0001410368-14-000478.txt : 20140828 0001410368-14-000478.hdr.sgml : 20140828 20140828090543 ACCESSION NUMBER: 0001410368-14-000478 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140828 DATE AS OF CHANGE: 20140828 EFFECTIVENESS DATE: 20140828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Natixis Funds Trust II CENTRAL INDEX KEY: 0000052136 IRS NUMBER: 041990692 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00242 FILM NUMBER: 141069882 BUSINESS ADDRESS: STREET 1: 399 BOYLSTON STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 800-283-1155 MAIL ADDRESS: STREET 1: 399 BOYLSTON STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: IXIS Advisor Funds Trust II DATE OF NAME CHANGE: 20050502 FORMER COMPANY: FORMER CONFORMED NAME: CDC NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20010503 FORMER COMPANY: FORMER CONFORMED NAME: NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20000202 0000052136 S000008033 Natixis Oakmark Fund C000021802 Class A NEFOX C000021803 Class B NEGBX C000021804 Class C NECOX C000021805 Class Y NEOYX 0000052136 S000023548 ASG Global Alternatives Fund C000069269 Class A GAFAX C000069270 Class C GAFCX C000069271 Class Y GAFYX C000128763 Class N GAFNX 0000052136 S000023783 Vaughan Nelson Value Opportunity Fund C000069913 Class A VNVAX C000069914 Class C VNVCX C000069915 Class Y VNVYX C000128764 Class N VNVNX 0000052136 S000026209 ASG Diversifying Strategies Fund C000078682 Class A DSFAX C000078683 Class C DSFCX C000078684 Class Y DSFYX 0000052136 S000029564 ASG Managed Futures Strategy Fund C000090725 Class A AMFAX C000090726 Class C ASFCX C000090727 Class Y ASFYX 0000052136 S000030600 Loomis Sayles Strategic Alpha Fund C000094853 Class A LABAX C000094854 Class C LABCX C000094855 Class Y LASYX 0000052136 S000039535 McDonnell Intermediate Municipal Bond Fund C000121922 Class A MIMAX C000121923 Class C MIMCX C000121924 Class Y MIMYX 0000052136 S000042166 ASG Tactical U.S. Market Fund C000130927 Class A USMAX C000130928 Class C USMCX C000130929 Class Y USMYX NSAR-A 1 ntiianswer.fil NATIXIS TRUST II NSAR 6/30/2014 PAGE 1 000 A000000 06/30/2014 000 C000000 0000052136 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 NATIXIS FUNDS TRUST II 001 B000000 811-242 001 C000000 6174492809 002 A000000 399 BOYLSTON STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02116 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C020100 Natixis Oakmark Fund 007 C030100 N 007 C010300 3 007 C020300 Vaughan Nelson Value Opportunity Fund 007 C030300 N 007 C010400 4 007 C020400 ASG Global Alternatives Fund 007 C030400 N 007 C010500 5 007 C020500 ASG Diversifying Strategies Fund 007 C030500 N 007 C010600 6 007 C020600 ASG Managed Futures Strategy Fund 007 C030600 N 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G030500 0 028 G040500 31120 028 H000500 24 028 A010600 41446 028 A020600 0 028 A030600 0 028 A040600 38236 028 B010600 93786 028 B020600 0 028 B030600 0 028 B040600 20980 028 C010600 37327 028 C020600 0 028 C030600 0 028 C040600 25801 028 D010600 38116 028 D020600 8026 028 D030600 0 028 D040600 16569 028 E010600 41259 028 E020600 0 028 E030600 0 028 E040600 42921 028 F010600 98439 028 F020600 0 028 F030600 0 028 F040600 15745 028 G010600 350373 028 G020600 8026 028 G030600 0 028 G040600 160252 028 H000600 1295 028 A010900 29236 028 A020900 0 028 A030900 0 028 A040900 57480 028 B010900 53200 028 B020900 0 028 B030900 0 028 B040900 50836 028 C010900 44868 028 C020900 6223 028 C030900 0 028 C040900 37671 028 D010900 40227 028 D020900 0 028 D030900 0 028 D040900 38918 PAGE 17 028 E010900 39919 028 E020900 0 028 E030900 0 028 E040900 24349 028 F010900 27394 028 F020900 2864 028 F030900 0 028 F040900 33575 028 G010900 234844 028 G020900 9087 028 G030900 0 028 G040900 242829 028 H000900 1 028 A011000 28 028 A021000 24 028 A031000 0 028 A041000 110 028 B011000 344 028 B021000 30 028 B031000 0 028 B041000 173 028 C011000 256 028 C021000 26 028 C031000 0 028 C041000 33 028 D011000 69 028 D021000 29 028 D031000 0 028 D041000 57 028 E011000 3242 028 E021000 24 028 E031000 0 028 E041000 411 028 F011000 654 028 F021000 29 028 F031000 0 028 F041000 46 028 G011000 4593 028 G021000 162 028 G031000 0 028 G041000 830 028 H001000 50 028 A011100 9395 028 A021100 0 028 A031100 0 028 A041100 199 028 B011100 2577 028 B021100 0 028 B031100 0 028 B041100 270 028 C011100 2379 PAGE 18 028 C021100 0 028 C031100 0 028 C041100 221 028 D011100 2273 028 D021100 856 028 D031100 0 028 D041100 218 028 E011100 2032 028 E021100 0 028 E031100 0 028 E041100 405 028 F011100 2074 028 F021100 0 028 F031100 0 028 F041100 354 028 G011100 20730 028 G021100 856 028 G031100 0 028 G041100 1667 028 H001100 105 029 000100 Y 029 000300 Y 029 000400 Y 029 000500 Y 029 000600 Y 029 000900 Y 029 001000 Y 029 001100 Y 030 A000100 194 030 B000100 5.75 030 C000100 0.00 030 A000300 109 030 B000300 5.75 030 C000300 0.00 030 A000400 137 030 B000400 5.75 030 C000400 0.00 030 A000500 1 030 B000500 5.75 030 C000500 0.00 030 A000600 53 030 B000600 5.75 030 C000600 0.00 030 A000900 29 030 B000900 4.50 030 C000900 0.00 030 A001000 2 030 B001000 3.50 030 C001000 0.00 030 A001100 5 030 B001100 5.75 PAGE 19 030 C001100 0.00 031 A000100 26 031 B000100 0 031 A000300 14 031 B000300 0 031 A000400 18 031 B000400 0 031 A000500 0 031 B000500 0 031 A000600 7 031 B000600 0 031 A000900 3 031 B000900 0 031 A001000 0 031 B001000 0 031 A001100 1 031 B001100 0 032 000100 168 032 000300 95 032 000400 119 032 000500 1 032 000600 46 032 000900 26 032 001000 2 032 001100 4 033 000100 0 033 000300 0 033 000400 0 033 000500 0 033 000600 0 033 000900 0 033 001000 0 033 001100 0 034 000100 Y 034 000300 Y 034 000400 Y 034 000500 Y 034 000600 Y 034 000900 N 034 001000 N 034 001100 N 035 000100 0 035 000300 3 035 000400 6 035 000500 0 035 000600 1 035 000900 0 035 001000 0 035 001100 0 036 A000100 N 036 B000100 0 PAGE 20 036 A000300 N 036 B000300 0 036 A000400 N 036 B000400 0 036 A000500 N 036 B000500 0 036 A000600 N 036 B000600 0 036 B000900 0 036 B001000 0 036 B001100 0 037 000100 N 037 000300 N 037 000400 N 037 000500 N 037 000600 N 037 000900 N 037 001000 N 037 001100 N 038 000100 0 038 000300 0 038 000400 0 038 000500 0 038 000600 0 038 000900 0 038 001000 0 038 001100 0 039 000100 N 039 000300 N 039 000400 N 039 000500 N 039 000600 N 039 000900 N 039 001000 N 039 001100 N 040 000100 Y 040 000300 Y 040 000400 Y 040 000500 Y 040 000600 Y 040 000900 Y 040 001000 Y 040 001100 Y 041 000100 Y 041 000300 Y 041 000400 Y 041 000500 Y 041 000600 Y 041 000900 Y 041 001000 Y 041 001100 Y PAGE 21 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 042 A000900 0 042 B000900 0 042 C000900 100 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 0 042 A001000 0 042 B001000 0 042 C001000 100 PAGE 22 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 043 000100 253 043 000300 247 043 000400 707 043 000500 22 043 000600 246 043 000900 642 043 001000 2 043 001100 2 044 000100 0 044 000300 0 044 000400 0 044 000500 0 044 000600 0 044 000900 0 044 001000 0 044 001100 0 045 000100 Y 045 000300 Y 045 000400 Y 045 000500 Y 045 000600 Y 045 000900 Y 045 001000 Y 045 001100 Y 046 000100 Y 046 000300 Y 046 000400 Y 046 000500 Y 046 000600 Y 046 000900 N 046 001000 Y 046 001100 N 047 000100 Y 047 000300 Y 047 000400 Y 047 000500 Y 047 000600 Y 047 000900 Y PAGE 23 047 001000 Y 047 001100 Y 048 000100 0.000 048 A010100 200000 048 A020100 0.700 048 B010100 300000 048 B020100 0.650 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 500000 048 K020100 0.600 048 000300 0.800 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 048 000400 0.000 048 A010400 2000000 048 A020400 1.150 PAGE 24 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 2000000 048 K020400 1.100 048 000500 1.250 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 048 000600 1.250 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 PAGE 25 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 048 000900 0.700 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 048 001000 0.400 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 PAGE 26 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 048 001100 0.800 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 000100 N 049 000300 N 049 000400 N 049 000500 N 049 000600 N 049 000900 N 049 001000 N 049 001100 N 050 000100 N 050 000300 N 050 000400 N 050 000500 N 050 000600 N 050 000900 N 050 001000 N 050 001100 N 051 000100 N 051 000300 N PAGE 27 051 000400 N 051 000500 N 051 000600 N 051 000900 N 051 001000 N 051 001100 N 052 000100 N 052 000300 N 052 000400 N 052 000500 N 052 000600 N 052 000900 N 052 001000 N 052 001100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 053 A000300 Y 053 B000300 Y 053 C000300 N 053 A000400 Y 053 B000400 Y 053 C000400 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A000600 Y 053 B000600 Y 053 C000600 N 053 A000900 Y 053 B000900 Y 053 C000900 N 053 A001000 Y 053 B001000 Y 053 C001000 N 053 A001100 Y 053 B001100 Y 053 C001100 N 054 A000100 Y 054 B000100 Y 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 Y 054 I000100 N 054 J000100 Y 054 K000100 N 054 L000100 N 054 M000100 Y PAGE 28 054 N000100 N 054 O000100 N 054 A000300 Y 054 B000300 Y 054 C000300 N 054 D000300 N 054 E000300 N 054 F000300 N 054 G000300 N 054 H000300 Y 054 I000300 N 054 J000300 Y 054 K000300 N 054 L000300 N 054 M000300 Y 054 N000300 N 054 O000300 N 054 A000400 Y 054 B000400 Y 054 C000400 N 054 D000400 N 054 E000400 N 054 F000400 N 054 G000400 N 054 H000400 Y 054 I000400 N 054 J000400 Y 054 K000400 N 054 L000400 N 054 M000400 Y 054 N000400 N 054 O000400 N 054 A000500 Y 054 B000500 Y 054 C000500 N 054 D000500 N 054 E000500 N 054 F000500 N 054 G000500 N 054 H000500 Y 054 I000500 N 054 J000500 Y 054 K000500 N 054 L000500 N 054 M000500 Y 054 N000500 N 054 O000500 N 054 A000600 Y 054 B000600 Y 054 C000600 N 054 D000600 N PAGE 29 054 E000600 N 054 F000600 N 054 G000600 N 054 H000600 Y 054 I000600 N 054 J000600 Y 054 K000600 N 054 L000600 N 054 M000600 Y 054 N000600 N 054 O000600 N 054 A000900 Y 054 B000900 Y 054 C000900 N 054 D000900 N 054 E000900 N 054 F000900 N 054 G000900 N 054 H000900 Y 054 I000900 N 054 J000900 Y 054 K000900 N 054 L000900 N 054 M000900 Y 054 N000900 N 054 O000900 N 054 A001000 Y 054 B001000 Y 054 C001000 N 054 D001000 N 054 E001000 N 054 F001000 N 054 G001000 N 054 H001000 Y 054 I001000 N 054 J001000 Y 054 K001000 N 054 L001000 N 054 M001000 Y 054 N001000 N 054 O001000 N 054 A001100 Y 054 B001100 Y 054 C001100 N 054 D001100 N 054 E001100 N 054 F001100 N 054 G001100 N 054 H001100 Y 054 I001100 N 054 J001100 Y PAGE 30 054 K001100 N 054 L001100 N 054 M001100 Y 054 N001100 N 054 O001100 N 055 A000100 N 055 B000100 N 055 A000300 N 055 B000300 N 055 A000400 N 055 B000400 N 055 A000500 Y 055 B000500 N 055 A000600 N 055 B000600 N 055 A000900 N 055 B000900 N 055 A001000 N 055 B001000 N 055 A001100 Y 055 B001100 N 056 000100 Y 056 000300 Y 056 000400 Y 056 000500 Y 056 000600 Y 056 000900 Y 056 001000 Y 056 001100 Y 057 000100 N 057 000300 N 057 000400 N 057 000500 N 057 000600 N 057 000900 N 057 001000 N 057 001100 N 058 A000100 N 058 A000300 N 058 A000400 N 058 A000500 N 058 A000600 N 058 A000900 N 058 A001000 N 058 A001100 N 059 000100 Y 059 000300 Y 059 000400 Y 059 000500 Y 059 000600 Y 059 000900 Y PAGE 31 059 001000 Y 059 001100 Y 060 A000100 Y 060 B000100 Y 060 A000300 Y 060 B000300 Y 060 A000400 Y 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 Y 060 B000600 Y 060 A000900 N 060 B000900 N 060 A001000 Y 060 B001000 Y 060 A001100 Y 060 B001100 Y 061 000100 2500 061 000300 2500 061 000400 2500 061 000500 2500 061 000600 2500 061 000900 2500 061 001000 2500 061 001100 2500 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 PAGE 32 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000400 Y 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 73.1 062 G000400 0.0 062 H000400 0.0 062 I000400 17.7 062 J000400 0.0 062 K000400 0.0 062 L000400 1.5 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 50.9 062 G000500 0.0 062 H000500 0.0 062 I000500 33.1 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 PAGE 33 062 E000600 0.0 062 F000600 66.7 062 G000600 0.0 062 H000600 0.0 062 I000600 15.3 062 J000600 0.0 062 K000600 0.0 062 L000600 1.8 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 062 A000900 Y 062 B000900 0.8 062 C000900 0.0 062 D000900 8.9 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.2 062 L000900 0.0 062 M000900 1.5 062 N000900 0.6 062 O000900 0.0 062 P000900 54.2 062 Q000900 22.8 062 R000900 10.2 062 A001000 Y 062 B001000 0.0 062 C001000 0.0 062 D001000 9.3 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 93.8 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 062 A001100 N PAGE 34 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A000100 0 063 B000100 0.0 063 A000300 0 063 B000300 0.0 063 A000400 78 063 B000400 0.0 063 A000500 40 063 B000500 0.0 063 A000600 81 063 B000600 0.0 063 A000900 0 063 B000900 0.0 063 A001000 0 063 B001000 0.0 063 A001100 0 063 B001100 0.0 064 A000400 Y 064 B000400 N 064 A000500 Y 064 B000500 N 064 A000600 Y 064 B000600 N 064 A001000 Y 064 B001000 N 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 Y 066 F000100 N 066 G000100 N 066 A000300 Y 066 B000300 N 066 C000300 Y PAGE 35 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 066 A000400 N 066 A000500 N 066 A000600 N 066 A000900 N 066 A001000 N 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 000100 N 067 000300 N 067 000400 N 067 000500 N 067 000600 N 067 000900 N 067 001000 N 067 001100 N 068 A000100 N 068 B000100 N 068 A000300 N 068 B000300 N 068 A000400 N 068 B000400 N 068 A000500 N 068 B000500 N 068 A000600 N 068 B000600 N 068 A000900 N 068 B000900 N 068 A001000 N 068 B001000 N 068 A001100 N 068 B001100 N 069 000100 N 069 000300 N 069 000400 N 069 000500 N 069 000600 N 069 000900 N 069 001000 N 069 001100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y PAGE 36 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 N 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 Y 070 I020300 N PAGE 37 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 Y 070 F010400 Y 070 F020400 Y 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 Y 070 I020400 Y 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 Y PAGE 38 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 Y 070 F010500 Y 070 F020500 Y 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 Y 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 Y 070 F010600 Y 070 F020600 Y PAGE 39 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 Y 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 Y 070 Q020600 N 070 R010600 Y 070 R020600 N 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 Y 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 Y 070 F010900 Y 070 F020900 Y 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 Y 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 Y 070 N010900 Y PAGE 40 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 070 A011000 Y 070 A021000 Y 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 Y 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N PAGE 41 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 Y 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 Y 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A000100 134704 071 B000100 114540 071 C000100 169682 071 D000100 68 071 A000300 389694 071 B000300 183781 071 C000300 564598 071 D000300 33 071 A000400 0 071 B000400 0 071 C000400 0 071 D000400 0 071 A000500 0 071 B000500 0 071 C000500 0 071 D000500 0 071 A000600 0 071 B000600 0 071 C000600 0 071 D000600 0 071 A000900 502421 PAGE 42 071 B000900 568224 071 C000900 1118729 071 D000900 45 071 A001000 6431 071 B001000 1511 071 C001000 22483 071 D001000 7 071 A001100 19560 071 B001100 8711 071 C001100 20109 071 D001100 43 072 A000100 6 072 B000100 0 072 C000100 1523 072 D000100 0 072 E000100 0 072 F000100 619 072 G000100 38 072 H000100 0 072 I000100 99 072 J000100 12 072 K000100 0 072 L000100 12 072 M000100 13 072 N000100 53 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 21 072 S000100 1 072 T000100 253 072 U000100 0 072 V000100 0 072 W000100 8 072 X000100 1128 072 Y000100 0 072 Z000100 394 072AA000100 32137 072BB000100 83 072CC010100 0 072CC020100 20580 072DD010100 0 072DD020100 0 072EE000100 4297 072 A000300 6 072 B000300 0 072 C000300 2540 072 D000300 0 072 E000300 0 072 F000300 2284 072 G000300 124 PAGE 43 072 H000300 0 072 I000300 304 072 J000300 18 072 K000300 0 072 L000300 17 072 M000300 12 072 N000300 106 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 20 072 S000300 3 072 T000300 247 072 U000300 0 072 V000300 0 072 W000300 11 072 X000300 3147 072 Y000300 0 072 Z000300 -607 072AA000300 44861 072BB000300 6099 072CC010300 9370 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 5375 072 A000400 6 072 B000400 2841 072 C000400 0 072 D000400 0 072 E000400 0 072 F000400 15206 072 G000400 616 072 H000400 0 072 I000400 977 072 J000400 51 072 K000400 0 072 L000400 52 072 M000400 38 072 N000400 122 072 O000400 0 072 P000400 218 072 Q000400 0 072 R000400 34 072 S000400 16 072 T000400 707 072 U000400 0 072 V000400 0 072 W000400 35 072 X000400 18071 072 Y000400 0 PAGE 44 072 Z000400 -15231 072AA000400 151027 072BB000400 4311 072CC010400 0 072CC020400 72151 072DD010400 0 072DD020400 0 072EE000400 87034 072 A000500 6 072 B000500 27 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 179 072 G000500 39 072 H000500 0 072 I000500 20 072 J000500 26 072 K000500 0 072 L000500 6 072 M000500 19 072 N000500 37 072 O000500 0 072 P000500 12 072 Q000500 0 072 R000500 18 072 S000500 6 072 T000500 22 072 U000500 0 072 V000500 0 072 W000500 12 072 X000500 395 072 Y000500 154 072 Z000500 -214 072AA000500 1138 072BB000500 1811 072CC010500 737 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 072 A000600 6 072 B000600 861 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 5654 072 G000600 271 072 H000600 0 072 I000600 621 072 J000600 91 PAGE 45 072 K000600 0 072 L000600 38 072 M000600 23 072 N000600 64 072 O000600 0 072 P000600 129 072 Q000600 0 072 R000600 32 072 S000600 5 072 T000600 246 072 U000600 0 072 V000600 0 072 W000600 18 072 X000600 7192 072 Y000600 258 072 Z000600 -6073 072AA000600 92431 072BB000600 17496 072CC010600 0 072CC020600 17639 072DD010600 0 072DD020600 0 072EE000600 8696 072 A000900 6 072 B000900 22138 072 C000900 4116 072 D000900 0 072 E000900 0 072 F000900 4271 072 G000900 266 072 H000900 0 072 I000900 370 072 J000900 109 072 K000900 0 072 L000900 34 072 M000900 18 072 N000900 73 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 35 072 S000900 6 072 T000900 642 072 U000900 0 072 V000900 0 072 W000900 21 072 X000900 5845 072 Y000900 0 072 Z000900 20410 072AA000900 20979 072BB000900 32745 PAGE 46 072CC010900 18455 072CC020900 0 072DD010900 1788 072DD020900 11851 072EE000900 0 072 A001000 6 072 B001000 248 072 C001000 0 072 D001000 0 072 E001000 0 072 F001000 48 072 G001000 5 072 H001000 0 072 I001000 1 072 J001000 7 072 K001000 0 072 L001000 1 072 M001000 8 072 N001000 33 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 22 072 S001000 0 072 T001000 2 072 U001000 0 072 V001000 0 072 W001000 4 072 X001000 132 072 Y001000 63 072 Z001000 179 072AA001000 0 072BB001000 64 072CC011000 844 072CC021000 0 072DD011000 7 072DD021000 173 072EE001000 0 072 A001100 6 072 B001100 14 072 C001100 211 072 D001100 0 072 E001100 0 072 F001100 144 072 G001100 8 072 H001100 0 072 I001100 12 072 J001100 16 072 K001100 0 072 L001100 0 072 M001100 8 PAGE 47 072 N001100 36 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 17 072 S001100 0 072 T001100 2 072 U001100 0 072 V001100 0 072 W001100 6 072 X001100 249 072 Y001100 40 072 Z001100 17 072AA001100 2480 072BB001100 361 072CC011100 1141 072CC021100 0 072DD011100 0 072DD021100 0 072EE001100 856 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.5287 073 C000100 0.0000 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.1951 073 C000300 0.0000 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.3529 073 C000400 0.0000 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0949 073 C000600 0.0000 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.2538 PAGE 48 073 C001100 0.0000 074 A000100 12 074 B000100 22324 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 192849 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 8870 074 M000100 0 074 N000100 224055 074 O000100 0 074 P000100 572 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 211 074 S000100 0 074 T000100 223272 074 U010100 7889 074 U020100 2245 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 6806 074 Y000100 0 074 A000300 0 074 B000300 22740 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 682927 074 G000300 0 074 H000300 0 074 I000300 12163 074 J000300 15799 074 K000300 0 074 L000300 2946 074 M000300 0 074 N000300 736575 074 O000300 20296 074 P000300 553 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 PAGE 49 074 R040300 287 074 S000300 0 074 T000300 715439 074 U010300 5142 074 U020300 27097 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 1472 074 Y000300 0 074 A000400 220795 074 B000400 0 074 C000400 2697744 074 D000400 0 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 0 074 K000400 0 074 L000400 15489 074 M000400 20015 074 N000400 2954044 074 O000400 0 074 P000400 2916 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 28744 074 S000400 0 074 T000400 2922384 074 U010400 21184 074 U020400 238508 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 56880 074 Y000400 0 074 A000500 2355 074 B000500 0 074 C000500 10900 074 D000500 0 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 11 PAGE 50 074 L000500 2 074 M000500 392 074 N000500 13660 074 O000500 0 074 P000500 63 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 616 074 S000500 0 074 T000500 12981 074 U010500 528 074 U020500 1068 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 272 074 Y000500 0 074 A000600 113275 074 B000600 0 074 C000600 905887 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 44169 074 M000600 25645 074 N000600 1088976 074 O000600 0 074 P000600 1124 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 7197 074 S000600 0 074 T000600 1080655 074 U010600 12178 074 U020600 89278 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 5602 074 Y000600 0 074 A000900 17778 074 B000900 111790 PAGE 51 074 C000900 9400 074 D000900 780370 074 E000900 49539 074 F000900 65938 074 G000900 1636 074 H000900 0 074 I000900 225486 074 J000900 22017 074 K000900 0 074 L000900 9481 074 M000900 4152 074 N000900 1297585 074 O000900 35092 074 P000900 823 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 557 074 R040900 6981 074 S000900 0 074 T000900 1254132 074 U010900 16932 074 U020900 106458 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 2805 074 Y000900 0 074 A001000 0 074 B001000 2559 074 C001000 0 074 D001000 25804 074 E001000 0 074 F001000 0 074 G001000 0 074 H001000 0 074 I001000 0 074 J001000 0 074 K001000 0 074 L001000 320 074 M001000 0 074 N001000 28683 074 O001000 1111 074 P001000 13 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 49 074 S001000 0 074 T001000 27510 PAGE 52 074 U011000 146 074 U021000 2644 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 29 074 Y001000 0 074 A001100 1469 074 B001100 0 074 C001100 17899 074 D001100 0 074 E001100 0 074 F001100 21141 074 G001100 0 074 H001100 0 074 I001100 4052 074 J001100 0 074 K001100 0 074 L001100 220 074 M001100 249 074 N001100 45030 074 O001100 0 074 P001100 33 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 26 074 S001100 0 074 T001100 44971 074 U011100 80 074 U021100 3789 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 81 074 Y001100 0 075 A000100 0 075 B000100 181236 075 A000300 0 075 B000300 581061 075 A000400 0 075 B000400 2699571 075 A000500 0 075 B000500 29066 075 A000600 0 075 B000600 920174 075 A000900 0 075 B000900 1233096 075 A001000 0 075 B001000 24400 PAGE 53 075 A001100 0 075 B001100 35729 076 000100 0.00 076 000300 0.00 076 000400 0.00 076 000500 0.00 076 000600 0.00 076 000900 0.00 076 001000 0.00 076 001100 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 Y 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 Y 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL KARDOK TITLE TREASURER EX-99.77D POLICIES 2 exhibit77diinfii.htm EXHIBIT 77DII Unassociated Document
 
 
 
 Exhibit 77D(ii)

SUB-ITEM 77D:  Policies with Respect to Security Investments

Effective July 1, 2014, with respect to the Natixis Oakmark Fund, the “Investment Goal” in the Prospectus was amended and restated as follows:

The Fund seeks long-term capital appreciation.

Effective July 1, 2014, with respect to the Natixis Oakmark Fund, the “Investment Goal” in the section “More Information About the Funds” was amended and restated as follows:

The Fund seeks long-term capital appreciation. The Fund’s investment goal is non-fundamental, which means it may be changed without shareholder approval. The Fund will provide 60 days’ prior written notice to shareholders before changing the investment goal.


 
 
 

EX-99.77D POLICIES 3 exhibit77dinfii.htm EXHIBIT 77DI Unassociated Document
 
 
 
 Exhibit 77D(i)

SUB-ITEM 77D:  Policies with Respect to Security Investments

Effective February 28, 2014, with respect to the Harris Associates Large Cap Value Fund:

Under normal market conditions, the Fund primarily invests in common stocks of U.S. companies. The Fund generally invests in securities of larger capitalization companies in any industry.  Harris Associates L.P. (“Harris Associates”) uses a value investment philosophy in selecting equity securities, including common stocks. This philosophy is based upon the belief that, over time, a company’s stock price converges with the company’s true business value. By “true business value,” Harris Associates means its estimate of the price a knowledgeable buyer would pay to acquire the entire business. Harris Associates believes that investing in securities priced significantly below their true business value presents the best opportunity to achieve the Fund’s investment objectives.

Harris Associates uses this value philosophy to identify companies that it believes have discounted stock prices compared to the companies’ true business values. In assessing such companies, Harris Associates looks for the following characteristics, although not all of the companies selected will have these attributes: (1) free cash flows and intelligent investment of excess cash; (2) earnings that are growing and are reasonably predictable; and (3) high level of manager ownership.

Once Harris Associates determines that a security is selling at what it believes to be a significant discount and that the issuer has the additional qualities mentioned above, Harris Associates generally will consider buying that security for the Fund. Harris Associates usually sells a security when the price approaches its estimated worth or the issuer’s fundamentals change. Harris Associates monitors each holding and adjusts its price targets as warranted to reflect changes in the issuer’s fundamentals. The Fund’s portfolio typically holds 30 to 60 stocks.


 
 
 

EX-99.77O RULE 10F-3 4 exhibit77oiiinfii.htm EXHIBIT 77OIII Unassociated Document
 
 
 

Exhibit 77O(iii)

RULE 10f-3 REPORTING FORM

Name of Adviser/Subadviser:  Loomis, Sayles & Company, L.P.

Name of Fund:  See Attached                                                      

Total Net Assets of Fund:  See Attached

Issuer:  Alcatel-Lucent

Underwriter(s): See Attached

Affiliated Underwriter in the Syndicate:  Natixis Securities North America

Date of Purchase:  11/7/13

Date of Offering:  11/7/13

Amount of Purchase1:  $15,995,000

Purchase Price:  $100.00

Commission or Spread: 1.00%


Check that all the following conditions have been met (any exceptions should be discussed prior to commitment):

X
The securities are (i) part of an issue registered under the Securities Act of 1933 (the “1933 Act”) that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)“municipal securities” as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act.

 
If the securities meet conditions (i), (ii), (iv) or (v):

 
X
the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors).



 
If the securities meet conditions (iii):

 
__
the issuer of such securities has received an investment grade rating from a nationally recognized statistical rating organization or if the issuer of the municipal securities or entity supplying the revenues from which the issue is to be paid has been in continuous operation for less than three years (including any predecessors), it has received one of the three highest ratings from at least one such rating service


X
The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering).

X
The underwriting was a firm commitment.

X
The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time.

X
The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund’s investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub-adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering.2

X
No underwriter which is an affiliate of the Fund’s adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase.

X
The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof.


 
 




Signed by: /s/ Chip Bankes
Date: 11/29/13






 
Exhibit – Alcatel-Lucent USA
Deal size
1,000,000,000



Fund
  Fund Name
Fund Assets
Purchase Amount
Price

M474N9 Loomis Sayles Strategic Alpha Fund
1,257,556,789.01
7,665,000
            100.00





































 
1 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser.
 
2 Special counting rules apply for Rule 144A offerings.

 
 
 

EX-99.77O RULE 10F-3 5 exhibit77oiinfii.htm EXHIBIT 77OII Unassociated Document
 
 
 

Exhibit 77O(ii)

RULE 10f-3 REPORTING FORM

Name of Adviser/Subadviser:  Loomis, Sayles & Company, L.P.

Name of Fund:  See Attached                                                      

Total Net Assets of Fund:  See Attached

Issuer:  Salix Pharmaceuticals

Underwriter(s): See Attached

Affiliated Underwriter in the Syndicate:  Natixis Securities North America

Date of Purchase:  12/12/13

Date of Offering:  12/12/13

Amount of Purchase1:  $1,695,000

Purchase Price:  $100.00

Commission or Spread: 0%


Check that all the following conditions have been met (any exceptions should be discussed prior to commitment):

X
The securities are (i) part of an issue registered under the Securities Act of 1933 (the “1933 Act”) that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)“municipal securities” as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act.

 
If the securities meet conditions (i), (ii), (iv) or (v):

 
X
the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors).



 
If the securities meet conditions (iii):

 
__
the issuer of such securities has received an investment grade rating from a nationally recognized statistical rating organization or if the issuer of the municipal securities or entity supplying the revenues from which the issue is to be paid has been in continuous operation for less than three years (including any predecessors), it has received one of the three highest ratings from at least one such rating service


X
The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering).

X
The underwriting was a firm commitment.

X
The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time.

X
The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund’s investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub-adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering.2

X
No underwriter which is an affiliate of the Fund’s adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase.

X
The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof.


 
 




Signed by: /s/ Chip Bankes
Date: 12/31/13






 
Exhibit – Salix Pharmaceuticals
Deal size
750,000,000



Fund
  Fund Name
Fund Assets
Purchase Amount
Price

M474N9 Loomis Sayles Strategic Alpha Fund
1,259,329,016
741,000
            100.00





































 
1 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser.
 
2 Special counting rules apply for Rule 144A offerings.

 
 
 

EX-99.77O RULE 10F-3 6 exhibit77oinfii.htm EXHIBIT 77OI Unassociated Document
 
 
 

Exhibit 77O(i)

RULE 10f-3 REPORTING FORM

Name of Adviser/Subadviser:  Loomis, Sayles & Company, L.P.

Name of Fund:  See Attached                                                      

Total Net Assets of Fund:  See Attached

Issuer:  Bank of America Corp

Underwriter(s): See Attached

Affiliated Underwriter in the Syndicate:  Natixis Securities North America

Date of Purchase:  10/17/13

Date of Offering:  10/17/13

Amount of Purchase1:  $4,755,000

Purchase Price:  $100.00

Commission or Spread: 0.35%


Check that all the following conditions have been met (any exceptions should be discussed prior to commitment):

X
The securities are (i) part of an issue registered under the Securities Act of 1933 (the “1933 Act”) that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)“municipal securities” as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act.

 
If the securities meet conditions (i), (ii), (iv) or (v):

 
X
the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors).



 
If the securities meet conditions (iii):

 
__
the issuer of such securities has received an investment grade rating from a nationally recognized statistical rating organization or if the issuer of the municipal securities or entity supplying the revenues from which the issue is to be paid has been in continuous operation for less than three years (including any predecessors), it has received one of the three highest ratings from at least one such rating service


X
The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering).

X
The underwriting was a firm commitment.

X
The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time.

X
The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund’s investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub-adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering.2

X
No underwriter which is an affiliate of the Fund’s adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase.

X
The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof.


 
 




Signed by: /s/ Chip Bankes
Date: 10/31/13






 
Exhibit – Bank of America
Deal size
5,000,000,000



Fund
  Fund Name
Fund Assets
Purchase Amount
Price

M474N9 Loomis Sayles Strategic Alpha Fund
1,255,350,877
3,310,000
           100.00





































 
1 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser.
 
2 Special counting rules apply for Rule 144A offerings.

 
 
 

EX-99.77O RULE 10F-3 7 exhibit77oivnfii.htm EXHIBIT 77OIV Unassociated Document
 
 
 

Exhibit 77O(iv)

RULE 10f-3 REPORTING FORM

Name of Adviser/Subadviser:  Loomis, Sayles & Company, L.P.

Name of Fund:  See Attached                                                      

Total Net Assets of Fund:  See Attached

Issuer:  Virgin Austrailia

Underwriter(s): See Attached

Affiliated Underwriter in the Syndicate:  Natixis Securities North America

Date of Purchase:  10/7/13

Date of Offering:  10/7/13

Amount of Purchase1:  $62,914,000

Purchase Price:  $100.00

Commission or Spread: 0.75%


Check that all the following conditions have been met (any exceptions should be discussed prior to commitment):

X
The securities are (i) part of an issue registered under the Securities Act of 1933 (the “1933 Act”) that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)“municipal securities” as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act.

 
If the securities meet conditions (i), (ii), (iv) or (v):

 
X
the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors).



 
If the securities meet conditions (iii):

 
__
the issuer of such securities has received an investment grade rating from a nationally recognized statistical rating organization or if the issuer of the municipal securities or entity supplying the revenues from which the issue is to be paid has been in continuous operation for less than three years (including any predecessors), it has received one of the three highest ratings from at least one such rating service


X
The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering).

X
The underwriting was a firm commitment.

X
The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time.

X
The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund’s investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub-adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering.2

X
No underwriter which is an affiliate of the Fund’s adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase.

X
The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof.


 
 




Signed by: /s/ Chip Bankes
Date: 10/31/13






 
Exhibit – Virgin Australia
Deal size
732,623,000



Fund
  Fund Name
Fund Assets
Purchase Amount
Price

M474N9 Loomis Sayles Strategic Alpha Fund
1,321,072,770.10
2,765,000
            100.00

M474N9 Loomis Sayles Strategic Alpha Fund
1,321,072,770.10
4,220,000
            100.00






































 
1 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser.
 
2 Special counting rules apply for Rule 144A offerings.

 
 
 

EX-99.77O RULE 10F-3 8 exhibit77ovnfii.htm EXHIBIT 77OV Unassociated Document
 
 
 

Exhibit 77O(v)

RULE 10f-3 REPORTING FORM

Name of Adviser/Subadviser:  Loomis, Sayles & Company, L.P.

Name of Fund:  See Attached                                                      

Total Net Assets of Fund:  See Attached

Issuer:  Bank of America Corp.

Underwriter(s): See Attached

Affiliated Underwriter in the Syndicate:  Natixis Securities North America

Date of Purchase:  3/27/14

Date of Offering:  3/27/14

Amount of Purchase1:  $21,829,885

Purchase Price:  $99.972

Commission or Spread: 0.35%


Check that all the following conditions have been met (any exceptions should be discussed prior to commitment):

X
The securities are (i) part of an issue registered under the Securities Act of 1933 (the “1933 Act”) that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)“municipal securities” as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act.

 
If the securities meet conditions (i), (ii), (iv) or (v):

 
X
the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors).



 
If the securities meet conditions (iii):

 
__
the issuer of such securities has received an investment grade rating from a nationally recognized statistical rating organization or if the issuer of the municipal securities or entity supplying the revenues from which the issue is to be paid has been in continuous operation for less than three years (including any predecessors), it has received one of the three highest ratings from at least one such rating service


X
The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering).

X
The underwriting was a firm commitment.

X
The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time.

X
The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund’s investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub-adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering.2

X
No underwriter which is an affiliate of the Fund’s adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase.

X
The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof.


 
 




Signed by: /s/ Chip Bankes
Date: 3/31/14






 
Exhibit – Bank of America Corp.
Deal size
2,500,000,000



Fund
  Fund Name
Fund Assets
Purchase Amount
Price

M474N9 Loomis Sayles Strategic Alpha Fund
1,221,662,475.63
9,027,471.60
            99.97






































 
1 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser.
 
2 Special counting rules apply for Rule 144A offerings.

 
 
 

EX-99.77Q1 OTHR EXHB 9 xhibit77q1enfii.htm EXHIBIT 77Q1E Unassociated Document
 
 
 
Exhibit 77Q1(e)


NATIXIS OAKMARK FUND
Amendment No. 2 to the Sub-Advisory Agreement
(Harris Associates L.P.)

February 28, 2014

Pursuant to Section 11 of the Sub-Advisory Agreement (the “Agreement”) dated October 29, 2002 among Natixis Funds Trust II (formerly, CDC Nvest Funds Trust II), with respect to its Natixis Oakmark Fund series (the “Series”), NGAM Advisors, L.P. (formerly, CDC IXIS Asset Management Advisers, L.P.) (the “Manager”) and Harris Associates L.P. (the “Sub-Adviser”), the Agreement is hereby amended by deleting Section 7 and replacing it with the following:

7.           Compensation of the Sub-Adviser.  As full compensation for all services rendered, facilities furnished and expenses borne by the Sub-Adviser hereunder, the Sub-Adviser shall be paid at the annual rate of 0.52% of the first $200 million of the average daily net assets of the Series and 0.50% of such assets in excess of $200 million (or such lesser amount as the Sub-Adviser may from time to time agree to receive).  Such compensation shall be paid by the Trust (except to the extent that the Trust, the Sub-Adviser and the Manager otherwise agree in writing from time to time).  Such compensation shall be payable monthly in arrears or at such other intervals, not less frequently than quarterly, as the Manager is paid by the Series pursuant to the Advisory Agreement.




NGAM ADVISORS, L.P.
By:   NGAM Distribution Corporation, its general partner

By:  _/s/ David L. Giunta___________________
Name:           David L. Giunta
Title:           President and Chief Executive Officer


HARRIS ASSOCIATES L.P.
By:  Harris Associates Inc., its general partner

By:  _/s/ Kristi L. Rowsell__________________
Name:  Kristi L. Rowsell
Title:    President

NATIXIS FUNDS TRUST II
On behalf of its Natixis Oakmark Fund series

By:  _/s/ David L. Giunta___________________
Name:           David L. Giunta
Title:           President and Chief Executive Officer