------------------------------------------------------------------------
Security: G3066L101
Meeting Type: AGM
Meeting Date: 21-May-2013
Ticker:
ISIN: KYG3066L1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418051.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418055.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
financial statements for the year ended 31
December 2012 together with the directors'
and independent auditor's reports
2 To declare a final dividend of HKD 42.20 Mgmt For For
cents per share for the year ended 31
December 2012
3A.1 To re-elect Mr. Zhang Gang as director Mgmt For For
3A.2 To re-elect Mr. Han Jishen as director Mgmt For For
3A.3 To re-elect Mr. Lim Haw Kuang as director Mgmt For For
3A.4 To re-elect Ms. Zhao Baoju as director Mgmt Against Against
3A.5 To re-elect Mr. Jin Yongsheng as director Mgmt Against Against
3A.6 To re-elect Mr. Cheung Yip Sang as director Mgmt For For
3A.7 To re-elect Mr. Zhao Shengli as director Mgmt Against Against
3A.8 To re-elect Mr. Wang Dongzhi as director Mgmt For For
3.B To authorise the board of directors to fix Mgmt For For
the directors' remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditors and to authorise the board of
directors to fix their remuneration
5 To give a general mandate to the directors Mgmt Against Against
to issue new shares of the Company
(ordinary resolution in item No. 5 of the
notice of annual general meeting)
6 To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company
(ordinary resolution in item No. 6 of the
notice of annual general meeting)
7 To extend the general mandate to be given Mgmt Against Against
to the directors to issue shares (ordinary
resolution in item No. 7 of the notice of
annual general meeting)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EVERGRANDE REAL ESTATE GROUP LTD Agenda Number: 704468722
--------------------------------------------------------------------------------------------------------------------------
Security: G3225A103
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: KYG3225A1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN201304291073.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN201304291084.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and adopt the audited Mgmt For For
consolidated financial statements and the
reports of the directors of the Company
(''Directors'') and the auditors for the
year ended 31 December 2012
2.a To re-elect Mr. Hui Ka Yan as an executive Mgmt For For
Director
2.b To re-elect Mr. Xia Haijun as an executive Mgmt For For
Director
2.c To re-elect Mr. Lai Lixin as an executive Mgmt For For
Director
2.d To re-elect Ms. Xie Hongxi as independent Mgmt For For
non-executive Director
3 To authorise the Board to fix the Mgmt For For
remuneration of the Directors
4 To approve the re-appointment of Mgmt For For
PricewaterhouseCoopers as the auditors of
the Company and to authorise the Board to
fix their remuneration
5 To approve the granting to the Directors Mgmt Against Against
the general and unconditional mandate to
allot, issue and deal with new shares not
exceeding 20% of the issued share capital
of the Company
6 To approve the granting to the Directors Mgmt For For
the general and unconditional mandate to
repurchase shares in the capital of the
Company of up to 10% of the issued share
capital of the Company
7 To approve the extension of the authority Mgmt Against Against
granted to the Directors by Resolution 5
above by adding the number of shares
repurchased pursuant to the authority
granted to the Directors by Resolution 6
above
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FAR EASTONE TELECOMMUNICATION CO LTD Agenda Number: 704561364
--------------------------------------------------------------------------------------------------------------------------
Security: Y7540C108
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: TW0004904008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 financial statements Non-Voting
A3 The 2012 audited reports Non-Voting
A4 The revision to the rules of the board Non-Voting
meeting
A5 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD 2.928 per share
B3 The proposed cash distribution from capital Mgmt For For
account: TWD 0.572 per share
B4 The revision to the articles of Mgmt For For
incorporation
B5 The revision to the rules of the election Mgmt For For
of the directors and supervisors
B6 The revision to the procedures of monetary Mgmt For For
loans
B7 The revision to the procedures of Mgmt For For
endorsement and guarantee
--------------------------------------------------------------------------------------------------------------------------
FIBRIA CELULOSE S.A. Agenda Number: 933768042
--------------------------------------------------------------------------------------------------------------------------
Security: 31573A109
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: FBR
ISIN: US31573A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A TAKE THE ACCOUNTS OF THE MANAGEMENT, Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL
STATEMENTS, ACCOMPANIED BY THE REPORT OF
THE INDEPENDENT AUDITORS.
O1B RESOLVE ON THE PROPOSAL OF THE MANAGEMENT Mgmt For For
REGARDING THE ALLOCATION OF THE RESULTS.
O1C RESOLVE ON THE PROPOSED CAPITAL BUDGET FOR Mgmt For For
2013.
O1D ELECT THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Against Against
OF THE COMPANY.
O1E SET THE AGGREGATE ANNUAL REMUNERATION TO Mgmt Against Against
THE MANAGEMENT OF THE COMPANY.
E2A AMEND, AS PER THE MANAGEMENT'S PROPOSAL, Mgmt For For
THE HEAD OF ARTICLE 5 OF THE BYLAWS IN
ORDER TO RECTIFY THE CAPITAL STOCK AND THE
QUANTITY OF SHARES ISSUED.
E2B AMEND, AS PER THE MANAGEMENT'S PROPOSAL, Mgmt For For
THE COMPANY'S BYLAWS SO AS TO PERMANENTLY
INSTITUTE STATUTORY AUDITING COMMITTEE
(CAE).
E2C AMEND THE ARTICLE 27, AND ITS RESPECTIVE Mgmt For For
PARAGRAPHS, OF THE BYLAWS IN ORDER TO
INCLUDE THAT THE FISCAL COUNCIL SHALL NOT
OPERATE PERMANENTLY, AND SHALL ONLY BE
INSTALLED UPON REQUEST BY THE SHAREHOLDERS,
PURSUANT TO THE APPLICABLE LAW.
E2D APPROVE, AS PER THE PREVIOUS DELIBERATIONS Mgmt For For
AND THE CONSEQUENT RENUMBERING OF THE
ARTICLES, THE CONSOLIDATION OF THE
COMPANY'S BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTRAND LTD Agenda Number: 704133874
--------------------------------------------------------------------------------------------------------------------------
Security: S5202Z131
Meeting Type: AGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: ZAE000066304
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2O1.1 Re-election of director: Lauritz Lanser Mgmt For For
Dippenaar
2O1.2 Re-election of director: Leon Crouse Mgmt Against Against
2O1.3 Re-election of director: Patrick Maguire Mgmt For For
Goss
2O1.4 Re-election of director: Nolulamo Mgmt For For
Nobambiswano Gwagwa
2O1.5 Re-election of director: Deepak Premnarayen Mgmt For For
2O1.6 Re-election of director: Benedict James van Mgmt For For
der Ross
3.O.2 Election of director: Jurie Johannes Human Mgmt For For
Bester
4.O.3 Election of director: Mary Sina Bomela Mgmt For For
5.O.4 Appointment of joint auditors and the Mgmt For For
individual registered auditors:
PricewaterhouseCoopers Inc. and Deloitte &
Touche be appointed as joint auditors and
Messrs Tom Winterboer and Kevin Black
respectively be appointed as the individual
registered auditors
6.O.5 Auditors' remuneration Mgmt For For
7 Advisory endorsement of remuneration policy Mgmt For For
8.O.6 Place the unissued ordinary shares under Mgmt For For
the control of the directors
9.O.7 General authority to issue authorised but Mgmt For For
unissued ordinary shares
10S.1 Proposed Amendment to MOI : 25.7.1, 25.7.2 Mgmt For For
and 25.7.3
11S.2 Authority to repurchase ordinary shares Mgmt For For
12S.3 Financial assistance to directors, Mgmt For For
prescribed officers, employee share scheme
beneficiaries and related or interrelated
companies
13S.4 Remuneration of non-executive directors Mgmt For For
with effect from 1 December 2012
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTIONS
5.O.4 AND 10S.1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 933737326
--------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Annual
Meeting Date: 15-Mar-2013
Ticker: FMX
ISIN: US3444191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. REPORT OF THE CHIEF EXECUTIVE OFFICER OF Mgmt For
FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V.;
OPINION OF THE BOARD REGARDING THE CONTENT
OF THE REPORT OF THE CHIEF EXECUTIVE
OFFICER AND REPORTS OF THE BOARD REGARDING
THE MAIN POLICIES AND ACCOUNTING CRITERIA
AND INFORMATION APPLIED DURING THE
PREPARATION OF THE FINANCIAL INFORMATION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
O2. REPORT WITH RESPECT TO THE COMPLIANCE OF Mgmt For
TAX OBLIGATIONS.
O3. APPLICATION OF THE RESULTS FOR THE 2012 Mgmt For
FISCAL YEAR, INCLUDING THE PAYMENT OF A
CASH DIVIDEND, IN MEXICAN PESOS, PER EACH
SERIES "B" SHARE, AND PER EACH SERIES "D"
SHARE.
O4. PROPOSAL TO DETERMINE AS THE MAXIMUM AMOUNT Mgmt For
OF RESOURCES TO BE USED FOR THE SHARE
REPURCHASE PROGRAM OF THE COMPANY'S SHARES,
THE AMOUNT OF $3,000,000,000.00 MEXICAN
PESOS.
O5. ELECTION OF MEMBERS AND SECRETARIES OF THE Mgmt For
BOARD OF DIRECTORS, QUALIFICATION OF THEIR
INDEPENDENCE.
O6. ELECTION OF MEMBERS OF FOLLOWING Mgmt For
COMMITTEES: FINANCE & PLANNING; AUDIT;
CORPORATE PRACTICES; APPOINTMENT OF THEIR
RESPECTIVE CHAIRMAN, AND RESOLUTION WITH
RESPECT TO THEIR REMUNERATION.
O7. APPOINTMENT OF DELEGATES FOR THE Mgmt For
FORMALIZATION OF THE MEETING'S RESOLUTION.
O8. READING AND, IF APPLICABLE, APPROVAL OF THE Mgmt For
MINUTE.
--------------------------------------------------------------------------------------------------------------------------
FORMOSA PLASTICS CORP, TAIPEI Agenda Number: 704519238
--------------------------------------------------------------------------------------------------------------------------
Security: Y26095102
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: TW0001301000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The rules of the board meeting Non-Voting
A.4 The status of the unsecured corporate bonds Non-Voting
A.5 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD1.2 per share
B.3 The issuance of new shares from retained Mgmt For For
earnings. Proposed stock dividend:40 for
1,000 SHS held
B.4 The revision to the articles of Mgmt For For
incorporation
B.5 The revision to the rules of shareholder Mgmt For For
meeting
B.6 The revision to the procedures of monetary Mgmt For For
loans
B.7 The revision to the procedures of Mgmt For For
endorsement and guarantee
B.8 The proposal to release non-competition Mgmt For For
restriction on the directors
--------------------------------------------------------------------------------------------------------------------------
FOSUN INTERNATIONAL LTD Agenda Number: 704434036
--------------------------------------------------------------------------------------------------------------------------
Security: Y2618Y108
Meeting Type: AGM
Meeting Date: 22-May-2013
Ticker:
ISIN: HK0656038673
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0417/LTN20130417294.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0417/LTN20130417283.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
reports of the board of directors of the
Company and of Auditors for the year ended
31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Guo Guangchang as executive Mgmt For For
director of the Company
3.ii To re-elect Mr. Ding Guoqi as executive Mgmt For For
director of the Company
3.iii To re-elect Mr. Zhang Shengman as Mgmt For For
independent non-executive director of the
Company
3.iv To re-elect Mr. Andrew Y. Yan as Mgmt Against Against
independent non-executive director of the
Company
3.v To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
directors of the Company
4 To re-appoint Ernst & Young as Auditors and Mgmt For For
to authorise the board of directors of the
Company to fix their remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to purchase the shares of
the Company not exceeding 10% of the
aggregate nominal amount of the issued
share capital of the Company as at the date
of passing of this resolution
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares of the Company not
exceeding 20% of the aggregate nominal
amount of the issued share capital of the
Company as at the date of passing of this
resolution
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with additional shares in
the capital of the Company by the aggregate
nominal amount of shares repurchased by the
Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FRANSHION PROPERTIES (CHINA) LTD Agenda Number: 704503007
--------------------------------------------------------------------------------------------------------------------------
Security: Y2642B108
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: HK0817039453
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510672.pdf And
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0510/LTN20130510670.pdf
1 To consider and receive the audited Mgmt For For
consolidated financial statements and the
reports of the directors and the auditors
for the year ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3 To elect Ms. SHI Dai as a non-executive Mgmt For For
director of the Company
4 To authorize the board of directors of the Mgmt For For
Company to fix the remuneration of the
directors of the Company
5 To re-appoint Ernst & Young as the auditors Mgmt For For
of the Company and to authorize the board
of directors of the Company to fix their
remuneration
6 To consider and approve a general mandate Mgmt For For
to the directors to repurchase shares
(Ordinary Resolution No. 6 as set out in
the notice of the Meeting)
7 To consider and approve a general mandate Mgmt Against Against
to the directors to issue new shares
(Ordinary Resolution No. 7 as set out in
the notice of the Meeting)
8 To consider and approve the extension of Mgmt Against Against
the general mandate to the directors to
issue new shares based on the number of
shares repurchased (Ordinary Resolution No.
8 as set out in the notice of the Meeting)
--------------------------------------------------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO LTD Agenda Number: 704531498
--------------------------------------------------------------------------------------------------------------------------
Security: Y26528102
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: TW0002881000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 172324 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A3 The status of the local corporate bonds Non-Voting
A.4 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
A.5 The advocacy of laws and regulations Non-Voting
regarding the same person or the same
related party who intends to hold over the
designated rate of voting share of the same
financial holding company
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD 1 per share
B.3 The proposal of long-term capital injection Mgmt For For
B.4.1 The proposal to release non-competition Mgmt For For
restriction on the directors: Chang,
Tzu-Hsin
B.4.2 The proposal to release non-competition Mgmt For For
restriction on the directors: Chao,
Yuan-Chi
B.4.3 The proposal to release non-competition Mgmt For For
restriction on the directors: Han, Wei-Ting
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704580946
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom Mgmt For For
for 2012
2 Approve the annual accounting statements of Mgmt For For
OAO Gazprom for 2012
3 Approve the distribution of Company profits Mgmt For For
as of the end of 2012
4 Approve the amount, timeline and a form of Mgmt For For
payment for year-end dividends on the
Company shares: pay out annual dividends
based on the Company income statement as of
the end of 2012 in monetary form to the
tune of 5 rubles 99 kopecks on a common
equity of OAO Gazprom with a par value of 5
rubles and set August 27, 2013 as a final
date for the dividend payment
5 Approve a Procedure for OAO Gazprom Mgmt For For
dividend payment
6 Approve the Closed Joint Stock Company Mgmt For For
PricewaterhouseCoopers Audit as the
Company's external auditor
7 Pay out remunerations to members of the Mgmt Against Against
Board of Directors in the amounts suggested
by the Board of Directors
8 Pay out remunerations to members of the Mgmt For For
Audit Commission in the amounts suggested
by the Company Board of Directors
9 Approve amendments to be introduced into Mgmt For For
the OAO Gazprom Charter
10 Approve amendments to be introduced into Mgmt For For
the Regulation on the OAO Gazprom General
Shareholders' Meeting
11 Approve the Regulation on the OAO Gazprom Mgmt For For
Audit Commission as revised lately
12.1 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
regarding the receipt by the OAO Gazprom of
funds in the maximum amount of 500 million
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.2 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding the receipt by the
OAO Gazprom of funds in the maximum amount
of 1.5 billion U.S. Dollars or its
equivalent in Rubles or Euros, for a term
not exceeding five years, with an interest
for using the loans to be paid at a rate
not exceeding 12% per annum on loans in
U.S. Dollars / Euros; and at a rate not
exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into
the applicable loan agreement plus a 3% per
annum on loans in Rubles
12.3 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB regarding the receipt by OAO Gazprom of
funds in the maximum amount of one billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with an interest for using the loans to be
paid at a rate not exceeding 12% per annum
on loans in U.S. Dollars / Euros; and at a
rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of
entry into the applicable loan agreement
plus a 3% per annum on loans in Rubles
12.4 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Gazprombank (Open Joint Stock Company) as
well as transactions between OAO Gazprom
and the bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.5 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
Sberbank of Russia OAO as well as
transactions between OAO Gazprom and the
bank to be entered into under this
agreement concerning the receipt by OAO
Gazprom of funds in the maximum amount of
60 billion Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.6 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO Bank VTB as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 30 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.7 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Loan
Facility Agreement between OAO Gazprom and
OAO BANK ROSSIYA as well as transactions
between OAO Gazprom and the bank to be
entered into under this agreement
concerning the receipt by OAO Gazprom of
funds in the maximum amount of 10 billion
Rubles or its equivalent in U.S.
Dollars/Euros for a term not exceeding 90
consecutive days, with an interest for
using the loans to be paid at a rate not
exceeding the shadow interest rate offered
on Ruble loans (deposits) in the Moscow
money market (MosPrime Rate), or London
interbank offered rate (LIBOR) for loans in
U.S. Dollars/Euros, established for a
maturity equal to the period of a
respective loan use and quoted at the date
of the entry into the transaction,
increased by 4%
12.8 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which, upon the terms and
conditions announced by the bank,
Gazprombank (Open Joint Stock Company) will
accept and credit all transfers in favor of
OAO Gazprom to accounts opened by OAO
Gazprom and carry out operations on these
accounts as per OAO Gazprom's instructions;
and agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company) with
regard to maintaining a minimum balance on
the account in the amount not exceeding 30
billion Rubles or its equivalent in foreign
currency for each of transactions, with the
interest to be paid by the bank at a rate
not lower than 0.1% per annum in the
relevant currency
12.9 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, OAO BANK
ROSSIYA and OAO Rosselkhozbank pursuant to
which the banks will accept and credit,
upon the terms and conditions announced by
the banks, transfers in favor of OAO
Gazprom to accounts opened by OAO Gazprom
and carry out operations on these accounts
as per OAO Gazprom's instructions
12.10 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company),
Sberbank of Russia OAO, OAO Bank VTB, OAO
BANK ROSSIYA and OAO Rosselkhozbank
pursuant to which the banks will provide
services to OAO Gazprom using electronic
payments system of the respective bank,
including services involving a receipt from
OAO Gazprom of electronic payment documents
requesting debit operations on these
accounts, provision of electronic account
statements and other electronic document
management operations, and provide to OAO
Gazprom services of their respective
certification centers, whereas OAO Gazprom
will pay for such services at the price set
by the respective bank in effect on the
date of the services provision
12.11 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and Gazprombank (Open Joint
Stock Company) to be entered into under the
General Agreement on Conversion Operations
No. 3446 between OAO Gazprom and the bank
dated September 12, 2006, in the maximum
amount of 500 million U.S. Dollars or its
equivalent in Rubles, Euros or other
currency for each of transactions
12.12 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: Foreign
currency purchase/sale transactions between
OAO Gazprom and OAO Bank VTB to be entered
into under the General Agreement on Common
Terms for Conversion Operations using
Reuters Dealing System No. 1 between OAO
Gazprom and the bank dated July 26, 2006,
in the maximum amount of 500 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.13 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on Common Terms for Forward/Swap
Conversion Operations between OAO Gazprom
and OAO Bank VTB as well as foreign
currency forward/swap purchase and sale
transactions between OAO Gazprom and OAO
Bank VTB entered into under this agreement
in the maximum amount of 300 million U.S.
Dollars or its equivalent in Rubles, Euros
or other currency for each of transactions
12.14 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and OAO Bank
VTB for a term not exceeding 5 years as
well as deposit transactions between OAO
Gazprom and OAO Bank VTB entered into under
this agreement in the maximum amount of 100
billion Rubles or its foreign currency
equivalent for each of transactions at a
rate of 4% per annum or more for
transactions in Russian Rubles or 1% per
annum or more for transactions in foreign
currency
12.15 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and
Gazprombank (Open Joint Stock Company) for
a term not exceeding 5 years as well as
deposit transactions between OAO Gazprom
and Gazprombank (Open Joint Stock Company)
entered into under this agreement in the
maximum amount of 100 billion Rubles or its
foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.16 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement on the Procedure for Deposit
Operations between OAO Gazprom and Sberbank
of Russia OAO for a term not exceeding 5
years as well as deposit transactions
between OAO Gazprom and Sberbank of Russia
OAO entered into under this agreement in
the maximum amount of 100 billion Rubles or
its foreign currency equivalent for each of
transactions at a rate of 4% per annum or
more for transactions in Russian Rubles or
1% per annum or more for transactions in
foreign currency
12.17 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.18 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which OAO Gazprom
will grant suretyships to secure
performance by OAO Gazprom's subsidiary
companies of their obligations to Sberbank
of Russia OAO with respect to the bank
guarantees issued to the Russian Federation
tax authorities in connection with the
subsidiary companies challenging such tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 14 months
12.19 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which OAO Gazprom will
grant suretyships to secure performance by
OAO Gazprom's subsidiary companies of their
obligations to OAO Bank VTB with respect to
the bank guarantees issued to the Russian
Federation tax authorities in connection
with the subsidiary companies challenging
such tax authorities' claims in court in
the aggregate maximum amount equivalent to
500 million U.S. Dollars and for a period
not exceeding 14 months
12.20 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will issue
suretyships to secure performance by OAO
Gazprom's subsidiary companies of their
obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's
guarantees issued to the Russian Federation
tax authorities to secure obligations of
the above-mentioned companies to pay excise
taxes in connection with exports of
excisable oil products and eventual
penalties in the maximum amount of 1.8
billion Rubles and for a period not
exceeding 18 months
12.21 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.22 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO Bank
VTB pursuant to which the bank will issue
guarantees to the Russian Federation tax
authorities in connection with OAO Gazprom
challenging tax authorities' claims in
court in the aggregate maximum amount
equivalent to 500 million U.S. Dollars and
for a period not exceeding 12 months
12.23 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Sberbank
of Russia OAO pursuant to which the bank
will issue guarantees to the Russian
Federation tax authorities in connection
with OAO Gazprom challenging tax
authorities' claims in court in the
aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not
exceeding 12 months
12.24 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of the infrastructure
facilities in the railway stations of the
Surgut Condensate Stabilization Plant,
Astrakhan Gas Processing Plant, Sernaya
railway station and Tvyordaya Sera railway
station, facilities of the railway station
situated in Slavyansk-na-Kubani, as well as
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazpromtrans Level
(ERP) and Registration and Analysis of Data
on Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
for a period not exceeding 12 months, and
OOO Gazpromtrans will make payment for
using such property in the maximum amount
of 2156 million Rubles
12.25 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of tank cars for
methanol for a period not exceeding 3
years, and OOO Gazpromtrans will pay for
using such property a sum in the maximum
amount of 130 million Rubles
12.26 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and DOAO
Tsentrenergogaz of OAO Gazprom pursuant to
which OAO Gazprom will grant DOAO
Tsentrenergogaz of OAO Gazprom the
temporary possession and use of the
building and equipment in the mechanical
repair shop at the depot operated by the
oil and gas production department for the
Zapolyarnoye gas-oil-condensate field
located in the village of Novozapolyarny,
Tazovskiy District, Yamal-Nenets Autonomous
Okrug; building and equipment in the
mechanical repair shop at the Southern
Regional Repair Depot located in Izobilnyi,
Stavropol Territory, for a period not
exceeding 12 months, and DOAO
Tsentrenergogaz of OAO Gazprom will pay for
using such property a sum in the maximum
amount of 103.7 million Rubles
12.27 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tsentrgaz pursuant to which OAO Gazprom
will grant OAO Tsentrgaz the temporary
possession and use of software/hardware
systems such as a System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within the OAO Gazprom
System at OAO Tsentrgas Level, System for
Registration and Analysis of Data on
Non-Core Assets (RADA) within the OAO
Gazprom System at OOO Gazpromtrans Level
and Electronic Filing Module at OAO
Tsentrgaz Level for a period not exceeding
12 months, and OAO Tsentrgaz will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.28 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
Gazprombank (Open Joint Stock Company)
pursuant to which OAO Gazprom will grant
Gazprombank (Open Joint Stock Company) the
temporary possession and use of
non-residential spaces in the building at
street Lenina, 31, Yugorsk, Tyumen Region
that are used to house a branch of
Gazprombank (Open Joint Stock Company) with
the total floor space of 1600 sq. m and a
land plot occupied by the building and
indispensable for its use with the total
area of 3,371 sq. m for a period not
exceeding 12 month, and Gazprombank (Open
Joint Stock Company) will pay for using
such property a sum in the maximum amount
of 1.4 million rubles
12.29 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neftekhim Salavat pursuant to which
OAO Gazprom will grant OAO Gazprom
Neftekhim Salavat the temporary possession
and use of the gas condensate pipeline
running from the Karachaganakskoye gas
condensate field to the Orenburg Gas
Refinery and a special-purpose
telecommunication unit M-468R for a period
not exceeding 12 months, and OAO Gazprom
Neftekhim Salavat will pay for using such
property a sum in the maximum amount of
466000 Rubles
12.30 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OAO
Gazprom will grant OOO Gazprom Export the
temporary possession and use of
software/hardware system such as Business
Information and Management System (BIMS) of
OAO Gazprom for a period not exceeding 12
months, and OOO Gazprom Export will pay for
using such property a sum in the maximum
amount of 75 million Rubles
12.31 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will grant OAO Gazprom Neft the temporary
possession and use of a special-purpose
telecommunications unit M-468R, as well as
software /hardware systems such as System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Neft Level
(ERP), System for Recording and Analysis of
Long-Term Investments within OAO Gazprom's
System (RALTI) at OAO Gazprom Neft Level,
System for Recording and Analysis of Data
on Non-Core Assets within the OAO Gazprom
System (RADA) at the OAO Gazprom Neft Level
and Electronic Filing Module at OAO Gazprom
Neft Level for a period not exceeding 12
months, and OAO Gazprom Neft will pay for
using such property a sum in the maximum
amount of 22200 Rubles
12.32 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Space Systems pursuant to which OAO
Gazprom will grant OAO Gazprom Space
Systems the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazprom Space Systems
Level (ERP)", System for Recording and
Analysis of Long-Term Investments within
OAO Gazprom System (RALTI) at the OAO
Gazprom Space Systems Level and Electronic
Filing Module at OAO Gazprom Space Systems
Level for a period not exceeding 12 months,
and OAO Gazprom Space Systems will pay for
using such property a sum in the maximum
amount of 21100 Rubles
12.33 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which OAO
Gazprom will grant ZAO Yamalgazinvest the
temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Yamalgazinvest Level
(ERP) and Electronic Filing Module at ZAO
Yamalgazinvest Level for a period not
exceeding 12 months, and ZAO Yamalgazinvest
will pay for using such property a sum in
the maximum amount of 18000 Rubles
12.34 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which OAO
Gazprom will grant ZAO Gazprom Invest Yug
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at ZAO Gazprom Invest Yug
Level (ERP) and Electronic Filing Module at
ZAO Gazprom Invest Yug Level for a period
not exceeding 12 months, and ZAO Gazprom
Invest Yug will pay for using such property
a sum in the maximum amount of 16600 Rubles
12.35 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will grant OOO Gazprom
Mezhregiongaz the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Mezhregiongaz Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Mezhregiongaz Level, System
for Recording and Analysis of Data on
Non-Core Assets (RADA) within OAO Gazprom
System at OOO Mezhregiongaz Level and
Electronic Filing Module at OOO Gazprom
Mezhregiongaz Level for a period not
exceeding 12 months, and OOO Gazprom
Mezhregiongaz will pay for using such
property a sum in the maximum amount of
6000 Rubles
12.36 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Komplektatsiya pursuant to which
OAO Gazprom will grant OOO Gazprom
Komplektatsiya the temporary possession and
use of software/hardware systems such as a
System for Managing OAO Gazprom's Property
and Other Assets at OOO Gazprom
Komplektatsiya Level (ERP), System for
Recording and Analysis of Long-Term
Investments (RALTI) within OAO Gazprom
System at OOO Gazprom Komplektatsiya Level,
System for Recording and Analysis of Data
on Non-Core Assets (RADA) within OAO
Gazprom System at OOO Gazprom
Komplektatsiya Level and Electronic Filing
Module at OOO Gazprom Komplektatsiya Level
for a period not exceeding 12 months, and
OAO Gazprom Komplektatsiya will pay for
using such property a sum in the maximum
amount of 22000 Rubles
12.37 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom, Gazprombank
(Open Joint Stock Company) and OOO Gazprom
Export (Licensees) pursuant to which OAO
Gazprom will grant Licensees an ordinary
(non-exclusive) license for use of the OAO
Gazprom's international trademarks such as
As specified [Gazprom], Gazprom and
registered by the International Bureau of
the World Intellectual Property
Organization in the International Register
with international registration
numbers-807841, 807842, 807840, date of the
international registration-April 22, 2003,
on goods, labels, goods packaging; during
performance of works, provision of
services; on supporting, business and other
documents; in advertisements, printed
publications, on headed notepaper, on
signage, during display of exhibits at
exhibitions and fairs; in web-based media;
in trade names of Licensees
(Sub-Licensees); on corporate seals of
Licensees (Sub-Licensees) until exclusive
rights to international trademarks of OAO
Gazprom expire, with rights, upon receipt
of a prior written consent from OAO
Gazprom, to enter into sublicensing
agreements with third parties
(Sub-Licensees) for the use of the
above-mentioned OAO Gazprom's trademarks in
a manner and subject to rights for use
provided by Licensing Agreements to
Licensees, and Licensees will pay OAO
Gazprom license fees for the right to use
such OAO Gazprom international trademarks
and for the right to use OAO Gazprom
international trademarks under sublicensing
agreements in the aggregate maximum amount
of 84.96 million Rubles or its equivalent
in U.S. Dollars/ Euro
12.38 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom will grant OAO Gazprom
Gazoraspredeleniye the temporary possession
and use of assets in the gas-distribution
system comprised of facilities intended for
the transportation and feed of gas directly
to consumers (gas pipeline branches, gas
pipeline jump-over lines, distribution gas
pipelines, inter-settlement and
intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
stations, and buildings), and
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OAO Gazpromregiongaz Level
(ERP), System for Recording and Analysis of
Long-Term Investments (RALTI) within OAO
Gazprom System (Second Phase) at OAO
Gazpromregiongaz Level, and Electronic
Filing Module at OAO Gazpromregiongaz Level
for a period not exceeding 12 months, and
OAO Gazprom Gazoraspredeleniye will pay for
using such property a sum in the maximum
amount of 1393.3 million Rubles
12.39 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Investproyekt pursuant to which OOO
Gazprom Investproyekt undertakes, within 5
years of their signing and upon OAO
Gazprom's instructions, to provide
information and analysis, consulting,
management & administration services
related to administrative and contractual
structuring of projects, arrangements for
fund raising, ensuring that funds are used
as intended and ensuring timely
commissioning of facilities when fulfilling
investment projects to the benefit of OAO
Gazprom, and OAO Gazprom undertakes to pay
for these services a sum in the maximum
amount of 2500 million Rubles
12.40 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Druzhba pursuant to which OAO Gazprom will
grant OAO Druzhba the temporary possession
and use of the facilities at Druzhba
vacation center (effluent treatment
facilities, transformer substations, entry
checkpoints, houses, utility networks,
metal fences, parking areas, ponds, roads,
pedestrian crossings, sites, sewage pumping
station, roofed ground-level arcade,
service station, diesel-generator station,
boiler house extension, storage facility,
garaging, garages with administrative and
amenity building, stela, as well as service
machinery, equipment, furniture and
implements) located in the village of
Rogozinino, Naro-Fominsk District, Moscow
Region (due to changes in delineation of
Russian constituent entities-Moscow
region/City of Moscow, since July 1, 2012,
this area has been included within the area
of the City of Moscow), for a period not
exceeding 12 months, and OAO Druzhba will
pay for using such property a sum in the
maximum amount of 133.43 million Rubles
12.41 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Export pursuant to which OOO
Gazprom Export undertakes, acting upon OAO
Gazprom's instructions and for a total fee
not exceeding 300 million Rubles, on its
behalf but at the expense of OAO Gazprom,
to accept OAO Gazprom's commercial products
including crude oil, gas condensate,
sulphur and derivatives (gasoline,
liquefied gas, diesel fuel, fuel oil etc.)
and sell those on the market beyond the
Russian Federation, in the amount not
exceeding 6.5 million tons and for the sum
not exceeding 71 billion Rubles
12.42 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Severneftegazprom pursuant to which OAO
Severneftegazprom will deliver, and OAO
Gazprom will accept (take off) gas in the
amount not exceeding 17 billion cubic
meters, and OAO Gazprom will pay for the
gas in the aggregate maximum amount of 33.2
billion Rubles
12.43 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Tomskgazprom pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total amount
not exceeding 3.6 billion cubic meters, and
OAO Tomskgazprom will pay for the services
related to the transportation of gas via
trunk gas pipelines in the aggregate
maximum amount of 2.2 billion Rubles
12.44 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will provide services related to
the transportation of gas in the total
amount not exceeding 6 billion cubic meters
across the Russian Federation and the
Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 12.6 billion Rubles
12.45 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the
transportation of gas in the total amount
not exceeding 200 billion cubic meters, and
OAO NOVATEK will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 430.4 billion Rubles
12.46 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
NOVATEK pursuant to which OAO Gazprom will
provide services related to the injection
of OAO NOVATEK's gas into underground gas
storage facilities and its storage in such
facilities in the volume not exceeding 18.6
billion cubic meters, and OAO NOVATEK will
pay for the services related to the gas
injection and storage in the aggregate
maximum amount of 17.7 billion Rubles, as
well as services related to the offtake of
OAO NOVATEK's gas from underground gas
storage facilities in the volume not
exceeding 18.6 billion cubic meters for
which OAO NOVATEK will pay a sum in the
aggregate maximum amount of 1.3 billion
Rubles
12.47 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Neft pursuant to which OAO Gazprom
will provide services related to the
transportation of gas in the total volume
not exceeding 6.8 billion cubic meters, and
OAO Gazprom Neft will pay for the services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 6.1 billion Rubles
12.48 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OAO Gazprom
will grant OOO Gazpromtrans the temporary
possession and use of diesel-powered
locomotives, freight-handling motor
locomotives, railway snow plough, escort
railcars, catering cars for a period not
exceeding 12 months, and OOO Gazpromtrans
will pay for the use of the property a sum
in the maximum amount of 34.6 million
Rubles
12.49 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business: General
Agreement on Common Terms for Conversion
and Forward Transactions between OAO
Gazprom and Sberbank of Russia OAO and
foreign currency sale/purchase transactions
and forward transactions between OAO
Gazprom and Sberbank of Russia OAO entered
into under this General Agreement in the
maximum amount of 300 million U.S. Dollars
or its equivalent in Rubles, Euro or other
currency for each of transactions
12.50 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OAO
Gazprom will grant OOO Gazprom Tsentrremont
the temporary possession and use of
software/hardware systems such as a System
for Managing OAO Gazprom's Property and
Other Assets at OOO Gazprom Tsentrremont
Level (ERP), System for Recording and
Analysis of Long-Term Investments (RALTI)
within OAO Gazprom System at OOO Gazprom
Tsentrremont Level and Electronic Filing
Module at OOO Tsentrremont Level for a
period not exceeding 12 months, and OOO
Gazprom Tsentrremont will pay for the use
of such property a sum in the maximum
amount of 23000 Rubles
12.51 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and a/s
Latvijas Gaze pursuant to which OAO Gazprom
will sell, and a/s Latvijas Gaze will
purchase gas in the volume not exceeding
1.5 billion cubic meters for an aggregate
maximum amount of 675 million Euros in
2014, and also pursuant to which a/s
Latvijas Gaze will provide services related
to the injection and storage of OAO
Gazprom's gas in the Incukalna underground
gas storage facility, gas offtake and
transportation across the Republic of
Latvia in 2014 in the following amounts:
services related to the gas injection,
storage and offtake-in the volume not
exceeding 1 billion cubic meters, and
services related to the gas
transportation-in the volume not exceeding
2 billion cubic meters, and OAO Gazprom
will pay for such services a sum in the
aggregate maximum amount of 25 million
Euros
12.52 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AB
Lietuvos Dujos pursuant to which OAO
Gazprom will sell, and AB Lietuvos Dujos
will purchase gas in the volume not
exceeding 1.5 billion cubic meters for the
aggregate maximum amount of 675 million
Euros in 2014, and also pursuant to which
AB Lietuvos Dujos will provide services
related to the transit transportation of
gas via the Republic of Lithuania in the
volume not exceeding 2.5 billion cubic
meters in 2014 and OAO Gazprom will pay for
the gas transportation via trunk gas
pipelines a sum in the aggregate maximum
amount of 13 million Euros
12.53 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and AO
Moldovagaz pursuant to which OAO Gazprom
will sell, and AO Moldovagaz will purchase
gas in the volume not exceeding 10.4
billion cubic meters for an aggregate
maximum amount of 3.9 billion U.S. Dollars
in 2014, and also pursuant to which AO
Moldovagaz will provide services related to
the transit transportation of gas via the
Republic of Moldova in the volume not
exceeding 70 billion cubic meters in 2014,
and OAO Gazprom will pay for services
related to the transportation of gas via
trunk gas pipelines a sum in the aggregate
maximum amount of 172 million U.S. Dollars
12.54 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and
KazRosGaz LLP pursuant to which OAO Gazprom
will provide services related to the
transportation of KazRosGaz LLP's gas via
the Russian Federation in 2014 in the
volume not exceeding 7.813 billion cubic
meters, and KazRosGaz LLP will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 33.143 million
U.S. Dollars
12.55 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus pursuant to which
OAO Gazprom will sell, and OAO Gazprom
Transgaz Belarus will purchase gas in the
volume not exceeding 23 billion cubic
meters for the aggregate maximum amount of
4.255 billion U.S. Dollars in 2014, and
also pursuant to which OAO Gazprom Transgaz
Belarus will provide services related to
the transit transportation of gas via the
Republic of Belarus in the volume not
exceeding 50 billion cubic meters, and OAO
Gazprom will pay for the services related
to the transportation of gas via trunk gas
pipelines a sum in the aggregate maximum
amount of 600 million U.S. Dollars
12.56 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and GAZPROM
Germania GmbH pursuant to which OAO Gazprom
will provide services related to the
transportation of GAZPROM Germania GmbH's
natural gas via the Republic of Kazakhstan,
Republic of Uzbekistan, Russian Federation
and the Republic of Belarus in the volume
not exceeding 3 billion cubic meters, and
GAZPROM Germania GmbH will pay for the
services related to the transportation of
gas via trunk gas pipelines a sum in the
aggregate maximum amount of 65 million U.S.
Dollars
12.57 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 160000 Rubles,
in its own name, but at the expense of OAO
Gazprom, to arrange for works to be done in
the period of 2013-2014 related to the
development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.58 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, acting upon
OAO Gazprom's instructions and for a fee in
the aggregate maximum amount of 6.41
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.59 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, acting
upon OAO Gazprom's instructions and for a
fee in the aggregate maximum amount of 2.81
million Rubles, in its own name, but at the
expense of OAO Gazprom, to arrange for
works to be done in the period of 2013-2014
related to the development and review of
cost estimate documentation, on-load
pre-commissioning tests at OAO Gazprom's
facilities to be commissioned under
investment project contracts and other
works required for the on-load
pre-commissioning tests
12.60 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, acting upon OAO
Gazprom's instructions and for a fee in the
aggregate maximum amount of 12.01 million
Rubles, in its own name, but at the expense
of OAO Gazprom, to arrange for works to be
done in the period of 2013-2014 related to
the development and review of cost estimate
documentation, on-load pre-commissioning
tests at OAO Gazprom's facilities to be
commissioned under investment project
contracts and other works required for the
on-load pre-commissioning tests
12.61 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Gazprom Invest Yug pursuant to which ZAO
Gazprom Invest Yug undertakes, in the
period from July 1, 2013 to December 31,
2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for these
services a sum in the maximum amount of
3431.21 million Rubles
12.62 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazpromtrans pursuant to which OOO
Gazpromtrans undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for these services a sum in the maximum
amount of 280 million Rubles
12.63 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Tsentrremont pursuant to which OOO
Gazprom Tsentrremont undertakes, in the
period between July 1, 2013 and December
31, 2014, acting upon OAO Gazprom's
instructions, to provide services for the
execution of OAO Gazprom investment
projects related to the construction and
commissioning of facilities, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 347.58
million Rubles
12.64 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest pursuant to which ZAO
Yamalgazinvest undertakes, in the period
between July 1, 2013 and December 31, 2014,
acting upon OAO Gazprom's instructions, to
provide services for the execution of OAO
Gazprom investment projects related to the
construction and commissioning of
facilities, and OAO Gazprom undertakes to
pay for such services a sum in the maximum
amount of 4382.35 million Rubles
12.65 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Gazoraspredeleniye pursuant to
which OAO Gazprom Gazoraspredeleniye
undertakes, within 24 months of its
signing, to perform, acting upon OAO
Gazprom's instructions, works to remove
some segments in the gas pipeline
'Pokhvistnevo-Samara 2nd String' located in
Kinelsky District, Samara Region (gas
pipeline segment L-34, 1 km long, D-300)
and to deliver completed works to OAO
Gazprom, and OAO Gazprom undertakes to
accept completed works and pay for these a
sum in the aggregate maximum amount of
20.915 million Rubles
12.66 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event of loss,
destruction, or damage to OAO Gazprom's
property such as buildings and structures;
machinery and equipment; line pipes,
process equipment and fixtures/fittings of
gas pipelines, oil pipelines, petroleum
products pipelines; buried subsea
pipelines; marine vessels; property that
constitute a part of wells, offshore
floating drilling rigs and fixed platforms
(insured property), and in the event of
loss incurred by OAO Gazprom as a result of
an interruption in production operations
due to destruction, loss or damage to
insured property (insured events), to pay
an insurance recovery to OAO Gazprom or to
such OAO Gazprom's subsidiary companies to
which the insured property was leased to
(beneficiaries) in the aggregate insured
amount for all occurrences not exceeding 12
trillion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 6.356
billion Rubles, with each insurance
agreement being effective for one year
12.67 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that any damage is caused to the
environment (environmental risks), life,
health or property of third parties as a
result of an incident originated from the
performance by OAO Gazprom, its
subsidiaries and related companies of
onshore/offshore drilling and exploration
works, production of hydrocarbons, its
transportation, processing and storage
operations, construction and other
associated operations, directly associated
with the stated business activities
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 30
billion Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 1.5 million
Rubles, with this agreement being effective
for one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED Non-Voting
ON MEETING 211445, WHICH WILL CONTAIN
RESOLUTION ITEMS 12.68 TO 14.12. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.51.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO, MOSCOW Agenda Number: 704581354
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting
AGENDA [120 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE
MEETING IDS AND HOW THE RESOLUTIONS HAVE
BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID
211104 [RESOLUTIONS 1 THROUGH 12.67] AND
MID 211445 [RESOLUTIONS 12.68 THROUGH
14.12]. IN ORDER TO VOTE ON THE COMPLETE
AGENDA OF THIS MEETING YOU MUST VOTE ON
BOTH THE MEETINGS.
12.68 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life, health or property of third
parties, or to the environment, as a result
of any act of terrorism at a hazardous
industrial facility operated by OAO Gazprom
(insured event), to make a payment of
insurance to individuals whose life, health
or property was damaged, or to legal
entities whose property was damaged, or to
the State, acting through those authorized
executive agencies whose terms of reference
include environmental protection
management, if a damage is caused to the
environment, (beneficiaries), not to exceed
the aggregate insurance amount of 700
million Rubles, and OAO Gazprom undertakes
to pay an insurance premium in the
aggregate maximum amount of 3 million
Rubles, with each insurance agreement being
effective for one year
12.69 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event of occurrence of liability by OAO
Gazprom acting as a custom agent as a
result of any damage caused to the property
of third parties represented by OAO Gazprom
in connection with the execution of customs
formalities (beneficiaries), or any
non-compliances with agreements entered
into with such parties (insured events), to
make a payment of insurance to such third
parties in a sum not exceeding 20 million
Rubles for each of occurrences, and OAO
Gazprom undertakes to pay OAO SOGAZ an
insurance premium in the aggregate maximum
amount of 300000 Rubles, with this
agreement being effective for one year
12.70 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage is
caused to life or health of OAO Gazprom's
employees (insured persons) as a result of
an accident occurred during the period of
coverage, or a disease diagnosed during the
life of agreements (insured events), to
make a payment of insurance to the insured
person or to the person appointed by the
beneficiary, or to the successor of the
insured person (beneficiaries) not to
exceed the aggregate insurance amount of
680 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
60 million Rubles, with each insurance
agreement being effective for one year
12.71 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any employee
of OAO Gazprom, or member of his/her
immediate family, or a retired former
employee of OAO Gazprom, or member of
his/her immediate family (insured persons
who are beneficiaries) seeks medical
services with any health care institution
(insured events), to arrange for such
services to be provided and pay for these
to the insured persons in the aggregate
insurance amount not exceeding 550 billion
Rubles, and OAO Gazprom undertakes to pay
OAO SOGAZ an insurance premium in the
aggregate maximum amount of 1.3 billion
Rubles, with each insurance agreement being
effective for one year
12.72 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any damage
(loss or destruction) is caused to a
vehicle owned by OAO Gazprom or if such
vehicle gets stolen, hijacked or any
parts/details/units/assemblies or
accessories of such vehicle get stolen
(insured events), to make a payment of
insurance to OAO Gazprom (beneficiary) not
to exceed the aggregate insurance amount of
1340 million Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
24.45 million Rubles, with each insurance
agreement being effective for one year
12.73 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO SOGAZ
pursuant to which OAO SOGAZ undertakes, in
the event that: any claims are filed
against any members of the Board of
Directors or Management Committee of OAO
Gazprom who hold neither public positions
in the Russian Federation Government nor
any State civil service positions (insured
persons) by any individuals or legal
entities who benefit from the agreement and
who could suffer damage, including
shareholders of OAO Gazprom, debtors and
lenders of OAO Gazprom, employees of OAO
Gazprom, and the Russian Federation as
represented by its authorized agencies and
representatives (third parties
(beneficiaries)) for a compensation of loss
resulting from unintentional erroneous
actions (omissions) by insured persons
while conducting their managerial
activities; any legal or other expenses to
settle such claims arise with insured
persons; any claims are filed against OAO
Gazprom by third parties (beneficiaries)
for a compensation of loss resulting from
unintentional erroneous actions (omissions)
by insured persons while conducting their
managerial activities on the basis of
claims filed in respect of OAO Gazprom's
securities, as well as claims originally
filed against insured persons; any legal or
other expenses to settle such claims arise
with OAO Gazprom (insured events)to make a
payment of insurance to third parties
(beneficiaries) whose interests suffered
damage and to insured persons and/or OAO
Gazprom, in the event that any legal or
other expenses to settle such claims of
compensation not to exceed the aggregate
insurance amount of the Ruble equivalent of
100 million U.S. Dollars, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance
premium in the aggregate maximum amount of
the Ruble equivalent of 2 million U.S.
Dollars, with this agreement being
effective for one year
12.74 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Transgaz Belarus (Licensee)
pursuant to which OAO Gazprom will grant
the Licensee an ordinary (non-exclusive)
license for the right to use a software for
electronic data processing machines such as
a Software/Hardware System for Periodic
Analysis and Planning of Steady-State
Operating Conditions of Gas Transportation
Systems in Gas Transportation Companies
with Maintenance of Historical Data Bases
and Data Exchange between 'Astra-Gas'
Management Levels (S/W/H/W System
Astra-Gas) by storing it in the memory of
Licensee's electronic data processing
machines, and the Licensee will pay OAO
Gazprom a license fee in the aggregate
maximum amount of 220000 Rubles
12.75 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
SOGAZ pursuant to which OAO SOGAZ
undertakes, in the event that any
individuals, employees of OAO Gazprom, who
are traveling on official business away
from their permanent place of residence
(insured persons who are beneficiaries)
need to incur any expenses during such
business trip period that are associated
with: sudden illness or accident occurred
with the insured person; reasons that
require that the insured person return back
home ahead of time; loss of luggage or IDs;
that the insured person needs to receive a
legal advice in respect of any injury or
motor vehicle accident in the period of
his/her business trip; services required to
be provided to search and rescue the
insured person in the event of any
contingency he/she becomes victim to (a
situation endangering the life and health
of the insured person); situations that
require a compensation of damages caused to
the life, health and property of third
parties (insured events), to make a payment
of insurance to the insured person and/or
the company engaged in the provision of
services to the insured person on
occurrence of insured events (service
company) in the aggregate insurance amount
for all insured events not exceeding 1
billion Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in
the aggregate maximum amount of 1.3 million
Rubles, with each of the agreements being
effective for one year
12.76 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Vostokgazprom, Gazprom bank (Open Joint
Stock Company), OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO
Gazprom Space Systems, OOO Gazprom
Komplektatsiya, OAO Gazprom Neft, OAO
Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO
Tsentrgaz, OOO Gazprom Tsentrremont, ZAO
Yamalgazinvest, OAO Gazprom Gazenergoset
and OAO Gazprom Transgaz Belarus (the
Contractors) pursuant to which the
Contractors undertake, in the period from
October 1, 2013 to January 31, 2014, acting
upon OAO Gazprom's instructions, to provide
the services related to making all
necessary arrangements and carrying out a
stocktaking of fixed assets of OAO Gazprom
being leased to the Contractors, and OAO
Gazprom undertakes to pay for such services
a sum in the maximum amount of 3.3 million
Rubles
12.77 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and ZAO
Yamalgazinvest, OOO Temryukmortrans, OAO
Gazpromtrubinvest and Gazprom (UK) Limited
(the Licensees) pursuant to which OAO
Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, on goods, labels, packaging
of goods that are manufactured, offered for
sale, sold, or displayed at exhibitions or
fairs, or otherwise introduced into the
civil circulation in the Russian
Federation, or stored or transported for
such purpose, or imported to the Russian
Federation; during the performance of work
or provision of services; on supporting,
business, or other documentation, including
these of related to the introduction of
goods into the civil circulation; on
commercial offers for sale of goods,
provision of services or performance of
works, or in announcements or
advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensees' corporate
seals, or in web-based media, or in the
Licensees' trade names, until exclusive
rights to OAO Gazprom's trademarks expire,
and Licensees will pay OAO Gazprom a
license fee for the right to use OAO
Gazprom's trademarks in the aggregate
maximum amount of 16.99 million Rubles or
its equivalent in other currency
12.78 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OOO
Gazprom Tsentrremont (the Licensee)
pursuant to which the Licensee, upon the
prior written content from OAO Gazprom,
will be entitled to enter into
sub-licensing agreements with third parties
(the Sub-Licensees) for the use of OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275,
November 19, 2002 #228276, September 3,
2002 #220181, within the rights and subject
to the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
trademarks under sub-licensing agreements
in the aggregate maximum amount of 16.99
million Rubles
12.79 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and Gazprom
bank (Open Joint Stock Company) (the
Licensee) pursuant to which OAO Gazprom
will grant the Licensee an ordinary
(non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered in the
State Register of Trade Marks and Service
Marks of the Russian Federation, with
certificates for trademarks (service marks)
issued on November 19, 2002 #228275 and
November 19, 2002 #228276, on goods,
labels, packaging of goods that are
manufactured, offered for sale, sold, or
displayed at exhibitions or fairs, or
otherwise introduced into the civil
circulation in the Russian Federation, or
stored or transported for such purpose, or
imported to the Russian Federation; during
the performance of work or provision of
services on supporting, business, or other
documentation, including these of related
to the introduction of goods into the civil
circulation; on commercial offers for sale
of goods, provision of services or
performance of works, or in announcements
or advertisements, or in connection with
charitable or sponsored events, or in
printed publications, headed notepaper,
signs, including signs on administrative
buildings, industrial facilities, vehicles,
or on clothes or personal protective
clothes, or on the Licensee's
(Sub-Licensees') corporate seals, or in
web-based media, or in the Licensee's
(Sub-Licensees') trade names, until
exclusive rights to OAO Gazprom's
trademarks expire, and with the right, upon
OAO Gazprom's prior written consent, to
enter into sub-licensing agreements with
third parties for entitlement to use
above-mentioned trademarks within the
rights and subject to the manner of use as
stipulated by the Licensing Agreement in
respect of the Licensee, and the Licensee
will pay OAO Gazprom a license fee for the
right to use OAO Gazprom's trademarks and
for the right to use OAO Gazprom's
trademarks under sub-licensing agreements
by the Licensee in the aggregate maximum
amount of 42.48 million Rubles
12.80 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and GAZPROM
Germania GmbH (the Trademark Holder)
pursuant to which the Trademark Holder will
assign its full exclusive right to the
trademark as specified registered in
navy-blue and white colors/color
combination by the German Patent and Trade
Mark Office (Deutsches Patent-und
Markenamt-DPMA), with the certificate #
30664412 registered on March 8, 2007, to
OAO Gazprom in respect of all goods and
services for which such trademark was
registered, and OAO Gazprom undertakes to
pay the Trademark Holder a fee in the
aggregate maximum amount of 3500 Euros or
its equivalent in other currency which
includes a value added tax computed at a
tax rate consistent with the Russian
Federation laws to be deducted from the fee
and to be paid by OAO Gazprom, acting as a
tax agent, to the budget of the Russian
Federation
12.81 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OAO
Gazprom Transgaz Belarus and Gazprom (UK)
Limited (the Licensees) pursuant to which
OAO Gazprom will grant the Licensees an
ordinary (non-exclusive) license to use OAO
Gazprom's trademarks such as specified
[Gazprom], Gazprom and registered by the
International Bureau of the World
Intellectual Property Organization in the
International Register with international
registration numbers-807841, 807842,
807840, date of the international
registration-April 22, 2003, on goods,
labels, goods packaging; during performance
of works, provision of services; on
supporting, business and other documents;
in advertisements, printed publications, on
headed notepaper, on signage, during
display of exhibits at exhibitions and
fairs; in web-based media; in trade names
of the Licensees; on corporate seals of the
Licensees until exclusive rights to
international trademarks of OAO Gazprom
expire, and the Licensees will pay OAO
Gazprom a license fee for the right to use
international trademarks of OAO Gazprom in
the aggregate maximum amount of 7.08
million Rubles or its equivalent in other
currency
12.82 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and Gazprom
Marketing & Trading Limited (the Trademark
Holder) pursuant to which the Trademark
Holder will assign its full exclusive
rights to trademarks GAZPROM and GAZPROM UK
TRADING registered by the UK Intellectual
Property Office, certificate #2217196,
registered on November 24, 2000 and
certificate #2217144, registered on
September 1, 2000, in respect of all goods
and services for which such trademarks were
registered, and OAO Gazprom will pay the
Trademark Holder a fee in the aggregate
maximum amount of 4000 Euros or its
equivalent in other currency which includes
a value added tax computed at a tax rate
consistent with the Russian Federation laws
to be deducted from the fee and to be paid
by OAO Gazprom, acting as a tax agent, to
the budget of the Russian Federation
12.83 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as as specified
and as specified registered in navy-blue
and white colors/color combination in the
State Register of Certificates of Ukraine
on Signs for the Goods and Services,
certificates on signs for the goods and
services dated December 27, 2010 #132820,
dated December 27, 2010 #132821, on goods,
labels, packaging of goods; during the
performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 8.49
million Rubles or its equivalent in other
currency
12.84 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreement between OAO Gazprom and OAO
Gazprom Neft (the Licensee) pursuant to
which OAO Gazprom will grant the Licensee
an exclusive license for the use of OAO
Gazprom's trademarks such as and registered
in navy-blue and white colors/color
combination in the State Register of
Trademarks of Kyrgyz Republic, certificates
issued by the State Patent Service of the
Kyrgyz Republic dated September 30, 2010
#10310, dated September 30, 2010 #10311, on
goods, labels, packaging of goods; during
the performance of works or provision of
services; on commercial offers for sale of
goods, performance of works and provision
of services; during charitable and
sponsored events; on supporting, business,
or other documentation; in announcements or
advertisements, in printed publications,
headed notepaper, signs, including signs on
administrative buildings, industrial
facilities, multipurpose fueling facilities
with associated types of motorway services,
shops, car-washes, cafes, service/tire
shops, recreational facilities, on
vehicles, and on clothes or personal
protective clothes; in web-based media; in
the Licensee's (Sub-Licensees') trade
names; on the Licensee's (Sub-Licensees')
corporate seals, until exclusive rights to
OAO Gazprom trademarks expire, with the
right, upon the prior written consent from
OAO Gazprom, to enter into sub-licensing
agreements with third parties
(Sub-Licensees) for the entitlement to use
the above-mentioned OAO Gazprom's
trademarks within the rights and subject to
the manner of use as stipulated by the
Licensing Agreement in respect of the
Licensee, and the Licensee will pay OAO
Gazprom a license fee for the right to use
OAO Gazprom's trademarks and for the right
to use OAO Gazprom's trademarks under
sub-licensing agreements by the Licensee in
the aggregate maximum amount of 5.66
million Rubles or its equivalent in other
currency
12.85 Approve, in accordance with the Chapter XI Mgmt For For
of the Federal Law "On Joint Stock
Companies" and Chapter IX of the OAO
Gazprom Charter, the following
related-party transactions that may be
entered into by the OAO Gazprom in future
in the ordinary course of business:
Agreements between OAO Gazprom and OOO
Gazprom Mezhregiongaz pursuant to which OAO
Gazprom will supply, and OOO Gazprom
Mezhregiongaz will accept (take off) gas in
the volume not exceeding 305 billion cubic
meters, subject to a monthly delivery
schedule, and pay for gas a sum in the
aggregate maximum amount of 1.5 trillion
Rubles
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
13.1 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Akimov Andrey
Igorevich
13.2 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Gazizullin
Farit Rafikovich
13.3 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Zubkov Viktor
Alekseevich
13.4 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Karpel Elena
Evgenievna
13.5 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Koulibaev Timur
Askarovich
13.6 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Markelov Vitaly
Anatolievich
13.7 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Martynov Viktor
Georgievich
13.8 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Mau Vladimir
Aleksandrovich
13.9 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Miller Alexey
Borisovich
13.10 Elect the following person to the Board of Mgmt For For
Directors of OAO "Gazprom": Musin Valery
Abramovich
13.11 Elect the following person to the Board of Mgmt Against Against
Directors of OAO "Gazprom": Sereda Mikhail
Leonidovich
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 12 Non-Voting
CANDIDATES TO BE ELECTED AS AUDIT
COMMISSION MEMBERS, THERE ARE ONLY 9
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9
OF THE 12 AUDIT COMMISSION MEMBERS. THANK
YOU.
14.1 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Antoshin
Viktor Vladimirovich
14.2 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Arkhipov
Dmitry Aleksandrovich
14.3 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Belobrov
Andrei Viktorovich
14.4 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Bikulov Vadim
Kasymovich
14.5 Elect the following person to the Audit Mgmt No vote
Commission of OAO "Gazprom": Kuzovlev
Mikhail Valerievich
14.6 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Mikhina Marina
Vitalievna
14.7 Elect the following person to the Audit Mgmt Against Against
Commission of OAO "Gazprom": Morozova
Lidiya Vasilievna
14.8 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nesterova Anna
Borisovna
14.9 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nozadze Georgy
Avtandilovich
14.10 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Nosov Yuri
Stanislavovich
14.11 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Oganyan Karen
Iosifovich
14.12 Elect the following person to the Audit Mgmt For For
Commission of OAO "Gazprom": Yugov
Aleksandr Sergeevich
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON Non-Voting
THE FULL MEETING AGENDA YOU MUST ALSO VOTE
ON MEETING ID 211104 WHICH CONTAINS
RESOLUTIONS 1 TO 12.67.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 12.82.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN Agenda Number: 704195052
--------------------------------------------------------------------------------------------------------------------------
Security: G3777B103
Meeting Type: EGM
Meeting Date: 24-Dec-2012
Ticker:
ISIN: KYG3777B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1205/LTN20121205452.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1205/LTN20121205406.pdf
1 To approve and confirm the annual cap Mgmt For For
amount under the Services Agreement (as set
out in the circular of the Company dated 6
December 2012 (the "Circular")) for each of
the three financial years ending 31
December 2015
2 To approve, ratify and confirm the Loan Mgmt For For
Guarantee Agreement (as defined in the
Circular) and the transactions contemplated
thereunder and to approve and confirm the
annual cap amount under the Loan Guarantee
Agreement (as set out in the Circular) for
each of the three financial years ending 31
December 2015
--------------------------------------------------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN Agenda Number: 704461970
--------------------------------------------------------------------------------------------------------------------------
Security: G3777B103
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: KYG3777B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327696.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327690.pdf
1 To receive and consider the report of the Mgmt For For
directors, audited financial statements and
auditors' report for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3 To re-elect Mr. Li Shu Fu as an executive Mgmt For For
director
4 To re-elect Mr. Yang Jian as an executive Mgmt For For
director
5 To re-elect Mr. Gui Sheng Yue as an Mgmt For For
executive director
6 To re-elect Dr. Zhao Fuquan as an executive Mgmt For For
director
7 To re-elect Ms. Wei Mei as an executive Mgmt For For
director
8 To re-elect Mr. Carl Peter Edmund Moriz Mgmt For For
Forster as a non-executive director
9 To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
directors
10 To re-appoint Grant Thornton Hong Kong Mgmt For For
Limited as the auditors of the Company and
to authorise the board of directors of the
Company to fix their remuneration
11 To grant a general mandate to the directors Mgmt For For
to repurchase the Company's shares
12 To grant a general mandate to the directors Mgmt Against Against
to issue, allot and otherwise deal with the
Company's shares
13 To extend the general mandate to allot and Mgmt Against Against
issue new shares
--------------------------------------------------------------------------------------------------------------------------
GENTING BHD Agenda Number: 704529366
--------------------------------------------------------------------------------------------------------------------------
Security: Y26926116
Meeting Type: AGM
Meeting Date: 13-Jun-2013
Ticker:
ISIN: MYL3182OO002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the declaration of a final Mgmt For For
dividend of 4.5 SEN less 25% tax per
ordinary share of 10 SEN each for the
financial year ended 31 December 2012 to be
paid on 25 July 2013 to members registered
in the Record of Depositors on 28 June 2013
2 To approve the payment of Directors' fees Mgmt For For
of RM830,380 for the financial year ended
31 December 2012 (2011: RM826,900)
3 To re-elect Dato' Dr. R. Thillainathan as a Mgmt For For
Director of the Company pursuant to Article
99 of the Articles of Association of the
Company
4 To re-elect Mr Lim Keong Hui as a Director Mgmt For For
of the Company pursuant to Article 104 of
the Articles of Association of the Company
5 That Dato' Paduka Nik Hashim bin Nik Mgmt Against Against
Yusoff, retiring in accordance with Section
129 of the Companies Act, 1965, be and is
hereby re-appointed as a Director of the
Company to hold office until the conclusion
of the next Annual General Meeting."
6 That Tun Mohammed Hanif bin Omar, retiring Mgmt For For
in accordance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting
7 That Tan Sri Dr. Lin See Yan, retiring in Mgmt For For
accordance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting."
8 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors of the Company and to authorise
the Directors to fix their Remuneration
9 Proposed authority for the Company to Mgmt For For
purchase its own shares
10 Authority to Directors pursuant to Section Mgmt For For
132D of the Companies Act, 1965
11 Proposed renewal of shareholders' mandate Mgmt For For
for recurrent related party transactions of
a revenue or trading Nature
S.1 Proposed amendments to the Articles of Mgmt For For
Association of the Company
--------------------------------------------------------------------------------------------------------------------------
GENTING MALAYSIA BHD Agenda Number: 704520510
--------------------------------------------------------------------------------------------------------------------------
Security: Y2698A103
Meeting Type: AGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: MYL4715OO008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the declaration of a final Mgmt For For
dividend of 5.0 sen less 25% tax per
ordinary share of 10 sen each for the
financial year ended 31 December 2012 to be
paid on 22 July 2013 to members registered
in the Record of Depositors on 28 June 2013
2 To approve the payment of Directors' fees Mgmt For For
of RM 871,998 for the financial year ended
31 December 2012 (2011: RM 807,500)
3 To re-elect the following person as Mgmt For For
Director of the Company pursuant to Article
99 of the Articles of Association of the
Company: Tan Sri Lim Kok Thay
4 To re-elect the following person as Mgmt For For
Director of the Company pursuant to Article
99 of the Articles of Association of the
Company: Mr Teo Eng Siong
5 To re-elect the following person as Mgmt For For
Director of the Company pursuant to Article
104 of the Articles of Association of the
Company: Dato' Koh Hong Sun
6 To re-elect the following person as Mgmt For For
Director of the Company pursuant to Article
104 of the Articles of Association of the
Company: Mr Lim Keong Hui
7 That Tun Mohammed Hanif bin Omar, retiring Mgmt For For
in accordance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting
8 That Tan Sri Alwi Jantan, retiring in Mgmt Against Against
accordance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting
9 That Tan Sri Clifford Francis Herbert, Mgmt For For
retiring in accordance with Section 129 of
the Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting
10 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors of the Company and to authorise
the Directors to fix their Remuneration
11 Proposed renewal of the authority for the Mgmt For For
Company to purchase its own shares
12 Proposed exemption under Paragraph 24.1, Mgmt For For
Practice Note 9 of the Malaysian Code on
Take-Overs and Mergers, 2010 to Genting
Berhad and persons acting in concert with
it from the obligation to undertake a
mandatory take-over offer on the remaining
voting shares in the Company not already
owned by them, upon the purchase by the
Company of its own shares pursuant to the
proposed renewal of share buyback authority
13 Authority to Directors pursuant to Section Mgmt For For
132D of the Companies Act, 1965
14 Proposed renewal of shareholders' mandate Mgmt For For
for recurrent related party transactions of
a revenue or trading nature and proposed
new shareholders' mandate for additional
recurrent related party transactions of a
revenue or trading nature
S.1 Proposed amendments to the Articles of Mgmt For For
Association of the Company
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED Agenda Number: 933806195
--------------------------------------------------------------------------------------------------------------------------
Security: 38059T106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: GFI
ISIN: US38059T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 RE-APPOINTMENT OF AUDITORS: KPMG INC. Mgmt For For
O2 RE-ELECTION OF A DIRECTOR: MR DN MURRAY Mgmt For For
O3 RE-ELECTION OF A DIRECTOR: MR DMJ NCUBE Mgmt For For
O4 RE-ELECTION OF A DIRECTOR: MR RL Mgmt For For
PENNANT-REA
O5 RE-ELECTION OF A DIRECTOR: MS GM WILSON Mgmt For For
O6 RE-ELECTION OF A MEMBER AND CHAIR OF THE Mgmt For For
AUDIT COMMITTEE: MS GM WILSON
O7 RE-ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: MR RP MENELL
O8 RE-ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: MR DMJ NCUBE
O9 RE-ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: MR RL PENNANT-REA
O10 APPROVAL FOR THE ISSUE OF AUTHORISED BUT Mgmt For For
UNISSUED ORDINARY SHARES
O11 APPROVAL FOR THE ISSUING OF EQUITY Mgmt For For
SECURITIES FOR CASH
O12 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY
S1 APPROVAL FOR THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTORS
S2 APPROVAL FOR THE COMPANY TO GRANT FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTION 44 AND 45 OF
THE ACT
S3 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S4 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S5 APPROVAL OF AMENDMENTS TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S6 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S7 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S8 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S9 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S10 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S11 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S12 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S13 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S14 APPROVAL OF AMENDMENT TO THE EXISTING Mgmt For For
MEMORANDUM OF INCORPORATION
S15 AMENDMENT TO SCHEDULE 1 TO THE MEMORANDUM Mgmt For For
OF INCORPORATION
S16 ACQUISITION OF THE COMPANY'S OWN SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOME ELECTRICAL APPLIANCES HOLDING LTD Agenda Number: 704314981
--------------------------------------------------------------------------------------------------------------------------
Security: G3978C124
Meeting Type: SGM
Meeting Date: 02-Apr-2013
Ticker:
ISIN: BMG3978C1249
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0308/LTN20130308763.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0308/LTN20130308753.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1 AND 2". THANK YOU.
1 To approve the Master Merchandise Purchase Mgmt For For
Agreement (as defined in the circular of
the Company dated 8 March 2013) and the
annual caps thereunder and to approve and
authorise any one director of the Company
to do all such acts or things and sign all
documents necessary in connection with the
matters contemplated in the Master
Merchandise Purchase Agreement
2 To approve the Master Merchandise Supply Mgmt For For
Agreement (as defined in the circular of
the Company dated 8 March 2013) and the
annual caps thereunder and to approve and
authorise any one director of the Company
to do all such acts or things and sign all
documents necessary in connection with the
matters contemplated in the Master
Merchandise Supply Agreement
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 704123405
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: EGM
Meeting Date: 11-Dec-2012
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1025/LTN20121025390.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1025/LTN20121025396.pdf
1 To approve and confirm the following Mgmt For For
proposed amendments to the Articles of
Association of the Company ("Articles of
Association") and to authorize any one
director or the company secretary of the
Company to execute all such documents
and/or do all such acts as he/she may deem
necessary or expedient and in the interest
of the Company in order to effect the
proposed amendments, comply with the
changes in the PRC laws and regulations,
and satisfy the requirements (if any) of
the relevant PRC authorities, and to deal
with other related issues arising from the
amendments to the Articles of Association:
1. Clause 3 of Article 2 of the original
Articles of Association which reads "The
business licence number: 1300001002263"
shall be amended to read as: "The business
licence number of the Company:
130000400000628". CONTD
CONT CONTD 2. Clause 1 of Article 188 of the Non-Voting
original Articles of Association which
reads "The dividend shall be distributed by
the Company once a year, and shall be
decided by the ordinary resolution by the
shareholders' general meeting. After the
resolution on the profit distribution plan
is made, the Board of Directors shall,
within two months after the shareholders'
general meeting, complete the distribution
of the dividend (or shares)." shall be
amended to read as: "Dividend of the
Company shall be decided by an ordinary
resolution at shareholders' general
meeting. After adoption of the resolution
on profit distribution, the Board of
Directors shall complete the distribution
of the dividend (or shares) within two
months after the shareholders' general
meeting." 3. Article 189 of the CONTD
CONT CONTD original Articles of Association Non-Voting
which reads "The profit distribution of the
Company should put emphasis on the
reasonable investment return to the
shareholders and profit distribution
policies shall be implemented on a
continuous and steady basis. The Company
may distribute cash interim dividend. The
Company may distribute dividend in the form
of: (1) cash; or (2) shares." shall be
amended to read as: "The profit
distribution policy of the Company is as
follows: (1) The Company shall adopt a
continuous and steady profit distribution
policy with an emphasis on providing
reasonable investment return to its
investors and maintaining the sustainable
development of the Company. (2) The Company
may distribute dividend in the form of: 1.
cash; or 2. shares. (3) The Company shall
distribute its distributable profits CONTD
CONT CONTD on an annual basis and may distribute Non-Voting
interim dividend. (4) The Company shall
give priority to distribute its dividend in
cash. Subject to satisfactory operating
results with sufficient cash flow for its
normal business operation and sustainable
development in the absence of major
investment plan or substantial capital
expenditures, the Company intends to
distribute not less than 10% of the net
profits attributable to shareholders of the
relevant year as cash dividends if it
records profits for the annual reporting
period and has positive accumulated
undistributed profits. Without jeopardizing
the reasonable share capital and
shareholding structure, the Company may
distribute dividends in shares when the
valuation of its shares is at a reasonable
level with a view to providing investment
return to its CONTD
CONT CONTD shareholders and sharing its Non-Voting
corporate value. Proposal on share
distribution shall be passed by the Board
of Directors of the Company before
submitting to the shareholders' general
meeting for approval. (5) The profit
distribution policy and the dividend
distribution proposal shall be prepared,
considered and passed by the Board of
Directors before submitting to the
shareholders' general meeting for approval.
Independent directors shall explicitly give
their views on cash dividend distribution
proposal of the Company. The Board of
Directors and the shareholders' general
meeting shall fully take into account the
opinions of the independent directors and
public investors when considering and
approving the profit distribution policy
and the dividend distribution proposal. (6)
If the Company adjusts or changes its CONTD
CONT CONTD profit distribution policy in Non-Voting
response to the economic environment or its
operations, the adjusted or changed profit
distribution policy shall comply with the
relevant requirements of the CSRC and stock
exchanges. Any proposed adjustments or
changes to the profit distribution policy
and any proposal that no profit
distribution proposal can be formulated in
accordance with the cash profit
distribution policy shall be considered and
passed by the Board of Directors of the
Company before submitting to the
shareholders' general meeting for approval.
Such proposals shall be passed by more than
two-thirds of voting rights held by the
shareholders present at such shareholders'
general meeting. When the above proposals
are being considered at the meetings of the
Board of Directors, independent directors
shall CONTD
CONT CONTD explicitly give their views on the Non-Voting
above proposals. (7) If the Board of
Directors of the Company does not propose a
cash profit distribution, it shall disclose
the reasons thereof in its periodical
reports which shall contain the independent
opinions of the independent directors. (8)
If the fund of the Company is
misappropriated by any shareholder, the
Company shall deduct the cash dividend
distributable to such shareholder to repay
the fund misappropriated." 4. Others Other
clauses of the Articles of Association
remain unchanged. If any number of the
chapters and clauses of the Articles of
Association is affected due to the
addition, deletion or re-arrangement of
certain clauses of the Articles of
Association, the numbers of the chapters
and clauses of the Articles of Association
shall be renumbered or descended CONTD
CONT CONTD and the cross references to the Non-Voting
numbers of the chapters and clauses of the
Articles of Association shall be
correspondingly changed
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 704341243
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0321/LTN20130321483.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0321/LTN20130321497.pdf
1 To consider and approve the audited Mgmt For For
financial statements of the Company for the
year 2012(details stated in the annual
report of the Company for the year 2012)
2 To consider and approve the Report of the Mgmt For For
Directors for the year 2012 (details stated
in the annual report of the Company for the
year 2012)
3 To consider and approve the profit Mgmt For For
distribution proposal for the year 2012
(details stated in the circular of the
Company dated 21 March 2013)
4 To consider and approve the annual report Mgmt For For
of the Company for the year 2012 and its
summary report (published on the Company's
website: www.gwm.com.cn)
5 To consider and approve the Report of the Mgmt For For
Independent Directors for the year 2012
(published on the Company's website:
www.gwm.com.cn)
6 To consider and approve the Report of the Mgmt For For
Supervisory Committee for the year 2012
(details stated in the annual report of the
Company for the year 2012)
7 To consider and approve the strategies of Mgmt For For
the Company for the year 2013 (details
stated in the circular of the Company dated
21 March 2013)
8 To consider and approve the re-appointment Mgmt For For
of Deloitte Touche Tohmatsu Certified
Public Accountants LLP as the Company's
external auditor for the year ending 31
December 2013, the term of such
re-appointment shall commence from the date
on which this resolution is passed until
the date of the next annual general
meeting, and to authorise the board of
directors (the "Board") of the Company to
fix its remunerations (details stated in
the circular dated 21 March 2013)
--------------------------------------------------------------------------------------------------------------------------
GREAT WALL MOTOR CO LTD Agenda Number: 704501255
--------------------------------------------------------------------------------------------------------------------------
Security: Y2882P106
Meeting Type: EGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: CNE100000338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510418.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510425.pdf
1 To consider and approve the absorption and Mgmt For For
merger of Baoding Xinchang Auto Parts
Company Limited, Baoding Great Wall Botai
Electrical Appliance Manufacturing Co., Ltd
and Baoding Xincheng Automotive Development
Company Limited in accordance with the
proposal set out in Appendix I to the
circular of the Company dated 10 May 2013,
and to authorize the Board to implement
and/or give effect to the absorption and
merger, to execute all necessary documents
and agreements and to do all such things
deemed by them to be incidental to,
ancillary to or in connection with the
absorption and merger, and to approve,
ratify and confirm all such actions of the
Board in relation to the absorption and
merger
2 To consider and approve the adjustment on Mgmt For For
use of proceeds and the reallocation of
remaining proceeds from certain projects to
other projects of the Company in accordance
with the proposal set out in Appendix II to
the circular of the Company dated 10 May
2013
--------------------------------------------------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LTD Agenda Number: 704476755
--------------------------------------------------------------------------------------------------------------------------
Security: G4100M105
Meeting Type: AGM
Meeting Date: 17-Jun-2013
Ticker:
ISIN: KYG4100M1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261333.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261323.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
reports of the directors of the Company
(the "Directors") and of the auditors of
the Company (the "Auditors") for the year
ended 31 December 2012
2 To prove the recommended final dividend of Mgmt For For
RMB0.50 per share for the year ended 31
December 2012
3Ai To re-elect the following retiring Mgmt For For
Directors: Mr Guo Jiafeng as an executive
Director
3Aii To re-elect the following retiring Mgmt For For
Directors: Mr Jiang Wei as an independent
non-executive Director
3Aiii To re-elect the following retiring Mgmt For For
Directors: Mr Ke Huangzhang as an
independent non-executive Director
3Aiv To re-elect the following retiring Mgmt For For
Directors: Mr Sze Tsai Ping, Michael as an
independent non-executive Director
3Av To re-elect the following retiring Mgmt For For
Directors: Mr Jia Shenghua as an
independent non-executive Director
3B To authorize the board of Directors (the Mgmt For For
"Board") to determine the Directors'
remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
the Auditors and to authorize the Board to
fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company (the
"Shares") not exceeding 10% of the
aggregate nominal amount of the issued
share capital of the Company as at the date
of passing of this resolution
6 To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with Shares not
exceeding 20% of the aggregate nominal
amount of the issued share capital of the
Company as at the date of passing of this
resolution
7 To extend the general mandate granted to Mgmt Against Against
the Directors by resolution no. 6 to issue
Shares by adding the aggregate nominal
amount of Shares repurchased by the Company
pursuant to the general mandate granted by
resolution no. 5
--------------------------------------------------------------------------------------------------------------------------
GROWTHPOINT PROPERTIES LTD Agenda Number: 704143700
--------------------------------------------------------------------------------------------------------------------------
Security: S3373CAA4
Meeting Type: AGM
Meeting Date: 13-Nov-2012
Ticker:
ISIN: ZAE000037669
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 129051 DUE TO DELETION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 Adoption of annual financial statements Mgmt For For
1.2.1 Re-election of Mr. MG Diliza as a Mgmt For For
non-executive director who is to retire at
the meeting
1.2.2 Re-election of Mr. JC Hayward as a Mgmt For For
non-executive director who is to retire at
the meeting
1.2.3 Re-election of Mr. HSP Mashaba as a Mgmt For For
non-executive director who is to retire at
the meeting
1.2.4 Re-election of Mr. CG Steyn as a Mgmt For For
non-executive director who is to retire at
the meeting
1.3.1 Election of audit committee member: Mr CG Mgmt For For
Steyn
1.3.2 Election of audit committee member: Mr PH Mgmt For For
Fechter
1.3.3 Election of audit committee member: Mr JC Mgmt For For
Hayward
1.3.4 Election of audit committee member: Mrs LA Mgmt For For
Finlay
1.3.5 Election of audit committee member: Mr JHN Mgmt Against Against
Strydom
1.4 Appointment of auditor: KPMG Inc Mgmt For For
1.5 Advisory, non-binding approval of Mgmt Against Against
remuneration policy
1.6 To place the unissued ordinary shares in Mgmt For For
the authorised capital under the control of
the directors
1.7 Specific and exclusive authority to issue Mgmt For For
shares to afford linked unitholders the
opportunity to elect to reinvest
distributions
1.8 Specific but restricted authority to issue Mgmt For For
linked units for cash
1.9 To receive and accept the report of the Mgmt For For
Social, Ethics and Transformation Committee
chairman
2.1 Special resolution: Approval of Mgmt For For
non-executive directors' fees for financial
year ending 30 June 2013
2.2 Special resolution: Financial assistance to Mgmt For For
related and interrelated companies
2.3 Special resolution: Authority to repurchase Mgmt For For
linked units
--------------------------------------------------------------------------------------------------------------------------
GROWTHPOINT PROPERTIES LTD Agenda Number: 704580744
--------------------------------------------------------------------------------------------------------------------------
Security: S3373CAA4
Meeting Type: OGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: ZAE000037669
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.S.1 To delink the Growthpoint ordinary share Mgmt For For
and the Growthpoint debentures comprising
the Growthpoint linked unit
2.S.2 To capitalise the value of Growthpoint Mgmt For For
debentures to form part of Growthpoint's
stated capital account
3.S.3 To terminate the Growthpoint Debenture Mgmt For For
Trust Deed and cancel the Growthpoint
debentures
4.S.4 To convert the Growthpoint ordinary shares Mgmt For For
to no par value shares
5.S.5 To increase the number of Growthpoint's Mgmt For For
authorised ordinary shares
6.S.6 To adopt the Memorandum of Incorporation of Mgmt Against Against
Growthpoint
7.O.1 Any director of Growthpoint be and is Mgmt For For
hereby authorised to do all such things and
sign all such documents as are necessary to
give effect to the resolutions proposed at
the General Meeting of Unitholders at which
this ordinary resolution is proposed
8.O.2 To place the unissued shares of the Mgmt For For
Company's authorised capital under the
control of the directors
CMMT PLEASE NOTE THAT YOU CAN VOTE ON THIS JOB Non-Voting
IF YOU ARE A UNITHOLDER ONLY.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GROWTHPOINT PROPERTIES LTD Agenda Number: 704608807
--------------------------------------------------------------------------------------------------------------------------
Security: S3373CAA4
Meeting Type: OGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: ZAE000037669
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 To amend the Debenture Trust Deed Mgmt For For
S.2 To delink the Growthpoint ordinary share Mgmt For For
and the Growthpoint debentures comprising
the Growthpoint linked unit
S.3 To capitalise the value of the Growthpoint Mgmt For For
debentures to form part of Growthpoint's
stated capital account
S.4 To terminate the Growthpoint Debenture Mgmt For For
Trust Deed and cancel the Growthpoint
debentures
O.1 Any director of Growthpoint be and is Mgmt For For
hereby authorised to do all such things and
sign all such documents as are necessary to
give effect to the resolutions proposed at
the General Meeting of Debenture holders at
which this ordinary resolution is proposed
CMMT PLEASE NOTE THAT YOU CAN VOTE ON THIS JOB Non-Voting
IF YOU ARE A DEBENTURE HOLDER ONLY.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SA Agenda Number: 933677354
--------------------------------------------------------------------------------------------------------------------------
Security: 400506101
Meeting Type: Special
Meeting Date: 25-Sep-2012
Ticker: PAC
ISIN: US4005061019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL TO APPROVE THE COMPANY'S Mgmt For
SHAREHOLDERS' EQUITY IN THE AMOUNT OF PS.
25,921,938,014, AN AMOUNT THAT IS DERIVED
FROM THE UNAUDITED FINANCIAL STATEMENTS FOR
THE PERIOD ENDED JUNE 30, 2012, PREPARED
ACCORDING TO INTERNATIONAL FINANCIAL
REPORTING STANDARDS, FOR THE REDUCTION OF
THE COMPANY'S CAPITAL STOCK.
II PROPOSAL TO REDUCE THE AMOUNT OF THE Mgmt For
COMPANY'S FIXED CAPITAL STOCK
PROPORTIONALLY BETWEEN THE HISTORICAL VALUE
OF THE CAPITAL STOCK AND THE VALUE OF THE
AMOUNT ADJUSTED FOR INFLATION UP TO
DECEMBER 31, 2007, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
III PROPOSAL TO MODIFY ARTICLE 6 OF THE Mgmt For
COMPANY'S BY-LAWS AS APPROVED BY THE BOARD
OF DIRECTORS TO REDUCE THE NOMINAL AMOUNT
OF THE COMPANY'S CAPITAL STOCK BY PS.
572,501,369 TO REMAIN AT PS.
15,447,321,750.
IV RELEASE OF RESPONSIBILITIES FOR BOARD OF Mgmt Against
DIRECTOR MEMBERS WHO PERFORMED THEIR
FUNCTIONS FOR THE COMPANY THROUGH APRIL 16,
2012.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SA Agenda Number: 933771986
--------------------------------------------------------------------------------------------------------------------------
Security: 400506101
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: PAC
ISIN: US4005061019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF: A) CHIEF EXECUTIVE OFFICER'S Mgmt For
REPORT. B) THE BOARDS' COMMENTS TO THE
CHIEF EXECUTIVE OFFICER'S REPORT. C)
BOARDS' REPORT PER ARTICLE 172, CLAUSE B)
MEXICAN GENERAL CORPORATIONS LAW. D) REPORT
ON OPERATIONS AND ACTIVITIES IN WHICH THE
BOARD INTERVENED DURING FISCAL YEAR ENDED
DECEMBER 31, 2012. E) ANNUAL REPORT ON
ACTIVITIES UNDERTAKEN BY AUDIT AND
CORPORATE PRACTICES COMMITTEE. F) REPORT ON
COMPANY'S COMPLIANCE WITH TAX OBLIGATIONS
FOR PERIOD FROM JANUARY 1 TO DECEMBER 31,
2011. G) RATIFICATION OF DECISIONS TAKEN BY
BOARD DURING THE 2012 PERIOD.
2. APPROVE THE FINANCIAL STATEMENTS ON AN Mgmt For
INDIVIDUAL BASIS BASED ON MEXICAN GENERALLY
ACCEPTED ACCOUNTING PRACTICES FOR
APPLICATION EFFECTS OF THE LEGAL RESERVE,
NET INCOME AND CALCULATION OF FISCAL
EFFECTS RELATED TO DIVIDEND PAYMENTS, AND
THE CAPITAL REDUCTION IN EACH CASE, AND OF
FINANCIAL STATEMENTS AND ITS SUBSIDIARIES
ON A CONSOLIDATED BASIS, AND APPROVAL OF
THE EXTERNAL AUDITOR'S REPORT REGARDING THE
AFOREMENTIONED FINANCIAL STATEMENTS, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3. APPROVE THE COMPANY'S NET INCOME FOR THE Mgmt For
PERIOD ENDED DECEMBER 31, 2012 AND REPORTED
IN ITS INDIVIDUAL AUDITED FINANCIAL
STATEMENTS IN ACCORDANCE WITH MEXICAN
GENERALLY ACCEPTED ACCOUNTING PRACTICES
(MEXICAN GAAP), WHICH WAS PS.
1,648,750,880.00, SUCH THAT 5% OF THIS
AMOUNT, OR PS. 82,437,544.00 BE ALLOCATED
TOWARDS INCREASING THE COMPANY'S LEGAL
RESERVES, WITH THE REMAINING BALANCE OF PS.
1,566,313,336.00, ALLOCATED TO THE ACCOUNT
FOR NET INCOME PENDING ALLOCATION.
4. APPROVE THAT, FROM THE ACCOUNT FOR NET Mgmt For
INCOME PENDING ALLOCATION, WHICH IS EQUAL
TO PS. 1,573,001,986.00, A DIVIDEND IS
DECLARED IN THE AMOUNT OF PS.
1,210,000,000.00, TO BE DISTRIBUTED EQUALLY
AMONG EACH SHARE OUTSTANDING AS OF THE
PAYMENT DATE, EXCLUDING THE SHARES
REPURCHASED BY THE COMPANY AS OF EACH
PAYMENT DATE PER ARTICLE 56 OF THE MEXICAN
SECURITIES MARKET LAW; AMOUNTS REMAINING
AFTER THE PAYMENT OF SUCH DIVIDEND WILL
REMAIN IN THE ACCOUNT FOR NET INCOME
PENDING ALLOCATION, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
5. APPROVE THE CANCELATION OF THE OUTSTANDING Mgmt For
AMOUNTS NOT EXERCISED THAT HAD BEEN
APPROVED FOR THE REPURCHASE OF SHARES AT
THE SHAREHOLDER MEETING, WHICH TOOK PLACE
ON APRIL 16, 2012, FOR THE AMOUNT OF PS.
280,000,000 AND THE APPROVAL OF THE MAXIMUM
AMOUNT OF RESOURCES TO BE ALLOCATED TOWARD
THE REPURCHASE OF THE COMPANY'S SHARES OR
OF CREDIT INSTRUMENTS THAT REPRESENT THOSE
SHARES FOR THE AMOUNT OF PS. 640,000,000.00
FOR THE 12 MONTH PERIOD AFTER APRIL 24,
2013, IN ACCORDANCE WITH ARTICLE 56,
SECTION IV OF THE MEXICAN SECURITIES MARKET
LAW.
6. THE REPORT REGARDING THE DESIGNATION OR Mgmt For
RATIFICATION OF THE FOUR MEMBERS OF THE
BOARD OF DIRECTORS AND THEIR RESPECTIVE
ALTERNATES NAMED BY THE SERIES "BB"
SHAREHOLDERS.
7. RATIFICATION AND/OR DESIGNATION OF THE Mgmt For
PERSON(S) THAT WILL SERVE AS MEMBER(S) OF
THE COMPANY'S BOARD OF DIRECTORS, AS
DESIGNATED BY ANY HOLDER OR GROUP OF
HOLDERS OF SERIES "B" SHARES THAT OWN 10%
OR MORE OF THE COMPANY'S EQUITY.
8. RATIFICATION AND/OR DESIGNATION OF THE Mgmt For
PERSON(S) THAT WILL SERVE AS MEMBER(S) OF
THE COMPANY'S BOARD OF DIRECTORS, AS
DESIGNATED BY THE SERIES "B" SHAREHOLDERS.
9. RATIFICATION AND/OR DESIGNATION OF THE Mgmt For
COMPANY'S CHAIRMAN OF THE BOARD OF
DIRECTORS IN ACCORDANCE WITH ARTICLE 16 OF
THE COMPANY'S BY-LAWS.
10. RATIFICATION OF THE COMPENSATION PAID TO Mgmt For
THE MEMBERS OF THE COMPANY'S BOARD OF
DIRECTORS DURING THE 2012 PERIOD AND
DETERMINATION OF THE COMPENSATION TO BE
PAID IN 2013.
11. RATIFICATION AND/OR DESIGNATION OF THE Mgmt For
MEMBER OF THE BOARD OF DIRECTORS DESIGNATED
BY THE SERIES "B" SHAREHOLDERS TO SERVE AS
A MEMBER OF THE COMPANY'S NOMINATION AND
COMPENSATION COMMITTEE, IN ACCORDANCE WITH
ARTICLE 28 OF THE COMPANY'S BY-LAWS.
12. RATIFICATION AND/OR DESIGNATION OF THE Mgmt For
PRESIDENT OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE.
13. THE REPORT CONCERNING COMPLIANCE WITH Mgmt For
ARTICLE 29 OF THE COMPANY'S BY-LAWS
REGARDING ACQUISITIONS OF GOODS OR SERVICES
OR CONTRACTING OF PROJECTS OR ASSET SALES
FOR TRANSACTIONS THAT ARE EQUAL TO OR
HIGHER THAN US$ 3,000,000.00 (THREE MILLION
U.S. DOLLARS), OR ITS EQUIVALENT IN MEXICAN
PESOS OR OTHER LEGAL TENDER IN CIRCULATION
OUTSIDE MEXICO, OR, IF APPLICABLE,
REGARDING TRANSACTIONS WITH RELEVANT
SHAREHOLDERS.
14. PROPOSAL, AND, IF NECESSARY, THE Mgmt For
DESIGNATION, OF THE INDIVIDUALS WHO WILL
REPRESENT SHAREHOLDERS DURING LEGAL ACTIONS
THAT ARE NECESSARY TO OBTAIN THE RELEASE OF
FUNDS HELD BY S.D. INDEVAL (INSTITUCION
PARA EL DEPOSITO DE VALORES, S.A. DE C.V.),
AS A RESULT OF THE CAPITAL REDUCTION
APPROVED AT THE EXTRAORDINARY SHAREHOLDERS'
MEETING THAT TOOK PLACE ON SEPTEMBER 25,
2012.
15. ADOPTION OF RESOLUTIONS DEEMED NECESSARY OR Mgmt For
CONVENIENT FOR THE PURPOSE OF CARRYING OUT
THE DECISIONS REACHED IN THE ABOVE ITEMS OF
THIS AGENDA.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SA Agenda Number: 933788816
--------------------------------------------------------------------------------------------------------------------------
Security: 400506101
Meeting Type: Special
Meeting Date: 23-Apr-2013
Ticker: PAC
ISIN: US4005061019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL, DISCUSSION AND, IF APPLICABLE, Mgmt Against
SUBMISSION FOR APPROVAL, OF THE SUSPENSION
OF THE APPLICATION BY GRUPO AEROPORTUARIO
DEL PACIFICO, S.A.B. DE C.V OF THOSE
BY-LAWS OF THE COMPANY THAT CONTRAVENE
MEXICAN SECURITIES MARKET LAW. RESOLUTIONS
ON THIS MATTER.
2. PROPOSAL, DISCUSSION AND, IF APPLICABLE, Mgmt Against
SUBMISSION FOR APPROVAL OF THE MEANS
NECESSARY FOR GRUPO AEROPORTUARIO DEL
PACIFICO, S.A.B. DE C.V. TO REQUEST
ACCOUNTABILITY OF THOSE INDIVIDUALS WHO
HAVE SERVED AS MEMBERS OF THE BOARD OF
DIRECTORS, ITS CHIEF EXECUTIVE OFFICER AND
COMPANY OFFICIALS OF GRUPO AEROPORTUARIO
DEL PACIFICO, S.A.B. DE C.V.
3. RESOLUTION TO DEMAND RESPONSIBILITY FOR Mgmt Against
ACTIONS TAKEN BY THOSE INDIVIDUALS WHO HAVE
SERVED AS MEMBERS OF THE COMPANY'S BOARD OF
DIRECTORS, ITS CHIEF EXECUTIVE OFFICER
AND/OR COMPANY OFFICIALS ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
4. DESIGNATION OF DELEGATES TO FORMALIZE THE Mgmt Against
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS'
MEETING."
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Agenda Number: 933776241
--------------------------------------------------------------------------------------------------------------------------
Security: 40051E202
Meeting Type: Special
Meeting Date: 25-Apr-2013
Ticker: ASR
ISIN: US40051E2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A REPORT OF THE CHIEF EXECUTIVE OFFICER, IN Mgmt For
ACCORDANCE WITH ARTICLE 172 OF THE GENERAL
CORPORATIONS LAW AND OF ARTICLE 44,
SUBSECTION XI, OF THE SECURITIES MARKET LAW
("LEY DEL MERCADO DE VALORES"), ACCOMPANIED
BY THE INDEPENDENT AUDITOR'S REPORT, IN
CONNECTION WITH THE OPERATIONS AND RESULTS
FOR THE FISCAL YEAR ENDED THE 31ST OF
DECEMBER 2012, AS WELL AS OF THE BOARD OF
DIRECTORS' OPINION OF THE CONTENT OF SUCH
REPORT.
1B REPORT OF THE BOARD OF DIRECTORS IN Mgmt For
ACCORDANCE WITH ARTICLE 172, SUBSECTION B,
OF THE GENERAL CORPORATIONS LAW, WHICH
CONTAINS THE MAIN POLICIES, AS WELL AS THE
ACCOUNTING AND REPORTING CRITERIA FOLLOWED
IN THE PREPARATION OF THE FINANCIAL
INFORMATION OF THE COMPANY.
1C REPORT OF THE ACTIVITIES AND OPERATIONS IN Mgmt For
WHICH THE BOARD OF DIRECTORS INTERVENED, IN
ACCORDANCE WITH ARTICLE 28 IV (E) OF THE
SECURITIES MARKET LAW.
1D INDIVIDUAL AND CONSOLIDATED FINANCIAL Mgmt For
STATEMENTS OF THE COMPANY FOR THE FISCAL
YEAR ENDED THE 31ST OF DECEMBER 2012.
1E ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT Mgmt For
BY THE AUDIT COMMITTEE OF THE COMPANY IN
ACCORDANCE WITH ARTICLE 43 OF THE
SECURITIES MARKET LAW AND REPORT ON THE
COMPANY'S SUBSIDIARIES.
1F REPORT ON COMPLIANCE WITH THE TAX Mgmt For
OBLIGATIONS OF THE COMPANY FOR THE FISCAL
YEAR ENDED THE 31ST OF DECEMBER 2011, IN
ACCORDANCE WITH ARTICLE 86, SECTION XX OF
THE INCOME TAX LAW ("LEY DEL IMPUESTO SOBRE
LA RENTA").
2A PROPOSAL FOR INCREASE OF THE LEGAL RESERVE Mgmt For
BY PS. 104,625,404.
2B PROPOSAL BY THE BOARD OF DIRECTORS TO PAY Mgmt For
AN ORDINARY NET DIVIDEND IN CASH FROM
ACCUMULATED RETAINED EARNINGS IN THE AMOUNT
OF PS. 4.00 (FOUR PESOS MEXICAN LEGAL
TENDER) FOR EACH OF THE ORDINARY "B" AND
"BB" SERIES SHARES.
2C PROPOSAL AND, IF APPLICABLE, APPROVAL OF Mgmt For
THE AMOUNT OF PS. 787,882,666 AS THE
MAXIMUM AMOUNT THAT MAY BE USED BY THE
COMPANY TO REPURCHASE ITS SHARES IN 2013
PURSUANT TO ARTICLE 56 OF THE SECURITIES
MARKET LAW; PROPOSAL AND, IF APPLICABLE,
APPROVAL OF THE PROVISIONS AND POLICIES
REGARDING THE REPURCHASE OF COMPANY SHARES.
3A ADMINISTRATION BY THE BOARD OF DIRECTORS Mgmt For
AND THE CHIEF EXECUTIVE OFFICER FOR THE
FISCAL YEAR OF 2012.
3BA APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT:
FERNANDO CHICO PARDO (PRESIDENT)
3BB APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT: JOSE
ANTONIO PEREZ ANTON
3BC APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT: LUIS
CHICO PARDO
3BD APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT:
AURELIO PEREZ ALONSO
3BE APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT:
RASMUS CHRISTIANSEN
3BF APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT:
FRANCISCO GARZA ZAMBRANO
3BG APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT:
RICARDO GUAJARDO TOUCHE
3BH APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT:
GUILLERMO ORTIZ MARTINEZ
3BI APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO COMPRISE OR WILL
COMPRISE THE BOARD OF DIRECTORS OF THE
COMPANY, ONCE ASSESSED AS INDEPENDENT:
ROBERTO SERVITJE SENDRA
3CA APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE CHAIRPERSON OF THE AUDIT COMMITTEE:
RICARDO GUAJARDO TOUCHE
3DA APPOINTMENT OR RATIFICATION, AS APPLICABLE, Mgmt For
OF THE PERSONS WHO SERVE OR WILL SERVE ON
THE NOMINATIONS AND COMPENSATIONS
COMMITTEE: FERNANDO CHICO PARDO
(PRESIDENT), JOSE ANTONIO PEREZ ANTON,
ROBERTO SERVITJE SENDRA
3EA DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: BOARD OF DIRECTORS: PS.
50,000.00 (NET OF TAXES IN MEXICAN LEGAL
TENDER)
3EB DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: OPERATIONS COMMITTEE: PS.
50,000 (NET OF TAXES IN MEXICAN LEGAL
TENDER)
3EC DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: NOMINATIONS & COMPENSATIONS
COMMITTEE: PS. 50,000.00 (NET OF TAXES IN
MEXICAN LEGAL TENDER)
3ED DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: AUDIT COMMITTEE: PS.
70,000.00 (NET OF TAXES IN MEXICAN LEGAL
TENDER)
3EE DETERMINATION OF CORRESPONDING Mgmt For
COMPENSATIONS: ACQUISITIONS & CONTRACTS
COMMITTEE: PS. 15,000.00 (NET OF TAXES IN
MEXICAN LEGAL TENDER)
4A APPOINTMENT OF DELEGATE IN ORDER TO ENACT Mgmt For
THE RESOLUTIONS ADOPTED AT THE MEETING AND,
IF APPLICABLE, TO FORMALIZE SUCH
RESOLUTIONS: CLAUDIO R. GONGORA MORALES,
RAFAEL ROBLES MIAJA, ANA MARIA POBLANNO
CHANONA
--------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV, MEXICO Agenda Number: 704333450
--------------------------------------------------------------------------------------------------------------------------
Security: P4949B104
Meeting Type: AGM
Meeting Date: 09-Apr-2013
Ticker:
ISIN: MXP495211262
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Discussion, approval or modification of the Mgmt For For
board of directors report referred to in
the general statement of article 172 of the
general corporation and partnership law,
including the company's audited financial
statements, consolidated with those of its
subsidiaries, for the fiscal year ended as
of December 31, 2012, having previously
read the following reports: of the chairman
of the board of directors, of the general
director, of the external auditor and of
the chairman of the company's audit
committee
II Presentation, discussion and, as the case Mgmt For For
may be, approval of the report referred to
in article 86, section xx of the income tax
law, on the compliance with the company's
tax obligations
III Presentation, discussion and, as the case Mgmt For For
may be, approval of the allocation of
profits for the fiscal year ended as of
December 31, 2012
IV Presentation, discussion and, as the case Mgmt For For
may be, approval of the payment of a cash
dividend at a ratio of USD 0.165 (sixteen
and a half cents) per each of the shares
representing the company's capital stock,
which are outstanding
V Designation or, as the case may be, Mgmt Against Against
ratification of the appointments of the
members of the board of directors and
determination of compensations thereto
VI Designation or, as the case may be, Mgmt Against Against
ratification of the appointments of the
chairman and the members of the company's
audit committee, as well as determination
of compensations thereto
VII Presentation and, as the case may be, Mgmt For For
approval of the report on the purchase of
the company's own shares, as well as the
determination of the maximum amount of
funds which the company may use for the
purchase of own shares, under the terms of
article 56 section iv of the securities
market law
VIII Designation of special delegates Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV Agenda Number: 704405566
--------------------------------------------------------------------------------------------------------------------------
Security: P46118108
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: MXP461181085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting
HAVE VOTING RIGHTS AT THIS MEETING. IF YOU
ARE A MEXICAN NATIONAL AND WOULD LIKE TO
SUBMIT YOUR VOTE ON THIS MEETING PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
I Presentation, for the following purposes, Mgmt For For
of the report from the general director
regarding the progress of the operations of
the company for the fiscal year that ended
on December 31, 2012, which includes the
financial statements to that date and the
opinion of the outside auditor, of the
opinion and of the reports from the board
of directors that are referred to in lines
C, D and e of part IV of article 28 of the
securities market law, of the report from
the corporate practices and audit
committee, and of the report regarding the
fulfillment of the tax
obligations.Resolutions in this regard
II Presentation and, if deemed appropriate, Mgmt For For
approval of a proposal in regard to the
allocation of profit, which includes the
payment to the shareholders of a cash
dividend of MXN 0.70 per share, coming from
the balance of the net fiscal profit
account, divided into two equal
installments of MXN 0.35 per share
each.Resolutions in this regard
III If deemed appropriate, ratification of the Mgmt For For
term in office of the board of directors
and of the general director for the 2012
fiscal year .Resolutions in this regard
IV Designation or ratification, as the case Mgmt Against Against
may be, of the members and officers of the
board of directors, as well as of the
members and of the chairperson of the
corporate practices and audit committee.
passage of the resolutions relative to the
classification of the independence of the
members of the board of directors and their
compensation, and of others that derive
from all of the foregoing.Resolutions in
this regard
V Designation of special delegates who will Mgmt For For
formalize and carry out the resolutions
that the general meeting passes.Resolutions
in this regard
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 704065689
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 11-Oct-2012
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Discussion and if the case, approval of a Mgmt For For
proposed cash dividend payment equivalent
to MXN 0.183 per share
2 External Auditor's Report regarding the Non-Voting
Company's tax status
3 Designate the delegate(s) to formalize and Mgmt For For
execute the resolutions passed by the
Assembly
4 Drafting, reading and approval of the Mgmt For For
Assembly's minutes
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704223697
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 22-Jan-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 It is proposed to modify Article Second of Mgmt For For
the Corporate By-laws of the Company, in
order to exclude Ixe Automotriz, S.A. de
C.V., Sociedad Financiera de Objeto
Multiple, Entidad Regulada, Grupo
Financiero Banorte, as an integrated entity
of Grupo Financiero Banorte, S.A.B. de
C.V., as a result of its merger with
Arrendadora y Factor Banorte, S.A. de C.V.,
Sociedad Financiera de Objeto Multiple,
Entidad Regulada, Grupo Financiero Banorte;
and modify the legal denomination of Ixe
Casa de Bolsa, S.A. de C.V., Grupo
Financiero Banorte, to Casa de Bolsa
Banorte Ixe, S.A. de C.V., Grupo Financiero
Banorte. Given the merger of Arrendadora y
Factor Banorte, S.A. de C.V., Sociedad
Financiera de Objeto Multiple, Entidad
Regulada, Grupo Financiero Banorte
("Arrendadora y Factor Banorte"), as the
merging entity, CONTD
CONT CONTD with Ixe Automotriz, S.A. de C.V., Non-Voting
Sociedad Financiera de Objeto Multiple,
Entidad Regulada, Grupo Financiero Banorte
("Ixe Automotriz"), as the merged entitity,
and the change of the legal denomination of
Ixe Casa de Bolsa, S.A. de C.V., Grupo
Financiero Banorte to Casa de Bolsa Banorte
Ixe, S.A. de C.V., Grupo Financiero Banorte
it is proposed to modify Article Second of
the Corporate By-laws in order to exclude
the first as an integrated entity of Grupo
Financiero Banorte, S.A.B. de C.V. and
modify the legal denomination of the second
2 It is proposed to approve the text and to Mgmt For For
subscribe the new Agreement of Shared
Responsibilities including all of Grupo
Financiero Banorte, S.A.B. de C.V.'s
entities
3 It is proposed to designate delegate(s) to Mgmt For For
formalize and execute, if the case, the
resolutions passed by the Assembly
4 It is proposed to draft, read and approve Mgmt For For
the Assembly's minutes
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704223899
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 22-Jan-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of a proposed cash dividend Mgmt For For
payment equivalent to Ps. MXN0.549 per
share. It is proposed to distribute a cash
dividend of Ps. MXN0.549 per share, derived
from the retained earnings of previous
years, which will be covered in three
installments of Ps. MXN 0.183 per share,
respectively, in January 31st, April 23rd
and July 23rd, 2013 against delivery of
coupons number 6, 7 and 8, respectively.
The total dividend to be paid against the
2011 profits amounts to Ps. MXN0.732 per
share, approved by the Group's Board of
Directors last July 26th , 2012, of which
the first disbursement of Ps. MXN0.183 per
share was made on October 24th , 2012. The
total amount of the dividend to be paid
represents 20% of the recurring profits of
2011
2 It is proposed to designate delegate(s) to Mgmt For For
formalize and execute, if the case, the
resolutions passed by the assembly
3 It is proposed to draft, read and approve Mgmt For For
the assembly's minutes
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 1.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704402166
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.i It is proposed to modify Article Second of Mgmt For For
the Corporate By-Laws of GFNorte, in order
to exclude Ixe Banco and Fincasa
Hipotecaria, given their merger with Banco
Mercantil del Norte; and modify the legal
denomination of Ixe Soluciones, to S lida
Administradora de Portafolios SOFOM and of
Ixe Fondos, to Operadora de Fondos Banorte
Ixe
1.ii It is proposed to approve the text and to Mgmt For For
subscribe the new Agreement of Shared
Responsibilities including all of Grupo
Financiero Banorte's entities
2 It is proposed to designate delegate(s) to Mgmt For For
formalize and execute, if the case, the
resolutions passed by the Assembly
3 It is proposed to draft, read and approve Mgmt For For
the Assembly's minutes
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV GFNORTE Agenda Number: 704437739
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 181804 DUE TO SPLITTING OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Approval of the reports referred in section Mgmt For For
IV, Article 28 of the Securities Market
Law, corresponding to the year ended
December 31st, 2012
2 Distribution of profits Mgmt For For
3.a.1 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Proprietary Member: Guillermo
Ortiz Martinez, Chairman, Related
3.a.2 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Bertha Gonzalez Moreno,
Patrimonial
3.a.3 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: David Villarreal Montemayor,
Patrimonial
3.a.4 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Manuel Saba Ades, Independent
3.a.5 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Alfredo Elias Ayub,
Independent
3.a.6 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Herminio Blanco Mendoza,
Independent
3.a.7 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Everardo Elizondo Almaguer,
Independent
3.a.8 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Patricia Armendariz Guerra,
Independent
3.a.9 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Armando Garza Sada,
Independent
3a.10 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Hector Reyes Retana,
Independent
3a.11 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Juan Carlos Braniff Hierro,
Independent
3a.12 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Alejandro Burillo Azcarraga,
Independent
3a.13 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Miguel Aleman Magnani,
Independent
3a.14 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Enrique Castillo Sanchez
Mejorada, Related
3a.15 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence: Alejandro Valenzuela del Rio,
Related
3a.16 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Jesus O.
Garza Martinez, Related
3a.17 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Juan
Antonio Gonzalez Moreno, Patrimonial
3a.18 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Jose G.
Garza Montemayor, Patrimonial
3a.19 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Alberto
Saba Ades, Independent
3a.20 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Isaac
Becker Kabacnik, Independent
3a.21 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Manuel
Aznar Nicolin, Independent
3a.22 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Ramon A.
Leal Chapa, Independent
3a.23 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Julio Cesar
Mendez Rubio, Independent
3a.24 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence.Alternate Member: Guillermo
Mascarenas Milmo, Independent
3a.25 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Javier
Molinar Horcasitas, Related
3a.26 Appointment of the member of the Company's Mgmt For For
Board of Directors and qualify their
independence. Alternate Member: Jose Marcos
Ramirez Miguel, Related
3.b It is proposed in accordance with Article Mgmt For For
Forty of the Corporate By-Laws, that the
Board Members are exempt from the
responsibility of providing a bond or
monetary guarantee for backing their
performance when carrying out their duties
3.c It is proposed to appoint Hector Avila Mgmt For For
Flores as Secretary to the Board of
Directors and Jose Morales Martinez as
Undersecretary, who will not be part of the
Board
4 Determine the compensation for the members Mgmt For For
of the Company's Board of Directors
5.a Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Hector Reyes
Retana-Chairman
5.b Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Herminio
Blanco Mendoza
5.c Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Manuel Aznar
Nicolin
5.d Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Patricia
Armendariz Guerra
5.e Designation of the member of the Audit and Mgmt For For
Corporate Practices Committee: Julio Cesar
Mendez Rubio
6.a Designation of the member of the Risk Mgmt For For
Policies Committee: Juan Carlos Braniff
Hierro - Chairman
6.b Designation of the member of the Risk Mgmt For For
Policies Committee: Alfredo Elias Ayub
6.c Designation of the member of the Risk Mgmt For For
Policies Committee: Everardo Elizondo
Almaguer
6.d Designation of the member of the Risk Mgmt For For
Policies Committee: Manuel Aznar Nicolin
6.e Designation of the member of the Risk Mgmt For For
Policies Committee: Alejandro Valenzuela
del Rio
6.f Designation of the member of the Risk Mgmt For For
Policies Committee: Manuel Romo Villafuerte
6.g Designation of the member of the Risk Mgmt For For
Policies Committee: Fernando Solis Soberon
6.h Designation of the member of the Risk Mgmt For For
Policies Committee: Gerardo Zamora Nanez
6.i Designation of the member of the Risk Mgmt For For
Policies Committee: Marcos Ramirez Miguel
6.j Designation of the member of the Risk Mgmt For For
Policies Committee: David Aaron Margolin
Schabes - Secretary
7 Board of Directors' Report regarding shares Mgmt For For
repurchase transactions carried out during
2012 and determination of the maximum
amount of financial resources that will be
applied for share repurchases during 2013
8 Discussion and approval to modify the Mgmt For For
integration and duties of the Regional
Boards
9 Approval to certify the Company's By-Laws Mgmt For For
10 Designation of delegate(s) to formalize and Mgmt For For
execute the resolutions passed by the
Assembly
11 Drafting, reading and approval of the Mgmt For For
Assembly's minutes
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV, MEXIC Agenda Number: 704337446
--------------------------------------------------------------------------------------------------------------------------
Security: P49513107
Meeting Type: SGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: MXP690491412
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Appointment and, if deemed appropriate, Mgmt Against Against
ratification of the members of the board of
directors of the company who are
representatives of the series B shares that
are representative of the share capital of
the company
II Designation of special delegates who will Mgmt Against Against
formalize and carry out the resolutions
passed by the general meeting
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV, MEXIC Agenda Number: 704355773
--------------------------------------------------------------------------------------------------------------------------
Security: P49513107
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: MXP690491412
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation of the report from the board Mgmt For For
of directors regarding the progress of the
company during the fiscal year that ended
on December 31, 2012, including i. the
financial statements under the criteria of
the national banking and securities
commission and the IFRS, to the mentioned
date, and ii. the report from the outside
auditor
II Proposal and, if deemed appropriate, Mgmt For For
approval regarding the allocation of
results
III Report regarding the fulfillment of the tax Mgmt For For
obligations that are the duty of the
company during the 2011 fiscal year
IV Proposal and, if deemed appropriate, Mgmt For For
approval to declare the payment of a cash
dividend to the shareholders of the company
for up to the amount that the general
meeting determines
V Report from the executive chairman and Mgmt For For
general director of the company regarding
the progress of the business for the 2012
fiscal year
VI Opinion issued by the board of directors Mgmt For For
regarding the content of the report
submitted by the executive chairman and
general director of the company
VII Report from the board of directors Mgmt For For
regarding the main accounting and
information policy and criteria
VIII Report from the board of directors Mgmt For For
regarding the activities conducted by the
audit committee and the corporate practices
committee of the company, during the 2012
fiscal year
IX Report regarding the transactions and Mgmt For For
activities in which the company has
intervened
X Appointment and, if deemed appropriate, Mgmt Against Against
ratification of the full and alternate
members of the board of directors
corresponding to the series f and b shares
representative of the share capital.
determination of their compensation
XI Proposal and, if deemed appropriate, Mgmt Against Against
approval of the appointment of the
chairperson of the audit committee and of
the chairperson of the corporate practices,
nomination and compensation committee of
the company
XII Designation of special delegates who will Mgmt For For
formalize and carry out the resolutions
passed by the general meeting
--------------------------------------------------------------------------------------------------------------------------
GRUPO MEXICO SAB DE CV Agenda Number: 704390676
--------------------------------------------------------------------------------------------------------------------------
Security: P49538112
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: MXP370841019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report from the executive chairperson of Mgmt For For
the company for the fiscal year that ran
from January 1 to December 31, 2012.
Discussion and approval, if deemed
appropriate, of the consolidated financial
statements of the company and its
subsidiaries to December 31, 2012.
Presentation of the opinions and reports
that are referred to in Article 28, Part
IV, lines a, c, d and e, of the Securities
Market Law, regarding the fiscal year that
ran from January 1 to December 31, 2012.
Resolutions in this regard
II Reading of the report regarding the Mgmt For For
fulfillment of the tax obligations that are
referred to in Part XX of Article 86 of the
Income Tax Law during the 2012 fiscal year
III Resolution regarding the allocation of Mgmt For For
profit from the fiscal year that ended on
December 31, 2012
IV Report that is referred to in Part III of Mgmt For For
Article 60 of the provisions of a general
nature applicable to the issuers of
securities and to other securities market
participants, including a report regarding
the allocation of the funds intended for
the acquisition of shares of the company
during the fiscal year that ran from
January 1 to December 31, 2012.
Determination of the maximum amount of
funds to be allocated to the acquisition of
the shares of the company during the 2012
fiscal year. Resolutions in this regard
V Resolution regarding the ratification of Mgmt Against Against
the acts done by the board of directors,
the executive chairperson and its
committees, during the fiscal year that ran
from January 1 to December 31, 2012.
Appointment or reelection, if deemed
appropriate, of the members of the board of
directors of the company and classification
of their independence in accordance with
Article 26 of the Securities Market Law.
Appointment or reelection, if deemed
appropriate, of the members of the
committees of the board of directors and of
their chairpersons
VI Proposal regarding the compensation for the Mgmt For For
members of the board of directors and for
the members of the committees of the board
of directors. Resolutions in this regard
VII Designation of the delegates who will carry Mgmt For For
out and formalize the resolutions passed by
the general meeting. Resolutions in this
regard
--------------------------------------------------------------------------------------------------------------------------
GRUPO MODELO SAB DE CV Agenda Number: 703965852
--------------------------------------------------------------------------------------------------------------------------
Security: P4833F104
Meeting Type: EGM
Meeting Date: 20-Jul-2012
Ticker:
ISIN: MXP4833F1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Discussion and, if deemed appropriate, Mgmt For For
approval of an increase in the minimum
fixed part of the share capital, which
would be carried out through the conversion
of all of the Series C, Class II shares
that fully correspond to the variable part
of the share capital, into an equal number
of shares of the same series C, Class I,
with identical characteristics, which would
thereafter correspond to the minimum fixed
part of the share capital. as a
consequence, the minimum fixed part of the
share capital would increase by MXN
955,080,503.00, while the variable part
would decrease in an identical amount, for
which reason the total share capital of the
company would not be changed. resolutions
in this regard, including the appropriate
amendment to article 6 and article 7 of the
corporate bylaws. resolutions in this
regard
II Discussion and, if deemed appropriate, Mgmt Against Against
approval of an amendment to articles 29 and
41 of the corporate bylaws. resolutions in
this regard
III Discussion and, if deemed appropriate, Mgmt For For
approval of a proposal for the merger of
the company, under which Grupo Modelo,
S.A.B. De C.V, as the company conducting
the merger, would merge with the companies
called Diblo, S.A. De C.V. and Direccion De
Fabricas, S.A. De C.V., which would be
extinguished as the companies being merged.
approval of the general balance sheet of
the company to May 31, 2012, on the basis
of which the merger would be carried out.
resolutions in this regard
IV Discussion and, if deemed appropriate, Mgmt Against Against
approval of a complete amendment of the
corporate bylaws of the company, including
the ratification or designation of the
members of the board of directors as a
consequence of the resolutions that may be
passed. resolutions in this regard
V Designation of delegates who will formalize Mgmt For For
and carry out the resolutions that the
general meeting passes. resolutions in this
regard
CMMT PLEASE NOTE THAT THIS MEETING HAS NO VOTING Non-Voting
RIGHTS. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 933757570
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Special
Meeting Date: 02-Apr-2013
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
L1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Against
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
L2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt Against
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
D1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Against
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
D2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt Against
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
AB1 PRESENTATION AND, IN ITS CASE, APPROVAL OF Mgmt For
THE REPORTS REFERRED TO IN ARTICLE 28,
PARAGRAPH IV OF THE SECURITIES MARKET LAW,
INCLUDING THE FINANCIAL STATEMENTS FOR THE
YEAR ENDED ON DECEMBER 31, 2012 AND
RESOLUTIONS REGARDING THE ACTIONS TAKEN BY
THE BOARD OF DIRECTORS, THE COMMITTEES AND
THE CHIEF EXECUTIVE OFFICER OF THE COMPANY.
AB2 PRESENTATION OF THE REPORT REGARDING Mgmt For
CERTAIN FISCAL OBLIGATIONS OF THE COMPANY,
PURSUANT TO THE APPLICABLE LEGISLATION.
AB3 RESOLUTION REGARDING THE ALLOCATION OF Mgmt Against
FINAL RESULTS FOR THE YEAR ENDED ON
DECEMBER 31, 2012.
AB4 RESOLUTION REGARDING (I) THE AMOUNT THAT Mgmt For
MAY BE ALLOCATED TO THE REPURCHASE OF
SHARES OF THE COMPANY PURSUANT TO ARTICLE
56, PARAGRAPH IV OF THE SECURITIES MARKET
LAW; (II) THE REPORT ON THE POLICIES AND
RESOLUTIONS ADOPTED BY THE BOARD OF
DIRECTORS OF THE COMPANY, REGARDING THE
ACQUISITION AND SALE OF SUCH SHARES; AND
(III) THE REPORT ON THE LONG TERM RETENTION
PLAN OF THE COMPANY.
AB5 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Against
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE BOARD OF DIRECTORS, THE
SECRETARY AND OFFICERS OF THE COMPANY.
AB6 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Against
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE EXECUTIVE COMMITTEE.
AB7 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Against
CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE.
AB8 COMPENSATION TO THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF
THE AUDIT AND CORPORATE PRACTICES
COMMITTEE, AS WELL AS TO THE SECRETARY.
AB9 APPOINTMENT OF DELEGATES WHO WILL CARRY OUT Mgmt For
AND FORMALIZE THE RESOLUTIONS ADOPTED AT
THIS MEETING.
--------------------------------------------------------------------------------------------------------------------------
GUANGDONG INVESTMENT LTD Agenda Number: 704459266
--------------------------------------------------------------------------------------------------------------------------
Security: Y2929L100
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: HK0270001396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN201304251064.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN201304251046.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
reports of the Directors and the auditors
for the year ended 31 December 2012
2 To declare a Final Dividend for the year Mgmt For For
ended 31 December 2012
3i To re-elect Mr. Wen Yinheng as a Director Mgmt For For
3ii To re-elect Mr. Huang Zhenhai as a Director Mgmt For For
3iii To re-elect Mr. Wu Ting Yuk, Anthony as a Mgmt For For
Director
3iv To re-elect Ms. Xu Wenfang as a Director Mgmt Against Against
3v To re-elect Mr. Li Wai Keung as a Director Mgmt For For
3vi To re-elect Dr. Chan Cho Chak, John as a Mgmt For For
Director
3vii To re-elect Dr. Li Kwok Po, David as a Mgmt Against Against
Director
3viii To authorize the Board to fix the Mgmt For For
remuneration of Directors
4 To re-appoint auditors and authorize the Mgmt For For
Board to fix their remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue shares in the Company
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the Company
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue shares by adding the
number of shares repurchased
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES COMPANY LTD, GUANGZHOU Agenda Number: 704414476
--------------------------------------------------------------------------------------------------------------------------
Security: Y2933F115
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: CNE100000569
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL THE
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412221.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412215.pdf
1 To consider and approve the report of board Mgmt For For
of directors (the "Board") for the year
ended 31 December 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012
3 To consider and approve the audited Mgmt For For
financial statements and the report of
auditors for the year ended 31 December
2012
4 To consider and declare a final dividend Mgmt For For
for the year ended 31 December 2012 of
RMB0.5 per share
5 To consider and re-appoint Mgmt For For
PricewaterhouseCoopers as auditors of the
Company, and to authorize the Board to fix
the remuneration of the auditors
6 To authorize the Board to decide on matters Mgmt For For
relating to the payment of interim dividend
for the six months ended 30 June 2013
7 Re-appointment of Ms. Zhang Lin as the Mgmt For For
Company's non-executive director
8.A Re-appointment of Ms. Liang Yingmei as the Mgmt For For
Company's supervisor
8.B Re-appointment of Mr. Zheng Ercheng as the Mgmt For For
Company's supervisor
9 To consider and approve the Company to Mgmt Against Against
extend guarantee up to an amount of RMB25
billion in aggregate on behalf of the
Company's subsidiaries under any of the
following circumstances: (a) total external
guarantees (including guarantees to
subsidiaries) of the Company and its
subsidiaries exceed 50% of the latest
audited net assets value; (b) total
external guarantees (including guarantees
to subsidiaries) of the Company exceed 30%
of the latest audited total assets value;
(c) the gearing ratio of the subsidiary for
which guarantee is to be provided is over
70%; or (d) the guarantee to be provided to
a subsidiary exceed 10% of the Company's
latest audited net assets value. Guarantees
extended will have to be confirmed at the
next annual general meeting
10 To consider and approve the guarantees Mgmt Against Against
extended in 2012 pursuant to the special
resolution no. 8 of 2011 annual general
meeting
11 To grant an unconditional and general Mgmt Against Against
mandate to the Board to issue, allot and
deal in additional shares in the capital of
the Company and to authorize the Board to
execute all such relevant documents and to
make the necessary amendments to the
Articles of Association as the Board thinks
fit
--------------------------------------------------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD Agenda Number: 704068801
--------------------------------------------------------------------------------------------------------------------------
Security: G42313125
Meeting Type: SGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: BMG423131256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0927/LTN20120927060.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0927/LTN20120927062.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To approve, ratify and confirm: the Mgmt For For
Logistics Services Agreement, the Logistics
Services Cap, and the continuing connected
transactions contemplated thereunder; and
the authorisation of execution and
implementation of the agreement and the
transactions contemplated thereunder
2 To approve, ratify and confirm: the Mgmt For For
Products Procurement Agreement, the
Products Procurement Cap, and the
continuing connected transactions
contemplated thereunder; and the
authorisation of execution and
implementation of the agreement and the
transactions contemplated thereunder
3 To approve, ratify and confirm: the Mgmt For For
Materials Procurement Agreement, the
Materials Procurement Cap, and the
continuing connected transactions
contemplated thereunder and the
authorisation of execution and
implementation of the agreement and the
transactions contemplated thereunder
4 To approve, ratify and confirm: the Export Mgmt For For
Agreement, the Export Cap, and the
continuing connected transactions
contemplated thereunder and the
authorisation of execution and
implementation of the agreement and the
transactions contemplated thereunder
5 To approve and authorise any one Director, Mgmt For For
or any two Directors or one Director and
the Company Secretary if the affixation of
the common seal is necessary, be and/is
hereby authorized for and on behalf of the
Company to execute all the aforesaid
agreements and all such other documents,
instruments and agreements and to do all
acts or things deemed by him/her/them to be
necessary or expedience to implement and/or
give effect to the aforesaid agreement(s)
and all transactions contemplated
thereunder, and to agree to any amendment
to any of the terms of such agreement(s)
which in the opinion of the Director(s)
is/are in the interests of the Company and
in accordance with the Listing Rules (where
relevant)
--------------------------------------------------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD Agenda Number: 704459088
--------------------------------------------------------------------------------------------------------------------------
Security: G42313125
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: BMG423131256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425902.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN20130425880.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
directors (the ''Directors'') and auditors
(the ''Auditors'') of the Company for the
year ended 31 December 2012
2Ai To re-elect Mr. Liang Hai Shan as a Mgmt Against Against
non-executive Director
2Aii To re-elect Mr. Li Hua Gang as an executive Mgmt For For
Director
2B To authorise the board (the ''Board'') of Mgmt For For
the Directors to fix the remuneration of
the Directors
3 To re-appoint the Auditors and to authorise Mgmt For For
the Board to fix the remuneration of the
Auditors
4 To approve the declaration of a final Mgmt For For
dividend of the Company for the year ended
31 December 2012
5 To grant the general mandate to the Mgmt For For
Directors to repurchase Shares up to 10% of
the issued share capital of the Company
6 To grant the general mandate to the Mgmt Against Against
Directors to issue additional Shares of up
to 20% of the issued share capital of the
Company
7 To extend the general mandate to issue Mgmt Against Against
additional Shares up to the number of
Shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO LTD Agenda Number: 704501356
--------------------------------------------------------------------------------------------------------------------------
Security: G42313125
Meeting Type: SGM
Meeting Date: 28-May-2013
Ticker:
ISIN: BMG423131256
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510263.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0510/LTN20130510269.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To appoint Dr. Wang Han Hua as a Mgmt For For
non-executive director of the Company with
effect from 1 June 2013
2 To appoint Mrs. Eva Cheng Li Kam Fun as an Mgmt For For
independent non-executive director of the
Company with effect from 1 June 2013
3 Each of Dr. Wang Han Hua and Mrs. Eva Cheng Mgmt For For
Li Kam Fun be and is hereby approved to
receive emolument for acting as a
non-executive director of the Company and
an independent non-executive director of
the Company respectively each in such sum
as determined by the board of directors of
the Company with reference to their
respective qualifications, experience, and
duties and responsibilities towards the
Company and its subsidiaries and prevailing
market conditions
--------------------------------------------------------------------------------------------------------------------------
HANA FINANCIAL GROUP INC, SEOUL Agenda Number: 704249247
--------------------------------------------------------------------------------------------------------------------------
Security: Y29975102
Meeting Type: EGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7086790003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of stocks swap Mgmt For For
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS. IF YOU WISH TO EXPRESS
DISSENT PLEASE CONTACT YOUR GLOBAL
CUSTODIAN CLIENT.
CMMT ACCORDING TO THE OFFICIAL CONFIRMATION FROM Non-Voting
THE ISSUING COMPANY, THE SHAREHOLDERS WHO
VOTE FOR A PROPOSAL AT THE MEETING ARE NOT
ABLE TO PARTICIPATE IN THE REPURCHASE
OFFER, EVEN THOUGH THEY MIGHT HAVE ALREADY
REGISTERED A DISSENT TO THE RESOLUTION OF
BOD. THANK YOU.
CMMT IF YOU HAVE ANY STOCK LENDING POSITION Non-Voting
BEFORE THE RECORD DATE OF THE EVENT AND
WISH TO EXERCISE YOUR PROXY VOTING FOR THE
POSITION THAT YOU LENT OUT THEN PLEASE NOTE
THAT YOU HAVE TO RECALL THE POSITION AND
HAVE THE SHARES RETURN TO YOUR ACCOUNT WITH
US BY THE RECORD DATE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HANWHA CHEMICAL CORP, SEOUL Agenda Number: 704291981
--------------------------------------------------------------------------------------------------------------------------
Security: Y3065K104
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7009830001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Amendment of the articles of incorporation Mgmt For For
3 Election of directors candidates: Hong Gi Mgmt Against Against
Jun, Im Jong Hun, Im An Sik
4 Approval of remuneration limit of directors Mgmt Against Against
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIRECTOR NAMES. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HANWHA CORP, SEOUL Agenda Number: 704302532
--------------------------------------------------------------------------------------------------------------------------
Security: Y3065M100
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7000880005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorp. Mgmt For For
3 Election of director Choe Yang Su, Jo Seong Mgmt Against Against
Uk, Choe Jeong Ho
4 Election of audit committee member who is Mgmt Against Against
an out side director Jo Seong Uk
5 Approval of remuneration for director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
HANWHA LIFE INSURANCE CO LTD, SEOUL Agenda Number: 704577874
--------------------------------------------------------------------------------------------------------------------------
Security: Y4871N100
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: KR7088350004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Amendment of the articles of incorporation Mgmt For For
3 Election of inside director candidate: Gim Mgmt Against Against
Hyeon U and Jeong Jin Se
4 Approval of remuneration limit of directors Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL DIRECTOR NAME IN
RESOLUTION NO. 3. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP CO LTD Agenda Number: 704443150
--------------------------------------------------------------------------------------------------------------------------
Security: G4402L151
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: KYG4402L1510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418771.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418729.pdf
1 To receive and consider the audited Mgmt For For
consolidated accounts and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3 To re-elect Mr. Xu Shui Shen as an Mgmt For For
executive director
4 To re-elect Mr. Sze Wong Kim as an Mgmt For For
executive director
5 To re-elect Mr. Hui Ching Chi as an Mgmt For For
executive director
6 To re-elect Mr. Wang Ming Fu as an Mgmt For For
independent non-executive director
7 To re-elect Mr. Ho Kwai Ching Mark as an Mgmt For For
independent non-executive director
8 To re-elect Mr. Zhou Fang Sheng as an Mgmt For For
independent non-executive director
9 To authorise the board of directors to fix Mgmt For For
the remuneration of the directors
10 To re-appoint auditors and to authorise the Mgmt For For
board of directors to fix their
remuneration
11 To grant a general mandate to the board of Mgmt Against Against
directors to allot and issue shares
12 To grant a general mandate to the board of Mgmt For For
directors to exercise all powers of the
Company to purchase its own securities
13 To extend the general mandate granted to Mgmt Against Against
the board of directors pursuant to
Resolution No. 11 above by an amount
representing the aggregate nominal amount
of shares in the capital of the Company
purchased by the Company pursuant to the
general mandate granted pursuant to
Resolution No. 12 above
--------------------------------------------------------------------------------------------------------------------------
HERMES MICROVISION INC Agenda Number: 704498991
--------------------------------------------------------------------------------------------------------------------------
Security: Y3R79M105
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: TW0003658001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The adjustment of profit distribution and Non-Voting
special reserve
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. proposed cash Mgmt For For
dividend: TWD12 per share
B.3 The revision to the procedures of monetary Mgmt For For
loans
B.4 The revision to the procedures of Mgmt For For
endorsement and guarantee
B.5 The proposal of capital injection by Mgmt For For
issuing new shares or global depositary
receipt
B.6 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 704581253
--------------------------------------------------------------------------------------------------------------------------
Security: 438090201
Meeting Type: AGM
Meeting Date: 26-Jun-2013
Ticker:
ISIN: US4380902019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Chairman to announce the commencement of Non-Voting
meeting
2.1 To report business of 2012 Non-Voting
2.2 Statutory Auditors' review of 2012 audited Non-Voting
financial statements
2.3 Status Report of Company's indirect Non-Voting
investment in Mainland China
2.4 Status Report of domestic corporate bond Non-Voting
issuance
2.5 Upon first-time adoption of the Non-Voting
International Financial Reporting Standards
(IFRSs), the report of adjustments to
distributable earnings conditions and the
total amount of special reserve set aside
3.1 Ratification of the 2012 Business Report Mgmt For For
and Audited Financial Statements
3.2 Ratification of the proposal for Mgmt For For
distribution of 2012 profits
3.3 Discussion to approve the new shares Mgmt For For
issuance for capital increase by earnings
re-capitalization
3.4 Discussion to approve the issuance of Mgmt For For
overseas depository receipts ("DRs")
3.5 Discussion to approve the issuance of new Mgmt For For
shares for employee Restricted Stock Awards
3.6 Discussion of amendments to the Company's Mgmt For For
"Procedures for Lending Funds to Others
3.7 Discussion of amendments to the Company's Mgmt For For
"Procedures for Endorsements & Guarantees
3.8 Discussion of amendments to the Company's Mgmt For For
Articles of Incorporation
3.9.1 Election of Director: Gou, Tai-ming (Terry Mgmt For For
Gou), Shareholder ID: 1
3.9.2 Election of Director: Representative of Hon Mgmt For For
Chiao International Investment Co., Ltd.:
Tai, Jeng-wu, Shareholder ID: 16662
3.9.3 Election of Director: Huang, Qing-yuan, Mgmt For For
Personal ID: R10180****
3.9.4 Election of Director: Representative of Hon Mgmt For For
Jin International Investment Co., Ltd.: Lu,
Fang-ming, Shareholder ID: 57132
3.9.5 Election of Director: Chien, Yi-bin, Mgmt For For
Shareholder ID: 13188
3.9.6 Election of Independent Director: Wu, Mgmt For For
Yu-chi, Personal ID: N12074****
3.9.7 Election of Independent Director: Liu, Mgmt For For
Cheng-yu, Personal ID: E12118****
3.9.8 Election of Supervisor: Wan, Jui-hsia, Mgmt For For
Personal ID: S20102****
3.9.9 Election of Supervisor: Representative of Mgmt For For
Fu-Rui International Investment Co., Ltd.:
Chuo, Min-chih, Shareholder ID: 18953
3.10 Discussion to approve the lifting of Mgmt For For
director of non-competition restrictions
4 Extraordinary Motions Mgmt Abstain For
5 Adjournment Non-Voting
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THE RESOLUTION 3.9 REGARDING THE
ELECTION OF DIRECTORS, INDEPENDENT
DIRECTORS AND SUPERVISORS. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR"
THE DIRECTORS, INDEPENDENT DIRECTORS AND
SUPERVISORS WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HONAM PETROCHEMICAL CORP, SEOUL Agenda Number: 704144839
--------------------------------------------------------------------------------------------------------------------------
Security: Y3280U101
Meeting Type: EGM
Meeting Date: 13-Dec-2012
Ticker:
ISIN: KR7011170008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of partial amendment to articles Mgmt For For
of incorporation (name change to Lotte
Chemical Corporation and additional
business objectives)
--------------------------------------------------------------------------------------------------------------------------
HONG LEONG FINANCIAL GROUP BHD Agenda Number: 704077292
--------------------------------------------------------------------------------------------------------------------------
Security: Y36592106
Meeting Type: AGM
Meeting Date: 30-Oct-2012
Ticker:
ISIN: MYL1082OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the payment of Directors' fees Mgmt For For
of RM445,410 for the financial year ended
30 June 2012 (2011: RM382,795), to be
divided amongst the Directors in such
manner as the Directors may determine
2 To re-elect the following retiring Mgmt For For
Director: YBhg Datuk Yvonne Chia
3 To re-elect the following retiring Mgmt For For
Director: Ms Lim Tau Kien
4 That YBhg Tan Sri Dato' Seri Khalid Ahmad Mgmt For For
bin Sulaiman, a Director who retires in
compliance with Section 129 of the
Companies Act, 1965, be and is hereby
re-appointed a Director of the Company to
hold office until the conclusion of the
next Annual General Meeting
5 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
as Auditors of the Company and authorise
the Directors to fix their remuneration
6 Authority To Directors To Issue Shares Mgmt For For
7 Proposed Renewal of Shareholders' Mandate Mgmt For For
on Recurrent Related Party Transactions of
a Revenue or Trading Nature with Hong Leong
Company (Malaysia) Berhad ("HLCM") and
Persons Connected with HLCM
8 Proposed Renewal of Shareholders' Mandate Mgmt For For
on Recurrent Related Party Transactions of
a Revenue or Trading Nature with Tower Real
Estate Investment Trust ("Tower REIT")
9 Proposed Establishment of a New Executive Mgmt Against Against
Share Option Scheme of up to 10% of the
Issued and Paid-up Ordinary Share Capital
(Excluding Treasury Shares) of the Company
10 Proposed Grant of Options to Mr Choong Yee Mgmt Against Against
How
11 Proposed Grant of Options to Mr Quek Kon Mgmt Against Against
Sean
--------------------------------------------------------------------------------------------------------------------------
HUABAO INTERNATIONAL HOLDINGS LTD Agenda Number: 703957893
--------------------------------------------------------------------------------------------------------------------------
Security: G4639H122
Meeting Type: AGM
Meeting Date: 08-Aug-2012
Ticker:
ISIN: BMG4639H1227
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0706/LTN20120706344.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
directors and of the auditors for the year
ended 31 March 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 March 2012
3.a To re-elect Dr. Jin Lizuo as a director Mgmt For For
3.b To re-elect Ms. Ma Yun Yan as a director Mgmt For For
3.c To re-elect Mr. Wang Guang Yu as a director Mgmt For For
3.d To re-elect Mr. Xia Li Qun as a director Mgmt For For
3.e To authorise the board of directors of the Mgmt For For
Company (the "Board") to fix the directors'
remuneration
4 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as auditors of the
Company and to authorize the Board to fix
their remuneration
5.A To give the directors a general mandate to Mgmt Against Against
allot, issue and deal in, additional shares
of the Company not exceeding 20 per cent.
of the aggregate nominal amount of the
issued share capital of the Company
5.B To give the directors a general mandate to Mgmt For For
purchase shares of the Company not
exceeding 10 per cent. of the aggregate
nominal amount of the issued share capital
of the Company
5.C To add the aggregate of the nominal value Mgmt Against Against
of any shares purchased pursuant to
resolution 5(B) above to the aggregate
nominal value of share capital that may be
allotted or agreed to be allotted by the
directors pursuant to Resolution 5(A) above
5.D To authorise the Board to exercise the Mgmt For For
Repurchase Mandate at any time or times and
in such manner which the Board may at its
sole discretion from time to time deem fit,
whether or not a derivative contract
entered into by Ms. CHU Lam Yiu, the
controlling shareholder of the Company, on
14 October 2011 is still in effect and
subsisting
--------------------------------------------------------------------------------------------------------------------------
HUABAO INTERNATIONAL HOLDINGS LTD Agenda Number: 704227417
--------------------------------------------------------------------------------------------------------------------------
Security: G4639H122
Meeting Type: SGM
Meeting Date: 31-Jan-2013
Ticker:
ISIN: BMG4639H1227
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0110/LTN20130110174.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0110/LTN20130110160.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 2. THANK YOU.
1 To consider and approve the revision to the Mgmt For For
existing annual caps of the Continuing
Connected Transaction for the three
financial years ending 31 March
2015Contemplated under the Hongta Framework
Agreement
2 To consider and approve the Continuing Mgmt For For
Connected Transaction and the proposed caps
for the period from 1 January 2013 to 31
March 2013, and for each of the two
financial years ending 31 March 2015
contemplated under the GD Framework
Agreement
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM EGM TO SGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC. Agenda Number: 933735170
--------------------------------------------------------------------------------------------------------------------------
Security: 443304100
Meeting Type: Special
Meeting Date: 12-Mar-2013
Ticker: HNP
ISIN: US4433041005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1 TO CONSIDER AND APPROVE THE "RESOLUTION Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF HUANENG POWER INTERNATIONAL,
INC."
O2 TO CONSIDER AND APPROVE THE "RESOLUTION Mgmt For For
REGARDING THE 2013 CONTINUING CONNECTED
TRANSACTIONS BETWEEN THE COMPANY AND
HUANENG GROUP", INCLUDING HUANENG GROUP
FRAMEWORK AGREEMENT AND THE TRANSACTION
CAPS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC. Agenda Number: 933835158
--------------------------------------------------------------------------------------------------------------------------
Security: 443304100
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: HNP
ISIN: US4433041005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO CONSIDER AND APPROVE THE WORKING REPORT Mgmt For
FROM THE BOARD OF DIRECTORS OF THE COMPANY
FOR 2012
O2. TO CONSIDER AND APPROVE THE WORKING REPORT Mgmt For
FROM THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR 2012
O3. TO CONSIDER AND APPROVE THE AUDITED Mgmt For
FINANCIAL STATEMENTS OF THE COMPANY FOR
2012
O4. TO CONSIDER AND APPROVE THE PROFIT Mgmt For
DISTRIBUTION PLAN OF THE COMPANY FOR 2012
O5. TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For
REGARDING THE APPOINTMENT OF THE COMPANY'S
AUDITORS FOR 2013
S6. PROPOSAL REGARDING THE ISSUE OF MEDIUM AND Mgmt For
LONG TERM DEBT FINANCING INSTRUMENTS
S7. TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For
REGARDING THE ISSUE OF SHORT-TERM
DEBENTURES OF THE COMPANY
S8. TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For
REGARDING THE ISSUE OF SUPER SHORT-TERM
DEBENTURES
S9. TO CONSIDER AND APPROVE THE ISSUE OF Mgmt For
PRIVATE PLACEMENT OF FINANCIAL INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
HYOSUNG CORPORATION, SEOUL Agenda Number: 704289025
--------------------------------------------------------------------------------------------------------------------------
Security: Y3818Y120
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7004800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director Jeong Yun Taek, Gim Mgmt Against Against
Sang Hui, Han Min Gu, Ha Yeong Won, Son
Byeong Du, I Byeo Ng Ju, Gim Jeong Gwan
3 Election of audit committee member Gim Sang Mgmt Against Against
Hui, Ha Yeong Won
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 704209192
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 28-Dec-2012
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I Spinoff from the company, with the Mgmt For For
allocation of the spun off portion to the
establishment of a new share corporation to
ratify the protocol and justification of
spin off from Hypermarcas S.A. followed by
the share merger of Braga Holding, prepared
by the executive committee of the company
on December 12, 2012, which establishes,
among other things, the terms and
conditions of the spin off from the
company, with the transfer of the portion
made up by the establishment that is
currently the subsidiary of Hypermarcas
located in the state of Sao Paulo, in the
city of Braganca Paulista, including the
assets and liabilities related to the
manufacture and sale of medications from
the former and no longer existing Luper
Industria Farmaceutica Ltda. A company
merged into the company in accordance with
the terms of the minutes CONTD
CONT CONTD for the extraordinary general meeting Non-Voting
that was held on April 29, 2011, from here
onwards the spun off portion, into Braga
Holding, as defined below, which is to be
established as a result of the mentioned
spin off, from here onwards the spin off,
as well as the terms and conditions of the
merger of all of the shares of Braga
holding, as defined below, into the
company, and of the acts and measures
contemplated in it, from here onwards the
protocol of spin off and share merger
II To ratify the appointment and hiring of CCA Mgmt For For
continuity auditores Independentes S.S. A
simple company, with its head office in the
city of Sao Paulo, state of Sao Paulo, at
Alameda Santos 2313, 2nd floor, Jardim
Paulista, duly registered with the Sao
Paulo public accounting council, CRC.SP,
under number 2SP025430.O.2, with corporate
taxpayer id number, CNPJ.MF,
10.686.276.0001.29, from here onwards CCA,
as the specialized company responsible for
the preparation of the valuation report,
from here onwards the valuation report, in
regard to the book valuation of the spun
off portion, for the purposes of the spin
off from the company, on the basis date of
September 30, 2012
III To approve the valuation report, in regard Mgmt For For
to the spin off, followed by the
establishment of Braga Holding, as defined
below
IV To approve the proposal for the spin off Mgmt For For
from the company, with the transfer of the
spun off portion of its assets to a new
special purpose company, which is
structured as a share corporation, to be
established as a result of the mentioned
spin off, which is to be called Braga
Holding S.A. from here onwards Braga
Holding, in accordance with the protocol of
spin off and share merger, in accordance
with terms of article 229 of the Brazilian
Corporate law, with the consequent
reduction of the share capital of the
company, in the amount of BRL
15,249,224.12, through the cancellation of
1,419,474 common, nominative shares, with
no par value, issued by the company, in
proportion to the shareholding interest
held by the shareholders
V.a To approve the establishment of Braga Mgmt For For
Holding as a result of the spin off, the
share capital of which will be subscribed
for by the current shareholders of the
company, in proportion to the shareholding
interest they have in the company, and paid
in with the spun off portion, as well as to
approve the draft of the corporate bylaws
of Braga Holding
V.b To elect the members of the executive Mgmt For For
committee of Braga Holding
V.c To establish the compensation of the Mgmt For For
members of the executive committee of Braga
Holding
VI Merger of the shares issued by Braga Mgmt For For
Holding into the company to ratify the
protocol of spin off and share merger,
prepared by the executive committee of the
company on December 12, 2012, in accordance
with the terms of article 252 of the
Brazilian corporate law, which establishes,
in addition to the terms and conditions of
the spin off followed by the establishment
of Braga Holding, the terms and conditions
of the share merger, as defined below, and
of the acts and measures contemplated in it
VII To ratify the appointment and hiring of CCA Mgmt For For
as the specialized company responsible for
the preparation of the valuation report, in
regard to the book valuation of the shares
of Braga holding, for the purposes of the
share merger, on the basis date of
September 30, 2012
VIII To approve the valuation report, in regard Mgmt For For
to the share Merger
IX To approve the proposal for the merger, Mgmt For For
into the company, of all of the shares
issued by Braga holding, from here onwards
the share merger, in accordance with the
terms of the protocol of spin off and share
merger, with the consequent increase of the
share capital of the company, in the amount
of BRL 15,249,224.12, through the issuance
of 1,419,474 common, nominative shares,
with no par value, to be subscribed for by
the shareholders of the company, in
proportion to the shareholder interest they
have
X Preemptive right as a result of the company Mgmt For For
signing the agreement for the purchase and
sale of shares and other covenants for the
disposition of all of the shares of Braga
Holding, which, after the share merger,
will come to be a wholly owned subsidiary
of the company, to receive an offer for the
exercise of a preemptive right in the
acquisition of the shares of Braga holding,
in accordance the terms of article 253, i,
of the Brazilian corporate law, with it
being the case that it will be up to the
general meeting to establish the deadline
and procedure for the exercise of this
right
XI Authorization for the managers to authorize Mgmt For For
the managers of the company to do all the
acts necessary to carry out the resolutions
proposed and approved by the shareholders
of the company
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF VOTING OPTION COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 704369746
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Accept Financial Statements and Statutory Mgmt For For
Reports for Fiscal Year Ended Dec. 31, 2012
2 Approve Allocation of Income and Dividends Mgmt For For
3 Elect Directors Mgmt Against Against
4 Approve Remuneration of Company's Mgmt Against Against
Management
5 Authorize Board to Ratify and Execute Mgmt For For
Approved Resolutions
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 704369520
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Amend article 19 Mgmt Against Against
2 Amend article 19, paragraphs 6,7 and 8 Mgmt For For
3 Amend article 20 Mgmt For For
4 Amend article 23 Mgmt For For
5 Amend article 42 Mgmt For For
6 Consolidate bylaws Mgmt For For
7 Authorize board to ratify and execute Mgmt For For
approved resolutions
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND
POSTPONEMENT OF MEETING FROM 18 APR TO 30
APR 2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI FIRE & MARINE INSURANCE CO LTD, SEOUL Agenda Number: 704243295
--------------------------------------------------------------------------------------------------------------------------
Security: Y3842K104
Meeting Type: EGM
Meeting Date: 04-Feb-2013
Ticker:
ISIN: KR7001450006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of directors (2 inside directors Mgmt For For
and 2 outside directors): I Cheol Yeong,
Bak Chan Jong, Gim Dong Hun, Song Yu Jin
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI GLOVIS CO., LTD Agenda Number: 704268918
--------------------------------------------------------------------------------------------------------------------------
Security: Y27294100
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7086280005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of directors candidates: Kim Mgmt Against Against
Hyeong Ho, Yan Yeh Bin Wang election of
outside directors candidates: Ma Sang Gon
3 Election of the member of audit committee, Mgmt Against Against
who is the external director candidates: Ma
Sang Gon
4 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI HEAVY INDUSTRIES CO LTD, ULSAN Agenda Number: 704299610
--------------------------------------------------------------------------------------------------------------------------
Security: Y3838M106
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7009540006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve financial statements, allocation of Mgmt For For
income, and dividend of KRW 2,500 per share
2 Elect two inside directors and one outside Mgmt For For
director (Bundled): Gim Oe Hyeon, Choe
Byeong Gu and No Yeong Bo
3 Election of audit committee member No Yeong Mgmt For For
Bo
4 Approve total remuneration of inside Mgmt For For
directors and outside directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RES. 2. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI HYSCO CO LTD, ULSAN Agenda Number: 704274062
--------------------------------------------------------------------------------------------------------------------------
Security: Y3848X100
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7010520005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt Against Against
3 Election of directors: Sin Seong Jae, I Mgmt For For
Sang Guk, Im Tae Hun
4 Election of audit committee member: Im Tae Mgmt For For
Hun
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOBIS, SEOUL Agenda Number: 704279911
--------------------------------------------------------------------------------------------------------------------------
Security: Y3849A109
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7012330007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of directors: Jeong Mong Gu, Jeon Mgmt For For
Ho Seok, Bak Chan Uk
3 Election of audit committee member: Bak Mgmt For For
Chan Uk
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD, SEOUL Agenda Number: 704284429
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director Jeong Ui Seon, Gim Mgmt For For
Chung Ho , Nam Seong Il, I Yu Jae
3 Election of audit committee member Nam Mgmt For For
Seong Il
4 Amendment of articles of incorporation Mgmt For For
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI SECURITIES CO LTD, SEOUL Agenda Number: 704149497
--------------------------------------------------------------------------------------------------------------------------
Security: Y3850E107
Meeting Type: EGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: KR7003450004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 128110 DUE TO RECEIPT OF
ADDITIONAL OF RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Election of inside director: Yun Gyeong Eun Mgmt For For
2 Election of outside director: Cha Dong Ok Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI SECURITIES CO LTD, SEOUL Agenda Number: 704533175
--------------------------------------------------------------------------------------------------------------------------
Security: Y3850E107
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KR7003450004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2.1 Election of inside director Hyeon Jeong Eun Mgmt For For
2.2 Election of inside director I Nam Yong Mgmt For For
2.3 Election of inside director Im Seung Cheol Mgmt For For
2.4 Election of outside director Bak Gwang Mgmt For For
Cheol
2.5 Election of outside director Bak Chung Geun Mgmt For For
3.1 Election of audit committee member who is Mgmt Against Against
not an outside director Im Seung Cheol
3.2 Election of audit committee member who is Mgmt For For
an outside director Bak Chung Geun
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI WIA CORP, CHANGWON Agenda Number: 704274036
--------------------------------------------------------------------------------------------------------------------------
Security: Y3869Y102
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7011210002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director JEONG MYEONG CHEOL, Mgmt For For
SON IL GEUN
3 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAIMARINE&FIREINSURANCECO. LTD., SEOUL Agenda Number: 704512056
--------------------------------------------------------------------------------------------------------------------------
Security: Y3842K104
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KR7001450006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2.1 Election of inside director Jeong Mong Yun Mgmt For For
2.2 Election of outside director: Gim Hui Dong Mgmt For For
3 Election of audit committee member who is Mgmt For For
an outside director Gim Hui Dong
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IJM CORPORATION BHD Agenda Number: 703987098
--------------------------------------------------------------------------------------------------------------------------
Security: Y3882M101
Meeting Type: AGM
Meeting Date: 28-Aug-2012
Ticker:
ISIN: MYL3336OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To elect retiring Director as follows: Tan Mgmt For For
Sri Abdul Halim bin Ali
2 To elect retiring Director as follows: Mgmt For For
Datuk Lee Teck Yuen
3 To elect retiring Director as follows: Mgmt For For
Dato' David Frederick Wilson
4 To appoint PricewaterhouseCoopers as Mgmt For For
Auditors and to authorize the Directors to
fix their remuneration
5 That the Directors' fees of RM725,584 for Mgmt For For
the year ended 31 March 2012 be approved to
be divided amongst the Directors in such
manner as they may determine
6 Authority to issue shares under section Mgmt For For
132d
7 Proposed renewal of share buy-back Mgmt For For
authority
8 Proposed amendments to articles of Mgmt For For
association and adoption of new articles of
association
--------------------------------------------------------------------------------------------------------------------------
IJM CORPORATION BHD Agenda Number: 704070591
--------------------------------------------------------------------------------------------------------------------------
Security: Y3882M101
Meeting Type: EGM
Meeting Date: 19-Oct-2012
Ticker:
ISIN: MYL3336OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposed establishment of a long term Mgmt Against Against
incentive plan for the eligible employees
and directors of IJM and its subsidiaries
("proposed LTIP")
2 That, subject to the passing of Resolution Mgmt Against Against
1, the Directors be and are hereby
authorised to offer options to subscribe
for IJM Shares and grant IJM Shares to Tan
Sri Dato' Tan Boon Seng @ Krishnan,
Executive Deputy Chairman as a Director of
the Company, each not more than ten percent
(10%) of the IJM Shares available under the
Proposed LTIP from time to time subject
always to such terms and conditions and/or
any adjustments which may be made in
accordance with the provisions of the
By-Laws
3 That, subject to the passing of Resolution Mgmt Against Against
1, the Directors be and are hereby
authorised to offer options to subscribe
for IJM Shares and grant IJM Shares to
Dato' Teh Kean Ming, Chief Executive
Officer & Managing Director as a Director
of the Company, each not more than ten
percent (10%) of the IJM Shares available
under the Proposed LTIP from time to time
subject always to such terms and conditions
and/or any adjustments which may be made in
accordance with the provisions of the
By-Laws
4 That, subject to the passing of Resolution Mgmt Against Against
1, the Directors be and are hereby
authorised to offer options to subscribe
for IJM Shares and grant IJM Shares to
Dato' Tan Gim Foo, Deputy Chief Executive
Officer & Deputy Managing Director as a
Directors of the Company, each not more
than ten percent (10%) of the IJM Shares
available under the Proposed LTIP from time
to time subject always to such terms and
conditions and/or any adjustments which may
be made in accordance with the provisions
of the By-Laws
5 That, subject to the passing of Resolution Mgmt Against Against
1, the Directors be and are hereby
authorised to offer options to subscribe
for IJM Shares to the Tan Sri Abdul Halim
Bin Ali, Independent Non-Executive Chairman
as a Directors of the Company, each up to a
maximum of 100,000 IJM Shares from time to
time subject always to such terms and
conditions and/or any adjustments which may
be made in accordance with the provisions
of the By-Laws
6 That, subject to the passing of Resolution Mgmt Against Against
1, the Directors be and are hereby
authorised to offer options to subscribe
for IJM Shares to the Datuk Lee Teck Yuen,
Non-Executive Director as a Directors of
the Company, each up to a maximum of
100,000 IJM Shares from time to time
subject always to such terms and conditions
and/or any adjustments which may be made in
accordance with the provisions of the
By-Laws
7 That, subject to the passing of Resolution Mgmt Against Against
1, the Directors be and are hereby
authorised to offer options to subscribe
for IJM Shares to the Dato' David Frederick
Wilson, Non-Executive Director as a
Directors of the Company, each up to a
maximum of 100,000 IJM Shares from time to
time subject always to such terms and
conditions and/or any adjustments which may
be made in accordance with the provisions
of the By-Laws
8 That, subject to the passing of Resolution Mgmt Against Against
1, the Directors be and are hereby
authorised to offer options to subscribe
for IJM Shares to the Dato' Goh Chye Koon,
Non-Executive Director as a Directors of
the Company, each up to a maximum of
100,000 IJM Shares from time to time
subject always to such terms and conditions
and/or any adjustments which may be made in
accordance with the provisions of the
By-Laws
9 That, subject to the passing of Resolution Mgmt Against Against
1, the Directors be and are here by
authorised to offer options to subscribe
for IJM Shares and grant IJM Shares to
Velayuthan A/L Tan Kim Song, who is the
brother of Tan Sri Dato' Tan Boon Seng
@Krishnan (the Executive Deputy Chairman of
the Company) and a Group employee incharge
of the Indonesian operations of IJM
Plantations Berhad (which is a subsidiary
of the Company), not more than five percent
(5%) of the IJM Shares available underthe
Proposed LTIP from time to time subject
always to such terms and conditionsand/or
any adjustments which may be made in
accordance with the provisions of the
By-Laws
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 933696570
--------------------------------------------------------------------------------------------------------------------------
Security: 452553308
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: IMPUY
ISIN: US4525533083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 ADOPTION OF ANNUAL FINANCIAL STATEMENTS Mgmt For
O2 APPOINTMENT OF EXTERNAL AUDITORS Mgmt For
O3A APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt For
HC CAMERON - CHAIRMAN
O3B APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt For
AA MAULE
O3C APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: B Mgmt For
NGONYAMA
O4 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For
POLICY
O5A RE-ELECTION OF DIRECTOR: AA MAULE Mgmt For
O5B RE-ELECTION OF DIRECTOR: KDK MOKHELE Mgmt For
O5C RE-ELECTION OF DIRECTOR: NDB ORLEYN Mgmt For
O6 CONTROL OF UNISSUED SHARE CAPITAL Mgmt For
O7 IMPLATS LONG-TERM INCENTIVE PLAN 2012 Mgmt For
S8 ACQUISITION OF COMPANY'S SHARES BY THE Mgmt For
COMPANY OR A SUBSIDIARY
S9 DIRECTORS' REMUNERATION Mgmt For
S10 APPROVAL OF A NEW MEMORANDUM OF Mgmt Against
INCORPORATION
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL HLDGS LTD Agenda Number: 704076997
--------------------------------------------------------------------------------------------------------------------------
Security: S38127122
Meeting Type: AGM
Meeting Date: 31-Oct-2012
Ticker:
ISIN: ZAE000067211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Financial statements Mgmt For For
2.O.2 Resolved that Deloitte and Touche be Mgmt For For
appointed as auditors of the company and
Mr. A Mackie as designated partner until
the date of the next annual general meeting
3.O.3 Appointment of audit committee Mgmt For For
4O4.1 Reappointment T Dingaan as a director Mgmt For For
4O4.2 Reappointment P Langeni as a director Mgmt For For
4O4.3 Reappointment MJ Leeming as a director Mgmt For For
4O4.4 Reappointment MV Moosa as a director Mgmt For For
5.O.5 Confirmation of remuneration policy Mgmt For For
6S161 Directors' fees: Chairman ZAR 394,000 Mgmt For For
6S162 Directors' fees: Deputy chairman ZAR Mgmt For For
198,000
6S163 Directors' fees: Board member ZAR 198,000 Mgmt For For
6S164 Directors' fees: Assets and liabilities Mgmt For For
committee chairman ZAR 104,000
6S165 Directors' fees: Assets and liabilities Mgmt For For
committee member ZAR 69,500
6S166 Directors' fees: Audit committee chairman Mgmt For For
ZAR 227,000
6S167 Directors' fees: Audit committee member ZAR Mgmt For For
114,000
6S168 Directors' fees: Risk committee chairman Mgmt For For
ZAR 107,000
6S169 Directors' fees: Risk committee member ZAR Mgmt For For
72,000
6S610 Directors' fees: Remuneration and Mgmt For For
nomination committee chairman ZAR 104,000
6S611 Directors' fees: Remuneration and Mgmt For For
nomination committee member ZAR 69,500
6S612 Directors' fees: Social, ethics and Mgmt For For
sustainability committee chairman ZAR
104,000
6S613 Directors' fees: Social, ethics and Mgmt For For
sustainability committee member ZAR 69,500
7.S.2 Specific authority to repurchase company Mgmt For For
shares
8.S.3 General authority to repurchase company Mgmt For For
shares
9.O.6 Authority over ordinary shares Mgmt For For
10.O7 Authority to issue shares for cash Mgmt For For
11.O8 Authority over unissued preference shares Mgmt For For
12.S4 Authority to provide financial assistance Mgmt For For
13.S5 Adoption of MOI Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITORS NAME FOR RESOLUTION NO.
2.O.2. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL HOLDINGS LTD (IPL) Agenda Number: 703979786
--------------------------------------------------------------------------------------------------------------------------
Security: S38127122
Meeting Type: MIX
Meeting Date: 16-Aug-2012
Ticker:
ISIN: ZAE000067211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Amendment of Article 58 of the MOI Mgmt For For
S.2 Amendment of Article 55 of the MOI Mgmt For For
O.1 Authority of directors and secretary Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS AND
MEETING TYPE FROM OGM TO MIX. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL HOLDINGS LTD (IPL) Agenda Number: 704270595
--------------------------------------------------------------------------------------------------------------------------
Security: S38127122
Meeting Type: OGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: ZAE000067211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Adoption of MOI Mgmt For For
O.1 Authority of Directors and Company Mgmt For For
Secretary
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF FUTURE RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704059369
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 05-Nov-2012
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY NOTICE ARE AVAILABLE BY CLICKING ON
THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0913/LTN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0913/LTN20120913639.pdf
1 To consider and approve the proposed Mgmt For For
amendments to the Articles of Association
of Industrial and Commercial Bank of China
Limited as set out in Appendix I to the
circular of the Bank dated 14 September
2012 and to authorize the Chairman and the
President to make further adjustments or
amendments according to the regulators'
recommendations on amendments
2 To consider and approve the 2012-2014 Mgmt For For
Capital Planning of Industrial and
Commercial Bank of China as set out in
Appendix II to the circular of the Bank
dated 14 September 2012
3 To consider and approve the appointment of Mgmt For For
KPMG Huazhen as external auditors of the
Bank for 2013 and to fix the aggregate
audit fees for 2013 at RMB133.6 million,
among which RMB77.51 million will be paid
for annual audit, RMB35.48 million for
interim review, RMB4.64 million each for
agreed-upon procedures of financial
information of the first and third quarters
and RMB11.33 million for internal control
audit
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK AND POSTPONEMENT OF
MEETING DATE FROM 2 NOV 2012 TO 5 NOV 2012.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704249425
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: EGM
Meeting Date: 20-Mar-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128352.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0128/LTN20130128343.pdf
1 To consider and approve the election of Sir Mgmt For For
Malcolm Christopher McCarthy as an
independent non-executive director of the
Bank
2 To consider and approve the election of Mr. Mgmt For For
Kenneth Patrick Chung as an independent
non-executive director of the Bank
3 To consider and approve the Bank's 2013 Mgmt For For
fixed assets investment budget
4 To approve the issue of eligible tier-2 Mgmt For For
capital instruments on the terms and
conditions as set out in the circular dated
29 January 2013
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI Agenda Number: 704530105
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B112
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 191480 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0422/LTN20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0522/LTN20130522548.pdf
1 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Directors of the
Bank
2 To consider and approve the 2012 Work Mgmt For For
Report of the Board of Supervisors of the
Bank
3 To consider and approve the Bank's 2012 Mgmt For For
audited accounts
4 To consider and approve the Bank's 2012 Mgmt For For
profit distribution plan
5 To consider and approve the proposal on Mgmt For For
launching the engagement of accounting firm
for 2013
6 To consider and approve the appointment of Mgmt For For
Mr. Yi Huiman as an executive director of
the Bank
7 To consider and approve the appointment of Mgmt For For
Mr. Luo Xi as an executive director of the
Bank
8 To consider and approve the appointment of Mgmt For For
Mr. Liu Lixian as an executive director of
the Bank
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL BANK OF KOREA, SEOUL Agenda Number: 704302772
--------------------------------------------------------------------------------------------------------------------------
Security: Y3994L108
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7024110009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of remuneration limit of directors Mgmt For For
3 Approval of remuneration limit of auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAS CH SAB DE CV Agenda Number: 704430747
--------------------------------------------------------------------------------------------------------------------------
Security: P52413138
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: MXP524131127
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation of the report from the general Mgmt For For
director of the group, reports from the
board of directors, presentation of the
individual and consolidated financial
statements of Industrias C.H., S.A.B. de
C.V., for the 2012 fiscal year and report
on transactions for the purchase and
placement of shares of the company. The
report from the audit and corporate
practices committee, the report regarding
the fulfillment of tax obligations,
resolutions regarding the information
presented and regarding the activity of the
board of directors
II Determination regarding the allocation of Mgmt For For
results from the fiscal year and
establishment of the amount of funds that
can be allocated to the purchase of shares
of the company during the current fiscal
year
III Appointment or ratification, if deemed Mgmt Against Against
appropriate, of the members who make up the
board of directors, the executive
committee, of those who are members of the
audit and corporate practices committee, of
the secretary, as well as the determination
of their compensation
IV Ratification of the resolution of the board Mgmt Against Against
of directors regarding the issuance of new
securities to replace those that are in
circulation
V Designation of the delegates who will be Mgmt For For
charged with taking the steps and measures
that may be necessary to achieve the
complete formalization of the resolutions
that are passed
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAS CH SAB DE CV Agenda Number: 704432498
--------------------------------------------------------------------------------------------------------------------------
Security: P52413138
Meeting Type: EGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: MXP524131127
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposal for Industrias C.H., S.A.B. De Mgmt For For
C.V. to absorb, by an ascending vertical
merger, its subsidiaries called Operadora
ICH S.A. De C.V., Operadora De Industrias
Ch S.A. De C.V., and Servicios Ch, S.A. De
C.V., approving, if deemed appropriate the
bases for that merger
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED Agenda Number: 933827149
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 15-Jun-2013
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO RECEIVE, CONSIDER AND ADOPT THE BALANCE Mgmt For
SHEET AS AT MARCH 31, 2013, THE STATEMENT
OF THE PROFIT AND LOSS ACCOUNT FOR THE YEAR
ENDED ON THAT DATE AND THE REPORT OF THE
DIRECTORS AND AUDITORS THEREON.
O2. TO DECLARE THE FINAL DIVIDEND FOR THE Mgmt For
FINANCIAL YEAR ENDED MARCH 31, 2013.
O3. TO APPOINT A DIRECTOR IN PLACE OF S.D. Mgmt For
SHIBULAL, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O4. TO APPOINT A DIRECTOR IN PLACE OF SRINATH Mgmt For
BATNI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O5. TO APPOINT A DIRECTOR IN PLACE OF DEEPAK M. Mgmt For
SATWALEKAR, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O6. TO APPOINT A DIRECTOR IN PLACE OF DR. OMKAR Mgmt For
GOSWAMI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O7. TO APPOINT A DIRECTOR IN PLACE OF R. Mgmt For
SESHASAYEE, WHO RETIRES BY ROTATION AND,
BEING ELIGIBLE, SEEKS RE-APPOINTMENT.
O8. TO APPOINT AUDITORS TO HOLD OFFICE FROM THE Mgmt For
CONCLUSION OF THIS AGM UNTIL THE CONCLUSION
OF THE NEXT AGM AND TO FIX THEIR
REMUNERATION AND TO PASS THE FOLLOWING
RESOLUTION THEREOF.
S9. TO APPOINT LEO PURI AS DIRECTOR, LIABLE TO Mgmt For
RETIRE BY ROTATION .
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YITAI COAL CO LTD Agenda Number: 704061376
--------------------------------------------------------------------------------------------------------------------------
Security: Y40848106
Meeting Type: EGM
Meeting Date: 15-Oct-2012
Ticker:
ISIN: CNE000000SK7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 118024 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Issue of medium term notes Mgmt For For
2 Change in the registered capital Mgmt For For
3 Amendments to the company's articles of Mgmt For For
association
4 Change of supervisors Mgmt For For
5 Adjustment to allowance for independent Mgmt For For
directors
6 Adjustment to allowance for independent Mgmt For For
supervisors
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YITAI COAL CO LTD Agenda Number: 704513577
--------------------------------------------------------------------------------------------------------------------------
Security: Y40848106
Meeting Type: CLS
Meeting Date: 28-Jun-2013
Ticker:
ISIN: CNE000000SK7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0512/LTN20130512055.pdf and
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0512/LTN20130512029.pdf
1 To consider and approve the payment of cash Mgmt For For
dividends and the bonus shares issue by way
of the capitalisation of the Company's
retained earnings for year ended 31
December 2012
--------------------------------------------------------------------------------------------------------------------------
INNER MONGOLIA YITAI COAL CO LTD Agenda Number: 704619064
--------------------------------------------------------------------------------------------------------------------------
Security: Y40848106
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: CNE000000SK7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 200905 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board for the year 2012
2 To consider and, if thought fit, to approve Mgmt For For
the report of the supervisory committee for
the year 2012
3 To consider and, if thought fit, to approve Mgmt For For
the report of the independent non-executive
directors for the year 2012
4 To consider and, if thought fit, to approve Mgmt For For
the annual report of the company for the
year 2012
5 To consider and, if thought fit, to approve Mgmt For For
the proposal of the confirmation of the
difference between actual amount and
estimates of related party transactions in
the ordinary course of business in 2012 and
the estimates for 2013 related party
transactions in the ordinary course of
business
6 To consider and, if thought fit, to appoint Mgmt For For
an auditor for the year 2013
7 To consider and, if thought fit, to appoint Mgmt For For
an internal control auditor for the year
2013
8 To consider and, if thought fit, to approve Mgmt For For
the proposed capital expenditure plan for
the year 2013
9 To consider and, if thought fit, to approve Mgmt For For
the proposed replacement of an independent
non-executive director
10 To consider and, if thought fit, to deal Mgmt For For
with the guarantee to be provided to
certain subsidiaries
11 To consider and, if thought fit, to approve Mgmt For For
the proposed amendments to the articles of
association
12 To consider and, if thought fit, to grant Mgmt Against Against
general mandate to the directors to allot,
issue and deal with additional H shares
13 To consider and, if thought fit, to approve Mgmt For For
the profit distribution scheme for the year
2012: the detailed profit distribution plan
are as follows: 1) Cash dividend/10 shares
(tax included): CNY 12.50000000 2) Bonus
issue from profit (share/10 shares):
10.000000 3) Bonus issue from capital
reserve (share/10 shares): none
14 To consider and, if thought fit, to provide Mgmt For For
external guarantees for inner Mongolia
Yitai Chemical Co., Ltd
15 To consider and approve the proposal to Mgmt For For
provide external guarantees for Yitai
Xinjiang Energy Co., Ltd
--------------------------------------------------------------------------------------------------------------------------
ITAUSA INVESTIMENTOS ITAU SA, SAO PAULO Agenda Number: 704411191
--------------------------------------------------------------------------------------------------------------------------
Security: P58711105
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRITSAACNPR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 3 ONLY. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To examine the board of directors annual Non-Voting
report, the financial statements, external
auditors and of the fiscal council and
documents opinion report relating to fiscal
year ended on December 31, 2012
2 Deliberate on the proposal of allocation of Non-Voting
net profit resulted from the fiscal year of
2012 and ratification of early distribution
of interest over own capital and of
dividends which have been and will be paid
3 To establish the number of members of the Mgmt For For
board of directors and to elect the
respective members, as well as those of the
fiscal council for the next annual term in
office
4 To set the board of directors, fiscal Non-Voting
council and executive committee global
remuneration
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
JBS SA, SAO PAULO Agenda Number: 704510800
--------------------------------------------------------------------------------------------------------------------------
Security: P59695109
Meeting Type: EGM
Meeting Date: 29-May-2013
Ticker:
ISIN: BRJBSSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and approve the Mgmt For For
protocol and justification of merger of
Novaprom food ingredients Ltda., from here
onwards referred to as Novaprom, into the
company, in accordance with the terms of
the proposal from the management, as well
as all of the acts and measures
contemplated in it
2 To ratify the appointment and hiring of Mgmt For For
Apsis Consultoria Empresarial Ltda. To
value the equity of Novaprom, for the
purposes of that which is provided for in
articles 226 and 227 and in accordance with
article 8 of law number 6404.76, and to
prepare the valuation report, from here
onwards referred to as the valuation report
3 To examine, discuss and approve the Mgmt For For
valuation report
4 To approve the merger of Novaprom into the Mgmt For For
company
5 To approve the amendment of article 3 of Mgmt For For
the corporate bylaws for the inclusion of
the following activities in the corporate
purpose of the company A. Operation in the
area of industrialization, sales, export
and import of ingredients and products for
foodstuffs and the sales representation of
products in general, B. Recovery of plastic
materials, C. Recovery of materials not
previously specified, D. Treatment and
disposition of waste that is not hazardous,
E. Treatment and disposition of hazardous
waste, and F. Manufacturing plastic items
for other purposes not previously specified
6 To approve the amendment of line xvii of Mgmt For For
article 19 of the corporate bylaws to
reflect the authority of the board of
directors to resolve regarding the issuance
of simple debentures, not convertible into
shares, with or without a collateral
guarantee
7 To approve the restatement of the corporate Mgmt For For
bylaws of the company
--------------------------------------------------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO LTD Agenda Number: 703981096
--------------------------------------------------------------------------------------------------------------------------
Security: Y4443L103
Meeting Type: EGM
Meeting Date: 10-Sep-2012
Ticker:
ISIN: CNE1000003J5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1. THANK YOU.
1 To consider and approve the Company make Mgmt For For
following amendments to relevant clauses
under Chapter XVIII of the Articles of
Association of the Company: (1) The Article
18.2 shall be amended as follows: "When the
following conditions are satisfied, the
Company may distribute the profits of the
current year, either in cash or in other
forms: (i) the Company records profits for
the current year; (ii) deferred losses have
been made up and carried forward; (iii)
allocation to the statutory reserve fund
has been made in full according to the
Articles of Association. The Company shall
not distribute dividends before it has made
up for losses and made allocations to the
statutory reserve fund and the statutory
public welfare fund. The Company shall not
pay any interest to shareholders in respect
of dividends, except those dividends CONTD
CONT CONTD which are due and payable but not yet Non-Voting
paid by the Company." (2) The Article 18.7
shall be amended as follows: "Subject to
the restrictions imposed by Articles 18.3,
18.4 and 18.6, annual dividends shall be
distributed in proportion to the
shareholding of each shareholder, within 6
months after the end of each financial
year. The Company's profit distribution
plan shall be proposed and formulated by
the Board by reference to the Articles of
Association, profits achieved by the
Company and the supply and need of funds.
When considering specific plan for
distribution of cash dividends, the Board
shall study and identify the timing,
conditions and minimum proportion,
conditions for adjustment and requirements
for decision-making procedures involved for
implementing the distribution of cash
dividends, etc. Independent CONTD
CONT CONTD directors shall explicitly express Non-Voting
their independent opinions on the profit
distribution plan. After being considered
and approved by the Board, the profit
distribution plan shall be proposed at the
general meeting for shareholders'
consideration and approval and be
implemented afterwards. When convening a
general meeting to consider a profit
distribution plan, the Company shall
provide sufficient access channels to
encourage shareholders, especially minority
shareholders, to attend and vote at the
meeting. When the profit distribution plan
is considered at the general meeting, the
Company shall take the initiative to
communicate and exchange views with
shareholders, especially minority
shareholders, giving due care to their
interest and appeal and timely responding
to their queries. After the profit
distribution CONTD
CONT CONTD plan has been resolved at the general Non-Voting
meeting, the Board shall complete the
dividend (or share) distribution within 2
months after the date of the general
meeting. When the Company has to, as
required by its production and operation,
investment plan and long-term development,
adjust or change its profit distribution
policy set out in the Articles of
Association, and formulate or adjust its
shareholders' return plan, for the purpose
of protecting shareholders' interests, such
adjustment or change shall be made after
detailed consideration and discussions by
the Board, for which the independent
directors shall explicitly express their
opinions. Relevant proposals shall be
submitted to the general meeting and passed
by more than two thirds of voting rights
represented by the shareholders present at
the meeting. The CONTD
CONT CONTD supervisory committee of the Company Non-Voting
shall supervise the implementation of the
Company's profit distribution policy and
shareholders' return plan by the Board, the
adjustment to or change of Company's profit
distribution plan by the Board, as well as
the decision-making procedures of the Board
and general meetings for profit
distribution and its implementation."
--------------------------------------------------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO LTD Agenda Number: 704046867
--------------------------------------------------------------------------------------------------------------------------
Security: Y4443L103
Meeting Type: EGM
Meeting Date: 26-Oct-2012
Ticker:
ISIN: CNE1000003J5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTIONS "1 AND 2". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0906/LTN20120906739.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0906/LTN20120906717.pdf
1 That the issue of not more than Mgmt For For
RMB1,500,000,000 medium-term notes with
maturity date of not more than 5 years from
the date of issue (including 5 years),
which are registered with the National
Association of Financial Market
Institutional Investors, be approved and
that Mr. Qian Yong Xiang, a director of the
Company, be authorised to deal with the
matters relevant to the issue
2 That the amendment of the address in the Mgmt For For
existing Article 1.5 of Articles of
Association of the Company from "The
Company's corporate domicile: 6 Maqun Road,
Nanjing, Jiangsu, the PRC" to "The
Company's corporate domicile: 6 Xianlin
Avenue, Nanjing, Jiangsu, the PRC" be
approved
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO LTD Agenda Number: 704413563
--------------------------------------------------------------------------------------------------------------------------
Security: Y4443L103
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: CNE1000003J5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411955.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0411/LTN20130411949.pdf
1 To approve the report of the Board of Mgmt For For
Directors of the Company for the year ended
31 December 2012
2 To approve the report of the Supervisory Mgmt For For
Committee of the Company for the year ended
31 December 2012
3 To approve the annual budget report for the Mgmt For For
year 2012
4 To approve the financial statements and the Mgmt For For
auditors' report of the Company for the
year ended 31 December 2012
5 To approve the profit distribution scheme Mgmt For For
of the Company in respect of the final
dividend for the year ended 31 December
2012: the Company proposed to declare a
cash dividend of RMB0.36 per share (tax
inclusive)
6 To approve the appointment of Deloitte Mgmt For For
Touche Tohmatsu Certified Public
Accountants LLP as the Company's auditors
for the year 2013 at a remuneration of not
exceeding RMB2,100,000/year
7 To approve the appointment of Deloitte Mgmt For For
Touche Tohmatsu Certified Public
Accountants LLP as the Company's auditors
of internal control for the year 2013 at an
aggregate remuneration of RMB680,000/year
8 That the issue of not more than Mgmt For For
RMB3,000,000,000 short-term commercial
papers and that Mr. Qian Yong Xiang, a
director of the Company, be authorised to
deal with the matters relevant to the issue
and the issue be taken place within one
year from the date of this annual general
meeting be approved
--------------------------------------------------------------------------------------------------------------------------
JIANGXI COPPER CO LTD Agenda Number: 704460411
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446C100
Meeting Type: AGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: CNE1000003K3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN201304251284.pdf,
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN201304251276.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0522/LTN20130522485.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board') for the year of 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year of 2012
3 To consider and approve the audited Mgmt For For
financial statements and the auditors'
report of the Company for the year of 2012
4 To consider and approve the proposal for Mgmt For For
distribution of profit of the Company for
the year of 2012
5 To consider and approve the plan of Mgmt For For
incentive award fund reserve for senior
management for the year of 2012 and to
authorise two directors of the Company to
form a sub-committee of the directors of
the Company to determine the reward for
each senior management in accordance
therewith
6 To appoint Deloitte Touche Tohmatsu Mgmt For For
Certified Public Accountants LLP (Special
General Partnership) and Deloitte Touche
Tohmatsu as the Company's domestic and
overseas auditors for the year of 2013,
respectively and to authorise the Board to
determine their remunerations and any one
executive director of the Company to enter
into the service agreement and any other
related documents with Deloitte Touche
Tohmatsu Certified Public Accountants LLP
(Special General Partnership) and Deloitte
Touche Tohmatsu
7.i To elect the director of the Company (the Mgmt For For
"Director"): Long Ziping
7.ii To elect the director of the Company (the Mgmt For For
"Director"): Liu Fangyun
8 To authorise the Board to enter into Mgmt For For
service contract and letter of appointment
with each of the newly appointed executive
Directors subject to such terms and
conditions as the Board shall think fit and
to do all such acts and things to give
effect to such matters
9 To elect Mr. Hu Qingwen ("Mr. Hu") as a Mgmt For For
supervisor of the Company
10 To authorise the supervisory committee of Mgmt For For
the Company to enter into service contract
and letter of appointment with Mr. Hu
subject to such terms and conditions as the
supervisory committee of the Company shall
think fit and to do all such acts and
things to give effect to such matters
11 To give a general mandate to the Board to Mgmt Against Against
issue new H shares of not more than 20% of
the total H shares in issue as at the date
of the annual general meeting
12 To approve the amendments to the articles Mgmt For For
of association of the Company: Article 164
and 167
13 To approve the adoption of "Jiangxi Copper Mgmt For For
Company Limited - Dividend Distribution
Policy and 3-year Plan For Shareholder's
Return
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING DATE FROM 11 JUNE 2013 TO
14 JUNE 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JSFC SISTEMA JSC, MOSCOW Agenda Number: 704075921
--------------------------------------------------------------------------------------------------------------------------
Security: 48122U204
Meeting Type: SGM
Meeting Date: 01-Nov-2012
Ticker:
ISIN: US48122U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve New Edition of Charter Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JSFC SISTEMA JSC, MOSCOW Agenda Number: 704610648
--------------------------------------------------------------------------------------------------------------------------
Security: 48122U204
Meeting Type: AGM
Meeting Date: 29-Jun-2013
Ticker:
ISIN: US48122U2042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the meeting procedures Mgmt For For
2 To approve the annual report, annual Mgmt For For
accounting reports, including the profit
and loss (financial) accounts of the
Company for 2012
3 3.1. Allocate RUR 9,264,000,000.00 (nine Mgmt For For
billion two hundred sixty four million) as
dividend, and not distribute the part of
retained earnings remaining after the
dividend payout. 3.2. Pay dividends in the
amount of RUR 0.96 (ninety-six hundredth)
per ordinary share of the Company in a
non-cash form by means of remitting the
respective amount to the settlement (bank)
accounts specified by the Company's
shareholders. 3.3. Set the deadline for
paying the announced dividends: no later
than 60 days from the date when the Annual
General Shareholders' Meeting of the
Company approves the resolution on the
payment of dividends
4.1 Elect the Revision Commission with member: Mgmt For For
Demeshkina Natalia Vladimirovna
4.2 Elect the Revision Commission with member: Mgmt For For
Kuznetsova Yekaterina Yurievna
4.3 Elect the Revision Commission with member: Mgmt For For
Mamonov Maxim Alexandrovich
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
5.1 Election of the member of the Board of Mgmt Against Against
Directors of Sistema Joint Stock Financial
Corporation : Boev Sergey Fedotovich
5.2 Election of the member of the Board of Mgmt Against Against
Directors of Sistema Joint Stock Financial
Corporation : Goncharuk Alexander Yurievich
5.3 Election of the member of the Board of Mgmt For For
Directors of Sistema Joint Stock Financial
Corporation : Dickie Brian
5.4 Election of the member of the Board of Mgmt Against Against
Directors of Sistema Joint Stock Financial
Corporation : Evtushenkov Vladimir
Petrovich
5.5 Election of the member of the Board of Mgmt Against Against
Directors of Sistema Joint Stock Financial
Corporation : Zubov Dmitry Lvovich
5.6 Election of the member of the Board of Mgmt For For
Directors of Sistema Joint Stock Financial
Corporation : Kocharyan Robert Sedrakovich
5.7 Election of the member of the Board of Mgmt For For
Directors of Sistema Joint Stock Financial
Corporation : Krecke Jeannot
5.8 Election of the member of the Board of Mgmt Against Against
Directors of Sistema Joint Stock Financial
Corporation : Mandelson Peter
5.9 Election of the member of the Board of Mgmt For For
Directors of Sistema Joint Stock Financial
Corporation : Munnings Roger
5.10 Election of the member of the Board of Mgmt For For
Directors of Sistema Joint Stock Financial
Corporation : Holtzman Marc
5.11 Election of the member of the Board of Mgmt For For
Directors of Sistema Joint Stock Financial
Corporation : Tchuruk Serge
5.12 Election of the member of the Board of Mgmt Against Against
Directors of Sistema Joint Stock Financial
Corporation : Shamolin Mikhail Valerievich
5.13 Election of the member of the Board of Mgmt For For
Directors of Sistema Joint Stock Financial
Corporation : Iakobachvili David
Mikhailovich
6.1 Approve CJSC Deloitte and Touche CIS as the Mgmt For For
auditor to perform the audit for 2013 in
line with the Russian Accounting Standards
6.2 Approve CJSC Deloitte and Touche CIS as the Mgmt For For
auditor to perform the audit for 2013 in
line with the US GAAP international
standards
7 Make amendments to the Charter of the Mgmt For For
Company
--------------------------------------------------------------------------------------------------------------------------
KB FINANCIAL GROUP INC Agenda Number: 933743571
--------------------------------------------------------------------------------------------------------------------------
Security: 48241A105
Meeting Type: Annual
Meeting Date: 22-Mar-2013
Ticker: KB
ISIN: US48241A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF FINANCIAL STATEMENTS AND THE Mgmt For
PROPOSED DIVIDEND PAYMENT FOR FISCAL YEAR
2012
2A. APPOINTMENT OF DIRECTOR: KYUNG JAE LEE Mgmt Against
2B. APPOINTMENT OF DIRECTOR: JAE WOOK BAE Mgmt Against
2C. APPOINTMENT OF DIRECTOR: YOUNG JIN KIM Mgmt For
2D. APPOINTMENT OF DIRECTOR: JONG CHEON LEE Mgmt For
2E. APPOINTMENT OF DIRECTOR: SEUNG HEE KOH Mgmt For
2F. APPOINTMENT OF DIRECTOR: YOUNG KWA KIM Mgmt Against
2G. APPOINTMENT OF DIRECTOR: YOUNG NAM LEE Mgmt For
2H. APPOINTMENT OF DIRECTOR: JAE MOK CHO Mgmt For
3A. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt Against
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
KYUNG JAE LEE
3B. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt Against
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
JAE WOOK BAE
3C. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
YOUNG JIN KIM
3D. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
JONG CHEON LEE
3E. APPOINTMENT OF MEMBER OF THE AUDIT Mgmt For
COMMITTEE, WHO ARE NON-EXECUTIVE DIRECTOR:
SEUNG HEE KOH
4. APPROVAL OF THE AGGREGATE REMUNERATION Mgmt For
LIMIT FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
KIA MOTORS CORP, SEOUL Agenda Number: 704281649
--------------------------------------------------------------------------------------------------------------------------
Security: Y47601102
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7000270009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve financial statements, allocation of Mgmt For For
income, and Dividend of KRW 650 per share
2 Election of director Bak Han U, Jeong Ui Mgmt For For
Seon, Nam Sang Gu
3 Election of audit committee member Nam Sang Mgmt For For
Gu
4 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 1. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KINGBOARD CHEMICAL HOLDINGS LTD Agenda Number: 704370422
--------------------------------------------------------------------------------------------------------------------------
Security: G52562140
Meeting Type: AGM
Meeting Date: 06-May-2013
Ticker:
ISIN: KYG525621408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0401/LTN20130401110.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0401/LTN20130401100.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the directors'
report and the independent auditor's report
thereon for the year ended 31 December 2012
2 To declare a final dividend Mgmt For For
3A To re-elect Mr. Cheung Kwong Kwan as Mgmt Against Against
executive director of the Company
3B To re-elect Mr. Chang Wing Yiu as executive Mgmt Against Against
director of the Company
3C To re-elect Mr. Ho Yin Sang as executive Mgmt Against Against
director of the Company
3D To re-elect Mr. Mok Cham Hung, Chadwick as Mgmt Against Against
executive director of the Company
3E To authorise the board of directors of the Mgmt For For
Company to fix the directors' remuneration
4 To re-appoint auditors and to authorise the Mgmt For For
board of directors to fix their
remuneration
5A THAT: (a) subject to paragraph (c) of this Mgmt Against Against
Resolution, the exercise by the directors
of the Company ("Directors") during the
Relevant Period (as hereinafter defined) of
all the powers of the Company to allot,
issue and deal with additional shares of
the Company ("Shares") or securities
convertible into Shares, or options,
warrants or similar rights to subscribe for
any Shares, and to make or grant offers,
agreements and options which might require
the exercise of such power be and is hereby
generally and unconditionally approved; (b)
the approval in paragraph (a) of this
Resolution shall be in addition to any
other authorisations given to the Directors
and shall authorise the Directors during
the Relevant Period to make or grant
offers, agreements and options which might
require the exercise of such power after
the end CONTD
CONT CONTD of the Relevant Period; (c) the Non-Voting
aggregate nominal amount of share capital
allotted or agreed conditionally or
unconditionally to be allotted (whether
pursuant to an option or otherwise) by the
Directors pursuant to the approval given in
paragraph (a) of this Resolution, otherwise
than pursuant to: (i) a Rights Issue (as
hereinafter defined); (ii) the exercise of
rights of subscription or conversion under
the terms of any warrants issued by the
Company or any securities which are
convertible into Shares; (iii) the exercise
of any option scheme or similar arrangement
for the time being adopted for the grant or
issue to the officers and/or employees of
the Company and/or any of its subsidiaries
of Shares or rights to acquire Shares; or
(iv) any scrip dividend or similar
arrangement providing for the allotment of
CONTD
CONT CONTD Shares in lieu of the whole or part Non-Voting
of a dividend on Shares in accordance with
the articles of association of the Company;
shall not exceed 20 per cent of the
aggregate nominal amount of the share
capital of the Company in issue at the date
of passing this Resolution and the said
approval shall be limited accordingly; (d)
subject to the passing of each of the
paragraphs (a), (b) and (c) of this
Resolution, any prior approvals of the kind
referred to in paragraphs (a), (b) and (c)
of this Resolution which had been granted
to the Directors and which are still in
effect be and are hereby revoked; and (e)
for the purpose of this Resolution:
"Relevant Period" means the period from the
passing of this Resolution until whichever
is the earlier of: (i) the conclusion of
the next annual general meeting of the
Company; (ii) CONTD
CONT CONTD the expiration of the period within Non-Voting
which the next annual general meeting of
the Company is required to be held by any
applicable laws or regulations or the
articles of association of the Company; and
(iii) the revocation or variation of the
authority given under this Resolution by an
ordinary resolution of the shareholders of
the Company in general meeting; and "Rights
Issue" means the allotment, issue or grant
of Shares pursuant to an offer of Shares
open for a period fixed by the Directors to
holders of Shares or any class thereof on
the register of members of the Company on a
fixed record date in proportion to their
then holdings of such Shares or class
thereof (subject to such exclusion or other
arrangements as the Directors may deem
necessary or expedient in relation to
fractional entitlements or having CONTD
CONT CONTD regard to any restrictions or Non-Voting
obligations under the laws of, or the
requirements of any recognised regulatory
body or stock exchange in any territory
outside Hong Kong)
5B THAT: (a) subject to paragraph (b) of this Mgmt For For
Resolution, the exercise by the Directors
during the Relevant Period (as hereinafter
defined) of all the powers of the Company
to repurchase Shares or securities
convertible into Shares on The Stock
Exchange of Hong Kong Limited ("Stock
Exchange") or on any other stock exchange
on which the securities of the Company may
be listed and recognised for this purpose
by the Securities and Futures Commission of
Hong Kong and the Stock Exchange under the
Hong Kong Code on Share Repurchases and,
subject to and in accordance with all
applicable laws and regulations, be and is
hereby generally and unconditionally
approved; (b) the aggregate nominal amount
of the securities which may be repurchased
by the Company pursuant to paragraph (a) of
this Resolution during the Relevant Period
shall CONTD
CONT CONTD not exceed 10% of the aggregate Non-Voting
nominal amount of the share capital of the
Company in issue at the date of the passing
of this Resolution and the approval granted
under paragraph (a) of this Resolution
shall be limited accordingly; (c) subject
to the passing of each of the paragraphs
(a) and (b) of this Resolution, any prior
approvals of the kind referred to in
paragraphs (a) and (b) of this Resolution
which had been granted to the Directors and
which are still in effect be and are hereby
revoked; and (d) for the purpose of this
Resolution: "Relevant Period" means the
period from the passing of this Resolution
until whichever is the earlier of: (i) the
conclusion of the next annual general
meeting of the Company; (ii) the expiration
of the period within which the next annual
general meeting of the Company is CONTD
CONT CONTD required to be held by any applicable Non-Voting
laws or regulations or the articles of
association of the Company; and (iii) the
revocation or variation of the authority
given under this Resolution by an ordinary
resolution of the shareholders of the
Company in general meeting
5C THAT conditional upon the passing of Mgmt Against Against
Resolutions numbered 5A and 5B as set out
in the notice convening this Meeting, the
general mandate granted to the Directors to
exercise the powers of the Company to
allot, issue or otherwise deal with Shares
pursuant to Resolution numbered 5A above be
and is hereby extended by the addition to
the aggregate nominal amount of the Shares
of an amount representing the aggregate
nominal amount of the share capital of the
Company repurchased by the Company under
the authority granted pursuant to
Resolution numbered 5B above, provided that
such amount shall not exceed 10 per cent.
of the aggregate nominal amount of the
share capital of the Company in issue at
the date of the passing of this Resolution
6 THAT subject to and conditional upon The Mgmt For For
Stock Exchange of Hong Kong Limited
granting and agreeing to grant listing of
and permission to deal in the Bonus Shares
(as defined below): (A) upon the
recommendation of the Directors, such
amount standing to the credit of the share
premium account of the Company be
capitalized and the Directors be and are
hereby authorized to apply such amount in
paying up in full at par such number of new
shares of HKD 0.10 each in the capital of
the Company ("Bonus Shares") on the basis
of two Bonus Shares for every ten existing
issued ordinary shares of HKD 0.10 each in
the capital of the Company on the Record
Date (as defined below), and the Directors
be authorised to allot, issue and
distribute the Bonus Shares, which shall be
credited as fully paid, to the members of
the Company whose CONTD
CONT CONTD names appear in the register of Non-Voting
members of the Company in Hong Kong as at
the close of business on 14 May 2013
("Record Date"), other than those members
("Excepted Shareholders") whose addresses
as shown in the register of members of the
Company at the close of business on the
Record Date are in jurisdiction outside
Hong Kong and in respect of whom the
Directors consider the exclusion from the
Bonus Issue (as defined below) to be
necessary or expedient in accordance with
the Rules Governing the Listing of
Securities on The Stock Exchange of Hong
Kong Limited and the Memorandum and
Articles of Association of the Company, on
the basis of two Bonus Shares for every ten
existing issued ordinary shares of HK0.10
each in the capital of the Company then
held by them respectively ("Bonus Issue"),
and the Directors be CONTD
CONT CONTD authorised to settle, as they Non-Voting
consider appropriate, any difficulty in
regard to any distribution of the Bonus
Shares; (B) the Bonus Shares to be allotted
and issued pursuant to this resolution
shall, subject to the Memorandum and
Articles of Association of the Company,
rank pari passu in all respects with the
existing issued ordinary shares of HKD 0.10
each in the capital of the Company, except
that they shall not be eligible for the
Bonus Issue mentioned in this resolution
and the final dividend for the year ended
31 December 2012; (C) the Directors be and
are hereby authorised to arrange for the
Bonus Shares which would otherwise have
been issued to the Excepted Shareholders,
if any, to be sold in the market as soon as
practicable after dealing in the Bonus
Shares commences, and distribute the net
proceeds of sale CONTD
CONT CONTD , after deduction of expenses, in Non-Voting
Hong Kong dollars to the Excepted
Shareholders, if any, pro rata to their
respective shareholdings and to post to
them the remittances thereof at their own
risk, unless the amount to be distributed
to any such persons is less than HKD 100,
in which case, the Directors be and are
hereby authorised to retain such amount for
the benefit of the Company; and (D) the
Directors be and are hereby authorised to
do all acts and things as may be necessary
and expedient in connection with the issue
of the Bonus Shares
--------------------------------------------------------------------------------------------------------------------------
KLABIN SA, SAO PAULO Agenda Number: 704288504
--------------------------------------------------------------------------------------------------------------------------
Security: P60933101
Meeting Type: AGM
Meeting Date: 02-Apr-2013
Ticker:
ISIN: BRKLBNACNPR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 5 ONLY. THANK YOU.
1 To receive the administrators accounts, to Non-Voting
examine, discuss and vote on the
administrations report, the financial
statements and the accounting statements
accompanied by the independent auditors
report and the finance committee, regarding
the fiscal year ended on December 31, 2012,
well as the opinion of the board of
directors
2 To decide regarding the allocation of the Non-Voting
net profit and the distribution of the
dividends
3 To elect the members of the board of Non-Voting
directors
4 To set the directors remuneration Non-Voting
5 To elect the members the fiscal council, Mgmt For For
including the representative of the holders
of preferred shares, and to set
remuneration
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORPORATION Agenda Number: 933717526
--------------------------------------------------------------------------------------------------------------------------
Security: 500631106
Meeting Type: Special
Meeting Date: 17-Dec-2012
Ticker: KEP
ISIN: US5006311063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CHIEF EXECUTIVE OFFICER: MOON, Mgmt For
HO
1B. ELECTION OF CHIEF EXECUTIVE OFFICER: CHO, Mgmt Against
HWAN EIK
--------------------------------------------------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORPORATION Agenda Number: 933758279
--------------------------------------------------------------------------------------------------------------------------
Security: 500631106
Meeting Type: Annual
Meeting Date: 29-Mar-2013
Ticker: KEP
ISIN: US5006311063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF FINANCIAL STATEMENTS FOR THE Mgmt For
52ND FISCAL YEAR
2. APPROVAL OF CEILING AMOUNT OF THE Mgmt For
REMUNERATION FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
KOREA EXCHANGE BANK, SEOUL Agenda Number: 704249235
--------------------------------------------------------------------------------------------------------------------------
Security: Y48585106
Meeting Type: EGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7004940003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the stock exchange Mgmt Against Against
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS. IF YOU WISH TO EXPRESS
DISSENT PLEASE CONTACT YOUR GLOBAL
CUSTODIAN CLIENT.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREA EXCHANGE BANK, SEOUL Agenda Number: 704315161
--------------------------------------------------------------------------------------------------------------------------
Security: Y48585106
Meeting Type: AGM
Meeting Date: 21-Mar-2013
Ticker:
ISIN: KR7004940003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director: Ha Yong I Mgmt For For
3 Election of audit committee member who is Mgmt For For
an outside director Ha Yong I
4 Approval of remuneration for director Mgmt For For
5 Amendment of articles on retirement Mgmt For For
allowance for director
--------------------------------------------------------------------------------------------------------------------------
KOREA GAS CORPORATION, SONGNAM Agenda Number: 703968961
--------------------------------------------------------------------------------------------------------------------------
Security: Y48861101
Meeting Type: EGM
Meeting Date: 09-Aug-2012
Ticker:
ISIN: KR7036460004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 999227 DUE TO RECEIPT OF
DIRECTORS' NAMES AND APPLICATION OF SPIN
CONTROL. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU.
1.1 Election of executive director: Sung Ho Lee Mgmt For For
1.2 Election of executive director: Nam Bin Cho Mgmt No vote
2 Election of 1 executive audit committee Mgmt Against Against
member
3 Approval of partial amendment to articles Mgmt For For
of incorporation
--------------------------------------------------------------------------------------------------------------------------
KOREA GAS CORPORATION, SONGNAM Agenda Number: 703995196
--------------------------------------------------------------------------------------------------------------------------
Security: Y48861101
Meeting Type: EGM
Meeting Date: 25-Sep-2012
Ticker:
ISIN: KR7036460004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of representative director: Ju Mgmt For For
Gang Su
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIRECTOR NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREA GAS CORPORATION, SONGNAM Agenda Number: 704313941
--------------------------------------------------------------------------------------------------------------------------
Security: Y48861101
Meeting Type: AGM
Meeting Date: 29-Mar-2013
Ticker:
ISIN: KR7036460004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOREA INVESTMENT HOLDINGS CO LTD, SEOUL Agenda Number: 704531450
--------------------------------------------------------------------------------------------------------------------------
Security: Y4862P106
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KR7071050009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amendment of the articles of incorporation Mgmt For For
2 Election of outside directors candidates: Mgmt For For
Park Seung Hee, Yeon Gang Heum, Yang Sung
Mun, Lee Sang Cheol
3 Election of the member of audit committee, Mgmt For For
who is the outside directors candidates:
Yeon Gang Heum, Yang Sung Mun, Bae Jong
Seok
4 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOREA ZINC CO LTD, SEOUL Agenda Number: 704289607
--------------------------------------------------------------------------------------------------------------------------
Security: Y4960Y108
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7010130003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of directors: Choe Chang Geun, I Mgmt For For
Je Jung, I Gyu Yong, Gim Byeong Bae
3 Election of audit committee member: Gim Mgmt For For
Byeong Bae
4 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDIT COMMITTEE MEMBER NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREAN AIR LINES CO LTD, SEOUL Agenda Number: 704278084
--------------------------------------------------------------------------------------------------------------------------
Security: Y4936S102
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7003490000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of director: Jo Yang Ho, I Tae Mgmt Against Against
Hui, Ji Chang Hun, I Seok U, Hyeon Jeong
Taek
3 Election of audit committee member: I Seok Mgmt For For
U, Hyeon Jeong Taek
4 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 2. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREAN AIR LINES CO LTD, SEOUL Agenda Number: 704597852
--------------------------------------------------------------------------------------------------------------------------
Security: Y4936S102
Meeting Type: EGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: KR7003490000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Split-Off. Details of Split-Off Mgmt For For
1.Existing Company : Korean Air
(KR7003490000) 2.New Company: Hanjin
Kal(Unlisted) 3.Split-Off Effective
Date:1/Aug/13 4.Split-Off Ratio : Existing
: New = 0.8054032 : 0.1945968
--------------------------------------------------------------------------------------------------------------------------
KROTON EDUCACIONAL SA, BELO HORIZONTE Agenda Number: 704337939
--------------------------------------------------------------------------------------------------------------------------
Security: P6115V129
Meeting Type: AGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: BRKROTACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To examine, discuss and approve the Mgmt For For
financial statements relating to the fiscal
year that ended on December 31, 2012
II Deliberate on the proposed of allocation of Mgmt For For
net profit resulted from the fiscal year
ended on December 31,2012
--------------------------------------------------------------------------------------------------------------------------
KROTON EDUCACIONAL SA, BELO HORIZONTE Agenda Number: 704337890
--------------------------------------------------------------------------------------------------------------------------
Security: P6115V129
Meeting Type: EGM
Meeting Date: 19-Apr-2013
Ticker:
ISIN: BRKROTACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To establish the overall annual Mgmt For For
compensation of the management of the
Company for fiscal year 2013, as well as
the individual compensation of members of
the Fiscal Council, if installed
--------------------------------------------------------------------------------------------------------------------------
KT&G CORPORATION, TAEJON Agenda Number: 704264148
--------------------------------------------------------------------------------------------------------------------------
Security: Y49904108
Meeting Type: AGM
Meeting Date: 28-Feb-2013
Ticker:
ISIN: KR7033780008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of representative director: Min Mgmt For For
Yeong Jin
4 Election of outside directors: Gim Deuk Hwi Mgmt For For
and Jo Gyu Ha
5 Election of audit committee member: Jo Gyu Mgmt For For
Ha
6 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KUMBA IRON ORE LTD Agenda Number: 704197450
--------------------------------------------------------------------------------------------------------------------------
Security: S4341C103
Meeting Type: OGM
Meeting Date: 18-Jan-2013
Ticker:
ISIN: ZAE000085346
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Approval of the new Memorandum of Mgmt Against Against
Incorporation
O.1 Authority to directors and company Mgmt Against Against
secretary to implement approval of the new
Memorandum of Incorporation
--------------------------------------------------------------------------------------------------------------------------
KUMHO PETRO CHEMICAL CO LTD, SEOUL Agenda Number: 704305362
--------------------------------------------------------------------------------------------------------------------------
Security: Y49212106
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7011780004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of inside director candidate: Kim Mgmt For For
Seong Chae, election of outside director
candidate: Ban Gi Ro
3 Election of the member of audit committee, Mgmt For For
who is the external director candidates:
Ban Gi Ro, Kim Yong Hwan
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD Agenda Number: 704455965
--------------------------------------------------------------------------------------------------------------------------
Security: G5320C108
Meeting Type: AGM
Meeting Date: 20-May-2013
Ticker:
ISIN: BMG5320C1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0409/LTN20130409284.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0409/LTN20130409243.pdf
1 To receive, consider and adopt the audited Mgmt For For
Financial Statement and the Reports of the
Directors and Auditors for the year ended
31 December 2012
2 To declare a final dividend of HK23 cents Mgmt For For
per ordinary share of the Company
3.A To re-elect Mr. Zhang Bowen as an executive Mgmt For For
director of the Company
3.B To re-elect Dr. Liu Xiao Feng (who has Mgmt For For
served the Company for nine years) as an
independent non-executive director of the
Company
3.C To authorise the directors of the Company Mgmt For For
to fix the remuneration of the directors of
the Company for the year ending 31 December
2013
4 To appoint KPMG as the auditor of the Mgmt For For
Company for the ensuing year and to
authorise the directors of the Company to
fix their remuneration
5 To approve the share issue mandate Mgmt Against Against
(ordinary resolution no. 5 of the notice
convening the Meeting)
6 To approve the share repurchase mandate Mgmt For For
(ordinary resolution no. 6 of the notice
convening the Meeting)
7 To approve extension of the share issue Mgmt Against Against
mandate under ordinary resolution no. 5 by
the number of shares repurchased under
ordinary resolution no. 6 (ordinary
resolution no. 7 of the notice convening
the Meeting)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 17 MAY 2013 TO
14 MAY 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
L.G. DISPLAY CO., LTD. Agenda Number: 933737047
--------------------------------------------------------------------------------------------------------------------------
Security: 50186V102
Meeting Type: Annual
Meeting Date: 08-Mar-2013
Ticker: LPL
ISIN: US50186V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF CONSOLIDATED AND SEPARATE Mgmt For For
FINANCIAL STATEMENTS AS OF AND FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2012
2 AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt Against Against
3.A ELECTION OF DIRECTOR: TAE SIK AHN Mgmt For For
3.B ELECTION OF DIRECTOR: JOON PARK Mgmt For For
4.A TO APPOINT THE AUDIT COMMITTEE MEMBER: TAE Mgmt For For
SIK AHN
4.B TO APPOINT THE AUDIT COMMITTEE MEMBER: JOON Mgmt For For
PARK
5 TO APPROVE THE REMUNERATION LIMIT FOR Mgmt For For
DIRECTORS IN 2013
--------------------------------------------------------------------------------------------------------------------------
LAFARGE MALAYAN CEMENT BHD Agenda Number: 704454836
--------------------------------------------------------------------------------------------------------------------------
Security: Y5348J101
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker:
ISIN: MYL3794OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect Bradley Mulroney who retires as Mgmt For For
a Director of the Company under Article 85
of the Articles of Association of the
Company
2 To re-elect Christian Herrault as a Mgmt For For
Director of the Company under Article 91 of
the Articles of Association of the Company
3 To re-elect Louis Chavane as a Director of Mgmt For For
the Company under Article 91 of the
Articles of Association of the Company
4 To re-appoint Michel Rose who retires in Mgmt For For
accordance with Section 129 of the
Companies Act, 1965 as a Director of the
Company and to hold office until the
conclusion of the next Annual General
Meeting
5 To re-appoint Saw Ewe Seng who retires in Mgmt For For
accordance with Section 129 of the
Companies Act, 1965 as a Director of the
Company and to hold office until the
conclusion of the next Annual General
Meeting
6 To re-appoint Deloitte & Touche as Auditors Mgmt For For
for the ensuing year at a remuneration to
be determined by the Directors
7 Proposed Renewal of Shareholders' Mandate Mgmt For For
for Recurrent Related Party Transactions
("Recurrent RPTs")
8 Proposed Renewal of Authority for Purchase Mgmt For For
of own shares by the Company ("Share
Buyback")
9 Proposed Amendment to the Articles of Mgmt For For
Association of the Company (Proposed
Amendment)
10 Proposed change of name of the Company Mgmt For For
("Proposed Change of Name")
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 22 MAY TO 17
MAY. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LATAM AIRLINES Agenda Number: 933679815
--------------------------------------------------------------------------------------------------------------------------
Security: 501723100
Meeting Type: Special
Meeting Date: 04-Sep-2012
Ticker: LFL
ISIN: US5017231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REVOKE BOARD OF DIRECTORS Mgmt For For
2. ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
3. THAT REMAINING 7,436,816 SHARES FROM TOTAL Mgmt For For
OF 142,555,882 SHARES ISSUED AS PER
AUTHORIZATION FROM EGM HELD ON DECEMBER 21,
2011 AND THAT WERE NOT EXCHANGED FOR SHARES
OF SISTER HOLDCO S.A. AND HOLDCO II S.A.,
TO BE OFFERED PREFERABLY TO HOLDERS OF
LATAM AIRLINES GROUP S.A. (REMAINING
SHARES) AND THAT UNSUBSCRIBED SHARES TO BE
OFFERED AND PLACED IN SECURITIES MARKETS.
4. FIX, SET AND DETERMINE THE SUBSCRIPTION AND Mgmt For For
PLACEMENT PRICE OF THE REMAINING SHARES,
NAMELY, FOR THE 7,436,816 SHARES OF OF
LATAM AIRLINES GROUP S.A., OR TO DELEGATE
IN THE BOARD OF DIRECTORS TO DETERMINE THE
PRICE AND CONDITIONS FOR THE SUBSCRIPTION
AND PLACEMENT OF THE REMAINING SHARES
5. FIX, SET AND DETERMINE THE SUBSCRIPTION AND Mgmt Against Against
PLACEMENT PRICE OF THE 4,800,000 SHARES
(ALL ORDINARY AND WITHOUT NOMINAL VALUE) TO
BE USED TO CREATE AND IMPLEMENT A STOCK
OPTION PLAN, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT
6. ADOPT ANY OTHER RESOLUTIONS TO CARRY OUT Mgmt For For
THE ITEMS ABOVE LISTED
--------------------------------------------------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LTD, GEORGE TOWN Agenda Number: 704389370
--------------------------------------------------------------------------------------------------------------------------
Security: G5427W130
Meeting Type: AGM
Meeting Date: 13-May-2013
Ticker:
ISIN: KYG5427W1309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405984.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0405/LTN20130405954.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
1 To receive, consider and adopt the audited Mgmt For For
consolidated financial statements and the
reports of the directors and of the
auditors of the Company for the nine months
ended 31 December 2012
2 To declare a final dividend for the nine Mgmt For For
months ended 31 December 2012
3 To re-elect Mr Kunihiko Kashima, as an Mgmt For For
executive director of the Company and
approve, confirm and ratify the terms of
his appointment with the Company
4 To re-elect Professor Poon Chun Kwong, as a Mgmt For For
non-executive director of the Company and
approve, confirm and ratify the terms of
his appointment with the Company
5 To re-elect Mr Yoshio Haga, as a Mgmt For For
non-executive director of the Company and
approve, confirm and ratify the terms of
his appointment with the Company
6 To approve, confirm and ratify the Mgmt For For
remuneration paid to directors for the nine
months ended 31 December 2012 as set out in
the annual report of the Company for the
nine months ended 31 December 2012
7 To authorise the board of directors Mgmt For For
("Directors") to fix the remuneration of
the Directors for the year ending 31
December 2013 in accordance with their
service contracts or letters of appointment
provided that the total amount (excluding
bonuses in favour of Directors) shall not
exceed the amount of HKD 12 million. The
bonuses in favour of the Directors shall be
decided by the majority of the Directors
provided that the total amount of bonus
payable to all the Directors in respect of
any one financial year shall not exceed 10%
of the consolidated profit after taxation
of the Company and its subsidiaries for the
relevant year
8 To re-appoint Messrs Deloitte Touche Mgmt For For
Tohmatsu as Auditors for the ensuing year
and to authorise the board of directors to
fix their remuneration
9 To grant the general mandate to the board Mgmt Against Against
of directors to allot, issue and deal with
the Company's shares not exceeding 20% of
the issued share capital of the Company, in
the terms as set out in ordinary resolution
number 9 in the Notice
10 To grant a general mandate to the board of Mgmt For For
directors to repurchase the Company's
shares not exceeding 10% of the issued
share capital of the Company, in the terms
as set out in ordinary resolution number 10
in the Notice
11 To approve the extension of the general Mgmt Against Against
mandate to be granted to the board of
directors of the Company to allot, issue
and deal with the Company's shares by an
amount not exceeding the amount of the
Company' shares repurchased by the Company,
in the terms as set out in ordinary
resolution number 11 in the Notice
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD, SEOUL Agenda Number: 704276155
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements. (Expected Mgmt For For
dividend: ordinary share: KRW 4000 per shs
preferred share : KRW 4050 per shs)
2 Election of director Bak Il Jin, Nam Gi Mgmt For For
Myeong, O Seung Mo
3 Election of audit committee member Nam Gi Mgmt For For
Myeong , O Seung Mo
4 Approval of remuneration for director Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF RESOLUTION 1. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
LG CORP, SEOUL Agenda Number: 704291967
--------------------------------------------------------------------------------------------------------------------------
Security: Y52755108
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7003550001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement. (Expected Mgmt For For
dividend per SHS - ordinary share: KRW
1,000/ preferred share: KRW 1,050)
2 Election of inside director candidate: Gu Mgmt For For
Bon Mu, Lee Hyeok Ju; Election of outside
directors candidates: Gim Dae Hwan, No
Yeong Bo, Choi Sang Tae
3 Election of the member of audit committee, Mgmt For For
who is the outside director candidates: Gim
Dae Hwan, Choi Sang Tae
4 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LG ELECTRONICS INC, SEOUL Agenda Number: 704293442
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275H177
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7066570003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of partial amendment to articles Mgmt For For
of incorporation
3 Election of directors 2 inside directors Mgmt For For
(Chang Woo Lee, Jong Nam Joo)
4 Election of audit committee member election Mgmt For For
of 1 audit committee member as outside
director (Chang Woo Lee)
5 Approval of limit of remuneration for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD, SEOUL Agenda Number: 704275317
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275R100
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7051900009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement expected Mgmt For For
dividend: ordinary share: KRW 3,750 per shs
preferred share: KRW 3,800 per shs
2.1 Election of director : Cha Seok Yong Mgmt For For
2.2 Election of director : Gim Ju Hyeong Mgmt For For
2.3 Election of director : Han Sang Rin Mgmt For For
2.4 Election of director : Hwang I Seok Mgmt For For
3 Election of audit committee member : Hwang Mgmt For For
I Seok
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIBERTY HOLDINGS LTD Agenda Number: 704401900
--------------------------------------------------------------------------------------------------------------------------
Security: S44440121
Meeting Type: AGM
Meeting Date: 17-May-2013
Ticker:
ISIN: ZAE000127148
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Adoption of annual financial statements Mgmt For For
2O2.1 Re election of director: Mr AP Cunningham Mgmt For For
2O2.2 Re election of director: Mr MP Moyo Mgmt For For
2O2.3 Re election of director: Mr TDA Ross Mgmt For For
2O2.4 Re election of director: Dr SP Sibisi Mgmt For For
2O2.5 Re election of director: Ms MW Hlahla Mgmt For For
3.O.3 Reappointment of independent external Mgmt For For
auditors
4.O.4 Place unissued ordinary shares under the Mgmt For For
control of the directors
5.O.5 Place unissued preference shares under the Mgmt For For
control of the directors
6.O.6 General authority to issue shares for cash Mgmt For For
7O7.1 Election of audit and actuarial committee Mgmt For For
member: MrTDA Ross (Chairman}
7O7.2 Election of audit and actuarial committee Mgmt For For
member: Mr AWB Band
7O7.3 Election of audit and actuarial committee Mgmt For For
member: Mr AP Cunningham
7O7.4 Election of audit and actuarial committee Mgmt For For
member: Mr MPMoyo
7O7.5 Election of audit and actuarial committee Mgmt For For
member: Mr JH Sutcliffe
8.O.8 Liberty remuneration policy Mgmt For For
9.O.9 Amendments to the Liberty Holdings Mgmt For For
Restricted Share Plan
1.S.1 Issue of ordinary shares for share Mgmt Against Against
incentive schemes
2S2.1 Fees of non-executive directors: Chairman Mgmt For For
of the board
2S2.2 Fees of non-executive directors: Lead Mgmt For For
independent director
2S2.3 Fees of non-executive directors: Board Mgmt For For
member
2S2.4 Fees of non-executive directors: Mgmt For For
International board member, member of
committees and subsidiary board
2S2.5 Fees of non-executive directors: Mgmt For For
International board member, member of
committees and subsidiary board and
chairman of a committee
2S2.6 Fees of non-executive directors: Chairman Mgmt For For
of the audit and actuarial committee
2S2.7 Fees of non-executive directors: Member of Mgmt For For
the audit and actuarial committee
2S2.8 Fees of non-executive directors: Chairman Mgmt For For
of the risk committee
2S2.9 Fees of non-executive directors: Member of Mgmt For For
the risk committee
2S210 Fees of non-executive directors: Chairman Mgmt For For
of the remuneration committee
2S211 Fees of non-executive directors: Member of Mgmt For For
the remuneration committee
2S212 Fees of non-executive directors: Chairman Mgmt For For
of the social, ethics and transformation
committee
2S213 Fees of non-executive directors: Member of Mgmt For For
the social, ethics and transformation
Committee
2S214 Fees of non-executive directors: Member of Mgmt For For
the directors affairs committee
2S215 Fees of non-executive directors: Chairman Mgmt For For
of the Stanlib Limited board
2S216 Fees of non-executive directors: Member of Mgmt For For
the Stanlib Limited board
2S217 Fees of non-executive directors: Fee per ad Mgmt For For
hoc board or board committee meeting
3.S.3 Financial assistance to related or Mgmt For For
inter-related company
4.S.4 General authority for an acquisition of Mgmt For For
shares issued by the company
--------------------------------------------------------------------------------------------------------------------------
LIFE HEALTHCARE GROUP HOLDINGS LIMITED Agenda Number: 704215284
--------------------------------------------------------------------------------------------------------------------------
Security: S4682C100
Meeting Type: AGM
Meeting Date: 31-Jan-2013
Ticker:
ISIN: ZAE000145892
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Group annual financial Mgmt For For
statements for the year ended 30 September
2012
2.1 Re-election of Director: MP Ngatane Mgmt For For
2.2 Re-election of Director: LM Mojela Mgmt For For
2.3 Re-election of Director: PJ Golesworthy Mgmt For For
3 Resolved that the reappointment of the Mgmt For For
auditors, PricewaterhouseCoopers Inc, as
independent auditors of the Company and the
Group, and FJ Lombard as the designated
audit partner, be approved for the ensuing
year
4.1 Appointment of Group audit committee Mgmt For For
members subject, where necessary to their
reappointment as directors of the Company
in terms of the resolution in paragraph 2
above: PJ Golesworthy (Chairman)
4.2 Appointment of Group audit committee Mgmt For For
members subject, where necessary to their
reappointment as directors of the Company
in terms of the resolution in paragraph 2
above: LM Mojela
4.3 Appointment of Group audit committee Mgmt For For
members subject, where necessary to their
reappointment as directors of the Company
in terms of the resolution in paragraph 2
above: TS Munday
5.1 Appointment of Group social, ethics and Mgmt For For
transformation committee member: FA du
Plessis
5.2 Appointment of Group social, ethics and Mgmt For For
transformation committee member: CMD
Flemming
5.3 Appointment of Group social, ethics and Mgmt For For
transformation committee member: LM Mojela
5.4 Appointment of Group social, ethics and Mgmt For For
transformation committee member: MP Ngatane
5.5 Appointment of Group social, ethics and Non-Voting
transformation committee member: NK Patel
6 Approval of remuneration policy Mgmt For For
7 Remuneration of auditors Mgmt For For
8 Placement of authorised but unissued shares Mgmt Against Against
under the control of the directors
9 Specific authority to issue shares for cash Mgmt For For
10 Authority for any one director to sign Mgmt For For
necessary documents
S.11 General authority to repurchase Company Mgmt For For
shares
S.12 Approval of non-executive directors' Mgmt For For
remuneration
S.13 General authority to provide financial Mgmt For For
assistance to related and inter-related
companies
S.14 Replacement of the Memorandum of Mgmt Against Against
Incorporation
--------------------------------------------------------------------------------------------------------------------------
LOJAS AMERICANAS SA, RIO DE JANEIRO Agenda Number: 704376258
--------------------------------------------------------------------------------------------------------------------------
Security: P6329M113
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRLAMEACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the
administrations report, financial
statements regarding the fiscal year that
ended on December 31, 2012 and deliberate
on the proposal for the allocation of net
profits for the fiscal year that ended on
December 31, 2012
II Approve the company's capital budget for Mgmt For For
the 2013 fiscal year, for the purposes of
art. 196 of law 6,404 of December 15, 1976,
as amended acts
III To elect members of the board of directors Mgmt For For
of the company, for a term that end at the
annual general meeting 2016
IV To set the limit of the overall Mgmt Against Against
remuneration of the company to be paid
until annual general meeting 2014
--------------------------------------------------------------------------------------------------------------------------
LOJAS AMERICANAS SA, RIO DE JANEIRO Agenda Number: 704376195
--------------------------------------------------------------------------------------------------------------------------
Security: P6329M105
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRLAMEACNPR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM III ONLY. THANK YOU.
I To receive the administrators accounts, to Non-Voting
examine, discuss and vote on the
administrations report, financial
statements regarding the fiscal year that
ended on December 31, 2012 and deliberate
on the proposal for the allocation of net
profits for the fiscal year that ended on
December 31, 2012
II Approve the company's capital budget for Non-Voting
the 2013 fiscal year, for the purposes of
Art. 196 of law 6,404 of December 15, 1976,
as amended acts
III To elect members of the board of directors Mgmt For For
of the company, for a term that end at the
annual general meeting 2016
IV To set the limit of the overall Non-Voting
remuneration of the company to be paid
until annual general meeting 2014
--------------------------------------------------------------------------------------------------------------------------
LOJAS AMERICANAS SA, RIO DE JANEIRO Agenda Number: 704376638
--------------------------------------------------------------------------------------------------------------------------
Security: P6329M113
Meeting Type: EGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRLAMEACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I To amend the main part of article 5 of the Mgmt For For
corporate bylaws of the company to reflect
the capital increases approved by the board
of directors, as a result of the exercise
of the stock purchase options from the
company stock option plan
II Consolidating the company's bylaws to Mgmt For For
include the resolutions passed
--------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA, PORTO ALEGRE Agenda Number: 704331684
--------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker:
ISIN: BRLRENACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and approve the Mgmt For For
administrators accounts and the financial
statements relating to the fiscal year that
ended on December 31, 2012
2 To decide on the distribution of the Mgmt For For
profits from the fiscal year and to
distribute dividends
3 To examine, discuss and vote on the Mgmt For For
proposal for the increase of the share
capital with the incorporation of part of
the profit reserves, in accordance with the
terms of line c of article 34 of the
corporate bylaws
4 To elect the members of the board of Mgmt For For
directors
5 To establish the amount of the compensation Mgmt For For
of the managers
6 To elect the members of the fiscal council Mgmt For For
7 To establish the amount of the compensation Mgmt For For
of the members of the finance committee
--------------------------------------------------------------------------------------------------------------------------
LONGFOR PROPERTIES CO LTD Agenda Number: 704424287
--------------------------------------------------------------------------------------------------------------------------
Security: G5635P109
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: KYG5635P1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0416/LTN20130416381.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0416/LTN20130416349.pdf
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
report of the directors and the independent
auditors' report for the year ended 31
December 2012
2 To declare a final dividend of RMB0.2 per Mgmt For For
share for the year ended 31 December 2012
3.1 To re-elect Madam Wu Yajun as director Mgmt Against Against
3.2 To re-elect Mr. QIN Lihong as director Mgmt For For
3.3 To re-elect Mr. Zeng Ming as director Mgmt For For
3.4 To re-elect Mr. Frederick Peter Churchouse Mgmt For For
as director
3.5 To authorise the board of directors to fix Mgmt For For
the directors' remuneration
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditors and to authorise the board of
directors to fix the auditors' remuneration
5 To give a general mandate to the directors Mgmt Against Against
to issue new shares of the Company
6 To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company
7 To extend the general mandate to be given Mgmt Against Against
to the directors to issue shares
--------------------------------------------------------------------------------------------------------------------------
LOTTE CHEMICAL CORPORATION Agenda Number: 704303255
--------------------------------------------------------------------------------------------------------------------------
Security: Y5336U100
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7011170008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement expected Mgmt For For
dividend: ordinary share: KRW 1,000 per SHS
2 Approval of partial amendment to articles Mgmt For For
of incorporation
3 Election of directors: Sin Dong Bin, Heo Su Mgmt Against Against
Y Eong, Gim Chang Gyu, Seo Hyeon Su
4 Election of audit committee members as Mgmt For For
outside director: Seo Hyeon Su
5 Approval of limit of remuneration and Mgmt For For
executive planning for directors
--------------------------------------------------------------------------------------------------------------------------
LOTTE CONFECTIONERY CO LTD, SEOUL Agenda Number: 704313888
--------------------------------------------------------------------------------------------------------------------------
Security: Y53468107
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7004990008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of outside directors candidates: Mgmt Against Against
Park Cha Seok, Park Jae Yeon, Kang Dae
Hyeong
3 Election of the members of audit committee, Mgmt Against Against
who is the outside director candidates:
Park Cha Seok, Park Jae Yeon, Kang Dae
Hyeong
4 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOTTE SHOPPING CO LTD Agenda Number: 704291626
--------------------------------------------------------------------------------------------------------------------------
Security: Y5346T119
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7023530009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2.1 Appointment of inside director: Shin Gyeok Mgmt For For
Ho
2.2 Appointment of outside director: Lim Sang Mgmt For For
Jin, Baek Myeong Hyeon
3 Approval of salary cap for director Mgmt For For
4 Amendment of rule for executive retirement Mgmt Against Against
allowance
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIRECTOR NAMES. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
LS INDUSTRIAL SYSTEMS CO LTD, SEOUL Agenda Number: 704317773
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275U103
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7010120004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 157541 DUE TO ADDITION OF
DIRECTOR NAME IN RESOLUTION 3 AND CHANGE IN
AUDIT COMMITTEE MEMBER NAME IN RESOLUTION
4. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 Approval of financial statements Mgmt For For
2 Amendment of Articles of incorporation Mgmt For For
3 Election of directors: Han Sang Woo, Ku Ja Mgmt For For
Hong, Kim Won IL
4 Election of Audit Committee Member who is Mgmt For For
an Outside Director Candidate: Han Sang Woo
5 Approval of remuneration for Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LUKOIL OIL COMPANY JSC, MOSKVA Agenda Number: 704166746
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: EGM
Meeting Date: 18-Dec-2012
Ticker:
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 On the payment (declaration) of dividends Mgmt For For
of RUB 40.00 per Share based on the results
of the corresponding reporting period of
the 2012 financial year
2 Approval of a new version of the Mgmt For For
regulations on the procedure for preparing
and holding the general shareholders
meeting of OAO "Lukoil"
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 1.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAGNIT JSC, KRASNODAR Agenda Number: 703995209
--------------------------------------------------------------------------------------------------------------------------
Security: 55953Q202
Meeting Type: SGM
Meeting Date: 14-Sep-2012
Ticker:
ISIN: US55953Q2021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Dividends Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAGNIT JSC, KRASNODAR Agenda Number: 704499739
--------------------------------------------------------------------------------------------------------------------------
Security: 55953Q202
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker:
ISIN: US55953Q2021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report, annual Mgmt For For
accounting reports, including the profit
and loss statements of OJSC "Magnit"
2 Profit and loss distribution of OJSC Mgmt For For
"Magnit" following 2012 financial year
results
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
3.1 Election of the board of directors of OJSC Mgmt Against Against
"Magnit": Andrey Arutyunyan
3.2 Election of the board of directors of OJSC Mgmt Against Against
"Magnit": Valeriy Butenko
3.3 Election of the board of directors of OJSC Mgmt Against Against
"Magnit": Sergey Galltskiy
3.4 Election of the board of directors of OJSC Mgmt For For
"Magnit": Alexander Zayonts
3.5 Election of the board of directors of OJSC Mgmt Against Against
"Magnit": Alexey Makhnev
3.6 Election of the board of directors of OJSC Mgmt Against Against
"Magnit": Khachatur Pombukhchan
3.7 Election of the board of directors of OJSC Mgmt Against Against
"Magnit": Aslan Shkhachemukov
4.1 Election of the OJSC "Magnit" revision Mgmt For For
commission: Roman Efimenko
4.2 Election of the OJSC "Magnit" revision Mgmt For For
commission: Anzhela Udovichenko
4.3 Election of the OJSC "Magnit" revision Mgmt For For
commission: Denis Fedotov
5 Approval of the Auditor of OJSC "Magnit" Mgmt For For
6 Approval of the Auditor of OJSC "Magnit" in Mgmt For For
accordance with IFRS
7 Election of the Counting Commission of OJSC Mgmt For For
"Magnit"
8 Ratification of the Charter of OJSC Mgmt For For
"Magnit" in the new edition
9 Ratification of Regulations on the General Mgmt For For
shareholders' meeting OJSC "Magnit" in the
new edition
10 Approval of the major related-party Mgmt For For
transaction
11.1 Approval of the related-party transaction Mgmt For For
11.2 Approval of the related-party transaction Mgmt For For
11.3 Approval of the related-party transaction Mgmt For For
11.4 Approval of the related-party transaction Mgmt For For
11.5 Approval of the related-party transaction Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MALAYAN BANKING BHD MAYBANK Agenda Number: 704310539
--------------------------------------------------------------------------------------------------------------------------
Security: Y54671105
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: MYL1155OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2012 together with the Reports of the
Directors and Auditors thereon
2 To approve the payment of a Final Dividend Mgmt For For
in respect of the financial year ended 31
December 2012 of franked dividend of 18 sen
less 25% taxation per ordinary share (net
13.5 sen) and single-tier dividend of 15
sen per ordinary share, amounting to net
dividend of 28.5 sen per ordinary share as
recommended by the Board
3 To re-elect the following Director, each of Mgmt For For
whom retires by rotation in accordance with
Articles 96 and 97 of the Company's
Articles of Association: Tan Sri Dato'
Megat Zaharuddin Megat Mohd Nor
4 To re-elect the following Director, each of Mgmt For For
whom retires by rotation in accordance with
Articles 96 and 97 of the Company's
Articles of Association: Dato' Mohd Salleh
Harun
5 To re-elect the following Director, each of Mgmt For For
whom retires by rotation in accordance with
Articles 96 and 97 of the Company's
Articles of Association: Dato' Seri Ismail
Shahudin
6 To re-elect Mr Erry Riyana Hardjapamekas Mgmt For For
who retires in accordance with Article 100
of the Company's Articles of Association
7 To re-appoint Messrs Ernst & Young as Mgmt Against Against
Auditors of the Company for the financial
year ending 31 December 2013 and to
authorise the Directors to fix their
remuneration
8 Authority to directors to issue shares Mgmt For For
9 Allotment and issuance of new ordinary Mgmt For For
shares of RM1.00 each in Maybank ("Maybank
Shares") in relation to the recurrent and
optional dividend reinvestment plan that
allows shareholders of Maybank
("Shareholders") to reinvest their dividend
to which the dividend reinvestment plan
applies, in new ordinary shares of RM1.00
each in Maybank ("Dividend Reinvestment
Plan")
--------------------------------------------------------------------------------------------------------------------------
MALAYSIA AIRPORTS HOLDINGS BHD Agenda Number: 704303394
--------------------------------------------------------------------------------------------------------------------------
Security: Y5585D106
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: MYL5014OO005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2012 together with the Reports of the
Directors and Auditors thereon
2 To declare and approve the payment of a Mgmt For For
final single-tier dividend of 7.63 sen per
ordinary share in respect of the financial
year ended 31 December 2012 as recommended
by the Directors
3 To approve the payment of Directors' fees Mgmt For For
for the financial year ended 31 December
2012
4 To approve the proposed increase of Mgmt For For
Directors' fees with effect from 1 April
2013
5 To re-elect Tan Sri Dato' Sri Dr. Wan Abdul Mgmt For For
Aziz bin Wan Abdullah who shall retire in
accordance with Article 129 of the
Company's Articles of Association and being
eligible, offers himself for re-election
6 To re-elect Dato' Syed Faisal Albar bin Mgmt For For
Syed A.R Albar who shall retire in
accordance with Article 129 of the
Company's Articles of Association and being
eligible, offers himself for re-election
7 To re-elect Tunku Dato' Mahmood Fawzy bin Mgmt For For
Tunku Muhiyiddin who shall retire in
accordance with Article 129 of the
Company's Articles of Association and being
eligible, offers himself for re-election
8 To re-elect Datuk Alias bin Haji Ahmad who Mgmt For For
shall retire in accordance with Article 131
of the Company's Articles of Association
and being eligible, offers himself for
re-election
9 To re-elect Jeremy bin Nasrulhaq who shall Mgmt For For
retire in accordance with Article 131 of
the Company's Articles of Association and
being eligible, offers himself for
re-election
10 To re-appoint Messrs. Ernst & Young as Mgmt Against Against
Auditors of the Company for the ensuing
year and to authorise the Directors to fix
their remuneration
11 Authority to Issue and Allot Shares Mgmt For For
Pursuant to Section 132D of the Companies
Act, 1965
12 Proposed Renewal of the Authority to Allot Mgmt For For
and Issue New Ordinary Shares of RM 1.00
each in MAHB ("MAHB Shares"), for the
purpose of the Company's Dividend
Reinvestment Plan ("DRP") that provides the
Shareholders of MAHB ("Shareholders") the
option to elect to reinvest their cash
dividend in MAHB Shares
--------------------------------------------------------------------------------------------------------------------------
MARCOPOLO SA Agenda Number: 704321669
--------------------------------------------------------------------------------------------------------------------------
Security: P64331112
Meeting Type: AGM
Meeting Date: 27-Mar-2013
Ticker:
ISIN: BRPOMOACNPR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM C ONLY. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
A To consider and vote on the report from the Non-Voting
management and the financial statements for
the fiscal year that ended on December 31,
2012
B To consider and vote on the proposal for Non-Voting
the allocation of the net profit from the
fiscal year and to ratify the interest and
or dividends that have already been
distributed
C To elect the members of the fiscal council Mgmt For For
and set their remuneration
D To set the global remuneration for the Non-Voting
members of the board of directors
--------------------------------------------------------------------------------------------------------------------------
MAXIS BHD Agenda Number: 704400390
--------------------------------------------------------------------------------------------------------------------------
Security: Y58460109
Meeting Type: AGM
Meeting Date: 09-May-2013
Ticker:
ISIN: MYL6012OO008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To declare a final single-tier tax-exempt Mgmt For For
dividend of 8 sen per ordinary share for
the financial year ended 31 December 2012
2 To re-elect the following Director who Mgmt For For
retire pursuant to Article 114(1) of the
Company's Articles of Association and who
being eligible, have offered him self for
re-election: Raja Tan Sri Dato' Seri Arshad
bin Raja Tun Uda
3 To re-elect the following Director who Mgmt For For
retire pursuant to Article 114(1) of the
Company's Articles of Association and who
being eligible, have offered him self for
re-election: Dato' Mokhzani bin Mahathir
4 To re-elect the following Director who were Mgmt For For
appointed to the Board during the year and
retire pursuant to Article 121 of the
Company's Articles of Association: Alvin
Michael Hew Thai Kheam (appointed on 30
August 2012)
5 To re-elect the following Director who were Mgmt For For
appointed to the Board during the year and
retire pursuant to Article 121 of the
Company's Articles of Association: Krishnan
Ravi Kumar (appointed on 26 November 2012)
6 To re-elect the following Director who were Mgmt For For
appointed to the Board during the year and
retire pursuant to Article 121 of the
Company's Articles of Association: Dr.
Ibrahim Abdulrahman H. Kadi (appointed on
26 November 2012)
7 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
("PwC") as Auditors of the Company to hold
office from the conclusion of this meeting
until the conclusion of the next annual
general meeting and to authorise the
Directors to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
MAXIS BHD Agenda Number: 704406431
--------------------------------------------------------------------------------------------------------------------------
Security: Y58460109
Meeting Type: EGM
Meeting Date: 09-May-2013
Ticker:
ISIN: MYL6012OO008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with Astro
Holdings Sdn Bhd and/or its affiliates,
including but not limited to Astro Digital
5 Sdn Bhd (formerly known as Digital Five
Sdn Bhd), MEASAT Broadcast Network Systems
Sdn Bhd, Astro Radio Sdn Bhd (formerly
known as Airtime Management And Programming
Sdn Bhd), Astro Entertainment Sdn Bhd,
Kristal-Astro Sdn Bhd, Media Innovations
Pty Ltd and Getit Infoservices Private
Limited
2 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with Tanjong
Public Limited Company and/or its
affiliates, including but not limited to
Tanjong City Centre Property Management Sdn
Bhd and TGV Cinemas Sdn Bhd
3 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with MEASAT
Global Berhad and/or its affiliates,
including but not limited to MEASAT
Satellite Systems Sdn Bhd and Measat
Broadband (International) Ltd
4 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with Usaha
Tegas Sdn Bhd and/or its affiliates,
including but not limited to UT Hospitality
Services Sdn Bhd, UT Projects Sdn Bhd, UT
Energy Services Sdn Bhd, UTSB Management
Sdn Bhd, SRG Asia Pacific Sdn Bhd, Bumi
Armada Berhad, Mobitel (Private) Limited
and Sri Lanka Telecom PLC
5 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with UMTS
(Malaysia) Sdn Bhd
6 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with Maxis
Communications Berhad and/or its
affiliates, including but not limited to
Dishnet Wireless Limited, Aircel Limited
and Bridge Mobile Pte Ltd
7 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with Saudi
Telecom Company and/or its affiliates,
including but not limited to Cell C (Pty)
Ltd, Kuwait Telecom Company, Avea Iletisim
Hizmetleri A.S., SEBIT Egitim ve Bilgi
Teknolojileri Anonim Sirketi, Viva Bahrain
BSC (C) and Sale Advanced Co. Ltd
8 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with PT AXIS
Telekom Indonesia
9 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with
Malaysian Jet Services Sdn Bhd
10 Proposed shareholders' mandate for the Mgmt For For
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with
Communications and Satellite Services Sdn
Bhd and Malaysian Landed Property Sdn Bhd
11 Proposed shareholders' mandate for the Mgmt Against Against
Company and/or its subsidiaries to enter
into recurrent related party transactions
of a revenue or trading nature with Strateq
Data Centre Sdn Bhd and OPCOM Cables Sdn
Bhd
--------------------------------------------------------------------------------------------------------------------------
MEGA FINANCIAL HOLDING COMPANY Agenda Number: 704538529
--------------------------------------------------------------------------------------------------------------------------
Security: Y59456106
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0002886009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD1.1 per share
B3 The proposal to release the prohibition on Mgmt For For
directors (Li, Ji-Zhu, Jian, Hong-Wen, and
Qiu, Xian-Bi) from participation in
competitive business
B4 The revision to the rules of shareholder Mgmt For For
meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF NAMES IN RESOLUTION NO. B.3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MERIDA INDUSTRY CO LTD Agenda Number: 704587596
--------------------------------------------------------------------------------------------------------------------------
Security: Y6020B101
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: TW0009914002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The status of endorsement and guarantee Non-Voting
A4 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution: proposed cash Mgmt For For
dividend: TWD5.5 per share
B3 The revision to the articles of Mgmt For For
incorporation
B4 The revision to the procedures of monetary Mgmt For For
loans, endorsement and guarantee
B5 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
METALURGICA GERDAU SA, PORTO ALEGRE Agenda Number: 704408384
--------------------------------------------------------------------------------------------------------------------------
Security: P4834C118
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: BRGOAUACNPR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEMS 3 AND 4 ONLY. THANK YOU.
1 To take knowledge of the directors Non-Voting
accounts, to examine, discuss and vote the
financial statements for the fiscal year
ended on December 31, 2012
2 To decide on the allocation of the net Non-Voting
profits of the fiscal year and the
distribution of dividends
3 To elect the members of the board of Mgmt Against Against
directors and set their directors
remuneration
4 To elect the members of the fiscal council Mgmt For For
and their respective substitutes, and set
their remuneration
--------------------------------------------------------------------------------------------------------------------------
MEXICHEM SAB DE CV Agenda Number: 704042491
--------------------------------------------------------------------------------------------------------------------------
Security: P57908132
Meeting Type: EGM
Meeting Date: 18-Sep-2012
Ticker:
ISIN: MX01ME050007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Proposal, discussion and, if deemed Mgmt For For
appropriate, approval regarding the
increase of the variable part of the share
capital, through the issuance of
unsubscribed shares for placement with the
investing public through a primary public
offering, in accordance with the terms of
article 53 of the securities market law,
subject to the authorization of the
national banking and securities commission.
Resolutions in this regard
II Proposal, discussion and, if deemed Mgmt For For
appropriate, approval regarding the primary
public offering of shares of the Company
III Designation of delegates who will carry out Mgmt For For
and formalize the resolutions passed by the
general meeting
--------------------------------------------------------------------------------------------------------------------------
MEXICHEM SAB DE CV Agenda Number: 704155159
--------------------------------------------------------------------------------------------------------------------------
Security: P57908132
Meeting Type: OGM
Meeting Date: 22-Nov-2012
Ticker:
ISIN: MX01ME050007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Proposal and acceptance, if deemed Mgmt For For
appropriate, for the payment of a cash
dividend in favor of the shareholders of
the company, for up to the amount of MXN
0.48 per share. Resolutions in this regard
II Designation of delegates who will carry out Mgmt For For
and formalize the resolutions passed by the
general meeting
--------------------------------------------------------------------------------------------------------------------------
MEXICHEM SAB DE CV Agenda Number: 704407976
--------------------------------------------------------------------------------------------------------------------------
Security: P57908132
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: MX01ME050007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report from the general director and, on Mgmt For For
the basis of this, that from the board of
directors, for the purposes of article 28,
part iv, line b, of the securities market
law and of article 172 of the general
mercantile companies law, regarding the
operations and results from the fiscal year
that ended on December 31, 2012, and the
audited individual and consolidated
financial statements of the company with
its subsidiaries to that date, as well as
the report that is referred to in part xx
of article 86 of the income tax law
II Presentation of the annual report from the Mgmt For For
audit and corporate practices committee of
the company
III Proposal and resolution regarding the Mgmt For For
allocation of results for the fiscal year
that ended on December 31, 2012
IV Designation and or ratification of the Mgmt Against Against
members of the board of directors, both
full and alternate, secretary and vice
secretary, as well as of the members and
secretary of the audit and corporate
practices committee of the company
V Determination of the compensation for the Mgmt For For
members of the board of directors, as well
as for the persons who are members of the
audit and corporate practices committee of
the company
VI Determination of the maximum amount of Mgmt For For
funds that can be allocated, during the
2013 fiscal year, to the purchase of shares
of the company
VII Annual report from the board of directors Mgmt For For
regarding the adoption or amendment of the
policies in regard to the acquisition of
shares of the company and regarding the
resolutions of that corporate body in
relation to the purchase and or placement
of shares of the company
VIII Proposal, discussion and, if deemed Mgmt Against Against
appropriate, approval regarding the
complete amendment of the corporate bylaws
of the company
IX Designation of delegates who will carry out Mgmt For For
and formalize the resolutions passed by the
general meeting
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL JS Agenda Number: 704506041
--------------------------------------------------------------------------------------------------------------------------
Security: 46626D108
Meeting Type: AGM
Meeting Date: 06-Jun-2013
Ticker:
ISIN: US46626D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 199808 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Approve MMC Norilsk Nickel's 2012 Annual Mgmt For For
Report
2 Approve MMC Norilsk Nickel's 2012 Annual Mgmt For For
Accounting Statements including Profit and
Loss Statement
3 Approve MMC Norilsk Nickel's 2012 Mgmt For For
consolidated financial statements prepared
in accordance with International Financial
Reporting Standards
4 Approve distribution of profits and losses Mgmt For For
of OJSC MMC Norilsk Nickel for 2012 in
accordance with the Board of Directors'
recommendation specified in the report of
the Board of Directors of OJSC MMC Norilsk
Nickel with motivated position of the
Company's Board of Directors regarding the
agenda of the Annual General Meeting of
shareholders to be held on June 6, 2013.
Pay dividends of RUB 400.83 per ordinary
share of OJSC MMC Norilsk Nickel in cash,
based on the results of 2012 operations
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
5.1 To elect the following member of the Board Mgmt Against Against
of Directors: Barbashev Sergey
Valentinovich
5.2 To elect the following member of the Board Mgmt Against Against
of Directors: Bashkirov Alexey
Vladimirovich
5.3 To elect the following member of the Board Mgmt Against Against
of Directors: Bratukhin Sergey Borisovich
5.4 To elect the following member of the Board Mgmt Against Against
of Directors: Bougrov Andrey Yevgenyevich
5.5 To elect the following member of the Board Mgmt Against Against
of Directors: Zakharova Marianna
Alexandrovna
5.6 To elect the following member of the Board Mgmt Against Against
of Directors: Matvienko Valery
Alexandrovich
5.7 To elect the following member of the Board Mgmt Against Against
of Directors: Mishakov Stalbek Stepanovich
5.8 To elect the following member of the Board Mgmt For For
of Directors: Penny Gareth
5.9 To elect the following member of the Board Mgmt For For
of Directors: Prinsloo Cornelis Johannes
Gerhardus
5.10 To elect the following member of the Board Mgmt Against Against
of Directors: Sokov Maxim Mikhailovich
5.11 To elect the following member of the Board Mgmt Against Against
of Directors: Solovyev Vladislav
Alexandrovich
5.12 To elect the following member of the Board Mgmt Against Against
of Directors: Chemezov Sergey Viktorovich
5.13 To elect the following member of the Board Mgmt For For
of Directors: Edwards Robert
6.1 To elect the following member of the Mgmt For For
Revision Commission: Voznenko Petr
Valerievich
6.2 To elect the following member of the Mgmt For For
Revision Commission: Gololobova Natalya
Vladimirovna
6.3 To elect the following member of the Mgmt For For
Revision Commission: Pershinkov Dmitry
Viktorovich
6.4 To elect the following member of the Mgmt For For
Revision Commission: Svanidze Georgiy
Eduardovich
6.5 To elect the following member of the Mgmt For For
Revision Commission: Shilkov Vladimir
Nikolaevich
7 Approve Rosexpertiza LLC as Auditor of MMC Mgmt For For
Norilsk Nickel's 2013 accounting statements
prepared in accordance with Russian
Accounting Standards
8 Approve CJSC KPMG as Auditor of MMC Norilsk Mgmt For For
Nickel's 2013 consolidated annual financial
statements prepared in accordance with
International Financial Reporting Standards
9 Approve Remuneration of Directors Mgmt Against Against
10 To approve interrelated transactions, which Mgmt For For
are interested party transactions for all
members of OJSC MMC Norilsk Nickel's Board
of Directors and Management Board, a
subject of which is an obligation of OJSC
MMC Norilsk Nickel to indemnify members of
the Board of Directors and Management Board
for damages that they may suffer in
connection with their appointment to
corresponding positions, in the amount not
exceeding USD 115,000,000 (one hundred
fifteen million US dollars) for each member
11 To approve the transaction, to which all Mgmt For For
members of MMC Norilsk Nickel Board of
Directors and Management Board are
interested parties and the subject of which
is MMC Norilsk Nickel's liability to
indemnify members of MMC Norilsk Nickel
Board of Directors and Management Board
acting as beneficiaries to the transaction,
by a Russian insurance company for the term
of 1 year with the indemnification limit of
USD 200,000,000 (two hundred million), the
limit of USD 6,000,000 (six million) in
excess of the total limit for Independent
Directors, and the limit of USD 25,000,000
(twenty five million) for additional
coverage of the principal agreement, at a
premium not exceeding USD 1,200,000 (one
million two hundred thousand)
12 To reduce the Company's share capital by Mgmt For For
RUB 13, 911,346 to RUB 158, 245, 476 via
cancellation of 13,911,346 ordinary shares
of the Company with the par value of RUB 1
per share, acquired by the Company as a
result of liquidation of Corvest Limited
13 To approve amended Charter of the Company Mgmt For For
as per Annex 1
14.1 To approve interested party transaction Mgmt For For
between MMC Norilsk Nickel and CJSC
NORMETIMPEX (additional agreement No. 1 to
Commission Agreement No. HH/1001-2009 of
21.12.2009). Information on the subject,
price and other material terms of the
transaction are specified in Annex 2
14.2 To approve interested party transaction Mgmt For For
between MMC Norilsk Nickel and CJSC
NORMETIMPEX (order to Commission Agreement
No. HH/1001-2009 of 21.12.2009).
Information on the subject, price and other
material terms of the transaction are
specified in Annex 3 and 4
15 To approve interested party transaction Mgmt For For
between MMC Norilsk Nickel and OJSC
Sberbank of Russia, that may be carried out
in the future as part of MMC Norilsk
Nickel's ordinary course of business.
Information on the subject, price and other
material terms of the transaction are
specified in Annex 5
16 To approve interested party transaction Mgmt For For
between MMC Norilsk Nickel and OJSC
Sberbank of Russia and /or SIB (Cyprus)
Limited, and /or Sberbank CIB (UK) Limited,
and /or Sberbank (Switzerland) AG, that may
be carried out in the future as part of MMC
Norilsk Nickel's ordinary course of
business. Information on the subject, price
and other material terms of the transaction
are specified in Annex 6
17 To approve interested party transaction Mgmt For For
between MMC Norilsk Nickel and Kola MMC
that may be carried out in the future as
part of MMC Norilsk Nickel's ordinary
course of business. Information on the
subject, price and other material terms of
the transaction are specified in Annex 7
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT COMPLETE NAMES OF DIRECTORS AND
REVISION COMMISSION MEMBERS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MIRAE ASSET SECURITIES CO.LTD, SEOUL Agenda Number: 704529760
--------------------------------------------------------------------------------------------------------------------------
Security: Y6074E100
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KR7037620002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement: Dividend Mgmt For For
per share: KRW 1,000 (market price dividend
rate: 2.54 PCT)
2 Approval of partial amendment to articles Mgmt For For
of incorporation
3.1 Election of inside director. Candidate: Jo Mgmt For For
Wung Gi
3.2 Election of outside directors - Candidates: Mgmt For For
No Hee Jin, Kim Jeong Tak, Kim Wu Pyeong
and Park Jeong Chan
4.1 Election of audit committee members as Mgmt For For
outside directors - Candidates: Kim Jeong
Tak and Kim Wu Pyeong
5 Approval of limit of remuneration for Mgmt For For
directors
6 Approval of retirement benefit plan for Mgmt Against Against
directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF NAMES OF DIRECTORS AND AUDITORS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MISC BHD, KUALA LUMPUR Agenda Number: 704540435
--------------------------------------------------------------------------------------------------------------------------
Security: Y6080H105
Meeting Type: AGM
Meeting Date: 19-Jun-2013
Ticker:
ISIN: MYL3816OO005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Audited Mgmt For For
Financial Statements of the Company for the
financial year ended 31 December 2012
together with the Reports of the Directors
and Auditors thereon
2 To re-elect Lim Beng Choon who retires in Mgmt For For
accordance with Article 95 of the Company's
Articles of Association and whom being
eligible, offers himself for re-election
3 To re-elect the following Director who Mgmt For For
retire pursuant to Article 97 of the
Company's Articles of Association and who
being eligible, offer himself for
re-election:- Dato' Kalsom binti Abd.
Rahman
4 To re-elect the following Director who Mgmt For For
retire pursuant to Article 97 of the
Company's Articles of Association and who
being eligible, offer himself for
re-election:- Datuk Nasarudin bin Md Idris
5 To approve the payment of Directors' fees Mgmt For For
of RM489,297.00 for the financial year
ended 31 December 2012
6 To re-appoint Messrs Ernst & Young as Mgmt For For
Auditors of the Company to hold office from
the conclusion of this meeting until the
conclusion of the next Annual General
Meeting and to authorise the Directors to
fix their remuneration
7 Proposed Amendments to the Articles of Mgmt For For
Association of the Company
--------------------------------------------------------------------------------------------------------------------------
MMC CORPORATION BHD Agenda Number: 704189441
--------------------------------------------------------------------------------------------------------------------------
Security: Y60574103
Meeting Type: EGM
Meeting Date: 14-Dec-2012
Ticker:
ISIN: MYL2194OO008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposed acquisition of the entire Mgmt For For
business, including all of the assets and
liabilities of Hicom Power Sdn Bhd ("Hicom
Power") (save for the excluded assets and
excluded liabilities) by Sterling Asia Sdn
Bhd ("Sterling Asia"), a wholly-owned
subsidiary of Malakoff Power Berhad (which
in turn is a wholly-owned subsidiary of
Malakoff Corporation Berhad, a 51%-owned
subsidiary of MMC Corporation Berhad) from
Hicom Power (a wholly-owned subsidiary of
DRB-Hicom Berhad) for a cash consideration
of RM575 million
--------------------------------------------------------------------------------------------------------------------------
MMI HOLDINGS LIMITED Agenda Number: 704150224
--------------------------------------------------------------------------------------------------------------------------
Security: S5143R107
Meeting Type: AGM
Meeting Date: 26-Nov-2012
Ticker:
ISIN: ZAE000149902
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 Re-election of Prof JD Krige Mgmt For For
O.1.2 Re-election of Mr V Nkonyeni Mgmt For For
O.1.3 Re-election of Mr L Crouse Mgmt For For
O.2.1 Re-election of Mr RB Gouws Mgmt For For
O.2.2 Re-election of Mr SE Nxasana Mgmt For For
O.2.3 Re-election of Mr KC Shubane Mgmt For For
O.2.4 Re-election of Mr FJC Truter Mgmt For For
O.2.5 Re-election of Mr BJ van der Ross Mgmt For For
O.3 Re-appointment of PricewaterhouseCoopers Mgmt For For
Inc as external auditors
O.4.1 Appointment of audit committee Mgmt For For
O.4.2 Appointment of Mr FJC Truter Mgmt For For
O.4.3 Appointment of Mr SA Muller Mgmt For For
O.4.4 Appointment of Mrs M Vilakazi Mgmt For For
O.4.5 Appointment of Mrs F Jakoet Mgmt For For
O.5 Non-binding advisory vote on the Mgmt For For
remuneration policy
O.6 Appointment of director or company Mgmt For For
secretary to implement ordinary and special
resolutions
S.1 Approval of company's new memorandum of Mgmt For For
incorporation
S.2.1 Approval of directors' remuneration: Mgmt For For
Chairperson of the board R1,070,000
S.2.2 Approval of directors' remuneration: Deputy Mgmt For For
chairperson of the board R535,000
S.2.3 Approval of directors' remuneration: Board Mgmt For For
member R385,000
S.2.4 Approval of directors' remuneration: Mgmt For For
Chairperson of audit committee R321,000
S.2.5 Approval of directors' remuneration: Member Mgmt For For
R160,000
S.2.6 Approval of directors' remuneration: Mgmt For For
Chairperson of actuarial committee R267,000
S.2.7 Approval of directors' remuneration: Member Mgmt For For
R160,000
S.2.8 Approval of directors' remuneration: Mgmt For For
Chairperson of remuneration committee
R267,000
S.2.9 Approval of directors' remuneration: Member Mgmt For For
R133,000
S.210 Approval of directors' remuneration: Mgmt For For
Chairperson of risk & compliance committee
R267,000
S.211 Approval of directors' remuneration: Member Mgmt For For
R160,000
S.212 Approval of directors' remuneration: Mgmt For For
Chairperson of balance sheet management
committee R214,000
S.213 Approval of directors' remuneration: Member Mgmt For For
R160,000
S.214 Approval of directors' remuneration: Mgmt For For
Chairperson of social, ethics and
transformation committee R214,000
S.215 Approval of directors' remuneration: Member Mgmt For For
R133,000
S.216 Approval of directors' remuneration: Mgmt For For
Chairperson of nominations committee
R160,000
S.217 Approval of directors' remuneration: Member Mgmt For For
R80,000
S.218 Approval of directors' remuneration: Mgmt For For
Chairperson of fair practices committee
R214,000
S.219 Approval of directors' remuneration: Member Mgmt For For
R133,000
S.220 Approval of directors' remuneration: Ad hoc Mgmt For For
committee members (hourly) R3,745
S.221 Approval of directors' remuneration: Mgmt For For
Chairperson of a divisional board R214,000
S.222 Approval of directors' remuneration: Member Mgmt For For
R133,000
S.223 Approval of directors' remuneration: Mgmt For For
Chairperson of a divisional audit panel
R160,000
S.224 Approval of directors' remuneration: Member Mgmt For For
R107,000
S.3 General approval to provide financial Mgmt For For
assistance to related or inter-related
entities
S.4 General approval of share buy-back Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MR. PRICE GROUP LIMITED Agenda Number: 703991352
--------------------------------------------------------------------------------------------------------------------------
Security: S5256M101
Meeting Type: AGM
Meeting Date: 30-Aug-2012
Ticker:
ISIN: ZAE000026951
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Adoption of the Annual Financial Statements Mgmt For For
O.2.1 Re-election of Director retiring by Mgmt For For
rotation: Mr LJ Chiappini
O.2.2 Re-election of Director retiring by Mgmt For For
rotation: Mr NG Payne
O.2.3 Re-election of Director retiring by Mgmt For For
rotation: Mrs RM Motanyane
O.3 Re-election of retiring Director Ms D Mgmt For For
Naidoo
O.4 Resolved that, as recommended by the Audit Mgmt For For
and Compliance Committee, Ernst and Young
Inc. be re-elected as the independent
registered auditor of the company and that
Ms MI Delport be appointed as the
designated registered auditor to hold
office for the ensuing year
O.5.1 Election of member of the Audit and Mgmt For For
Compliance Committee: Mr MR Johnston
O.5.2 Election of member of the Audit and Mgmt For For
Compliance Committee: Ms D Naidoo
O.5.3 Election of member of the Audit and Mgmt For For
Compliance Committee: Mr MJD Ruck
O.5.4 Election of member of the Audit and Mgmt For For
Compliance Committee: Mr WJ Swain
O.6 Non-binding advisory vote on the Mgmt For For
Remuneration Policy of the Company
CMMT PLEASE NOTE THAT THE RESOLUTIONS 7 TO 9 Non-Voting
PERTAINS TO MR. PRICE GENERAL STAFF TRUST
O.7 Amendment to allow tor variable vesting Mgmt For For
periods
O.8 Amendment to cause vesting to be Mgmt For For
conditional upon a growth in HEPS
O.9 Amendment to prevent vesting in the event Mgmt For For
of poor performance
CMMT PLEASE NOTE THAT THE RESOLUTIONS 10 TO 12 Non-Voting
PERTAINS TO MR. PRICE SENIOR MANAGEMENT
SHARE TRUST
O.10 Amendment to allow for variable vesting Mgmt For For
periods
O.11 Amendment to cause vesting to be Mgmt For For
conditional upon a growth in HEPS
O.12 Amendment to prevent vesting in the event Mgmt For For
of poor performance
CMMT PLEASE NOTE THAT THE RESOLUTIONS 13 TO 18 Non-Voting
PERTAINS TO MR. PRICE EXECUTIVE SHARE TRUST
O.13 Amendment to allow for variable vesting Mgmt For For
periods
O.14 Amendment to cause vesting to be Mgmt For For
conditional upon a growth in HEPS
O.15 Amendment to prevent vesting in the event Mgmt For For
of poor performance
O.16 Amendment to extend the period of exercise Mgmt Against Against
for vested options from 90 days to five
years
O.17 Amendment to allow the Board to amend the Mgmt For For
performance criteria determining strike
price discounts
O.18 Amendment to Increase the maximum Mgmt Against Against
allocation of shares to 3 000 000
CMMT PLEASE NOTE THAT THE RESOLUTIONS 19 TO 27 Non-Voting
PERTAINS TO MR. PRICE EXECUTIVE DIRECTOR
SHARE TRUST
O.19 Amendment to allow for variable vesting Mgmt For For
O.20 Amendment to cause vesting to be Mgmt For For
conditional upon a growth in HEPS
O.21 Amendment to prevent the vesting in event Mgmt For For
of poor performance
O.22 Amendment to extend the period of exercise Mgmt Against Against
for vested options from 90 days to five
years
O.23 Amendment to Increase the maximum Mgmt Against Against
allocation of shares to 3 000 000
S.1.1 To approve the remuneration of Mgmt For For
non-executive Directors, namely:
Independent non-executive Chairman of the
Company R1 000 000
S.1.2 To approve the remuneration of Mgmt Against Against
non-executive Directors, namely: Honorary
Chairman of the Company R431 000
S.1.3 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Lead
Director of the Company R325 000
S.1.4 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Other
Director of the Company R202 000
S.1.5 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Chairman
of the Audit and Compliance Committee R182
000
S.1.6 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Member of
the Audit and Compliance Committee R102 000
S.1.7 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Member of
the Risk and Sustainability Committee R85
000
S.1.8 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Chairman
of the Remuneration and Nominations
Committee R107 000
S.1.9 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Member of
the Remuneration and Nominations Committee
R68 000
S1.10 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Chairman
of the Social and Ethics Committee R107 000
S1.11 To approve the remuneration of Mgmt For For
non-executive Directors, namely: Member of
the Social and Ethics Committee R68 000
S.2 Adoption of the amended Memorandum of Mgmt Against Against
Incorporation
S.3 To enable the Company or any consolidated Mgmt For For
entity of the Company to acquire the
Company's issued ordinary shares
S.4 To enable the provision of financial Mgmt For For
assistance to related or inter-related
Companies or Corporations
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS Agenda Number: 704442324
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 28-May-2013
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1O1.1 Re-election of AT Mikati as a director Mgmt For For
2O1.2 Re-election of RS Dabengwa as a director Mgmt For For
3O1.3 Re-election of NI Patel as a director Mgmt For For
4O1.4 Re-election of AF van Biljon as a director Mgmt For For
5O1.5 Re-election of JHN Strydom as a director Mgmt For For
6O1.6 Election of F Titi as a director Mgmt For For
7O2.1 To elect AF van Biljon as a member of the Mgmt For For
audit committee
8O2.2 To elect NP Mageza as a member of the audit Mgmt For For
committee
9O2.3 To elect J van Rooyen as a member of the Mgmt For For
audit committee
10O24 To elect MJN Njeke as a member of the audit Mgmt For For
committee
11O.3 Re-appoint PricewaterhouseCoopers Inc and Mgmt For For
SizweNtsalubaGobodo Inc as Joint Auditors
of the Company
12O.4 General authority for directors to allot Mgmt For For
and issue ordinary shares
13 Endorsement of the remuneration philosophy Mgmt For For
14S.1 To approve the remuneration increase Mgmt For For
payable to non executive directors
15S.2 To adopt the new memorandum of Mgmt For For
incorporation of the Company
16S.3 To approve an authority for the Company and Mgmt For For
or any of its subsidiaries to repurchase or
purchase as the case may be shares in the
Company
17S.4 To approve the granting of financial Mgmt For For
assistance by the Company to its
subsidiaries and other related and inter
related companies and corporations and to
directors prescribed officers and other
persons participating in share or other
employee incentive schemes
18S.5 To approve the granting of financial Mgmt For For
assistance in relation to MTN Zakhele RF
Limited transaction
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Agenda Number: 703988242
--------------------------------------------------------------------------------------------------------------------------
Security: P69913104
Meeting Type: EGM
Meeting Date: 14-Aug-2012
Ticker:
ISIN: BRMULTACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 In order to vote regarding the election of Mgmt Against Against
a new member to join the Board of Directors
of the Company, in addition to those who
are currently members of that body, for a
term in office that will end together with
the term in office of the other members of
the Board of Directors, on April 30, 2014
--------------------------------------------------------------------------------------------------------------------------
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Agenda Number: 704159739
--------------------------------------------------------------------------------------------------------------------------
Security: P69913104
Meeting Type: EGM
Meeting Date: 23-Nov-2012
Ticker:
ISIN: BRMULTACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To amend the corporate bylaws of the Mgmt For For
company, for the purpose of adapting them
to the provisions of the level 2 corporate
governance listing regulations of the BM
and Fbovespa S.A. Bolsa De Valores,
Mercadorias E Futuros, in accordance with
the recommendations of the latter, through
the amendment of the wording of article 44
and the main part and paragraph 2 of
article 49
II To restate the corporate bylaws of the Mgmt For For
company
--------------------------------------------------------------------------------------------------------------------------
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Agenda Number: 704421774
--------------------------------------------------------------------------------------------------------------------------
Security: P69913104
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: BRMULTACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements and independent auditors report
relating to fiscal year ended December 31,
2012
2 Destination of the year end results of 2012 Mgmt For For
and the distribution of dividends
--------------------------------------------------------------------------------------------------------------------------
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA Agenda Number: 704422512
--------------------------------------------------------------------------------------------------------------------------
Security: P69913104
Meeting Type: EGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: BRMULTACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To set the total annual remuneration of the Mgmt For For
directors of the company for the fiscal
year 2013
2 To amend and consolidate the corporate Mgmt For For
bylaws of the company to include the share
capital increase approved by the board of
directors within the limit of the
authorized capital
--------------------------------------------------------------------------------------------------------------------------
MULTIPLUS SA, SAO PAULO Agenda Number: 703961501
--------------------------------------------------------------------------------------------------------------------------
Security: P69915109
Meeting Type: EGM
Meeting Date: 23-Jul-2012
Ticker:
ISIN: BRMPLUACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
A Amendment of the corporate bylaws of the Mgmt For For
company, in accordance with the terms of
the proposal presented as appendix I to the
manual for participation in the
extraordinary general meeting of July 23,
2012
B Election of two members to the board of Mgmt Against Against
directors in light of the resignations
presented by Maria Claudia Oliveira Amaro,
Flavia Turci and Egberto Vieira Lima and of
the proposal for the amendment of the
corporate bylaws of the company referred to
in item A above, complying with the minimum
percentage of 20 percent independent
members of the board of directors, in
accordance with the new listing regulations
of the Novo Mercado of the BM and FBovespa,
Bolsa de Valores, Mercadorias e Futuros
C Ratification of the individual and Mgmt For For
aggregate compensation of the members of
the board of directors
--------------------------------------------------------------------------------------------------------------------------
MULTIPLUS SA, SAO PAULO Agenda Number: 704026651
--------------------------------------------------------------------------------------------------------------------------
Security: P69915109
Meeting Type: EGM
Meeting Date: 06-Sep-2012
Ticker:
ISIN: BRMPLUACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
A In relation to 645,176 options for the Mgmt Against Against
purchase of common shares of the company,
from here onwards the options, granted
especially to Mr. Libano Miranda Barroso,
under the terms of item 4.2 of the general
stock option plan, from here onwards the
plan, and as approved by the extraordinary
general meeting held on October 4, 2010, i.
the anticipation, to the date of the
general meeting that is called here, of the
vesting of 322,588 options, the vesting of
which would have occurred on October 4,
2013, and ii. the cancellation of 322,588
options, the vesting for which would have
occurred on October 4, 2014, in light of
the request made by Mr. Libano Miranda
Barroso to the company
B In relation to 322,588 options granted Mgmt Against Against
especially to Mr. Egberto Vieira Lima, in
accordance with item 4.2 of the plan and as
approved at an extraordinary general
meeting held on October 4, 2010, i. the
anticipation, to the date of the general
meeting called here, of the vesting of the
161,294 options, the vesting for which
would've occurred on October 4, 2013, and
ii. cancellation of the 161,294 options,
the vesting for which would've occurred on
October 4, 2014, in light of the request
made by Mr. Egberto Vieira Lima to the
company
C Amendment of section 2.1 of the private Mgmt Against Against
instrument for the granting of stock
purchase options entered into on October 4,
2010, between the company and Mr. Mauricio
Quinze, as an employee or officer of the
company or of Companhia Brasileira De
Servicos De Fidelizacao, a company created
as a result of the binding partnership
agreement entered into between the company
and Groupe Aeroplan Inc., on November 7,
2011
D Authorization to the executive committee to Mgmt Against Against
take all the measures necessary to make the
resolutions passed effective
--------------------------------------------------------------------------------------------------------------------------
MULTIPLUS SA, SAO PAULO Agenda Number: 704243548
--------------------------------------------------------------------------------------------------------------------------
Security: P69915109
Meeting Type: EGM
Meeting Date: 01-Feb-2013
Ticker:
ISIN: BRMPLUACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A To appoint, from among the elected members Mgmt For For
of the board of directors, the member who
will hold the position of chairperson of
the board of directors, in light of the
resignation tendered by Mr. Mauricio Rolim
Amaro in regard to the performance of that
duty, with Mr. Amaro remaining as a member
of the board of directors, as well as to
appoint the member who will hold the vacant
position of vice chairperson of the board
of directors
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NAN YA PLASTICS CORP Agenda Number: 704546348
--------------------------------------------------------------------------------------------------------------------------
Security: Y62061109
Meeting Type: AGM
Meeting Date: 24-Jun-2013
Ticker:
ISIN: TW0001303006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The rules of the board meeting Non-Voting
A4 The status of the unsecured corporate bonds Non-Voting
A5 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD0.3 per share
B3 The issuance of new shares from retained Mgmt For For
earnings. Proposed stock dividend: 10 for
1,000 SHS held
B4 The revision to the articles of Mgmt For For
incorporation
B5 The revision to the rules of shareholder Mgmt For For
meeting
B6 The revision to the procedures of monetary Mgmt For For
loans
B7 The revision to the procedures of Mgmt For For
endorsement and guarantee
B81 The election of the director: Chin-Jen Wu Mgmt For For
id no.:e10225xxxx
B82 The election of the director: Wen-Yuan Wong Mgmt For For
id no.:a12507xxxx
B83 The election of the director: Formosa Mgmt For For
Petrochemical Corporation Shareholder
no.:8652xxxx representative: Weng-Tsao Wang
B84 The election of the director: Ruey-Yu Wang Mgmt For For
id no.:a22019xxxx
B85 The election of the director: Formosa Mgmt For For
Chemical and Fiber Corporation Shareholder
no.:5865xxxx representative: Shen-Yi Lee
B86 The election of the director: Chia-Chau Wu Mgmt For For
id no.:r10198xxxx
B87 The election of the director: Ming-Jen Tzou Mgmt For For
id no.:m10000xxxx
B88 The election of the director: Zo-Chun Jen Mgmt For For
id no.:h10093xxxx
B89 The election of the director: Fong-Chin Lin Mgmt For For
id no.:q10059xxxx
B810 The election of the director: Yuan-Shan Liu Mgmt For For
id no.:a10036xxxx
B811 The election of the director: Kuei-Yung Mgmt For For
Wang id no.:a21049xxxx
B812 The election of the director: Freedom Mgmt For For
Internation Enterprise company shareholder
no.:2807xxxx representative: Ching-Cheng
Chan
B821 The election of the Independent director: Mgmt For For
Chih-Kang Wang id no.:f10333xxxx
B822 The election of the Independent director: Mgmt For For
Yung-San Lee id no.:a11031xxxx
B823 The election of the Independent director: Mgmt For For
Yun-Peng Chu id no.:h10045xxxx
B831 The election of the Supervisor: Formosa Mgmt For For
plastics corporation shareholder
no.:7570xxxx representative: Chen-Ching Fu
B832 The election of the Supervisor: Te-Yao Chen Mgmt For For
id no.:a10397xxxx
B833 The election of the Supervisor: Cheng-Hsiao Mgmt For For
Lei id no.:f12097xxxx
B9 The proposal to release non-competition Mgmt Against Against
restriction on the directors
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 703986767
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 31-Aug-2012
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approval of annual financial statements Mgmt For For
O.2 Confirmation and approval of payment of Mgmt For For
dividends
O.3 Re-appointment of PricewaterhouseCoopers Mgmt For For
Inc. as auditor
O.4.1 To elect the following director: Prof R C C Mgmt For For
Jafta
O.4.2 To elect the following director: Prof D Mgmt For For
Meyer
O.4.3 To elect the following director: Mr L P Mgmt For For
Retief
O.4.4 To elect the following director: Mr N P van Mgmt For For
Heerden
O.4.5 To elect the following director: Prof H S S Mgmt For For
Willemse
O.5.1 Appointment of the following audit Mgmt For For
committee member: Adv F-A du Plessis
O.5.2 Appointment of the following audit Mgmt For For
committee member: Prof R C C Jafta
O.5.3 Appointment of the following audit Mgmt For For
committee member: Mr B J van der Ross
O.5.4 Appointment of the following audit Mgmt For For
committee member: Mr J J M van Zyl
O.6 To endorse the company's remuneration Mgmt Against Against
policy
O.7 Approval of general authority placing Mgmt Against Against
unissued shares under the control of the
directors
O.8 Approval of issue of shares for cash Mgmt For For
O.9 Approval of amendments to the trust deed of Mgmt For For
the Naspers share incentive scheme
O.10 Authorisation to implement all resolutions Mgmt For For
adopted at the annual general meeting
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION Non-Voting
APPROVAL OF THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS S.1.1 TO S1.16 ARE
PROPOSED FOR 31 MARCH 2013
S.1.1 Board - chair Mgmt For For
S.1.2 Board - member Mgmt For For
S.1.3 Audit committee - chair Mgmt For For
S.1.4 Audit committee - member Mgmt For For
S.1.5 Risk committee - chair Mgmt For For
S.1.6 Risk committee - member Mgmt For For
S.1.7 Human resources and remuneration committee Mgmt For For
- chair
S.1.8 Human resources and remuneration committee Mgmt For For
- member
S.1.9 Nomination committee - chair Mgmt For For
S1.10 Nomination committee - member Mgmt For For
S1.11 Social and ethics committee - chair Mgmt For For
S1.12 Social and ethics committee - member Mgmt For For
S1.13 Naspers representatives on the Media24 Mgmt For For
safety, health and environmental committee
S1.14 Trustees of group share schemes/other Mgmt For For
personnel funds
S1.15 Chair of Media24 pension fund Mgmt For For
S1.16 Trustees of Media24 pension fund Mgmt For For
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION Non-Voting
APPROVAL OF THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS S1.1 TO S1.16 ARE
PROPOSED FOR 31 MARCH 2014
S.1.1 Board - chair Mgmt For For
S.1.2 Board - member Mgmt For For
S.1.3 Audit committee - chair Mgmt For For
S.1.4 Audit committee - member Mgmt For For
S.1.5 Risk committee - chair Mgmt For For
S.1.6 Risk committee - member Mgmt For For
S.1.7 Human resources and remuneration committee Mgmt For For
- chair
S.1.8 Human resources and remuneration committee Mgmt For For
- member
S.1.9 Nomination committee - chair Mgmt For For
S1.10 Nomination committee - member Mgmt For For
S1.11 Social and ethics committee - chair Mgmt For For
S1.12 Social and ethics committee - member Mgmt For For
S1.13 Naspers representatives on the Media24 Mgmt For For
safety, health and environmental committee
S1.14 Trustees of group share schemes/other Mgmt For For
personnel funds
S1.15 Chair of Media24 pension fund Mgmt For For
S1.16 Trustees of Media24 pension fund Mgmt For For
S.2 Approve generally the provision of Mgmt For For
financial assistance
S.3 General authority for the company or its Mgmt For For
subsidiaries to acquire N ordinary shares
in the company
S.4 General authority for the company or its Mgmt Against Against
subsidiaries to acquire A ordinary shares
in the company
S.5 Approval of new memorandum of incorporation Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 704324502
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: EGM
Meeting Date: 12-Apr-2013
Ticker:
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To change the address of the head office of Mgmt For For
the Company to the city of Sao Paulo, state
of Sao Paulo, with the consequent amendment
of article 2 of the corporate bylaws
2 To improve the corporate purpose of the Mgmt For For
Company so that it includes conducting the
sale, export and import of electrical
apparatuses for personal use, articles for
babies and children and articles for the
bed, table and bathroom, with the
consequent amendment of article 3 of the
corporate bylaws
3 To amend the wording of articles 15, 18 and Mgmt For For
19 to exclude the positions of co
chairpersons of the Board of Directors
4 To amend articles 34, 35 and 49 to improve Mgmt For For
the wording of the corporate bylaws of the
Company
5 To proceed with the restatement of the Mgmt For For
corporate bylaws of the Company
6 To ratify, in accordance with the terms of Mgmt For For
paragraph 1 of article 256 of Law 6404.76,
the acquisition, by the Company, of 65
percent of the share capital of the
Australian company Emis Holdings Pty Ltd,
as disclosed by the Company in notices of
material fact dated December 21, 2012, and
February 28, 2013
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 704324728
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: AGM
Meeting Date: 12-Apr-2013
Ticker:
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and approve the Mgmt For For
financial statements relating to the fiscal
year that ended on December 31, 2012
2 To consider the proposal for the capital Mgmt For For
budget for the year 2013, the allocation of
the net profit from the fiscal year ending
on December 31, 2012, and to ratify the
early distributions of dividends and
interim interest on net equity
3 To elect the company's board of directors Mgmt For For
4 To establish the aggregate remuneration of Mgmt Against Against
the managers of the company to be paid
until the annual general meeting that votes
on the financial statements from the fiscal
year that will end on December 31, 2013
--------------------------------------------------------------------------------------------------------------------------
NEDBANK GROUP Agenda Number: 704376107
--------------------------------------------------------------------------------------------------------------------------
Security: S5518R104
Meeting Type: AGM
Meeting Date: 03-May-2013
Ticker:
ISIN: ZAE000004875
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election as a director who is retiring Mgmt For For
by rotation: RK Morathi
1.2 Re-election as a director who is retiring Mgmt For For
by rotation: GW Dempster
1.3 Re-election as a director who is retiring Mgmt Against Against
by rotation: JVF Roberts
1.4 Re-election as a director who is retiring Mgmt For For
by rotation: MI Wyman
2 Election of ID Gladman who was appointed as Mgmt Against Against
a director during the year
3 Resolved, on recommendation of the Nedbank Mgmt For For
Group Audit Committee, that Deloitte &
Touche (with the designated audit partner
being Mr S Jordan) and KPMG Inc (with the
designated audit partner being Ms H
Berrange) be hereby reappointed as joint
auditors to hold office from the conclusion
of the 46th annual general meeting until
the conclusion of the next annual general
meeting of Nedbank Group
4 Determination of the remuneration of the Mgmt For For
external auditors
5 Placing of the unissued ordinary shares Mgmt For For
under the control of the directors
6 Advisory endorsement on a non binding basis Mgmt Against Against
of the companies remuneration policy
7 Approval of the non executive directors Mgmt For For
fees
8 General authority to repurchase shares Mgmt For For
9 General authority to provide financial Mgmt Against Against
assistance to related and inter related
companies
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS AND
RECEIPT OF AUDITOR NAME IN RESOLUTION 3. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NEDBANK GROUP Agenda Number: 704423588
--------------------------------------------------------------------------------------------------------------------------
Security: S5518R104
Meeting Type: OGM
Meeting Date: 03-May-2013
Ticker:
ISIN: ZAE000004875
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Approval of various Nedbank Group South Mgmt For For
African Share Schemes
S.2 Specific issue of shares for cash Mgmt For For
S.3 Issue of securities or grant of options to Mgmt For For
related and inter-related parties
S.4 Issue of securities or grant of options to Mgmt For For
related and inter-related parties (other
than as set out in Special Resolution 3)
S.5 Issue of securities or other options to Mgmt For For
persons (including directors and prescribed
officers) participating in a Nedbank Group
South African Share Scheme which does not
satisfy the requirements of section 97 of
the Companies Act
S.6 Loans or other financial assistance to the Mgmt For For
Nedbank Group South African Share Trusts
and/or to any persons related to any such
Nedbank Group South African Share Trusts
S.7 Loans or other financial assistance to Mgmt For For
persons (including directors and prescribed
officers) participating in or eligible to
participate in any Nedbank Group South
African Share Scheme which does not satisfy
the requirements of section 97 of the
Companies Act
S.8 Company acquiring the Company's securities Mgmt For For
from a director or prescribed officer
pursuant to a Nedbank Group South African
Share Scheme
S.9 Adoption of new memorandum of incorporation Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NETCARE LTD Agenda Number: 704225588
--------------------------------------------------------------------------------------------------------------------------
Security: S5507D108
Meeting Type: AGM
Meeting Date: 08-Feb-2013
Ticker:
ISIN: ZAE000011953
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Approval of the annual financial statements Mgmt For For
2.O.2 Re-appointment of auditors: Resolved to Mgmt For For
re-appoint Grant Thornton as the
independent auditors of the Company for the
ensuing year with EFG Dreyer as the
designated auditor of the Company and to
authorise the directors to determine the
auditor's remuneration
3.O.3 Confirmation of the executive Directors' Mgmt For For
remuneration
4O4.1 Re-appointment of retiring director: APH Mgmt For For
Jammine
4O4.2 Re-appointment of retiring director: HR Mgmt For For
Levin
4O4.3 Re-appointment of retiring director: KD Mgmt For For
Moroka
5O5.1 Appointment of Group Audit Committee Mgmt For For
member: T Brewer
5O5.2 Appointment of Group Audit Committee Mgmt Against Against
member: HR Levin
5O5.3 Appointment of Group Audit Committee Mgmt For For
member: APH Jammine
5O5.4 Appointment of Group Audit Committee Mgmt Against Against
member: N Weltman
6.O.6 Authority to place ordinary shares under Mgmt For For
the control of the directors
7.O.7 Authority to place preference shares under Mgmt For For
the control of the directors
8.O.8 Authority to issue shares for cash Mgmt For For
9 Approval of remuneration policy for the Mgmt For For
year ended 30 September 2012
10O10 Signature of documents Mgmt For For
11S.1 General authority to repurchase shares Mgmt For For
12S.2 Approval of non-executive directors' Mgmt For For
remuneration for the period 1 October 2012
to 30 September 2013
13S.3 Financial assistance to related and Mgmt For For
inter-related companies in terms of Section
45 of the Companies Act
14S.4 Approval of new Memorandum of Incorporation Mgmt Against Against
(MOI)
--------------------------------------------------------------------------------------------------------------------------
NHN CORP, SONGNAM Agenda Number: 704316997
--------------------------------------------------------------------------------------------------------------------------
Security: Y6347M103
Meeting Type: AGM
Meeting Date: 29-Mar-2013
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2.1 Election of outside director: Soo Wook Kim Mgmt For For
2.2 Election of outside director: Moon Ja Lee Mgmt For For
2.3 Election of outside director: Eui Jong Jung Mgmt For For
2.4 Election of outside director: Jun Pyo Hong Mgmt For For
3.1 Election of audit committee member: Soo Mgmt For For
Wook Kim
3.2 Election of audit committee member: Eui Mgmt For For
Jong Jung
3.3 Election of audit committee member: Jun Pyo Mgmt For For
Hong
4 Approval of limit of remuneration for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
NHN CORP, SONGNAM Agenda Number: 704597624
--------------------------------------------------------------------------------------------------------------------------
Security: Y6347M103
Meeting Type: EGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of spin off Mgmt For For
2 Approval of partial Amendment to articles Mgmt For For
of incorporation
--------------------------------------------------------------------------------------------------------------------------
NOVATEK JT STK CO Agenda Number: 704208429
--------------------------------------------------------------------------------------------------------------------------
Security: 669888109
Meeting Type: EGM
Meeting Date: 09-Jan-2013
Ticker:
ISIN: US6698881090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approve Related-Party Transaction Re: Mgmt For For
Indemnity Agreement with GPB-Financial
Services LTD, SIB (Cyprus) Limited
1.2 Approve Related-Party Transaction Re: Gas Mgmt For For
Supply Agreement with OAO Mosenergo
1.3 Approve Related-Party Transaction with OAO Mgmt For For
Sibur Holding
1.4 Approve Related-Party Transaction with OAO Mgmt For For
Sibur Holding
1.5 Approve Related-Party Transaction with OAO Mgmt For For
Sibur Holding
--------------------------------------------------------------------------------------------------------------------------
NOVATEK OAO, TARKO-SALE Agenda Number: 704056452
--------------------------------------------------------------------------------------------------------------------------
Security: 669888109
Meeting Type: EGM
Meeting Date: 16-Oct-2012
Ticker:
ISIN: US6698881090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To make a decision to pay out dividends on Mgmt For For
the Company's outstanding shares for
1H2012. To determine the size, schedule,
form and procedure of paying dividends: To
pay dividends on ordinary shares of OAO
Novatek for 1H2012 in the amount of 3
(three) rubles per one ordinary share which
constitutes 9,108,918,000 (Nine billion one
hundred and eight million nine hundred and
eighteen thousand) rubles; Dividends shall
be paid not later than 60 days from the
date when a decision is made to pay
dividends; Dividends shall be paid in cash;
The list of persons entitled to receive
dividends is made as at the date of
compiling a list of persons entitled to
participate in the extraordinary general
meeting of shareholders - 10 September 2012
2 To approve a related party transaction (Gas Mgmt For For
Supply Contract) between OAO Novatek
(Buyer) and OAO Sibur Holding (Supplier)
subject to the following material terms and
conditions: Subject of the transaction:
natural gas supply. Gas supply volume: not
more than 69,700,000,000 (Sixty nine
billion seven hundred million) cubic
meters. Price of the transaction: not more
than 360,000,000,000 (Three hundred and
sixty billion) roubles including 18% VAT.
The gas price is calculated for the period
of 2013-2022 based on the forecasted
increase in gas prices for the RF
industrial consumers. Delivery period:
2013-2022
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN MEETING TYPE FROM OGM TO EGM. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVATEK OAO, TARKO-SALE Agenda Number: 704386223
--------------------------------------------------------------------------------------------------------------------------
Security: 669888109
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: US6698881090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Annual Report, Financial Mgmt For For
Statements, Allocation of Income and Terms
of Dividends Payment
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO 2.1 TO 2.9 RESOLUTIONS REGARDING THE
ELECTION OF DIRECTORS. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR"
THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
2.1 Elect Andrei Akimov as Director Mgmt Against Against
2.2 Elect Burckhard Bergmann as Director Mgmt Against Against
2.3 Elect Yves Louis Darricarrere as Director Mgmt Against Against
2.4 Elect Mark Gyetvay as Director Mgmt Against Against
2.5 Elect Vladimir Dmitriyev as Director Mgmt Against Against
2.6 Elect Leonid Mikhelson as Director Mgmt Against Against
2.7 Elect Alexander Natalenko as Director Mgmt For For
2.8 Elect Kirill Seleznev as Director Mgmt Against Against
2.9 Elect Gennady Timchenko as Director Mgmt Against Against
3.1 Elect Maria Panasenko as Member of Audit Mgmt For For
Commission
3.2 Elect Igor Ryaskov as Member of Audit Mgmt For For
Commission
3.3 Elect Sergey Fomichev as Member of Audit Mgmt For For
Commission
3.4 Elect Nikolai Shulikin as Member of Audit Mgmt For For
Commission
4 Ratify ZAO PricewaterhouseCoopers as Mgmt For For
Auditor for 2013
5 Approve Remuneration of Directors Mgmt For For
6 Approve Remuneration of Members of Audit Mgmt For For
Commission
7.1 Approve Related-Party Transaction Re: Mgmt For For
Supplementary Agreement to Agreement on
Transportation of Gas with OAO Gazprom
7.2 Approve Related-Party Transaction Re: Mgmt For For
Supplementary Agreement to Agreement on
Arranging of Injection and Storage of Gas
with OAO Gazprom
--------------------------------------------------------------------------------------------------------------------------
OAO TATNEFT, TATARSTAN Agenda Number: 704521409
--------------------------------------------------------------------------------------------------------------------------
Security: 670831205
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US6708312052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the annual report of the Company Mgmt For For
for 2012
2 To approve the annual financial statements, Mgmt For For
including profit and loss statement (profit
and loss account) of the Company for 2012
3 The AGM approves the distribution of net Mgmt For For
income based on the financial statements of
the Company for 2012 prepared under Russian
Accounting Regulations. The net income of
the Company for 2012 under the said
financial statements was 66.7 bln Russian
Rubles; 30% (approx. 20 bln Russian Rubles)
is proposed to be paid as dividends to the
shareholders (see Item 4 of the AGM's
agenda), the remaining portion to be
retained by the Company to finance its
capital expenditure and other expenses
4 To pay dividends for the year 2012 in the Mgmt For For
amount of: a) 860% of the nominal value per
OAO Tatneft preferred share b) 860% of the
nominal value per OAO Tatneft ordinary
share To determine that dividends shall be
paid within 60 days after the AGM.
Dividends shall be paid in cash
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. ALSO NOTE THAT THERE ARE 14
DIRECTORS UP FOR ELECTION. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR"
THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
5.1 Election of the Board of Director of the Mgmt Against Against
Company: Shafagat Fahrazovich Takhautdinov
5.2 Election of the Board of Director of the Mgmt Against Against
Company: Radik Raufovich Gaizatullin
5.3 Election of the Board of Director of the Mgmt For For
Company: Sushovan Ghosh
5.4 Election of the Board of Director of the Mgmt Against Against
Company: Nail Gabdulbarievich Ibragimov
5.5 Election of the Board of Director of the Mgmt Against Against
Company: Rais Salikhovich Khisamov
5.6 Election of the Board of Director of the Mgmt Against Against
Company: Vladimir Pavlovich Lavushchenko
5.7 Election of the Board of Director of the Mgmt Against Against
Company: Nail Ulfatovich Maganov
5.8 Election of the Board of Director of the Mgmt Against Against
Company: Renat Halliulovich Muslimov
5.9 Election of the Board of Director of the Mgmt Against Against
Company: Renat Kasimovich Sabirov
5.10 Election of the Board of Director of the Mgmt Against Against
Company: Valery Yurievich Sorokin
5.11 Election of the Board of Director of the Mgmt Against Against
Company: Mirgazian Zakievich Taziev
5.12 Election of the Board of Director of the Mgmt Against Against
Company: Azat Kiyamovich Khamaev
5.13 Election of the Board of Director of the Mgmt For For
Company: Maria Leonidovna Voskresenskaya
5.14 Election of the Board of Director of the Mgmt For For
Company: Rene Frederic Steiner
6.1 Elect to the Revision Commission of the Mgmt For For
Company candidate proposed by the Company's
Shareholders: Ksenia Gennadievna Borzunova
6.2 Elect to the Revision Commission of the Mgmt For For
Company candidate proposed by the Company's
Shareholders: Ferdinand Rinatovich
Galiullin
6.3 Elect to the Revision Commission of the Mgmt For For
Company candidate proposed by the Company's
Shareholders: Ranilya Ramilyevna Gizatova
6.4 Elect to the Revision Commission of the Mgmt For For
Company candidate proposed by the Company's
Shareholders: Venera Gibadullovna Kuzmina
6.5 Elect to the Revision Commission of the Mgmt For For
Company candidate proposed by the Company's
Shareholders: Nikolai Kuzmich Lapin
6.6 Elect to the Revision Commission of the Mgmt For For
Company candidate proposed by the Company's
Shareholders: Liliya Rafaelovna
Rakhimzyanova
6.7 Elect to the Revision Commission of the Mgmt For For
Company candidate proposed by the Company's
Shareholders: Alfiya Azgarovna Sinegaeva
6.8 Elect to the Revision Commission of the Mgmt For For
Company candidate proposed by the Company's
Shareholders: Tatiana Victorovna Tsyganova
7 To approve Zao Energy Consulting/Audit as Mgmt For For
external auditor of OAO Tatneft to conduct
statutory audit of the annual financial
statements for 2013 prepared under Russian
Accounting Standards for the term of one
year
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF NUMBER OF DIRECTORS TO BE
ELECTED IN CUMULATIVE VOTING COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OBRASCON HUARTE LAIN BRASIL SA, SAO PAULO Agenda Number: 704195634
--------------------------------------------------------------------------------------------------------------------------
Security: P73376108
Meeting Type: EGM
Meeting Date: 20-Dec-2012
Ticker:
ISIN: BROHLBACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To vote regarding the amendment of the Mgmt For For
corporate bylaws of the company, from here
onwards the corporate bylaws, to change the
corporate name of the company
2 To vote regarding the amendment of the Mgmt For For
corporate bylaws to increase the maximum
number of members of the board of directors
to 10 members
3 Ratification of the election of the members Mgmt Against Against
of the board of directors of the company,
which occurred at the meeting of the board
of directors held on December 3, 2012
4.I Election, as new members of the board of Mgmt Against Against
directors of the company of Mr. Francisco
Jose Aljaro Navarro, to replace Mr.
JoseMaria Del Cuvillo Peman
4.II Election, as new members of the board of Mgmt Against Against
directors of the company of Mr. David
Antonio Diaz Almazan and Mr. Benjamin
Michael Vaughan
--------------------------------------------------------------------------------------------------------------------------
OI S.A. Agenda Number: 933741565
--------------------------------------------------------------------------------------------------------------------------
Security: 670851203
Meeting Type: Annual
Meeting Date: 21-Mar-2013
Ticker: OIBR
ISIN: US6708512032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. ELECT THE MEMBERS OF THE FISCAL COUNCIL AND Mgmt For For
THEIR RESPECTIVE ALTERNATES.
--------------------------------------------------------------------------------------------------------------------------
OI SA, BRASILIA Agenda Number: 703985676
--------------------------------------------------------------------------------------------------------------------------
Security: P73531108
Meeting Type: EGM
Meeting Date: 10-Aug-2012
Ticker:
ISIN: BROIBRACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To vote regarding the proposal for the Mgmt No vote
declaration of interim dividends, in the
amount of BRL 507,715,614.95, against the
profit reserve account, shown on the
financial statements of the company in 2011
2 To analyze, discuss and vote regarding the Mgmt No vote
proposal for the creation of redeemable
preferred shares issued by the company, for
the purpose of the bonus to be resolved on
in item 3 of the agenda, consisting of a.
one class of redeemable preferred shares,
with a voting right, and priority in the
reimbursement of capital, without a
premium, and b. one class of redeemable
preferred shares, without a voting rights,
and priority in the receipt of a minimum
and noncumulative dividend of three percent
of the equity per share
3 To vote regarding the proposal for a bonus Mgmt No vote
of redeemable shares issued by the company
to the shareholders who own shares of the
company, against the capital reserve
account, with the consequent amendment of
article 5 of the corporate bylaws of the
company
4 To vote regarding the immediate redemption Mgmt No vote
of the shares created as a result of the
bonus contained in item 3 above, in the
total amount of BRL 492,284,385.05, against
the capital reserve account, special merger
reserve, net amount
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF VOTING OPTION COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL OJSC, MOSCOW Agenda Number: 704511585
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Annual Report of Oao Mgmt For For
"Lukoil" for 2012 and the annual financial
statements, including the income statement
of the Company, and the distribution of
profits for the 2012 financial year as
follows
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. ALSO NOTE THAT 11 OUT OF 12
DIRECTORS WILL BE ELECTED FOR THIS MEETING.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED.
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
2.1 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Alekperov, Vagit
Yusufovich
2.2 To elect member of the Board of Directors Mgmt For For
of Oao "Lukoil": Blazheev, Victor
Vladimirovich
2.3 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Fedun, Leonid Arnoldovich
2.4 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Grayfer, Valery Isaakovich
2.5 To elect member of the Board of Directors Mgmt For For
of Oao "Lukoil": Ivanov, Igor Sergeevich
2.6 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Maganov, Ravil Ulfatovich
2.7 To elect member of the Board of Directors Mgmt For For
of Oao "Lukoil": Matzke, Richard
2.8 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Mikhailov, Sergei
Anatolievich
2.9 To elect member of the Board of Directors Mgmt For For
of Oao "Lukoil": Mobius, Mark
2.10 To elect member of the Board of Directors Mgmt For For
of Oao "Lukoil": Moscato, Guglielmo Antonio
Claudio
2.11 To elect member of the Board of Directors Mgmt Against Against
of Oao "Lukoil": Nikolaev, Nikolai
Mikhailovich
2.12 To elect member of the Board of Directors Mgmt For For
of Oao "Lukoil": Pictet, Ivan
3.1 To elect the Audit Commission from the list Mgmt For For
of candidate approved by the Board of
Directors of Oao "Lukoil" on 4 February
2013: Maksimov, Mikhail Borisovich
3.2 To elect the Audit Commission from the list Mgmt For For
of candidate approved by the Board of
Directors of Oao "Lukoil" on 4 February
2013: Nikitenko, Vladimir Nikolaevich
3.3 To elect the Audit Commission from the list Mgmt For For
of candidate approved by the Board of
Directors of Oao "Lukoil" on 4 February
2013: Surkov, Aleksandr Viktorovich
4.1 To pay remuneration and reimburse expenses Mgmt For For
to members of the Board of Directors of Oao
"Lukoil" pursuant to the appendix hereto
4.2 To deem it appropriate to retain the Mgmt For For
amounts of remuneration for members of the
Board of Directors of Oao "Lukoil"
established by decision of the Annual
General Shareholders Meeting of Oao
"Lukoil" of 23 June 2011 (Minutes No. 1)
5.1 To pay remuneration to each of the members Mgmt For For
of the Audit Commission of Oao "Lukoil" in
the amount established by decision of the
Annual General Shareholders Meeting of Oao
"Lukoil" of 23 June 2011 (Minutes No. 1) -
2,730,000 roubles
5.2 To deem it appropriate to retain the Mgmt For For
amounts of remuneration for members of the
Audit Commission of Oao "Lukoil"
established by decision of the Annual
General Shareholders Meeting of Oao
"Lukoil" of 23 June 2011(Minutes No. 1)
6 To approve the independent auditor of Oao Mgmt For For
"Lukoil"-Closed Joint Stock Company KPMG
7 To approve Amendments and addenda to the Mgmt For For
Charter of Open Joint Stock Company "Oil
company "Lukoil", pursuant to the appendix
hereto
8 To approve an interested-party Mgmt For For
transaction-Policy (contract) on insuring
the liability of directors, officers and
corporations between Oao "Lukoil" and Oao
Kapital Strakhovanie, on the terms and
conditions indicated in the appendix hereto
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 2.4 AND 3.1 TO
3.3 AND ADDITION OF TEXT IN CUMULATIVE
VOTING COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OJSC LONG-DISTANCE AND INTERNATIONAL TELECOMMUNICA Agenda Number: 704519896
--------------------------------------------------------------------------------------------------------------------------
Security: 778529107
Meeting Type: AGM
Meeting Date: 17-Jun-2013
Ticker:
ISIN: US7785291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Company's annual report Mgmt For For
2 Approval of annual financial statements, Mgmt For For
including profit and loss statement (profit
and loss account) of the Company
3 Approval of the Company's profit Mgmt For For
distribution upon the results of 2012
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
4.1 Election of the Board of Director: Ruben Mgmt Against Against
Aganbegyan
4.2 Election of the Board of Director: Sergei Mgmt Against Against
Azatyan
4.3 Election of the Board of Director: Mikhail Mgmt Against Against
Alexeev
4.4 Election of the Board of Director: Vladimir Mgmt Against Against
Bondarik
4.5 Election of the Board of Director: Mgmt Against Against
Valentina Veremyanina
4.6 Election of the Board of Director: Yury Mgmt Against Against
Voytsekhovsky
4.7 Election of the Board of Director: Dmitry Mgmt Against Against
Gurevich
4.8 Election of the Board of Director: Mikhail Mgmt Against Against
Zadornov
4.9 Election of the Board of Director: Anton Mgmt Against Against
Zlatopolsky
4.10 Election of the Board of Director: Sergei Mgmt Against Against
Kalugin
4.11 Election of the Board of Director: Elena Mgmt Against Against
Kataeva
4.12 Election of the Board of Director: Yury Mgmt Against Against
Kudimov
4.13 Election of the Board of Director: Nikolai Mgmt Against Against
Kudryavtsev
4.14 Election of the Board of Director: Pavel Mgmt Against Against
Kuzmin
4.15 Election of the Board of Director: Denis Mgmt For For
Kulikov
4.16 Election of the Board of Director: Sergei Mgmt Against Against
Kulikov
4.17 Election of the Board of Director: Alexei Mgmt Against Against
Malinin
4.18 Election of the Board of Director: Oleg Mgmt Against Against
Malis
4.19 Election of the Board of Director: Anatoly Mgmt Against Against
Milyukov
4.20 Election of the Board of Director: Boris Mgmt Against Against
Nemsic
4.21 Election of the Board of Director: Artem Mgmt Against Against
Obolensky
4.22 Election of the Board of Director: Mgmt Against Against
Alexander Provotorov
4.23 Election of the Board of Director: Mgmt Against Against
Alexander Pchelintsev
4.24 Election of the Board of Director: Ivan Mgmt Against Against
Rodionov
4.25 Election of the Board of Director: Evgeny Mgmt Against Against
Roitman
4.26 Election of the Board of Director: Arkady Mgmt Against Against
Rotenberg
4.27 Election of the Board of Director: Nikolai Mgmt Against Against
Sabitov
4.28 Election of the Board of Director: Vadim Mgmt Against Against
Semenov
4.29 Election of the Board of Director: Dmitry Mgmt Against Against
Strashnov
4.30 Election of the Board of Director: Ashot Mgmt Against Against
Khachaturyants
4.31 Election of the Board of Director: Evgeny Mgmt Against Against
Yuryev
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 10 Non-Voting
CANDIDATES TO BE ELECTED AS MEMBERS OF
AUDIT COMMISSION, THERE ARE ONLY 7
VACANCIES AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 7
OF THE 10 MEMBERS OF AUDIT COMMISSION.
THANK YOU
5.1 Election of the Audit Commission of the Mgmt No vote
Company: Mikhail Batmanov
5.2 Election of the Audit Commission of the Mgmt For For
Company: Svetlana Bocharova
5.3 Election of the Audit Commission of the Mgmt For For
Company: Valentina Veremyanina
5.4 Election of the Audit Commission of the Mgmt No vote
Company: Vasily Garshin
5.5 Election of the Audit Commission of the Mgmt For For
Company: Bogdan Golubitsky
5.6 Election of the Audit Commission of the Mgmt No vote
Company: Alexander Zharko
5.7 Election of the Audit Commission of the Mgmt Against Against
Company: Irina Zelentsova
5.8 Election of the Audit Commission of the Mgmt For For
Company: Olga Koroleva
5.9 Election of the Audit Commission of the Mgmt For For
Company: Vyacheslav Ulupov
5.10 Election of the Audit Commission of the Mgmt For For
Company: Alexander Shevchuk
6 Approval of the Company's auditor: ZAO KPMG Mgmt For For
7 Approval of the restated Charter of the Mgmt For For
Company
8 Approval of the restated Regulations on the Mgmt For For
General Shareholders' Meeting of the
Company
9 Remuneration for members of the Board of Mgmt Against Against
Directors for the duties as members of the
Company's Board of Directors, who are not
public officials, in the amount specified
by internal documents of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITORS NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ORASCOM TELECOM HOLDING SAE Agenda Number: 704150868
--------------------------------------------------------------------------------------------------------------------------
Security: 68554W205
Meeting Type: MIX
Meeting Date: 12-Nov-2012
Ticker:
ISIN: US68554W2052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approving the proposed mutual Services Mgmt For For
Agreement with Vimpelcom Ltd in order to
achieve efficiencies and manage costs
O.2 Approving the write off by the Company of Mgmt For For
the outstanding interests from the loan
agreement due from Globalive Wireless
Management Corp. and then the assignment of
the principal amount of the loan to a
wholly owned subsidiary
E.1 Approving the amendment of the company's Mgmt For For
name from "Orascom Telecom Holding S.A.E."
to "Global Telecom Holding S.A.E." and to
amend article (2) of the statutes to
reflect such change
--------------------------------------------------------------------------------------------------------------------------
ORASCOM TELECOM HOLDING, CAIRO Agenda Number: 704353349
--------------------------------------------------------------------------------------------------------------------------
Security: 68554W205
Meeting Type: MIX
Meeting Date: 07-Apr-2013
Ticker:
ISIN: US68554W2052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approve auditors' report on company Mgmt No vote
financial statements
O.2 Accept financial statements Mgmt No vote
O.3 Approve board report on company operations Mgmt No vote
O.4 Approve discharge of directors Mgmt No vote
O.5 Approve allocation of income and dividends Mgmt No vote
O.6 Approve remuneration and attendance fees of Mgmt No vote
directors for 2013
O.7 Approve charitable donations for 2013 Mgmt No vote
O.8 Ratify auditors and fix their remuneration Mgmt No vote
E.1 Authorize the continuity of the company's Mgmt No vote
activity inspite of the losses exceeding 50
percent of the capital
--------------------------------------------------------------------------------------------------------------------------
ORION CORPORATION, SEOUL Agenda Number: 704327128
--------------------------------------------------------------------------------------------------------------------------
Security: Y88860104
Meeting Type: AGM
Meeting Date: 29-Mar-2013
Ticker:
ISIN: KR7001800002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of directors: I Hwa Gyeong, Gang Mgmt For For
Won Gi, Choe Pil Gyu, Han Chang Su, O Jae
Uk
3 Approval of remuneration for director Mgmt Against Against
4 Approval of remuneration for auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
P.T. TELEKOMUNIKASI INDONESIA, TBK Agenda Number: 933792461
--------------------------------------------------------------------------------------------------------------------------
Security: 715684106
Meeting Type: Annual
Meeting Date: 19-Apr-2013
Ticker: TLK
ISIN: US7156841063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR Mgmt For For
THE 2012 FINANCIAL YEAR, INCLUDING THE
BOARD OF COMMISSIONERS' SUPERVISORY REPORT.
2. RATIFICATION OF FINANCIAL STATEMENTS & Mgmt For For
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM, ANNUAL REPORT & DISCHARGE OF THE
BOARD.
3. APPROPRIATION OF THE COMPANY'S NET INCOME Mgmt For For
FOR THE 2012 FINANCIAL YEAR.
4. DETERMINATION OF REMUNERATION FOR MEMBERS Mgmt For For
OF THE BOARD AND THE BOARD OF COMMISSIONERS
FOR THE 2013 FINANCIAL YEAR.
5. APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO Mgmt For For
AUDIT THE COMPANY'S FINANCIAL STATEMENTS
FOR THE 2013 FINANCIAL YEAR.
6. CHANGES TO THE PLAN FOR THE USE OF THE Mgmt Against Against
COMPANY'S TREASURY STOCK FROM SHARE BUY
BACK I THROUGH IV.
7. CHANGE OF NOMENCLATURE TITLE OF THE BOARD Mgmt Against Against
OF DIRECTORS OTHER THAN PRESIDENT DIRECTOR
AND FINANCE DIRECTOR AND REAFFIRMATION OF
THE STRUCTURE OF THE BOARD OF DIRECTORS AS
STIPULATED IN ANNUAL GENERAL MEETING OF
SHAREHOLDERS ON MAY 11, 2012.
8. RATIFICATION OF MINISTER OF STATE-OWNED Mgmt For For
ENTERPRISE REGULATION NUMBER
PER-12/MBU/2012, DATED AUGUST 12, 2012 ON
SUPPORTING BODY FOR THE BOARD OF
COMMISSIONERS IN STATE-OWNED ENTERPRISE.
9. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
10. CHANGES IN COMPOSITION OF BOARD OF THE Mgmt Against Against
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PARKSON HOLDINGS BHD Agenda Number: 704143887
--------------------------------------------------------------------------------------------------------------------------
Security: Y6706L100
Meeting Type: AGM
Meeting Date: 21-Nov-2012
Ticker:
ISIN: MYL5657OO001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the payment of Directors' fees Mgmt For For
amounting to RM244,000 (2011 : RM273,500)
2 To re-elect Director: in accordance with Mgmt For For
Article 98 of the Company's Articles of
Association, Mr Cheng Sin Yeng retires by
rotation and, being eligible, offers
himself for re-election
3 To re-appoint Auditors to hold office until Mgmt For For
the conclusion of the next annual general
meeting and to authorise the Directors to
fix their remuneration
4 Authority to Directors to issue shares Mgmt For For
5 Proposed Shareholders' Mandate for Mgmt For For
Recurrent Related Party Transactions
6 Proposed Renewal of Authority for Share Mgmt For For
Buy-Back
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED Agenda Number: 933802692
--------------------------------------------------------------------------------------------------------------------------
Security: 71646E100
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PTR
ISIN: US71646E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2012.
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2012.
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2012.
4 TO CONSIDER AND APPROVE THE DECLARATION AND Mgmt For For
PAYMENT OF THE FINAL DIVIDEND IN THE AMOUNT
AND IN THE MANNER RECOMMENDED BY BOARD.
5 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
OF THE BOARD OF DIRECTORS TO DETERMINE THE
DISTRIBUTION OF INTERIM DIVIDENDS.
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
KPMG HUAZHEN AND KPMG AS THE DOMESTIC AND
INTERNATIONAL AUDITORS OF THE COMPANY.
7A TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LI QINGYI AS THE SUPERVISOR OF THE COMPANY.
7B TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
FAN FUCHUN AS THE INDEPENDENT SUPERVISOR OF
THE COMPANY.
S8 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL Mgmt For For
RESOLUTION, CERTAIN AMENDMENTS TO THE
ARTICLES OF ASSOCIATION OF THE COMPANY.
S9 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL Mgmt For For
RESOLUTION, TO UNCONDITIONALLY GRANT A
GENERAL MANDATE TO DETERMINE AND HANDLE THE
ISSUE OF DEBT FINANCING INSTRUMENTS OF THE
COMPANY WITH THE OUTSTANDING BALANCE AMOUNT
OF UP TO RMB100 BILLION, UPON SUCH TERMS
AND CONDITIONS TO BE DETERMINED BY THE
BOARD OF DIRECTORS.
S10 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND
DEAL WITH ADDITIONAL DOMESTIC SHARES AND
OVERSEAS LISTED FOREIGN SHARES IN THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933790328
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V101
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: PBRA
ISIN: US71654V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O4A ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS (ACCOMPANYING THE VOTES OF THE
CANDIDATE APPOINTED BY THE MAJORITY OF THE
MINORITY SHAREHOLDERS)
O6A ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt For For
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE MINORITY SHAREHOLDERS (ACCOMPANYING
THE VOTES OF THE CANDIDATE APPOINTED BY THE
MAJORITY OF THE MINORITY SHAREHOLDERS)
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933790316
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 29-Apr-2013
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 MANAGEMENT REPORT AND FINANCIAL STATEMENTS, Mgmt For For
ACCOMPANIED OF OPINION FROM THE FISCAL
BOARD.
O2 CAPITAL BUDGET, REGARDING THE YEAR OF 2013. Mgmt For For
O3 DESTINATION OF INCOME FOR THE YEAR OF 2012. Mgmt For For
O4A ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: APPOINTED BY THE CONTROLLING
SHAREHOLDER.
O4B ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: APPOINTED BY THE MINORITY
SHAREHOLDERS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS APPOINTED BY THE CONTROLLING
SHAREHOLDER.
O6A ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt For For
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE CONTROLLING SHAREHOLDER.
O6B ELECTION OF THE MEMBERS OF THE FISCAL BOARD Mgmt For For
AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED
BY THE MINORITY SHAREHOLDERS, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
O7 ESTABLISHMENT OF COMPENSATION OF MANAGEMENT Mgmt For For
AND EFFECTIVE MEMBERS IN THE FISCAL BOARD.
E1 INCREASE OF THE CAPITAL STOCK. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETRONAS CHEMICALS GROUP BHD Agenda Number: 704457870
--------------------------------------------------------------------------------------------------------------------------
Security: Y6811G103
Meeting Type: AGM
Meeting Date: 22-May-2013
Ticker:
ISIN: MYL5183OO008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the Financial Year Ended 31 December
2012 together with the Reports of the
Directors and Auditors thereon
2 To approve the payment of final dividend of Mgmt For For
14 sen per ordinary share, tax exempt under
the single tier tax system in respect of
the Financial Year Ended 31 December 2012
3 To re-elect the following Directors who Mgmt For For
retire by rotation pursuant to Article 93
of the Companys Articles of Association:
Datuk Wan Zulkiflee bin Wan Ariffin
4 To re-elect the following Directors who Mgmt For For
retire by rotation pursuant to Article 93
of the Companys Articles of Association:
Ir. Kamarudin bin Zakaria
5 To re-elect the following Directors who Mgmt For For
retire by rotation pursuant to Article 93
of the Companys Articles of Association:
Md. Arif bin Mahmood
6 To approve the increase of the Directors Mgmt For For
fees from RM1,000,000 per annum to
RM1,500,000 per annum and the payment of
Directors fees for the financial year ended
31 December 2012 in excess of the current
annual limit
7 To re-appoint Messrs. KPMG Desa Megat Co. Mgmt For For
as Auditors of the Company and to authorise
the Directors to fix their remuneration
8 That the alterations, modifications, Mgmt For For
additions or deletions to the Articles of
Association of the Company contained in the
Appendix I of the Annual Report be and are
hereby approved
--------------------------------------------------------------------------------------------------------------------------
PETRONAS DAGANGAN BHD PDB Agenda Number: 704373531
--------------------------------------------------------------------------------------------------------------------------
Security: Y6885A107
Meeting Type: AGM
Meeting Date: 24-Apr-2013
Ticker:
ISIN: MYL5681OO001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2012 together with the Reports of the
Directors and Auditors thereon
2 To approve the payment of special dividend Mgmt For For
of 35 sen per ordinary share less income
tax at 25% in respect of the financial year
ended 31 December 2012
3 To re-elect the following Director pursuant Mgmt For For
to Article 93 of the Companys Articles of
Association: Datuk Wan Zulkiflee bin Wan
Ariffin
4 To re-elect the following Director pursuant Mgmt For For
to Article 93 of the Companys Articles of
Association: Dato Mohammad Medan bin
Abdullah
5 To elect the following Director pursuant to Mgmt For For
Article 96 of the Companys Articles of
Association: Lim Beng Choon
6 To elect the following Director pursuant to Mgmt For For
Article 96 of the Companys Articles of
Association: Aminul Rashid bin Mohd Zamzam
7 To approve the payment of Directors fees in Mgmt For For
respect of the financial year ended 31
December 2012
8 To re-appoint Messrs. KPMG Desa Megat & Co. Mgmt For For
as Auditors of the Company and to authorise
the Directors to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
PETRONAS GAS BHD Agenda Number: 704448617
--------------------------------------------------------------------------------------------------------------------------
Security: Y6885J116
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker:
ISIN: MYL6033OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2012 together with the Reports of the
Directors and Auditors thereon
2 To approve the payment of final dividend of Mgmt For For
35 SEN per ordinary share under the single
tier system in respect of the financial
year ended 31 December 2012
3 To re-elect the following Director pursuant Mgmt For For
to Article 93 of the Company's Articles of
Association: Datuk Anuar bin Ahmad
4 To re-elect the following Director pursuant Mgmt For For
to Article 93 of the Company's Articles of
Association: Datuk Rosli bin Boni
5 To approve the Directors' fees of up to Mgmt For For
RM986,000 in respect of the financial year
ending 31 December 2013
6 To re-appoint Messrs KPMG Desa Megat & Co. Mgmt For For
as Auditors of the Company and to authorise
the Directors to fix their remuneration
7 That Dato' N. Sadasivan s/o N.N. Pillay, Mgmt For For
retiring in accordance with Section 129 of
the Companies Act, 1965, Malaysia and who
has served as an Independent Director of
the Company for more than nine years be and
is hereby re-appointed as an Independent
Director of the Company to hold office
until the conclusion of next Annual General
Meeting of the Company
--------------------------------------------------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO. Agenda Number: 933829030
--------------------------------------------------------------------------------------------------------------------------
Security: 718252604
Meeting Type: Consent
Meeting Date: 14-Jun-2013
Ticker: PHI
ISIN: US7182526043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012 CONTAINED IN THE
COMPANY'S 2012 ANNUAL REPORT.
2A. ELECTION OF DIRECTOR: ARTEMIO V. PANGANIBAN Mgmt For
(INDEPENDENT DIRECTOR)
2B. ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS Mgmt For
(INDEPENDENT DIRECTOR)
2C. ELECTION OF DIRECTOR: MR. ALFRED V. TY Mgmt For
(INDEPENDENT DIRECTOR)
2D. ELECTION OF DIRECTOR: MS. HELEN Y. DEE Mgmt For
2E. ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Mgmt For
2F. ELECTION OF DIRECTOR: MR. JAMES L. GO Mgmt For
2G. ELECTION OF DIRECTOR: MR. SETSUYA KIMURA Mgmt For
2H. ELECTION OF DIRECTOR: MR. NAPOLEON L. Mgmt For
NAZARENO
2I. ELECTION OF DIRECTOR: MR. MANUEL V. Mgmt For
PANGILINAN
2J. ELECTION OF DIRECTOR: MR. HIDEAKI OZAKI Mgmt For
2K. ELECTION OF DIRECTOR: MS. MA. LOURDES C. Mgmt For
RAUSA-CHAN
2L. ELECTION OF DIRECTOR: MR. JUAN B. SANTOS Mgmt For
2M. ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Mgmt For
3. APPROVAL OF CORPORATE ACTIONS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 704215638
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 05-Feb-2013
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/1220/LTN20121220512.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1220/LTN20121220522.pdf
1 To consider and approve "the resolution in Mgmt For For
relation to renewal of the grant of the
general mandate on issuance of new shares
to the Board
2 To consider and approve "the resolution Mgmt For For
regarding the extension of the validity
period of the resolution in relation to the
public issuance of A Share convertible
corporate bonds (including subordinated
terms)
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 704338436
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321761.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321759.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board of Directors") for the year ended
December 31, 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company (the
"Supervisory Committee") for the year ended
December 31, 2012
3 To consider and approve the annual report Mgmt For For
and its summary of the Company for the year
ended December 31, 2012
4 To consider and approve the report of the Mgmt For For
auditors and the audited financial
statements of the Company for the year
ended December 31, 2012
5 To consider and approve the profit Mgmt For For
distribution plan for the year ended
December 31, 2012 and the proposed
distribution of final dividends
6 To consider and approve the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the PRC auditor and
PricewaterhouseCoopers as the international
auditor of the Company to hold office until
the conclusion of the next annual general
meeting and to fix their remuneration
7.1 To consider and approve the appointment of Mgmt For For
Mr. Lee Yuansiong as an Executive Director
of the Company to hold office until the
expiry of the term of the 9th Session of
the Board of Directors
7.2 To consider and approve the appointment of Mgmt For For
Mr. Soopakij Chearavanont as a
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.3 To consider and approve the appointment of Mgmt For For
Mr. Yang Xiaoping as a Non-executive
Director of the Company to hold office
until the expiry of the term of the 9th
Session of the Board of Directors
7.4 To consider and approve the appointment of Mgmt For For
Mr. Lu Hua as a Non-executive Director of
the Company to hold office until the expiry
of the term of the 9th Session of the Board
of Directors
7.5 To consider and approve the appointment of Mgmt For For
Mr. Yip Dicky Peter as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.6 To consider and approve the appointment of Mgmt For For
Mr. Wong Oscar Sai Hung as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
7.7 To consider and approve the appointment of Mgmt For For
Mr. Sun Dongdong as an Independent
Non-executive Director of the Company to
hold office until the expiry of the term of
the 9th Session of the Board of Directors
8 To consider and approve the appointment of Mgmt For For
Ms. Zhang Wangjin as a Supervisor
representing the shareholders of the
Company to hold office until the expiry of
the term of the 7th Session of the
Supervisory Committee
9 To consider and approve the payment of Mgmt For For
working allowance to the Independent
Non-executive Directors of the Company
10 To consider and approve the payment of Mgmt For For
working allowance to the Independent
Supervisors of the Company
11 To consider and approve "the Resolution in Mgmt For For
relation to the Utilization Report on the
Proceeds from the Previous Fund Raising
Activity"
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE Agenda Number: 703989725
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 20-Sep-2012
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0801/LTN20120801697.pdf
1 To consider and approve "the resolution in Mgmt For For
relation to the amendment to the Articles
of Association of the Company" : Article
213
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
POLY (HONG KONG) INVESTMENTS LTD Agenda Number: 703962553
--------------------------------------------------------------------------------------------------------------------------
Security: Y70620102
Meeting Type: EGM
Meeting Date: 01-Aug-2012
Ticker:
ISIN: HK0119000674
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0712/LTN20120712257.pdf
1 To approve the change of Company name:Poly Mgmt For For
Property Group Co., Limited
--------------------------------------------------------------------------------------------------------------------------
POLY PROPERTY GROUP CO LTD Agenda Number: 704191181
--------------------------------------------------------------------------------------------------------------------------
Security: Y7064G105
Meeting Type: EGM
Meeting Date: 20-Dec-2012
Ticker:
ISIN: HK0119000674
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY CARD ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1203/LTN201212031263.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1203/LTN201212031296.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
a To approve, ratify and confirm the renewal Mgmt For For
of the Construction Agreement (as defined
in the Circular)
b To approve the proposed annual caps in Mgmt For For
relation to the construction fee for the
two years ending on 31 December 2014
--------------------------------------------------------------------------------------------------------------------------
POLY PROPERTY GROUP CO LTD Agenda Number: 704454432
--------------------------------------------------------------------------------------------------------------------------
Security: Y7064G105
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: HK0119000674
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0422/LTN20130422603.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0422/LTN20130422594.pdf
1 To receive and adopt the audited financial Mgmt For For
statements and the reports of the directors
and auditors for the year ended 31st
December, 2012
2 To approve and declare a final dividend for Mgmt For For
the year ended 31st December, 2012
3.A To re-elect Mr. Xue Ming as a director Mgmt For For
3.B To re-elect Mr. Ye Li Wen as a director Mgmt Against Against
3.C To re-elect Mr. Wong Ka Lun as a director Mgmt For For
3.D To authorise the board of directors to fix Mgmt For For
the remuneration of the directors
4 To appoint auditor and to authorise the Mgmt For For
board of directors to fix their
remuneration
5.A To grant a general mandate to the directors Mgmt Against Against
to issue and allot additional shares not
exceeding 20% of the aggregate nominal
amount of the share capital of the Company
in issue as at the date of this resolution
5.B To grant a general mandate to the directors Mgmt For For
to repurchase shares in the capital of the
Company not exceeding 10% of the aggregate
nominal amount of the share capital of the
Company in issue as at the date of this
resolution
5.C To extend the general mandate granted to Mgmt Against Against
the directors under Resolution No. 5(A) by
adding the aggregate nominal amount of the
shares repurchased by the Company under
Resolution 5(B)
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 933741084
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 22-Mar-2013
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE 45TH FY FINANCIAL Mgmt For
STATEMENTS
2A1 ELECTION OF OUTSIDE DIRECTOR: SHIN, Mgmt For
CHAE-CHOL
2A2 ELECTION OF OUTSIDE DIRECTOR: LEE, Mgmt For
MYOUNG-WOO
2A3 ELECTION OF OUTSIDE DIRECTOR: KIM, JI-HYUNG Mgmt For
2B1 ELECTION OF AUDIT COMMITTEE MEMBER: KIM, Mgmt For
JI-HYUNG
2C1 ELECTION OF INSIDE DIRECTOR: CHANG, IN-HWAN Mgmt For
2C2 ELECTION OF INSIDE DIRECTOR: KIM, YEUNG-GYU Mgmt For
3. APPROVAL OF LIMITS OF TOTAL REMUNERATION Mgmt For
FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PRESIDENT CHAIN STORE CORP Agenda Number: 704519024
--------------------------------------------------------------------------------------------------------------------------
Security: Y7082T105
Meeting Type: AGM
Meeting Date: 17-Jun-2013
Ticker:
ISIN: TW0002912003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The status of investment in People's Non-Voting
Republic of China
A.4 The 2012 status of assets impairment Non-Voting
A.5 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B.1 The 2012 financial statements Mgmt For For
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD4.85 per share
B.3 The revision to the articles of Mgmt For For
incorporation
B.4 The revision to the procedures of monetary Mgmt For For
loans
B.5 The revision to the rules of shareholder Mgmt For For
meeting
--------------------------------------------------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK Agenda Number: 704412927
--------------------------------------------------------------------------------------------------------------------------
Security: Y7117N172
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: ID1000122807
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report, including Mgmt For For
ratification of the board of commissioners
supervision report and ratification of the
consolidation financial statement of the
company for financial year 2012
2 Determination of the appropriation of the Mgmt For For
company's net profit financial year 2012
3 Change the member of board of directors and Mgmt Against Against
the members of board of commissioners of
the company and determination of salary
and/or benefit of the board of directors
and honorarium and benefit for
commissioners of the company
4 Appointment of the public accountant firm Mgmt For For
to conduct audit of the company's financial
statement for financial year 2013
--------------------------------------------------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK Agenda Number: 704443338
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123P138
Meeting Type: AGM
Meeting Date: 06-May-2013
Ticker:
ISIN: ID1000109507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Company's Annual Report Mgmt For For
including the Company's Financial
Statements and the Board of Commissioners'
Supervision Report for the financial year
of 2012, and the granting of release and
discharge (acquit et decharge) to all
members of the Board of Directors and the
Board of Commissioners of the Company for
their management and supervision during the
financial year of 2012
2 Appropriation of the Company's profit for Mgmt For For
financial year of 2012
3 Determination of remuneration or honorarium Mgmt For For
and other benefits for members of the Board
of Directors and the Board of Commissioners
of the Company
4 Appointment of the Registered Public Mgmt For For
Accountant to audit the Company's books for
the financial year of 2013
5 Authorization for the Board of Directors to Mgmt For For
pay interim dividends for the financial
year of 2013
--------------------------------------------------------------------------------------------------------------------------
PT BANK DANAMON INDONESIA TBK Agenda Number: 704383710
--------------------------------------------------------------------------------------------------------------------------
Security: Y71188190
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: ID1000094204
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve of annual report of company for Mgmt For For
the book year 2012, to approve of financial
statement company for the book year 2012
and acquit et de charge for the board of
commissioners company for the year 2012
2 Determine profit allocation of company for Mgmt For For
the book year 2012
3 Appointment of public accountant of the Mgmt For For
year 2013
4 Change the members board of directors Mgmt Against Against
and/or commissioners
5 Determine salary or honorarium and others Mgmt For For
allowances for the members board of
commissioners , Syariah of company and
directors of company
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 704331153
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: AGM
Meeting Date: 02-Apr-2013
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval to annual report and ratification Mgmt For For
of consolidated financial statement report
as well as commissioners report and report
of partnership and community development
program for year 2012
2 Appropriation of company's net profit for Mgmt For For
book year 2012
3 Appointment of public accountant for book Mgmt For For
year 2013
4 Determination of salary and/or Honorarium, Mgmt For For
Tantiem and other benefit for company's
board
5 Approval, arrangement and increase of Mgmt Against Against
pension benefit and give on other benefits
for the members of Dana Pensiun Bank
Mandiri Satu, Dana Pensiun Bank Mandiri
Dua, Dana Pensi Un Bank Mandiri Tiga, and
Dana Pensiun Bank Mandiri Empat
6 Affirmation on minister of state for state Mgmt For For
owned enterprises regulation
no.per-12/MBU/2012
7 Confirmation on total of bad debt as per Mgmt Against Against
approval in AGM and execution in use the
total bad debt including disaster victim
8 Change in the articles of association Mgmt Against Against
9 Change in the company's board Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK, JAKARTA Agenda Number: 704326190
--------------------------------------------------------------------------------------------------------------------------
Security: Y74568166
Meeting Type: AGM
Meeting Date: 28-Mar-2013
Ticker:
ISIN: ID1000096605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Director's annual report include company's Mgmt For For
work plan for book year 2013 and
ratification on balance sheet and profit
and loss report of the company and include
for partnership and community development
program and also commissioner's report for
book year 2012
2 Appropriation of company's profit for book Mgmt For For
year 2012
3 Appointment of public accountant for book Mgmt For For
year 2013
4 Determination of remuneration (salary and Mgmt For For
allowances) as well as Tantiem for
company's board
5 Changing in the composition of company's Mgmt Against Against
board
6 Determination of maximum on bad debt Mgmt Against Against
7 Amendment to Article of Association of the Mgmt Against Against
company
8 Approval on implementation of regulation of Mgmt Against Against
ministry state owned company
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 704273161
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 28-Feb-2013
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Annual Report including the Mgmt For For
ratification of Company's Financial Report
and the Board of Commissioners' Supervisory
Duties Report for the Financial Year of
2012
2 Ratification of the Annual Report including Mgmt For For
the Financial Report of the Partnership and
Community Development Program (Program
Kemitraan dan Program Bina Lingkungan) for
the Financial Year of 2012
3 Appropriation of the Company's net profit Mgmt For For
for the Financial Year of 2012
4 Determination of salaries, honorarium, Mgmt For For
bonuses and other benefit for members of
the Board of Directors and the Board of
Commissioners
5 Appointment of Public Accountant Office to Mgmt For For
audit the Company's Financial Report and
the Financial Report of the Partnership and
Community Development Program for the
Financial Year of 2013
6 Approval of the implementation of the Mgmt For For
regulation of Minister of SOEs
--------------------------------------------------------------------------------------------------------------------------
PT CHAROEN POKPHAND INDONESIA TBK Agenda Number: 704469003
--------------------------------------------------------------------------------------------------------------------------
Security: Y71207164
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: ID1000117708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Annual Report for the year Mgmt For For
2012 and ratification of the Financial
Statements of the Company for the year 2012
2 Approval of determination of the net profit Mgmt For For
appropriation for the year 2012
3 Approval of the appointment of a registered Mgmt For For
public accountant to audit the Company's
financial statements for the year 2013
4 Approval of the change of Board of Mgmt Against Against
Commissioners and Directors of the Company
--------------------------------------------------------------------------------------------------------------------------
PT GLOBAL MEDIACOM TBK Agenda Number: 704446966
--------------------------------------------------------------------------------------------------------------------------
Security: Y7119T144
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: ID1000105604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve annual report board of directors Mgmt For For
for the year 2012
2 To approve financial statement of the Mgmt For For
company and acquit et de charge for the
members board of commissioners and
directors of company for the book year 2012
3 Determination of profit allocation of Mgmt For For
company for the book year 2012
4 Change the members board of company Mgmt Against Against
5 Appointment of the public accountant to Mgmt For For
conduct the audit of the financial report
of the company for book year 2013,and
authorization to the directors upon
approval of the board of commissioners of
the company to determine the honorarium of
the appointed public accountant
--------------------------------------------------------------------------------------------------------------------------
PT GLOBAL MEDIACOM TBK Agenda Number: 704449657
--------------------------------------------------------------------------------------------------------------------------
Security: Y7119T144
Meeting Type: EGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: ID1000105604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Giving authority to commissioners company Mgmt Against Against
to issuing of shares company in related to
do employee and management stock option
program (MESOP)
2 Increasing capital of company Mgmt Against Against
3 Issuing new shares of company in related to Mgmt Against Against
company's plan to do increasing capital
without rights issue
--------------------------------------------------------------------------------------------------------------------------
PT INDOCEMENT TUNGGAL PRAKARSA TBK Agenda Number: 704162116
--------------------------------------------------------------------------------------------------------------------------
Security: Y7127B135
Meeting Type: EGM
Meeting Date: 27-Nov-2012
Ticker:
ISIN: ID1000061302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appointment of the member of the board of Mgmt Against Against
commissioners and the member of the board
of directors of the company
--------------------------------------------------------------------------------------------------------------------------
PT INDOCEMENT TUNGGAL PRAKARSA TBK Agenda Number: 704468974
--------------------------------------------------------------------------------------------------------------------------
Security: Y7127B135
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: ID1000061302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the company's annual report Mgmt For For
including supervisory report of the board
of commissioners and ratification of the
company's consolidated financial statements
for financial year 2012
2 Appropriation of the company's net profit Mgmt For For
for financial year 2012
3 Appointment of public accountant firm to Mgmt For For
audit the company's book for financial year
2013
4 Elect Tju Lie Sukanto as Director Mgmt For For
5 Determination of the salary and other Mgmt For For
allowances for the board of directors and
honorarium for the board of commissioners
of the company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIRECTOR NAME IN RESOLUTION 4.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PT INDOFOOD SUKSES MAKMUR TBK Agenda Number: 704505051
--------------------------------------------------------------------------------------------------------------------------
Security: Y7128X128
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: ID1000057003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report of the board of directors on the Mgmt For For
activities and financial results of the
company for the year ended Dec 31, 2012
2 Approval of the company's balance sheet and Mgmt For For
income statement for the year ended Dec 31,
2012
3 Approval of the use of net profit of the Mgmt For For
company for the year ended Dec 31, 2012
4 Changes of the company's board Mgmt Against Against
5 Determination of the remuneration of all Mgmt For For
members of the board of commissioners and
members of the board of directors of the
company
6 Appointment of the public accountant of the Mgmt For For
company and authorization of the board of
directors to determine the fees and other
terms of engagement of the public
accountant
--------------------------------------------------------------------------------------------------------------------------
PT INDOSAT TBK Agenda Number: 704041033
--------------------------------------------------------------------------------------------------------------------------
Security: Y7127S120
Meeting Type: EGM
Meeting Date: 17-Sep-2012
Ticker:
ISIN: ID1000097405
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve changes to the composition of Mgmt Against Against
the board of commissioners and/or the board
of directors
--------------------------------------------------------------------------------------------------------------------------
PT INDOSAT TBK Agenda Number: 704575832
--------------------------------------------------------------------------------------------------------------------------
Security: Y7127S120
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: ID1000097405
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval annual report and ratification Mgmt For For
financial report for book year ended on 31
Dec 2012
2 Approval on utilization of company's net Mgmt For For
profit and approval on dividend amount,
time and distribution for book year ended
on 31 Dec 2012
3 Approval to determine the board Mgmt For For
commissioners remuneration for book year
2013
4 Appoint of independent public accountant to Mgmt For For
audit company books for book year ended on
31 December 2013
5 Approval to change board of commissioners Mgmt Against Against
and board of directors structure
--------------------------------------------------------------------------------------------------------------------------
PT KALBE FARMA TBK Agenda Number: 704476969
--------------------------------------------------------------------------------------------------------------------------
Security: Y71287208
Meeting Type: AGM
Meeting Date: 20-May-2013
Ticker:
ISIN: ID1000125107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval the board of directors report for Mgmt For For
book year ended on 31 Dec 2013
2 Approval and ratification financial report Mgmt For For
for book year that ended on 31 Dec 2012 and
as well as to grant acquit et discharge to
the board of directors and commissioners
3 Approval on utilization of company profit Mgmt For For
for book year ended on 31 Dec 2012
4 Determine salary and or honorarium the Mgmt For For
board of commissioners and board of
directors and authorize the board of
commissioners to determine salary and or
honorarium for board of directors and
commissioners members
5 Appoint of independent public accountant to Mgmt For For
audit company books for book year 2013 and
authorize the board of director to
determine their honorarium
--------------------------------------------------------------------------------------------------------------------------
PT KALBE FARMA TBK Agenda Number: 704481908
--------------------------------------------------------------------------------------------------------------------------
Security: Y71287208
Meeting Type: EGM
Meeting Date: 20-May-2013
Ticker:
ISIN: ID1000125107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval buy back treasury stock and change Mgmt For For
on article of association regarding the buy
back
--------------------------------------------------------------------------------------------------------------------------
PT MEDIA NUSANTARA CITRA TBK Agenda Number: 704434050
--------------------------------------------------------------------------------------------------------------------------
Security: Y71280104
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: ID1000106206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The board of directors report for book year Mgmt For For
ended on 31 December 2012
2 Approval and ratification financial report Mgmt For For
for book year ended on 31 December 2012 as
well as to grant acquit et de charge to the
board of directors and commissioners
3 Approval on utilization of company profit Mgmt For For
for book year ended on 31 December 2012
4 Change on company management structure Mgmt Against Against
5 Appoint independent public accountant to Mgmt For For
audit company books for book year 2013 and
authorize the board of directors to
determine their honorarium
--------------------------------------------------------------------------------------------------------------------------
PT MEDIA NUSANTARA CITRA TBK Agenda Number: 704437753
--------------------------------------------------------------------------------------------------------------------------
Security: Y71280104
Meeting Type: EGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: ID1000106206
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Authorize the board of director to issue Mgmt For For
company shares regarding implementation
employee and management and employee stock
option (EMSOP) which have been published by
the company
--------------------------------------------------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK Agenda Number: 704375129
--------------------------------------------------------------------------------------------------------------------------
Security: Y7136Y118
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: ID1000111602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of company annual report and the Mgmt For For
annual partnership and community
development program report as well as the
board of commissioners supervisory report
for year 2012
2 Ratification of financial report 2012 Mgmt For For
including the financial report of
partnership and community development
program for 2012 and to release and
discharge the member of board of directors
and board of commissioners of their
responsibilities for their actions and
supervision during 2012
3 Approval on distribution of the company Mgmt For For
profit for 2012, including dividend
4 Appoint of independent public accountant to Mgmt For For
audit company's books and financial report
of partnership and community development
program for book year 2013
5 Approve remuneration for the board of Mgmt For For
commissioners and board of directors
6 Change the board member structures Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PT SEMEN GRESIK (PERSERO) TBK Agenda Number: 704168954
--------------------------------------------------------------------------------------------------------------------------
Security: Y7142G168
Meeting Type: EGM
Meeting Date: 20-Dec-2012
Ticker:
ISIN: ID1000106800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Change company name Mgmt For For
2 Change company article of association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PT TAMBANG BATUBARA BUKIT ASAM (PERSERO) TBK Agenda Number: 704401582
--------------------------------------------------------------------------------------------------------------------------
Security: Y8520P101
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker:
ISIN: ID1000094006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval and ratification of company's Mgmt For For
annual report including board of
commissioner supervisory report for
financial year 2012 and to release and
discharge board of director and
commissioner from their managerial and
supervisory (acquit et de charge) for
financial year 2012
2 Ratification of annual report including Mgmt For For
financial statement of partnership and
community development program and (acquit
et de charge) to all of board of director
and commissioner from their managerial and
supervisory for financial year 2012
3 Determination of profit utilization for Mgmt For For
financial year 2012
4 Determination of tantiem for board of Mgmt For For
director and commissioner for financial
year 2012 and salary and honorarium for
financial year 2013
5 Appointment of public accountant to audit Mgmt For For
company's book and partnership and
community development program for financial
year ended 31 Dec 2013
6 Ratification of minister of state-owned Mgmt For For
enterprise regulation number
PER-03/MBU/2012, dated August 12, 2012 on
supporting body for the board of
commissioners in state-owned enterprise
7 Restructuring board of commissioner of the Mgmt Against Against
company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 6. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PT UNITED TRACTORS TBK Agenda Number: 704386134
--------------------------------------------------------------------------------------------------------------------------
Security: Y7146Y140
Meeting Type: AGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: ID1000058407
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval annual report, ratification Mgmt For For
financial report and ratification the board
of commissioner supervisory report for book
year 2012
2 Determine utilization of company profit for Mgmt For For
book year ended on 31 Dec 2012
3 Appoint the board of directors and Mgmt Against Against
commissioners member for period 2013 until
2015
4 Determine salary and/or allowances for the Mgmt For For
board of directors and honorarium and/or
allowances for the board of commissioners
for period 2013 until 2014
5 Approval to appoint of independent public Mgmt For For
accountant to audit company books for book
year 2013
--------------------------------------------------------------------------------------------------------------------------
PUBLIC BANK BHD Agenda Number: 704295294
--------------------------------------------------------------------------------------------------------------------------
Security: Y71497112
Meeting Type: AGM
Meeting Date: 18-Mar-2013
Ticker:
ISIN: MYF1295O1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 To receive the audited financial statements Mgmt For For
for the financial year ended 31 December
2012 and the reports of the directors and
auditors thereon
O.2 To reelect Dato Haji Abdul Aziz Bin Dato Mgmt For For
Dr. Omar who retires by rotation pursuant
to article 111 of the company's articles of
association
O.3 To reelect Lai Wai Keen who retires Mgmt For For
pursuant to article 109 of the company's
articles of association
O.4 That Tan Sri Dato Sri Dr. Teh Hong Piow, Mgmt For For
retiring pursuant to section 129 of the
companies act, 1965, be and is hereby
re-appointed a director of the company to
hold office until the next annual general
meeting
O.5 That Tan Sri Datuk Seri Utama Thong Yaw Mgmt For For
Hong, retiring pursuant to section 129 of
the companies act, 1965, be and is hereby
re-appointed a director of the company to
hold office until the next annual general
meeting
O.6 That Tan Sri Dato Sri Tay Ah Lek, retiring Mgmt For For
pursuant to section 129 of the companies
act, 1965, be and is hereby re-appointed a
director of the company to hold office
until the next annual general meeting
O.7 That Dato Sri Lee Kong Lam, retiring Mgmt For For
pursuant to section 129 of the companies
act, 1965, be and is Hereby re-appointed a
director of the company to hold office
until the next annual general meeting
O.8 That Dato Yeoh Chin Kee, retiring pursuant Mgmt For For
to section 129 of the companies act, 1965,
be and is hereby re-appointed a director of
the company to hold office until the next
annual general meeting
O.9 That Lai Wan, retiring pursuant to section Mgmt For For
129 of the companies act, 1965, be and is
hereby re-appointed a director of the
company to hold office until the next
annual general meeting
O.10 To approve the payment of directors fees of Mgmt For For
RM 2,174,600 for the financial year ended
31 December 2012
O.11 To reappoint Messrs KPMG as auditors of the Mgmt For For
company for the financial year ending 31
December 2013, subject to approval of bank
Negara Malaysia, and to authorise the
directors to fix the auditors remuneration
S.1 Proposed amendments to the articles of Mgmt For For
association of PBB
--------------------------------------------------------------------------------------------------------------------------
QUALICORP SA, SAO PAULO Agenda Number: 704442588
--------------------------------------------------------------------------------------------------------------------------
Security: P7S21H105
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: BRQUALACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To examine, discuss and vote upon the board Mgmt For For
of directors annual report, accounts of the
directors and the financial statements
relating to the fiscal year that ended on
December 31, 2012
II To elect members of the board of directors Mgmt Against Against
III To approve remuneration of the board of Mgmt For For
directors for the 2013
--------------------------------------------------------------------------------------------------------------------------
QUALICORP SA, SAO PAULO Agenda Number: 704442576
--------------------------------------------------------------------------------------------------------------------------
Security: P7S21H105
Meeting Type: EGM
Meeting Date: 13-May-2013
Ticker:
ISIN: BRQUALACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I Change of the maximum number of members of Mgmt For For
the executive committee from 4 to 5
members, with the creation of the position
of chief operating officer, and the
consequent amendment of article 18 and the
inclusion of an item v in paragraph 1 of
article 20 of the corporate bylaws
II Amendment of the arbitration clause in the Mgmt For For
corporate bylaws, in such a way as to adapt
it to the Bm and Fbovespa Novo Mercado
Regulations, with the consequent amendment
of article 37 of the corporate bylaws
III Change of the maximum number of members of Mgmt For For
the board of directors from 12 to 9
members, with the consequent amendment of
article 14 of the corporate bylaws
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
POSTPONEMENT OF MEETING FROM 30 APR TO 13
MAY 2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA, SAO PAULO Agenda Number: 704162546
--------------------------------------------------------------------------------------------------------------------------
Security: P7987N104
Meeting Type: EGM
Meeting Date: 30-Nov-2012
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
I The approval of the protocol and Mgmt For For
justification of merger of Raia S.A., a
share Corporation, with its head office in
the city of Sao Paulo, state of Sao Paulo,
at Praca Panamericana, number 57, Alto de
Pinheiros, ZIP code 05461.000, with
corporate taxpayer ID number, CNPJ.MF,
60.605.664.0001.06, with its founding
documents on file with the Sao Paulo State
Board of Trade under company ID number
NIRE, 35.300.346.319, from here onwards
Raia, into the Company, its controlling
shareholder and sole shareholder, entered
into between the officers of Raia and the
Company, from here onwards the Protocol
II The ratification of the appointment and Mgmt For For
hiring of Ernst and Young Terco Auditores
Independentes S.S., a company with its head
office in the city of Sao Paulo, state of
Sao Paulo, at Avenida Juscelino
Kubitscheck, number 1830, fifth and sixth
floors, Itaim Bibi, ZIP code 04543.900,
with corporate taxpayer ID number, CNPJ.MF,
61.366.936.0001.25, registered with the
Regional Council of Accountants of the
State of Sao Paulo under number
2SP015.199.O.6 and with the Brazilian
Securities Commission under number 4715, as
the specialized company, from here onwards
the Specialized Company, responsible for
the valuation of the book equity of Raia
and the preparation of its respective
valuation report, from here onwards the
Valuation Report
III The approval of the Valuation Report Mgmt For For
IV The approval of the proposal for the merger Mgmt For For
of Raia into the Company, its controlling
shareholder and sole shareholder, with the
consequent extinction of Raia and transfer
of its equity to the Company, from here
onwards the Merger
V The ratification of all the acts done to Mgmt For For
this time by the managers of the Company
for the purpose of implementing the Merger
VI The authorization for the managers of the Mgmt For For
Company to take all of the measures that
are necessary to formalized the Merger,
including before the government agencies
with jurisdiction
VII The proposal for the election of a new full Mgmt For For
member and new alternate member to fill the
vacant positions on the board of directors
of the Company
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA, SAO PAULO Agenda Number: 704365370
--------------------------------------------------------------------------------------------------------------------------
Security: P7987N104
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
A Giving an accounting by the managers, Mgmt For For
examination, discussion and voting on the
financial statements for the fiscal year
that ended on December 31, 2012,
accompanied by the report from the
management, opinion of the independent
auditors, published in the edition of the
Diario Oficial do Estado de Sao Paulo and
Valor Economico of March 28, 2013, and
opinion of the fiscal council
B To vote regarding the allocation of the net Mgmt For For
profit from the fiscal year, and to vote on
approval of the allocation of interest on
shareholder equity resolved on at the
extraordinary meetings of the board of
directors of March 21, 2012, in the amount
of BRL 7,000,000, of June 21, 2012, in the
amount of BRL 18,500,000 and September 21,
2012, in the amount of BRL 14,500,000,
which will be imputed to the mandatory
dividend, indicating the date of payment to
the shareholders
C To elect the members of the board of Mgmt For For
directors and its respective substitutes
D To set the global remuneration of the Mgmt For For
company directors
--------------------------------------------------------------------------------------------------------------------------
RAIA DROGASIL SA, SAO PAULO Agenda Number: 704367122
--------------------------------------------------------------------------------------------------------------------------
Security: P7987N104
Meeting Type: EGM
Meeting Date: 29-Apr-2013
Ticker:
ISIN: BRRADLACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 The amendment of the main part of article Mgmt For For
10, amendment of paragraphs 4 and 6, the
exclusion of paragraph 9 and renumbering of
the subsequent paragraph of article 11 of
the corporate bylaws, for I. The inclusion
of the activities of the position of chief
sales and marketing officer into the
position of chief commercial officer, and
II. The creation of an additional position
of chief operations and retail officer
--------------------------------------------------------------------------------------------------------------------------
RAND MERCHANT INSURANCE HOLDINGS LIMITED Agenda Number: 704144916
--------------------------------------------------------------------------------------------------------------------------
Security: S6815J100
Meeting Type: AGM
Meeting Date: 23-Nov-2012
Ticker:
ISIN: ZAE000153102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 Re-election of director: Gerrit Thomas Mgmt Against Against
Ferreira
O.1.2 Re-election of director: Patrick Maguire Mgmt For For
Goss
O.1.3 Re-election of director: Sonja Emilia Mgmt For For
Ncumisa Sebotsa
O.1.4 Re-election of director: Kheha Cleopas Mgmt For For
Shubane
O.2 Election of Leon Crouse as a director Mgmt Against Against
O.3 Approval of directors remuneration Mgmt Against Against
O.4 Place 15 percent of the authorised but Mgmt For For
unissued ordinary shares under the control
of the directors
O.5 General authority to issue ordinary shares Mgmt For For
for cash
O.6 Resolved that, as nominated by the audit Mgmt For For
and risk committee, PricewaterhouseCoopers
Inc. (with Mr Tom Winterboer being the
individual registered auditor who will
undertake the audit for the company in
respect of the ensuing financial year) be
re-appointed as auditors of the company
until the next annual general meeting
O.7.1 Appointment of the companies audit and risk Mgmt Against Against
committee member: Jan Willem Dreyer
O.7.2 Appointment of the companies audit and risk Mgmt For For
committee member: Thabo Vincent Mokgatlha
O.7.3 Appointment of the companies audit and risk Mgmt For For
committee member: Sonja Emilia Ncumisa
Sebotsa
S.1 Approval of non executive directors Mgmt For For
remuneration with effect from 1 December
2012
S.2 General authority to repurchase company Mgmt For For
shares
S.3 Approval of new memorandum of incorporation Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITORS NAME FOR RESOLUTION NO.
O.6. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
REMGRO LTD Agenda Number: 704145538
--------------------------------------------------------------------------------------------------------------------------
Security: S6873K106
Meeting Type: AGM
Meeting Date: 27-Nov-2012
Ticker:
ISIN: ZAE000026480
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Approval of financial statements for the Mgmt For For
year ended 20120630
2.O.2 Re-appointment of the auditor - Mgmt For For
PricewaterhouseCoopers Inc
3.O.3 Election of director -Mr J W Dreyer Mgmt For For
4.O.4 Election of director - Mr N P Mageza Mgmt For For
5.O.5 Election of director - Mr P J Moleketi Mgmt For For
6.O.6 Election of director - Mr F Robertson Mgmt For For
7.O.7 Election of director - Mr J P Rupert Mgmt For For
8.O.8 Election of director - Mr H Wessels Mgmt For For
9.O.9 Election of member of audit and risk Mgmt For For
committee - Mr N P Mageza
10O10 Election of member of audit and risk Mgmt For For
committee - Mr P J Moleketi
11O11 Election of member of audit and risk Mgmt For For
committee Mr F Robertson
12O12 Election of member of audit and risk Mgmt For For
committee Mr H Wessels
13.S1 Approval of directors remuneration Mgmt For For
14.S2 Authority to repurchase shares Mgmt For For
15.S3 Authority to enter into derivative Mgmt For For
transactions
16.S4 General authority to provide financial Mgmt For For
assistance to related and inter related
companies and corporations
17S5A Conversion of listed ordinary par value Mgmt Against Against
shares into no par value shares
18S5C Conversion of all par value shares into no Mgmt Against Against
par value s hares
19.S6 Adoption of new memorandum of incorporation Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTION 2. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RHB CAPITAL BHD Agenda Number: 704011167
--------------------------------------------------------------------------------------------------------------------------
Security: Y7283N105
Meeting Type: EGM
Meeting Date: 30-Aug-2012
Ticker:
ISIN: MYL1066OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposed issuance of 245.0 million or such Mgmt For For
additional number of new ordinary shares of
RM1.00 each in RHB Capital ("New RHB
Capital Shares") resulting from the
adjustment(s) (if any) to be made subject
to and in accordance with the terms of the
conditional share purchase agreement dated
28 May 2012 entered into between the
Company and OSK Holdings Berhad ("OSKH")
("CSPA"), at the issue price of RM7.36 per
share pursuant to the proposed acquisition
of 100% equity interest in OSK Investment
Bank Berhad ("Proposed OSKIB Acquisition")
from OSKH ("Proposed Share Issue")
--------------------------------------------------------------------------------------------------------------------------
RHB CAPITAL BHD Agenda Number: 704475309
--------------------------------------------------------------------------------------------------------------------------
Security: Y7283N105
Meeting Type: AGM
Meeting Date: 27-May-2013
Ticker:
ISIN: MYL1066OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 194126 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 To approve a single-tier final dividend of Mgmt For For
16.09% in respect of the financial year
ended 31 December 2012 as recommended by
the Board
2 To re-elect the following Director retiring Mgmt For For
under Article 80 of the Company's Articles
of Association and being eligible, offers
himself for re-election: YBhg Dato' Teo
Chiang Liang
3 To re-elect the following Director retiring Mgmt For For
under Article 80 of the Company's Articles
of Association and being eligible, offers
himself for re-election: YBhg Dato' Saw
Choo Boon
4 To re-elect YBhg Datuk Wira Jalilah Baba Mgmt For For
who retires under Article 84 of the
Company's Articles of Association and being
eligible, offers herself for re-election
5 That YBhg Dato' Nik Mohamed Din Datuk Nik Mgmt For For
Yusoff, retiring pursuant to Section 129(6)
of the Companies Act, 1965, be and is
hereby re-appointed a Director of the
Company to hold office until the next AGM
6 To approve the payment of Directors' fees Mgmt For For
totaling RM482,732.24 for the financial
year ended 31 December 2012
7 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
as Auditors of the Company, to hold office
until the conclusion of the next AGM of the
Company, at a remuneration to be determined
by the Directors
8 Proposed renewal of the authority to allot Mgmt For For
and issue new ordinary shares of RM1.00
each in RHB Capital Berhad (RHB Capital
Shares), for the purpose of the Company's
Dividend Reinvestment Plan (DRP) that
provides the Shareholders of RHB Capital
Berhad (Shareholders) the option to elect
to reinvest their cash dividend in new RHB
Capital Shares
9 That subject always to the Companies Act, Mgmt For For
1965, the Company's Articles of Association
and approval of the relevant
government/regulatory authorities, the
Directors be and are hereby authorised
pursuant to Section 132D of the Companies
Act, 1965, to issue shares in the Company
at any time until the conclusion of the
next Annual General Meeting and upon such
terms and conditions and for such purposes
as the Directors may, in their absolute
discretion deem fit, provided that the
aggregate number of shares to be issued
does not exceed 10% of the issued share
capital of the Company for the time being
--------------------------------------------------------------------------------------------------------------------------
RMB HOLDINGS LTD Agenda Number: 704123924
--------------------------------------------------------------------------------------------------------------------------
Security: S6992P127
Meeting Type: AGM
Meeting Date: 23-Nov-2012
Ticker:
ISIN: ZAE000024501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 Re-election of director: Gerrit Thomas Mgmt Against Against
Ferreira
O.1.2 Re-election of director: Patrick Maguire Mgmt For For
Goss
O.1.3 Re-election of director: Sonja Emilia Mgmt For For
Ncumisa Sebotsa
O.1.4 Re-election of director: Khehla Cleopas Mgmt For For
Shubane
O.2 Election of Jan Jonathan Durand as a Mgmt Against Against
director
O.3 Approval of directors' remuneration Mgmt Against Against
O.4 Place 15% of the authorised but unissued Mgmt For For
ordinary shares under the control of the
directors
O.5 General authority to issue ordinary shares Mgmt For For
for cash
O.6 Approval of re-appointment of auditors Mgmt For For
O.7.1 Appointment of the company's Audit and risk Mgmt Against Against
committee member: Jan Willem Dreyer
O.7.2 Appointment of the company's Audit and risk Mgmt For For
committee member: Patrick Maguire Goss
O.7.3 Appointment of the company's Audit and risk Mgmt For For
committee member: Sonja Emilia Ncumisa
Sebotsa
S.1 Approval of non-executive directors' Mgmt For For
remuneration with effect from 1 December
2012
S.2 General authority to repurchase company Mgmt For For
shares
S.3 Approval of revised memorandum of Mgmt Against Against
incorporation
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC, MOSCOW Agenda Number: 704161140
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: EGM
Meeting Date: 30-Nov-2012
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 133642 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 On the Company profit distribution for 2011 Mgmt For For
2 Approve Additional Dividends of RUB 4.08 Mgmt For For
per Share for Fiscal 2011
3 On the early termination of the powers of Mgmt Against Against
all the members of the Company's Board of
Directors
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
4.1 Election of the member of the Company's Mgmt Against Against
Board of Directors: Warnig, Matthias
4.2 Election of the member of the Company's Mgmt Against Against
Board of Directors: Kuzovlev, Mikhail
Valerievich
4.3 Election of the member of the Company's Mgmt Against Against
Board of Directors: Laverov, Nikolay
Pavlovich
4.4 Election of the member of the Company's Mgmt Against Against
Board of Directors: Nekipelov, Alexander
Dmitrievich
4.5 Election of the member of the Company's Mgmt For For
Board of Directors: Rudloff, Hans-Joerg
4.6 Election of the member of the Company's Mgmt Against Against
Board of Directors: Sechin, Igor Ivanovich
4.7 Election of the member of the Company's Mgmt Against Against
Board of Directors: Shishin, Sergey
Vladimirovich
4.8 Election of the member of the Company's Mgmt Against Against
Board of Directors: Shugaev, Dmitry
Evgenievich
4.9 Election of the member of the Company's Mgmt Against Against
Board of Directors: Scherbovich, Ilya
Viktorovich
5.1 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion of transactions between the
Company (Client) and OAO Bank VTB (Bank)
for purchase and sale of Credit Linked
Notes to the amount of 49,300,000.0 th. RUR
or an equivalent in a foreign currency at
the exchange rate established by the
Central Bank of the Russian Federation as
of the date of a relevant transaction
subject to the following
conditions:-subject-purchase and sale of
equity securities (Credit Linked Notes),
having ID-number in European Depositary and
Clearing Center Euroclear;-yield-not lower
than an average depositary rate for a
relevant term based on results of the
analysis of bids of at least four banks at
the transaction conclusion date;-term-up to
one year
5.2 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and
Gazprombank (OAO) (Bank) of interest swap
transactions to the amount of 240,000,000.0
th. RUR or an equivalent in a foreign
currency at the exchange rate established
by the Central Bank of the Russian
Federation as of the date of a relevant
transaction subject to the following
conditions:-subject-recurring
(non-recurring) payment by each party of
sums of money depending on change in the
underlying asset price;-underlying
asset-credit rates in different currencies,
based on volatility indicators (MosPrime
(MIBOR), Libor (US dollars), EURibor),
charged on the interest swap nominal
denominated in different
currencies;-economic result-fixing of
interest rates on the Company's credit
portfolio;-term-for the term of loan
5.3 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and OAO
Bank VTB (Bank) within the framework of the
General Agreement for transactions with
derivative financial instruments of
interest swap transactions to the amount of
240,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-recurring
(non-recurring) payment by each party of
sums of money depending on change in the
underlying asset price;-underlying
asset-credit rates based on volatility
indicators (MosPrime (MIBOR), Libor (US
dollars), EURibor), charged on the interest
swap nominal denominated in single
currency;-economic result-fixing of
interest rates on the Company's credit
portfolio;-term-for the term of loan
5.4 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and
Gazprombank (OAO) (Bank) of cross-currency
swap transactions to the amount of
380,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-recurring
(non-recurring) payment by each party of
sums of money depending on change in the
underlying asset price;-underlying
asset-credit rates in different currencies,
based on volatility indicators (MosPrime
(MIBOR), Libor (US dollars), EURibor),
charged on the interest swap nominal
denominated in different
currencies;-economic result-fixing and/or
reduction of bid rate on the Company's
credits;-term-for the Company's bonded loan
term
5.5 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and OAO
Bank VTB (Bank) within the framework of the
General Agreement for transactions with
derivative financial instruments of
cross-currency swap transactions to the
amount of 380,000,000.0 th. RUR or an
equivalent in a foreign currency at the
exchange rate established by the Central
Bank of the Russian Federation as of the
date of a relevant transaction subject to
the following conditions:-subject-recurring
(non-recurring) payment by each party of
sums of money depending on change in the
underlying asset price;-underlying
asset-credit rates in different currencies,
based on volatility indicators (MosPrime
(MIBOR), Libor (US dollars), EURibor),
charged on the interest swap nominal
denominated in different
currencies;-economic result-fixing and/or
reduction of bid rate on the Company's
credits;-term-for the Company's bonded loan
term
5.6 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and
Gazprombank (OAO) (Bank) of transactions
for purchase and sale of options, forwards,
option structures to the amount of
240,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-hedging
currency and price risks on underlying
assets;-underlying asset-currency
pairs;-economic result-fixing prices for
underlying assets at the level not lower
than prices fixed in the Company's business
plan for 2012;-term-up to one year
5.7 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and OAO
Bank VTB (Bank) of transactions for
purchase and sale of options, forwards,
option structures to the amount of
240,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-hedging
currency and price risks on underlying
assets;-underlying asset-currency
pairs;-economic result-fixing prices for
underlying assets at the level not lower
than prices fixed in the Company's business
plan for 2012;-term-up to one year
5.8 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and
Gazprombank (OAO) (Bank) of transactions
for purchase and sale of bonds, promissory
notes to the amount of 493,000,000.0 th.
RUR or an equivalent in a foreign currency
at the exchange rate established by the
Central Bank of the Russian Federation as
of the date of a relevant transaction
subject to the following
conditions:-subject-bonds, promissory notes
of various issuers;-yield-not lower than an
average depositary rate for a relevant term
based on results of the analysis of bids of
at least four banks at the transaction
conclusion date;-term-up to one year
5.9 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion by the Company (Client) and OAO
Bank VTB (Bank) for purchase and sale of
bonds, promissory notes to the amount of
493,000,000.0 th. RUR or an equivalent in a
foreign currency at the exchange rate
established by the Central Bank of the
Russian Federation as of the date of a
relevant transaction subject to the
following conditions:-subject-bonds,
promissory notes of various
issuers;-yield-not lower than an average
depositary rate for a relevant term based
on results of the analysis of bids of at
least four banks at the transaction
conclusion date;-term-up to one year
5.10 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion of REPO transactions between the
Company (Client) and Gazprombank (OAO)
(Bank) to the amount of 493,000,000.0 th.
RUR or an equivalent in a foreign currency
at the exchange rate established by the
Central Bank of the Russian Federation as
of the date of a relevant transaction
subject to the following
conditions:-subject-bilateral sale
(purchase) of securities;-yield-not lower
than an average depositary rate for a
relevant term based on results of the
analysis of bids of at least four banks at
the transaction conclusion date;-term-up to
one year
5.11 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion of REPO transactions between the
Company (Client) and OAO Bank VTB (Bank) to
the amount of 493,000,000.0 th. RUR or an
equivalent in a foreign currency at the
exchange rate established by the Central
Bank of the Russian Federation as of the
date of a relevant transaction subject to
the following conditions:-subject-bilateral
sale (purchase) of securities;-yield-not
lower than an average depositary rate for a
relevant term based on results of the
analysis of bids of at least four banks at
the transaction conclusion date;-term-up to
one year
5.12 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Conclusion of transactions between the
Company (Client) and Gazprombank (OAO)
(Bank) for purchase and sale of Credit
Linked Notes to the amount of 49,300,000.0
th. RUR or an equivalent in a foreign
currency at the exchange rate established
by the Central Bank of the Russian
Federation as of the date of a relevant
transaction subject to the following
conditions:-subject-purchase and sale of
equity securities (Credit Linked Notes),
having ID-number in European Depositary and
Clearing Center Euroclear;-yield-not lower
than an average depositary rate for a
relevant term based on results of the
analysis of bids of at least four banks at
the transaction conclusion date;-term-up to
one year
5.13 To approve the related-party transactions, Mgmt For For
which may be executed by Rosneft Oil
Company (the Company) in the future course
of its normal business operations:
Execution by the Company under the General
Agreement with Russian Commercial Bank
(Cyprus) Limited (Bank) on the general
terms and conditions of conversion
operations and transactions on sale and
purchase by the Company of foreign currency
(forex transactions) with the following
currency pairs: USD/RUR, EURO/RUR, EURO/USD
for the overall maximum amount of
578,000,000.0 th. RUR at the following
exchange rates: for transactions with the
USD/RUR pair-no less than weighted average
rate at MICEX as at the day of settlements
minus 0.7 rubles, for transactions with the
USD/RUR pair-no less than weighted average
rate at MICEX as at the day of settlements
minus 0.8 rubles, for transactions with the
EURO/USD pair-no less than weighted average
rate at MICEX as at the day of settlements
minus 0.05 EURO
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNT IN RES. 2 AND
CHANGE IN SPLIT/PARTIAL VOTING CONDITIONS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC, MOSCOW Agenda Number: 704584932
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: EGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the inter-related transactions Mgmt For For
with an interested party
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC, MOSCOW Agenda Number: 704590771
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: AGM
Meeting Date: 20-Jun-2013
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 171113 DUE TO SPLITTING OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Approve Annual Report Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Allocation of Income Mgmt For For
4 Approve Dividends of RUB 8.05 per Share Mgmt For For
5 Approve Remuneration of Directors Mgmt Against Against
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
6.1 Elect Matthias Warnig as Director Mgmt Against Against
6.2 Elect Robert Dudley as Director Mgmt Against Against
6.3 Elect Andrey Kostin as Director Mgmt Against Against
6.4 Elect Nikolay Laverov as Director Mgmt Against Against
6.5 Elect John Mack as Director Mgmt For For
6.6 Elect Aleksandr Nekipelov as Director Mgmt Against Against
6.7 Elect Igor Sechin as Director Mgmt Against Against
6.8 Elect Donald Humphreys as Director Mgmt Against Against
6.9 Elect Sergey Chemezov as Director Mgmt Against Against
6.10 Elect Dmitry Shugayev as Director Mgmt Against Against
7.1 Elect Oleg Zenkov as Member of Audit Mgmt For For
Commission
7.2 Elect Mikhail Kuzovlev as Member of Audit Mgmt For For
Commission
7.3 Elect Aleksey Mironov as Member of Audit Mgmt For For
Commission
7.4 Elect Georgy Nozadze as Member of Audit Mgmt For For
Commission
7.5 Elect Aleksandr Yugov as Member of Audit Mgmt For For
Commission
8 Ratify OOO Ernst Young as Auditor Mgmt For For
9 Amend Charter Mgmt For For
10 Approve New Edition of Regulations on Mgmt For For
General Meetings
111.1 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Deposit Agreements
111.2 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Deposit Agreements
111.3 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Deposit Agreements
111.4 Approve Related-Party Transaction with Bank Mgmt For For
Rossiya Re: Deposit Agreements
111.5 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Foreign Currency Exchange
Agreements
111.6 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Foreign Currency Exchange
Agreements
111.7 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Foreign Currency Exchange
Agreements
111.8 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Loan Agreements
111.9 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Loan Agreements
11110 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Loan Agreements
11111 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Sale/Purchase of Options and
Forwards
11112 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Sale/Purchase of Options and
Forwards
11113 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Sale/Purchase of Options and
Forwards
11114 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Cross-Currency Swap
11115 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Cross-Currency Swap
11116 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Repurchase Agreements (REPO)
11117 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Repurchase Agreements (REPO)
11118 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Repurchase Agreements (REPO)
11119 Approve Related-Party Transaction with OAO Mgmt For For
VBRR Bank Re: Sale/Purchase of Bonds and
Promissory Notes
11120 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Sale/Purchase of Bonds and
Promissory Notes
11121 Approve Related-Party Transaction with OAO Mgmt For For
Bank VTB Re: Sale/Purchase of Bonds and
Promissory Notes
11122 Approve Related-Party Transaction with OAO Mgmt For For
Gazprombank Re Sale/Purchase of Credit
Linked Notes
11123 Approve Related-Party Transaction with OAO Mgmt For For
VTB Bank Re: Sale/Purchase of Credit Linked
Notes
11124 Approve Related-Party Transaction with OOO Mgmt For For
RN Yuganskneftegas Re: Production of Oil
and Gas
11125 Approve Related-Party Transaction with OOO Mgmt For For
RN Yuganskneftegas Re: Leasing of Fixed
Assets
11126 Approve Related-Party Transaction with OAO Mgmt For For
TNK-BP Holding Re: Purchase of Oil
11127 Approve Related-Party Transaction with OAO Mgmt For For
TNK-BP Holding Re: Sale of Oil
11128 Approve Related-Party Transaction with ZAO Mgmt For For
Vankorneft Re: Oil Supply
11129 Approve Related-Party Transaction with OAO Mgmt For For
AK Transneft Re: Transportation of Crude
Oil
112.1 Approve Cost of Related-Party Transaction Mgmt For For
with OAO SOGAZ Re: Liability Insurance for
Directors, Executives, the Company, and
Subsidiaries
112.2 Approve Related-Party Transaction with OAO Mgmt For For
SOGAZ Re: Liability Insurance for
Directors, Executives, the Company, and
Subsidiaries
11.3 Approve Related-Party Transactions with ENI Mgmt For For
S.p.A. and its Affiliated Companies
11.4 Approve Related-Party Transactions with Mgmt For For
Statoil ASA and its Affiliated Companies
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTION 8. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
S1 CORPORATION, SEOUL Agenda Number: 704279214
--------------------------------------------------------------------------------------------------------------------------
Security: Y75435100
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7012750006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Amendment of the articles of incorporation Mgmt For For
3 Election of inside directors candidates: Mgmt Against Against
Lim Seok Wu, Kim Gwan Su. Election of
outside director candidate: Yu Gwan Heui
4 Election of auditors. Candidate: Jo Yong Mgmt For For
Yeon
5 Approval of remuneration limit of directors Mgmt For For
6 Approval of remuneration limit of auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG C&T CORP, SEOUL Agenda Number: 704279012
--------------------------------------------------------------------------------------------------------------------------
Security: Y7470R109
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7000830000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of director candidate: Jeong Yeon Mgmt For For
Ju
3 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG CARD CO LTD Agenda Number: 704279226
--------------------------------------------------------------------------------------------------------------------------
Security: Y7T70U105
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7029780004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of partial amendment to articles Mgmt For For
of incorporation
3 Approval of limit of remuneration for Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRO-MECHANICS CO LTD, SUWON Agenda Number: 704279909
--------------------------------------------------------------------------------------------------------------------------
Security: Y7470U102
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7009150004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of audit committee member: I Seung Mgmt For For
Jae
3 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704284520
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Balance Sheet, Income Mgmt For For
Statement, and Statement of Appropriation
of Retained Earnings (Draft) for the 44th
Fiscal Year (January 1, 2012 to December
31, 2012)-Cash Dividends (including interim
dividend of KRW 500) Dividend per share:
KRW 8,000 (Common) KRW 8,050 (Preferred)
2.1.1 Re-elect Lee In-Ho as Outside Director Mgmt For For
2.1.2 Elect Song Kwang-Soo as Outside Director Mgmt For For
2.1.3 Elect Kim Eun-Mee as Outside Director Mgmt For For
2.2.1 Elect Yoon Boo-Keun as Inside Director Mgmt For For
2.2.2 Elect Shin Jong-Kyun as Inside Director Mgmt For For
2.2.3 Elect Lee Sang-Hoon as Inside Director Mgmt For For
2.3.1 Re-elect Lee In-Ho as Member of Audit Mgmt For For
Committee
2.3.2 Elect Song Kwang-Soo as Member of Audit Mgmt For For
Committee
3 Approve Total Remuneration of Inside Mgmt For For
Directors and Outside Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN AMOUNTS OF RESOLUTION 1. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704307001
--------------------------------------------------------------------------------------------------------------------------
Security: 796050201
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: US7960502018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 Approval of Balance Sheet, Income Non-Voting
Statement, and Statement of Appropriation
of Retained Earnings (Draft), etc. for the
44th Fiscal Year (January 1, 2012-December
31, 2012): - Cash Dividends (including
interim dividends of KRW 500) Dividend per
share: KRW 8,000 (Common)/ KRW 8,050
(Preferred)
2.1.1 Appointment of independent director: Mr. Non-Voting
In-Ho Lee (re-nominated)
2.1.2 Appointment of independent director: Mr. Non-Voting
Kwang-Soo Song (newly nominated)
2.1.3 Appointment of independent director: Dr. Non-Voting
Eun-Mee Kim (newly nominated)
2.2.1 Appointment of executive director: Mr. Non-Voting
Boo-Keun Yoon, (newly nominated)
2.2.2 Appointment of executive director: Mr. Non-Voting
Jong-Kyun Shin (newly nominated)
2.2.3 Appointment of executive director: Mr. Non-Voting
Sang-Hoon Lee (newly nominated)
2.3.1 Appointment of audit committee: In-Ho Lee Non-Voting
(re-nominated)
2.3.2 Appointment of audit committee: Kwang-Soo Non-Voting
Song (newly nominated)
3 Approval of the compensation ceiling for Non-Voting
the Directors
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO LTD, SEOUL Agenda Number: 704498725
--------------------------------------------------------------------------------------------------------------------------
Security: Y7473H108
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KR7000810002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of inside director candidate: Jo Mgmt For For
Byeong Jin
4 Election of the member of audit committee, Mgmt Against Against
who is not the outside director.
candidates: Jo Byeong Jin
5 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF NAME OF DIRECTOR'S AND AUDIT
COMMITTEE MEMBER. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO LTD, SEOUL Agenda Number: 704290232
--------------------------------------------------------------------------------------------------------------------------
Security: Y7474M106
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7010140002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of directors: Bak Dae Yeong, Bak Mgmt For For
Jung Heum, Jeong Won Tae, Gwak Dong Hyo
3 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG LIFE INSURANCE CO LTD, SEOUL Agenda Number: 704506647
--------------------------------------------------------------------------------------------------------------------------
Security: Y74860100
Meeting Type: AGM
Meeting Date: 07-Jun-2013
Ticker:
ISIN: KR7032830002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of directors Mun Tae Gon, I Jong Mgmt For For
Na M, Ry U Geun Ok, Gim Jeong Dong, Gim Du
Cheol
4.1 Election of audit committee member who is Mgmt Against Against
not an outside director Mun Tae Gon
4.2 Election of audit committee member who is Mgmt For For
an outside director I Jong Nam, Ryu Geun Ok
5 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO LTD, YONGIN Agenda Number: 704275064
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of director candidate: Kim Yeong Mgmt For For
Sik
3 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANLAM LTD Agenda Number: 704402027
--------------------------------------------------------------------------------------------------------------------------
Security: S7302C137
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: ZAE000070660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 To present the Sanlam Integrated Report Mgmt For For
including the consolidated audited
financial statements, auditors' audit
committee and directors' reports
2.O.2 To re-appoint Ernst & Young as independent Mgmt For For
external auditors
3O3.1 To individually appoint the following Mgmt For For
additional director: Y Ramiah
3O3.2 To individually appoint the following Mgmt For For
additional director: A Duggal
4O4.1 To individually re-elect the following Mgmt For For
retiring director: DK Smith
4O4.2 To individually re-elect the following Mgmt For For
retiring director: CG Swanepoel
4O4.3 To individually re-elect the following Mgmt For For
retiring director: RV Simelane
4O4.4 To individually re-elect the following Mgmt For For
retiring director: P deV Rademeyer
5O5.1 To individually elect the following Mgmt For For
independent non-executive director of the
Company as the member of the Audit
Committee: MP Buthelezi
5O5.2 To individually elect the following Mgmt For For
independent non-executive director of the
Company as the member of the Audit
Committee: I Plenderleith
5O5.3 To individually elect the following Mgmt For For
independent non-executive director of the
Company as the member of the Audit
Committee: P deV Rademeyer
5O5.4 To individually elect the following Mgmt For For
independent non-executive director of the
Company as the member of the Audit
Committee: CG Swanepoel
6.O.6 To cast a non-binding advisory vote on the Mgmt For For
Company's Remuneration Policy
7.O.7 To note the total amount of non-executive Mgmt For For
and executive directors' remuneration for
the financial year ended 31 December 2012
8.O.8 To authorise any director of the Company, Mgmt For For
and where applicable the secretary of the
Company, to implement the aforesaid
ordinary and under mentioned special
resolutions
A.S.1 To approve the remuneration of the Mgmt For For
non-executive directors of the Company for
the period 01 July 2013 till 30 June 2014
B.S.2 To give general authority to provide Mgmt For For
financial assistance in terms of section 44
of the Companies Act
C.S.3 To give general authority to provide Mgmt For For
financial assistance to related or
inter-related companies in terms of section
45 of the Companies Act
D.S.4 To give authority to the Company or a Mgmt For For
subsidiary of the Company to acquire the
Company's shares
E.S.5 To authorise the issuing of "B" convertible Mgmt For For
participating deferred shares
--------------------------------------------------------------------------------------------------------------------------
SASOL LIMITED Agenda Number: 933707640
--------------------------------------------------------------------------------------------------------------------------
Security: 803866300
Meeting Type: Annual
Meeting Date: 30-Nov-2012
Ticker: SSL
ISIN: US8038663006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For
ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
EXISTING MEMORANDUM OF INCORPORATION: C
BEGGS
1B. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For
ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
EXISTING MEMORANDUM OF INCORPORATION: DE
CONSTABLE
1C. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For
ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
EXISTING MEMORANDUM OF INCORPORATION: HG
DIJKGRAAF
1D. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For
ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
EXISTING MEMORANDUM OF INCORPORATION: MSV
GANTSHO
1E. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For
ARTICLE 75(D) AND 75(E) OF THE COMPANY'S
EXISTING MEMORANDUM OF INCORPORATION: IN
MKHIZE
2. TO ELECT JE SCHREMPP, WHO RETIRED IN TERMS Mgmt For
OF ARTICLE 75(I) AND WAS THEREAFTER
RE-APPOINTED BY THE BOARD AS A DIRECTOR IN
TERMS OF ARTICLE 75(H) OF THE COMPANY'S
EXISTING MEMORANDUM OF INCORPORATION.
3A. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For
ARTICLE 75(H) OF THE COMPANY'S EXISTING
MEMORANDUM OF INCORPORATION: ZM MKHIZE
3B. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For
ARTICLE 75(H) OF THE COMPANY'S EXISTING
MEMORANDUM OF INCORPORATION: PJ ROBERTSON
3C. ELECTION OF DIRECTOR, RETIRING IN TERMS OF Mgmt For
ARTICLE 75(H) OF THE COMPANY'S EXISTING
MEMORANDUM OF INCORPORATION: S WESTWELL
4. TO RE-APPOINT THE AUDITORS, KPMG INC., TO Mgmt For
ACT AS THE AUDITORS OF THE COMPANY UNTIL
THE NEXT ANNUAL GENERAL MEETING.
5A. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For
C BEGGS
5B. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For
HG DIJKGRAAF
5C. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For
MSV GANTSHO
5D. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For
MJN NJEKE
5E. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE: Mgmt For
S WESTWELL
6. ADVISORY ENDORSEMENT - TO ENDORSE, ON A Mgmt For
NON-BINDING ADVISORY BASIS, THE COMPANY'S
REMUNERATION POLICY (EXCLUDING THE
REMUNERATION OF THE NON-EXECUTIVE DIRECTORS
FOR THEIR SERVICES AS DIRECTORS AND MEMBERS
OF BOARD COMMITTEES AND THE AUDIT
COMMITTEE) AND ITS IMPLEMENTATION.
S1. TO APPROVE THE REMUNERATION PAYABLE TO Mgmt For
NON-EXECUTIVE DIRECTORS OF THE COMPANY FOR
THEIR SERVICES AS DIRECTORS FOR THE PERIOD
1 JULY 2012 UNTIL THIS RESOLUTION IS
REPLACED.
S2. AUTHORISE THE BOARD TO GRANT AUTHORITY TO Mgmt For
COMPANY TO PROVIDE: FINANCIAL ASSISTANCE AS
CONTEMPLATED IN SECTION 44 OF THE ACT; AND
DIRECT OR INDIRECT FINANCIAL ASSISTANCE AS
CONTEMPLATED IN SECTION 45 OF ACT TO ITS
RELATED AND INTER-RELATED COMPANIES AND/OR
CORPORATIONS, AND/OR TO MEMBERS OF SUCH
RELATED OR INTER-RELATED COMPANIES AND/OR
CORPORATIONS AND/OR TO DIRECTORS OR
PRESCRIBED OFFICERS OR OF A RELATED OR
INTER-RELATED COMPANY AND/OR TO PERSONS
RELATED TO SUCH COMPANIES, CORPORATIONS,
MEMBERS, DIRECTORS AND/OR PRESCRIBED
OFFICERS.
S3. TO APPROVE THE ADOPTION OF A NEW MEMORANDUM Mgmt For
OF INCORPORATION FOR THE COMPANY.
S4. TO AUTHORISE THE BOARD TO APPROVE THE Mgmt For
GENERAL REPURCHASE BY THE COMPANY OR
PURCHASE BY ANY OF ITS SUBSIDIARIES, OF ANY
OF THE COMPANY'S ORDINARY SHARES AND/OR
SASOL BEE ORDINARY SHARES.
S5. TO AUTHORISE THE BOARD TO APPROVE THE Mgmt For
PURCHASE BY THE COMPANY (AS PART OF A
GENERAL REPURCHASE IN ACCORDANCE WITH
SPECIAL RESOLUTION NUMBER 4), OF ITS ISSUED
SHARES FROM A DIRECTOR AND/OR A PRESCRIBED
OFFICER OF THE COMPANY, AND/OR PERSONS
RELATED TO A DIRECTOR OR PRESCRIBED OFFICER
OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
SBERBANK OF RUSSIA OJSC, MOSCOW Agenda Number: 704476933
--------------------------------------------------------------------------------------------------------------------------
Security: 80585Y308
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: US80585Y3080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the annual report for 2012 Mgmt For For
2 Approve the annual report for 2012, Mgmt For For
including the balance sheet and the profit
and loss statement (disclosure forms)
3 3.1. Approve distribution of profits for Mgmt For For
2012; 3.2 Pay dividends on ordinary shares
of RUB 2.57 per one share, and on preferred
shares of RUB 3.20 per one share
4 Approve Ernst & Young Vneshaudit CJSC as Mgmt For For
the auditor for 2013 and the Q1, 2014
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
5.1 To elect the member of the Board of Mgmt Against Against
Directors: Gref Herman Oskarovich
5.2 To elect the member of the Board of Mgmt For For
Directors: Guriev Sergei Maratovich
5.3 To elect the member of the Board of Mgmt Against Against
Directors: Dmitriev Mikhail Egonovich
5.4 To elect the member of the Board of Mgmt Against Against
Directors: Zlatkis Bella Ilinichna
5.5 To elect the member of the Board of Mgmt Against Against
Directors: Ivanova Nadezhda Yurievna
5.6 To elect the member of the Board of Mgmt Against Against
Directors: Ignatiev Sergei Mikhailovich
5.7 To elect the member of the Board of Mgmt Against Against
Directors: Kudrin Alexey Leonidovich
5.8 To elect the member of the Board of Mgmt Against Against
Directors: Lomakin-Rumyantsev Ilya
Vadimovich
5.9 To elect the member of the Board of Mgmt Against Against
Directors: Luntovsky Georgy Ivanovich
5.10 To elect the member of the Board of Mgmt Against Against
Directors: Matovnikov Mikhail Yurievich
5.11 To elect the member of the Board of Mgmt For For
Directors: Mau Vladimir Alexandrovich
5.12 To elect the member of the Board of Mgmt Against Against
Directors: Moiseev Alexey Vladimirovich
5.13 To elect the member of the Board of Mgmt Against Against
Directors: Profumo Alessandro
5.14 To elect the member of the Board of Mgmt Against Against
Directors: Sinelnikov-Murylev Sergei
Germanovich
5.15 To elect the member of the Board of Mgmt Against Against
Directors: Tulin Dmitry Vladislavovich
5.16 To elect the member of the Board of Mgmt Against Against
Directors: Ulukaev Alexei Valentinovich
5.17 To elect the member of the Board of Mgmt Against Against
Directors: Freeman Ronald
5.18 To elect the member of the Board of Mgmt Against Against
Directors: Shvetsov Sergei Anatolievich
5.19 To elect the member of the Board of Mgmt For For
Directors: Egilmez Ahmet Mahfi
6.1 Elect the member of the Auditing Committee: Mgmt For For
Borodina Natalia Petrovna
6.2 Elect the member of the Auditing Committee: Mgmt For For
Volkov Vladimir Mikhailovich
6.3 Elect the member of the Auditing Committee: Mgmt For For
Dolzhnikov Maxim Leonidovich
6.4 Elect the member of the Auditing Committee: Mgmt For For
Isakhanova Yulia Yurievna
6.5 Elect the member of the Auditing Committee: Mgmt For For
Minenko Alexei Evgenievich
6.6 Elect the member of the Auditing Committee: Mgmt For For
Polyakova Olga Vasilievna
6.7 Elect the member of the Auditing Committee: Mgmt For For
Revina Natalia Vladimirovna
7 7. 1. Pay remuneration to the members of Mgmt For For
the Supervisory Board of Sberbank of Russia
OJSC subject to their consent in accordance
with the laws of the Russian Federation: -
RUB 4.2 million each for discharge of
duties of a member of the Supervisory Board
- RUB 420 thousand each for discharge of
duties of a member of a committee of the
Supervisory Board - RUB 840 thousand each
for discharge of duties of the Chairperson
of a committee of the Supervisory Board -
RUB 1.26 million for discharge of duties of
the Chairman of the Supervisory Board.
Determine that remuneration for discharge
of duties in each capacity is summed up if
a member of the Supervisory Board acts in
different capacities. 7.2. To compensate
expenses incurred in discharging the
functions of members of the Supervisory
Board of Sberbank of Russia to CONTD
CONT CONTD members of the Supervisory Board of Non-Voting
the Bank. 7.3. Pay remuneration to the
Chairman of the Audit Commission of
Sberbank of Russia OJSC in the amount of
RUB 1 million, and to the members of the
Audit Commission in the amount of RUB
750,000, subject to their consent in
accordance with the laws of the Russian
Federation
8 8.1 Approve the Regulation on Remuneration Mgmt For For
and Compensation Paid to Members of the
Supervisory Board of Sberbank of Russia.
8.2 Approve the amount of basic
remuneration at 4.2 million rubles
9 Approve the new version of the Bank's Mgmt For For
Charter. Authorize the CEO, Chairman of the
Management Board of the Bank to sign the
documents required for state registration
of the new version of the Bank's Charter
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN SPELLING OF DIRECTOR'S NAME IN
RESOLUTION 5.8. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCINOPHARM TAIWAN LTD Agenda Number: 704541742
--------------------------------------------------------------------------------------------------------------------------
Security: Y7540Z107
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0001789006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 The 2012 business operations Non-Voting
A.2 The 2012 audited reports Non-Voting
A.3 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
A.4 The revision to the rules of the board Non-Voting
meeting
B.1 The 2012 business reports and financial Mgmt For For
statements
B.2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD1.2 per share
B.3 The issuance of new shares from retained Mgmt For For
earnings. proposed stock dividend:40 for
1,000 SHS held
B.4 The revision to the articles of Mgmt For For
incorporation
B.5 The revision to the procedures of Mgmt For For
endorsement and guarantee and monetary
loans
B.6 The revision to the procedures of asset Mgmt For For
acquisition or disposal
B.7 The revision to the rules of the election Mgmt For For
of the directors and supervisors
B.8 The revision to the rules of shareholders Mgmt For For
meeting
B.9 Extraordinary motions Mgmt Abstain For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
CHANGE IN MEETING TIME FROM 09:00 TO 09:30.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SEMEN INDONESIA (PERSERO) TBK- PT Agenda Number: 704436597
--------------------------------------------------------------------------------------------------------------------------
Security: Y7142G168
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker:
ISIN: ID1000106800
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval on annual report and ratification Mgmt For For
on financial statement report as well as
acquit et de charge to company's board
2 Ratification on annual report of Mgmt For For
partnership and community development
program as well as acquit et de charge to
company's board on this matter for book
year 2012
3 Appropriation of company's profit FPR year Mgmt For For
2012
4 Determination of 2012 Tantiem, 2013 salary, Mgmt For For
honorarium and allowances for company's
board
5 Appointment of public accountant and Mgmt For For
determine their honorarium for book year
2013
6 Reaffirmation on regulation of ministry of Mgmt For For
state owned company no. per-12/MBU/2012
related to supporting Berau of commissioner
board of state owned company (BUMN)
7 Changing in the composition of company's Mgmt Against Against
board
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO LTD, SHANGHAI Agenda Number: 704469938
--------------------------------------------------------------------------------------------------------------------------
Security: Y7685S108
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: CNE1000012B3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0426/LTN201304261518.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0426/LTN201304261625.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0528/LTN20130528266.pdf
1 Report of the Board of Directors 2012 Mgmt For For
2 Report of the Board of Supervisors 2012 Mgmt For For
3 Final Accounts Report 2012 Mgmt For For
4 Profit Distribution Plan for 2012 Mgmt For For
5 Financial Budget for 2013 Mgmt For For
6 Proposal Regarding Adjustment to Amounts Mgmt For For
for Use of Proceeds from H Share Offering
7 Proposal Regarding External Guarantees for Mgmt Against Against
2013
8 Proposal Regarding Payment of Auditor's Mgmt For For
Fees for 2012
9 Proposal Regarding Engagement of Auditors Mgmt For For
10.1 Proposal Regarding Election of Director of Mgmt For For
the Fifth Session of the Board of
Directors: Mr. Zuo Min
10.2 Proposal Regarding Election of Director of Mgmt For For
the Fifth Session of the Board of
Directors: Mr. Zhou Jie
10.3 Proposal Regarding Election of Director of Mgmt For For
the Fifth Session of the Board of
Directors: Mr. Jiang Ming
10.4 Proposal Regarding Election of Director of Mgmt For For
the Fifth Session of the Board of
Directors: Mr. Hu Fengxiang
10.5 Proposal Regarding Election of Director of Mgmt For For
the Fifth Session of the Board of
Directors: Mr. Lou Dingbo
10.6 Proposal Regarding Election of Director of Mgmt Against Against
the Fifth Session of the Board of
Directors: Mr. Wan Kam To
10.7 Proposal Regarding Election of Director of Mgmt Against Against
the Fifth Session of the Board of
Directors: Mr. Chen Naiwei
10.8 Proposal Regarding Election of Director of Mgmt For For
the Fifth Session of the Board of
Directors: Mr. Li Zhenfu
10.9 Proposal Regarding Election of Director of Mgmt For For
the Fifth Session of the Board of
Directors: Mr. Tse Cho Che, Edward
11.1 Proposal Regarding Election of Supervisor Mgmt For For
of the Fifth Session of the Board of
Supervisors: Mr. Zhang Zhenbei
11.2 Proposal Regarding Election of Supervisor Mgmt For For
of the Fifth Session of the Board of
Supervisors: Mr. Xin Keng
12 Proposal Regarding Adjustment to Allowances Mgmt For For
of Independent Directors
13 Proposal Regarding Liability Insurance Mgmt Against Against
Cover for Directors, Supervisors and Senior
Management
14 Proposal Regarding The Grant of a General Mgmt Against Against
Mandate by the Shareholders' General
Meeting to Allot, Issue and Deal with
Shares
15 Proposal Regarding Amendments to the Mgmt For For
Articles of Association of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED Agenda Number: 704462198
--------------------------------------------------------------------------------------------------------------------------
Security: G81043104
Meeting Type: AGM
Meeting Date: 17-Jun-2013
Ticker:
ISIN: KYG810431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261007.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN20130426960.pdf
1 To receive and adopt the audited Mgmt For For
consolidated financial statements together
with the reports of the directors and the
auditor of the Company for the year ended
31 December 2012
2 To declare the final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Hui Wing Mau as an Mgmt For For
executive director of the Company
3.ii To re-elect Mr. Liu Sai Fei as an executive Mgmt For For
director of the Company
3.iii To re-elect Ms. Tang Fei as an executive Mgmt For For
director of the Company
3.iv To re-elect Mr. Liao Lujiang as an Mgmt For For
executive director of the Company
3.v To re-elect Mr. Lu Hong Bing as an Mgmt For For
independent non-executive director of the
Company
3.vi To authorise the board of directors to fix Mgmt For For
the remuneration of directors
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company and to authorise the
board of directors of the Company to fix
their remuneration
5 To grant a general mandate to the directors Mgmt Against Against
of the Company to issue shares in the
Company
6 To grant a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue
shares by adding the number of shares
repurchased
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED Agenda Number: 704529405
--------------------------------------------------------------------------------------------------------------------------
Security: G81043104
Meeting Type: EGM
Meeting Date: 17-Jun-2013
Ticker:
ISIN: KYG810431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0522/LTN20130522245.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0522/LTN20130522239.pdf
1 That subject to and conditional upon (i) Mgmt For For
the completion of necessary filings
relating to the Share Option Incentive
Scheme (the "Scheme") of Shanghai Shimao
Co., Ltd. ("Shanghai Shimao") made with the
China Securities Regulatory Commission of
the People's Republic of China("CSRC") and
CSRC having no objection to the Scheme and
(ii) the approval of the shareholders of
Shanghai Shimao the adoption of the Scheme,
the terms of which have been tabled at the
Meeting marked "A" and signed by the
chairman of the Meeting for identification
purpose, the adoption of the Scheme by
Shanghai Shimao be and is hereby approved
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP Agenda Number: 933738683
--------------------------------------------------------------------------------------------------------------------------
Security: 824596100
Meeting Type: Annual
Meeting Date: 28-Mar-2013
Ticker: SHG
ISIN: US8245961003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2A. APPOINTMENT OF OUTSIDE DIRECTOR: MR. BOO IN Mgmt For For
KO
2B. APPOINTMENT OF OUTSIDE DIRECTOR: MR. TAEEUN Mgmt For For
KWON
2C. APPOINTMENT OF OUTSIDE DIRECTOR: MR. KEE Mgmt For For
YOUNG KIM
2D. APPOINTMENT OF OUTSIDE DIRECTOR: MR. SEOK Mgmt For For
WON KIM
2E. APPOINTMENT OF OUTSIDE DIRECTOR: MR. HOON Mgmt For For
NAMKOONG
2F. APPOINTMENT OF OUTSIDE DIRECTOR: MR. KE SOP Mgmt For For
YUN
2G. APPOINTMENT OF OUTSIDE DIRECTOR: MR. JUNG Mgmt For For
II LEE
2H. APPOINTMENT OF OUTSIDE DIRECTOR: MR. HARUKI Mgmt For For
HIRAKAWA
2I. APPOINTMENT OF OUTSIDE DIRECTOR: MR. Mgmt For For
PHILIPPE AGUIGNIER
3A. APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. Mgmt For For
TAEEUN KWON
3B APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. Mgmt For For
SEOK WON KIM
3C. APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. Mgmt For For
KE SOP YUN
3D. APPOINTMENT OF AUDIT COMMITTEE MEMBER: MR. Mgmt For For
SANG KYUNG LEE
4. APPROVAL OF DIRECTOR REMUNERATION LIMIT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOPRITE HOLDINGS LTD (SHP) Agenda Number: 704073535
--------------------------------------------------------------------------------------------------------------------------
Security: S76263102
Meeting Type: AGM
Meeting Date: 29-Oct-2012
Ticker:
ISIN: ZAE000012084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Annual financial statements Mgmt For For
O.2 Reappointment of PricewaterhouseCoopers Inc Mgmt For For
(PwC) as auditors
O.3 Re-Election of Mr JG Rademeyer as a Mgmt For For
director
O.4 Re-Election of Mr EL Nel as a director Mgmt For For
O.5 Re-Election of Mr AE Karp as a director Mgmt For For
O.6 Re-Election of Mr JJ Fouche as a director Mgmt For For
O.7 Re-Election of Mr JA Rock as a director Mgmt For For
O.8 Re-Election of Dr ATM Mokgokong as a Mgmt For For
director
O.9 Appointment of Mr JG Rademeyer as Mgmt For For
Chairperson and Member of The Shoprite
Holdings Audit Committee
O.10 Appointment of Mr JA Louw as Member of the Mgmt For For
Shoprite Holdings Audit Committee
O.11 Appointment of Mr JF Malherbe as Member of Mgmt For For
The Shoprite Holdings Audit Committee
O.12 General Authority Over Unissued Ordinary Mgmt For For
Shares
O.13 General Authority to Issue Shares for Cash Mgmt For For
O.14 General Authority to Directors and/or Mgmt For For
Secretary
O.15 Approval of Executive Share Plan Mgmt Against Against
16 Non-Binding Advisory Vote: Endorsement of Mgmt Against Against
Remuneration Policy
S.1 Remuneration Payable to Non-Executive Mgmt For For
Directors
S.2 Financial Assistance to Subsidiaries, Mgmt For For
Related and Inter-Related Entities
S.3 Financial Assistance for Subscription of Mgmt Against Against
Securities
S.4 General Approval to Repurchase Shares Mgmt For For
S.5 Approval of New Memorandum of Incorporation Mgmt Against Against
as proposed by the Board
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION O.2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SHOUGANG FUSHAN RESOURCES GROUP LTD Agenda Number: 704443213
--------------------------------------------------------------------------------------------------------------------------
Security: Y7760F104
Meeting Type: AGM
Meeting Date: 18-Jun-2013
Ticker:
ISIN: HK0639031506
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418370.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418313.pdf
1 To receive the report of the directors and Mgmt For For
the audited financial statements for the
year ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.A To re-elect Mr. Chen Zhaoqiang as director Mgmt For For
3.B To re-elect Mr. Liu Qingshan as director Mgmt For For
3.C To re-elect Mr. Kee Wah Sze as director Mgmt For For
3.D To re-elect Mr. Chan Pat Lam as director Mgmt For For
3.E To re-elect Mr. Chan Chung Chun as director Mgmt For For
4 To appoint auditor and to authorise the Mgmt For For
directors to fix its remuneration
5 To pass Resolution 5 of the AGM Notice - to Mgmt Against Against
give a general mandate to the directors to
issue and dispose of shares not exceeding
20% of the existing issued share capital of
the Company
6 To pass Resolution 6 of the AGM Notice - to Mgmt For For
give a general mandate to the directors to
repurchase shares not exceeding 10% of the
existing issued share capital of the
Company
7 To pass Resolution 7 of the AGM Notice - to Mgmt Against Against
add, conditional upon the passing of
resolution 6 above, the nominal amount of
repurchased shares to the general mandate
given to the directors to allot shares
--------------------------------------------------------------------------------------------------------------------------
SHUI ON LAND LTD Agenda Number: 704445370
--------------------------------------------------------------------------------------------------------------------------
Security: G81151113
Meeting Type: AGM
Meeting Date: 29-May-2013
Ticker:
ISIN: KYG811511131
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419286.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419246.pdf
1 To receive and consider the financial Mgmt For For
statements and the reports of the directors
and auditor for the year ended 31 December
2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.a To re-elect Mr. Freddy C. K. LEE as Mgmt For For
director
3.b To re-elect Mr. Daniel Y. K. WAN as Mgmt For For
director
3.c To re-elect Dr. Roger L. McCARTHY as Mgmt For For
director
3.d To authorise the board of directors to fix Mgmt For For
the directors' remuneration
4 To re-appoint auditor and to authorise the Mgmt For For
board of directors to fix their
remuneration
5.A To grant a general mandate to the directors Mgmt Against Against
to issue and allot additional shares of the
Company not exceeding 20% of the aggregate
nominal amount of the issued share capital
of the Company at the date of passing this
resolution
5.B To grant a general mandate to the directors Mgmt For For
to repurchase shares of the Company not
exceeding 10% of the aggregate nominal
amount of the issued share capital of the
Company at the date of passing this
resolution
5.C To extend the general mandate granted to Mgmt Against Against
the directors to issue shares under
resolution no. 5(A) by the number of shares
repurchased under resolution no. 5(B)
--------------------------------------------------------------------------------------------------------------------------
SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD, HAMILTON Agenda Number: 704468619
--------------------------------------------------------------------------------------------------------------------------
Security: G8162K113
Meeting Type: AGM
Meeting Date: 31-May-2013
Ticker:
ISIN: BMG8162K1137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0430/LTN20130430025.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0430/LTN20130430019.pdf
1 To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
and auditors for the year ended 31 December
2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.a.i To re-elect the following retiring director Mgmt For For
of the Company: Meng Xianhui as executive
director of the Company
3a.ii To re-elect the following retiring director Mgmt For For
of the Company: Patrick Sun as independent
non-executive director of the Company
3aiii To re-elect the following retiring director Mgmt For For
of the Company: Xu Kangsen as independent
non-executive director of the Company
3.b To authorise the board of directors of the Mgmt For For
Company to fix the remuneration of the
directors
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditors of the Company and authorise the
board of directors of the Company to fix
their remuneration
5.A To give a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with additional shares not exceeding 20% of
the issued share capital of the Company
5.B To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares not
exceeding 10% of the issued share capital
of the Company
5.C To extend the authority given to the Mgmt Against Against
directors of the Company pursuant to
ordinary resolution no. 5(A) to issue
shares by adding to the issued share
capital of the Company the number of shares
repurchased under ordinary resolution no.
5(B)
--------------------------------------------------------------------------------------------------------------------------
SIME DARBY BHD Agenda Number: 704090050
--------------------------------------------------------------------------------------------------------------------------
Security: Y7962G108
Meeting Type: AGM
Meeting Date: 08-Nov-2012
Ticker:
ISIN: MYL4197OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 30 June 2012
together with the Reports of the Directors
and the Auditors thereon
2 To declare a final single tier dividend of Mgmt For For
25 sen per ordinary share for the financial
year ended 30 June 2012
3 To approve the annual remuneration for the Mgmt For For
Non-Executive Directors as disclosed in the
Audited Financial Statements for the
financial year ended 30 June 2012
4 To re-appoint Tun Musa Hitam as a Director Mgmt For For
of the Company and to hold office until the
conclusion of the next Annual General
Meeting pursuant to Section 129(6) of the
Companies Act, 1965
5 To re-appoint Tan Sri Dato' Dr Wan Mohd Mgmt For For
Zahid Mohd Noordin as a Director of the
Company and to hold office until the
conclusion of the next Annual General
Meeting pursuant to Section 129(6) of the
Companies Act, 1965
6 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 99 of the Articles of Association
of the Company and who have offered himself
for re-election: Tan Sri Datuk Amar (Dr)
Tommy Bugo @ Hamid Bugo
7 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 99 of the Articles of Association
of the Company and who have offered himself
for re-election: Dato Sri Lim Haw Kuang
8 To re-elect the following Director who Mgmt For For
retire by rotation in accordance with
Article 99 of the Articles of Association
of the Company and who have offered himself
for re-election: Dato' Sreesanthan
Eliathamby
9 To re-appoint PricewaterhouseCoopers as Mgmt For For
Auditors of the Company for the financial
year ending 30 June 2013, and to authorise
the Directors to fix their remuneration
10 Authority to Allot and Issue Shares Mgmt For For
Pursuant to Section 132D of the Companies
Act, 1965
11 Proposed Renewal of Shareholders' Mandate Mgmt For For
for Existing Recurrent Related Party
Transactions and Proposed New Shareholders'
Mandate for Additional Recurrent Related
Party Transactions of a Revenue or Trading
Nature
S.1 Proposed Amendments to the Memorandum of Mgmt For For
Association of the Company
S.2 Proposed Amendments to the Articles of Mgmt For For
Association of the Company
--------------------------------------------------------------------------------------------------------------------------
SIME DARBY BHD Agenda Number: 704090048
--------------------------------------------------------------------------------------------------------------------------
Security: Y7962G108
Meeting Type: EGM
Meeting Date: 08-Nov-2012
Ticker:
ISIN: MYL4197OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Proposed establishment of a Mgmt Against Against
performance-based employee share scheme for
the eligible employees (including executive
directors) of Sime Darby Berhad and its
subsidiaries (excluding subsidiaries which
are dormant) ("proposed scheme")
2 Proposed grant to Dato' Mohd Bakke Salleh Mgmt Against Against
("Dato' Bakke")
3 Proposed grant to Nur Tania Yusof ("Nur Mgmt Against Against
Tania")
--------------------------------------------------------------------------------------------------------------------------
SINO-OCEAN LAND HOLDINGS LTD Agenda Number: 704389318
--------------------------------------------------------------------------------------------------------------------------
Security: Y8002N103
Meeting Type: AGM
Meeting Date: 10-May-2013
Ticker:
ISIN: HK3377040226
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0407/LTN20130407021.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0407/LTN20130407019.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
consolidated financial statements and the
reports of the directors and the auditors
for the financial year ended 31 December
2012
2 To declare a final dividend (together with Mgmt For For
a scrip alternative) for the year ended 31
December 2012
3.A To re-elect Mr. Chen Runfu as executive Mgmt For For
director and authorise the board of
directors of the Company to fix his
remuneration
3.B To re-elect Mr. Yang Zheng as non-executive Mgmt For For
director and authorise the board of
directors of the Company to fix his
remuneration
3.C To re-elect Mr. Tsang Hing Lun as Mgmt For For
independent non-executive director and
authorise the board of directors of the
Company to fix his remuneration
3.D To re-elect Mr. Gu Yunchang as independent Mgmt For For
non-executive director and authorise the
board of directors of the Company to fix
his remuneration
4 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company and authorise the
board of directors of the Company to fix
their remuneration
5.A Ordinary resolution as set out in item 5(A) Mgmt Against Against
of the AGM Notice (To grant a general
mandate to the directors to issue shares of
the Company)
5.B Ordinary resolution as set out in item 5(B) Mgmt For For
of the AGM Notice (To grant a general
mandate to the directors to repurchase
shares of the Company)
5.C Ordinary resolution as set out in item 5(C) Mgmt Against Against
of the AGM Notice (To extend the general
mandate to the directors to issue shares of
the Company)
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 704161811
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 29-Dec-2012
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1112/LTN20121112509.pdf AND PROXY
FORM IS AVAILABLE BY CLICKING ON THE URL
LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1112/LTN20121112487.pdf
1 To consider and, if thought fit, to approve Mgmt For For
the appointment of Ms. Li Ling as an
independent non-executive director of the
second session of the board of directors of
the Company (the "Board"), and to authorize
the Board to fix the remuneration and to
enter into the service contract or such
other documents or supplemental agreements
or deeds with her
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 704447487
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: AGM
Meeting Date: 05-Jun-2013
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419433.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0419/LTN20130419402.pdf
1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board") for the year ended 31 December
2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year ended 31 December 2012
3 To consider and approve the audited Mgmt For For
financial statements of the Company and its
subsidiaries for the year ended 31 December
2012 and the auditors' report
4 To consider and approve the profit Mgmt For For
distribution plan and payment of the final
dividend for the year ended 31 December
2012
5 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian LLP as
the domestic auditors of the Company to
hold office until conclusion of the next
annual general meeting, and to ratify and
confirm its remuneration determined by the
Audit Committee of the Board
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Certified Public
Accountants, Hong Kong as the international
auditors of the Company to hold office
until conclusion of the next annual general
meeting, and to ratify and confirm its
remuneration determined by the Audit
Committee of the Board
7 To consider and approve the re-election of Mgmt For For
Mr. Chen Qiyu as a non-executive director
of the Second Session of the Board, to
authorize the Board to fix the
remuneration, and to authorize the chairman
of the Board or the executive director of
the Company to enter into the service
contract or such other documents or
supplemental agreements or deeds with him
8 To consider, approve, ratify and confirm Mgmt For For
the remuneration of the directors of the
Company (the "Directors") for the year
ended 31 December 2012, and to consider and
authorize the Board to determine the
remuneration of the Directors for the year
ending 31 December 2013
9 To consider and approve the delegation of Mgmt Against Against
the power to the Board to approve the
guarantees in favor of third parties with
an aggregate total value of not more than
30% of the latest audited total assets of
the Company over a period of 12 months; and
if the above delegation is not consistent
with, collides with or conflicts with the
requirements under the Rules Governing the
Listing of Securities (the "Listing Rules")
on The Stock Exchange of Hong Kong Limited
(the "Stock Exchange") or other
requirements of the Stock Exchange, the
requirements under the Listing Rules or
other requirements of the Stock Exchange
should be followed
10 To consider and approve the amendments to Mgmt For For
the articles of association of the Company
(the "Articles of Association") in respect
of Article 21. (Details of this resolution
were contained in the circular of the
Company dated 19 April 2013.)
11 To consider and approve to grant a general Mgmt Against Against
mandate to the Board to exercise the power
of the Company to allot, issue and/or deal
with Domestic Shares and/ or H Shares.
(Details of this resolution were contained
in the notice of the AGM dated 19 April
2013 (the "Notice").)
--------------------------------------------------------------------------------------------------------------------------
SK HOLDINGS CO LTD, SEOUL Agenda Number: 704299658
--------------------------------------------------------------------------------------------------------------------------
Security: Y8070C112
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7003600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2.1 Election of inside director Jo Dae Sik Mgmt For For
2.2 Election of outside director Bak Se Hun Mgmt Against Against
2.3 Election of outside director Nam Sang Deok Mgmt Against Against
3.1 Election of audit committee member who is Mgmt For For
an outside director: Bak Se Hun
3.2 Election of audit committee member who is Mgmt For For
an outside director: Nam Sang Deok
4 Approval of remuneration for director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX INC, ICHON Agenda Number: 704276167
--------------------------------------------------------------------------------------------------------------------------
Security: Y3817W109
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of inside director Gim Jun Ho Mgmt For For
3 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SK INNOVATION CO LTD Agenda Number: 704299951
--------------------------------------------------------------------------------------------------------------------------
Security: Y8063L103
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7096770003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement. Expected Mgmt For For
cash dividend: KRW 3200 per ordinary shs
and KRW 3250 per preferred shs
2.1 Election of inside director: candidate: Mgmt Against Against
Chang Geun Kim
2.2 Election of outside director: candidate: Mgmt Against Against
Jae Hwan Lee
2.3 Election of outside director: candidate: Mgmt Against Against
Young Ju Kim
2.4 Election of outside director: candidate: Mgmt Against Against
Hyuk Choi
2.5 Election of outside director: candidate: Un Mgmt For For
Shin
3.1 Election of audit committee member: Mgmt For For
candidate Jae Hwan Lee
3.2 Election of audit committee member: Mgmt For For
candidate Hyuk Choi
4 Approval of limit of remuneration for Mgmt Against Against
directors
--------------------------------------------------------------------------------------------------------------------------
SK NETWORKS CO LTD, SUWON Agenda Number: 704299622
--------------------------------------------------------------------------------------------------------------------------
Security: Y8296C102
Meeting Type: AGM
Meeting Date: 22-Mar-2013
Ticker:
ISIN: KR7001740000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorp Mgmt For For
3.1 Election of inside director Mun Deok Gyu Mgmt Against Against
3.2 Election of a non-permanent director Gim Mgmt For For
Jun
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. Agenda Number: 933740171
--------------------------------------------------------------------------------------------------------------------------
Security: 78440P108
Meeting Type: Annual
Meeting Date: 22-Mar-2013
Ticker: SKM
ISIN: US78440P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF FINANCIAL STATEMENTS FOR THE Mgmt For For
29TH FISCAL YEAR (FROM JANUARY 1, 2012 TO
DECEMBER 31, 2012) AS SET FORTH IN ITEM 1
OF THE COMPANY'S AGENDA ENCLOSED HEREWITH.
2. APPROVAL OF AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION AS SET FORTH IN ITEM 2 OF THE
COMPANY'S AGENDA ENCLOSED HEREWITH.
3-1 ELECTION OF AN EXECUTIVE DIRECTOR: CHO, Mgmt For For
DAESIK
3-2 ELECTION OF AN INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR: OH, DAESHICK
4. APPROVAL OF THE ELECTION OF A MEMBER OF THE Mgmt For For
AUDIT COMMITTEE AS SET FORTH IN ITEM 4 OF
THE COMPANY'S AGENDA ENCLOSED HEREWITH: OH,
DAESHICK.
5. APPROVAL OF THE CEILING AMOUNT OF THE Mgmt For For
REMUNERATION FOR DIRECTORS * PROPOSED
CEILING AMOUNT OF THE REMUNERATION FOR
DIRECTORS IS KRW 12 BILLION.
--------------------------------------------------------------------------------------------------------------------------
SOHO CHINA LTD Agenda Number: 704410327
--------------------------------------------------------------------------------------------------------------------------
Security: G82600100
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: KYG826001003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412391.pdf and
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0412/LTN20130412349.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
and auditors of the Company for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3 To re-elect Mr. Yin Jie as a director of Mgmt For For
the Company
4 To re-elect Mr. Pan Shiyi as a director of Mgmt For For
the Company
5 To re-elect Mr. Cha Mou Zing Victor as a Mgmt Against Against
director of the Company
6 To re-elect Ms. Tong Ching Mau as a Mgmt For For
director of the Company
7 To authorise the board of directors to fix Mgmt For For
the remuneration of the directors of the
Company
8 To appoint PricewaterhouseCoopers as Mgmt For For
auditors of the Company and authorise the
board of directors to fix their
remuneration
9.A To give a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with additional shares not exceeding 20 per
cent of the issued share capital of the
Company
9.B To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares not
exceeding 10 per cent of the issued share
capital of the Company
9.C To extend the authority given to the Mgmt Against Against
directors of the Company pursuant to
ordinary resolution no. 9(A) to issue
shares by adding to the issued share
capital of the Company the number of shares
repurchased under ordinary resolution no.
9(B)
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 933768763
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. LARREA MOTA-VELASCO Mgmt Withheld Against
OSCAR GONZALEZ ROCHA Mgmt Withheld Against
EMILIO CARRILLO GAMBOA Mgmt For For
ALFREDO CASAR PEREZ Mgmt Withheld Against
LUIS CASTELAZO MORALES Mgmt Withheld Against
E.C. SANCHEZ MEJORADA Mgmt Withheld Against
X.G. DE QUEVEDO TOPETE Mgmt Withheld Against
D. MUNIZ QUINTANILLA Mgmt Withheld Against
L.M. PALOMINO BONILLA Mgmt For For
G.P. CIFUENTES Mgmt Withheld Against
JUAN REBOLLEDO GOUT Mgmt Withheld Against
CARLOS RUIZ SACRISTAN Mgmt For For
2. RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
GALAZ, YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER
FIRM OF DELOITTE TOUCHE TOHMATSU LIMITED,
AS INDEPENDENT ACCOUNTANTS FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SOUZA CRUZ SA Agenda Number: 704266231
--------------------------------------------------------------------------------------------------------------------------
Security: P26663107
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: BRCRUZACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
I To examine, discuss and vote on the Mgmt For For
administration report, the financial
statements and the accounting statements
accompanied by the independent auditors
report and fiscal council report, regarding
the fiscal year ended on December 31, 2012
II Allocation of net profit for the year, it Mgmt For For
included the dividend to shareholders in
the form of dividend, in value BRL 0,523732
per share. the dividend will be updated by
the Selic rate, in the period of January 2,
2013 until April 25, 2013 and must be paid
from April 26, 2013
III Election of the members of the board of Mgmt For For
directors
IV To set global annual remuneration of the Mgmt For For
administrations
V To install the fiscal council Mgmt For For
VI Election of the fiscal council members and Mgmt For For
to set the remuneration of their
--------------------------------------------------------------------------------------------------------------------------
STANDARD BANK GROUP LIMITED Agenda Number: 704468366
--------------------------------------------------------------------------------------------------------------------------
Security: S80605140
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker:
ISIN: ZAE000109815
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adopt annual financial statements Mgmt For For
2.1 To elect director: DDB Band Mgmt For For
2.2 To elect director: BJ Kruger Mgmt For For
2.3 To elect director: AC Nissen Mgmt For For
2.4 To elect director: MJD Ruck Mgmt For For
2.5 To elect director: PD Sullivan Mgmt For For
2.6 To elect director: SK Tshabalala Mgmt For For
2.7 To elect director: PG Wharton-Hood Mgmt For For
3 Re-appointment of Auditors: KPMG Inc and Mgmt For For
PricewaterhouseCoopers Inc
4 Place unissued ordinary shares under Mgmt For For
control of directors
5 Place unissued preference shares under Mgmt For For
control of directors
6 Non-binding advisory vote on remuneration Mgmt For For
policy
7.1 Remuneration: Approve non-executive Mgmt For For
director's fees (2013): Standard Bank Group
Chairman
7.2 Remuneration: Approve non-executive Mgmt For For
director's fees (2013): Standard Bank Group
Director
7.3 Remuneration: Approve non-executive Mgmt For For
director's fees (2013): Standard Bank Group
International Director
7.4.1 Group Director's Affairs Committee: Mgmt For For
Chairman
7.4.2 Group Director's Affairs Committee: Member Mgmt For For
7.5.1 Group Risk and Capital Management Mgmt For For
Committee: Chairman
7.5.2 Group Risk and Capital Management Mgmt For For
Committee: Member
7.6.1 Group Remuneration Committee: Chairman Mgmt For For
7.6.2 Group Remuneration Committee: Member Mgmt For For
7.7.1 Group Social and Ethics Committee: Chairman Mgmt For For
7.7.2 Group Social and Ethics Committee: Member Mgmt For For
7.8.1 Group Audit Committee: Chairman Mgmt For For
7.8.2 Group Audit Committee: Member Mgmt For For
7.9 Ad hoc meeting attendance Mgmt For For
8 Place shares for the Standard Bank Equity Mgmt Against Against
Growth Scheme under control of directors
9 Place shares for the Group Share Incentive Mgmt Against Against
Scheme under control of directors
10 General authority to acquire the company's Mgmt For For
shares
11 Loans or other financial assistance to Mgmt For For
related or inter-related companies
--------------------------------------------------------------------------------------------------------------------------
STEINHOFF INTERNATIONAL HOLDINGS LTD Agenda Number: 704159323
--------------------------------------------------------------------------------------------------------------------------
Security: S81589103
Meeting Type: AGM
Meeting Date: 03-Dec-2012
Ticker:
ISIN: ZAE000016176
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the annual financial Mgmt For For
statements
2 To re appoint Deloitte and Touche as Mgmt For For
auditors
S1.31 To approve fees to directors for the year Mgmt For For
ending June 2013: Executive directors fees
s1321 To approve fees to directors for the year Mgmt For For
ending June 2013: Chairman
s1322 To approve fees to directors for the year Mgmt For For
ending June 2013: Board members
s1323 To approve fees to directors for the year Mgmt For For
ending June 2013: Audit committes
s1324 To approve fees to directors for the year Mgmt For For
ending June 2013: Human resources and
remuneration committee
s1325 To approve fees to directors for the year Mgmt For For
ending June 2013: Group risk overview
committee
s1326 To approve fees to directors for the year Mgmt For For
ending June 2013: Nominations committee
s1327 To approve fees to directors for the year Mgmt For For
ending June 2013: Social and ethics
committee
4.1 Board appointments to re elect director: DC Mgmt For For
Brink
4.2 Board appointments to re elect director: CE Mgmt For For
Daun
4.3 Board appointments to re elect director: D Mgmt For For
Konar
4.4 Board appointments to re elect director: FA Mgmt For For
Sonn
4.5 Board appointments to re elect director: BE Mgmt For For
Steinhoff
4.6 Board appointments to re elect director: FJ Mgmt For For
Nel
4.7 Board appointments to re elect director: DM Mgmt For For
van der Merwe
5.1 To re elect independent non executive Mgmt For For
director individually to the audit
committee: SF Booysen
5.2 To re elect independent non executive Mgmt For For
director individually to the audit
committee: DC Brink
5.3 To re elect independent non executive Mgmt For For
director individually to the audit
committee: MT Lategan
6.O.1 Placement of shares under the control of Mgmt For For
the directors
7.O.2 Shares under the control of the directors Mgmt Against Against
for the share incentive scheme
8.S.2 General authority to purchase own shares Mgmt For For
9.O.3 General authority to distribute share Mgmt For For
capital and or reserves
10.O4 Authority to create and issue convertible Mgmt For For
debentures
11.O5 Endorsement of remuneration policy Mgmt For For
12.S3 Authority to provide financial assistance Mgmt For For
13.S4 To adopt new memorandum of incorporation Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUN ART RETAIL GROUP LTD, HONG KONG Agenda Number: 704401506
--------------------------------------------------------------------------------------------------------------------------
Security: Y8184B109
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: HK0000083920
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0409/LTN20130409632.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0409/LTN20130409628.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive the audited consolidated Mgmt For For
financial statements and the reports of the
directors (the "Directors") and auditors
for the year ended 31 December 2012
2 To declare a final dividend of HKD 0.12 per Mgmt For For
share for the year ended 31 December 2012
3.a To re-elect Mr Bruno Robert MERCIER as Mgmt For For
executive Director
3.b To re-elect Mr Benoit, Claude, Francois, Mgmt For For
Marie, Joseph LECLERCQ as non-executive
Director
3.c To re-elect Mr Philippe David BAROUKH as Mgmt For For
non-executive Director
3.d To re-elect Mr Xavier Marie Alain DELOM de Mgmt For For
MEZERAC as nonexecutive Director
3.e To authorize the board of Directors (the Mgmt For For
"Board") to fix the respective directors'
remuneration
4 To re-appoint KPMG as auditors and to Mgmt For For
authorize the Board to fix their
remuneration
5 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
exceeding 10% of the issued share capital
of the Company as at the date of this
resolution
6 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares of the Company
not exceeding 20% of the issued share
capital of the Company as at the date of
this resolution
7 To extend the general mandate granted to Mgmt Against Against
the Directors to issue additional shares of
the Company by the aggregate nominal amount
of the shares repurchased by the Company
--------------------------------------------------------------------------------------------------------------------------
SURGUTNEFTEGAS OJSC, SURGUT Agenda Number: 704508754
--------------------------------------------------------------------------------------------------------------------------
Security: 868861204
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US8688612048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Annual Report Mgmt For For
2 Approve Financial Statements Mgmt For For
3 Approve Allocation of Income and Dividends Mgmt For For
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
4.1 Elect Ananiev Sergei Alekseevich as Mgmt For For
Director
4.2 Elect Bogdanov Vladimir Leonidovich as Mgmt For For
Director
4.3 Elect Bulanov Alexander Nikolaevich as Mgmt For For
Director
4.4 Elect Gorbunov Igor Nikolaevich as Director Mgmt For For
4.5 Elect Egorov Oleg Yurievich as Director Mgmt For For
4.6 Elect Erokhin Vladimir Petrovich as Mgmt For For
Director
4.7 Elect Klinovskaya Taisiya Petrovna as Mgmt For For
Director
4.8 Elect Matveev Nikolai Ivanovich as Director Mgmt For For
4.9 Elect Rezyapov Alexander Filippovich as Mgmt For For
Director
4.10 Elect Shashkov Vladimir Aleksandrovich as Mgmt For For
Director
5.1 Elect Komarova Valentina Panteleevna as Mgmt For For
Member of Audit Commission
5.2 Elect Musikhina Valentina Viktorovnaas Mgmt For For
Member of Audit Commission
5.3 Elect Oleynik Tamara Fedorovna as Member of Mgmt For For
Audit Commission
6 Approval of OJSC "Surgutneftegas" Auditor Mgmt For For
7 Approve Related-Party Transactions Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 4.10. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN CEMENT CORP Agenda Number: 704538492
--------------------------------------------------------------------------------------------------------------------------
Security: Y8415D106
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0001101004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations and financial Non-Voting
statements
A2 The 2012 audited reports Non-Voting
A3 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD1.9 per share
B3 The revision to the procedures of monetary Mgmt For For
loans
B4 The revision to the procedures of Mgmt For For
endorsement and guarantee
B5 The revision to the procedures of asset Mgmt For For
acquisition or disposal
B6 The election of the Independent director: Mgmt For For
Victor Wang
--------------------------------------------------------------------------------------------------------------------------
TAIWAN MOBILE CO LTD Agenda Number: 704541362
--------------------------------------------------------------------------------------------------------------------------
Security: Y84153215
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: TW0003045001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The status of unsecured corporate bonds Non-Voting
A4 The revision of financial accounting Non-Voting
standard for association of products sales
in revenue
A5 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
A6 Other presentations Non-Voting
B1 The 2012 business reports and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD5.4 per share
B3 The proposed cash distribution from capital Mgmt For For
account : TWD0.1 per share
B4 The commission for direct channel of Mgmt For For
business
B5 The revision to the articles of Mgmt For For
incorporation
B6 The revision to the procedures of monetary Mgmt For For
loans, endorsement and guarantee
B7 The revision of the procedures of the Mgmt For For
election of the directors and supervisors
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933825474
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT 2012 BUSINESS REPORT AND Mgmt For
FINANCIAL STATEMENTS.
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For
2012 PROFITS.
3) TO REVISE THE FOLLOWING INTERNAL RULES: A) Mgmt For
PROCEDURES FOR ACQUISITION OR DISPOSAL OF
ASSETS; B) PROCEDURES FOR LENDING FUNDS TO
OTHER PARTIES; C) PROCEDURES FOR
ENDORSEMENT AND GUARANTEE.
--------------------------------------------------------------------------------------------------------------------------
TATA MOTORS LIMITED Agenda Number: 933671201
--------------------------------------------------------------------------------------------------------------------------
Security: 876568502
Meeting Type: Annual
Meeting Date: 10-Aug-2012
Ticker: TTM
ISIN: US8765685024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE AUDITED STATEMENT OF PROFIT Mgmt For For
AND LOSS AND THE BALANCE SHEET TOGETHER
WITH REPORTS OF DIRECTORS AND AUDITORS.
O2 APPROVAL OF THE DECLARATION OF A DIVIDEND Mgmt For For
ON ORDINARY SHARES AND 'A' ORDINARY SHARES.
O3 APPROVAL TO THE RE-APPOINTMENT OF DIRECTOR Mgmt For For
OF MR NASSER MUNJEE, WHO RETIRES BY
ROTATION.
O4 APPROVAL TO THE RE-APPOINTMENT OF DIRECTOR Mgmt For For
MR SUBODH BHARGAVA, WHO RETIRES BY
ROTATION.
O5 APPROVAL TO THE RE-APPOINTMENT OF DIRECTOR Mgmt For For
MR VINESHKUMAR JAIRATH, WHO RETIRES BY
ROTATION.
O6 APPROVAL TO THE APPOINTMENT OF AUDITORS AND Mgmt For For
FIX THEIR REMUNERATION.
S7 APPROVAL TO THE APPOINTMENT OF MR CYRUS P Mgmt For For
MISTRY AS A DIRECTOR, AS SET FORTH IN
COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
S8 APPROVAL TO APPOINTMENT OF MR RAVINDRA Mgmt For For
PISHARODY AS A DIRECTOR, AS SET FORTH IN
COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
S9 APPROVAL TO THE APPOINTMENT OF MR RAVINDRA Mgmt For For
PISHARODY AS EXECUTIVE DIRECTOR.
S10 APPROVAL TO THE APPOINTMENT OF MR SATISH Mgmt For For
BORWANKAR AS A DIRECTOR.
S11 APPROVAL TO THE APPOINTMENT OF MR SATISH Mgmt For For
BORWANKAR AS EXECUTIVE DIRECTOR.
S12 APPROVAL TO THE REVISION IN THE TERMS OF Mgmt For For
REMUNERATION OF MR PRAKASH TELANG, MANAGING
DIRECTOR-INDIA OPERATIONS, AS SET FORTH IN
THE COMPANY'S NOTICE OF MEETING ENCLOSED
HEREWITH.
--------------------------------------------------------------------------------------------------------------------------
TELEKOM MALAYSIA BHD Agenda Number: 704409196
--------------------------------------------------------------------------------------------------------------------------
Security: Y8578H118
Meeting Type: AGM
Meeting Date: 07-May-2013
Ticker:
ISIN: MYL4863OO006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To declare a final single-tier dividend of Mgmt For For
12.2 sen per ordinary share in respect of
the financial year ended 31 December 2012
2 To re-elect Dato' Fauziah Yaacob, who Mgmt For For
retires pursuant to Article 98(2 of the
Company's Articles of Association
3 To re-elect the following Director, who Mgmt For For
retire pursuant to Article 103 of the
Company's Articles of Association: Datuk
Bazlan Osman
4 To re-elect the following Director, who Mgmt For For
retire pursuant to Article 103 of the
Company's Articles of Association: Tunku
Dato' Mahmood FawzyTunku Muhiyiddin
5 To re-elect the following Director, who Mgmt For For
retire pursuant to Article 103 of the
Company's Articles of Association: Dato' Ir
Abdul Rahim Abu Bakar
6 To re-elect the following Director, who Mgmt For For
retire pursuant to Article 103 of the
Company's Articles of Association: Ibrahim
Marsidi
7 To re-appoint Dato' Danapalan T.P Mgmt For For
Vinggrasalam, who retires pursuant to
Section 129(2) of the Companies Act, 1965
8 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
(PwC) having consented to act as Auditors
of the Company for the financial year
ending 31 December 2013 and to authorise
the Directors to fix their remuneration
9 To approve the following Director Fees: Mgmt For For
Increase in Directors' Fees amounting to
RM276.000 per annum for the Non-Executive
Chairman, RM 180,000 per annum for the
Non-Executive Director; and introduction of
Senior Independent Director's fee of
RM27.000 per annum effective from 1 January
2012
10 To approve the following Director Fees: Mgmt For For
Payment of Director's Fees amounting to
RM1,923,000 for the financial year ended 31
December 2012
11 Proposed Renewal of Shareholder's Mandate Mgmt For For
for Recurrent Related Party Transactions of
a Revenue or Trading Nature (Proposed
Renewal of Shareholder's Mandate
--------------------------------------------------------------------------------------------------------------------------
TENAGA NASIONAL BHD, KUALA LUMPUR Agenda Number: 704172220
--------------------------------------------------------------------------------------------------------------------------
Security: Y85859109
Meeting Type: AGM
Meeting Date: 18-Dec-2012
Ticker:
ISIN: MYL5347OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 To receive the Audited Financial Statements Mgmt For For
for the Financial Year ended 31 August 2012
together with the Reports of the Directors
and Auditors thereon
O.2 To approve the declaration of a final Mgmt For For
single-tier dividend of 15.0 sen per
ordinary share for the Financial Year ended
31 August 2012
O.3 To approve the payment of Directors' fees Mgmt For For
of RM 1,140,000.00 for the Financial Year
ended 31 August 2012
O.4 To re-elect the following Director who Mgmt For For
retire in accordance with Article 135 of
the Company's Articles of Association:
Dato' Fuad bin Jaafar
O.5 To re-elect the following Director who Mgmt For For
retire in accordance with Article 135 of
the Company's Articles of Association:
Dato' Abd Manaf bin Hashim
O.6 To re-elect the following Director who Mgmt For For
retire in accordance with Article 135 of
the Company's Articles of Association:
Datuk Wira Ir. Azman bin Mohd
O.7 To re-appoint the following Director who Mgmt For For
retire in accordance with Section 129(6) of
the Companies Act, 1965 ("Act") to hold
office until the conclusion of the next
Annual General Meeting ("AGM"): Tan Sri Leo
Moggie
O.8 To re-appoint the following Director who Mgmt For For
retire in accordance with Section 129(6) of
the Companies Act, 1965 ("Act") to hold
office until the conclusion of the next
Annual General Meeting ("AGM"): Tan Sri
Dato' Seri Siti Norma binti Yaakob
O.9 To re-appoint Messrs Mgmt For For
PricewaterhouseCoopers, having consented to
act as Auditors of the Company, to hold
office until the conclusion of the next AGM
and to authorise the Directors to fix their
remuneration
O.10 Specific authority for the Directors to Mgmt Against Against
issue shares pursuant to the TNB Employees'
Share Option Scheme II ("ESOS II")
O.11 Proposed offer and grant of options to Mgmt Against Against
Datuk Wira Ir. Azman bin Mohd
O.12 Proposed renewal of authority for the Mgmt For For
purchase by the Company of its own shares
S.1 Proposed Amendments to the Articles of Mgmt For For
Association of the Company
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 704355797
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 15-May-2013
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN201303281202.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0328/LTN201303281196.pdf
1 To receive and consider the audited Mgmt For For
Financial Statements and the Reports of the
Directors and Auditor for the year ended 31
December 2012
2 To declare a final dividend Mgmt For For
3.i.a To re-elect Mr Zhang Zhidong as director Mgmt For For
3.i.b To re-elect Mr Ian Charles Stone as Mgmt For For
director
3.i.c To re-elect Mr Jacobus Petrus Bekker as Mgmt For For
director
3.ii To authorise the Board of Directors to fix Mgmt For For
the Directors' remuneration
4 To re-appoint Auditor and to authorise the Mgmt For For
Board of Directors to fix their
remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares (Ordinary Resolution 5
as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution 6
as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt Against Against
shares by adding the number of shares
repurchased (Ordinary Resolution 7 as set
out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
THE FOSCHINI GROUP LIMITED Agenda Number: 703993368
--------------------------------------------------------------------------------------------------------------------------
Security: S29260155
Meeting Type: AGM
Meeting Date: 03-Sep-2012
Ticker:
ISIN: ZAE000148466
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Presentation of annual financial statements Mgmt For For
for the year ended 20120331
2.O.2 Re-appointment of KPMG Inc. as external Mgmt For For
auditors (and Mr H du Plessis as designated
partner) of the company until the following
annual general meeting
3.O.3 To re-elect Mr DM Nurek as an independent Mgmt For For
non-executive director
4.O.4 To re-elect Mr WV Cuba as an independent Mgmt For For
non-executive director
5.O.5 To re-elect Mr M Lewis as a non-executive Mgmt For For
director
6.O.6 To re-elect Mr PS Meiring as an executive Mgmt For For
director
7.O.7 To elect Mr SE Abrahams an independent Mgmt For For
non-executive director as a member of the
board audit committee
8.O.8 To elect Mr WV Cuba an independent Mgmt For For
non-executive director as a member of the
board audit committee
9.O.9 To elect Mr E Oblowitz an independent Mgmt For For
non-executive director as a member of the
board audit committee
10O10 To elect Ms V Simamane an independent Mgmt For For
non-executive director as a member of the
board audit committee
11O11 Non-binding supervisory vote in Mgmt Against Against
remuneration policy
12.S1 Non-executive directors' remuneration Mgmt For For
13.S2 Adoption of new memorandum of incorporation Mgmt Against Against
14.S3 Specific authority for specific repurchase Mgmt For For
and cancellation of shares
15.S4 General authority to acquire shares Mgmt For For
16.S5 Financial assistance Mgmt For For
17O12 General authority of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE SPAR GROUP LTD Agenda Number: 704222289
--------------------------------------------------------------------------------------------------------------------------
Security: S8050H104
Meeting Type: AGM
Meeting Date: 12-Feb-2013
Ticker:
ISIN: ZAE000058517
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of 2012 annual financial Mgmt For For
statements
2.1 Re-appointment as a director: Mr MJ Mgmt For For
Hankinson
2.2 Re-appointment as a director: Mr RJ Mgmt For For
Hutchinson
3 Appointment of Deloitte as auditor and Mr B Mgmt For For
Botes as designated auditor
4.1 Appointment as member of the Audit Mgmt For For
Committee: Mr CF Wells as Chairman
4.2 Appointment as member of the Audit Mgmt For For
Committee: Mr HK Mehta
4.3 Appointment as member of the Audit Mgmt For For
Committee: Mr PK Hughes
S.1 Financial assistance to related or inter Mgmt For For
related companies
S.2 Basis of remuneration payable to Mgmt For For
non-executive directors for the period 1
March 2013 to 28 February 2014
O.1 Authority to issue shares for the purpose Mgmt Against Against
of share options
5 Non-binding advisory vote on the Mgmt Against Against
Remuneration Policy of the company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA Agenda Number: 704254173
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: AGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Take the management accounts, examine, Mgmt For For
discuss and vote on the Company's financial
statements concerning the fiscal year
ending on December 31st, 2012
2 Deliberate on the allocation of the net Mgmt For For
income for the fiscal year and distribution
of dividends
3 To elect 1 (one) member of the Company's Mgmt For For
Board of Directors for the next term of
office in order to replace the director who
presented her resignation
4 Establish the total compensation of the Mgmt For For
members of the Board of Directors and of
the Executive Board
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
cMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL INFORMATION IN
AGENDA. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA, SAO PAULO Agenda Number: 704162736
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Approve Agreement to Absorb Gens Tecnologia Mgmt For For
da Informacao Ltda. YMF Arquitetura
Financeira de Negocios Ltda. Tools
Arquitetura Financeira de Negocios Ltda.
Hery Participacoes Ltda. and TotalBanco
Consultoria e Sistemas Ltda
2 Appoint Independent Appraisers of Proposed Mgmt For For
Transactions: Dayana Alves Almeida De
Franca, Jose Ricardo De Lemos Silva, Marcos
Lima De Araujo
3 Approve Independent Appraisals Mgmt For For
4 Approve Absorptions Mgmt For For
5 Authorize Board to Ratify and Execute Mgmt For For
Approved Resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF NAMES IN RESOLUTION 2 AND
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA, SAO PAULO Agenda Number: 704164300
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 29-Nov-2012
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A To approve the incentive plan based on Mgmt Against Against
shares issued by the company, in accordance
with the terms of the proposal presented by
the management of the company and approved
by the board of directors of the company at
a meeting held on October 30, 2012
B To reflect, within the share capital of the Mgmt For For
company, the increases carried out, within
the limit of the authorized capital, at the
meetings of the board of directors held on
October 25, 2011, December 20, 2011,
January 30, 2012, April 24, 2012, June 27,
2012, July 24, 2012, August 20, 2012,
September 26, 2012, and October 30, 2012,
as a result of the issuance of new, common
shares, due to a conversion of debentures
into shares and of the results of the
exercise of stock purchase options by
beneficiaries of the company stock option
plan
C To reformulate the wording of article 3 of Mgmt For For
the corporate bylaws to indicate the
preponderance of the activities of the
corporate purpose
D To amend articles 21 and 24 of the Mgmt For For
corporate bylaws of the company to change
the number of officers, the designation of
the current officers and to create new
officer positions
E Restatement of the corporate bylaws of the Mgmt For For
company
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TOTVS SA, SAO PAULO Agenda Number: 704193565
--------------------------------------------------------------------------------------------------------------------------
Security: P92184103
Meeting Type: EGM
Meeting Date: 03-Jan-2013
Ticker:
ISIN: BRTOTSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
a To reflect in the capital stock of the Mgmt For For
Company the increases effected, within the
limit of authorized capital, at the
meetings of the Board of Directors held on
October 25th, 2011, December 20th, 2011,
April 24th, 2012, June 27th, 2012, July
24th, 2012, August 20th, 2012, September
26th, 2012 and October 30th, 2012, due to
the issuance of new shares as a consequence
of the conversion of debentures into shares
as well as the exercise of the Company's
Stock Option Plan by beneficiaries
b Reformulate the wording of article 3 of the Mgmt For For
Company's Bylaws indicating the
predominance of the activities in the
corporate purpose and to specify that the
rendering of management consulting
services, specified in this article is in
fact business management
c Include a new Paragraph 2 of article 17 of Mgmt For For
the Company's Bylaws, in light of the
formal error that occurred in the
Extraordinary Shareholders Meeting held on
September 30th, 2011, at 10:00 am., and
thus rectifying the error and renumbering
the subsequent paragraphs
d Amend Articles 21 and 24 of the Company's Mgmt For For
Bylaws, to change the number of executive
officers, the designation of a few of the
executive boards (as per the Management
Proposal) and to create new ones
e Suppress articles 59, 60 and 61 of the Mgmt For For
Company's Bylaws, and the subsequent
renumbering of article 62 into article 59
f Include a new article 60, which shall Mgmt For For
address the transition rule pursuant to
item 14.5, Section XIV of the Novo Mercado
Regulations
g Consolidate the Company By-Laws Mgmt For For
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF COMMENT AND CHANGE IN TEXT AND
NUMBERING OF RESOLUTIONS AND CHANGE IN
MEETING DATE FROM 20 DEC 12 TO 03 JAN 13.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TRACTEBEL ENERGIA SA, FLORIANOPOLIS Agenda Number: 704387338
--------------------------------------------------------------------------------------------------------------------------
Security: P9208W103
Meeting Type: AGM
Meeting Date: 17-Apr-2013
Ticker:
ISIN: BRTBLEACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To take the accounts of the managers, to Mgmt For For
examine, discuss and vote the financial
statements, regarding to fiscal year ended
on December 31, 2012
2 To decide on the allocation of the net Mgmt For For
profits and the distribution of dividends
3 To deliberate on the participation of the Mgmt Against Against
employees in the results from the 2012
fiscal year
4 To set the global remuneration of the Mgmt For For
managers and fiscal council
5 To take knowledge of the resignation of a Mgmt Against Against
member of the board of directors and elect
its substitute
6 To reelect the members of the fiscal Mgmt For For
council and set their respective substitute
--------------------------------------------------------------------------------------------------------------------------
TRUWORTHS INTERNATIONAL LTD Agenda Number: 704073597
--------------------------------------------------------------------------------------------------------------------------
Security: S8793H130
Meeting Type: AGM
Meeting Date: 08-Nov-2012
Ticker:
ISIN: ZAE000028296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the annual financial Mgmt For For
statements, including the Directors' Report
and the Audit Committee Report, for the
period ended 1 July 2012
2.1 To re-elect Mr H Saven as a retiring Mgmt For For
director who is available for re-election
2.2 To re-elect Mr MA Thompson as a retiring Mgmt For For
director who is available for re-election
2.3 To re-elect Mr SM Ngebulana as a retiring Mgmt For For
director who is available for re-election
2.4 To re-elect Dr CT Ndlovu as a retiring Mgmt For For
director who is available for re-election
2.5 To ratify the appointment of Mr RJA Sparks, Mgmt For For
who was appointed by the board as a
director of the company with effect from 1
February 2012
3 To give the directors limited and Mgmt For For
conditional general authority over the
un-issued and repurchased shares, including
the authority to issue or dispose of such
shares for cash
4 To give a limited and conditional general Mgmt For For
mandate for the company or its subsidiaries
to acquire the company's shares
5 To re-elect Ernst & Young Inc. as auditor Mgmt For For
for the period to 30 June 2013 and to
authorise the Audit Committee to agree the
terms and fees
6 To approve the proposed fees of the Mgmt For For
non-executive directors for the 12-month
period from 1 January 2013 to 31 December
2013
7.1 To confirm the appointment of the following Mgmt For For
qualifying independent non-executive
director to the company's Audit Committee
for the period until the next annual
general meeting: Mr MA Thompson
7.2 To confirm the appointment of the following Mgmt For For
qualifying independent non-executive
director to the company's Audit Committee
for the period until the next annual
general meeting: Mr RG Dow
7.3 To confirm the appointment of the following Mgmt For For
qualifying independent non-executive
director to the company's Audit Committee
for the period until the next annual
general meeting: Mr RJA Sparks
8 To approve by way of a non-binding advisory Mgmt For For
vote the Group's remuneration policy as set
out in the Group's Integrated Annual Report
9 To adopt the Truworths International Mgmt For For
Limited 2012 Share Plan
10 To adopt the proposed new memorandum of Mgmt For For
incorporation of the company
11 To consider the report of the Social and Mgmt For For
Ethics Committee for the period under
review
12.1 To confirm the appointment of the following Mgmt For For
qualifying director to the company's Social
and Ethics Committee for the period until
the next annual general meeting (subject
where necessary to his re-appointment as
director of the company): Mr MA Thompson
12.2 To confirm the appointment of the following Mgmt For For
qualifying director to the company's Social
and Ethics Committee for the period until
the next annual general meeting (subject
where necessary to his re-appointment as
director of the company): Mr SM Ngebulana
12.3 To confirm the appointment of the following Mgmt For For
qualifying director to the company's Social
and Ethics Committee for the period until
the next annual general meeting (subject
where necessary to his re-appointment as
director of the company): Dr CT Ndlovu
13 To approve the amendments to clauses 18.2.1 Mgmt For For
to 18.2.5, 19.6 and 19.7 to the company's
existing share incentive scheme as embodied
in the Deed of the Truworths International
Limited Share Trust
--------------------------------------------------------------------------------------------------------------------------
TSINGTAO BREWERY CO LTD Agenda Number: 704466829
--------------------------------------------------------------------------------------------------------------------------
Security: Y8997D102
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: CNE1000004K1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0426/LTN201304261587.pdf
1 To consider and approve the Company's 2012 Mgmt For For
Work Report of the Board of Directors
2 To consider and approve the Company's 2012 Mgmt For For
Work Report of the Board of Supervisors
3 To consider and approve the Company's 2012 Mgmt For For
financial report (audited)
4 To consider and determine the Company's Mgmt For For
2012 Profit Distribution Proposal
(including dividends distribution)
5 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the Company's auditor
for the year 2013 and fixing its
remunerations not exceeding RMB6.6 million
6 To consider and approve the re-appointment Mgmt For For
of PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the Company's internal
control auditor for the year 2013 and
fixing its remunerations not exceeding
RMB1.98 million
7.1 To consider and approve to elect Mr. HUANG Mgmt For For
Ke Xing as the Company's Executive Director
7.2 To consider and approve to elect Mr. Mgmt For For
Yasutaka SUGIURA as the Company's
Nonexecutive Director
8 To consider and approve to elect Mr. Toshio Mgmt For For
KODATO as the Company's Supervisor as
Shareholders' Representative
9 To consider and approve the change of Mgmt For For
project invested with proceeds from the
exercise of bonds and warrants
10 To consider and approve the resolution of Mgmt For For
the proposed amendments to the Articles of
Association
--------------------------------------------------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI A.S. Agenda Number: 933822808
--------------------------------------------------------------------------------------------------------------------------
Security: 900111204
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TKC
ISIN: US9001112047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING AND ELECTION OF THE PRESIDENCY Mgmt For For
BOARD.
2 AUTHORIZING THE PRESIDENCY BOARD TO SIGN Mgmt For For
THE MINUTES OF THE MEETING.
6 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
BALANCE SHEETS AND PROFITS/LOSS STATEMENTS
RELATING TO FISCAL YEARS 2010.
7 DISCUSSION OF AND DECISION ON THE BOARD OF Mgmt For For
DIRECTORS' PROPOSAL CONCERNING THE
DISTRIBUTION OF DIVIDEND FOR YEAR 2010 AND
DETERMINATION OF THE DIVIDEND DISTRIBUTION
DATE.
8 RELEASE OF THE BOARD MEMBER, COLIN J. Mgmt For For
WILLIAMS, FROM ACTIVITIES AND OPERATIONS OF
THE COMPANY IN THE YEAR 2010.
9 RELEASE OF THE STATUTORY AUDITORS Mgmt For For
INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS
OF THE COMPANY PERTAINING TO THE YEARS
2010.
13 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
BALANCE SHEETS AND PROFITS/LOSS STATEMENTS
RELATING TO FISCAL YEARS 2011.
14 DISCUSSION OF AND DECISION ON THE BOARD OF Mgmt For For
DIRECTORS' PROPOSAL CONCERNING THE
DISTRIBUTION OF DIVIDEND FOR YEAR 2011 AND
DETERMINATION OF THE DIVIDEND DISTRIBUTION
DATE.
15 RELEASE OF THE BOARD MEMBERS INDIVIDUALLY Mgmt For For
FROM THE ACTIVITIES AND OPERATIONS OF THE
COMPANY PERTAINING TO THE YEARS 2011.
16 RELEASE OF THE STATUTORY AUDITORS Mgmt For For
INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS
OF THE COMPANY PERTAINING TO THE YEARS
2011.
19 DISCUSSION OF AND APPROVAL OF THE ELECTION Mgmt For For
OF THE INDEPENDENT AUDIT FIRM APPOINTED BY
THE BOARD OF DIRECTORS PURSUANT TO THE
CAPITAL MARKETS LEGISLATION FOR AUDITING OF
THE ACCOUNTS AND FINANCIALS OF THE YEAR
2012.
21 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
BALANCE SHEETS AND PROFITS/LOSS STATEMENTS
RELATING TO FISCAL YEARS 2012.
22 DISCUSSION OF AND DECISION ON THE BOARD OF Mgmt For For
DIRECTORS' PROPOSAL CONCERNING THE
DISTRIBUTION OF DIVIDEND FOR YEAR 2012 AND
DETERMINATION OF THE DIVIDEND DISTRIBUTION
DATE.
23 RELEASE OF THE BOARD MEMBERS INDIVIDUALLY Mgmt For For
FROM THE ACTIVITIES AND OPERATIONS OF THE
COMPANY PERTAINING TO THE YEARS 2012.
24 RELEASE OF THE STATUTORY AUDITORS Mgmt For For
INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS
OF THE COMPANY PERTAINING TO THE YEARS
2012.
25 SUBJECT TO THE APPROVAL OF THE MINISTRY OF Mgmt For For
CUSTOMS AND TRADE AND CAPITAL MARKETS
BOARD; DISCUSSION OF AND VOTING ON THE
AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10,
11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24,
25 AND 26 TO THE ARTICLES OF ASSOCIATION OF
THE COMPANY.
26 IN ACCORDANCE WITH ARTICLE 363 OF TCC, Mgmt For For
SUBMITTAL AND APPROVAL OF THE BOARD MEMBERS
ELECTED BY THE BOARD OF DIRECTORS DUE TO
VACANCIES IN THE BOARD OCCURRED IN THE YEAR
2012.
27 ELECTION OF NEW BOARD MEMBERS IN ACCORDANCE Mgmt Against Against
WITH RELATED LEGISLATION AND DETERMINATION
OF THE NEWLY ELECTED BOARD MEMBERS' TERM OF
OFFICE.
28 DETERMINATION OF THE GROSS MONTHLY FEES OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS.
29 DISCUSSION OF AND APPROVAL OF THE ELECTION Mgmt For For
OF THE INDEPENDENT AUDIT FIRM APPOINTED BY
THE BOARD OF DIRECTORS PURSUANT TO TCC AND
THE CAPITAL MARKETS LEGISLATION FOR
AUDITING OF THE ACCOUNTS AND FINANCIALS OF
THE YEAR 2013.
30 DISCUSSION OF AND APPROVAL OF INTERNAL Mgmt For For
GUIDE ON GENERAL ASSEMBLY RULES OF
PROCEDURES PREPARED BY THE BOARD OF
DIRECTORS.
31 DECISION PERMITTING THE BOARD MEMBERS TO, Mgmt For For
DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE
IN AREAS FALLING WITHIN OR OUTSIDE THE
SCOPE OF THE COMPANY'S OPERATIONS AND TO
PARTICIPATE IN COMPANIES OPERATING IN THE
SAME BUSINESS AND TO PERFORM OTHER ACTS IN
COMPLIANCE WITH ARTICLES 395 AND 396 OF THE
TURKISH COMMERCIAL CODE.
32 DISCUSSION OF AND APPROVAL OF "DIVIDEND Mgmt Against Against
POLICY" OF COMPANY PURSUANT TO THE
CORPORATE GOVERNANCE PRINCIPLES.
34 INFORMING THE GENERAL ASSEMBLY ON THE Mgmt For For
DONATION AND CONTRIBUTION MADE IN THE YEARS
2011 AND 2012; DISCUSSION OF AND DECISION
ON THE LIMIT OF THE DONATIONS TO BE MADE IN
THE YEAR 2013; AND DISCUSSION AND APPROVAL
OF DONATION AMOUNT WHICH HAS BEEN REALIZED
FROM THE BEGINNING OF THE YEAR 2013 TO DATE
OF GENERAL ASSEMBLY.
--------------------------------------------------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI A.S. Agenda Number: 933849119
--------------------------------------------------------------------------------------------------------------------------
Security: 900111204
Meeting Type: Annual
Meeting Date: 24-Jun-2013
Ticker: TKC
ISIN: US9001112047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING AND ELECTION OF THE PRESIDENCY Mgmt For For
BOARD
2 AUTHORIZING THE PRESIDENCY BOARD TO SIGN Mgmt For For
THE MINUTES OF THE MEETING
6 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
BALANCE SHEETS AND PROFITS/LOSS STATEMENTS
RELATING TO FISCAL YEARS 2010
7 DISCUSSION OF AND DECISION ON THE BOARD OF Mgmt For For
DIRECTORS' PROPOSAL CONCERNING THE
DISTRIBUTION OF DIVIDEND FOR YEAR 2010 AND
DETERMINATION OF THE DIVIDEND DISTRIBUTION
DATE
8 RELEASE OF THE BOARD MEMBER, COLIN J. Mgmt For For
WILLIAMS, FROM ACTIVITIES AND OPERATIONS OF
THE COMPANY IN THE YEAR 2010
9 RELEASE OF THE STATUTORY AUDITORS Mgmt For For
INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS
OF THE COMPANY PERTAINING TO THE YEARS 2010
13 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
BALANCE SHEETS AND PROFITS/LOSS STATEMENTS
RELATING TO FISCAL YEARS 2011
14 DISCUSSION OF AND DECISION ON THE BOARD OF Mgmt For For
DIRECTORS' PROPOSAL CONCERNING THE
DISTRIBUTION OF DIVIDEND FOR YEAR 2011 AND
DETERMINATION OF THE DIVIDEND DISTRIBUTION
DATE
15 RELEASE OF THE BOARD MEMBERS INDIVIDUALLY Mgmt For For
FROM THE ACTIVITIES AND OPERATIONS OF THE
COMPANY PERTAINING TO THE YEARS 2011
16 RELEASE OF THE STATUTORY AUDITORS Mgmt For For
INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS
OF THE COMPANY PERTAINING TO THE YEARS 2011
19 DISCUSSION OF AND APPROVAL OF THE ELECTION Mgmt For For
OF THE INDEPENDENT AUDIT FIRM APPOINTED BY
THE BOARD OF DIRECTORS PURSUANT TO THE
CAPITAL MARKETS LEGISLATION FOR AUDITING OF
THE ACCOUNTS AND FINANCIALS OF THE YEAR
2012
21 REVIEW, DISCUSSION AND APPROVAL OF THE Mgmt For For
BALANCE SHEETS AND PROFITS/LOSS STATEMENTS
RELATING TO FISCAL YEARS 2012
22 DISCUSSION OF AND DECISION ON THE BOARD OF Mgmt For For
DIRECTORS' PROPOSAL CONCERNING THE
DISTRIBUTION OF DIVIDEND FOR YEAR 2012 AND
DETERMINATION OF THE DIVIDEND DISTRIBUTION
DATE
23 RELEASE OF THE BOARD MEMBERS INDIVIDUALLY Mgmt For For
FROM THE ACTIVITIES AND OPERATIONS OF THE
COMPANY PERTAINING TO THE YEARS 2012
24 RELEASE OF THE STATUTORY AUDITORS Mgmt For For
INDIVIDUALLY FROM ACTIVITIES AND OPERATIONS
OF THE COMPANY PERTAINING TO THE YEARS 2012
25 SUBJECT TO THE APPROVAL OF THE MINISTRY OF Mgmt For For
CUSTOM AND COMMERCIAL AND CAPITAL MARKETS
BOARD; DISCUSSION OF AND VOTING ON THE
AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10,
11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24,
25 AND 26 TO THE ARTICLES OF ASSOCIATION OF
THE COMPANY
26 IN ACCORDANCE WITH ARTICLE 363 OF TCC, Mgmt For For
SUBMITTAL AND APPROVAL OF THE BOARD MEMBERS
ELECTED BY THE BOARD OF DIRECTORS DUE TO
VACANCIES IN THE BOARD OCCURRED IN THE YEAR
2012
27 ELECTION OF NEW BOARD MEMBERS IN ACCORDANCE Mgmt Against Against
WITH RELATED LEGISLATION AND DETERMINATION
OF THE NEWLY ELECTED BOARD MEMBERS' TERM OF
OFFICE
28 DETERMINATION OF THE GROSS MONTHLY FEES OF Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS
29 DISCUSSION OF AND APPROVAL OF THE ELECTION Mgmt For For
OF THE INDEPENDENT AUDIT FIRM APPOINTED BY
THE BOARD OF DIRECTORS PURSUANT TO TCC AND
THE CAPITAL MARKETS LEGISLATION FOR
AUDITING OF THE ACCOUNTS AND FINANCIALS OF
THE YEAR 2013
30 DISCUSSION OF AND APPROVAL OF INTERNAL Mgmt For For
GUIDE ON GENERAL ASSEMBLY RULES OF
PROCEDURES PREPARED BY THE BOARD OF
DIRECTORS
31 DECISION PERMITTING THE BOARD MEMBERS TO, Mgmt For For
DIRECTLY OR ON BEHALF OF OTHERS, BE ACTIVE
IN AREAS FALLING WITHIN OR OUTSIDE THE
SCOPE OF THE COMPANY'S OPERATIONS AND TO
PARTICIPATE IN COMPANIES OPERATING IN THE
SAME BUSINESS AND TO PERFORM OTHER ACTS IN
COMPLIANCE WITH ARTICLES 395 AND 396 OF THE
TURKISH COMMERCIAL CODE
32 DISCUSSION OF AND APPROVAL OF "DIVIDEND Mgmt Against Against
POLICY" OF COMPANY PURSUANT TO THE
CORPORATE GOVERNANCE PRINCIPLES
34 INFORMING THE GENERAL ASSEMBLY ON THE Mgmt For For
DONATION AND CONTRIBUTION MADE IN THE YEARS
2011 AND 2012; DISCUSSION OF AND DECISION
ON THE LIMIT OF THE DONATIONS TO BE MADE IN
THE YEAR 2013; AND DISCUSSION AND APPROVAL
OF DONATION AMOUNT WHICH HAS BEEN REALIZED
FROM THE BEGINNING OF THE YEAR 2013 TO DATE
OF GENERAL ASSEMBLY
--------------------------------------------------------------------------------------------------------------------------
UEM LAND HOLDINGS BHD Agenda Number: 704493787
--------------------------------------------------------------------------------------------------------------------------
Security: Y9033U108
Meeting Type: AGM
Meeting Date: 12-Jun-2013
Ticker:
ISIN: MYL5148OO001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the payment of a first and final Mgmt For For
single tier dividend of 3 SEN per ordinary
share for the financial year ended 31
December 2012
2 To re-elect the following Director, who Mgmt For For
retire in accordance with Article 85 of the
Company's Articles of Association and,
being eligible, have offered himself for
re-election: Tan Sri Dr Ahmad Tajuddin Ali
3 To re-elect the following Director, who Mgmt For For
retire in accordance with Article 85 of the
Company's Articles of Association and,
being eligible, have offered himself for
re-election: Oh Kim Sun
4 To re-elect the following Director, who Mgmt For For
retire in accordance with Article 92 of the
Company's Articles of Association and,
being eligible, have offered himself for
re-election: Lim Tian Huat
5 To re-elect the following Director, who Mgmt For For
retire in accordance with Article 92 of the
Company's Articles of Association and,
being eligible, have offered himself for
re-election: Dato' Srikandan Kanagainthiram
6 To re-elect the following Director, who Mgmt For For
retire in accordance with Article 92 of the
Company's Articles of Association and,
being eligible, have offered himself for
re-election: YM Ungku Suseelawati Ungku
Omar
7 That Md Ali Md Dewal, retiring pursuant to Mgmt For For
Section 129 of the Companies Act, 1965, be
and is hereby re-appointed as a Director of
the Company to hold office until the next
Annual General Meeting
8 That Professor Philip Sutton Cox, retiring Mgmt For For
pursuant to Section 129 of the Companies
Act, 1965, be and is hereby re-appointed as
a Director of the Company to hold office
until the next Annual General Meeting
9 To approve the payment of Directors' fees Mgmt For For
for the financial year ending 31 December
2013 to be paid on a quarterly basis as
follows: (a) Directors' fees amounting to
RM210,000 per annum for the Non-Executive
Chairman and RM108,000 per annum for each
Non-Executive Director (b) Directors' fees
amounting to RM50,000 per annum for the
Non-Executive Audit Committee Chairman and
RM30,000 per annum for each Non-Executive
Audit Committee member (c) Directors' fees
amounting to RM25,000 per annum for the
Non-Executive Committee Chairman and
RM15,000 per annum for each Non-Executive
Committee member of other Committees
10 To re-appoint Messrs Ernst & Young as Mgmt For For
Auditors and to authorise the Directors to
fix their remuneration
11 Proposed authority to allot shares pursuant Mgmt For For
to section 132D of the companies act , 1965
12 Proposed renewal of shareholders' mandate Mgmt Against Against
for recurrent related party transactions of
a revenue or trading nature
13 Proposed new shareholders' mandate for Mgmt For For
additional recurrent related party
transactions of a revenue or trading nature
S.1 Proposed change of name : from Uem Land Mgmt For For
Holdings Berhad to Uem Sunrise Berhad
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION S.1.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES S.A. Agenda Number: 933665943
--------------------------------------------------------------------------------------------------------------------------
Security: 90400P101
Meeting Type: Special
Meeting Date: 12-Jul-2012
Ticker: UGP
ISIN: US90400P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ACQUISITION OF THE TOTAL Mgmt For For
SHARES ISSUED BY TEMMAR - TERMINAL MARITIMO
DO MARANHAO S.A. BY TERMINAL QUIMICO DE
ARATU S.A. - TEQUIMAR, A LIQUID BULK
STORAGE COMPANY INDIRECTLY CONTROLLED BY
THE COMPANY, ACCORDING TO THE MARKET
ANNOUNCEMENT RELEASED ON 05.27.2012.
--------------------------------------------------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES S.A. Agenda Number: 933762191
--------------------------------------------------------------------------------------------------------------------------
Security: 90400P101
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: UGP
ISIN: US90400P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND MANAGEMENT'S REPORT ON THE
BUSINESS REFERRING TO THE FISCAL YEAR ENDED
ON DECEMBER 31ST, 2012, TOGETHER WITH
REPORT FROM FISCAL COUNCIL.
2. APPROVAL OF THE ALLOCATION OF NET INCOME Mgmt For For
FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST,
2012.
3. DIRECTOR
A.M. LEVY VILLELA IGEL Mgmt For For
I. DE SOUZA MONTEIRO Mgmt For For
L.D.C. ANDRADE FILHO Mgmt For For
NILDEMAR SECCHES Mgmt For For
O.E.M. DE CARVALHO Mgmt For For
P.G. AGUIAR CUNHA Mgmt For For
PAULO VIEIRA BELOTTI Mgmt For For
PEDRO WONGTSCHOWSKI Mgmt For For
RENATO OCHMAN Mgmt For For
4. IN THE EVENT CUMULATIVE VOTING FOR THE Mgmt For For
ELECTION OF DIRECTORS IS REQUESTED AND,
THEREFORE, THE VOTING INSTRUCTION IN ITEM 3
ABOVE IS DISREGARDED, TO ALLOCATE THE TOTAL
NUMBER OF CUMULATIVE VOTES EQUALLY AMONG
THE DIRECTOR NOMINEES INCLUDED IN THE SLATE
OF DIRECTORS PROPOSED BY THE CURRENT BOARD
OF DIRECTORS.
5. BASED ON THE REQUEST FOR INSTALLATION OF Mgmt For For
THE FISCAL COUNCIL MADE BY SHAREHOLDERS
REPRESENTING MORE THAN 2% (TWO PERCENT) OF
THE SHARES ISSUED BY THE COMPANY, THE
ELECTION OF THE MEMBERS TO THE FISCAL
COUNCIL AND SETTING OF THEIR COMPENSATION.
6. SETTING OF MANAGEMENT'S MAXIMUM YEARLY Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UMW HOLDINGS BHD Agenda Number: 704577367
--------------------------------------------------------------------------------------------------------------------------
Security: Y90510101
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: MYL4588OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the year ended 31 December 2012
together with the Reports of the Directors
and Auditors thereon
2 To declare a final single-tier dividend of Mgmt For For
25.0 sen per share of RM0.50 each for the
year ended 31 December 2012, giving a total
gross dividend of 50.0 sen per share of
nominal value RM0.50 each for the year
3 To re-elect Datuk Syed Hisham bin Syed Mgmt For For
Wazir who is retiring in accordance with
Article 116 of the Company's Articles of
Association
4 To re-elect Khalid bin Sufat who is Mgmt For For
retiring in accordance with Article 123 of
the Company's Articles of Association
5 To approve Directors' fees of RM 1,581,000 Mgmt For For
for the year ended 31 December 2012
6 To re-appoint Messrs. Ernst & Young as Mgmt For For
Auditors for the ensuing financial year and
to authorise the Directors to fix their
remuneration
7 Proposed Renewal of Shareholders' Mandate Mgmt For For
for Existing Recurrent Related Party
Transactions and New Shareholders' Mandate
for Additional Recurrent Related Party
Transactions of a Revenue or Trading Nature
("Proposed Shareholders' Mandate")
8 Proposed Renewal of Authority for the Mgmt For For
Company to Purchase Its Own Shares
("Proposed Renewal of Share Buy-Back")
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN AMOUNT IN RESOLUTION 5. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT CHINA HOLDINGS LTD Agenda Number: 704370662
--------------------------------------------------------------------------------------------------------------------------
Security: G9222R106
Meeting Type: AGM
Meeting Date: 14-May-2013
Ticker:
ISIN: KYG9222R1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN20130402015.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN20130402013.pdf
1 To receive and approve the audited Mgmt For For
consolidated financial statements of the
Company and its subsidiaries and the
reports of the directors (the "Directors")
and the auditors of the Company for the
year ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.a To re-elect Mr. Lin Lung-Yi as a Mgmt For For
non-executive Director
3.b To re-elect Mr. Su Tsung-Ming as a Mgmt For For
non-executive Director
3.c To re-elect Mr. Yang Ing-Wuu as an Mgmt For For
independent non-executive Director
3.d To re-elect Mr. Lo Peter as an independent Mgmt For For
non-executive Director
4 To authorise the board of Directors to fix Mgmt For For
the remuneration of the Directors
5 To re-appoint PricewaterhouseCoopers as the Mgmt For For
auditors of the Company and authorise the
board of Directors to fix their
remuneration
6 To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with the unissued
shares of HKD 0.01 each in the share
capital of the Company, the aggregate
nominal amount of which shall not exceed
20% of the aggregate nominal amount of the
issued share capital of the Company as at
the date of passing of this resolution
7 To grant a general mandate to the Directors Mgmt For For
to repurchase the Company's shares up to
10% of the issued share capital of the
Company as at the date of passing of this
resolution
8 To add the nominal amount of the shares in Mgmt Against Against
the Company repurchased by the Company to
the general mandate granted to the
Directors under resolution no. 6 above
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT CHINA HOLDINGS LTD Agenda Number: 704460485
--------------------------------------------------------------------------------------------------------------------------
Security: G9222R106
Meeting Type: EGM
Meeting Date: 14-May-2013
Ticker:
ISIN: KYG9222R1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN201304251406.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0425/LTN201304251404.pdf
1 To approve and ratify the BJ Agreement and Mgmt For For
the BJ Transaction as contemplated
thereunder
2 To approve and ratify the KS Agreement and Mgmt For For
the KS Transaction as contemplated
thereunder
3 To approve the 2013 Framework Purchase Mgmt For For
Agreement and the Annual Caps
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 13 MAY 2013 TO
09 MAY 2013. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP, YONGKANG CITY, TAI Agenda Number: 704546401
--------------------------------------------------------------------------------------------------------------------------
Security: Y91475106
Meeting Type: AGM
Meeting Date: 25-Jun-2013
Ticker:
ISIN: TW0001216000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A1 The 2012 business operations Non-Voting
A2 The 2012 audited reports Non-Voting
A3 The adoption of IFRS for the adjustment of Non-Voting
profit distribution and special reserve
A4 The status of endorsement and guarantee for Non-Voting
investment
A5 The status of corporate bonds Non-Voting
A6 The revision to the rules of the board Non-Voting
meeting
B1 The 2012 business operations and financial Mgmt For For
statements
B2 The 2012 profit distribution. Proposed cash Mgmt For For
dividend: TWD1.4 per share
B3 The issuance of new shares from retained Mgmt For For
earnings. Proposed stock dividend: 60 SHS
for 1,000 SHS held
B4 The proposal of capital injection by Mgmt For For
issuing new shares to participate the
global depositary receipt (GDR) issuance or
the local rights issue
B5 The revision to the articles of Mgmt For For
incorporation
B6 The revision to the rules of the election Mgmt For For
of the directors and supervisors
B7 The revision to the rules of shareholder Mgmt For For
meeting
B8 The revision to the procedures of asset Mgmt For For
acquisition or disposal
B9 The revision to the procedures of monetary Mgmt For For
loans
B10 The revision to the procedures of Mgmt For For
endorsement and guarantee
B1111 Re-election of independent director: Mgmt For For
Lin,Yun ID NO.: G20106XXXX
B1112 Re-election of independent director: Mgmt For For
Zhou,Xing-Yi ID NO.: A12015XXXX
B1113 Re-election of independent director: Mgmt For For
You,Zhao-Tang ID NO.: E10139XXXX
B1121 Re-election of director: Gao-Quan Mgmt For For
Investment Co., Ltd. / TAX NO.: 2226XXXX
Representative: Gao,Qing-Yuan
B1122 Re-election of director: Gao-Quan Mgmt For For
Investment Co., Ltd. / TAX NO.: 2226XXXX
Representative: Gao,Xiu-Ling
B1123 Re-election of director: Gao-Quan Mgmt For For
Investment Co., Ltd. / TAX NO.: 2226XXXX
Representative: Luo,Zhi-Xian
B1124 Re-election of director: Hou,Bo-Ming ID Mgmt For For
NO.:D10146XXXX
B1125 Re-election of director: Hou,Bo-Yu ID NO.: Mgmt For For
D10110XXXX
B1126 Re-election of director: Yong-Yuan Mgmt For For
Investment Co., Ltd. / TAX NO.:2266XXXX
Representative: Wu,Zhong-He
B1127 Re-election of director: Tai-Bo Investment Mgmt For For
Co., Ltd. / TAX NO.: 2226XXXX
Representative: Wu,Pian-Zhi
B1128 Re-election of director: Lin,Cang-Sheng ID Mgmt For For
NO.: D10075XXXX
B1129 Re-election of director: Liu,Xiu-Ren ID Mgmt For For
NO.:A20023XXXX
11210 Re-election of director: Jiu,Fu Investment Mgmt For For
Co., LTD. / TAX NO.: 2200XXXX
Representative: Zheng,Gao-Hui
B12 The proposal to release non-competition Mgmt For For
restriction on the directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 112.3
AND 112.7 AND RECEIPT OF SHAREHOLDERS
NUMBERS. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
URALKALIY OJSC, BEREZNIKI Agenda Number: 704172650
--------------------------------------------------------------------------------------------------------------------------
Security: 91688E206
Meeting Type: EGM
Meeting Date: 12-Dec-2012
Ticker:
ISIN: US91688E2063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Distribution of the profit of OJSC Mgmt For For
"Uralkali" as dividends
2 Approval of the new edition of the Charter Mgmt For For
of OJSC "Uralkali"
3 Approval of the new edition of the Mgmt For For
Regulations on the Board of Directors of
OJSC "Uralkali"
4 Approval of the new edition of the Mgmt For For
Regulations on Remuneration and
Reimbursement of the Members of the Board
of Directors of OJSC "Uralkali"
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN PARTIAL AND SPLIT VOTING
CONDITIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
URALKALIY OJSC, BEREZNIKI Agenda Number: 704508437
--------------------------------------------------------------------------------------------------------------------------
Security: 91688E206
Meeting Type: AGM
Meeting Date: 04-Jun-2013
Ticker:
ISIN: US91688E2063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 199109 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 To approve the Procedure of the Annual Mgmt For For
General Meeting of Shareholders of OJSC
"Uralkali"
2 To approve the Annual Report of OJSC Mgmt For For
"Uralkali" for the year 2012
3 To approve the annual financial statements Mgmt For For
of OJSC "Uralkali" for 2012
4 To approve the distribution of profits of Mgmt For For
OJSC "Uralkali" based on the results of
2012: 1. To pay dividends for 2012 in the
amount of 3.9 rubles per one common share
of OJSC "Uralkali"; 2. To pay remuneration
to the members of the Revision Commission
in the amount of 287.4 thousand rubles
5.1 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Lydia Nikonova
5.2 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Alexandra Orlova
5.3 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Marina Parieva
5.4 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Artem Tkachev
5.5 To elect the following individual to the Mgmt For For
Revision Commission of OJSC "Uralkali":
Ksenia Tola
6 To approve the new edition of the Charter Mgmt For For
of OJSC "Uralkali"
7 To approve the new edition of the Mgmt For For
Regulations on the Board of Directors of
OJSC "Uralkali"
8 To approve the new edition of the Mgmt For For
Regulations on the General Meeting of
Shareholder of OJSC "Uralkali"
9 To approve the new edition of the Mgmt For For
Regulations on the Revision Commission of
OJSC "Uralkali"
10 To approve the new edition of the Mgmt For For
Regulations on Remuneration and
Reimbursement of the Members of the Board
of Directors of OJSC "Uralkali"
11 To approve the new edition of the Mgmt For For
Regulations on the Management Board of OJSC
"Uralkali"
12 To establish the price of the Mgmt For For
property-amount of obligations of OJSC
"Uralkali (hereinafter the Company), which
is the subject matter of the related party
transaction (series of interrelated
transactions),-Deed of Indemnity-executed
by OJSC "Uralkali" with each member of the
Board of Directors of OJSC "Uralkali"
(hereinafter the Deed)-as follows: the
price of the property (amount of
obligations of the Company) per each
interrelated transaction is based on the
fact that the maximum amount of indemnity
granted by the Company under each Deed may
not exceed (50) million US dollars and that
the total amount of indemnity is less than
two (2) percent of the balance-sheet value
of the assets of the Company according to
the financial statements of the Company as
of the last reporting date
13 To approve the Deeds of Indemnity executed Mgmt For For
by OJSC "Uralkali" with each member of the
Board of Directors of OJSC "Uralkali" as
interrelated related party transactions on
the following principle conditions: 1.
Parties to the transaction: member of the
Board of Directors of OJSC "Uralkali"
(Indemnified Party) and OJSC "Uralkali"
(Company); 2. Beneficiary (beneficiaries)
under the transaction: member of the Board
of Directors of OJSC "Uralkali"; 3. Price
of transaction: payments under each Deed
may not exceed fifty (50) million US
dollars; 4. Subject matter of transaction:
the Company must compensate the Indemnified
Party for all costs and losses (including
amounts of claims, losses, other reasonable
costs and expenses) borne by the
Indemnified Party in connection with any
claims, demands, lawsuits, investigations,
proceedings and liability arising from the
fact that the Indemnified Party acted in
the official capacity as a member of the
Board of Directors of the Company and a
member of a committee (committees) of the
Board of Directors of the Company. 5.
Validity of agreement (Deed): from the
moment when the Indemnified Party is
appointed to the Board of Directors of the
Company until the moment of termination of
the Deed by the parties (the period is
unlimited). The provisions of the Deed of
Indemnity remain valid after
termination/resignation of the Indemnified
Party from the Board of Directors; for the
avoidance of any doubt the provisions of
the Deed of Indemnity shall be applicable
only to the period of time during which the
Indemnified Party acted in the official
capacity as a member of the Board of
Directors
14.1 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion between OJSC
"Uralkali" (Customer) and Open Joint Stock
Company "Ural Science and Research and
Project Institute of Galurgia" (Contractor)
of contractor agreements (including
contractor agreements for project and
research work), non-gratis services
agreements, agreements for research and
development work, experimental development
work and technological work as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 1,100 million
rubles
14.2 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion between OJSC
"Uralkali" (Customer) and Closed Joint
Stock Company "VNII Galurgii" (Contractor)
of contractor agreements (including
contractor agreements for project and
research work), non-gratis services
agreements, agreements for research and
development work, experimental development
work and technological work as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 550 million
rubles
14.3 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion between OJSC
"Uralkali" (Contractor) and Closed Joint
Stock Company "Solikamsk Construction
Trust" (Contractor) of contractor
agreements and non-gratis services
agreements as related-party transactions
and as transactions which may be concluded
in the future in the normal course of
business of OJSC "Uralkali" and to
establish that the maximum amount of the
indicated transactions may not exceed 620
million rubles.4. Period of insurance: from
25 July 2012 until 24 July 2013
14.4 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of non-gratis
services agreements between OJSC "Uralkali"
(Customer) and Closed Joint Stock Company
"Registrator Intraco" (Contractor) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 9 million
rubles
14.5 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of contractor
agreements and non-gratis services
agreements between OJSC "Uralkali"
(Customer) and Limited Liability Company
Security Agency "Sheriff-Berezniki"
(Contractor) as related-party transactions
and as transactions which may be concluded
in the future in the normal course of
business of OJSC "Uralkali" and to
establish that the maximum amount of the
indicated transactions may not exceed 155
million rubles
14.6 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of lease
agreements between OJSC "Uralkali" (Lessor)
and Closed Joint Stock Company "Solikamsk
Construction Trust" (Lessee) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 5 million
rubles
14.7 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of lease
agreements between OJSC "Uralkali" (Lessor)
and Open Joint Stock Company "Ural Science
and Research and Project Institute of
Galurgia" (Lessee) as related-party
transactions and as transactions which may
be concluded in the future in the normal
course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 1.5
million rubles
14.8 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of lease
agreements between OJSC "Uralkali" (Lessor)
and Limited Liability Company
"Silvinit-Transport" (Lessee) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 0.05 million
rubles
14.9 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of lease
agreements between OJSC "Uralkali" (Lessee)
and Open Joint Stock Company "Ural Science
and Research and Project Institute of
Galurgia" (Lessor) as related-party
transactions and as transactions which may
be concluded in the future in the normal
course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 1
million rubles
14.10 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of sale and
purchase agreements and supply agreements
between OJSC "Uralkali" (Seller, Supplier)
and Closed Joint Stock Company "Solikamsk
Construction Trust" (Buyer) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 5 million
rubles
14.11 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of sale and
purchase agreements and supply agreements
between OJSC "Uralkali" (Seller, Supplier)
and Closed Joint Stock Company "Belarusian
Potash Company" (Buyer) as related-party
transactions and as transactions which may
be concluded in the future in the normal
course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 97
000 million rubles
14.12 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of sale and
purchase agreements and supply agreements
between OJSC "Uralkali" (Seller, Supplier)
and Open Joint Stock Company "Solikamsk
Magnesium Plant" (Buyer) as related-party
transactions and as transactions which may
be concluded in the future in the normal
course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 700
million rubles
14.13 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of sale and
purchase agreements and supply agreements
between OJSC "Uralkali" (Buyer) and Open
Joint Stock Company "Kopeisk
Machine-Building Plant" (Seller, Supplier)
as related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 1 700 million
rubles
14.14 On approval of transactions which may be Mgmt For For
concluded by OJSC "Uralkali" in the course
of its ordinary operations (pursuant to the
procedure indicated under Cl. 6, Article 83
of the Federal Law "On Joint Stock
Companies") as related party transactions:
To approve the conclusion of loan
agreements between OJSC "Uralkali" (Lender)
and Closed Joint Stock Company "Solikamsk
Construction Trust" (Borrower) as
related-party transactions and as
transactions which may be concluded in the
future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated
transactions may not exceed 150 million
rubles
14.15 Approve Related-Party Transactions Re: Mgmt For For
Capital Contributions to Subsidiaries
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
15.1 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Anton Averin
15.2 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Vladislav
Baumgertner
15.3 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Alexander
Voloshin
15.4 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Anna
Kolonchina
15.5 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Alexander
Malakh
15.6 Election of the member of the Board of Mgmt Against Against
Directors of OJSC "Uralkali": Vladislav
Mamulkin
15.7 Election of the member of the Board of Mgmt For For
Directors of OJSC "Uralkali": Robert John
Margetts
15.8 Election of the member of the Board of Mgmt For For
Directors of OJSC "Uralkali": Paul James
Ostling
15.9 Election of the member of the Board of Mgmt For For
Directors of OJSC "Uralkali": Gordon Holden
Sage
16 To approve Closed Joint Stock Company Mgmt For For
"PricewaterhouseCoopers Audit" as auditor
of the financial statements of OJSC
"Uralkali" prepared in compliance with the
International Financial Reporting Standards
(IFRS) for 2013
17 To approve Closed Joint Stock Company Mgmt For For
"PricewaterhouseCoopers Audit" as auditor
of the IFRS financial statements of OJSC
"Uralkali" prepared in compliance with the
requirements of the Federal Law "On
Consolidated Financial Statements" N 208-FZ
for 2013
18 To approve Limited Liability Company Audit Mgmt For For
Firm "BAT-Audit" as auditor of the
financial statements of OJSC "Uralkali"
prepared in compliance with the Russian
Standards of Accounting (RSA) for 2013
19.1 To establish the price of services under Mgmt For For
the insurance agreement-corporate directors
and officers liability policy with the
total limit of liability in the amount of
100 000 000 (One hundred million) US
dollars-as an amount not exceeding 235 000
(Two hundred thirty five thousand) US
dollars
19.2 To establish the price of services under Mgmt For For
the directors and officers liability
insurance agreement in view of public
offering of securities with the total limit
of liability in the amount of 50 000 000
(Fifty million) US dollars as 180 000 (One
hundred eighty thousand) US dollars
20.1 To approve the insurance Mgmt For For
agreement-Corporate Guard Directors and
Officer Liability Insurance Policy
(hereinafter the Insurance Agreement)-as a
related-party transaction on the following
conditions, as specified
20.2 To approve the insurance agreement-Public Mgmt For For
Offering of Securities Insurance
(hereinafter-Insurance Agreement)-as a
related-party transaction on the following
conditions, as specified
--------------------------------------------------------------------------------------------------------------------------
USINAS SIDERURGICAS DE MINAS GERAIS SA-USIMINAS, B Agenda Number: 704376171
--------------------------------------------------------------------------------------------------------------------------
Security: P9632E117
Meeting Type: AGM
Meeting Date: 16-Apr-2013
Ticker:
ISIN: BRUSIMACNPA6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 3 ONLY. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To take knowledge of the directors Non-Voting
accounts, to examine, discuss and vote the
company's consolidated financial statements
and the annual report for the fiscal year
ended December 31, 2012
2 To set the directors remuneration Non-Voting
3 To elect the members of the fiscal council, Mgmt For For
and their respective substitutes and set
their remuneration
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933772433
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A EVALUATION OF THE MANAGEMENT'S ANNUAL Mgmt For For
REPORT AND, ANALYSIS, DISCUSSION, AND VOTE
ON THE FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDING ON DECEMBER 31, 2012
O1B PROPOSAL FOR THE DESTINATION OF PROFITS FOR Mgmt For For
THE 2012 FISCAL YEAR
O1C ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
O1D ELECTION OF THE MEMBERS OF THE FISCAL Mgmt For For
COUNCIL
O1E ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt Abstain Against
SENIOR MANAGEMENT AND MEMBERS OF THE FISCAL
COUNCIL FOR THE YEAR 2013, AS WELL AS THE
ANNUAL GLOBAL REMUNERATION SUPPLEMENTATION
FOR THE 2012
E2A PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF VALE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
E2B CONSOLIDATION OF THE ARTICLES OF Mgmt For For
INCORPORATION TO REFLECT THE AMENDMENTS
APPROVED
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933772433
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E204
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: VALEP
ISIN: US91912E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A EVALUATION OF THE MANAGEMENT'S ANNUAL Mgmt For For
REPORT AND, ANALYSIS, DISCUSSION, AND VOTE
ON THE FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDING ON DECEMBER 31, 2012
O1B PROPOSAL FOR THE DESTINATION OF PROFITS FOR Mgmt For For
THE 2012 FISCAL YEAR
O1C ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
O1D ELECTION OF THE MEMBERS OF THE FISCAL Mgmt For For
COUNCIL
O1E ESTABLISHMENT OF THE REMUNERATION OF THE Mgmt Abstain Against
SENIOR MANAGEMENT AND MEMBERS OF THE FISCAL
COUNCIL FOR THE YEAR 2013, AS WELL AS THE
ANNUAL GLOBAL REMUNERATION SUPPLEMENTATION
FOR THE 2012
E2A PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF VALE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
E2B CONSOLIDATION OF THE ARTICLES OF Mgmt For For
INCORPORATION TO REFLECT THE AMENDMENTS
APPROVED
--------------------------------------------------------------------------------------------------------------------------
VODACOM GROUP LIMITED, SOUTH AFRICA Agenda Number: 703940367
--------------------------------------------------------------------------------------------------------------------------
Security: S9453B108
Meeting Type: AGM
Meeting Date: 20-Jul-2012
Ticker:
ISIN: ZAE000132577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Adoption of consolidated annual financial Mgmt For For
statements
2.O.2 Election of Mr SN Maseko as a director Mgmt For For
3.O.3 Election of Ms K Witts as a director Mgmt Against Against
4.O.4 Election of Mr DH Brown as a director Mgmt For For
5.O.5 Election of Mr IP Dittrich as a director Mgmt For For
6.O.6 Re-election of Mr PJ Uys as a director Mgmt For For
7.O.7 Re-election of Mr M Joseph as a director Mgmt Against Against
8.O.8 Re-appointment of Deloitte & Touche as Mgmt For For
auditors of the Company
9.O.9 Approval of the remuneration policy Mgmt For For
10O10 Re-election of Mr DH Brown as a member of Mgmt For For
the Audit, Risk and Compliance Committee of
the Company
11O11 Re-election of Mr PJ Moleketi as a member Mgmt Against Against
of the Audit, Risk and Compliance Committee
of the Company
12O12 Re-election of Ms A Kekana as a member of Mgmt For For
Audit, Risk and Compliance Committee of the
Company
13S.1 Adoption of new memorandum of Mgmt For For
incorporation
14S.2 General authority to repurchase shares in Mgmt For For
the company
15S.3 Increase in non-executive directors' fees Mgmt For For
16S.4 Financial assistance for any person Mgmt For For
envisaged in Section 44 of the Companies
Act
--------------------------------------------------------------------------------------------------------------------------
VTB BANK OJSC, MOSCOW Agenda Number: 704571733
--------------------------------------------------------------------------------------------------------------------------
Security: 46630Q202
Meeting Type: AGM
Meeting Date: 28-Jun-2013
Ticker:
ISIN: US46630Q2021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of JSC VTB Bank Annual Report Mgmt For For
2 To approve JSC VTB Bank Annual Financial Mgmt For For
Statements including Profit and Loss
Statement (JSC VTB Bank Profit and Loss
Account) for 2012
3 Approval of JSC VTB Bank profit allocation Mgmt For For
for the year 2012
4 Approve Dividends of RUB 0.00143 per Share Mgmt For For
5 Remuneration payment to the Supervisory Mgmt For For
Council members, who are not state
employees, in compliance with JSC VTB Bank
by-laws
6 Approval of the number of JSC VTB Bank Mgmt For For
Supervisory Council members
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES Non-Voting
TO THIS RESOLUTION REGARDING THE ELECTION
OF DIRECTORS. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY
QUESTIONS.
7.1 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: David Bonderman (an
independent member)
7.2 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Matthias Warnig
7.3 Election of JSC VTB Bank Supervisory Mgmt For For
Council member: Yves-Thibauil de Silguy (an
independent member)
7.4 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Sergey K. Dubinin
7.5 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Andrey L. Kostin
7.6 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Nikolay M. Kropachev (an
independent member)
7.7 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Gennady G. Melikyan
7.8 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Shahmar Movsumov (an
independent member)
7.9 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Alexey V. Moisseev
7.10 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Elena V. Popova
7.11 Election of JSC VTB Bank Supervisory Mgmt Against Against
Council member: Alexey V. Ulyukaev
8 Approval of the number of JSC VTB Bank Mgmt For For
Statutory Audit Commission members
9 To elect as members of JSC VTB Bank Mgmt For For
Statutory Audit Commission: Marina Al.
Kostina, Alexey B. Mironov, Zakhar B.
Sabantsev, Nikita V. Tikhonov, Maria Al.
Turukhina and Olga Yu. Filippova
10 To appoint CJSC "Ernst & Young Vneshaudit" Mgmt For For
as JSC VTB Bank Auditor to exercise a
mandatory annual audit of JSC VTB Bank for
2013
11 To approve the new edition of JSC VTB Bank Mgmt For For
Charter and authorize Mr. Andrey Kostin,
VTB Bank President and Chairman of the
Management Board, to sign the new edition
of JSC VTB Bank Charter and also the
application for the approval of the new
edition of JSC VTB Bank Charter to be
submitted to the Bank of Russia
12 To approve the new edition of the Mgmt For For
Regulation on Preparing, Convening and
Holding JSC VTB Bank General Shareholders
Meetings and to put it into effect as of
the date of state registration of the new
edition of JSC VTB Bank Charter
13 To approve the new edition of the Mgmt For For
Regulation on JSC VTB Bank Supervisory
Council and to put it into effect as of the
date of state registration of the new
edition of JSC VTB Bank Charter
14 To approve the new edition of the Mgmt For For
Regulation on JSC VTB Bank Management Board
and to put it into effect as of the date of
state registration of the new edition of
JSC VTB Bank Charter
15 To terminate JSC VTB Bank membership in the Mgmt For For
Professional Association of Registrars,
Transfer Agents and Depositories (PARTAD)
16 To approve the limits for interested party Mgmt For For
transactions to be possibly entered into by
JSC VTB Bank in the course of its ordinary
business in compliance with a list defined
by JSC VTB Bank Supervisory Council and
included in the information (materials) to
be disclosed to shareholders before the
Annual General Meeting of JSC VTB Bank
shareholders (Minutes of JSC VTB Bank
Supervisory Council meeting No.7as of
24.05.2013)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNTS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LTD Agenda Number: 704338323
--------------------------------------------------------------------------------------------------------------------------
Security: G9431R103
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker:
ISIN: KYG9431R1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321148.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0321/LTN20130321144.pdf
1 To consider and approve the financial Mgmt For For
statements and the reports of the directors
and the auditor for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.a To re-elect Mr. Tsai Eng-Meng as a director Mgmt For For
of the Company
3.b To re-elect Mr. Chu Chi-Wen as a director Mgmt Against Against
of the Company
3.c To re-elect Mr. Cheng Wen-Hsien as a Mgmt For For
director of the Company
3.d To re-elect Mr. Toh David Ka Hock as a Mgmt Against Against
director of the Company
3.e To re-elect Mr. Lee Kwang-Chou as a Mgmt Against Against
director of the Company
3.f To authorize the board of directors of the Mgmt For For
Company to fix the remuneration of all the
directors of the Company
4 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Company's auditor and authorize the board
of directors of the Company to fix their
remuneration for the period ending 31
December 2013
5 To grant a general mandate to the directors Mgmt For For
of the Company to exercise the powers of
the Company to repurchase the shares of the
Company in accordance with ordinary
resolution number 5 as set out in the
notice of Annual General Meeting
6 To grant a general mandate to the directors Mgmt Against Against
of the Company to allot, issue and deal
with additional shares of the Company in
accordance with ordinary resolution number
6 as set out in the notice of Annual
General Meeting
7 Conditional upon ordinary resolutions Mgmt Against Against
number 5 and 6 being passed, to extend the
general mandate granted to the directors of
the Company to allot, issue and deal with
additional shares of the Company in
accordance with ordinary resolution number
7 as set out in the notice of Annual
General Meeting
--------------------------------------------------------------------------------------------------------------------------
WEG SA, JARAGUA DO SUL Agenda Number: 704340520
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: AGM
Meeting Date: 23-Apr-2013
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements, external auditors and of the
finance committee and documents opinion
report relating to fiscal year ending
December 31, 2012
2 Destination of the year end and to confirm Mgmt For For
the decision of the board of directors,
relating to the distribution of dividends
and interest over capital
3 To set the global remuneration of the Mgmt For For
company directors
4 To elect of the fiscal council Mgmt For For
5 To set the global remuneration of the Mgmt For For
fiscal council members
6 Approval of the newspapers for publication Mgmt For For
of the legal notices
--------------------------------------------------------------------------------------------------------------------------
WEICHAI POWER CO LTD Agenda Number: 704049798
--------------------------------------------------------------------------------------------------------------------------
Security: Y9531A109
Meeting Type: EGM
Meeting Date: 27-Oct-2012
Ticker:
ISIN: CNE1000004L9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0907/LTN20120907641.pdf
1 To approve, confirm and ratify the Mgmt For For
Framework Agreement and the Transactions
--------------------------------------------------------------------------------------------------------------------------
WEICHAI POWER CO LTD Agenda Number: 704163827
--------------------------------------------------------------------------------------------------------------------------
Security: Y9531A109
Meeting Type: EGM
Meeting Date: 30-Nov-2012
Ticker:
ISIN: CNE1000004L9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 124770 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1114/LTN20121114434.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/1114/LTN20121114439.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0921/LTN20120921471.pdf
1 To consider and approve the Supplemental Mgmt For For
Agreement in respect of the sale of parts
and components of transmissions and related
products by SFGC to Fast Transmission and
the relevant New Caps
2 To consider and approve the Supplemental Mgmt For For
Agreement in respect of the purchase of
parts and components of transmissions and
related products by SFGC from Fast
Transmission and the relevant New Caps
3 To consider and approve the Supplemental Mgmt For For
Agreement in respect of the sale of
vehicles, parts and components of vehicles
and related products and provision of the
relevant services by Shaanxi Zhongqi (and
its subsidiaries) (as the case may be) to
Shaanxi Automotive (and its associates) (as
the case may be) and the relevant New Caps
4 To consider and approve the provision of a Mgmt Against Against
guarantee by the Company for the benefit of
its wholly owned subsidiary, Weichai Power
Hong Kong International Development Co.,
Limited
5 To consider and approve the amendments to Mgmt For For
the articles of association of the Company
as set out in the notice convening the EGM
: Article 7, Article 195, Article 199,
Article 200, Article 201, Article 202
--------------------------------------------------------------------------------------------------------------------------
WEICHAI POWER CO LTD Agenda Number: 704242851
--------------------------------------------------------------------------------------------------------------------------
Security: Y9531A109
Meeting Type: EGM
Meeting Date: 05-Mar-2013
Ticker:
ISIN: CNE1000004L9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0116/LTN20130116458.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0116/LTN20130116440.pdf
1 To consider and approve the Weichai Mgmt For For
Westport Supply Agreement dated 25 December
2012 in respect of the supply of basic
engines (or base engines), gas engine parts
and related products by the Company (and
its subsidiaries) (as the case may be) to
Weichai Westport and the relevant New Caps
2 To consider and approve the Weichai Mgmt For For
Westport Purchase Agreement dated 25
December 2012 in respect of the purchase of
gas engines, gas engine parts and related
products by the Company (and its
subsidiaries) (as the case may be) from
Weichai Westport and the relevant New Caps
3 To consider and approve the Weichai Mgmt For For
Westport Logistics Agreement dated 25
December 2012 in respect of the provision
of logistics services by Weichai Logistics
to Weichai Westport and the relevant new
caps
4 To consider and approve the Weichai Mgmt For For
Westport Leasing Agreement dated 25
December 2012 in respect of the leasing of
factory buildings by the Company to Weichai
Westport and the relevant new caps
--------------------------------------------------------------------------------------------------------------------------
WEICHAI POWER CO LTD Agenda Number: 704311872
--------------------------------------------------------------------------------------------------------------------------
Security: Y9531A109
Meeting Type: EGM
Meeting Date: 22-Apr-2013
Ticker:
ISIN: CNE1000004L9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0307/LTN20130307553.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0307/LTN20130307544.pdf
1 To consider and approve the possible Mgmt For For
exercise of the Call Options
2 To consider and approve the application of Mgmt For For
the Loan and the grant of the Guarantee by
the Company to its subsidiaries
--------------------------------------------------------------------------------------------------------------------------
WEICHAI POWER CO LTD Agenda Number: 704498270
--------------------------------------------------------------------------------------------------------------------------
Security: Y9531A109
Meeting Type: AGM
Meeting Date: 24-Jun-2013
Ticker:
ISIN: CNE1000004L9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0508/LTN20130508686.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0508/LTN20130508678.pdf
1 To consider and approve the Annual Report Mgmt For For
of the Company for the year ended 31
December 2012
2 To consider and approve the Report of the Mgmt For For
Board of Directors of the Company for the
year ended 31 December 2012
3 To consider and approve the Report of the Mgmt For For
Supervisory Committee of the Company for
the year ended 31 December 2012
4 To consider and receive the audited Mgmt For For
financial statements of the Company and the
Auditors' Report for the year ended 31
December 2012
5 To consider and approve the as specified Mgmt For For
(final financial report) of the Company for
the year ended 31 December 2012
6 To consider and approve the as specified Mgmt For For
(final budget report) of the Company for
the year ending 31 December 2013
7 To consider and approve the distribution of Mgmt For For
profit to the shareholders of the Company
for the year ended 31 December 2012
8 To consider and approve the appointment of Mgmt For For
Ernst & Young Hua Ming Certified Public
Accountants as specified as the auditors of
the Company
9 To consider and approve the appointment of Mgmt For For
as specified (Shandong Zheng Yuan Hexin
Accountants Limited) as the internal
control auditors of the Company
10 To consider and approve the granting of a Mgmt For For
mandate to the Board of Directors for
payment of interim dividend (if any) to the
shareholders of the Company for the year
ending 31 December 2013
11 To consider and approve the election of Mr. Mgmt For For
Gordon Riske as an executive Director of
the Company for a term from the date of the
AGM to 28 June 2015 (both days inclusive)
12 To consider and approve the New Financial Mgmt Against Against
Services Agreement dated 21 March 2013 in
respect of the provision of certain
financial services to the Group by Shandong
Finance and the relevant New Caps
13 To consider and approve the granting of a Mgmt Against Against
general mandate to the Board of Directors
to issue, amongst other things, new H
Shares
--------------------------------------------------------------------------------------------------------------------------
WOOLWORTHS HOLDINGS LTD, SOUTH AFRICA Agenda Number: 704084297
--------------------------------------------------------------------------------------------------------------------------
Security: S98758121
Meeting Type: AGM
Meeting Date: 15-Nov-2012
Ticker:
ISIN: ZAE000063863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Adoption of the Annual Financial Statements Mgmt For For
2.O.2 Reappointment of Ernst & Young Inc. and Mgmt For For
NEXIA SAB&T as joint auditors
3O3.1 Re election of Mr Tom Boardman as a Mgmt For For
director
3O3.2 Re election of Mr Mike Leeming as a Mgmt For For
director
3O3.3 Re election of Mr Chris Nissen as a Mgmt For For
director
3O3.4 Re election of Ms Thina Siwendu as a Mgmt For For
director
3O3.5 Re election of Mr Norman Thomson as a Mgmt For For
director
4.O.4 Election of Andrew Higginson as a director Mgmt For For
5O5.1 Election of Ms Lindiwe Bakoro as a audit Mgmt For For
committee member
5O5.2 Election of Mr Peter Bacon as a audit Mgmt For For
committee member
5O5.3 Election of Ms Zarina Bassa as a audit Mgmt For For
committee member
5O5.4 Election of Mr Andrew Higginson as a audit Mgmt For For
committee member
5O5.5 Election of Mr Mike Leeming as a audit Mgmt For For
committee member
6 Approval of remuneration policy Mgmt For For
7.S.1 Remuneration for the non-executive Mgmt For For
directors
8.S.2 General authority to repurchase shares Mgmt For For
9.S.3 Financial assistance to related or Mgmt For For
interrelated companies or corporations
10S.4 Issue of shares or options and grant of Mgmt For For
financial assistance in terms of the
company's share-based incentive schemes
11S.5 Approval and adoption of Memorandum of Mgmt For For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
WOORI FINANCE HOLDINGS CO LTD, SEOUL Agenda Number: 704576149
--------------------------------------------------------------------------------------------------------------------------
Security: Y9695X119
Meeting Type: EGM
Meeting Date: 14-Jun-2013
Ticker:
ISIN: KR7053000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of partial amendment to articles Mgmt For For
of incorporation
2 Election of chairman of board of directors: Mgmt For For
Soon Woo Lee
--------------------------------------------------------------------------------------------------------------------------
WOORI INVESTMENT & SECURITIES CO LTD, SEOUL Agenda Number: 704131399
--------------------------------------------------------------------------------------------------------------------------
Security: Y9694X102
Meeting Type: EGM
Meeting Date: 12-Nov-2012
Ticker:
ISIN: KR7005940002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of director candidate: I Seon Jae Mgmt Against Against
2 Election of the member of Audit Committee, Mgmt Against Against
who is not the outside director. Candidate:
I Seon Jae
--------------------------------------------------------------------------------------------------------------------------
WOORI INVESTMENT & SECURITIES CO LTD, SEOUL Agenda Number: 704614076
--------------------------------------------------------------------------------------------------------------------------
Security: Y9694X102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker:
ISIN: KR7005940002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement: Expected Mgmt For For
Cash Dividend: KRW 100 per Ordinary Share,
KRW 150 Per Preferred Share
2 Amendment of the articles of incorporation Mgmt For For
3 Election of Inside Director, Candidate: Kim Mgmt For For
Won Gyu; Election of Outside Directors,
Candidates: Sin Dong Hyeok, An Deok Geun
4 Election of Audit Committee Member who is Mgmt For For
an Outside: Sin Dong Hyeok, An Deok Geun
5 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YTL CORP BHD Agenda Number: 704151430
--------------------------------------------------------------------------------------------------------------------------
Security: Y98610101
Meeting Type: AGM
Meeting Date: 27-Nov-2012
Ticker:
ISIN: MYL4677OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect Tan Sri Dato' (Dr) Francis Yeoh Mgmt For For
Sock Ping as Director who retires pursuant
to Article 84 of the Company's Articles of
Association
2 To re-elect Dato' Sri Michael Yeoh Sock Mgmt For For
Siong as Director who retires pursuant to
Article 84 of the Company's Articles of
Association
3 To re-elect Dato' Yeoh Soo Keng as Director Mgmt For For
who retires pursuant to Article 84 of the
Company's Articles of Association
4 To re-elect Faiz Bin Ishak who retires Mgmt For For
pursuant to Article 90 of the Company's
Articles of Association
5 That Tan Sri Dato' Seri (Dr) Yeoh Tiong Mgmt For For
Lay, retiring pursuant to Section 129(6) of
the Companies Act, 1965, be and is hereby
re-appointed a Director of the Company to
hold office until the next Annual General
Meeting
6 That Dato' (Dr) Yahya Bin Ismail, retiring Mgmt For For
pursuant to Section 129(6) of the Companies
Act, 1965, be and is hereby re-appointed a
Director of the Company to hold office
until the next Annual General Meeting
7 That Eu Peng Meng @ Leslie Eu, retiring Mgmt For For
pursuant to Section 129(6) of the Companies
Act, 1965, be and is hereby re-appointed a
Director of the Company to hold office
until the next Annual General Meeting
8 To approve the payment of Directors' fees Mgmt For For
amounting to RM533,333 for the financial
year ended 30 June 2012
9 To re-appoint the Auditors and to authorise Mgmt For For
the Directors to fix their remuneration
10 Proposed authority to allot shares pursuant Mgmt For For
to section 132d of the companies act, 1965
11 Proposed renewal of share buy-back Mgmt For For
authority
12 Proposed renewal of shareholder mandate and Mgmt For For
new shareholder mandate for recurrent
related party transactions of a revenue or
trading nature
--------------------------------------------------------------------------------------------------------------------------
YTL POWER INTERNATIONAL BHD Agenda Number: 704153371
--------------------------------------------------------------------------------------------------------------------------
Security: Y9861K107
Meeting Type: AGM
Meeting Date: 27-Nov-2012
Ticker:
ISIN: MYL6742OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To re-elect the following Director who Mgmt For For
retires pursuant to Article 84 of the
Company's Articles of Association: Tan Sri
Dato' (Dr) Francis Yeoh Sock Ping
2 To re-elect the following Director who Mgmt For For
retires pursuant to Article 84 of the
Company's Articles of Association: Tan Sri
Datuk Dr Aris Bin Osman @Othman
3 To re-elect the following Director who Mgmt For For
retires pursuant to Article 84 of the
Company's Articles of Association: Dato'
Yeoh Soo Min
4 To re-elect the following Director who Mgmt For For
retires pursuant to Article 84 of the
Company's Articles of Association: Dato'
Yeoh Soo Keng
5 That Tan Sri Dato' Seri (Dr) Yeoh Tiong Mgmt For For
Lay, retiring pursuant to Section 129(6) of
the Companies Act, 1965, be and is hereby
re-appointed a Director of the Company to
hold office until the next Annual General
Meeting
6 That Dato' (Dr) Yahya bin Ismail, retiring Mgmt For For
pursuant to Section 129(6) of the Companies
Act, 1965, be and is hereby re-appointed a
Director of the Company to hold office
until the next Annual General Meeting
7 To approve the payment of Directors' fees Mgmt For For
amounting to RM610,000 for the financial
year ended 30 June 2012
8 To re-appoint the Auditors and to authorise Mgmt For For
the Directors to fix their remuneration
9 Proposed authority to allot shares pursuant Mgmt For For
to Section 132D of the Companies Act, 1965
10 Proposed renewal of share buy-back Mgmt For For
authority
11 Proposed renewal of shareholder mandate and Mgmt For For
new shareholder mandate for recurrent
related party transactions of a revenue or
trading nature
--------------------------------------------------------------------------------------------------------------------------
YUEXIU PROPERTY CO LTD Agenda Number: 703950798
--------------------------------------------------------------------------------------------------------------------------
Security: Y9863Z102
Meeting Type: EGM
Meeting Date: 23-Jul-2012
Ticker:
ISIN: HK0123000694
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0629/LTN20120629967.pdf
1 That approval (which, where relevant, shall Mgmt For For
include approval by way of ratification) be
and is hereby given for: (a) the
Subscription (including the Company and
Tower Top entering into the Subscription
Deed and the Supplemental Subscription
Deed) and the consummation of transactions
contemplated under the Subscription Deed
and the Supplemental Subscription Deed as
more particularly described in the Circular
and on the terms and conditions set out in
the Subscription Deed and the Supplemental
Subscription Deed; (b) the Assignment
(including the Company entering into the
Indebtedness Agreement and the Supplemental
Indebtedness Agreement) and the
consummation of the transactions
contemplated under the Indebtedness
Agreement and the Supplemental Indebtedness
Agreement as more particularly described in
the Circular and on the CONTD
CONT CONTD terms and conditions set out in the Non-Voting
Indebtedness Agreement and the Supplemental
Indebtedness Agreement; (c) pursuant to the
Subscription Deed, the Company entering
into the Deed of Top-up Payments at
Completion, and the consummation of
transactions contemplated under the Deed of
Top-up Payments as more particularly
described in the Circular and on the terms
and conditions set out in the Deed of
Top-up Payments; and (d) the Special
Distribution Entitlement Waiver
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 20 JUL 2012 TO
19 JUL 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YUEXIU PROPERTY CO LTD Agenda Number: 704462059
--------------------------------------------------------------------------------------------------------------------------
Security: Y9863Z102
Meeting Type: AGM
Meeting Date: 03-Jun-2013
Ticker:
ISIN: HK0123000694
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0429/LTN20130429278.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0429/LTN20130429622.pdf
1 To adopt the audited consolidated financial Mgmt For For
statements for the year ended 31December
2012 and the reports of the directors and
independent auditor thereon
2 To declare a final dividend and a special Mgmt For For
dividend
3.I To re-elect Mr Zhang Zhaoxing as director Mgmt For For
3.II To re-elect Mr Yu Lup Fat Joseph as Mgmt Against Against
director
3.III To re-elect Mr Lee Ka Lun as director Mgmt Against Against
3.IV To authorise the board to fix directors' Mgmt For For
remuneration
4 To re-appoint PricewaterhouseCoopers as Mgmt Against Against
auditor of the Company and to authorise the
board to fix their remuneration
5.A To give a general mandate to the directors Mgmt For For
to repurchase shares of the Company
(Ordinary Resolution No. 5A of the notice
of the Meeting)
5.B To give a general mandate to the directors Mgmt Against Against
to issue and deal with additional shares in
the Company (Ordinary Resolution No. 5B of
the notice of the Meeting)
5.C To include the nominal amount of the shares Mgmt Against Against
repurchased by the Company to the mandate
granted to the directors under Resolution
5B (Ordinary Resolution No. 5C of the
notice of the Meeting)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 31 MAY TO 27 MAY
2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YUHAN CORP, SEOUL Agenda Number: 704283720
--------------------------------------------------------------------------------------------------------------------------
Security: Y9873D109
Meeting Type: AGM
Meeting Date: 15-Mar-2013
Ticker:
ISIN: KR7000100008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of limit of remuneration for Mgmt For For
directors
3 Approval of limit of remuneration for Mgmt For For
auditors
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD Agenda Number: 704027817
--------------------------------------------------------------------------------------------------------------------------
Security: Y9891F102
Meeting Type: EGM
Meeting Date: 12-Oct-2012
Ticker:
ISIN: CNE1000004S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2012/0828/LTN20120828373.pdf
1 That an interim dividend of Rmb6 cents per Mgmt For For
share in respect of the six months ended
June 30, 2012 be and is hereby approved and
declared
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO LTD Agenda Number: 704488508
--------------------------------------------------------------------------------------------------------------------------
Security: Y9891F102
Meeting Type: AGM
Meeting Date: 21-Jun-2013
Ticker:
ISIN: CNE1000004S4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0507/LTN20130507357.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0507/LTN20130507509.pdf
1 To consider and approve the report of the Mgmt For For
directors of the Company (the "Directors")
for the year 2012
2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year 2012
3 To consider and approve the audited Mgmt For For
financial statements of the Company for the
year 2012
4 To consider and approve final dividend of Mgmt For For
Rmb24 cents per share in respect of the
year ended December 31, 2012
5 To consider and approve the final accounts Mgmt For For
of the Company for the year 2012 and the
financial budget of the Company for the
year 2013
6 To consider and approve the re-appointment Mgmt For For
of Deloitte Touche Tohmatsu Certified
Public Accountants Hong Kong as the Hong
Kong auditors of the Company, and to
authorize the board of directors of the
Company (the "Board") to fix their
remuneration
7 To consider and approve the re-appointment Mgmt For For
of Pan China Certified Public Accountants
as the PRC auditors of the Company, and to
authorize the Board to fix their
remuneration
8 To approve and confirm: a. the agreement Mgmt For For
dated March 20, 2013 (the "Communications
Group Agreement") entered into between the
Company and Zhejiang Communications
Investment Group Co., Ltd. (a copy of which
is produced to the AGM marked "1" and
initialed by the chairman of the AGM for
the purpose of identification), and the
terms and conditions thereof and the
transactions contemplated thereunder and
the implementation thereof; b. the
agreement dated March 20, 2013 (the "Yiwu
Agreement") entered into between the
Company and Yiwu Communications Development
Co., Ltd. (a copy of which has been
produced to the AGM marked "2" and
initialed by the chairman of the AGM for
the purpose of identification), and the
terms and conditions thereof and the
transactions contemplated thereunder and
the implementation thereof; and to approve
CONTD
CONT CONTD ratify and confirm the authorization Non-Voting
to any one of the Directors, or any other
person authorized by the Board from time to
time, for and on behalf of the Company,
among other matters, to sign, seal,
execute, perfect, perform and deliver all
such agreements, instruments, documents and
deeds, and to do all such acts, matters and
things and take all such steps as he or she
or they may in his or her or their absolute
discretion consider to be necessary,
expedient, desirable or appropriate to give
effect to and implement the Communications
Group Agreement or the Yiwu Agreement or
both of them and the transactions
contemplated thereunder and all matters
incidental to, ancillary to or in
connection thereto, including agreeing and
making any modifications, amendments,
waivers, variations or extensions of the
CONTD
CONT CONTD Communications Group Agreement or the Non-Voting
Yiwu Agreement or the transactions
contemplated thereunder
9 To approve and confirm the proposed issue Mgmt For For
of domestic corporate bonds by the Company
with an aggregate principal amount of up to
RMB1 billion ("Domestic Corporate Bonds"),
on the conditions set forth below: (1)
Issuer: The Company. (2) Place of issue:
The PRC. (3) Aggregate principal amount: Up
to RMB1 billion, which can be issued in
single or multiple tranche(s) subject to
the approval of China Securities Regulatory
Commission (the "CSRC"). Subject to the
granting of authority by the shareholders
of the Company (the "Shareholders") to the
Board at the AGM, details of issue size and
tranches are intended to be determined by
the Board according to the financial
requirements of the Company and market
conditions prevailing at the time of issue.
(4) Arrangement for issue to Shareholders:
The Domestic Corporate Bonds will not CONTD
CONT CONTD be offered to the Shareholders on a Non-Voting
preferential basis. (5) Maturity: Up to 10
years, the Domestic Corporate Bonds may be
issued in single or multiple tranche(s)
with different maturity. Subject to the
granting of authority by the Shareholders
to the Board at the AGM, the maturity and
the issue size of each tranche are intended
to be determined by the Board according to
the requirements of the Company and market
conditions prevailing at the time of issue.
(6) Use of proceeds: The proceeds from the
proposed issue of the Domestic Corporate
Bonds are intended to be used by the
Company to improve its capital structure
and to supplement the working capital of
the Company. Subject to the granting of
authority by the Shareholders to the Board
at the AGM, details of the use of proceeds
are intended to be determined by the CONTD
CONT CONTD Board according to the financial Non-Voting
conditions of the Company. (7) Listing: An
application for listing and trading of the
Domestic Corporate Bonds (subject to the
fulfillment of relevant listing
requirements) shall be made with the
Shanghai Stock Exchange as soon as
practicable following the completion of the
proposed issue of the Domestic Corporate
Bonds. Subject to the approval of relevant
regulatory authorities, applications for
listing and trading of the Domestic
Corporate Bonds may be made with other
stock exchange(s) permitted by applicable
laws. (8) Term of validity of the
resolutions: The proposed Shareholders
resolutions to be passed at the AGM in
respect of the proposed issue of Domestic
Corporate Bonds, if passed, shall be valid
for 30 months from the date of passing of
the relevant resolutions at the AGM. CONTD
CONT CONTD and to approve and confirm the Non-Voting
granting of authority to the Board to deal
with all matters relating to the proposed
issue and listing of the Domestic Corporate
Bonds in the absolute discretion of the
Board in accordance with the applicable
laws and regulations (including, among
others, the Company Law of the PRC, the
Securities Law of the PRC and the Tentative
Methods on Issue of Corporate Bonds
promulgated by the CSRC) and the articles
of association of the Company, including,
but not limited to the following: (1) to
formulate specific plan and terms for the
issue of the Domestic Corporate Bonds
according to the requirements of the
relevant laws and regulations, the
Shareholders resolutions passed at the AGM
and market conditions, including but not
limited to the issue size, maturity, type
of bonds, CONTD
CONT CONTD interest rate and method of Non-Voting
determination, timing of issue (including
whether to issue in tranches and their
respective size and maturity), security
plan, whether to allow repurchase and
redemption, use of proceeds, rating,
subscription method, term and method of
repayment of principal and interests,
listing and all other matters relating to
the issue and listing of the Domestic
Corporate Bonds; (2) to appoint
intermediaries in connection with the
listing applications of the Domestic
Corporate Bonds and the actual listing of
the bonds; including but is not limited to
the authorisation, execution, performance,
variation and completion of all necessary
documents, contracts and agreements
(including, among others, prospectus,
subscription agreement, underwriting
agreement, trustee deed, listing agreement,
CONTD
CONT CONTD announcements and other legal Non-Voting
documents) and other relevant disclosures
as required by relevant laws and
regulations; (3) to appoint a trustee for
the proposed issue of the Domestic
Corporate Bonds, to execute relevant trust
deed and to determine rules for meetings of
holders of the Domestic Corporate Bonds;
(4) subject to any matters which require
Shareholders' approval, to make appropriate
adjustments to the proposal for the
proposed issue and terms of the Domestic
Corporate Bonds in accordance with the
comments (if any) from the relevant PRC
regulatory authorities; and (5) in the
event of the Company's expected failure to
repay the principal and interests of the
Domestic Corporate Bonds as scheduled or
when such amounts fall due, to implement,
as a minimum, the following measures: a.
not to declare any profit CONTD
CONT CONTD distributions to the Shareholders; b. Non-Voting
to postpone the implementation of capital
expenditure projects such as material
investments, acquisitions or mergers; c. to
reduce or discontinue the payment of
salaries and bonuses of the Directors and
senior management of the Company; and d.
not to transfer or second away any key
officers of the Company; (6) to deal with
any other matters relating to the proposed
issue and listing of the Domestic Corporate
Bonds; (7) subject to the term of validity
of the Shareholders resolutions as
mentioned above, the authority granted to
the Board to deal with the above matters
will take effect from the date of the
passing of the relevant Shareholders
resolution at the AGM until all the
authorized matters in relation to the
proposed issue of the Domestic Corporate
Bonds have been CONTD
CONT CONTD completed; and (8) at the same time Non-Voting
as the authorities mentioned under
paragraphs (1) - (6) above are granted, the
Board shall be authorised to delegate to
Mr. Wu Junyi the powers to deal with all
specific matters relating to the proposed
issue and listing of the Domestic Corporate
Bonds within the limit of the authorities
granted to the Board as mentioned above
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 20 JUNE TO 21
MAY 2013. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO. Agenda Number: 703966513
--------------------------------------------------------------------------------------------------------------------------
Security: Y9895V103
Meeting Type: EGM
Meeting Date: 30-Aug-2012
Ticker:
ISIN: CNE100000X85
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0713/LTN20120713367.pdf
1 To consider and approve the resolution Mgmt For For
relating to the amendment to the Articles
of Association: Articles 228 and 156
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
ASG Managed Futures Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Harris Associates Large Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 933795025
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
FIONA P. DIAS Mgmt For For
DARREN R. JACKSON Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
J. PAUL RAINES Mgmt For For
GILBERT T. RAY Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
JIMMIE L. WADE Mgmt For For
2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS.
4. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO PERMIT
STOCKHOLDERS TO CALL A SPECIAL MEETING.
5. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP (DELOITTE) AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For
GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
VOTES.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO RESTRICTING SERVICE ON OTHER BOARDS BY
DIRECTORS OF AIG.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933727577
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1F. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
AUTOLIV, INC. Agenda Number: 933747327
--------------------------------------------------------------------------------------------------------------------------
Security: 052800109
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ALV
ISIN: US0528001094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT W. ALSPAUGH Mgmt For For
BO I. ANDERSSON Mgmt For For
WOLFGANG ZIEBART Mgmt For For
2. ADVISORY VOTE ON AUTOLIV, INC.'S 2012 Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF ERNST & YOUNG AB AS INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933791027
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: DENNIS D. DAMMERMAN Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933753243
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1F. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1G. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1H. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2013.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2012 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4A. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
4B. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: REMOVING ANY
DIRECTOR FROM OFFICE.
4C. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: CERTAIN
BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 933822896
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 24-Jun-2013
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1B ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1C ELECTION OF DIRECTOR: MITCHELL D. STEENROD Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE AMENDMENTS TO THE CARMAX, INC. Mgmt For For
ARTICLES OF INCORPORATION TO DECLASSIFY THE
BOARD OF DIRECTORS.
5 TO APPROVE AMENDMENTS TO THE CARMAX, INC. Mgmt For For
ARTICLES OF INCORPORATION TO UPDATE AND
MODIFY CERTAIN PROVISIONS RELATING TO
INDEMNIFICATION.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933736716
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
5. TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
7. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
9. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
10. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
11. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
12. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
13. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS OF CARNIVAL PLC.
14. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2012 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE FISCAL 2012 COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
16. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2012 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
17. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
19. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933784781
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE A. DUFFY Mgmt For For
CHARLES P. CAREY Mgmt For For
MARK E. CERMAK Mgmt For For
MARTIN J. GEPSMAN Mgmt For For
LEO MELAMED Mgmt For For
JOSEPH NICIFORO Mgmt For For
C.C. ODOM II Mgmt For For
JOHN F. SANDNER Mgmt For For
DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933753382
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2. ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4. ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5. ELECTION OF DIRECTOR: CARL WARE Mgmt For For
6. ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
7. ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
8. ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
9. ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
10. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
11. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2013.
12. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933744852
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. TO RE-APPOINT AUDITORS, RATIFY INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM & AUTHORIZE
DIRECTORS TO DETERMINE FEES PAID TO
AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr Against For
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr Against For
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933677099
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 24-Sep-2012
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1L. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933728947
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: RUPERT H. JOHNSON, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H. ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
3. STOCKHOLDER PROPOSAL ON GENOCIDE-FREE Shr Against For
INVESTING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933803935
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1M. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
1N. ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr Against For
5. EXECUTIVE STOCK RETENTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933753255
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL TO ADOPT SIMPLE Shr For Against
MAJORITY VOTE RIGHT.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933758611
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For
2006 EQUITY INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 933688802
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 01-Nov-2012
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt For For
ERIC K. BRANDT Mgmt For For
MICHAEL R. CANNON Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
CHRISTINE A. HECKART Mgmt For For
GRANT M. INMAN Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
KRISHNA C. SARASWAT Mgmt For For
WILLIAM R. SPIVEY Mgmt For For
ABHIJIT Y. TALWALKAR Mgmt For For
2. ADVISORY VOTE ON FISCAL YEAR 2012 EXECUTIVE Mgmt For For
COMPENSATION ("SAY ON PAY").
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 933782244
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK A. Mgmt For For
HENDERSON
1E. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1F. ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: W. MITT ROMNEY Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1L. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933809761
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1G. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1H. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1J. ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1K. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933781999
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2013.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT ON EXECUTIVE
COMPENSATION, IF PRESENTED.
5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN EXECUTIVE STOCK RETENTION
POLICY, IF PRESENTED.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A HUMAN RIGHTS REPORT, IF
PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A NUTRITION REPORT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt For For
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr For Against
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933784464
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1C. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
1E. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE AMENDMENTS TO THE NATIONAL OILWELL Mgmt For For
VARCO, INC. LONG-TERM INCENTIVE PLAN.
5. APPROVE THE NATIONAL OILWELL VARCO, INC. Mgmt For For
ANNUAL CASH INCENTIVE PLAN FOR EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933673471
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2012
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO AMEND THE ARTICLES OF INCORPORATION TO Mgmt Against Against
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
4. TO RE-APPROVE AND AMEND THE NIKE, INC. Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933785531
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2013
FISCAL YEAR.
3. COMPANY PROPOSAL TO APPROVE THE OMNICOM Mgmt Against Against
GROUP INC. 2013 INCENTIVE AWARD PLAN.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
6. SHAREHOLDER PROPOSAL REGARDING STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt Against Against
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933691683
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 24-Oct-2012
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt Against Against
PARKER-HANNIFIN CORPORATION 2009 OMNIBUS
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL TO AMEND OUR CODE OF Shr Against For
REGULATIONS TO SEPARATE THE ROLES OF
CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE
OFFICER.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 933720167
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 05-Feb-2013
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
BARRY C. JOHNSON Mgmt For For
W.T. MCCORMICK, JR. Mgmt For For
KEITH D. NOSBUSCH Mgmt For For
B. TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
C. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE,INC. Agenda Number: 933792889
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRITS VAN PAASSCHEN Mgmt For For
BRUCE W. DUNCAN Mgmt For For
ADAM M. ARON Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
THOMAS E. CLARKE Mgmt For For
CLAYTON C. DALEY, JR. Mgmt For For
LIZANNE GALBREATH Mgmt For For
ERIC HIPPEAU Mgmt For For
AYLWIN B. LEWIS Mgmt For For
STEPHEN R. QUAZZO Mgmt For For
THOMAS O. RYDER Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE STARWOOD'S 2013 LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933737693
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1G. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1H. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1I. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1J. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933747315
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013.
4. FUTURE EXTRAORDINARY RETIREMENT BENEFITS. Shr Against For
5. ACTION BY WRITTEN CONSENT. Shr For Against
6. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933779754
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
03 APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt Against Against
RESTATED STOCK INCENTIVE PLAN (2013)
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
COMMITTEE
06 SHAREHOLDER PROPOSAL REGARDING GOLDMAN Shr Against For
SACHS LOBBYING DISCLOSURE
07 SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
08 SHAREHOLDER PROPOSAL REGARDING MAXIMIZATION Shr Against For
OF VALUE FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933727109
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2002 EXECUTIVE
PERFORMANCE PLAN, AS AMENDED.
4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO FUTURE SEPARATION OF CHAIRMAN
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933770681
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1G ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1I ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2 APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2014.
3 APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 933842026
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: TM
ISIN: US8923313071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DISTRIBUTION OF SURPLUS Mgmt For
2A. ELECTION OF DIRECTOR: TAKESHI UCHIYAMADA Mgmt For
2B. ELECTION OF DIRECTOR: AKIO TOYODA Mgmt For
2C. ELECTION OF DIRECTOR: SATOSHI OZAWA Mgmt For
2D. ELECTION OF DIRECTOR: NOBUYORI KODAIRA Mgmt For
2E. ELECTION OF DIRECTOR: MITSUHISA KATO Mgmt For
2F. ELECTION OF DIRECTOR: MASAMOTO MAEKAWA Mgmt For
2G. ELECTION OF DIRECTOR: MAMORU FURUHASHI Mgmt For
2H. ELECTION OF DIRECTOR: YASUMORI IHARA Mgmt For
2I. ELECTION OF DIRECTOR: SEIICHI SUDO Mgmt For
2J. ELECTION OF DIRECTOR: KOEI SAGA Mgmt For
2K. ELECTION OF DIRECTOR: KIYOTAKA ISE Mgmt For
2L. ELECTION OF DIRECTOR: SHIGEKI TERASHI Mgmt For
2M. ELECTION OF DIRECTOR: YOSHIMASA ISHII Mgmt For
2N. ELECTION OF DIRECTOR: IKUO UNO Mgmt For
2O. ELECTION OF DIRECTOR: HARUHIKO KATO Mgmt For
2P. ELECTION OF DIRECTOR: MARK T. HOGAN Mgmt For
3. PARTIAL AMENDMENT OF THE ARTICLES OF Mgmt For
INCORPORATION
4. PAYMENT OF EXECUTIVE BONUSES Mgmt For
--------------------------------------------------------------------------------------------------------------------------
TRW AUTOMOTIVE HOLDINGS CORP. Agenda Number: 933755184
--------------------------------------------------------------------------------------------------------------------------
Security: 87264S106
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: TRW
ISIN: US87264S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JODY G. MILLER Mgmt For For
JOHN C. PLANT Mgmt For For
NEIL P. SIMPKINS Mgmt For For
2. THE RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT THE CONSOLIDATED FINANCIAL
STATEMENTS OF TRW AUTOMOTIVE HOLDINGS CORP.
FOR 2013.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
Loomis Sayles Capital Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933751869
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H.L. BURNSIDE Mgmt For For
EDWARD J. RAPP Mgmt For For
ROY S. ROBERTS Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF ABBVIE FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 3 Years Against
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
TO APPROVE EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK Mgmt For For
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933792118
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT L. HANSON Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. KETTELER Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: DAVID M. SABLE Mgmt For For
2. PROPOSAL TWO. HOLD AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL THREE. RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LEAD BATTERIES REPORT. Shr Against For
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933754916
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1B. ELECTION OF DIRECTOR: BLAKE E. DEVITT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL D. FOSLER Mgmt For For
1E. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. AMENDMENT OF ARTICLE SIXTH OF THE AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFIED STRUCTURE OF THE
BOARD OF DIRECTORS
5. AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION GRANTING
HOLDERS OF AT LEAST 25% OF OUTSTANDING
COMMON STOCK THE RIGHT TO CALL A SPECIAL
MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS B. CAMPBELL Mgmt Against Against
1C. ELECTION OF DIRECTOR: JAMES M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: LAURIE H. GLIMCHER, M.D. Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL GROBSTEIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: ALAN J. LACY Mgmt Against Against
1G. ELECTION OF DIRECTOR: VICKI L. SATO, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: ELLIOT SIGAL, M.D., PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: GERALD L. STORCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: TOGO D. WEST, JR. Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933785757
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
W. BRUCE HANKS Mgmt Withheld Against
C. G. MELVILLE, JR. Mgmt For For
FRED R. NICHOLS Mgmt For For
WILLIAM A. OWENS Mgmt For For
HARVEY P. PERRY Mgmt For For
GLEN F. POST, III Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt Withheld Against
2 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt Against Against
INDEPENDENT AUDITOR FOR 2013.
3 ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
4A SHAREHOLDER PROPOSAL REGARDING EQUITY Shr Against For
COMPENSATION.
4B SHAREHOLDER PROPOSAL REGARDING BONUS Shr Against For
DEFERRALS.
4C SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
4D SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: ALICE P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: GEORGE L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: CARL WARE Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr Against For
11. SPECIAL MEETINGS Shr For Against
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933742202
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
ANDREA L. SAIA Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933764739
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt Withheld Against
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt Withheld Against
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt Withheld Against
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE IN CONTROL
4. TO ADOPT A RECAPITALIZATION PLAN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933772902
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: DO
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
1B ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON Mgmt Against Against
1C ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt For For
1D ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt For For
1F ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt For For
1G ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Against Against
1H ELECTION OF DIRECTOR: CLIFFORD M. SOBEL Mgmt For For
1I ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Against Against
1J ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 933743533
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: WILLIAM CAVANAUGH III Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN H. COHEN Mgmt For For
1D. ELECTION OF DIRECTOR: NGAIRE E. CUNEO Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES R. EITEL Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN C. JISCHKE, Mgmt For For
PHD.
1G. ELECTION OF DIRECTOR: DENNIS D. OKLAK Mgmt For For
1H. ELECTION OF DIRECTOR: MELANIE R. SABELHAUS Mgmt For For
1I. ELECTION OF DIRECTOR: PETER M. SCOTT, III Mgmt For For
1J. ELECTION OF DIRECTOR: JACK R. SHAW Mgmt For For
1K. ELECTION OF DIRECTOR: LYNN C. THURBER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT J. WOODWARD Mgmt For For
JR.
2. RESOLVED, THAT SHAREHOLDERS APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933745145
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON INDEPENDENT BOARD CHAIR Shr For Against
5. ON LOBBYING REPORT Shr For Against
6. ON GENETICALLY ENGINEERED SEED Shr Against For
7. ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933689575
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 21, 2012, AMONG EATON CORPORATION,
COOPER INDUSTRIES PLC, NEW EATON
CORPORATION (F/K/A ABEIRON LIMITED),
ABEIRON II LIMITED (F/K/A COMDELL LIMITED),
TURLOCK B.V. AND TURLOCK CORPORATION, AS
AMENDED BY AMENDMENT NO. 1 TO THE
TRANSACTION AGREEMENT, DATED JUNE 22, 2012,
AND APPROVING THE MERGER.
2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For
EATON TO ALLOW THE CREATION OF
DISTRIBUTABLE RESERVES OF NEW EATON WHICH
ARE REQUIRED UNDER IRISH LAW IN ORDER TO
ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND
TO PAY DIVIDENDS AND REPURCHASE OR REDEEM
SHARES FOLLOWING COMPLETION OF THE
TRANSACTION.
3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN EATON AND
ITS NAMED EXECUTIVE OFFICERS RELATING TO
THE TRANSACTION AGREEMENT.
4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt Against Against
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933763357
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL T. ADDISON Mgmt For For
ANTHONY J. ALEXANDER Mgmt For For
MICHAEL J. ANDERSON Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt For For
WILLIAM T. COTTLE Mgmt For For
ROBERT B. HEISLER, JR. Mgmt Withheld Against
JULIA L. JOHNSON Mgmt For For
TED J. KLEISNER Mgmt Withheld Against
DONALD T. MISHEFF Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
CHRISTOPHER D. PAPPAS Mgmt Withheld Against
CATHERINE A. REIN Mgmt Withheld Against
GEORGE M. SMART Mgmt For For
WES M. TAYLOR Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
ARTICLES OF INCORPORATION AND AMENDED CODE
OF REGULATIONS TO ALLOW FOR A MAJORITY
VOTING POWER THRESHOLD
5. SHAREHOLDER PROPOSAL: CEO COMPENSATION Shr Against For
BENCHMARKING
6. SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS Shr Against For
7. SHAREHOLDER PROPOSAL: EQUITY RETENTION Shr Against For
8. SHAREHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD
9. SHAREHOLDER PROPOSAL: ACT BY WRITTEN Shr For Against
CONSENT
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt Against Against
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt Against Against
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt Against Against
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt Against Against
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt Against Against
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr For Against
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933755716
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: GSK
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
3 TO ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
4 TO ELECT JING ULRICH AS A DIRECTOR Mgmt For For
5 TO ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt Against Against
DIRECTOR
7 TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt Against Against
12 TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
16 TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt Against Against
17 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT AUDITORS Mgmt For For
19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
S22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
S23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
S25 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 933673370
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 13-Sep-2012
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL J. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM C. COBB Mgmt For For
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID BAKER LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE C. ROHDE Mgmt For For
1H. ELECTION OF DIRECTOR: TOM D. SEIP Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES F. WRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF THE 2013 LONG-TERM INCENTIVE Mgmt For For
PLAN.
5. APPROVAL OF THE AMENDED AND RESTATED 2000 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
6. SHAREHOLDER PROPOSAL CONCERNING PROXY Shr Against For
ACCESS, IF PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933743999
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD M. BRACKEN Mgmt Withheld Against
R. MILTON JOHNSON Mgmt Withheld Against
JOHN P. CONNAUGHTON Mgmt Withheld Against
KENNETH W. FREEMAN Mgmt Withheld Against
THOMAS F. FRIST III Mgmt Withheld Against
WILLIAM R. FRIST Mgmt Withheld Against
CHRISTOPHER R. GORDON Mgmt Withheld Against
JAY O. LIGHT Mgmt Withheld Against
GEOFFREY G. MEYERS Mgmt Withheld Against
MICHAEL W. MICHELSON Mgmt Withheld Against
JAMES C. MOMTAZEE Mgmt Withheld Against
STEPHEN G. PAGLIUCA Mgmt Withheld Against
WAYNE J. RILEY, M.D. Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt Against Against
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt Against Against
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt Against Against
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt Against Against
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt Against Against
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt Against Against
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt Against Against
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt Against Against
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933759043
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C. ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE Mgmt Against Against
1F. ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1G. ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt Against Against
1H. ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt Against Against
1I. ELECTION OF DIRECTOR: NINA G. VACA Mgmt Against Against
1J. ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt Against Against
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL: POLICY ON ANIMAL Shr Against For
CRUELTY RELATED TO THE SALE OF PRODUCTS
CONTAINING ANIMAL FUR.
5. SHAREHOLDER PROPOSAL: INDEPENDENT BOARD Shr For Against
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933777635
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: LO
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE LORILLARD, INC. AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS (THE
"DECLASSIFICATION AMENDMENT") AND PROVIDE
FOR THE ANNUAL ELECTION OF DIRECTORS.
2.1 ELECTION OF ANDREW H. CARD, JR. AS A Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL THE ANNUAL
MEETING OF SHAREHOLDERS FOR 2014 (OR AS
CLASS II DIRECTORS UNTIL THE ANNUAL MEETING
OF SHAREHOLDERS FOR 2016 IF THE
DECLASSIFICATION AMENDMENT IN PROPOSAL NO.
1 IS NOT APPROVED).
2.2 ELECTION OF VIRGIS W. COLBERT AS A DIRECTOR Mgmt Against Against
TO HOLD OFFICE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS FOR 2014 (OR AS CLASS II
DIRECTORS UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS FOR 2016 IF THE
DECLASSIFICATION AMENDMENT IN PROPOSAL NO.
1 IS NOT APPROVED).
2.3 ELECTION OF RICHARD W. ROEDEL AS A DIRECTOR Mgmt For For
TO HOLD OFFICE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS FOR 2014 (OR AS CLASS II
DIRECTORS UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS FOR 2016 IF THE
DECLASSIFICATION AMENDMENT IN PROPOSAL NO.
1 IS NOT APPROVED).
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against
LOBBYING POLICIES AND PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt Withheld Against
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 933797360
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. HOWARD NYE Mgmt For For
LAREE E. PEREZ Mgmt Withheld Against
DENNIS L. REDIKER Mgmt Withheld Against
2. TO AMEND MARTIN MARIETTA MATERIALS, INC.'S Mgmt For For
ARTICLES OF INCORPORATION TO PROVIDE FOR
MAJORITY VOTING IN DIRECTOR ELECTIONS OTHER
THAN CONTESTED ELECTIONS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
4. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF MARTIN MARIETTA
MATERIALS, INC.'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933782319
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933758368
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1.4 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1.6 ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1.7 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933746440
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BRATTON Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1H. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL RE: ENCOURAGE Shr Against For
SUPPLIER(S) TO PUBLISH AN ANNUAL
SUSTAINABILITY REPORT.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY Agenda Number: 933726498
--------------------------------------------------------------------------------------------------------------------------
Security: 636180101
Meeting Type: Annual
Meeting Date: 07-Mar-2013
Ticker: NFG
ISIN: US6361801011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. CARROLL Mgmt For For
CRAIG G. MATTHEWS Mgmt For For
DAVID F. SMITH Mgmt For For
2. VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933758851
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt Against Against
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt Against Against
1G. ELECTION OF DIRECTOR: BURTON M. JOYCE Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt Against Against
1I. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt Against Against
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING OF STOCKHOLDERS.
4. APPROVAL OF AN AMENDMENT TO THE NORFOLK Mgmt For For
SOUTHERN BYLAWS GIVING STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933768802
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt Against Against
1E. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against
1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2013.
4. SHAREHOLDER PROPOSAL REGARDING ADDITIONAL Shr Against For
DISCLOSURE OF LOBBYING ACTIVITIES.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 933738657
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN T. BOTTOMLEY Mgmt Withheld Against
JOHN K. DWIGHT Mgmt For For
JANET M. HANSEN Mgmt For For
MARK W. RICHARDS Mgmt For For
2. APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE CERTIFICATE OF INCORPORATION.
4. RATIFY KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: VICTOR J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933772798
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt For For
PHILIP G. COX Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt For For
STUART E. GRAHAM Mgmt For For
STUART HEYDT Mgmt For For
RAJA RAJAMANNAR Mgmt For For
CRAIG A. ROGERSON Mgmt For For
WILLIAM H. SPENCE Mgmt For For
NATICA VON ALTHANN Mgmt For For
KEITH H. WILLIAMSON Mgmt For For
2 APPROVAL OF AMENDMENT TO PPL CORPORATION'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5 SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr For Against
SPENDING REPORT
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 933783753
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: SAN
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2012
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2012
O3 APPROPRIATION OF PROFITS, DECLARATION OF Mgmt For For
DIVIDEND
O4 APPOINTMENT OF A DIRECTOR (FABIENNE Mgmt For For
LECORVAISIER)
O5 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN SHARES ISSUED BY
THE COMPANY
E6 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUANCE, WITH
PREEMPTIVE RIGHTS MAINTAINED, OF SHARES
AND/OR SECURITIES GIVING ACCESS TO THE
COMPANY'S CAPITAL AND/OR SECURITIES GIVING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
INSTRUMENTS
E7 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUANCE, WITH
PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES
AND/OR SECURITIES GIVING ACCESS TO THE
COMPANY'S CAPITAL AND/OR SECURITIES GIVING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
INSTRUMENTS BY PUBLIC OFFERING
E8 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE Mgmt For For
RIGHT, SHARES OR SECURITIES GIVING ACCESS
TO THE COMPANY'S CAPITAL AS CONSIDERATION
FOR ASSETS TRANSFERRED TO THE COMPANY AS A
CAPITAL CONTRIBUTION IN KIND IN THE FORM OF
SHARES OR SECURITIES GIVING ACCESS TO THE
CAPITAL OF ANOTHER COMPANY
E9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS
E10 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO CARRY OUT INCREASES
IN THE SHARE CAPITAL BY INCORPORATION OF
SHARE PREMIUM, RESERVES, PROFITS OR OTHER
ITEMS
E11 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUANCE OF SHARES
OR SECURITIES GIVING ACCESS TO THE
COMPANY'S CAPITAL RESERVED FOR MEMBERS OF
SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE
RIGHT IN THEIR FAVOR
E12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE
RIGHT, EXISTING OR NEW RESTRICTED SHARES IN
FULL OR PARTIAL SUBSTITUTION FOR THE
DISCOUNT TO A CAPITAL INCREASE RESERVED FOR
SALARIED EMPLOYEES
E13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO GRANT, WITHOUT PREEMPTIVE
RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE
SHARES
E14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLATION OF
TREASURY SHARES
E15 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 933775275
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For
02 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For
03 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For
DIRECTOR.
04 ELECTION OF PATRICK DUFF AS A DIRECTOR. Mgmt For For
05 ELECTION OF WILLIAM V. HICKEY AS A Mgmt For For
DIRECTOR.
06 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For
DIRECTOR.
07 ELECTION OF KENNETH P. MANNING AS A Mgmt Against Against
DIRECTOR.
08 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For
DIRECTOR.
09 ELECTION OF JEROME A. PERIBERE AS A Mgmt For For
DIRECTOR.
10 ELECTION OF RICHARD L. WAMBOLD AS A Mgmt For For
DIRECTOR.
11 ELECTION OF JERRY R. WHITAKER AS A Mgmt For For
DIRECTOR.
12 APPROVAL OF THE AMENDED 2005 CONTINGENT Mgmt For For
STOCK PLAN OF SEALED AIR CORPORATION.
13 APPROVAL OF THE AMENDED PERFORMANCE-BASED Mgmt For For
COMPENSATION PROGRAM OF SEALED AIR
CORPORATION.
14 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
15 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933750920
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE STANLEY BLACK & DECKER 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2013 FISCAL YEAR.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933737693
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARK A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: PAMELA H. PATSLEY Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROBERT E. SANCHEZ Mgmt Against Against
1G. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD K. TEMPLETON Mgmt For For
1J. ELECTION OF DIRECTOR: CHIRSTINE TODD WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933746262
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 09-Apr-2013
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1L. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE HILLSHIRE BRANDS COMPANY Agenda Number: 933686694
--------------------------------------------------------------------------------------------------------------------------
Security: 432589109
Meeting Type: Annual
Meeting Date: 25-Oct-2012
Ticker: HSH
ISIN: US4325891095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TODD A. BECKER Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt Against Against
1C. ELECTION OF DIRECTOR: ELLEN L. BROTHERS Mgmt For For
1D. ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E. ELECTION OF DIRECTOR: SEAN M. CONNOLLY Mgmt For For
1F. ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Mgmt Against Against
1G. ELECTION OF DIRECTOR: CRAIG P. OMTVEDT Mgmt For For
1H. ELECTION OF DIRECTOR: SIR IAN PROSSER Mgmt Against Against
1I. ELECTION OF DIRECTOR: JONATHAN P. WARD Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. VOTE ON APPROVAL OF THE 2012 LONG-TERM Mgmt For For
INCENTIVE STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Against Against
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Against Against
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Against Against
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933777887
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt Against Against
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Against Against
1K. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
PROVIDE ADDITIONAL AUTHORITY TO ISSUE
PREFERRED STOCK.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933802387
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: FP
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For For
STATEMENTS DATED DECEMBER 31, 2012.
O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS DATED DECEMBER 31, 2012.
O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For
DIVIDEND.
O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY.
O5 RENEWAL OF THE APPOINTMENT OF MR. THIERRY Mgmt Against Against
DESMAREST AS A DIRECTOR.
O6 RENEWAL OF THE APPOINTMENT OF MR. GUNNAR Mgmt Against Against
BROCK AS A DIRECTOR.
O7 RENEWAL OF THE APPOINTMENT OF MR. GERARD Mgmt Against Against
LAMARCHE AS A DIRECTOR.
Z APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For
EMPLOYEE SHAREHOLDERS: TO VOTE FOR
CANDIDATE: MR. CHARLES KELLER*-ELECT FOR TO
VOTE FOR CANDIDATE: MR. PHILIPPE
MARCHANDISE*-ELECT AGAINST
O10 DETERMINATION OF THE TOTAL AMOUNT OF Mgmt For For
DIRECTORS COMPENSATION.
E11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR
THE COMPANY'S SHARES TO CERTAIN EMPLOYEES
OF THE GROUP AS WELL AS TO THE MANAGEMENT
OF THE COMPANY OR OF OTHER GROUP COMPANIES,
ENTAILING SHAREHOLDERS' WAIVER OF THEIR
PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES
ISSUED AS A RESULT OF THE EXERCISE OF
SUBSCRIPTION OPTIONS.
E12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL UNDER THE CONDITIONS PROVIDED IN
ARTICLES L. 3332-18 AND FOLLOWING THE
FRENCH LABOUR CODE, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO
THE SUBSCRIPTION OF SHARES BY GROUP
EMPLOYEES.
O13 ESTABLISHMENT OF AN INDEPENDENT ETHICS Shr Against For
COMMITTEE.
O14 COMPONENTS OF THE COMPENSATION OF CORPORATE Shr Against For
OFFICERS AND EMPLOYEES THAT ARE LINKED TO
INDUSTRIAL SAFETY INDICATORS.
O15 TOTAL'S COMMITMENT TO THE DIVERSITY LABEL. Shr Against For
O16 EMPLOYEE REPRESENTATIVE ON THE COMPENSATION Shr Against For
COMMITTEE.
E17 EXPANSION OF INDIVIDUAL SHARE OWNERSHIP Shr Against For
(LOYALTY DIVIDEND).
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933816881
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE 2012 ANNUAL REPORT, Mgmt No vote
INCLUDING THE CONSOLIDATED FINANCIAL
STATEMENT OF TRANSOCEAN LTD. FOR FISCAL
YEAR 2012 AND THE STATUTORY FINANCIAL
STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL
YEAR 2012.
2 APPROPRIATION OF THE AVAILABLE EARNINGS FOR Mgmt No vote
FISCAL YEAR 2012.
3A APPROVAL OF THE COMPANY'S PAYMENT OF A Mgmt No vote
DIVIDEND IN PRINCIPLE.
3B1 COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT Mgmt No vote
OF USD 2.24 PER SHARE. MARK EITHER 3B1 OR
3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1
AND 3B2 YOUR VOTE WILL BE INVALID AND WILL
NOT BE COUNTED).
3B2 ICAHN GROUP DISTRIBUTION PROPOSAL, IN AN Mgmt No vote
AMOUNT OF USD 4.00 PER SHARE. MARK EITHER
3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR
BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID
AND WILL NOT BE COUNTED).
4 READOPTION OF AUTHORIZED SHARE CAPITAL, Mgmt No vote
ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP
TO A MAXIMUM OF 74,728,750 SHARES OF THE
COMPANY.
5 REPEAL OF STAGGERED BOARD. Mgmt No vote
6A ELECTION OF COMPANY NOMINEE: FREDERICO F. Mgmt No vote
CURADO COMPANY MANAGEMENT RECOMMENDS A VOTE
"FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6B ELECTION OF COMPANY NOMINEE: STEVEN L. Mgmt No vote
NEWMAN COMPANY MANAGEMENT RECOMMENDS A VOTE
"FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6C ELECTION OF COMPANY NOMINEE: THOMAS W. Mgmt No vote
CASON COMPANY MANAGEMENT RECOMMENDS A VOTE
"FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6D ELECTION OF COMPANY NOMINEE: ROBERT M. Mgmt No vote
SPRAGUE COMPANY MANAGEMENT RECOMMENDS A
VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6E ELECTION OF COMPANY NOMINEE: J. MICHAEL Mgmt No vote
TALBERT COMPANY MANAGEMENT RECOMMENDS A
VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6F ELECTION OF ICAHN GROUP NOMINEE: JOHN J. Shr No vote
LIPINSKI COMPANY MANAGEMENT RECOMMENDS A
VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF
YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID
AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6G ELECTION OF ICAHN GROUP NOMINEE: JOSE MARIA Shr No vote
ALAPONT COMPANY MANAGEMENT RECOMMENDS A
VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF
YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID
AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6H ELECTION OF ICAHN GROUP NOMINEE: SAMUEL Shr No vote
MERKSAMER COMPANY MANAGEMENT RECOMMENDS A
VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF
YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID
AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
7 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH,
AS THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM.
8 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRONOX LIMITED Agenda Number: 933827834
--------------------------------------------------------------------------------------------------------------------------
Security: 897051207
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: TROX
ISIN: AU000XINEOA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CASEY Mgmt For For
ANDREW P. HINES Mgmt For For
WAYNE A. HINMAN Mgmt Withheld Against
ILAN KAUFTHAL Mgmt Withheld Against
JEFFRY N. QUINN Mgmt For For
PETER JOHNSTON Mgmt Withheld Against
2. TO APPROVE THE TRONOX LIMITED ANNUAL Mgmt For For
PERFORMANCE BONUS PLAN.
3. TO APPROVE THE APPOINTMENT OF THE TRONOX Mgmt For For
LIMITED INDEPENDENT REGISTERED PUBLIC
AUDITOR, WHO WILL SERVE UNTIL THAT AUDITOR
RESIGNS OR IS REMOVED.
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS (THE "SAY-ON-PAY
VOTE").
5. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 3 Years Against
BASIS, THE FREQUENCY OF THE SAY-ON-PAY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 933780163
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: E. MICHAEL CAULFIELD Mgmt For For
1.2 ELECTION OF DIRECTOR: RONALD E. GOLDSBERRY Mgmt For For
1.3 ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL J. PASSARELLA Mgmt For For
2. TO ADOPT AN AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE COMPANY'S ANNUAL INCENTIVE Mgmt For For
PLAN.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933661123
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: VOD
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2012
2 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt Against
DIRECTOR (MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE)
3 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For
4 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt Against
5 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For
6 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For
7 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
8 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE)
9 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For
OF THE AUDIT AND RISK COMMITTEE)
10 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
11 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
12 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
13 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE)
14 TO APPROVE A FINAL DIVIDEND OF 6.47 PENCE Mgmt For
PER ORDINARY SHARE
15 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For
BOARD FOR THE YEAR ENDED 31 MARCH 2012
16 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For
17 TO AUTHORISE THE AUDIT & RISK COMMITTEE TO Mgmt For
DETERMINE THE REMUNERATION OF THE AUDITOR
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For
S19 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For
PRE-EMPTION RIGHTS
S20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES (SECTION 701, COMPANIES ACT
2006)
21 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For
EXPENDITURE
S22 TO AUTHORISE THE CALLING OF A GENERAL Mgmt Against
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933713465
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 09-Jan-2013
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS Mgmt For For
INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
5. SHAREHOLDER PROPOSAL ON A POLICY REGARDING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS OF
SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933750209
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt Against Against
1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL REGARDING A Shr Against For
REQUIREMENT FOR SENIOR EXECUTIVES TO HOLD A
SIGNIFICANT PERCENTAGE OF EQUITY AWARDS
UNTIL RETIREMENT, IF PROPERLY PRESENTED AT
THE MEETING.
5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr For Against
OF POLITICAL CONTRIBUTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
6. STOCKHOLDER PROPOSAL REGARDING COMPENSATION Shr Against For
BENCHMARKING CAP, IF PROPERLY PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933743773
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. FULTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1E. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1F. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1G. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt For For
1I. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. PROPOSAL TO APPROVE THE WEYERHAEUSER Mgmt For For
COMPANY 2013 LONG-TERM INCENTIVE PLAN
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
APPOINTMENT OF AUDITORS
Loomis Sayles Multi-Asset Real Return Fund
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Against Against
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CLEAN ENERGY FUELS CORP. Agenda Number: 933759029
--------------------------------------------------------------------------------------------------------------------------
Security: 184499101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: CLNE
ISIN: US1844991018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANDREW J. LITTLEFAIR Mgmt For For
WARREN I. MITCHELL Mgmt For For
JOHN S. HERRINGTON Mgmt For For
JAMES C. MILLER III Mgmt For For
JAMES E. O'CONNOR Mgmt For For
BOONE PICKENS Mgmt For For
KENNETH M. SOCHA Mgmt For For
VINCENT C. TAORMINA Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3 ADVISORY, NON-BINDING VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4 TO APPROVE OUR EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC Agenda Number: 933757190
--------------------------------------------------------------------------------------------------------------------------
Security: 19075F106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CIE
ISIN: US19075F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH H. BRYANT Mgmt Withheld Against
N. JOHN LANCASTER Mgmt For For
JON A. MARSHALL Mgmt For For
KENNETH A. PONTARELLI Mgmt Withheld Against
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2013.
3. APPROVAL OF THE COBALT INTERNATIONAL Mgmt For For
ENERGY, INC. LONG TERM INCENTIVE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933748747
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt Against Against
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt Against Against
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt Against Against
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt Against Against
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt For For
ORGANIZATION AND BYLAWS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY
LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt Against Against
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt Against Against
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt Against Against
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt Against Against
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt Against Against
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr For Against
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933803935
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against Against
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1M. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
1N. ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr For Against
5. EXECUTIVE STOCK RETENTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933758611
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt Against Against
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt Against Against
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt Against Against
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For
2006 EQUITY INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933745068
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS AND CORPORATE VALUES
6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933717639
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 23-Jan-2013
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID P. ABNEY Mgmt For For
JULIE L. BUSHMAN Mgmt For For
EUGENIO CLARIOND Mgmt For For
JEFFREY A. JOERRES Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS FOR 2013.
3. APPROVE THE PROPOSED RESTATEMENT OF THE Mgmt For For
RESTATED ARTICLES OF INCORPORATION.
4. APPROVE THE JOHNSON CONTROLS, INC. 2012 Mgmt For For
OMNIBUS INCENTIVE PLAN.
5. APPROVE ON AN ADVISORY BASIS NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
6. CONSIDER A SHAREHOLDER PROPOSAL FOR AN Shr For Against
INDEPENDENT CHAIR OF THE BOARD OF
DIRECTORS.
7. CONSIDER A SHAREHOLDER PROPOSAL TO PERMIT Shr For Against
SHAREHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933743103
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2013.
3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For
VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr For Against
REGARDING THE COMPANY'S LOBBYING
ACTIVITIES, POLICIES AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933771289
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt Against Against
1C. ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt Against Against
1F. ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt Against Against
1I. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING WRITTEN Shr For Against
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt Against Against
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933738669
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B. ELECTION OF DIRECTOR: ALSTON D. CORRELL Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY C. CROWE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1E. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1F. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For
LINNENBRINGER
1H. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: FRANK W. SCRUGGS Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1M. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR
2013.
--------------------------------------------------------------------------------------------------------------------------
TESORO CORPORATION Agenda Number: 933752532
--------------------------------------------------------------------------------------------------------------------------
Security: 881609101
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: TSO
ISIN: US8816091016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY F. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY J. GOFF Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN H. GRAPSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MARY PAT MCCARTHY Mgmt For For
1G. ELECTION OF DIRECTOR: J.W. NOKES Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN TOMASKY Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL E. WILEY Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICK Y. YANG Mgmt For For
2. TO CONDUCT AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO APPROVE THE TESORO CORPORATION AMENDED Mgmt Against Against
AND RESTATED 2011 LONG-TERM INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933692825
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1H ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1I ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. TO APPROVE THE AMENDED AND RESTATED 2005 Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933680173
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 04-Oct-2012
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS E. COCHRAN Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
2. RATIFICATION OF ELECTION OF ONE DIRECTOR, Mgmt For For
HAROLD H. MACKAY.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
MAY 31, 2013 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF MAY 31, 2013.
4. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Against Against
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Against Against
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Against Against
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933777887
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt Against Against
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Against Against
1K. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
PROVIDE ADDITIONAL AUTHORITY TO ISSUE
PREFERRED STOCK.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
WESTERN REFINING, INC. Agenda Number: 933804254
--------------------------------------------------------------------------------------------------------------------------
Security: 959319104
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: WNR
ISIN: US9593191045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM D. SANDERS Mgmt For For
RALPH A. SCHMIDT Mgmt For For
JEFF A. STEVENS Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2013.
Loomis Sayles Senior Floating Rate and Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Strategic Alpha Fund
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933764979
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt Against Against
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LEAD BATTERIES REPORT. Shr Against For
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933755451
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD L. BECK Mgmt For For
WILLIAM D. BIRCHALL Mgmt Withheld Against
DONALD J. CARTY Mgmt For For
GUSTAVO CISNEROS Mgmt Withheld Against
ROBERT M. FRANKLIN Mgmt For For
J. BRETT HARVEY Mgmt Withheld Against
DAMBISA MOYO Mgmt For For
BRIAN MULRONEY Mgmt Withheld Against
ANTHONY MUNK Mgmt Withheld Against
PETER MUNK Mgmt Withheld Against
STEVEN J. SHAPIRO Mgmt Withheld Against
JAMIE C. SOKALSKY Mgmt Withheld Against
JOHN L. THORNTON Mgmt Withheld Against
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Against Against
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Against Against
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt Against Against
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr Against For
11. SPECIAL MEETINGS Shr For Against
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG Agenda Number: 933792360
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: DTE
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. RESOLUTION ON THE APPROPRIATION OF NET Mgmt No vote
INCOME.
3. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt No vote
OF THE MEMBERS OF THE BOARD OF MANAGEMENT
FOR THE 2012 FINANCIAL YEAR.
4. RESOLUTION ON THE APPROVAL OF THE ACTIONS Mgmt No vote
OF THE MEMBERS OF THE SUPERVISORY BOARD FOR
THE 2012 FINANCIAL YEAR.
5. RESOLUTION ON THE APPOINTMENT OF THE Mgmt No vote
INDEPENDENT AUDITOR AND THE GROUP AUDITOR
FOR THE 2013 FINANCIAL YEAR.
6. ELECTION OF A SUPERVISORY BOARD MEMBER. Mgmt No vote
7. ELECTION OF A SUPERVISORY BOARD MEMBER. Mgmt No vote
8. RESOLUTION ON AMENDMENT TO SUPERVISORY Mgmt No vote
BOARD REMUNERATION & RELATED AMENDMENT TO
SECTION 13 ARTICLES OF INCORPORATION.
9. RESOLUTION ON THE CANCELLATION OF Mgmt No vote
CONTINGENT CAPITAL II AND THE RELATED
AMENDMENT TO SECTION 5 ARTICLES OF
INCORPORATION.
10. CANCELLATION OF AUTHORIZED CAPITAL 2009/I Mgmt No vote
AND THE CREATION OF AUTHORIZED CAPITAL 2013
FOR CASH AND/OR NON-CASH CONTRIBUTIONS.
11. APPROVAL OF A CONTROL AND PROFIT AND LOSS Mgmt No vote
TRANSFER AGREEMENT WITH PASM POWER AND AIR
CONDITION SOLUTION MANAGEMENT GMBH.
12. RESOLUTION REGARDING APPROVAL OF THE Mgmt No vote
AMENDMENT TO THE PROFIT AND LOSS TRANSFER
AGREEMENT WITH GMG GENERALMIETGESELLSCHAFT
MBH.
13. APPROVAL OF THE AMENDMENT TO THE PROFIT AND Mgmt No vote
LOSS TRANSFER AGREEMENT WITH DETEMEDIEN,
DEUTSCHE TELEKOM MEDIEN GMBH.
14. RESOLUTION REGARDING APPROVAL OF THE Mgmt No vote
AMENDMENT TO THE CONTROL AGREEMENT WITH GMG
GENERALMIETGESELLSCHAFT MBH.
15. RESOLUTION REGARDING APPROVAL OF THE Mgmt No vote
AMENDMENT TO THE CONTROL AGREEMENT WITH
DETEMEDIEN, DEUTSCHE TELEKOM MEDIEN GMBH.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM Agenda Number: 933807729
--------------------------------------------------------------------------------------------------------------------------
Security: F4113C103
Meeting Type: Annual/Special
Meeting Date: 28-May-2013
Ticker: FTE
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE NON-CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2012
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2012
O3 ALLOCATION OF THE INCOME FOR THE FISCAL Mgmt For For
YEAR ENDED DECEMBER 31, 2012, AS STATED IN
THE ANNUAL FINANCIAL STATEMENTS
O4 AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 Mgmt For For
OF THE FRENCH COMMERCIAL CODE (CODE DE
COMMERCE) - APPROVAL OF THE AGREEMENT
ENTERED INTO WITH THALES AND CDC REGARDING
CLOUDWATT
O5 APPOINTMENT OF THE FONDS STRATEGIQUE Mgmt Against Against
D'INVESTISSEMENT AS A NEW DIRECTOR
O6 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE OR TRANSFER SHARES OF
THE COMPANY
E7 CHANGE IN THE COMPANY'S NAME AND SUBSEQUENT Mgmt For For
AMENDMENTS OF ARTICLE 1 AND ARTICLE 3 OF
THE BY-LAWS
E8 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS, Mgmt For For
DELETION OF VOID PROVISIONS
E9 AMENDMENT OF POINT 2 OF ARTICLE 13 OF THE Mgmt For For
BY-LAWS, PROVISIONS FOR THE ELECTION OF
DIRECTORS REPRESENTING EMPLOYEES
E10 AMENDMENT OF POINT 3 OF ARTICLE 13 OF THE Mgmt For For
BY-LAWS, PROVISIONS FOR THE ELECTION OF THE
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS
E11 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OF THE COMPANY
AND SECURITIES GIVING ACCESS TO SHARES OF
THE COMPANY OR OF ONE OF ITS SUBSIDIARIES,
WITH SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION
RIGHTS
E12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OF THE COMPANY
AND SECURITIES GIVING ACCESS TO SHARES OF
THE COMPANY OR OF ONE OF ITS SUBSIDIARIES,
WITHOUT SHAREHOLDER PRE-EMPTIVE
SUBSCRIPTION RIGHTS IN THE CONTEXT OF A
PUBLIC OFFER
E13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES OF THE COMPANY
AND SECURITIES GIVING ACCESS TO SHARES OF
THE COMPANY OR OF ONE OF ITS SUBSIDIARIES,
WITHOUT SHAREHOLDER PRE-EMPTIVE
SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN
OFFER AS DESCRIBED IN PARAGRAPH II OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE (CODE MONETAIRE ET
FINANCIER)
E14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE NUMBER OF ISSUABLE SECURITIES,
IN THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
E15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES AND SECURITIES
GIVING ACCESS TO SHARES, WITHOUT
SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION
RIGHTS, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY
E16 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES AND SECURITIES
GIVING ACCESS TO SHARES, WITHOUT
SHAREHOLDER PRE-EMPTIVE SUBSCRIPTION
RIGHTS, IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPRISED OF SHARES OR
SECURITIES GIVING ACCESS TO SHARE CAPITAL
E17 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES RESERVED FOR
PERSONS THAT SIGNED A LIQUIDITY CONTRACT
WITH THE COMPANY IN THEIR CAPACITY AS
HOLDERS OF SHARES OR STOCK OPTIONS OF
ORANGE HOLDING S.A., EX. ORANGE S.A.
WITHOUT SHAREHOLDER PRE-EMPTIVE
SUBSCRIPTION RIGHTS
E18 OVERALL LIMIT OF AUTHORIZATIONS Mgmt For For
E19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE COMPANY'S CAPITAL
BY CAPITALIZATION OF RESERVES, PROFITS OR
PREMIUMS
E20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF SAVINGS PLANS
WITHOUT SHAREHOLDER PRE-EMPTIVE
SUBSCRIPTION RIGHTS
E21 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL THROUGH THE
CANCELLATION OF SHARES
E22 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933755716
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: GSK
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE FINANCIAL STATEMENTS
2 TO APPROVE THE REMUNERATION REPORT Mgmt For For
3 TO ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
4 TO ELECT JING ULRICH AS A DIRECTOR Mgmt For For
5 TO ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt Against Against
DIRECTOR
7 TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt Against Against
12 TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
13 TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
15 TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
16 TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt Against Against
17 TO RE-ELECT SIR ROBERT WILSON AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT AUDITORS Mgmt For For
19 TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
S22 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
S23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
S25 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933770061
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 02-May-2013
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JOHN P. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt For For
IAN W. TELFER Mgmt For For
BLANCA TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, INDEPENDENT REGISTERED CHARTERED
ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
C A RESOLUTION APPROVING CERTAIN AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN OF THE
COMPANY;
D A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt Against Against
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt Against Against
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt Against Against
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933744559
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt For For
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt For For
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. THOMPSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE THE 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
5. APPROVE THE PERFORMANCE PAY PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC. Agenda Number: 933778170
--------------------------------------------------------------------------------------------------------------------------
Security: 774415103
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: ROC
ISIN: US7744151033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SEIFI GHASEMI Mgmt For For
SHELDON ERIKSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ROCKWOOD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A STOCKHOLDER PROPOSAL RELATING Shr For Against
TO THE VOTE REQUIRED TO ELECT DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933802476
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RDSA
ISIN: GB00803MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 RE-APPOINTMENT OF AUDITORS Mgmt For For
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 933723074
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: Annual
Meeting Date: 23-Jan-2013
Ticker: SIE
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. APPROPRIATION OF NET INCOME Mgmt For For
3. RATIFICATION OF THE ACTS OF THE MANAGING Mgmt For For
BOARD
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5. APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
6A. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt Against Against
BOARD: JOSEF ACKERMAN
6B. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: GERD VON BRANDENSTEIN
6C. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt Against Against
BOARD: GERHARD CROMME
6D. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: MICHAEL DIEKMAN
6E. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: HANS MICHAEL GAUL
6F. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: PETER GRUSS
6G. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: NICOLA LEIBINGER-KAMMULLER
6H. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: GERARD MESTRALLET
6I. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: GULER SABANCI
6J. ELECTION OF MEMBER TO THE SUPERVISORY Mgmt For For
BOARD: WERNER WENNING
7. APPROVAL OF A SETTLEMENT AGREEMENT WITH A Mgmt For For
FORMER MEMBER OF THE MANAGING BOARD
8. APPROVAL OF THE SPIN-OFF AND ACQUISITION Mgmt For For
AGREEMENT BETWEEN SIEMENS AG AND OSRAM
LICHT AG
CMA COUNTERMOTION A Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 933810803
--------------------------------------------------------------------------------------------------------------------------
Security: R4446E112
Meeting Type: Special
Meeting Date: 14-May-2013
Ticker: STL
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. ELECTION OF CHAIR FOR THE MEETING Mgmt No vote
4. APPROVAL OF THE NOTICE AND THE AGENDA Mgmt No vote
5. ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt No vote
MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6. APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS Mgmt No vote
FOR STATOIL ASA AND THE STATOIL GROUP FOR
2012 INCLUDING THE BOARD OF DIRECTORS'
PROPOSAL FOR DISTRIBUTION OF DIVIDEND
7. PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES IN CANADA
8. PROPOSAL SUBMITTED BY A SHAREHOLDER Shr No vote
REGARDING STATOIL'S ACTIVITIES IN THE
ARCTIC
9. REPORT ON CORPORATE GOVERNANCE Mgmt No vote
10. DECLARATION ON STIPULATION OF SALARY AND Mgmt No vote
OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT
11. DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
COMPANY'S EXTERNAL AUDITOR FOR 2012
12. AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt No vote
13. DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
CORPORATE ASSEMBLY
14. ELECTION OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE
15. DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
NOMINATION COMMITTEE
16. AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET IN ORDER TO CONTINUE
OPERATION OF THE SHARE SAVING PLAN FOR
EMPLOYEES
17. AUTHORISATION TO ACQUIRE STATOIL ASA SHARES Mgmt No vote
IN THE MARKET FOR SUBSEQUENT ANNULMENT
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda Number: 933827682
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: TEF
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For
THE INDIVIDUAL ANNUAL ACCOUNTS, THE
CONSOLIDATED FINANCIAL STATEMENTS
(CONSOLIDATED ANNUAL ACCOUNTS) AND THE
MANAGEMENT REPORT OF TELEFONICA, S.A. AND
OF ITS CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS OF THE PROPOSED ALLOCATION OF THE
PROFITS/LOSSES OF TELEFONICA, S.A. AND THE
MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL
WITH RESPECT TO FISCAL YEAR 2012.
2A. RE-ELECTION OF MR. JOSE MARIA ABRIL PEREZ Mgmt For
AS DIRECTOR.
2B. RE-ELECTION OF MR. JOSE FERNANDO DE ALMANSA Mgmt For
MORENO-BARREDA AS DIRECTOR.
2C. RE-ELECTION OF MS. EVA CASTILLO SANZ AS Mgmt For
DIRECTOR.
2D. RE-ELECTION OF MR. LUIZ FERNANDO FURLAN AS Mgmt For
DIRECTOR.
2E. RE-ELECTION OF MR. FRANCISCO JAVIER DE PAZ Mgmt For
MANCHO AS DIRECTOR.
2F. RATIFICATION OF MR. SANTIAGO FERNANDEZ Mgmt For
VALBUENA AS DIRECTOR.
3. RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR Mgmt For
2013.
4A. AMENDMENT OF ARTICLES 17 (IN CONNECTION Mgmt For
WITH A PART OF ITS CONTENT WHICH WILL
BECOME A NEW ARTICLE 20), AND 20 BIS OF THE
BY-LAWS (WHICH BECOMES THE NEW ARTICLE 25),
AND ADDITION OF TWO NEW ARTICLES, NUMBERED
32 AND 40, TO IMPROVE THE REGULATIONS OF
THE GOVERNING BODIES OF TELEFONICA, S.A.
4B. AMENDMENT OF ARTICLES 16, 18, 18 BIS AND 21 Mgmt For
OF THE BY-LAWS (WHICH BECOME ARTICLES 17,
22, 4 AND 26, RESPECTIVELY) AND ADDITION OF
TWO NEW ARTICLES, NUMBERED 43 AND 44, WITH
A VIEW TO BRINGING THE PROVISIONS OF THE
BY-LAWS INTO LINE WITH THE LATEST
LEGISLATIVE CHANGES.
4C. APPROVAL OF A CONSOLIDATED TEXT OF THE Mgmt For
BY-LAWS WITH A VIEW TO SYSTEMATIZING AND
STANDARDIZING ITS CONTENT, INCORPORATING
THE AMENDMENTS APPROVED, AND RENUMBERING
SEQUENTIALLY THE TITLES, SECTIONS, AND
ARTICLES INTO WHICH IT IS DIVIDED.
5. AMENDMENT AND APPROVAL OF THE CONSOLIDATED Mgmt For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING.
6. SHAREHOLDER COMPENSATION. DISTRIBUTION OF Mgmt For
DIVIDENDS WITH A CHARGE TO UNRESTRICTED
RESERVES.
7. DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For
POWER TO ISSUE DEBENTURES, BONDS, NOTES AND
OTHER FIXED-INCOME SECURITIES, BE THEY
SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE,
GRANTING THE BOARD, IN THE LAST CASE, THE
POWER TO EXCLUDE THE PRE-EMPTIVE RIGHTS OF
SHAREHOLDERS, AS WELL AS THE POWER TO ISSUE
PREFERRED SHARES AND THE POWER TO GUARANTEE
ISSUANCES BY COMPANIES OF THE GROUP.
8. DELEGATION OF POWERS TO FORMALIZE, Mgmt For
INTERPRET, CORRECT AND IMPLEMENT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING.
9. CONSULTATIVE VOTE ON THE REPORT ON DIRECTOR Mgmt Against
COMPENSATION POLICY OF TELEFONICA, S.A.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933758609
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 933802387
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: FP
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For For
STATEMENTS DATED DECEMBER 31, 2012.
O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS DATED DECEMBER 31, 2012.
O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For
DIVIDEND.
O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY.
O5 RENEWAL OF THE APPOINTMENT OF MR. THIERRY Mgmt Against Against
DESMAREST AS A DIRECTOR.
O6 RENEWAL OF THE APPOINTMENT OF MR. GUNNAR Mgmt Against Against
BROCK AS A DIRECTOR.
O7 RENEWAL OF THE APPOINTMENT OF MR. GERARD Mgmt Against Against
LAMARCHE AS A DIRECTOR.
Z APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For
EMPLOYEE SHAREHOLDERS: TO VOTE FOR
CANDIDATE: MR. CHARLES KELLER*-ELECT FOR TO
VOTE FOR CANDIDATE: MR. PHILIPPE
MARCHANDISE*-ELECT AGAINST
O10 DETERMINATION OF THE TOTAL AMOUNT OF Mgmt For For
DIRECTORS COMPENSATION.
E11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR
THE COMPANY'S SHARES TO CERTAIN EMPLOYEES
OF THE GROUP AS WELL AS TO THE MANAGEMENT
OF THE COMPANY OR OF OTHER GROUP COMPANIES,
ENTAILING SHAREHOLDERS' WAIVER OF THEIR
PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES
ISSUED AS A RESULT OF THE EXERCISE OF
SUBSCRIPTION OPTIONS.
E12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE SHARE
CAPITAL UNDER THE CONDITIONS PROVIDED IN
ARTICLES L. 3332-18 AND FOLLOWING THE
FRENCH LABOUR CODE, WHICH ENTAILS
SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE
RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO
THE SUBSCRIPTION OF SHARES BY GROUP
EMPLOYEES.
O13 ESTABLISHMENT OF AN INDEPENDENT ETHICS Shr Against For
COMMITTEE.
O14 COMPONENTS OF THE COMPENSATION OF CORPORATE Shr Against For
OFFICERS AND EMPLOYEES THAT ARE LINKED TO
INDUSTRIAL SAFETY INDICATORS.
O15 TOTAL'S COMMITMENT TO THE DIVERSITY LABEL. Shr Against For
O16 EMPLOYEE REPRESENTATIVE ON THE COMPENSATION Shr Against For
COMMITTEE.
E17 EXPANSION OF INDIVIDUAL SHARE OWNERSHIP Shr Against For
(LOYALTY DIVIDEND).
--------------------------------------------------------------------------------------------------------------------------
TRONOX LIMITED Agenda Number: 933827834
--------------------------------------------------------------------------------------------------------------------------
Security: 897051207
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: TROX
ISIN: AU000XINEOA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CASEY Mgmt For For
ANDREW P. HINES Mgmt For For
WAYNE A. HINMAN Mgmt Withheld Against
ILAN KAUFTHAL Mgmt Withheld Against
JEFFRY N. QUINN Mgmt For For
PETER JOHNSTON Mgmt Withheld Against
2. TO APPROVE THE TRONOX LIMITED ANNUAL Mgmt For For
PERFORMANCE BONUS PLAN.
3. TO APPROVE THE APPOINTMENT OF THE TRONOX Mgmt For For
LIMITED INDEPENDENT REGISTERED PUBLIC
AUDITOR, WHO WILL SERVE UNTIL THAT AUDITOR
RESIGNS OR IS REMOVED.
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS (THE "SAY-ON-PAY
VOTE").
5. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 3 Years Against
BASIS, THE FREQUENCY OF THE SAY-ON-PAY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933747872
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1F ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1G ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt Against Against
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1M ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
04 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For
05 NETWORK NEUTRALITY Shr Against For
06 LOBBYING ACTIVITIES Shr Against For
07 PROXY ACCESS BYLAWS Shr For Against
08 SEVERANCE APPROVAL POLICY Shr Against For
09 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Against For
10 SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933661123
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: VOD
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2012
2 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt Against
DIRECTOR (MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE)
3 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For
4 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt Against
5 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For
6 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For
7 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
8 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE)
9 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For
OF THE AUDIT AND RISK COMMITTEE)
10 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
11 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
12 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
13 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE)
14 TO APPROVE A FINAL DIVIDEND OF 6.47 PENCE Mgmt For
PER ORDINARY SHARE
15 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For
BOARD FOR THE YEAR ENDED 31 MARCH 2012
16 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For
17 TO AUTHORISE THE AUDIT & RISK COMMITTEE TO Mgmt For
DETERMINE THE REMUNERATION OF THE AUDITOR
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For
S19 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For
PRE-EMPTION RIGHTS
S20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES (SECTION 701, COMPANIES ACT
2006)
21 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For
EXPENDITURE
S22 TO AUTHORISE THE CALLING OF A GENERAL Mgmt Against
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
McDonnell Intermediate Municipal Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Vaughan Nelson Select Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933754966
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1D. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against
CONSENT.
5. STOCKHOLDER PROPOSAL ON PROHIBITING Shr Against For
POLITICAL SPENDING FROM CORPORATE TREASURY
FUNDS.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 933795025
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
FIONA P. DIAS Mgmt For For
DARREN R. JACKSON Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
J. PAUL RAINES Mgmt For For
GILBERT T. RAY Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
JIMMIE L. WADE Mgmt For For
2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS.
4. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO PERMIT
STOCKHOLDERS TO CALL A SPECIAL MEETING.
5. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP (DELOITTE) AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED Agenda Number: 933777293
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1E ELECTION OF DIRECTOR: MR. JOHN MIN-CHIH Mgmt For For
HSUAN
1F ELECTION OF DIRECTOR: MS. JUSTINE LIEN Mgmt For For
1G ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
2 TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 3, 2013 AND
TO AUTHORIZE TO FIX ITS REMUNERATION.
3 TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2013 ANNUAL GENERAL MEETING.
4 TO APPROVE THE 2013 SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2013 ANNUAL
GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 933745486
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANNO C. FIEDLER Mgmt For For
JOHN F. LEHMAN Mgmt For For
GEORGIA R. NELSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR 2013.
3. TO APPROVE THE 2013 CASH AND STOCK Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
5. TO CONSIDER A SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, TO PROVIDE THAT
DIRECTOR NOMINEES SHALL BE ELECTED BY
MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933753243
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: W. RONALD DIETZ Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1E. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1F. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1G. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1H. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2013.
3. ADVISORY APPROVAL OF CAPITAL ONE'S 2012 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4A. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
4B. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: REMOVING ANY
DIRECTOR FROM OFFICE.
4C. APPROVAL OF AMENDMENTS TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION: CERTAIN
BUSINESS COMBINATIONS.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 933766670
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN A. THAIN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1E. ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1F. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1G. ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1J. ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND EXTERNAL AUDITORS FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933784781
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE A. DUFFY Mgmt For For
CHARLES P. CAREY Mgmt For For
MARK E. CERMAK Mgmt For For
MARTIN J. GEPSMAN Mgmt For For
LEO MELAMED Mgmt For For
JOSEPH NICIFORO Mgmt For For
C.C. ODOM II Mgmt For For
JOHN F. SANDNER Mgmt For For
DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
COGENT COMMUNICATIONS GROUP INC. Agenda Number: 933741313
--------------------------------------------------------------------------------------------------------------------------
Security: 19239V302
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: CCOI
ISIN: US19239V3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVE SCHAEFFER Mgmt For For
STEVEN D. BROOKS Mgmt For For
EREL N. MARGALIT Mgmt For For
TIMOTHY WEINGARTEN Mgmt For For
RICHARD T. LIEBHABER Mgmt For For
D. BLAKE BATH Mgmt For For
MARC MONTAGNER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2004 INCENTIVE AWARD PLAN.
4. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Abstain Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CORRECTIONS CORPORATION OF AMERICA Agenda Number: 933770794
--------------------------------------------------------------------------------------------------------------------------
Security: 22025Y407
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: CXW
ISIN: US22025Y4070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. FERGUSON Mgmt For For
1B. ELECTION OF DIRECTOR: DAMON T. HININGER Mgmt For For
1C. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM F. ANDREWS Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. CORRENTI Mgmt For For
1F. ELECTION OF DIRECTOR: DENNIS W. DECONCINI Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT J. DENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. HORNE Mgmt For For
1I. ELECTION OF DIRECTOR: C. MICHAEL JACOBI Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE L. MARIUCCI Mgmt For For
1K. ELECTION OF DIRECTOR: THURGOOD MARSHALL, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: CHARLES L. OVERBY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. PRANN, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: JOSEPH V. RUSSELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
4. CHARTER AMENDMENTS AND A RESTATEMENT OF THE Mgmt For For
COMPANY'S CHARTER.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda Number: 933766377
--------------------------------------------------------------------------------------------------------------------------
Security: 423074103
Meeting Type: Special
Meeting Date: 30-Apr-2013
Ticker: HNZ
ISIN: US4230741039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE MERGER AGREEMENT Mgmt For For
DATED AS OF FEBRUARY 13, 2013, AS AMENDED
BY THE AMENDMENT TO AGREEMENT AND PLAN OF
MERGER, DATED AS OF MARCH 4, 2013, AND AS
MAY BE FURTHER AMENDED FROM TIME TO TIME,
AMONG H.J. HEINZ COMPANY, HAWK ACQUISITION
HOLDING CORPORATION AND HAWK ACQUISITION
SUB, INC.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT
THE MERGER AGREEMENT IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE AND ADOPT PROPOSAL
1.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, CERTAIN COMPENSATION THAT WILL OR
MAY BE PAID BY H.J. HEINZ COMPANY TO ITS
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933809761
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1G. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1H. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1J. ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1K. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 933739370
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: DARRELL DUFFIE, PH.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND W. MCDANIEL, Mgmt For For
JR.
2. APPROVAL OF THE AMENDED AND RESTATED 2001 Mgmt For For
MOODY'S CORPORATION KEY EMPLOYEES' STOCK
INCENTIVE PLAN.
3. APPROVAL OF THE AMENDED AND RESTATED 1998 Mgmt For For
MOODY'S CORPORATION NON-EMPLOYEE DIRECTORS'
STOCK INCENTIVE PLAN.
4. APPROVAL OF AMENDMENTS TO THE MOODY'S Mgmt For For
CORPORATION RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS AND PROVIDE FOR ANNUAL ELECTION
OF ALL DIRECTORS.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR 2013.
6. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC. Agenda Number: 933789539
--------------------------------------------------------------------------------------------------------------------------
Security: 678026105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: OIS
ISIN: US6780261052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN A. LAMBERT Mgmt For For
MARK G. PAPA Mgmt For For
STEPHEN A. WELLS Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
CURRENT YEAR.
3. PROPOSAL TO APPROVE THE ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE EQUITY Mgmt For For
PARTICIPATION PLAN AMENDMENT PROPOSAL.
5. IN THE DISCRETION OF THE PROXIES ON ANY Mgmt Abstain Against
OTHER MATTERS AS MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENTS(S) THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933753560
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREG C. GARLAND Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN E. LOWE Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2013.
3. PROPOSAL TO APPROVE ADOPTION OF THE 2013 Mgmt For For
OMNIBUS STOCK AND PERFORMANCE INCENTIVE
PLAN OF PHILLIPS 66.
4. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
5. SAY WHEN ON PAY - AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933743088
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For
1C. ELECTION OF DIRECTOR: BRET. K. CLAYTON Mgmt For For
1D. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1I. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
QEP RESOURCES, INC. Agenda Number: 933775237
--------------------------------------------------------------------------------------------------------------------------
Security: 74733V100
Meeting Type: Annual
Meeting Date: 24-May-2013
Ticker: QEP
ISIN: US74733V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JULIE A. DILL* Mgmt For For
L. RICHARD FLURY* Mgmt For For
M.W. SCOGGINS* Mgmt For For
ROBERT E. MCKEE III# Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR
2013.
4. TO APPROVE A PROPOSAL REGARDING Mgmt For For
DECLASSIFICATION OF THE BOARD.
5. IF PRESENTED, TO SUPPORT BY ADVISORY VOTE, Shr Against For
A SHAREHOLDER PROPOSAL TO SEPARATE THE
ROLES OF CHAIR AND CEO.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 933758926
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. FLYNN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1D. ELECTION OF DIRECTOR: NOLAN LEHMANN Mgmt For For
1E. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1F. ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD W. SLAGER Mgmt For For
1H. ELECTION OF DIRECTOR: ALLAN C. SORENSEN Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN M. TRANI Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL W. WICKHAM Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
4. APPROVAL OF THE AMENDED AND RESTATED 2007 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REGARDING PAYMENTS Shr Against For
UPON THE DEATH OF A SENIOR EXECUTIVE.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 933791166
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALFRED P. WEST, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM M. DORAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2013.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933683054
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 23-Oct-2012
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. GILLETT Mgmt For For
1E. ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1F. ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I. ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
TOWERS WATSON & CO Agenda Number: 933692332
--------------------------------------------------------------------------------------------------------------------------
Security: 891894107
Meeting Type: Annual
Meeting Date: 16-Nov-2012
Ticker: TW
ISIN: US8918941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. HEISZ Mgmt For For
1D. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt For For
1F. ELECTION OF DIRECTOR: GILBERT T. RAY Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933788068
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. FARMER Mgmt For For
ROBERT A. INGRAM Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
G. MASON MORFIT Mgmt For For
LAURENCE E. PAUL Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
HOWARD B. SCHILLER Mgmt For For
LLOYD M. SEGAL Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
02 THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT PROXY CIRCULAR AND PROXY
STATEMENT.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
(UNITED STATES) AS THE AUDITORS FOR THE
COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF
THE 2014 ANNUAL MEETING OF SHAREHOLDERS AND
TO AUTHORIZE THE COMPANY'S BOARD OF
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
04 TO APPROVE THE CONTINUANCE OF THE COMPANY Mgmt For For
FROM THE CANADA BUSINESS CORPORATIONS ACT
TO THE BRITISH COLUMBIA BUSINESS
CORPORATIONS ACT.
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933744105
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH MAURIELLO Mgmt For For
1.2 ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1.3 ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS THE
INDEPENDENT AUDITOR OF XL GROUP PLC FOR THE
YEAR ENDING DECEMBER 31, 2013, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
3. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING XL GROUP PLC'S EXECUTIVE
COMPENSATION.
Vaughan Nelson Value Opportunity Fund
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 933763028
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. GEORGE BENSON Mgmt For For
1B. ELECTION OF DIRECTOR: WOLFGANG DEML Mgmt For For
1C. ELECTION OF DIRECTOR: LUIZ F. FURLAN Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE E. MINNICH Mgmt For For
1E. ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1G. ELECTION OF DIRECTOR: MALLIKA SRINIVASAN Mgmt For For
1H. ELECTION OF DIRECTOR: HENDRIKUS VISSER Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED COMPENSATION UNDER THE
AGCO CORPORATION AMENDED AND RESTATED
MANAGEMENT INCENTIVE PLAN PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
3. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. Agenda Number: 933667555
--------------------------------------------------------------------------------------------------------------------------
Security: 009363102
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: ARG
ISIN: US0093631028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES W. HOVEY Mgmt For For
MICHAEL L. MOLININI Mgmt For For
PAULA A. SNEED Mgmt For For
DAVID M. STOUT Mgmt For For
2. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
2006 EQUITY INCENTIVE PLAN.
3. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
5. A STOCKHOLDER PROPOSAL REGARDING OUR Shr For Against
CLASSIFIED BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC Agenda Number: 933779653
--------------------------------------------------------------------------------------------------------------------------
Security: 01988P108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MDRX
ISIN: US01988P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART L. BASCOMB Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL M. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. CINDRICH Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL A. KLAYKO Mgmt For For
1F. ELECTION OF DIRECTOR: ANITA V. PRAMODA Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID D. STEVENS Mgmt For For
1H. ELECTION OF DIRECTOR: RALPH H. "RANDY" Mgmt For For
THURMAN
2. AMENDMENT AND RESTATEMENT OF THE ALLSCRIPTS Mgmt For For
HEALTHCARE SOLUTIONS, INC. 2011 STOCK
INCENTIVE PLAN TO, AMONG OTHER ITEMS,
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
GRANT THEREUNDER.
3. RESOLUTION TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 933664028
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Annual
Meeting Date: 05-Sep-2012
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN J. HANNAN Mgmt For For
JAMES C. ZELTER Mgmt For For
ASHOK N. BAKHRU Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING MARCH
31, 2013.
3. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
AUTHORIZE FLEXIBILITY FOR THE COMPANY, WITH
THE APPROVAL OF ITS BOARD OF DIRECTORS, TO
SELL SHARES OF ITS COMMON STOCK (DURING THE
NEXT 12 MONTHS) AT A PRICE BELOW ITS THEN
CURRENT NET ASSET VALUE PER SHARE SUBJECT
TO CERTAIN LIMITATIONS DESCRIBED HEREIN,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 933801664
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR FOR A TERM Mgmt For For
OF THREE YEARS EXPIRING IN 2016: FRANK E.
O'BRYAN
1.2 ELECTION OF CLASS III DIRECTOR FOR A TERM Mgmt For For
OF THREE YEARS EXPIRING IN 2016: ANTONY P.
RESSLER
1.3 ELECTION OF CLASS III DIRECTOR FOR A TERM Mgmt For For
OF THREE YEARS EXPIRING IN 2016: ERIC B.
SIEGEL
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt For For
OF ITS BOARD OF DIRECTORS, TO SELL OR
OTHERWISE ISSUE SHARES OF ITS COMMON STOCK
AT A PRICE BELOW ITS THEN CURRENT NET ASSET
VALUE PER SHARE SUBJECT TO THE LIMITATIONS
SET FORTH IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING OF STOCKHOLDERS
(INCLUDING, WITHOUT LIMITATION, THAT THE
NUMBER OF SHARES ISSUED DOES NOT EXCEED 25%
OF THE COMPANY'S THEN OUTSTANDING COMMON
STOCK).
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED Agenda Number: 933777293
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1E ELECTION OF DIRECTOR: MR. JOHN MIN-CHIH Mgmt For For
HSUAN
1F ELECTION OF DIRECTOR: MS. JUSTINE LIEN Mgmt For For
1G ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
2 TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 3, 2013 AND
TO AUTHORIZE TO FIX ITS REMUNERATION.
3 TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2013 ANNUAL GENERAL MEETING.
4 TO APPROVE THE 2013 SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2013 ANNUAL
GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BMC SOFTWARE, INC. Agenda Number: 933667137
--------------------------------------------------------------------------------------------------------------------------
Security: 055921100
Meeting Type: Annual
Meeting Date: 25-Jul-2012
Ticker: BMC
ISIN: US0559211000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT ROBERT E. BEAUCHAMP AS DIRECTOR Mgmt For For
1B TO ELECT JON E. BARFIELD AS DIRECTOR Mgmt For For
1C TO ELECT GARY L. BLOOM AS DIRECTOR Mgmt For For
1D TO ELECT JOHN M. DILLON AS DIRECTOR Mgmt For For
1E TO ELECT MELDON K. GAFNER AS DIRECTOR Mgmt For For
1F TO ELECT MARK J. HAWKINS AS DIRECTOR Mgmt For For
1G TO ELECT STEPHAN A. JAMES AS DIRECTOR Mgmt For For
1H TO ELECT P. THOMAS JENKINS AS DIRECTOR Mgmt For For
1I TO ELECT LOUIS J. LAVIGNE, JR. AS DIRECTOR Mgmt For For
1J TO ELECT KATHLEEN A. O'NEIL AS DIRECTOR Mgmt For For
1K TO ELECT CARL JAMES SCHAPER AS DIRECTOR Mgmt For For
1L TO ELECT TOM C. TINSLEY AS DIRECTOR Mgmt For For
2 TO APPROVE THE BMC SOFTWARE, INC. 2013 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
3 TO RATIFY THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF BMC SOFTWARE, INC. FOR THE FISCAL
YEAR ENDING MARCH 31, 2013.
4 TO APPROVE EXECUTIVE COMPENSATION ON AN Mgmt For For
ADVISORY BASIS.
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 933694590
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA S. JAFFEE Mgmt For For
1F ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For
1H ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
3 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY ON PAY VOTE).
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 933741262
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAY V. IHLENFELD Mgmt No vote
1B. ELECTION OF DIRECTOR: MARK C. ROHR Mgmt No vote
1C. ELECTION OF DIRECTOR: FARAH M. WALTERS Mgmt No vote
1D. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt No vote
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933837695
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 25-Jun-2013
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For
NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID
RUBNER, DR. TAL SHAVIT
2. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For
OF KOST, FORER, GABBAY & KASIERER, A MEMBER
OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. APPROVE CHECK POINT'S EXECUTIVE Mgmt For For
COMPENSATION POLICY.
4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF
THE BOARD OF DIRECTORS.
5A. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 3. MARK "FOR" =
YES OR "AGAINST" = NO.
5B. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against
PERSONAL INTEREST IN ITEM 4. MARK "FOR" =
YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 933766670
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN A. THAIN Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1E. ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1F. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1G. ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1J. ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND EXTERNAL AUDITORS FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CON-WAY INC. Agenda Number: 933775679
--------------------------------------------------------------------------------------------------------------------------
Security: 205944101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: CNW
ISIN: US2059441012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN J. ANTON Mgmt For For
1B. ELECTION OF DIRECTOR: W. KEITH KENNEDY, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. MURRAY Mgmt For For
1D. ELECTION OF DIRECTOR: EDITH R. PEREZ Mgmt For For
1E. ELECTION OF DIRECTOR: P. CODY PHIPPS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. SCHROEDER Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1I. ELECTION OF DIRECTOR: PETER W. STOTT Mgmt For For
1J. ELECTION OF DIRECTOR: ROY W. TEMPLIN Mgmt For For
1K. ELECTION OF DIRECTOR: CHELSEA C. WHITE III Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE AMENDMENTS TO CERTIFICATE AND Mgmt For For
BYLAWS TO INCREASE MAXIMUM NUMBER OF
DIRECTORS TO 14
4. APPROVE AMENDMENTS TO CERTIFICATE AND Mgmt For For
BYLAWS TO REDUCE SUPERMAJORITY VOTING
THRESHOLDS RELATING TO BOARD OF DIRECTORS
5. APPROVE AMENDMENTS TO CERTIFICATE TO REDUCE Mgmt For For
SUPERMAJORITY VOTING THRESHOLDS RELATING TO
SHAREHOLDER ACTION BY WRITTEN CONSENT
6. RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 933753433
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNE K. BRITELL Mgmt For For
JOHN W. CONWAY Mgmt For For
ARNOLD W. DONALD Mgmt For For
WILLIAM G. LITTLE Mgmt For For
HANS J. LOLIGER Mgmt For For
JAMES H. MILLER Mgmt For For
JOSEF M. MULLER Mgmt For For
THOMAS A. RALPH Mgmt For For
HUGUES DU ROURET Mgmt For For
JIM L. TURNER Mgmt For For
WILLIAM S. URKIEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADOPTION OF THE 2013 STOCK-BASED INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
THE RESOLUTION ON EXECUTIVE COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933673774
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2012
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL W. BARNES Mgmt For For
LEONARD L. BERRY Mgmt For For
CHRISTOPHER J. FRALEIGH Mgmt For For
VICTORIA D. HARKER Mgmt For For
DAVID H. HUGHES Mgmt For For
CHARLES A. LEDSINGER JR Mgmt For For
WILLIAM M. LEWIS, JR. Mgmt For For
SENATOR CONNIE MACK III Mgmt For For
ANDREW H. MADSEN Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MICHAEL D. ROSE Mgmt For For
MARIA A. SASTRE Mgmt For For
WILLIAM S. SIMON Mgmt For For
2. TO APPROVE A RESOLUTION PROVIDING ADVISORY Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 26, 2013.
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933744852
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. TO RE-APPOINT AUDITORS, RATIFY INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM & AUTHORIZE
DIRECTORS TO DETERMINE FEES PAID TO
AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC. Agenda Number: 933766721
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL A. GOULD Mgmt For For
JOHN S. HENDRICKS Mgmt For For
M. LAVOY ROBISON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY
COMMUNICATIONS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE 2013 STOCK INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda Number: 933708248
--------------------------------------------------------------------------------------------------------------------------
Security: 284131208
Meeting Type: Special
Meeting Date: 12-Dec-2012
Ticker: ELN
ISIN: US2841312083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO APPROVE THE DISTRIBUTION OF THE PROTHENA Mgmt For For
CORPORATION PLC ORDINARY SHARES TO THE
HOLDERS OF THE COMPANY'S ORDINARY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda Number: 933757594
--------------------------------------------------------------------------------------------------------------------------
Security: 284131208
Meeting Type: Special
Meeting Date: 12-Apr-2013
Ticker: ELN
ISIN: US2841312083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORIZE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS ORDINARY SHARES PURSUANT
TO THE TENDER OFFER.
--------------------------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda Number: 933817578
--------------------------------------------------------------------------------------------------------------------------
Security: 284131208
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: ELN
ISIN: US2841312083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt No vote
STATEMENTS, DIRECTORS REPORT AND AUDITORS
REPORT FOR THE YEAR ENDED 31 DECEMBER 2012.
O2 TO RECEIVE AND CONSIDER THE REPORT BY THE Mgmt No vote
LEADERSHIP, DEVELOPMENT AND COMPENSATION
COMMITTEE FOR THE YEAR ENDED 31 DECEMBER
2012.
O3A TO RE-ELECT MR. ROBERT INGRAM. Mgmt No vote
O3B TO RE-ELECT MR. GARY KENNEDY. Mgmt No vote
O3C TO RE-ELECT MR. PATRICK KENNEDY. Mgmt No vote
O3D TO RE-ELECT MR. KELLY MARTIN. Mgmt No vote
O3E TO RE-ELECT MR. KIERAN MCGOWAN. Mgmt No vote
O3F TO RE-ELECT MR. KYRAN MCLAUGHLIN. Mgmt No vote
O3G TO RE-ELECT MR. DONAL O'CONNOR. Mgmt No vote
O3H TO RE-ELECT MR. RICHARD PILNIK. Mgmt No vote
O3I TO RE-ELECT DR. ANDREW VON ESCHENBACH. Mgmt No vote
O4 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt No vote
REMUNERATION OF THE AUDITORS.
O5 TO AUTHORISE THE DIRECTORS TO ALLOT AND Mgmt No vote
ISSUE RELEVANT SECURITIES.
S6 TO AUTHORISE THE DISAPPLICATION OF Mgmt No vote
PRE-EMPTION RIGHTS.
S7 TO REDUCE THE AUTHORISED BUT UN-ISSUED Mgmt No vote
SHARE CAPITAL OF THE COMPANY, REGARDING THE
"B" EXECUTIVE AND NON-VOTING EXECUTIVE
SHARES, AND AMEND THE MEMORANDUM & ARTICLES
OF ASSOCIATION ACCORDINGLY.
S8 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt No vote
PURCHASES OF ITS OWN SHARES.
S9 TO SET THE RE-ISSUE PRICE RANGE FOR Mgmt No vote
TREASURY SHARES.
S10 TO RETAIN A 14 DAY NOTICE PERIOD FOR Mgmt No vote
EXTRAORDINARY GENERAL MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS LTD. Agenda Number: 933761466
--------------------------------------------------------------------------------------------------------------------------
Security: G30397106
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: ENH
ISIN: BMG303971060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN T. BAILY Mgmt For For
1B. ELECTION OF DIRECTOR: NORMAN BARHAM Mgmt For For
1C. ELECTION OF DIRECTOR: GALEN R. BARNES Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT D. MOORE Mgmt For For
1E. ELECTION OF DIRECTOR OF ENDURANCE SPECIALTY Mgmt For For
INSURANCE LTD: WILLIAM H. BOLINDER
1F. ELECTION OF DIRECTOR OF ENDURANCE SPECIALTY Mgmt For For
INSURANCE LTD: DAVID CASH
1G. ELECTION OF DIRECTOR OF ENDURANCE SPECIALTY Mgmt For For
INSURANCE LTD: JOHN V. DEL COL
1H. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
HOLDINGS LIMITED: ALAN BARLOW
1I. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
HOLDINGS LIMITED: WILLIAM H. BOLINDER
1J. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
HOLDINGS LIMITED: DAVID CASH
1K. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
HOLDINGS LIMITED: SIMON MINSHALL
1L. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
HOLDINGS LIMITED: BRENDAN R. O'NEILL
1M. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
INSURANCE LIMITED: ALAN BARLOW
1N. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
INSURANCE LIMITED: WILLIAM H. BOLINDER
1O. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
INSURANCE LIMITED: DAVID CASH
1P. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
INSURANCE LIMITED: SIMON MINSHALL
1Q. ELECTION OF DIRECTOR OF ENDURANCE WORLDWIDE Mgmt For For
INSURANCE LIMITED: BRENDAN R. O'NEILL
2. TO APPOINT ERNST & YOUNG LTD. AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013 AND TO AUTHORIZE THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT COMMITTEE, TO SET THE FEES FOR ERNST
& YOUNG LTD.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO AMEND THE COMPANY'S AMENDED AND RESTATED Mgmt For For
BYE-LAWS.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933740474
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARRYL F. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM M. ISAAC Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1J. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1L. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
02. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2013.
03. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. Agenda Number: 933746301
--------------------------------------------------------------------------------------------------------------------------
Security: 33582V108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: FNFG
ISIN: US33582V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROXANNE J. COADY Mgmt For For
CARL A. FLORIO Mgmt For For
NATHANIEL D. WOODSON Mgmt For For
CARLTON L. HIGHSMITH Mgmt For For
N/A Mgmt Withheld Against
GEORGE M. PHILIP Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
OUR EXECUTIVE COMPENSATION PROGRAMS AND
POLICIES AS DESCRIBED IN THIS PROXY
STATEMENT
3. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933789589
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER M. FLINK Mgmt For For
DENNIS F. LYNCH Mgmt For For
KIM M. ROBAK Mgmt For For
DOYLE R. SIMONS Mgmt For For
THOMAS C. WERTHEIMER Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED FISERV, Mgmt For For
INC. 2007 OMNIBUS INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF FISERV, INC.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FISERV, INC. FOR 2013.
5. TO APPROVE A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO EXECUTIVE RETENTION OF STOCK.
--------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION Agenda Number: 933779831
--------------------------------------------------------------------------------------------------------------------------
Security: 34354P105
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: FLS
ISIN: US34354P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAYLA J. DELLY Mgmt For For
RICK J. MILLS Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVE AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF FLOWSERVE
CORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
5. A SHAREHOLDER PROPOSAL REQUESTING THE BOARD Shr For Against
OF DIRECTORS TAKE ACTION TO PERMIT
SHAREHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 933751629
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE IN CLASS III Mgmt For For
FOR A THREE-YEAR TERM: PIERRE BRONDEAU
1B. ELECTION OF DIRECTOR TO SERVE IN CLASS III Mgmt For For
FOR A THREE-YEAR TERM: DIRK A. KEMPTHORNE
1C. ELECTION OF DIRECTOR TO SERVE IN CLASS III Mgmt For For
FOR A THREE-YEAR TERM: ROBERT C. PALLASH
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE CLASSIFICATION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 933676403
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 19-Sep-2012
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEX W. HART Mgmt For For
WILLIAM I JACOBS Mgmt For For
ALAN M. SILBERSTEIN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE THE SECOND AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION.
4. TO RATIFY THE REAPPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933781898
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PHILIP E. MALLOTT Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 AMENDMENT TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO:
ELIMINATE THE AUTHORIZED CLASS B COMMON
STOCK, PAR VALUE OF $0.001 PER SHARE AND
PROVISIONS RELATED THERETO
3 AMENDMENT TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO:
SET RANGE IN SIZE OF OUR BOARD OF
DIRECTORS.
4 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO: DECLASSIFY OUR BOARD
OF DIRECTORS AND PROVIDE FOR ANNUAL
ELECTION OF ALL DIRECTORS
5 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO: DELETE VARIOUS
PROVISIONS RELATED TO THE COMPANY'S FORMER
"SPONSORS"
6 AMENDMENT TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO: PERMIT STOCKHOLDERS TO
TAKE ACTION BY WRITTEN CONSENT.
7 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2013 FISCAL YEAR
8 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2012, AS DISCLOSED IN
THE ACCOMPANYING PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933743999
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD M. BRACKEN Mgmt For For
R. MILTON JOHNSON Mgmt For For
JOHN P. CONNAUGHTON Mgmt For For
KENNETH W. FREEMAN Mgmt For For
THOMAS F. FRIST III Mgmt For For
WILLIAM R. FRIST Mgmt For For
CHRISTOPHER R. GORDON Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
JAMES C. MOMTAZEE Mgmt For For
STEPHEN G. PAGLIUCA Mgmt For For
WAYNE J. RILEY, M.D. Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933726121
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS HELMERICH Mgmt For For
JOHN W. LINDSAY Mgmt For For
PAULA MARSHALL Mgmt For For
RANDY A. FOUTCH Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A Shr For
MAJORITY VOTING STANDARD IN THE ELECTION OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933769436
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BARRY H. BERACHA Mgmt For For
1.2 ELECTION OF DIRECTOR: BRIAN A. BERNASEK Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE W. TAMKE Mgmt For For
02 APPROVAL, BY A NON-BINDING VOTE, OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS' COMPENSATION
03 APPROVAL OF THE AMENDED AND RESTATED HERTZ Mgmt For For
GLOBAL HOLDINGS, INC. EMPLOYEE STOCK
PURCHASE PLAN
04 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2013
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933738861
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
PETER J. KIGHT Mgmt For For
JONATHAN A. LEVY Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. AN ADVISORY RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INGREDION INC Agenda Number: 933769068
--------------------------------------------------------------------------------------------------------------------------
Security: 457187102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: INGR
ISIN: US4571871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: LUIS Mgmt For For
ARANGUREN-TRELLEZ
1C. ELECTION OF DIRECTOR: DAVID B. FISCHER Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL HANRAHAN Mgmt For For
1F. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1G. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1H. ELECTION OF DIRECTOR: BARBARA A. KLEIN Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: DWAYNE A. WILSON Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY AND ITS
SUBSIDIARIES, IN RESPECT OF THE COMPANY'S
OPERATIONS IN 2013.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933716803
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 17-Jan-2013
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE INTUIT INC.
SENIOR EXECUTIVE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION Agenda Number: 933789692
--------------------------------------------------------------------------------------------------------------------------
Security: 471109108
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: JAH
ISIN: US4711091086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
IAN G. H. ASHKEN Mgmt For For
WILLIAM P. LAUDER Mgmt For For
ROBERT L. WOOD Mgmt For For
2 ADOPTION AND APPROVAL OF THE JARDEN Mgmt For For
CORPORATION 2013 STOCK INCENTIVE PLAN.
3 ADOPTION AND APPROVAL OF THE JARDEN Mgmt For For
CORPORATION 2013 EMPLOYEE STOCK PURCHASE
PLAN.
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS JARDEN
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5 ADVISORY APPROVAL OF JARDEN CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
6 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr For Against
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
KAR AUCTION SERVICES INC Agenda Number: 933812489
--------------------------------------------------------------------------------------------------------------------------
Security: 48238T109
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: KAR
ISIN: US48238T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. AMENT Mgmt For For
RYAN M. BIRTWELL Mgmt For For
THOMAS J. CARELLA Mgmt For For
BRIAN T. CLINGEN Mgmt For For
ROBERT M. FINLAYSON Mgmt For For
PETER R. FORMANEK Mgmt For For
MICHAEL B. GOLDBERG Mgmt For For
JAMES P. HALLETT Mgmt For For
SANJEEV K. MEHRA Mgmt For For
CHURCH M. MOORE Mgmt For For
THOMAS C. O'BRIEN Mgmt For For
GREGORY P. SPIVY Mgmt For For
JONATHAN P. WARD Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE KAR AUCTION
SERVICES, INC. 2009 OMNIBUS STOCK AND
INCENTIVE PLAN IN ACCORDANCE WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933736742
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. (TIG) GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
JEFFREY SONNENFELD Mgmt For For
2. TO APPROVE THE COMPANY'S COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS (A NON-BINDING
"SAY-ON-PAY" VOTE).
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING NOVEMBER 30,
2013.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 933752621
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
KEVIN F. FLYNN Mgmt For For
RONALD G. FOSTER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
PAUL M. MEISTER Mgmt For For
JOHN F. O'BRIEN Mgmt For For
GUHAN SUBRAMANIAN Mgmt For For
ROBERT L. WAGMAN Mgmt For For
WILLIAM M. WEBSTER, IV Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF LKQ CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LKQ CORPORATION
1998 EQUITY INCENTIVE PLAN TO PERMIT
CERTAIN PAYMENTS UNDER THE PLAN TO QUALIFY
AS TAX-DEDUCTIBLE PERFORMANCE BASED
COMPENSATION, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
4. APPROVAL OF AN AMENDMENT TO THE LKQ Mgmt For For
CORPORATION CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 500,000,000 TO
1,000,000,000, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF LKQ CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 933726866
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
1.2 ELECTION OF DIRECTOR: PETER B. POND Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES R. THOMPSON, Mgmt For For
JR.
2. APPROVAL OF AMENDMENT TO CHARTER INCREASING Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR OUR 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION Agenda Number: 933726830
--------------------------------------------------------------------------------------------------------------------------
Security: 63934E108
Meeting Type: Annual
Meeting Date: 19-Feb-2013
Ticker: NAV
ISIN: US63934E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. POPE Mgmt For For
VINCENT J. INTRIERI Mgmt For For
MICHAEL N. HAMMES Mgmt For For
MARK H. RACHESKY Mgmt For For
SAMUEL J. MERKSAMER Mgmt For For
GENERAL S.A. MCCHRYSTAL Mgmt For For
2. VOTE TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE NAVISTAR INTERNATIONAL Mgmt For For
CORPORATION 2013 PERFORMANCE INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 933743836
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD P. BOYKIN* Mgmt For For
LINDA FAYNE LEVINSON* Mgmt For For
DEANNA W. OPPENHEIMER* Mgmt For For
KURT P. KUEHN$ Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THESE PROXY
MATERIALS.
4. TO APPROVE THE NCR CORPORATION 2013 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL TO REPEAL THE Shr For Against
CLASSIFIED BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933772914
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION.
6. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933717677
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 25-Jan-2013
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT G. TERESI Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1D. ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1I. ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2000 STOCK PLAN.
3. TO APPROVE NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 933763523
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: CHERYL K. BEEBE Mgmt For For
1.2 ELECTION OF DIRECTOR: HASAN JAMEEL Mgmt For For
1.3 ELECTION OF DIRECTOR: MARK W. KOWLZAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT C. LYONS Mgmt For For
1.5 ELECTION OF DIRECTOR: SAMUEL M. MENCOFF Mgmt For For
1.6 ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1.7 ELECTION OF DIRECTOR: THOMAS S. SOULELES Mgmt For For
1.8 ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1.9 ELECTION OF DIRECTOR: JAMES D. WOODRUM Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 1999 LONG-TERM EQUITY INCENTIVE
PLAN.
3. PROPOSAL TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD Agenda Number: 933786711
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1B. RE-ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1C. RE-ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
2. TO APPROVE THE 2012 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2012.
3. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR THE
YEAR ENDED DECEMBER 31, 2012.
4A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
4B. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
4C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
5A. THE APPROPRIATION OF RESULTS FOR THE YEAR Mgmt For For
ENDED DECEMBER 31, 2012.
5B. THE CONVERSION AND APPROPRIATION OF Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND.
6. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
7. TO APPROVE PERFORMANCE GOALS AND RELATED Mgmt For For
MATTERS UNDER THE PENTAIR LTD. 2012 STOCK
AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 933777142
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: CHARLES E. RAMSEY, Mgmt For For
JR.
1.3 ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4 STOCKHOLDER PROPOSAL RELATING TO HYDRAULIC Shr Against For
FRACTURING DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 933789046
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALL Mgmt For For
1B. ELECTION OF DIRECTOR: J. MICHAL CONAWAY Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT D. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD FRIED Mgmt For For
1E. ELECTION OF DIRECTOR: LOUIS C. GOLM Mgmt For For
1F. ELECTION OF DIRECTOR: WORTHING F. JACKMAN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES F. O'NEIL III Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE RANCK Mgmt For For
1I. ELECTION OF DIRECTOR: MARGARET B. SHANNON Mgmt For For
1J. ELECTION OF DIRECTOR: PAT WOOD, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
QUANTA'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 933767076
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE W. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. ROBERTS Mgmt For For
1N. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE REGIONS FINANCIAL Mgmt For For
CORPORATION EXECUTIVE INCENTIVE PLAN.
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING POSTING A Shr Against For
REPORT, UPDATED SEMI-ANNUALLY, OF POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 933785000
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BARTLETT Mgmt For For
ALAN C. HENDERSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVE AMENDMENT TO THE COMPANY'S FLEXIBLE Mgmt For For
STOCK PLAN.
4. RE-APPROVE THE PERFORMANCE MEASURES UNDER Mgmt For For
THE COMPANY'S ANNUAL BONUS PLAN.
5. RE-APPROVE THE PERFORMANCE MEASURES UNDER Mgmt For For
THE COMPANY'S FLEXIBLE STOCK PLAN.
6. AMEND THE COMPANY'S ARTICLES OF Mgmt For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
7. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 933773966
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SARAH J. ANDERSON Mgmt For For
JOHN G. FIGUEROA Mgmt For For
THOMAS W. GIMBEL Mgmt For For
DAVID H. HANNAH Mgmt For For
DOUGLAS M. HAYES Mgmt For For
MARK V. KAMINSKI Mgmt For For
GREGG J. MOLLINS Mgmt For For
ANDREW G. SHARKEY, III Mgmt For For
LESLIE A. WAITE Mgmt For For
2. TO APPROVE THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED STOCK OPTION AND RESTRICTED STOCK
PLAN.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr Against For
SEPARATE THE ROLES OF CEO AND CHAIRMAN.
5. TO RATIFY KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO
PERFORM THE ANNUAL AUDIT OF OUR 2013
FINANCIAL STATEMENTS.
--------------------------------------------------------------------------------------------------------------------------
RENT-A-CENTER, INC. Agenda Number: 933756655
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: RCII
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: MITCHELL E. Mgmt For For
FADEL
1.2 ELECTION OF CLASS III DIRECTOR: PAULA Mgmt For For
STERN, PH.D.
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP, REGISTERED INDEPENDENT
ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER
31, 2013 AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
3. PROPOSAL TO ADOPT THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION APPROVING
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC. Agenda Number: 933778170
--------------------------------------------------------------------------------------------------------------------------
Security: 774415103
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: ROC
ISIN: US7744151033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SEIFI GHASEMI Mgmt For For
SHELDON ERIKSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ROCKWOOD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE A STOCKHOLDER PROPOSAL RELATING Shr For Against
TO THE VOTE REQUIRED TO ELECT DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROVI CORPORATION Agenda Number: 933741490
--------------------------------------------------------------------------------------------------------------------------
Security: 779376102
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: ROVI
ISIN: US7793761021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS CARSON Mgmt For For
ALAN L. EARHART Mgmt For For
ANDREW K. LUDWICK Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES P. O'SHAUGHNESSY Mgmt For For
RUTHANN QUINDLEN Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
2008 EQUITY INCENTIVE PLAN.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2013.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 933791166
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALFRED P. WEST, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM M. DORAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2013.
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 933812794
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt For For
1B ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1C ELECTION OF DIRECTOR: MARIANNE PARRS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL BARNES Mgmt For For
1E ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS G. PLASKETT Mgmt For For
1G ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
2. TO APPOINT KPMG LLP AS INDEPENDENT AUDITOR Mgmt For For
OF THE COMPANY, TO HOLD OFFICE FROM THE
CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
AUDIT COMMITTEE TO DETERMINE ITS
COMPENSATION.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT (THE "SAY-ON-PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC. Agenda Number: 933728531
--------------------------------------------------------------------------------------------------------------------------
Security: 82966C103
Meeting Type: Annual
Meeting Date: 20-Feb-2013
Ticker: SIRO
ISIN: US82966C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIMONE BLANK Mgmt For For
TIMOTHY P. SULLIVAN Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG AG, Mgmt For For
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT,
GERMANY ("KPMG") AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2013
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT THE BOARD OF
DIRECTORS RECOMMENDS A VOTE
AGAINST PROPOSAL 4
4. TO APPROVE, ON AN ADVISORY BASIS, A Shr For Against
SHAREHOLDER PROPOSAL TO DECLASSIFY THE
BOARD OF DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933775415
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. MCLACHLAN Mgmt For For
DAVID J. ALDRICH Mgmt For For
KEVIN L. BEEBE Mgmt For For
TIMOTHY R. FUREY Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
THOMAS C. LEONARD Mgmt For For
DAVID P. MCGLADE Mgmt For For
ROBERT A. SCHRIESHEIM Mgmt For For
2. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2005 LONG-TERM INCENTIVE PLAN, AS
AMENDED.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
4. TO RATIFY THE SELECTION BY THE COMPANY'S Mgmt For For
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 933747694
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN F. FIEDLER Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES P. HOLDEN Mgmt For For
1.3 ELECTION OF DIRECTOR: W. DUDLEY LEHMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: EDWARD H. RENSI Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND "EXECUTIVE
COMPENSATION INFORMATION" IN THE PROXY
STATEMENT.
4. PROPOSAL TO AMEND THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ALLOW DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. Agenda Number: 933696126
--------------------------------------------------------------------------------------------------------------------------
Security: 83421A104
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: SLH
ISIN: US83421A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TONY AQUILA Mgmt For For
ARTHUR F. KINGSBURY Mgmt For For
KENNETH A. VIELLIEU Mgmt For For
THOMAS C. WAJNERT Mgmt For For
STUART J. YARBROUGH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SOLERA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE, ON Mgmt For For
THE COMPENSATION OF SOLERA'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC. Agenda Number: 933730978
--------------------------------------------------------------------------------------------------------------------------
Security: 84763R101
Meeting Type: Annual
Meeting Date: 01-Mar-2013
Ticker: SPB
ISIN: US84763R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORMAN S. MATTHEWS Mgmt For For
2. TO AMEND THE COMPANY'S RESTATED CERTIFICATE Mgmt Against Against
OF INCORPORATION TO DISSOLVE THE SPECIAL
NOMINATING COMMITTEE OF THE BOARD OF
DIRECTORS.
3. TO RATIFY THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933815625
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt For For
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
E.E. "WYN" HOWARD, III Mgmt For For
PETER D. KINNEAR Mgmt For For
MICHAEL M. MCSHANE Mgmt For For
W. MATT RALLS Mgmt For For
JUSTIN L. SULLIVAN Mgmt For For
2. AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. THE ADOPTION OF THE 2013 STOCK INCENTIVE Mgmt For For
PLAN.
4. THE ADOPTION OF THE 2013 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
5. THE ADOPTION OF AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE THE
LIMITATION ON NON-U.S. CITIZEN STOCK
OWNERSHIP.
6. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TENNECO INC. Agenda Number: 933763282
--------------------------------------------------------------------------------------------------------------------------
Security: 880349105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: TEN
ISIN: US8803491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS C. FREYMAN Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Mgmt For For
1C ELECTION OF DIRECTOR: HARI N. NAIR Mgmt For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1H ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
2 APPROVE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2013.
3 APPROVE THE AMENDED AND RESTATED TENNECO Mgmt For For
INC. 2006 LONG-TERM INCENTIVE PLAN.
4 APPROVE EXECUTIVE COMPENSATION IN AN Mgmt For For
ADVISORY VOTE.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933770718
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL G. KIRK, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1E. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1I. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
TOWERS WATSON & CO Agenda Number: 933692332
--------------------------------------------------------------------------------------------------------------------------
Security: 891894107
Meeting Type: Annual
Meeting Date: 16-Nov-2012
Ticker: TW
ISIN: US8918941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. HEISZ Mgmt For For
1D. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt For For
1F. ELECTION OF DIRECTOR: GILBERT T. RAY Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933788068
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. FARMER Mgmt For For
ROBERT A. INGRAM Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
G. MASON MORFIT Mgmt For For
LAURENCE E. PAUL Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
HOWARD B. SCHILLER Mgmt For For
LLOYD M. SEGAL Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
02 THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT PROXY CIRCULAR AND PROXY
STATEMENT.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
(UNITED STATES) AS THE AUDITORS FOR THE
COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF
THE 2014 ANNUAL MEETING OF SHAREHOLDERS AND
TO AUTHORIZE THE COMPANY'S BOARD OF
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
04 TO APPROVE THE CONTINUANCE OF THE COMPANY Mgmt For For
FROM THE CANADA BUSINESS CORPORATIONS ACT
TO THE BRITISH COLUMBIA BUSINESS
CORPORATIONS ACT.
--------------------------------------------------------------------------------------------------------------------------
VALIDUS HOLDINGS LTD Agenda Number: 933750336
--------------------------------------------------------------------------------------------------------------------------
Security: G9319H102
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: VR
ISIN: BMG9319H1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. NOONAN Mgmt For For
MAHMOUD ABDALLAH Mgmt For For
JEFFREY W. GREENBERG Mgmt For For
JOHN J. HENDRICKSON Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, HAMILTON, BERMUDA
TO ACT AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY Agenda Number: 933777229
--------------------------------------------------------------------------------------------------------------------------
Security: G94368100
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WCRX
ISIN: IE00B446CM77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: JOHN P. Mgmt For For
CONNAUGHTON
1B. ELECTION OF CLASS I DIRECTOR: TAMAR D. Mgmt For For
HOWSON
2. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, A REGISTERED
PUBLIC ACCOUNTING FIRM, AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013, AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' REMUNERATION.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 933791178
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA BEACH LIN Mgmt For For
ROBERT J. TARR, JR. Mgmt For For
STEPHEN A. VAN OSS Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVE THE RENEWAL AND RESTATEMENT OF THE Mgmt For For
WESCO INTERNATIONAL, INC. 1999 LONG-TERM
INCENTIVE PLAN.
4. RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE WESCO
INTERNATIONAL, INC. 1999 LONG-TERM
INCENTIVE PLAN.
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
6. CONSIDER A STOCKHOLDER PROPOSAL DESCRIBED Shr For Against
IN THE ACCOMPANYING PROXY STATEMENT, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933744105
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOSEPH MAURIELLO Mgmt For For
1.2 ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1.3 ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS THE
INDEPENDENT AUDITOR OF XL GROUP PLC FOR THE
YEAR ENDING DECEMBER 31, 2013, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
3. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING XL GROUP PLC'S EXECUTIVE
COMPENSATION.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Natixis Funds Trust II
By (Signature) /s/ David L. Giunta
Name David L. Giunta
Title President
Date 08/23/2013