-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JyqBTz89HwfQ1Ue4ksv1WyW+A+zZVwF6Lj1xflxnK7bB06VZG4mv5gwOMCzCQrxW +aB3dU8FW1in83jes/fVRg== 0001127563-04-000184.txt : 20040830 0001127563-04-000184.hdr.sgml : 20040830 20040830095603 ACCESSION NUMBER: 0001127563-04-000184 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040830 DATE AS OF CHANGE: 20040830 EFFECTIVENESS DATE: 20040830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CDC NVEST FUNDS TRUST II CENTRAL INDEX KEY: 0000052136 IRS NUMBER: 041990692 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00242 FILM NUMBER: 041003916 BUSINESS ADDRESS: STREET 1: 399 BOYLSTON ST STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 8003997788 MAIL ADDRESS: STREET 1: 399 BOYLSTON STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20000202 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENGLAND FUNDS TRUST II DATE OF NAME CHANGE: 19940615 FORMER COMPANY: FORMER CONFORMED NAME: TNE FUNDS TRUST DATE OF NAME CHANGE: 19940615 NSAR-A 1 answer.fil NSAR PAGE 1 000 A000000 06/30/2004 000 C000000 0000052136 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 CDC NVEST FUNDS TRUST II 001 B000000 811-242 001 C000000 6174492804 002 A000000 399 BOYLSTON STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02116 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 HARRIS ASSOCIATES LARGE CAP VALUE FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 CDC IXIS ASSET MANAGEMENT SERVICES, INC. 010 B00AA01 84-5731 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02116 011 A00AA01 CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. 011 B00AA01 8-46325 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02116 012 A00AA01 CDC IXIS ASSET MANAGEMENT SERVICES, INC. 012 B00AA01 84-5731 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02116 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON PAGE 2 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 AEW SECURITIES LTD PARTNERSHIP 014 B00AA01 8-45099 014 A00AA02 HARRIS ASSOCIATES SECURITIES, L.P. 014 B00AA02 8-49575 014 A00AA03 LOOMIS SAYLES DISTRIBUTORS, L.P. 014 B00AA03 8-43429 014 A00AA04 REICH & TANG DISTRIBUTORS, INC. 014 B00AA04 8-150551 014 A00AA05 CDC SECURITIES, INC. 014 B00AA05 8-043912 014 A00AA06 CDC DERIVATIVES INC. 014 B00AA06 8-53212 014 A00AA07 CDC FINANCIAL PRODUCTS INC. 014 B00AA07 8-xxxxx 014 A00AA08 CDC FUNDING CORP. 014 B00AA08 8-xxxxx 014 A00AA09 CDC IXIS ASSET MANAGEMENT 014 B00AA09 8-xxxxx 014 A00AA10 CDC IXIS CAPITAL MARKETS 014 B00AA10 8-xxxxx 014 A00AA11 CDC IXIS CAPITAL MARKETS NORTH AMERICA INC. 014 B00AA11 8-xxxxx 014 A00AA12 CDC IXIS GMBH 014 B00AA12 8-xxxxx 014 A00AA13 CDC IXIS INVESTMENT SERVICES JAPAN, INC. 014 B00AA13 8-xxxxx 014 A00AA14 CDC IXIS NORTH AMERICA, INC. 014 B00AA14 8-xxxxx 014 A00AA15 CDC IXIS SECURITIES 014 B00AA15 8-xxxxx 014 A00AA16 CDC MORTGAGE CAPITAL INC. 014 B00AA16 8-xxxxx 014 A00AA17 CDC MUNICIPAL PRODUCTS INC. 014 B00AA17 8-xxxxx 014 A00AA18 CDC IXIS ASSET MANAGEMENT AUSTRALIA LIMITED 014 B00AA18 8-xxxxx 014 A00AA19 VEGA FINANCE 014 B00AA19 8-xxxxx 014 A00AA20 BANQUE DE LA REUNION 014 B00AA20 8-xxxxx 014 A00AA21 BANQUE DE NOUVELLE CALEDONIE 014 B00AA21 8-xxxxx 014 A00AA22 BANQUE DES ANTILLES FRANCAISES 014 B00AA22 8-xxxxx 014 A00AA23 BANQUE DES ILES SAINT-PIERRE-ET-MIQUELON 014 B00AA23 8-xxxxx 014 A00AA24 BANQUE DE TAHITI 014 B00AA24 8-xxxxx 014 A00AA25 BANQUE INTERNATIONALE DES MASCAREIGNES PAGE 3 014 B00AA25 8-xxxxx 014 A00AA26 CAISSE DES DEPOTS ET CONSIGNATIONS 014 B00AA26 8-xxxxx 014 A00AA27 CAISSE NATIONALE DES CAISSES D'EPARGNE 014 B00AA27 8-xxxxx 014 A00AA28 CDC FINANCE - CDC IXIS 014 B00AA28 8-xxxxx 014 A00AA29 CDC IXIS - LCF ROTSCHILD MIDCAPS 014 B00AA29 8-xxxxx 014 A00AA30 CDC URQUIJO 014 B00AA30 8-xxxxx 014 A00AA31 CREDIT FONCIER BANQUE 014 B00AA31 8-xxxxx 014 A00AA32 CREDIT FONCIER DE FRANCE 014 B00AA32 8-xxxxx 014 A00AA33 CREDIT FONCIER DE MONACO 014 B00AA33 8-xxxxx 014 A00AA34 CREDIT SAINT PIERRAIS 014 B00AA34 8-xxxxx 014 A00AA35 EURO EMETTEURS FINANCE 014 B00AA35 8-xxxxx 014 A00AA36 GERER INTERMEDIATION 014 B00AA36 8-xxxxx 014 A00AA37 INCHAUSPE & CIE 014 B00AA37 8-xxxxx 014 A00AA38 BANQUE SAN PAOLO 014 B00AA38 8-xxxxx 014 A00AA39 CAISSE DES DEPOTS SECURITIES, INC. 014 B00AA39 8-xxxxx 014 A00AA40 CDC COMMERCIAL PAPER CORP. 014 B00AA40 8-xxxxx 014 A00AA41 CDC INVESTMENT MANAGEMENT CORPORATION 014 B00AA41 8-xxxxx 014 A00AA42 GESTITRES 014 B00AA42 8-xxxxx 014 A00AA43 MARTIGNAC FINANCE 014 B00AA43 8-xxxxx 014 A00AA44 NEXGEN CAPITAL LTD. 014 B00AA44 8-xxxxx 014 A00AA45 NEXGEN FINANCIAL SOLUTIONS LTD. 014 B00AA45 8-xxxxx 014 A00AA46 NEXGEN FINANCIAL SOLUTIONS (ASIA) PTE. LTD. 014 B00AA46 8-xxxxx 015 A00AA01 INVESTORS BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02116 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S PAGE 4 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 NATIONAL AUSTRALIA BANK 015 B00AA03 S 015 C01AA03 MELBOURNE 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 BANK AUSTRIA CREDITANSTALT AG 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 BNP PARIBAS 015 B00AA05 S 015 C01AA05 BRUSSELS 015 D01AA05 BELGIUM 015 E04AA05 X 015 A00AA06 THE BANK OF BERMUDA LIMITED 015 B00AA06 S 015 C01AA06 HAMILTON 015 D01AA06 BERMUDA 015 E04AA06 X 015 A00AA07 BANKBOSTON 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 ROYAL BANK OF CANADA 015 B00AA08 S 015 C01AA08 TORONTO 015 D01AA08 CANADA 015 E04AA08 X 015 A00AA09 CITIBANK, N.A. 015 B00AA09 S 015 C01AA09 SANTIAGO 015 D01AA09 CHILE 015 E04AA09 X 015 A00AA10 STANDARD CHARTERED BANK 015 B00AA10 S 015 C01AA10 SHANGHAI & SHENZHEN 015 D01AA10 CHINA 015 E04AA10 X 015 A00AA11 CITITRUST COLOMBIA S.A. 015 B00AA11 S 015 C01AA11 SANTA FE DE BOGOTA 015 D01AA11 COLOMBIA 015 E04AA11 X 015 A00AA12 CITIBANK, A.S 015 B00AA12 S 015 C01AA12 PRAGUE PAGE 5 015 D01AA12 CZECH REPUBLIC 015 E04AA12 X 015 A00AA13 SEB 015 B00AA13 S 015 C01AA13 COPENHAGEN 015 D01AA13 DENMARK 015 E04AA13 X 015 A00AA14 CITIBANK, N.A. 015 B00AA14 S 015 C01AA14 QUITO 015 D01AA14 ECUADOR 015 E04AA14 X 015 A00AA15 CITIBANK, N.A. 015 B00AA15 S 015 C01AA15 CAIRO 015 D01AA15 EGYPT 015 E04AA15 X 015 A00AA16 SEB 015 B00AA16 S 015 C01AA16 HELSINKI 015 D01AA16 FINLAND 015 E04AA16 X 015 A00AA17 BNP PARIBAS 015 B00AA17 S 015 C01AA17 PARIS 015 D01AA17 FRANCE 015 E04AA17 X 015 A00AA18 BNP PARIBAS 015 B00AA18 S 015 C01AA18 FRANKFURT 015 D01AA18 GERMANY 015 E04AA18 X 015 A00AA19 BNP PARIBAS GREECE 015 B00AA19 S 015 C01AA19 ATHENS 015 D01AA19 GREECE 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG 015 E04AA20 X 015 A00AA21 HVB BANK HUNGARY RT 015 B00AA21 S 015 C01AA21 BUDAPEST 015 D01AA21 HUNGARY 015 E04AA21 X 015 A00AA22 ARION CUSTODY SERVICES 015 B00AA22 S 015 C01AA22 REYKJAVIK 015 D01AA22 ICELAND PAGE 6 015 E04AA22 X 015 A00AA23 STANDARD CHARTERED BANK 015 B00AA23 S 015 C01AA23 MUMBAI 015 D01AA23 INDIA 015 E04AA23 X 015 A00AA24 STANDARD CHARTERED BANK 015 B00AA24 S 015 C01AA24 JAKARTA 015 D01AA24 INDONESIA 015 E04AA24 X 015 A00AA25 BANK OF IRELAND 015 B00AA25 S 015 C01AA25 DUBLIN 015 D01AA25 IRELAND 015 E04AA25 X 015 A00AA26 BANK HAPOALIM B.M. 015 B00AA26 S 015 C01AA26 TEL AVIV 015 D01AA26 ISRAEL 015 E04AA26 X 015 A00AA27 BNP PARIBAS 015 B00AA27 S 015 C01AA27 MILAN 015 D01AA27 ITALY 015 E04AA27 X 015 A00AA28 STANDARD CHARTERED BANK 015 B00AA28 S 015 C01AA28 TOKYO 015 D01AA28 JAPAN 015 E04AA28 X 015 A00AA29 CITIBANK, N.A. 015 B00AA29 S 015 C01AA29 AMMAN 015 D01AA29 JORDAN 015 E04AA29 X 015 A00AA30 STANDARD CHARTERED MALAYSIA BERHAD 015 B00AA30 S 015 C01AA30 KUALA LUMPUR 015 D01AA30 MALAYSIA 015 E04AA30 X 015 A00AA31 HSBC 015 B00AA31 S 015 C01AA31 PORT LOUIS 015 D01AA31 MAURITIUS 015 E04AA31 X 015 A00AA32 BBVA BANCOMER 015 B00AA32 S 015 C01AA32 MEXICO CITY 015 D01AA32 MEXICO 015 E04AA32 X PAGE 7 015 A00AA33 CITIBANK - MAGHREB 015 B00AA33 S 015 C01AA33 CASABLANCA 015 D01AA33 MOROCCO 015 E04AA33 X 015 A00AA34 FORTIS BANK 015 B00AA34 S 015 C01AA34 AMSTERDAM 015 D01AA34 NETHERLANDS 015 E04AA34 X 015 A00AA35 NATIONAL NOMINEES LIMITED 015 B00AA35 S 015 C01AA35 AUCKLAND 015 D01AA35 NEW ZEALAND 015 E04AA35 X 015 A00AA36 UNION BANK OF NORWAY 015 B00AA36 S 015 C01AA36 OSLO 015 D01AA36 NORWAY 015 E04AA36 X 015 A00AA37 STANDARD CHARTERED BANK 015 B00AA37 S 015 C01AA37 KARACHI 015 D01AA37 PAKISTAN 015 E04AA37 X 015 A00AA38 CITIBANK, N.A. 015 B00AA38 S 015 C01AA38 LIMA 015 D01AA38 PERU 015 E04AA38 X 015 A00AA39 STANDARD CHARTERED BANK 015 B00AA39 S 015 C01AA39 MANILA 015 D01AA39 PHILIPPINES 015 E04AA39 X 015 A00AA40 BANK PRZEMYSLOWO-HANDLOWY PBK SA 015 B00AA40 S 015 C01AA40 WARSAW 015 D01AA40 POLAND 015 E04AA40 X 015 A00AA41 CITIBANK PORTUGAL S.A. 015 B00AA41 S 015 C01AA41 LISBON 015 D01AA41 PORTUGAL 015 E04AA41 X 015 A00AA42 STANDARD CHARTERED BANK 015 B00AA42 S 015 C01AA42 SEOUL 015 D01AA42 SOUTH KOREA 015 E04AA42 X 015 A00AA43 HVB BANK ROMANIA SA PAGE 8 015 B00AA43 S 015 C01AA43 BUCHAREST 015 D01AA43 ROMANIA 015 E04AA43 X 015 A00AA44 ZAO CITIBANK 015 B00AA44 S 015 C01AA44 MOSCOW 015 D01AA44 RUSSIA 015 E04AA44 X 015 A00AA45 STANDARD CHARTERED BANK 015 B00AA45 S 015 C01AA45 SINGAPORE 015 D01AA45 SINGAPORE 015 E04AA45 X 015 A00AA46 ING BANK 015 B00AA46 S 015 C01AA46 BRATISLAVA 015 D01AA46 SLOVAK REPUBLIC 015 E04AA46 X 015 A00AA47 THE STANDARD BANK OF SOUTH AFRICA LTD. 015 B00AA47 S 015 C01AA47 JOHANNESBURG 015 D01AA47 SOUTH AFRICA 015 E04AA47 X 015 A00AA48 BNP PARIBAS 015 B00AA48 S 015 C01AA48 MADRID 015 D01AA48 SPAIN 015 E04AA48 X 015 A00AA49 STANDARD CHARTERED BANK 015 B00AA49 S 015 C01AA49 COLOMBO 015 D01AA49 SRI LANKA 015 E04AA49 X 015 A00AA50 SVENSKA HANDELSBANKEN 015 B00AA50 S 015 C01AA50 STOCKHOLM 015 D01AA50 SWEDEN 015 E04AA50 X 015 A00AA51 BANK LEU LTD. 015 B00AA51 S 015 C01AA51 ZURICH 015 D01AA51 SWITZERLAND 015 E04AA51 X 015 A00AA52 STANDARD CHARTERED BANK 015 B00AA52 S 015 C01AA52 TAIPEI 015 D01AA52 TAIWAN 015 E04AA52 X 015 A00AA53 STANDARD CHARTERED BANK 015 B00AA53 S PAGE 9 015 C01AA53 BANGKOK 015 D01AA53 THAILAND 015 E04AA53 X 015 A00AA54 GARANTI BANK 015 B00AA54 S 015 C01AA54 ISTANBUL 015 D01AA54 TURKEY 015 E04AA54 X 015 A00AA55 HSBC BANK PLC 015 B00AA55 S 015 C01AA55 LONDON 015 D01AA55 UNITED KINGDOM 015 E04AA55 X 015 A00AA56 BANKBOSTON 015 B00AA56 S 015 C01AA56 MONTEVIDEO 015 D01AA56 URUGUAY 015 E04AA56 X 015 A00AA57 CITIBANK, N.A. 015 B00AA57 S 015 C01AA57 CARACAS 015 D01AA57 VENEZUELA 015 E04AA57 X 015 A00AA58 SOCIETE GENERALE 015 B00AA58 S 015 C01AA58 ABIDJAN 015 D01AA58 IVORY COAST 015 E04AA58 X 015 A00AA59 ING BANK 015 B00AA59 S 015 C01AA59 SOFIA 015 D01AA59 BULGARIA 015 E04AA59 X 015 A00AA60 HVB BANK CROATIA 015 B00AA60 S 015 C01AA60 ZAGREB 015 D01AA60 CROATIA 015 E04AA60 X 015 A00AA61 HANSABANK 015 B00AA61 S 015 C01AA61 TALLINN 015 D01AA61 ESTONIA 015 E04AA61 X 015 A00AA62 BARCLAYS BANK BOTSWANA LTD. 015 B00AA62 S 015 C01AA62 GABORONE 015 D01AA62 BOTSWANA 015 E04AA62 X 015 A00AA63 EUROCLEAR 015 B00AA63 S 015 C01AA63 LUXEMBOURG PAGE 10 015 D01AA63 LUXEMBOURG 015 E04AA63 X 015 A00AA64 BANKBOSTON 015 B00AA64 S 015 C01AA64 PANAMA CITY 015 D01AA64 PANAMA 015 E04AA64 X 015 A00AA65 BANKBOSTON 015 B00AA65 S 015 C01AA65 BUENOS AIRES 015 D01AA65 ARGENTINA 015 E04AA65 X 015 A00AA66 CITIBANK, N.A. 015 B00AA66 S 015 C01AA66 SAO PAULO 015 D01AA66 BRAZIL 015 E04AA66 X 015 A00AA67 HSBC 015 B00AA67 S 015 C01AA67 MUMBAI 015 D01AA67 INDIA 015 E04AA67 X 015 A00AA68 HSBC BANK MIDDLE EAST 015 B00AA68 S 015 C01AA68 AMMAN 015 D01AA68 JORDAN 015 E04AA68 X 015 A00AA69 BANAMEX 015 B00AA69 S 015 C01AA69 MEXICO CITY 015 D01AA69 MEXICO 015 E04AA69 X 015 A00AA70 BANK ONE N.A. 015 B00AA70 S 015 C01AA70 LONDON 015 D01AA70 UNITED KINGDOM 015 E04AA70 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 22 019 C00AA00 NVESTFUNDS 020 A000001 MERRILL LYNCH & CO., INC. 020 B000001 13-5674085 020 C000001 38 020 A000002 UBS AG 020 B000002 13-3873456 020 C000002 29 020 A000003 CITIGROUP, INC. 020 C000003 21 020 A000004 BANK OF AMERICA CORP. 020 B000004 56-2058405 PAGE 11 020 C000004 15 020 A000005 LEHMAN BROTHERS, INC. 020 B000005 13-2518466 020 C000005 15 020 A000006 BANK OF NEW YORK 020 B000006 39-1939036 020 C000006 12 020 A000007 BEAR, STEARNS & COS., INC. 020 B000007 13-3299429 020 C000007 6 020 A000008 NATIONAL FINANCIAL SERVICES LLC 020 B000008 43-523567 020 C000008 6 020 A000009 JEFFERIES & CO., INC. 020 B000009 95-2622900 020 C000009 5 020 A000010 LEGG MASON WOOD WALKER, INC. 020 B000010 52-0902557 020 C000010 4 021 000000 163 022 A000001 INVESTORS BANK & TRUST CO. 022 B000001 04-2447211 022 C000001 9058052 022 D000001 0 022 C000002 0 022 D000002 0 022 C000003 0 022 D000003 0 022 C000004 0 022 D000004 0 022 C000005 0 022 D000005 0 022 C000006 0 022 D000006 0 022 C000007 0 022 D000007 0 022 C000008 0 022 D000008 0 022 C000009 0 022 D000009 0 022 C000010 0 022 D000010 0 023 C000000 9058052 023 D000000 0 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N PAGE 12 026 G020000 Y 026 H000000 N 027 000000 Y 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 Y 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 Y 054 O00AA00 N 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 PAGE 13 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 CDC IXIS ASSET MANAGEMENT ADVISERS, L.P. 008 B000101 A 008 C000101 801-48408 008 D010101 BOSTON 008 D020101 MA 008 D030101 02116 008 A000102 HARRIS ASSOCIATES L.P. 008 B000102 S 008 C000102 801-50333 008 D010102 CHICAGO 008 D020102 IL 008 D030102 60602 024 000100 Y 025 A000101 CITIGROUP, INC. 025 C000101 E 025 D000101 8751 025 D000102 0 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 8204 028 A020100 0 028 A030100 0 028 A040100 6037 028 B010100 4140 028 B020100 0 028 B030100 0 028 B040100 5731 028 C010100 4992 028 C020100 0 028 C030100 0 028 C040100 6094 028 D010100 4427 028 D020100 0 028 D030100 0 028 D040100 5577 028 E010100 4215 028 E020100 0 028 E030100 0 028 E040100 5822 028 F010100 6644 028 F020100 0 028 F030100 0 028 F040100 5194 PAGE 14 028 G010100 32622 028 G020100 0 028 G030100 0 028 G040100 34455 028 H000100 3546 029 000100 Y 030 A000100 140 030 B000100 5.75 030 C000100 0.00 031 A000100 14 031 B000100 0 032 000100 126 033 000100 0 034 000100 Y 035 000100 86 036 A000100 N 036 B000100 0 037 000100 N 038 000100 0 039 000100 N 040 000100 Y 041 000100 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 807 044 000100 0 045 000100 Y 046 000100 Y 047 000100 Y 048 000100 0.000 048 A010100 200000 048 A020100 0.700 048 B010100 300000 048 B020100 0.650 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 PAGE 15 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 500000 048 K020100 0.600 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 2500 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 Y 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N PAGE 16 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 N 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 51107 071 B000100 61201 071 C000100 336121 071 D000100 15 072 A000100 6 072 B000100 29 072 C000100 2373 072 D000100 0 072 E000100 22 072 F000100 1193 072 G000100 115 072 H000100 0 072 I000100 654 072 J000100 33 PAGE 17 072 K000100 0 072 L000100 41 072 M000100 19 072 N000100 32 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 12 072 S000100 11 072 T000100 807 072 U000100 0 072 V000100 0 072 W000100 17 072 X000100 2934 072 Y000100 300 072 Z000100 -210 072AA000100 8006 072BB000100 0 072CC010100 2651 072CC020100 0 072DD010100 0 072DD020100 0 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 18953 074 C000100 37362 074 D000100 0 074 E000100 0 074 F000100 336219 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 2211 074 K000100 0 074 L000100 731 074 M000100 0 074 N000100 395476 074 O000100 0 074 P000100 141 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 38279 074 S000100 0 074 T000100 357056 074 U010100 17509 PAGE 18 074 U020100 11188 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 28467 074 Y000100 37362 075 A000100 0 075 B000100 353679 076 000100 0.00 SIGNATURE PHILIP PREFONTAINE TITLE ASST VICE PRESIDENT EX-99.77Q1 2 exh77q1a.txt EXHQ1A SUB-ITEM 77Q1(a): Amendment No. 3 to Declaration of Trust Incorporated by reference to exhibit (a)(4) to post effective amendment no. 123 to Registrant's registration statement filed on Form Type 485BPOS on May 1, 2004 (Accession No. 0001127563-04-000068) EX-99.77Q1 3 exh77q1d.txt EXHQ1D SUB-ITEM 77Q1(d):Rule 18f-3 Plan Incorporated by reference to exhibit (n) to post-effective amendment no. 120 to Registrant's registration statement filed on Form Type 485APOS on November 28, 2003 (Accession No. 0001193125-03-087422). -----END PRIVACY-ENHANCED MESSAGE-----