0001410368-11-000242.txt : 20110826
0001410368-11-000242.hdr.sgml : 20110826
20110826135843
ACCESSION NUMBER: 0001410368-11-000242
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110826
DATE AS OF CHANGE: 20110826
EFFECTIVENESS DATE: 20110826
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natixis Funds Trust II
CENTRAL INDEX KEY: 0000052136
IRS NUMBER: 041990692
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00242
FILM NUMBER: 111059249
BUSINESS ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 800-283-1155
MAIL ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: IXIS Advisor Funds Trust II
DATE OF NAME CHANGE: 20050502
FORMER COMPANY:
FORMER CONFORMED NAME: CDC NVEST FUNDS TRUST II
DATE OF NAME CHANGE: 20010503
FORMER COMPANY:
FORMER CONFORMED NAME: NVEST FUNDS TRUST II
DATE OF NAME CHANGE: 20000202
0000052136
S000008033
Harris Associates Large Cap Value Fund
C000021802
Class A
NEFOX
C000021803
Class B
NEGBX
C000021804
Class C
NECOX
C000021805
Class Y
NEOYX
0000052136
S000023548
ASG Global Alternatives Fund
C000069269
Class A
GAFAX
C000069270
Class C
GAFCX
C000069271
Class Y
GAFYX
0000052136
S000023783
Vaughan Nelson Value Opportunity Fund
C000069913
Class A
VNVAX
C000069914
Class C
VNVCX
C000069915
Class Y
VNVYX
0000052136
S000026209
ASG Diversifying Strategies Fund
C000078682
Class A
DSFAX
C000078683
Class C
DSFCX
C000078684
Class Y
DSFYX
0000052136
S000029564
ASG Managed Futures Strategy Fund
C000090725
Class A
AMFAX
C000090726
Class C
ASFCX
C000090727
Class Y
ASFYX
0000052136
S000029565
Westpeak ActiveBeta Equity Fund
C000090728
Class A
WABAX
C000090729
Class C
WABCX
C000090730
Class Y
WABYX
0000052136
S000030110
Loomis Sayles Multi-Asset Real Return Fund
C000092471
Class A
MARAX
C000092472
Class C
MARCX
C000092473
Class Y
MARYX
0000052136
S000030600
Loomis Sayles Absolute Strategies Fund
C000094853
Class A
LABAX
C000094854
Class C
LABCX
C000094855
Class Y
LASYX
NSAR-A
1
answer.fil
TRUST II NSAR ANSWER FILE
PAGE 1
000 A000000 06/30/2011
000 C000000 0000052136
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 NATIXIS FUNDS TRUST II
001 B000000 811-242
001 C000000 6174492809
002 A000000 399 BOYLSTON STREET
002 B000000 BOSTON
002 C000000 MA
002 D010000 02116
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 8
007 C010100 1
007 C020100 Harris Associates Large Cap Value Fund
007 C030100 N
007 C010300 3
007 C020300 Vaughan Nelson Value Opportunity Fund
007 C030300 N
007 C010400 4
007 C020400 ASG Global Alternatives Fund
007 C030400 N
007 C010500 5
007 C020500 ASG Diversifying Strategies Fund
007 C030500 N
007 C010600 6
007 C020600 ASG Managed Futures Strategy Fund
007 C030600 N
007 C010700 7
007 C020700 Loomis Sayles Multi-Asset Real Return Fund
007 C030700 N
007 C010800 8
007 C020800 Westpeak ActiveBeta(r) Equity Fund
007 C030800 N
007 C010900 9
007 C020900 Loomis Sayles Absolute Strategies Fund
007 C030900 N
008 A000101 NATIXIS ASSET MANAGEMENT ADVISORS, L.P.
008 B000101 A
008 C000101 801-48408
008 D010101 BOSTON
008 D020101 MA
PAGE 2
008 D030101 02116
008 A000102 HARRIS ASSOCIATES L.P.
008 B000102 S
008 C000102 801-50333
008 D010102 CHICAGO
008 D020102 IL
008 D030102 60602
008 A000301 NATIXIS ASSET MANAGEMENT ADVISORS, L.P.
008 B000301 A
008 C000301 801-48408
008 D010301 BOSTON
008 D020301 MA
008 D030301 02116
008 A000302 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
008 B000302 S
008 C000302 801-51795
008 D010302 HOUSTON
008 D020302 TX
008 D030302 77002
008 A000401 ALPHASIMPLEX GROUP, LLC
008 B000401 A
008 C000401 801-62448
008 D010401 CAMBRIDGE
008 D020401 MA
008 D030401 02142
008 A000402 REICH & TANG ASSET MANAGEMENT, LLC
008 B000402 S
008 C000402 801-47230
008 D010402 NEW YORK
008 D020402 NY
008 D030402 10018
008 A000501 ALPHASIMPLEX GROUP, LLC
008 B000501 A
008 C000501 801-62448
008 D010501 CAMBRIDGE
008 D020501 MA
008 D030501 02142
008 A000502 REICH & TANG ASSET MANAGEMENT, LLC
008 B000502 S
008 C000502 801-47230
008 D010502 NEW YORK
008 D020502 NY
008 D030502 10018
008 A000601 ALPHASIMPLEX GROUP, LLC
008 B000601 A
008 C000601 801-62448
008 D010601 CAMBRIDGE
008 D020601 MA
008 D030601 02142
008 A000602 REICH & TANG ASSET MANAGEMENT, LLC
008 B000602 S
PAGE 3
008 C000602 801-47230
008 D010602 NEW YORK
008 D020602 NY
008 D030602 10018
008 A000701 LOOMIS, SAYLES & COMPANY, L.P.
008 B000701 A
008 C000701 801-00170
008 D010701 BOSTON
008 D020701 MA
008 D030701 02111
008 A000801 NATIXIS ASSET MANAGEMENT ADVISORS, L.P.
008 B000801 A
008 C000801 801-48408
008 D010801 BOSTON
008 D020801 MA
008 D030801 02116
008 A000802 WESTPEAK GLOBAL ADVISORS, L.P.
008 B000802 S
008 C000802 801-39554
008 D010802 BOULDER
008 D020802 CO
008 D030802 80302
008 A000901 LOOMIS, SAYLES & COMPANY, L.P.
008 B000901 A
008 C000901 801-00170
008 D010901 BOSTON
008 D020901 MA
008 D030901 02111
010 A00AA01 NATIXIS ASSET MANAGEMENT ADVISORS, L.P.
010 B00AA01 801-48408
010 C01AA01 BOSTON
010 C02AA01 MA
010 C03AA01 02116
010 A00AA02 STATE STREET BANK AND TRUST COMPANY
010 B00AA02 85-05003
010 C01AA02 BOSTON
010 C02AA02 MA
010 C03AA02 02110
011 A00AA01 NATIXIS DISTRIBUTORS, L.P.
011 B00AA01 8-46325
011 C01AA01 BOSTON
011 C02AA01 MA
011 C03AA01 02116
012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC.
012 B00AA01 84-00896
012 C01AA01 QUINCY
012 C02AA01 MA
012 C03AA01 02169
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 BOSTON
013 B02AA01 MA
PAGE 4
013 B03AA01 02110
014 A00AA01 AEW EUROPE SARL
014 B00AA01 8-00000
014 A00AA02 Banque BCP
014 B00AA02 8-42836
014 A00AA03 Banque BCP (Luxembourg) SA
014 B00AA03 8-42836
014 A00AA04 BANQUE DE LA REUNION
014 B00AA04 8-00000
014 A00AA05 BANQUE DE LA NOUVELLE CALEDONIE
014 B00AA05 8-00000
014 A00AA06 BANQUE DE TAHITI
014 B00AA06 8-00000
014 A00AA07 BANQUE DES ANTILLES FRANCAISES
014 B00AA07 8-00000
014 A00AA08 Natixis Derivatives Inc.
014 B00AA08 8-53212
014 A00AA09 Natixis Financial Products LLC
014 B00AA09 8-00000
014 A00AA10 Natixis Funding Corp.
014 B00AA10 8-00000
014 A00AA11 Natixis Asset Management
014 B00AA11 8-10092
014 A00AA12 NATIXIS DISTRIBUTORS, L.P.
014 B00AA12 8-46325
014 A00AA13 CACEIS Bank
014 B00AA13 8-00000
014 A00AA14 GESTITRES SA
014 B00AA14 8-00000
014 A00AA15 HARRIS ASSOCIATES SECURITIES, L.P.
014 B00AA15 8-19988
014 A00AA16 LOOMIS, SAYLES DISTRIBUTORS, L.P.
014 B00AA16 8-49575
014 A00AA17 NEXGEN CAPITAL LTD.
014 B00AA17 8-00000
014 A00AA18 REICH & TANG DISTRIBUTORS, INC
014 B00AA18 8-43429
014 A00AA19 Natixis ASIA Limited (Hong Kong)
014 B00AA19 8-00000
014 A00AA20 CACEIS Bank Luxembourg
014 B00AA20 8-00000
014 A00AA21 CACEIS Corporate Trust
014 B00AA21 8-00000
014 A00AA22 Natixis Arbitrage
014 B00AA22 8-00000
014 A00AA23 NATIXIS BLEICHROEDER, LLC
014 B00AA23 8-00719
014 A00AA24 Natixis Finance
014 B00AA24 8-00000
014 A00AA25 Natixis Financial Instruments
014 B00AA25 8-00000
PAGE 5
014 A00AA26 Natixis Structured Products Jersey
014 B00AA26 8-00000
014 A00AA27 Banque Privee 1818
014 B00AA27 8-00000
014 A00AA28 Fongepar
014 B00AA28 8-00000
014 A00AA29 BANQUE DE SAINT-PIERRE ET MIQUELON
014 B00AA29 8-00000
014 A00AA30 BANQUE DES MASCAREIGNES
014 B00AA30 8-00000
014 A00AA31 Natixis
014 B00AA31 8-00000
014 A00AA32 Natixis Securities North America, Inc.
014 B00AA32 8-43912
014 A00AA33 Natixis Global Associates Switzerland
014 B00AA33 8-00000
014 A00AA34 Natixis Corporate Solutions Limited
014 B00AA34 8-00000
014 A00AA35 Natixis Corporate Solutions (Asia) Pte Ltd.
014 B00AA35 8-00000
014 A00AA36 Banco Primus
014 B00AA36 8-00000
014 A00AA37 Banque Palatine
014 B00AA37 8-00000
014 A00AA38 Credit Foncier de France
014 B00AA38 8-00000
014 A00AA39 Natixis Asset Management Finance
014 B00AA39 8-00000
014 A00AA40 Natixis U.S. Finance Company Limited
014 B00AA40 8-00000
015 A00AA01 STATE STREET BANK AND TRUST COMPANY
015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
015 C03AA01 02110
015 E01AA01 X
015 A00AA02 CITIBANK, N.A.
015 B00AA02 S
015 C01AA02 BUENOS AIRES
015 D01AA02 ARGENTINA
015 E04AA02 X
015 A00AA03 UNICREDIT BANK AUSTRIA AG
015 B00AA03 S
015 C01AA03 VIENNA
015 D01AA03 AUSTRIA
015 E04AA03 X
015 A00AA04 THE HONGKONG AND SHANGHAI BANKING CORP., LTD.
015 B00AA04 S
015 C01AA04 SYDNEY
015 D01AA04 AUSTRALIA
015 E04AA04 X
PAGE 6
015 A00AA05 DEUTSCHE BANK AG, NETHERLANDS
015 B00AA05 S
015 C01AA05 AMSTERDAM
015 D01AA05 NETHERLANDS
015 E04AA05 X
015 A00AA06 ING BANK N.V
015 B00AA06 S
015 C01AA06 SOFIA
015 D01AA06 BULGARIA
015 E04AA06 X
015 A00AA07 CITIBANK, N.A.
015 B00AA07 S
015 C01AA07 SAO PAULO
015 D01AA07 BRAZIL
015 E04AA07 X
015 A00AA08 STATE STREET TRUST COMPANY CANADA
015 B00AA08 S
015 C01AA08 TORONTO
015 D01AA08 CANADA
015 E04AA08 X
015 A00AA09 UBS AG
015 B00AA09 S
015 C01AA09 ZURICH
015 D01AA09 SWITZERLAND
015 E04AA09 X
015 A00AA10 BANCO ITAU CHILE
015 B00AA10 S
015 C01AA10 SANTIAGO
015 D01AA10 CHILE
015 E04AA10 X
015 A00AA11 HSBC BANK (CHINA) CO., LTD.
015 B00AA11 S
015 C01AA11 SHANGHAI
015 D01AA11 CHINA
015 E04AA11 X
015 A00AA12 HSBC BANK (CHINA) CO., LTD.
015 B00AA12 S
015 C01AA12 SHENZHEN
015 D01AA12 CHINA
015 E04AA12 X
015 A00AA13 CITITRUST COL0MBIA S.A. SOCIEDAD FIDUCIARIA
015 B00AA13 S
015 C01AA13 BOGOTA
015 D01AA13 COLOMBIA
015 E04AA13 X
015 A00AA14 CESKOSLOVENSKA OBCHODNI BANKA, A.S.
015 B00AA14 S
015 C01AA14 PRAGUE
015 D01AA14 CZECH REPUBLIC
015 E04AA14 X
015 A00AA15 DEUTSCHE BANK AG
PAGE 7
015 B00AA15 S
015 C01AA15 ESCHBORN
015 D01AA15 GERMANY
015 E04AA15 X
015 A00AA16 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA16 S
015 C01AA16 COPENHAGEN
015 D01AA16 DENMARK
015 E04AA16 X
015 A00AA17 AS SEB PANK
015 B00AA17 S
015 C01AA17 TALLINN
015 D01AA17 ESTONIA
015 E04AA17 X
015 A00AA18 HSBC BANK EGYPT S.A.E.
015 B00AA18 S
015 C01AA18 CAIRO
015 D01AA18 EQYPT
015 E04AA18 X
015 A00AA19 Deutsche Bank S.A.E.
015 B00AA19 S
015 C01AA19 Madrid
015 D01AA19 Spain
015 E04AA19 X
015 A00AA20 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA20 S
015 C01AA20 Helsinki
015 D01AA20 Finland
015 E04AA20 X
015 A00AA21 DEUTSCHE BANK A.G.
015 B00AA21 S
015 C01AA21 PARIS
015 D01AA21 FRANCE
015 E04AA21 X
015 A00AA22 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B00AA22 S
015 C01AA22 ATHENS
015 D01AA22 GREECE
015 E04AA22 X
015 A00AA23 STANDARD CHARTED BANK (HONG KONG) LTD.
015 B00AA23 S
015 C01AA23 KWUN TONG
015 D01AA23 HONG KONG
015 E04AA23 X
015 A00AA24 PRIVREDNA BANKA ZAGREB D.D.
015 B00AA24 S
015 C01AA24 ZAGREB
015 D01AA24 CROATIA
015 E04AA24 X
015 A00AA25 UNICREDIT BANK HUNGARY ZRT.
015 B00AA25 S
PAGE 8
015 C01AA25 BUDAPEST
015 D01AA25 HUNGARY
015 E04AA25 X
015 A00AA26 DEUTSCHE BANK AG
015 B00AA26 S
015 C01AA26 JAKARTA
015 D01AA26 INDONESIA
015 E04AA26 X
015 A00AA27 BANK HAPOALIM B.M.
015 B00AA27 S
015 C01AA27 TEL AVIV
015 D01AA27 ISRAEL
015 E04AA27 X
015 A00AA28 NBI HF.
015 B00AA28 S
015 C01AA28 REYKJAVIK
015 D01AA28 ICELAND
015 E04AA28 X
015 A00AA29 DEUTSCHE BANK S.P.A
015 B00AA29 S
015 C01AA29 MILAN
015 D01AA29 ITALY
015 E04AA29 X
015 A00AA30 MIZUHO COPRORATE BANK, LTD.
015 B00AA30 S
015 C01AA30 TOKYO
015 D01AA30 JAPAN
015 E04AA30 X
015 A00AA31 AB SEB BANKAS
015 B00AA31 S
015 C01AA31 VILNIUS
015 D01AA31 LITHUANIA
015 E04AA31 X
015 A00AA32 AS SEB BANKA
015 B00AA32 S
015 C01AA32 RIGA
015 D01AA32 LATVIA
015 E04AA32 X
015 A00AA33 CITIBANK MAGHREB
015 B00AA33 S
015 C01AA33 CASABLANCA
015 D01AA33 MOROCCO
015 E04AA33 X
015 A00AA34 THE HONGKONG AND SHANGHAI BANKING CORP., LTD.
015 B00AA34 S
015 C01AA34 QORMI
015 D01AA34 MALTA
015 E04AA34 X
015 A00AA35 BANCO NACIONAL DE MEXICO S.A.
015 B00AA35 S
015 C01AA35 COL. SANTE FE
PAGE 9
015 D01AA35 MEXICO
015 E04AA35 X
015 A00AA36 STANDARD CHARTERED BANK MALAYSIA BERHAD
015 B00AA36 S
015 C01AA36 KUALA LUMPUR
015 D01AA36 MALAYSIA
015 E04AA36 X
015 A00AA37 DEUTSCHE BANK AG
015 B00AA37 S
015 C01AA37 AMSTERDAM
015 D01AA37 NETHERLANDS
015 E04AA37 X
015 A00AA38 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA38 S
015 C01AA38 OSLO
015 D01AA38 NORWAY
015 E04AA38 X
015 A00AA39 THE HONGKONG AND SHANGHAI BANKING CORP., LTD.
015 B00AA39 S
015 C01AA39 SEOUL
015 D01AA39 SOUTH KOREA
015 E04AA39 X
015 A00AA40 CITIBANK DEL PERU, S.A.
015 B00AA40 S
015 C01AA40 LIMA
015 D01AA40 PERU
015 E04AA40 X
015 A00AA41 DEUTSCHE BANK AG
015 B00AA41 S
015 C01AA41 MAKATI CITY
015 D01AA41 PHILIPPINES
015 E04AA41 X
015 A00AA42 DEUTSCHE BANK AG
015 B00AA42 S
015 C01AA42 KARACHI
015 D01AA42 PAKISTAN
015 E04AA42 X
015 A00AA43 BANK HANDLOWY W WARSZAWIE S.A.
015 B00AA43 S
015 C01AA43 WARSAW
015 D01AA43 POLAND
015 E04AA43 X
015 A00AA44 DEUTSCHE BANK AG
015 B00AA44 S
015 C01AA44 LISBON
015 D01AA44 PORTUGAL
015 E04AA44 X
015 A00AA45 HSBC BANK MIDDLE EAST LIMITED
015 B00AA45 S
015 C01AA45 DOHA
015 D01AA45 QATAR
PAGE 10
015 E04AA45 X
015 A00AA46 ING BANK (EURASIA) ZAO
015 B00AA46 S
015 C01AA46 MOSCOW
015 D01AA46 RUSSIA
015 E04AA46 X
015 A00AA47 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA47 S
015 C01AA47 STOCKHOLM
015 D01AA47 SWEDEN
015 E04AA47 X
015 A00AA48 CITIBANK N.A.
015 B00AA48 S
015 C01AA48 SINGAPORE
015 D01AA48 SINGAPORE
015 E04AA48 X
015 A00AA49 STANDARD CHARTERED BANK (THAI) PCL
015 B00AA49 S
015 C01AA49 BANGKOK
015 D01AA49 THAILAND
015 E04AA49 X
015 A00AA50 CITIBANK, A.S.
015 B00AA50 S
015 C01AA50 ISTANBUL
015 D01AA50 TURKEY
015 E04AA50 X
015 A00AA51 STANDARD BANK OF SOUTH AFRICA LTD.
015 B00AA51 S
015 C01AA51 JOHANNESBURG
015 D01AA51 SOUTH AFRICA
015 E04AA51 X
015 A00AA52 DEUTSCHE BANK AG, NETHERLANDS
015 B00AA52 S
015 C01AA52 BRUSSELS
015 D01AA52 BELGIUM
015 E04AA52 X
015 A00AA53 THE HONGKONG AND SHANGHAI BANKING CORP LTD.
015 B00AA53 S
015 C01AA53 AUCKLAND
015 D01AA53 NEW ZEALAND
015 E04AA53 X
015 A00AA54 CESKOSLOVENSKA OBCHODNA BANKA, A.S.
015 B00AA54 S
015 C01AA54 BRATISLAVA
015 D01AA54 SLOVAK REPUBLIC
015 E04AA54 X
015 A00AA55 STATE STREET BANK AND TRUST CO.
015 B00AA55 S
015 C01AA55 EDINBURGH
015 D01AA55 SCOTLAND
015 E04AA55 X
PAGE 11
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 45
019 C00AA00 IXISLOOMIS
020 A000001 GOLDMAN SACHS & CO.
020 B000001 13-5108880
020 C000001 734
020 A000002 JPMORGAN CHASE SECURITIES INC.
020 B000002 13-3224016
020 C000002 113
020 A000003 UBS SECURITIES LLC
020 B000003 13-3873456
020 C000003 27
020 A000004 CREDIT SUISSE SECURITIES (USA) LLC
020 B000004 05-0546650
020 C000004 18
020 A000005 CAPITAL INSTITUTIONAL SERVICES, INC.
020 B000005 75-1565705
020 C000005 18
020 A000006 BANK OF AMERICA/MERRILL LYNCH
020 B000006 13-5674085
020 C000006 17
020 A000007 INSTINET
020 B000007 13-3443395
020 C000007 16
020 A000008 KNIGHT SECURITIES L.P.
020 B000008 22-3660471
020 C000008 13
020 A000009 MORGAN STANLEY & CO., INC.
020 B000009 13-2655998
020 C000009 8
020 A000010 BARCLAYS BANK PLC
020 B000010 13-4942190
020 C000010 8
021 000000 1013
022 A000001 STATE STREET BANK AND TRUST COMPANY
022 B000001 04-1867445
022 C000001 18436003
022 D000001 0
022 A000002 BANK OF AMERICA/MERRILL LYNCH
022 B000002 13-5674085
022 C000002 2211573
022 D000002 788526
022 A000003 JPMORGAN CHASE SECURITIES INC.
022 B000003 13-3224016
022 C000003 870866
022 D000003 127437
022 A000004 WELLS FARGO SECURITIES, LLC
022 B000004 94-3379992
022 C000004 790748
022 D000004 112390
PAGE 12
022 A000005 UBS SECURITIES LLC
022 B000005 13-3873456
022 C000005 237100
022 D000005 209493
022 A000006 CITIGROUP GLOBAL MARKETS, INC.
022 B000006 11-2418191
022 C000006 376205
022 D000006 31801
022 A000007 MORGAN STANLEY & CO., INC.
022 B000007 13-2655998
022 C000007 210393
022 D000007 137483
022 A000008 Societe Generale
022 B000008 13-3557071
022 C000008 323000
022 D000008 0
022 A000009 BARCLAYS BANK PLC
022 B000009 13-4942190
022 C000009 221853
022 D000009 26658
022 A000010 GOLDMAN SACHS & CO.
022 B000010 13-5108880
022 C000010 222478
022 D000010 18310
023 C000000 24899550
023 D000000 1551070
024 000100 Y
024 000300 N
024 000400 Y
024 000500 Y
024 000600 Y
024 000700 Y
024 000800 Y
024 000900 Y
025 A000101 WELLS FARGO SECURITIES, LLC
025 B000101 94-3379992
025 C000101 E
025 D000101 5721
025 A000102 JPMORGAN CHASE SECURITIES INC.
025 B000102 13-3224016
025 C000102 E
025 D000102 5249
025 A000401 CITIGROUP GLOBAL MARKETS, INC.
025 B000401 11-2418191
025 C000401 D
025 D000401 48000
025 A000402 Societe Generale
025 B000402 13-3557071
025 C000402 D
025 D000402 42999
025 A000403 BARCLAYS BANK PLC
PAGE 13
025 B000403 13-4942190
025 C000403 D
025 D000403 17996
025 A000501 CITIGROUP GLOBAL MARKETS, INC.
025 B000501 11-2418191
025 C000501 D
025 D000501 13000
025 A000502 Societe Generale
025 B000502 13-3557071
025 C000502 D
025 D000502 12000
025 A000503 BARCLAYS BANK PLC
025 B000503 13-4942190
025 C000503 D
025 D000503 9998
025 A000601 CITIGROUP GLOBAL MARKETS, INC.
025 B000601 11-2418191
025 C000601 D
025 D000601 16000
025 A000602 BARCLAYS BANK PLC
025 B000602 13-4942190
025 C000602 D
025 D000602 11499
025 A000701 GOLDMAN SACHS & CO.
025 B000701 13-5108880
025 C000701 D
025 D000701 616
025 A000801 JPMORGAN CHASE SECURITIES INC.
025 B000801 13-3224016
025 C000801 E
025 D000801 68
025 A000802 CITIGROUP GLOBAL MARKETS, INC.
025 B000802 11-2418191
025 C000802 E
025 D000802 54
025 A000803 WELLS FARGO SECURITIES, LLC
025 B000803 94-3379992
025 C000803 E
025 D000803 50
025 A000804 GOLDMAN SACHS & CO.
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PAGE 14
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PAGE 15
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PAGE 16
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PAGE 17
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PAGE 18
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PAGE 19
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PAGE 20
031 A000400 19
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PAGE 21
036 B000500 0
036 A000600 N
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PAGE 22
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PAGE 23
042 H000800 0
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PAGE 24
048 A020100 0.700
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PAGE 25
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PAGE 26
048 F020600 0.000
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PAGE 27
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PAGE 28
051 000800 N
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PAGE 29
054 K000300 N
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PAGE 30
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PAGE 31
055 B000500 N
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PAGE 32
060 A000700 N
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PAGE 33
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PAGE 34
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062 K000800 0.0
062 L000800 0.0
062 M000800 0.0
062 N000800 0.0
062 O000800 0.0
062 P000800 0.0
062 Q000800 0.0
062 R000800 0.0
062 A000900 Y
062 B000900 19.0
062 C000900 0.0
062 D000900 6.1
062 E000900 0.0
062 F000900 0.0
062 G000900 0.0
062 H000900 0.0
062 I000900 0.0
062 J000900 0.0
062 K000900 0.0
062 L000900 0.0
062 M000900 0.0
PAGE 35
062 N000900 0.0
062 O000900 0.2
062 P000900 60.5
062 Q000900 15.0
062 R000900 2.9
063 A000100 0
063 B000100 0.0
063 A000300 0
063 B000300 0.0
063 A000400 47
063 B000400 0.0
063 A000500 47
063 B000500 0.0
063 A000600 49
063 B000600 0.0
063 A000700 0
063 B000700 1.7
063 A000800 0
063 B000800 0.0
063 A000900 0
063 B000900 4.6
064 A000400 Y
064 B000400 N
064 A000500 Y
064 B000500 N
064 A000600 Y
064 B000600 N
066 A000100 Y
066 B000100 N
066 C000100 N
066 D000100 N
066 E000100 Y
066 F000100 N
066 G000100 N
066 A000300 Y
066 B000300 N
066 C000300 Y
066 D000300 N
066 E000300 N
066 F000300 N
066 G000300 N
066 A000400 N
066 A000500 N
066 A000600 N
066 A000700 Y
066 B000700 N
066 C000700 N
066 D000700 N
066 E000700 N
066 F000700 N
066 G000700 Y
PAGE 36
066 A000800 Y
066 B000800 N
066 C000800 N
066 D000800 Y
066 E000800 N
066 F000800 N
066 G000800 N
066 A000900 N
067 000100 N
067 000300 N
067 000400 N
067 000500 N
067 000600 N
067 000700 N
067 000800 N
067 000900 N
068 A000100 N
068 B000100 N
068 A000300 N
068 B000300 N
068 A000400 N
068 B000400 N
068 A000500 N
068 B000500 N
068 A000600 N
068 B000600 N
068 A000700 N
068 B000700 N
068 A000800 N
068 B000800 N
068 A000900 N
068 B000900 N
069 000100 N
069 000300 N
069 000400 N
069 000500 N
069 000600 N
069 000700 N
069 000800 N
069 000900 N
070 A010100 Y
070 A020100 Y
070 B010100 Y
070 B020100 N
070 C010100 Y
070 C020100 N
070 D010100 Y
070 D020100 N
070 E010100 Y
070 E020100 N
070 F010100 Y
PAGE 37
070 F020100 N
070 G010100 Y
070 G020100 N
070 H010100 Y
070 H020100 N
070 I010100 N
070 I020100 N
070 J010100 Y
070 J020100 N
070 K010100 Y
070 K020100 N
070 L010100 Y
070 L020100 Y
070 M010100 Y
070 M020100 N
070 N010100 Y
070 N020100 N
070 O010100 Y
070 O020100 N
070 P010100 Y
070 P020100 N
070 Q010100 N
070 Q020100 N
070 R010100 N
070 R020100 N
070 A010300 Y
070 A020300 Y
070 B010300 Y
070 B020300 N
070 C010300 Y
070 C020300 N
070 D010300 Y
070 D020300 N
070 E010300 Y
070 E020300 N
070 F010300 Y
070 F020300 N
070 G010300 Y
070 G020300 N
070 H010300 Y
070 H020300 N
070 I010300 N
070 I020300 N
070 J010300 Y
070 J020300 N
070 K010300 Y
070 K020300 Y
070 L010300 Y
070 L020300 N
070 M010300 Y
070 M020300 N
PAGE 38
070 N010300 Y
070 N020300 N
070 O010300 Y
070 O020300 N
070 P010300 Y
070 P020300 N
070 Q010300 N
070 Q020300 N
070 R010300 N
070 R020300 N
070 A010400 Y
070 A020400 Y
070 B010400 Y
070 B020400 N
070 C010400 Y
070 C020400 N
070 D010400 Y
070 D020400 N
070 E010400 Y
070 E020400 Y
070 F010400 Y
070 F020400 Y
070 G010400 Y
070 G020400 N
070 H010400 Y
070 H020400 N
070 I010400 Y
070 I020400 Y
070 J010400 Y
070 J020400 N
070 K010400 Y
070 K020400 N
070 L010400 Y
070 L020400 Y
070 M010400 Y
070 M020400 Y
070 N010400 Y
070 N020400 N
070 O010400 Y
070 O020400 N
070 P010400 Y
070 P020400 N
070 Q010400 Y
070 Q020400 N
070 R010400 Y
070 R020400 N
070 A010500 Y
070 A020500 Y
070 B010500 Y
070 B020500 N
070 C010500 Y
PAGE 39
070 C020500 N
070 D010500 Y
070 D020500 N
070 E010500 Y
070 E020500 Y
070 F010500 Y
070 F020500 Y
070 G010500 Y
070 G020500 N
070 H010500 Y
070 H020500 N
070 I010500 Y
070 I020500 Y
070 J010500 Y
070 J020500 N
070 K010500 Y
070 K020500 N
070 L010500 Y
070 L020500 Y
070 M010500 Y
070 M020500 Y
070 N010500 Y
070 N020500 N
070 O010500 Y
070 O020500 N
070 P010500 Y
070 P020500 N
070 Q010500 Y
070 Q020500 N
070 R010500 N
070 R020500 N
070 A010600 Y
070 A020600 Y
070 B010600 Y
070 B020600 N
070 C010600 Y
070 C020600 N
070 D010600 Y
070 D020600 N
070 E010600 Y
070 E020600 Y
070 F010600 Y
070 F020600 Y
070 G010600 Y
070 G020600 N
070 H010600 Y
070 H020600 N
070 I010600 Y
070 I020600 Y
070 J010600 Y
070 J020600 N
PAGE 40
070 K010600 Y
070 K020600 N
070 L010600 Y
070 L020600 Y
070 M010600 Y
070 M020600 Y
070 N010600 Y
070 N020600 N
070 O010600 Y
070 O020600 N
070 P010600 Y
070 P020600 N
070 Q010600 Y
070 Q020600 N
070 R010600 Y
070 R020600 N
070 A010700 Y
070 A020700 Y
070 B010700 Y
070 B020700 Y
070 C010700 Y
070 C020700 N
070 D010700 Y
070 D020700 Y
070 E010700 Y
070 E020700 Y
070 F010700 Y
070 F020700 Y
070 G010700 Y
070 G020700 N
070 H010700 Y
070 H020700 N
070 I010700 Y
070 I020700 Y
070 J010700 Y
070 J020700 N
070 K010700 Y
070 K020700 Y
070 L010700 Y
070 L020700 Y
070 M010700 Y
070 M020700 Y
070 N010700 Y
070 N020700 N
070 O010700 Y
070 O020700 N
070 P010700 Y
070 P020700 N
070 Q010700 Y
070 Q020700 N
070 R010700 Y
PAGE 41
070 R020700 N
070 A010800 Y
070 A020800 Y
070 B010800 Y
070 B020800 N
070 C010800 Y
070 C020800 N
070 D010800 Y
070 D020800 N
070 E010800 Y
070 E020800 N
070 F010800 Y
070 F020800 N
070 G010800 Y
070 G020800 N
070 H010800 Y
070 H020800 N
070 I010800 Y
070 I020800 N
070 J010800 Y
070 J020800 N
070 K010800 Y
070 K020800 N
070 L010800 Y
070 L020800 N
070 M010800 Y
070 M020800 N
070 N010800 N
070 N020800 N
070 O010800 Y
070 O020800 N
070 P010800 Y
070 P020800 N
070 Q010800 N
070 Q020800 N
070 R010800 N
070 R020800 N
070 A010900 Y
070 A020900 Y
070 B010900 Y
070 B020900 N
070 C010900 Y
070 C020900 N
070 D010900 Y
070 D020900 N
070 E010900 Y
070 E020900 N
070 F010900 Y
070 F020900 N
070 G010900 Y
070 G020900 N
PAGE 42
070 H010900 Y
070 H020900 N
070 I010900 Y
070 I020900 N
070 J010900 Y
070 J020900 N
070 K010900 Y
070 K020900 N
070 L010900 Y
070 L020900 Y
070 M010900 Y
070 M020900 Y
070 N010900 Y
070 N020900 N
070 O010900 Y
070 O020900 N
070 P010900 Y
070 P020900 N
070 Q010900 Y
070 Q020900 N
070 R010900 Y
070 R020900 N
071 A000100 26087
071 B000100 31221
071 C000100 138764
071 D000100 19
071 A000300 59190
071 B000300 25810
071 C000300 72000
071 D000300 36
071 A000400 0
071 B000400 0
071 C000400 0
071 D000400 0
071 A000500 0
071 B000500 0
071 C000500 0
071 D000500 0
071 A000600 0
071 B000600 0
071 C000600 0
071 D000600 0
071 A000700 145770
071 B000700 118942
071 C000700 29089
071 D000700 409
071 A000800 2414
071 B000800 2428
071 C000800 6049
071 D000800 40
071 A000900 659756
PAGE 43
071 B000900 178002
071 C000900 272654
071 D000900 65
072 A000100 6
072 B000100 0
072 C000100 1211
072 D000100 0
072 E000100 0
072 F000100 500
072 G000100 33
072 H000100 0
072 I000100 118
072 J000100 12
072 K000100 0
072 L000100 6
072 M000100 19
072 N000100 30
072 O000100 0
072 P000100 0
072 Q000100 0
072 R000100 21
072 S000100 1
072 T000100 213
072 U000100 0
072 V000100 0
072 W000100 10
072 X000100 963
072 Y000100 0
072 Z000100 249
072AA000100 4633
072BB000100 3590
072CC010100 6278
072CC020100 0
072DD010100 32
072DD020100 6
072EE000100 0
072 A000300 6
072 B000300 0
072 C000300 401
072 D000300 0
072 E000300 0
072 F000300 296
072 G000300 17
072 H000300 0
072 I000300 24
072 J000300 13
072 K000300 0
072 L000300 7
072 M000300 9
072 N000300 29
072 O000300 0
PAGE 44
072 P000300 0
072 Q000300 0
072 R000300 20
072 S000300 0
072 T000300 29
072 U000300 0
072 V000300 0
072 W000300 10
072 X000300 454
072 Y000300 0
072 Z000300 -53
072AA000300 6321
072BB000300 115
072CC010300 156
072CC020300 0
072DD010300 0
072DD020300 0
072EE000300 0
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072 B000400 1265
072 C000400 0
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072 E000400 0
072 F000400 4620
072 G000400 218
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072 J000400 21
072 K000400 0
072 L000400 65
072 M000400 20
072 N000400 102
072 O000400 0
072 P000400 40
072 Q000400 0
072 R000400 33
072 S000400 6
072 T000400 700
072 U000400 0
072 V000400 0
072 W000400 38
072 X000400 6164
072 Y000400 0
072 Z000400 -4898
072AA000400 28942
072BB000400 374
072CC010400 3811
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PAGE 45
072 A000500 6
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072 S000500 2
072 T000500 217
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072 X000500 2613
072 Y000500 147
072 Z000500 -2028
072AA000500 7938
072BB000500 9825
072CC010500 0
072CC020500 4289
072DD010500 15
072DD020500 43
072EE000500 0
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072 B000600 413
072 C000600 0
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072 G000600 120
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PAGE 46
072 S000600 2
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072 X000600 2618
072 Y000600 143
072 Z000600 -2062
072AA000600 9738
072BB000600 7858
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072CC020600 3146
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072 C000700 136
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072 J000700 85
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072 S000700 1
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072 X000700 457
072 Y000700 201
072 Z000700 508
072AA000700 3051
072BB000700 5099
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072CC020700 166
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PAGE 47
072 D000800 0
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072AA000800 327
072BB000800 64
072CC010800 67
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072EE000800 41
072 A000900 6
072 B000900 7681
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PAGE 48
072 V000900 0
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072AA000900 8078
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072DD010900 2216
072DD020900 3524
072EE000900 8
073 A010100 0.0000
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073 B000300 0.0000
073 C000300 0.0000
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073 B000400 0.0619
073 C000400 0.0000
073 A010500 0.0000
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073 B000500 0.0000
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073 B000700 0.0263
073 C000700 0.0000
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073 B000800 0.0825
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074 B000100 4762
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PAGE 49
074 H000100 0
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PAGE 50
074 X000300 1098
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PAGE 51
074 R030500 0
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PAGE 52
074 K000700 0
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074 R040700 966
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PAGE 53
074 B000900 38288
074 C000900 117993
074 D000900 470261
074 E000900 18066
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PAGE 54
076 000800 0.00
076 000900 0.00
077 A000000 Y
077 B000000 N
077 C000000 N
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
078 000000 Y
080 C00AA00 0
081 B00AA00 0
082 B00AA00 0
083 B00AA00 0
084 B00AA00 0
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086 B010000 0
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086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
SIGNATURE MICHAEL KARDOK
TITLE TREASURER
EX-99.77Q1 OTHR EXHB
2
ex77q1d18f3plan.txt
EX. 77Q1D 18F-3 PLAN
Gateway Trust
Hansberger International Series
Natixis Funds Trust I
Natixis Funds Trust II
Natixis Funds Trust IV
Loomis Sayles Funds I
Loomis Sayles Funds II
Amended and Restated Plan pursuant to Rule 18f-3(d)
under the Investment Company Act of 1940
Effective as of March 11, 2011
Each series of Gateway Trust, Hansberger International
Series, Natixis Funds Trust I, Natixis Funds Trust II,
Natixis Funds Trust IV, Loomis Sayles Funds I and Loomis
Sayles Funds II (each series individually a "Fund" and such
Trusts collectively the "Trusts") may from time to time
issue one or more of the following classes of shares:
Class A shares, Class B shares, Class C shares, Class J
shares, Class Y shares, Admin Class shares, Advisor Class
shares, Institutional Class shares and Retail Class shares.
Shares of each class of a Fund shall represent an equal pro
rata interest in such Fund and, generally, shall have
identical voting, dividend, liquidation, and other rights,
preferences, powers, restrictions, limitations,
qualifications and terms and conditions, except that: (a)
each class shall have a different designation; (b) each
class shall bear any Class Expenses, as defined below; (c)
each class shall have separate voting rights on any matter
submitted to shareholders in which the interests of one
class differ from the interests of any other class, and
shall have exclusive voting rights on any matter submitted
to shareholders that relates solely to that class; and (d)
each class may have different conversion and exchange
rights, as described below. In addition, each class is
subject to such investment minimums and other conditions of
eligibility as are set forth in the Funds' prospectuses
(including statements of additional information) as from
time to time in effect. The differences in expenses among
these classes of shares, and the conversion and exchange
features of each class of shares, are set forth below in
this Plan, which is subject to change, to the extent
permitted by law and by the Declaration of Trust and By-
Laws of each Trust, by action of the Board of Trustees of
each Trust. Hansberger International Series, in certain
instances, is treated differently. In such instances, the
treatment is specifically noted.
Initial Sales Charge
Class A shares are offered at a public offering price that
is equal to their net asset value ("NAV") plus a sales
charge of up to 5.75% of the public offering price (which
maximum may be less for certain Funds, as described in the
Funds' prospectuses as from time to time in effect). The
sales charges on Class A shares are subject to reduction or
waiver as permitted by Rule 22d-1 under the Investment
Company Act of 1940 (the "1940 Act") and as described in
the Funds' prospectuses as from time to time in effect.
Prior to December 1, 2000, Class C shares were offered at a
public offering price equal to their NAV, without an
initial sales charge. From December 1, 2000 through
January 31, 2004, Class C shares were offered at a public
offering price that was equal to their NAV plus a sales
charge of 1.00% of the public offering price (which maximum
may be less for certain Funds, as was described in the
Funds' then effective prospectuses as may have been in
effect from time to time). The sales charges on Class C
shares were subject to reduction or waiver as permitted by
Rule 22d-1 under the 1940 Act and as described in the
Funds' then effective prospectuses as may have been in
effect from time to time. On and after February 1, 2004,
Class C shares are offered at a public offering price equal
to their NAV, without an initial sales charge.
Class J shares of the Funds are offered at a public
offering price that is equal to their NAV plus a front end
sales charge of up to 3.50% of the public offering price
(which maximum may be less for certain Funds, as described
in the Funds' prospectuses as from time to time in effect).
The sales charges on Class J shares are subject to
reduction or waiver as permitted by Rule 22d-1 under the
1940 Act and as described in the Funds' prospectuses as
from time to time in effect.
Class B, Class C, Class Y, Admin Class, Advisor Class,
Retail Class and Institutional Class shares are offered at
their NAV, without an initial sales charge.
Contingent Deferred Sales Charge
Purchases of Class A shares of $1 million or more,
purchases of Class C shares or purchases by certain
retirement plans, as described in the Funds' prospectuses
as from time to time in effect, that are redeemed within
one year from purchase are subject to a contingent deferred
sales charge (a "CDSC") of 1% of either the purchase price
or the NAV of the shares redeemed, whichever is less.
Class A and C shares are not otherwise subject to a CDSC.
Class B shares that are redeemed within 6 years from
purchase are subject to a CDSC of up to 5% (4% for shares
purchased prior to May 1, 1997) of either the purchase
price or the NAV of the shares redeemed, whichever is less;
such percentage declines the longer the shares are held, as
described in the Funds' prospectuses as from time to time
in effect. Class B shares purchased with reinvested
dividends or capital gain distributions are not subject to
a CDSC. Effective July 30, 2007, no new accounts will be
opened in Class B shares. Effective October 12, 2007, no
additional investments may be made into Class B shares.
The CDSC on Class A, Class B and Class C shares is subject
to reduction or waiver in certain circumstances, as
permitted by Rule 6c-10 under the 1940 Act and as described
in the Funds' prospectuses as from time to time in effect.
Class J, Class Y, Admin Class, Advisor Class, Institutional
Class and Retail Class shares are not subject to any CDSC.
Service, Administration and Distribution Fees
Class A, Class B, Class C, Class J, Admin Class and Retail
Class shares pay distribution and service fees pursuant to
plans adopted pursuant to Rule 12b-1 under the 1940 Act
(the "12b-1 Plans") for such classes. Class A, Class B,
Class C, Class J, Admin Class and Retail Class shares also
bear any costs associated with obtaining shareholder
approval of any amendments to a 12b-1 Plan. There is no
12b-1 Plan for Advisor Class, Class Y or Institutional
Class shares. Amounts payable under the 12b-1 Plans are
subject to such further limitations as the Trustees may
from time to time determine and as set forth in the
prospectus of each Fund as from time to time in effect.
Class A, Class B, Class C and Retail Class shares each pay,
pursuant to the 12b-1 Plans, a service fee of up to 0.25%
per annum of the average daily net assets attributable to
such class (which percentage may be less for certain Funds,
as described in the Funds' prospectuses as from time to
time in effect).
Class A shares do not pay a distribution fee pursuant to
the 12b-1 Plans.
Class B and Class C shares pay, pursuant to the 12b-1
Plans, a distribution fee of up to 0.75% per annum of the
average daily net assets attributable to such class of
shares (which percentages may be less for certain Funds, as
described in the Funds' prospectuses as from time to time
in effect).
Class J shares pay, pursuant to the 12b-1 Plans,
distribution and service fees of up to 0.75% of the average
net assets attributable to Class J shares (which percentage
may be less for certain Funds, as described in the Funds'
prospectuses as from time to time in effect).
Admin Class shares pay, pursuant to the 12b-1 Plans,
distribution and service fees of up to 0.25% of the average
daily net assets attributable to Admin class shares (which
percentages may be less for certain Funds, as described in
the Funds' prospectuses as from time to time in effect).
In addition, Admin Class shares pay administrative fees to
certain financial intermediaries for providing personal
service and account maintenance for their customers who
hold Admin class shares. These fees are paid on the
average daily net assets attributable to Admin Class shares
at the annual rate stated in the Funds' prospectuses as
from time to time in effect.
Conversion and Exchange Features
Class B shares automatically convert to Class A shares of
the same Fund eight years after purchase, except that Class
B shares purchased through the reinvestment of dividends
and other distributions on Class B shares convert to Class
A shares at the same time as the shares with respect to
which they were purchased are converted. This conversion
from Class B shares to Class A shares occurs once per month
for all Class B shares that reach their eighth year over
the course of that particular month.
A Retail Class shareholder of a Fund who accumulates shares
with a value greater than or equal to the minimum
investment amount for Institutional Class shares of that
same Fund may, at the shareholder's option upon written
notice to the Trust, convert the shareholder's Retail Class
shares of that Fund into Institutional Class shares of the
same Fund at NAV, provided that the shareholder would
otherwise be eligible to purchase Institutional Class
shares of the Fund. An Institutional Class shareholder
may, upon written notice to the Trust, convert the
shareholder's Institutional Class shares into Retail Class
shares of the same Fund at NAV if the investment option or
program through which the shareholder invests no longer
permits the use of Institutional Class shares in that
option or program or if the shareholder is otherwise no
longer eligible to participate in Institutional Class
shares, provided that the shareholder would otherwise be
eligible to purchase Retail Class shares of the Fund.
Class A, Class C, Class Y, Class J, Admin Class, Advisor
Class shares or Institutional Class shares of Hansberger
International Series do not convert to any other class of
shares.
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Class A shares of any
Fund may be exchanged, at the holder's option and subject
to minimum investment requirements, for Class A shares of
any other Fund that offers Class A shares without the
payment of a sales charge. The holding period for
determining any CDSC will include the holding period of the
shares exchanged. Prior to the liquidation of Natixis Cash
Management Trust - Money Market Series (the "Money Market
Fund"), Class A shares of the Money Market Fund on which no
sales charge was previously paid or for which no holding
period had commenced for purposes of determining the
applicable CDSC could have been exchanged for Class A shares
of any other Funds on the basis of relative net asset value
plus the sales charge applicable to initial purchases of
Class A shares of the other Fund into which the shareholder
was exchanging, and in such instances the holding period for
purposes of determining the CDSC would have commenced at the
time of the exchange.
Class A shares of a Fund acquired in connection with
certain deferred compensation plans offered by New England
Life Insurance Company ("NELICO") and its affiliates to any
of their directors, senior officers, agents or general
agents may be exchanged, at the holder's option and with
the consent of NELICO, for Class Y shares of the same Fund
or for Class Y shares of any other Fund that offers Class Y
shares.
Class A shares of a Fund acquired by investors in "wrap
programs" approved by the Funds' distributor, or who are
moving to a "wrap program," or clients of registered
investment advisers ("RIAs") may be exchanged for Class Y
shares of the same Fund. Any outstanding CDSC exposure
associated with the Class A shares will be assessed at the
time of the exchange. Effective May 1, 2011, Class A
shares of a Fund acquired by Fund Trustees, former Fund
Trustees, employees of affiliates of the Natixis Funds,
individuals who are affiliated with any Natixis Fund
(including spouses, parents, siblings, grandparents,
grandchildren and in-laws of those mentioned) and Natixis
and Natixis affiliate employee benefit plans (together
"Natixis Eligible Investors") may be exchanged for Class Y
shares of the same Fund without payment of a CDSC.
Class C shares of a Fund acquired by investors in "wrap
programs" approved by the Funds' distributor, or who are
moving to a "wrap program," or clients of RIAs may be
exchanged for Class Y shares of the same Fund. Any
outstanding CDSC exposure associated with the Class C
shares will be assessed at the time of the exchange.
Class C shares of a Fund acquired by investors in "wrap
programs" approved by the Funds' distributor, or who are
moving to a "wrap program," or clients of RIAs may be
exchanged for Class A shares of the same Fund at NAV. Any
outstanding CDSC exposure associated with the Class C
shares will be assessed at the time of the exchange.
A Class Y shareholder who holds Class Y shares through a
"wrap program" or fee-based program may, upon written
notice to the Trust, convert the shareholder's Class Y
shares into Class A shares of the same Fund at NAV if the
investment option or program through which the shareholder
invests no longer permits the use of Class Y shares in that
option or program or if the shareholder is otherwise no
longer eligible to participate in Class Y shares, provided
that the shareholder would otherwise be eligible to
purchase Class A shares of the same Fund. Any Class Y to
Class A share exchange will initially be exempt from the
Class A sales charge (as described in the Funds'
prospectuses as from time to time in effect); however, any
subsequent shareholder contributions within Class A shares
will be subject to the Class A sales charge.
Shareholders who held shares of the predecessor of the
Gateway Fund at the time of its reorganization into the
Gateway Fund may exchange their Class A shares for Class Y
shares of the Gateway Fund if the shareholder's account
value is $100,000 or more or if the shareholder meets the
eligibility requirements of Class Y as described in the
Fund's prospectus as from time to time in effect.
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Class B shares of any
Fund may be exchanged, at the holder's option and subject
to minimum investment requirements, for Class B shares of
any other Fund that offers Class B shares, without the
payment of a CDSC. The holding period for determining the
CDSC and the conversion to Class A shares will include the
holding period of the shares exchanged. Prior to the
liquidation of the Money Market Fund, Class B shares of the
Money Market Fund could have been exchanged for Class B
shares of any other Fund on the basis of relative net asset
value, subject to the CDSC schedule of the Fund acquired.
For purposes of computing the CDSC payable upon redemption of
shares acquired by such exchange, and the conversion of such
shares to Class A shares, the holding period of any other
Fund's shares that were exchanged for Class B shares of the
Money Market Fund is included, but the holding period of the
Class B shares of the Money Market Fund is not included.
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Class C shares of any
Fund may be exchanged, at the holder's option and subject
to minimum investment requirements, for Class C shares of
any other Fund that offers Class C shares, without payment
of a CDSC. The holding period for determining the CDSC
will include the holding period of the shares exchanged.
Prior to the liquidation of the Money Market Fund, Class C
shares could also have been exchanged for Class C shares of
the Money Market Fund without the payment of a CDSC in
which case the holding period for purposes of determining
the expiration of the CDSC on such shares, if any, would
have stopped and would have resumed only when an exchange
was made back into Class C shares of a Fund.
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Class J shares of any
Fund may be exchanged, at the holder's option and subject
to minimum investment requirements, for Class J shares of
any other Fund that offers Class J shares without the
payment of a sales charge.
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Class Y shares of any
Fund may be exchanged, at the holder's option and subject
to minimum investment requirements, (i) for Class Y shares
of any other Fund that offers Class Y shares, or (ii) for
Institutional Class shares of any other Fund that offers
Institutional Class shares (except Funds that are part of
the Hansberger International Series).
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Admin Class shares of
any Fund may be exchanged, at the holder's option and
subject to minimum investment requirements, for Admin Class
shares of any other Fund that offers Admin Class shares
without the payment of a sales charge.
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Advisor Class shares
of any fund within the Hansberger International Series may
be exchanged, at the holder's option and subject to minimum
investment requirements, for Advisor Class shares of any
other fund within the Hansberger International Series that
offers Advisor Class shares.
Effective May 1, 2011, Advisor Class shares of any fund
within the Hansberger International Series acquired by
Natixis Eligible Investors may be exchanged for
Institutional Class shares of the same Fund.
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Institutional Class
shares of any Fund (except Funds that are part of the
Hansberger International Series) may be exchanged, at the
holder's option and subject to minimum investment
requirements, (i) for Institutional Class shares of any
other Fund that offers Institutional Class shares (except
Funds that are part of the Hansberger International
Series), or (ii) for Class Y shares of any other Fund that
offers Class Y shares. Institutional Class shares of any
fund within the Hansberger International Series may be
exchanged, at the holder's option and subject to minimum
investment requirements, for Institutional Class shares of
any other fund within the Hansberger International Series
that offers Institutional Class shares.
To the extent provided in the prospectus of the relevant
Fund as from time to time in effect, Retail Class shares of
any Fund may be exchanged, at the holder's option and
subject to minimum investment requirements, for Retail
Class shares of any other Fund that offers Retail Class
shares without the payment of a sales charge.
All exchanges are subject to the eligibility requirements
or other restrictions of the class and Fund including
minimum investment requirements to which the shareholder is
exchanging. The Funds reserve the right to terminate or
limit the exchange privilege of any shareholder deemed to
be engaging in market timing activity as defined in the
Funds' prospectuses as from time to time in effect. The
Funds may terminate or change the exchange privilege at any
time upon 60 days' notice to shareholders.
Allocation of Income and Expenses
Each Class of shares pays the expenses associated with its
different distribution and shareholder servicing
arrangements ("Account Expenses"). Each class of shares
may, at the Trustees' discretion, also pay a different
share of other expenses (together with 12b-1 fees and
Account Expenses, "Class Expenses"), not including advisory
fees or other expenses related to the management of the
Trust's assets, if these expenses are actually incurred in
a different amount by that class, or if the class receives
services of a different kind or to a different degree than
other classes.
The gross income of each Fund generally shall be allocated
to each class on the basis of net assets. To the extent
practicable, certain expenses (other than Class Expenses as
defined above, which shall be allocated more specifically)
shall be subtracted from the gross income on the basis of
the net assets of each class of each Fund. These expenses
include:
* Expenses incurred by a Trust (including, but not
limited to, fees of Trustees, insurance and legal
counsel) not attributable to a particular Fund or to
a particular class of shares of a Fund ("Trust Level
Expenses"); and
* Expenses incurred by a Fund not attributable to any
particular class of the Fund's shares (for example,
advisory fees, custodial fees or other expenses
relating to the management of the Fund's assets)
("Fund Expenses").
Expenses of a Fund shall be apportioned to each class of
shares depending upon the nature of the expense item.
Trust Level Expenses and Fund Expenses shall be allocated
among the classes of shares based on their relative net
assets in relation to the net assets of the relevant Trust.
Approved Class Expenses shall be allocated to the
particular class to which they are attributable. However,
if a Class Expense can no longer be attributed to a class,
it will be charged to a Fund for allocation among classes
in proportion to the net assets of each such class. Any
additional Class Expenses not specifically identified above
which are subsequently identified and determined to be
properly allocated to one class of shares shall not be so
allocated until approved by the Board of Trustees of the
Trust in light of the requirements of the 1940 Act and the
Internal Revenue Code of 1986, as amended (the "Code").
Each Trust reserves the right to utilize any other
appropriate method to allocate income and expenses among
the classes, including those specified in Rule 18f-3(c)(1),
provided that a majority of the Trustees and a majority of
the independent Trustees determine that the method is fair
to the shareholders of each class and consistent with the
requirements of Rule 18f-3.
18f-3 Plan - DRAFT 111910 (2)
7
Exhibit 77Q1(d)