-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KZlohK1Kmr/hWRvEBBetvBTRIe9PwnBj1dpF/EV58w5dyPaMMsatczS1csvZ3vv6 jFuINXLMFajWg2+ai+Seog== 0001206774-04-001221.txt : 20040831 0001206774-04-001221.hdr.sgml : 20040831 20040831110847 ACCESSION NUMBER: 0001206774-04-001221 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040831 DATE AS OF CHANGE: 20040831 EFFECTIVENESS DATE: 20040831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CDC NVEST FUNDS TRUST II CENTRAL INDEX KEY: 0000052136 IRS NUMBER: 041990692 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-00242 FILM NUMBER: 041007129 BUSINESS ADDRESS: STREET 1: 399 BOYLSTON ST STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 8003997788 MAIL ADDRESS: STREET 1: 399 BOYLSTON STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20000202 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENGLAND FUNDS TRUST II DATE OF NAME CHANGE: 19940615 FORMER COMPANY: FORMER CONFORMED NAME: TNE FUNDS TRUST DATE OF NAME CHANGE: 19940615 N-PX 1 cd015_0000052136.txt FORM N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number - 811-242 CDC NVEST FUNDS TRUST II --------------------------------------------------- (Exact name of registrant as specified in charter) 399 Boylston Street Boston, MA, 02116 -------------------------------------------------------------------- (Address of principal executive offices) (Zip code) John E. Pelletier, ESQ. CDC IXIS Asset Management Distributors,L.P. 399 Boylston Street Boston, MA 02116 --------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 617-449-2801 Date of fiscal year end: December 31 Date of reporting period: 07/01/2003 - 06/30/2004 ITEM 1. PROXY VOTING RECORD The information contained herein discloses the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the registrant cast its vote on the matter; (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the registrant cast its vote for or against management. Harris Associates Large Cap Value Fund 0000052136 - ------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED Agenda: 932116026 CUSIP: 001055102 Meeting Type: Contested Consent Ticker: AFL Meeting Date: 5/3/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT B. JOHNSON Mgmt For For DANIEL P. AMOS Mgmt For For MICHAEL H. ARMACOST Mgmt For For KRISS CLONINGER, III Mgmt For For JOE FRANK HARRIS Mgmt For For ELIZABETH J. HUDSON Mgmt For For JOHN SHELBY AMOS II Mgmt For For DOUGLAS W. JOHNSON Mgmt For For CHARLES B. KNAPP Mgmt For For HIDEFUMI MATSUI Mgmt For For NOBUHIRO MORI Mgmt For For E. STEPHEN PURDOM, M.D. Mgmt For For BARBARA K. RIMER Mgmt For For GLENN VAUGHN, JR. Mgmt For For ROBERT L. WRIGHT Mgmt For For MARVIN R. SCHUSTER Mgmt For For KENNETH S. JANKE, SR. Mgmt For For 02 TO CONSIDER AND APPROVE THE 2004 AFLAC Mgmt For For INCORPORATED LONG-TERM INCENTIVE PLAN. 03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For LLP AS INDEPENDENT AUDITORS. - ------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda: 932104704 CUSIP: 002824100 Meeting Type: Annual Ticker: ABT Meeting Date: 4/23/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 R.S. ROBERTS Mgmt For For R.S. AUSTIN Mgmt For For W.D. SMITHBURG Mgmt For For J.R. WALTER Mgmt For For A.B. RAND Mgmt For For B. POWELL JR. Mgmt For For 01 D.A.L. OWEN Mgmt For For M.D. WHITE Mgmt For For J.M. LEIDEN Mgmt For For W.A. REYNOLDS Mgmt For For J.M. GREENBERG Mgmt For For H.L. FULLER Mgmt For For R.A. GONZALEZ Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For AS AUDITORS. 03 SHAREHOLDER PROPOSAL - PRESCRIPTION Shr Against For DRUGS. 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS. 05 SHAREHOLDER PROPOSAL - OPTION GRANTS Shr Against For FOR SENIOR EXECUTIVES. 06 SHAREHOLDER PROPOSAL - GLOBAL Shr Against For INFECTIOUS DISEASES. - ------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865 CUSIP: 035229103 Meeting Type: Annual Ticker: BUD Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 AUGUST A. BUSCH III Mgmt For For DOUGLAS A. WARNER III Mgmt For For ANDREW C. TAYLOR Mgmt For For CARLOS FERNANDEZ G. Mgmt For For JAMES R. JONES Mgmt For For 02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For - ------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Agenda: 932040152 CUSIP: 053015103 Meeting Type: Annual Ticker: ADP Meeting Date: 11/11/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 GREGORY D. BRENNEMAN Mgmt For For JOSH S. WESTON Mgmt For For ARTHUR F. WEINBACH Mgmt For For HENRY TAUB Mgmt For For FREDERIC V. MALEK Mgmt For For HARVEY M. KRUEGER Mgmt For For ANN DIBBLE JORDAN Mgmt For For 01 LEON G. COOPERMAN Mgmt For For JOSEPH A. CALIFANO, JR. Mgmt For For GARY C. BUTLER Mgmt For For LESLIE A. BRUN Mgmt For For 02 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For COMPANY S 2000 KEY EMPLOYEES STOCK OPTION PLAN 03 APPROVAL OF THE AMENDMENT TO THE Mgmt For For COMPANY S EMPLOYEES SAVINGS- STOCK PURCHASE PLAN 04 APPROVAL OF THE COMPANY S 2003 Mgmt For For DIRECTOR STOCK PLAN 05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For - ------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda: 932113347 CUSIP: 110122108 Meeting Type: Annual Ticker: BMY Meeting Date: 5/4/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 L.V. GERSTNER, JR. Mgmt For For L. JOHANSSON Mgmt For For P.R. DOLAN Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For 03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shr Against For 04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shr Against For 05 SEPARATION OF CHAIRMAN AND CEO Shr For Against POSITIONS 06 HIV/AIDS-TB-MALARIA Shr Against For 07 DIRECTOR VOTE THRESHOLD Shr Against For - ------------------------------------------------------------------------------------------------------- BURLINGTON RESOURCES INC. Agenda: 932099193 CUSIP: 122014103 Meeting Type: Annual Ticker: BR Meeting Date: 4/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J.A. RUNDE Mgmt For For J.F. MCDONALD Mgmt For For R.L. LIMBACHER Mgmt For For J.T. LAMACCHIA Mgmt For For W.E. WADE, JR. Mgmt For For S.J. SHAPIRO Mgmt For For B.S. SHACKOULS Mgmt For For 01 J.F. SCHWARZ Mgmt For For R.V. ANDERSON Mgmt For For K.W. ORCE Mgmt For For D.M. ROBERTS Mgmt For For W. SCOTT, JR. Mgmt For For R.J. HARDING Mgmt For For B.T. ALEXANDER Mgmt For For L.I. GRANT Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY TO 650,000,000. 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2004. - ------------------------------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Agenda: 932054303 CUSIP: 14149Y108 Meeting Type: Annual Ticker: CAH Meeting Date: 11/5/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DAVE BING Mgmt For For ROBERT D. WALTER Mgmt For For DAVID W. RAISBECK Mgmt For For JOHN F. HAVENS Mgmt For For JOHN F. FINN Mgmt For For - ------------------------------------------------------------------------------------------------------- CARNIVAL CORPORATION Agenda: 932098622 CUSIP: 143658300 Meeting Type: Annual Ticker: CCL Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 BARONESS HOGG Mgmt For For HOWARD S. FRANK Mgmt For For MODESTO A. MAIDIQUE Mgmt For For MICKY ARISON Mgmt For For JOHN P. MCNULTY Mgmt For For PETER RATCLIFFE Mgmt For For SIR JOHN PARKER Mgmt For For STUART SUBOTNICK Mgmt For For 01 UZI ZUCKER Mgmt For For A. KIRK LANTERMAN Mgmt For For PIER LUIGI FOSCHI Mgmt For For ARNOLD W. DONALD Mgmt For For AMB RICHARD G. CAPEN JR Mgmt For For ROBERT H. DICKINSON Mgmt For For 02 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR CARNIVAL CORPORATION. 03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS. 04 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For FOR CARNIVAL PLC FOR THE FINANCIAL PERIOD ENDED NOVEMBER 30, 2003. 05 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT OF CARNIVAL PLC. 06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For ALLOT SHARES BY CARNIVAL PLC. 07 TO APPROVE THE DISAPPLICATION OF PRE- Mgmt For For EMPTION RIGHTS FOR CARNIVAL PLC SHARES. - ------------------------------------------------------------------------------------------------------- CENDANT CORPORATION Agenda: 932103170 CUSIP: 151313103 Meeting Type: Annual Ticker: CD Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 SHELI Z. ROSENBERG Mgmt For For MYRA J. BIBLOWIT Mgmt For For RT. HON. BRIAN MULRONEY Mgmt For For RONALD L. NELSON Mgmt For For ROBERT W. PITTMAN Mgmt For For 02 TO APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For OF INCORPORATION AND BY-LAWS OF THE COMPANY TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS OF THE COMPANY. 03 TO RATIFY AND APPROVE THE APPOINTMENT Mgmt For For OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. 04 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For SEPARATION OF THE OFFICES OF CHIEF EXECUTIVE OFFICER AND CHAIRMAN. 05 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr Against For EXECUTIVE OFFICER COMPENSATION. - ------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda: 932106215 CUSIP: 172967101 Meeting Type: Annual Ticker: C Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 KENNETH T. DERR Mgmt For For SANFORD I. WEILL Mgmt For For FRANKLIN A. THOMAS Mgmt For For ROBERT E. RUBIN Mgmt For For CHARLES PRINCE Mgmt For For ANDRALL E. PEARSON Mgmt For For RICHARD D. PARSONS Mgmt For For ROBERT B. WILLUMSTAD Mgmt For For JOHN M. DEUTCH Mgmt For For DUDLEY C. MECUM Mgmt For For GEORGE DAVID Mgmt For For ALAIN J.P. BELDA Mgmt For For C. MICHAEL ARMSTRONG Mgmt For For ANN DIBBLE JORDAN Mgmt For For R. HERNANDEZ RAMIREZ Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For KPMG LLP AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004. 03 STOCKHOLDER PROPOSAL REQUESTING A CURB Shr Against For ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. 04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For REPORT ON POLITICAL CONTRIBUTIONS. 05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. 06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. - ------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Agenda: 932126774 CUSIP: 194162103 Meeting Type: Annual Ticker: CL Meeting Date: 5/7/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 E.A. MONRAD Mgmt For For R. MARK Mgmt For For D.E. LEWIS Mgmt For For R.J. KOGAN Mgmt For For D.W. JOHNSON Mgmt For For E.M. HANCOCK Mgmt For For C.M. GUTIERREZ Mgmt For For J.K. CONWAY Mgmt For For R.E. FERGUSON Mgmt For For 02 RATIFY SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS 03 REAPPROVAL OF PORTIONS OF THE COMPANY Mgmt For For COMPANY S STOCKHOLDER-APPROVED EXECUTIVE INCENTIVE COMPENSATION PLAN 04 STOCKHOLDER PROPOSAL ON GOLDEN Shr Against For PARACHUTE SEVERANCE PAY 05 STOCKHOLDER PROPOSAL ON WORKPLACE Shr Against For HUMAN RIGHTS 06 STOCKHOLDER PROPOSAL ON INDEPENDENT Shr Against For CHAIRMAN - ------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS Agenda: 932125570 CUSIP: 20825C104 Meeting Type: Annual Ticker: COP Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J. STAPLETON ROY Mgmt For For WILLIAM R. RHODES Mgmt For For RUTH R. HARKIN Mgmt For For DAVID L. BOREN Mgmt For For JAMES E. COPELAND, JR. Mgmt For For KENNETH M. DUBERSTEIN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For PERFORMANCE INCENTIVE PLAN 04 OFFICER & DIRECTOR COMPENSATION Shr Against For 05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For 06 ANWR DRILLING Shr Against For - ------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda: 932077666 CUSIP: 22160K105 Meeting Type: Annual Ticker: COST Meeting Date: 1/29/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DANIEL J. EVANS** Mgmt For For WILLIAM H. GATES, II* Mgmt For For BENJAMIN S. CARSON* Mgmt For For JILL S. RUCKELSHAUS* Mgmt For For HAMILTON E. JAMES* Mgmt For For 02 SHAREHOLDER PROPOSAL TO ELECT Shr For Against DIRECTORS ANNUALLY AND NOT BY CLASSES. 03 SHAREHOLDER PROPOSAL TO DEVELOP A Shr Against For POLICY FOR LAND PROCUREMENT. 04 RATIFICATION OF SELECTION OF Mgmt For For INDEPENDENT AUDITORS. - ------------------------------------------------------------------------------------------------------- DIAGEO PLC Agenda: 932049491 CUSIP: 25243Q205 Meeting Type: Annual Ticker: DEO Meeting Date: 10/22/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 REPORTS AND ACCOUNTS 2003 Mgmt For For 02 DIRECTORS REMUNERATION REPORT 2003 Mgmt For For 03 DECLARATION OF FINAL DIVIDEND Mgmt For For 04 RE-ELECTION OF LORD BLYTH (3*) Mgmt For For 05 RE-ELECTION OF MR JK OATES (1*,3,4) Mgmt For For 06 RE-ELECTION OF MR PS WALSH (2*) Mgmt For For 07 RE-APPOINTMENT AND REMUNERATION OF Mgmt For For AUDITORS 08 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 09 AUTHORITY TO PURCHASE OWN ORDINARY Mgmt For For SHARES - ------------------------------------------------------------------------------------------------------- THE DIRECTV GROUP, INC. Agenda: 932162910 CUSIP: 25459L106 Meeting Type: Annual Ticker: DTV Meeting Date: 6/2/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 NEIL R. AUSTRIAN Mgmt For For CHARLES R. LEE Mgmt For For K. RUPERT MURDOCH Mgmt For For 02 APPROVAL OF THE 2004 STOCK PLAN Mgmt For For 03 APPROVAL OF THE EXECUTIVE OFFICER CASH Mgmt For For BONUS PLAN 04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS - ------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda: 932078175 CUSIP: 254687106 Meeting Type: Annual Ticker: DIS Meeting Date: 3/3/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT A. IGER Mgmt For For JOHN E. BRYSON Mgmt For For JOHN S. CHEN Mgmt For For AYLWIN B. LEWIS Mgmt For For JUDITH L. ESTRIN Mgmt For For MONICA C. LOZANO Mgmt For For ROBERT W. MATSCHULLAT Mgmt For For LEO J. O'DONOVAN, S.J. Mgmt For For GARY L. WILSON Mgmt For For GEORGE J. MITCHELL Mgmt For For MICHAEL D. EISNER Mgmt Withheld Against 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. 03 TO APPROVE THE HARRINGTON INVESTMENTS Shr Against For SHAREHOLDER PROPOSAL RELATING TO LABOR STANDARDS FOR CHINA. 04 TO APPROVE THE NEW YORK CITY Shr Against For RETIREMENT SYSTEMS AND PENSION FUNDS PROPOSAL RELATING TO LABOR STANDARDS IN CHINA. 05 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO THEME PARK SAFETY REPORTING. - ------------------------------------------------------------------------------------------------------- FANNIE MAE Agenda: 932154420 CUSIP: 313586109 Meeting Type: Annual Ticker: FNM Meeting Date: 5/25/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 A.M. MULCAHY Mgmt For For D.H. MUDD Mgmt For For D.B. MARRON Mgmt For For A. KOROLOGOS Mgmt For For T.P. GERRITY Mgmt For For S.B. ASHLEY Mgmt For For F.V. MALEK Mgmt For For J.K. PICKETT Mgmt For For K.M. DUBERSTEIN Mgmt For For F.D. RAINES Mgmt For For H.P. SWYGERT Mgmt For For L. RAHL Mgmt For For T. HOWARD Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For AUDITORS 03 APPROVAL OF AN AMENDMENT TO THE FANNIE Mgmt For For MAE EMPLOYEE STOCK PURCHASE PLAN 04 STOCKHOLDER PROPOSAL TO REINSTATE Shr For Against CUMULATIVE VOTING - ------------------------------------------------------------------------------------------------------- FIRST DATA CORPORATION Agenda: 932125657 CUSIP: 319963104 Meeting Type: Annual Ticker: FDC Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 HENRY C. DUQUES Mgmt For For CHARLES T. FOTE Mgmt For For RICHARD P. KIPHART Mgmt For For JOAN E. SPERO Mgmt For For 02 THE RATIFICATION OF THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2004. - ------------------------------------------------------------------------------------------------------- FIRST DATA CORPORATION Agenda: 932049073 CUSIP: 319963104 Meeting Type: Special Ticker: FDC Meeting Date: 10/28/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For FIRST DATA COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS INC. - ------------------------------------------------------------------------------------------------------- FORTUNE BRANDS, INC. Agenda: 932103942 CUSIP: 349631101 Meeting Type: Annual Ticker: FO Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PETER M. WILSON Mgmt For For ANNE M. TATLOCK Mgmt For For NORMAN H. WESLEY Mgmt For For 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2004. 03 STOCKHOLDER PROPOSAL ENTITLED Shr For Against SHAREHOLDER VOTE ON POISON PILLS TO ADOPT THE FOLLOWING RESOLUTION: THE SHAREHOLDERS OF OUR COMPANY REQUEST THAT OUR BOARD OF DIRECTORS SEEK SHAREHOLDER APPROVAL AT THE EARLIEST SUBSEQUENT SHAREHOLDER ELECTION, FOR THE ADOPTION, MAINTENANCE OR EXTENSION OF ANY CURRENT OR FUTURE POISON PILL PLAN. - ------------------------------------------------------------------------------------------------------- GANNETT CO., INC. Agenda: 932111886 CUSIP: 364730101 Meeting Type: Annual Ticker: GCI Meeting Date: 5/4/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 STEPHEN P. MUNN Mgmt For For JAMES A. JOHNSON Mgmt For For DOUGLAS H. MCCORKINDALE Mgmt For For 02 PROPOSAL TO RATIFY Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S AUDITORS. 03 PROPOSAL TO AMEND 2001 OMNIBUS Mgmt For For INCENTIVE COMPENSATION PLAN. 04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For EXECUTIVE COMPENSATION. - ------------------------------------------------------------------------------------------------------- GAP, INC. Agenda: 932114969 CUSIP: 364760108 Meeting Type: Annual Ticker: GPS Meeting Date: 5/12/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MARGARET C. WHITMAN Mgmt For For JAMES M. SCHNEIDER Mgmt For For MAYO A. SHATTUCK III Mgmt For For DORIS F. FISHER Mgmt For For PAUL S. PRESSLER Mgmt For For HOWARD BEHAR Mgmt For For DONALD G. FISHER Mgmt For For ROBERT J. FISHER Mgmt For For GLENDA A. HATCHETT Mgmt For For PENELOPE L. HUGHES Mgmt For For BOB L. MARTIN Mgmt For For JORGE P. MONTOYA Mgmt For For ADRIAN D.P. BELLAMY Mgmt For For 02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS 03 TO APPROVE THE PROPOSAL TO AMEND AND Mgmt For For RESTATE THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE CASH AWARD PLAN 04 A SHAREHOLDER PROPOSAL REGARDING Shr Against For EXECUTIVE COMPENSATION - ------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda: 932036127 CUSIP: 370334104 Meeting Type: Annual Ticker: GIS Meeting Date: 9/22/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 LIVIO D. DESIMONE Mgmt For For STEPHEN W. SANGER Mgmt For For PAUL S. WALSH Mgmt For For RAYMOND G. VIAULT Mgmt For For DOROTHY A. TERRELL Mgmt For For A. MICHAEL SPENCE Mgmt For For H. OCHOA-BRILLEMBOURG Mgmt For For HEIDI G. MILLER Mgmt For For 01 JOHN M. KEENAN Mgmt For For ROBERT L. JOHNSON Mgmt For For JUDITH R. HOPE Mgmt For For WILLIAM T. ESREY Mgmt For For STEPHEN R. DEMERITT Mgmt For For RAYMOND V. GILMARTIN Mgmt For For 02 APPROVAL OF APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITOR. 03 ADOPTION OF THE GENERAL MILLS, INC. Mgmt Against Against 2003 STOCK COMPENSATION PLAN. - ------------------------------------------------------------------------------------------------------- GENERAL MOTORS CORPORATION Agenda: 932040380 CUSIP: 370442832 Meeting Type: Consent Ticker: GMH Meeting Date: 10/3/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For AMENDMENT 02 RATIFICATION OF THE NEW HUGHES Mgmt For For CERTIFICATE OF INCORPORATION 03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For INCLUDING THE SPECIAL DIVIDEND 04 RATIFICATION OF THE GM/NEWS STOCK SALE Mgmt Against Against 05 RATIFICATION OF THE NEWS STOCK Mgmt Against Against ACQUISITION 06 APPROVAL OF THE SECOND GM CHARTER Mgmt Against Against AMENDMENT - ------------------------------------------------------------------------------------------------------- GUIDANT CORPORATION Agenda: 932108233 CUSIP: 401698105 Meeting Type: Annual Ticker: GDT Meeting Date: 5/18/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 RONALD W. DOLLENS Mgmt For For ENRIQUE C. FALLA Mgmt For For MAURICE A. COX, JR. Mgmt For For NANCY-ANN MIN DEPARLE Mgmt For For KRISTINA M. JOHNSON PHD Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2004. 03 PROPOSAL BY SHAREHOLDER THAT THE BOARD Shr For Against ADOPT A POLICY OF EXPENSING IN THE COMPANY S ANNUAL INCOME STATEMENT THE COST OF ALL FUTURE STOCK OPTIONS ISSUED BY THE COMPANY. - ------------------------------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Agenda: 932114818 CUSIP: 412822108 Meeting Type: Annual Ticker: HDI Meeting Date: 4/24/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 RICHARD I. BEATTIE Mgmt For For BARRY K. ALLEN Mgmt For For 02 APPROVAL OF THE AMENDED CORPORATE Mgmt For For SHORT TERM INCENTIVE PLAN. 03 APPROVAL OF THE 2004 INCENTIVE STOCK Mgmt For For PLAN. 04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS. - ------------------------------------------------------------------------------------------------------- H.J. HEINZ COMPANY Agenda: 932032460 CUSIP: 423074103 Meeting Type: Annual Ticker: HNZ Meeting Date: 9/12/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 D.R. O'HARE Mgmt For For W.R. JOHNSON Mgmt For For C.E. BUNCH Mgmt For For M.C. CHOKSI Mgmt For For L.S. COLEMAN, JR. Mgmt For For P.H. COORS Mgmt For For C. KENDLE Mgmt For For J.M. ZIMMERMAN Mgmt For For E.E. HOLIDAY Mgmt For For L.C. SWANN Mgmt For For T.J. USHER Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For - ------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda: 932133046 CUSIP: 437076102 Meeting Type: Annual Ticker: HD Meeting Date: 5/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN L. CLENDENIN Mgmt For For RICHARD H. BROWN Mgmt For For CLAUDIO X. GONZALEZ Mgmt For For BERRY R. COX Mgmt For For GREGORY D. BRENNEMAN Mgmt For For ROGER S. PENSKE Mgmt For For ROBERT L. NARDELLI Mgmt For For KENNETH G. LANGONE Mgmt For For BONNIE G. HILL Mgmt For For MILLEDGE A. HART, III Mgmt For For 02 COMPANY PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2004. 03 STOCKHOLDER PROPOSAL REGARDING OUTSIDE Shr Against For DIRECTOR TERM LIMITS. 04 STOCKHOLDER PROPOSAL REGARDING POISON Shr For Against PILL IMPLEMENTATION. 05 STOCKHOLDER PROPOSAL REGARDING Shr Against For PERFORMANCE GOALS AS A PREREQUISITE TO VESTING. 06 STOCKHOLDER PROPOSAL REGARDING Shr Against For IMPLEMENTATION OF ILO HUMAN RIGHTS STANDARDS. 07 STOCKHOLDER PROPOSAL REGARDING FUTURE Shr Against For SEVERANCE AGREEMENTS. 08 STOCKHOLDER PROPOSAL REGARDING METHOD Shr Against For OF VOTING FOR DIRECTORS. - ------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda: 932106683 CUSIP: 438516106 Meeting Type: Annual Ticker: HON Meeting Date: 4/26/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 BRUCE KARATZ Mgmt For For ERIC K. SHINSEKI Mgmt For For RUSSELL E. PALMER Mgmt For For JAMES J. HOWARD Mgmt For For IVAN G. SEIDENBERG Mgmt For For 02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Mgmt For For 03 ANNUAL ELECTION OF DIRECTORS Shr For Against 04 SHAREOWNER VOTING PROVISIONS Shr For Against 05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shr For Against 06 RESOLUTION ON PAY DISPARITY Shr Against For 07 CUMULATIVE VOTING Shr For Against - ------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Agenda: 932115721 CUSIP: 452308109 Meeting Type: Annual Ticker: ITW Meeting Date: 5/7/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 HAROLD B. SMITH Mgmt For For MARVIN D. BRAILSFORD Mgmt For For JAMES R. CANTALUPO Mgmt For For SUSAN CROWN Mgmt For For DON H. DAVIS, JR. Mgmt For For W. JAMES FARRELL Mgmt For For MICHAEL J. BIRCK Mgmt For For ROBERT S. MORRISON Mgmt For For WILLIAM F. ALDINGER Mgmt For For ROBERT C. MCCORMACK Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP. - ------------------------------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, Agenda: 932159141 CUSIP: 460690100 Meeting Type: Annual Ticker: IPG Meeting Date: 5/18/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 RICHARD A. GOLDSTEIN Mgmt For For J. PHILLIP SAMPER Mgmt For For H. JOHN GREENIAUS Mgmt For For JILL M. CONSIDINE Mgmt For For CHRISTOPHER J. COUGHLIN Mgmt For For REGINALD K. BRACK Mgmt For For FRANK J. BORELLI Mgmt For For DAVID A. BELL Mgmt For For MICHAEL I. ROTH Mgmt For For JOHN J. DOONER, JR. Mgmt For For 02 APPROVAL OF 2004 PERFORMANCE INCENTIVE Mgmt For For PLAN. 03 APPROVAL OF THE INTERPUBLIC NON- Mgmt For For MANAGEMENT DIRECTORS STOCK INCENTIVE PLAN. 04 CONFIRMATION OF PRICEWATERHOUSECOOPERS Mgmt For For AS INDEPENDENT AUDITORS FOR 2004. 05 APPROVAL OF PROPOSED SHAREHOLDER Shr Against For RESOLUTION ON NORTHERN IRELAND. - ------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda: 932103219 CUSIP: 478160104 Meeting Type: Annual Ticker: JNJ Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 SUSAN L. LINDQUIST Mgmt For For ROBERT J. DARRETTA Mgmt For For JAMES G. CULLEN Mgmt For For MARY S. COLEMAN Mgmt For For GERARD N. BURROW Mgmt For For WILLIAM C. WELDON Mgmt For For LEO F. MULLIN Mgmt For For STEVEN S REINEMUND Mgmt For For M. JUDAH FOLKMAN Mgmt For For DAVID SATCHER Mgmt For For HENRY B. SCHACHT Mgmt For For ARNOLD G. LANGBO Mgmt For For ANN D. JORDAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS 03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr Against For - ------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION Agenda: 932117840 CUSIP: 500255104 Meeting Type: Annual Ticker: KSS Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN F. HERMA Mgmt For For R. LAWRENCE MONTGOMERY Mgmt For For WAYNE EMBRY Mgmt For For FRANK V. SICA Mgmt For For 02 RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS. 03 SHAREHOLDER PROPOSAL REQUESTING THAT Shr Against For THE BOARD OF DIRECTORS COMPENSATION COMMITTEE, IN DEVELOPING FUTURE EXECUTIVE EQUITY COMPENSATION PLANS, UTILIZE PERFORMANCE AND TIME-BASED RESTRICTED SHARE PROGRAMS IN LIEU OF STOCK OPTIONS. 04 SHAREHOLDER PROPOSAL REQUESTING THE Shr Against For BOARD OF DIRECTORS TO AMEND THE COMPANY S BY-LAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR, AS DEFINED BY THE RULES OF THE NEW YORK STOCK EXCHANGE, BE ITS CHAIRMAN OF THE BOARD OF DIRECTORS. - ------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. Agenda: 932099244 CUSIP: 50075N104 Meeting Type: Annual Ticker: KFT Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 CHARLES R. WALL Mgmt For For BETSY D. HOLDEN Mgmt For For JOHN C. POPE Mgmt For For W. JAMES FARRELL Mgmt For For DINYAR S. DEVITRE Mgmt For For DEBORAH C. WRIGHT Mgmt For For MARY L. SCHAPIRO Mgmt For For LOUIS C. CAMILLERI Mgmt For For ROGER K. DEROMEDI Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS - ------------------------------------------------------------------------------------------------------- THE KROGER CO. Agenda: 932174662 CUSIP: 501044101 Meeting Type: Annual Ticker: KR Meeting Date: 6/24/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DAVID B. DILLON Mgmt For For DAVID B. LEWIS Mgmt For For W. RODNEY MCMULLEN Mgmt For For SUSAN M. PHILLIPS Mgmt For For DON W. MCGEORGE Mgmt For For JOHN L. CLENDENIN Mgmt For For 02 APPROVAL OF PRICEWATERHOUSECOOPERS Mgmt For For LLP, AS AUDITORS. 03 APPROVE SHAREHOLDER PROPOSAL, IF Shr For Against PROPERLY PRESENTED, TO AMEND REGULATIONS TO REQUIRE ALL DIRECTORS TO BE ELECTED ANNUALLY. 04 APPROVE SHAREHOLDER PROPOSAL, IF Shr Against For PROPERLY PRESENTED, TO RECOMMEND SEPARATION OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER POSITIONS. 05 APPROVE SHAREHOLDER PROPOSAL, IF Shr Against For PROPERLY PRESENTED, TO RECOMMEND SHAREHOLDER APPROVAL OF SEVERANCE AGREEMENTS. - ------------------------------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Agenda: 932163253 CUSIP: 530718105 Meeting Type: Annual Ticker: L Meeting Date: 6/9/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PAUL A. GOULD Mgmt For For JOHN C. MALONE Mgmt For For ROBERT R. BENNETT Mgmt For For 02 APPROVAL OF THE LIBERTY MEDIA Mgmt For For CORPORATION 2000 INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 19, 2004) 03 RATIFICATION OF KPMG LLP AS OUR Mgmt For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. - ------------------------------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Agenda: 932128413 CUSIP: 552848103 Meeting Type: Annual Ticker: MTG Meeting Date: 5/13/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MICHAEL E. LEHMAN Mgmt For For THOMAS M. HAGERTY Mgmt For For JAMES A. ABBOTT Mgmt For For 02 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF THE CORPORATION. - ------------------------------------------------------------------------------------------------------- MASCO CORPORATION Agenda: 932126750 CUSIP: 574599106 Meeting Type: Annual Ticker: MAS Meeting Date: 5/11/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ANTHONY F. EARLEY, JR.* Mgmt For For J. MICHAEL LOSH** Mgmt For For DAVID L. JOHNSTON** Mgmt For For PETER A. DOW* Mgmt For For WAYNE B. LYON* Mgmt For For 02 PROPOSAL TO APPROVE THE MASCO Mgmt For For CORPORATION 2004 RESTRICTED STOCK AWARD PROGRAM. 03 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR 2004. - ------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda: 932122675 CUSIP: 580135101 Meeting Type: Annual Ticker: MCD Meeting Date: 5/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WALTER E. MASSEY Mgmt For For ROGER W. STONE Mgmt For For JOHN W. ROGERS, JR. Mgmt For For EDWARD A. BRENNAN Mgmt For For ANNE-MARIE SLAUGHTER Mgmt For For 02 APPROVAL OF AUDITORS Mgmt For For 03 APPROVAL OF MCDONALD S CORPORATION Mgmt For For AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN 04 APPROVAL OF MCDONALD S CORPORATION Mgmt For For 2004 CASH INCENTIVE PLAN - ------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda: 932102306 CUSIP: 589331107 Meeting Type: Annual Ticker: MRK Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PETER C. WENDELL* Mgmt For For WENDELL P. WEEKS** Mgmt For For 01 THOMAS E. SHENK** Mgmt For For WILLIAM M. DALEY** Mgmt For For WILLIAM G. BOWEN** Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For COMPANY S INDEPENDENT AUDITORS 03 PROPOSAL TO AMEND THE RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS 04 STOCKHOLDER PROPOSAL CONCERNING Shr Against For MANAGEMENT COMPENSATION 05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For EXTENSION OF PRESCRIPTION DRUG PATENTS 06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY 07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr Against For SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES 08 STOCKHOLDER PROPOSAL CONCERNING A Shr Against For REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC - ------------------------------------------------------------------------------------------------------- NESTLE S.A. Agenda: 932121558 CUSIP: 641069406 Meeting Type: Annual Ticker: NSRGY Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 02 RELEASE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND OF THE MANAGEMENT. 03 DECISION ON THE APPROPRIATION OF Mgmt For For PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. 1A APPROVAL OF THE 2003 ANNUAL REPORT AND Mgmt For For ACCOUNTS OF NESTLE S.A. 1B APPROVAL OF THE 2003 CONSOLIDATED Mgmt For For ACCOUNTS OF THE NESTLE GROUP. 4A ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For ELECTION 0F: SIR EDWARD GEORGE (FOR A TERM OF 3 YEARS) 4B ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For ELECTION 0F: MR. KASPAR VILLIGER (FOR A TERM OF 5 YEARS) 4C ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For ELECTION 0F: MR. ROLF HANGGI (FOR A TERM OF 4 YEARS) 4D ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For ELECTION 0F: MR. DANIEL BOREL (FOR A TERM OF 5 YEARS) 4E ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For ELECTION 0F: MRS. CAROLINA MULLER (FOR A TERM OF 5 YEARS) - ------------------------------------------------------------------------------------------------------- PIPER JAFFRAY COMPANIES Agenda: 932101823 CUSIP: 724078100 Meeting Type: Annual Ticker: PJC Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ANDREW S. DUFF Mgmt For For SAMUEL L. KAPLAN Mgmt For For FRANK L. SIMS Mgmt For For 02 APPROVAL OF PIPER JAFFRAY COMPANIES Mgmt Against Against AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN. 03 RATIFY SELECTION OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS FOR 2004. - ------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY Agenda: 932117749 CUSIP: 755111507 Meeting Type: Annual Ticker: RTN Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MICHAEL RUETTGERS-2007 Mgmt For For LINDA STUNTZ-2005 Mgmt For For WILLIAM SWANSON-2007 Mgmt For For WILLIAM SPIVEY-2007 Mgmt For For JOHN DEUTCH-2007 Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 03 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shr Against For 04 SHAREHOLDER RIGHTS PLAN Shr For Against 05 ANNUAL ELECTION OF DIRECTORS Shr For Against 06 MACBRIDE PRINCIPLES Shr Against For 07 EXPENSING STOCK OPTIONS Shr For Against 08 SERP BENEFITS Shr For Against 09 EXECUTIVE COMPENSATION SYSTEM Shr Against For - ------------------------------------------------------------------------------------------------------- TIME WARNER INC. Agenda: 932131294 CUSIP: 887317105 Meeting Type: Annual Ticker: TWX Meeting Date: 5/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MILES R. GILBURNE Mgmt For For STEPHEN F. BOLLENBACH Mgmt For For STEPHEN M. CASE Mgmt For For ROBERT C. CLARK Mgmt For For CARLA A. HILLS Mgmt For For REUBEN MARK Mgmt For For MICHAEL A. MILES Mgmt For For KENNETH J. NOVACK Mgmt For For RICHARD D. PARSONS Mgmt For For R.E. TURNER Mgmt For For FRANCIS T. VINCENT, JR. Mgmt For For FRANK J. CAUFIELD Mgmt For For JAMES L. BARKSDALE Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For 03 STOCKHOLDER PROPOSAL REGARDING CHINA Shr Against For BUSINESS PRINCIPLES. 04 STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For ON PAY DISPARITY. - ------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda: 932099814 CUSIP: 902973304 Meeting Type: Annual Ticker: USB Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 RICHARD G. REITEN Mgmt For For THOMAS E. PETRY Mgmt For For V. BUYNISKI GLUCKMAN Mgmt For For ARTHUR D. COLLINS, JR. Mgmt For For JERRY W. LEVIN Mgmt For For 02 RATIFY SELECTION OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. 03 SHAREHOLDER PROPOSAL: COMPENSATION Shr Against For SYSTEM FOR SENIOR EXECUTIVES. 04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL Shr Against For EXECUTIVE RETIREMENT BENEFITS. 05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY Shr For Against VOTING. - ------------------------------------------------------------------------------------------------------- WASHINGTON MUTUAL, INC. Agenda: 932099167 CUSIP: 939322103 Meeting Type: Annual Ticker: WM Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MARGARET OSMER MCQUADE Mgmt For For WILLIAM D. SCHULTE Mgmt For For STEPHEN E. FRANK Mgmt For For ANNE V. FARRELL Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004 03 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For SPECIFIC COMPENSATION PROGRAM - ------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda: 932128982 CUSIP: 94106L109 Meeting Type: Annual Ticker: WMI Meeting Date: 5/14/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 W. ROBERT REUM Mgmt For For CARL W. VOGT Mgmt For For PASTORA CAFFERTY Mgmt For For STEVEN G. ROTHMEIER Mgmt For For JOHN C. POPE Mgmt For For A. MAURICE MYERS Mgmt For For ROBERT S. MILLER Mgmt For For FRANK M. CLARK, JR. Mgmt For For DAVID P. STEINER Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004. 03 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt For For 2004 STOCK INCENTIVE PLAN. 04 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt For For 2005 ANNUAL INCENTIVE PLAN. - ------------------------------------------------------------------------------------------------------- XEROX CORPORATION Agenda: 932116292 CUSIP: 984121103 Meeting Type: Annual Ticker: XRX Meeting Date: 5/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 GLENN A. BRITT Mgmt For For ANN N. REESE Mgmt For For JOHN E. PEPPER Mgmt For For N.J. NICHOLAS, JR. Mgmt For For ANNE M. MULCAHY Mgmt For For RALPH S. LARSEN Mgmt For For HILMAR KOPPER Mgmt For For VERNON E. JORDAN, JR. Mgmt For For RICHARD J. HARRINGTON Mgmt For For STEPHEN ROBERT Mgmt For For WILLIAM CURT HUNTER Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For 03 ADOPT THE 2004 PERFORMANCE INCENTIVE Mgmt For For PLAN. 04 ADOPT THE 2004 EQUITY COMPENSATION Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS.
Loomis Sayles Massachusetts Tax Free Income Fund The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) CDC NVEST FUNDS TRUST II By (Signature) /S/ John T. Hailer ---------------------------------------- Name John T. Hailer Title Chief Executive Officer Date 08-31-2004 -----END PRIVACY-ENHANCED MESSAGE-----