-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UHEVUQGS4MPFYyOZr7cEC27tG816CheqsBDQM7b8ZM+GUs5lRhurGWAwk8qJVMKe Nza0+C7ZYcRk6Tspq+vqtg== 0001127563-01-500098.txt : 20010914 0001127563-01-500098.hdr.sgml : 20010914 ACCESSION NUMBER: 0001127563-01-500098 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CDC NVEST FUNDS TRUST II CENTRAL INDEX KEY: 0000052136 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 041990692 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00242 FILM NUMBER: 1736266 BUSINESS ADDRESS: STREET 1: 399 BOYLSTON ST STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-449-2840 MAIL ADDRESS: STREET 1: 399 BOYLSTON STREET STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENGLAND FUNDS TRUST II DATE OF NAME CHANGE: 19940615 FORMER COMPANY: FORMER CONFORMED NAME: NVEST FUNDS TRUST II DATE OF NAME CHANGE: 20000202 FORMER COMPANY: FORMER CONFORMED NAME: TNE FUNDS TRUST DATE OF NAME CHANGE: 19940615 NSAR-A 1 trust2answer.fil TRUST II ANSWER FILE PAGE 1 000 A000000 06/30/2001 000 C000000 0000052136 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 CDC NVEST FUNDS TRUST II 001 B000000 811-242 001 C000000 6174492804 002 A000000 399 BOYLSTON STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02116 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 5 007 C010100 1 007 C020100 CDC NVEST GROWTH AND INCOME FUND 007 C030100 N 007 C010200 2 007 C020200 CDC NVEST HIGH INCOME FUND 007 C030200 N 007 C010300 3 007 C020300 CDC NVEST MASSACHUSETTS TAX FREE INCOME FUND 007 C030300 N 007 C010400 4 007 C020400 CDC NVEST LIMITED TERM U.S. GOVERNMENT FUND 007 C030400 N 007 C010500 5 007 C020500 CDC NVEST SHORT TERM CORPORATE INCOME FUND 007 C030500 N 007 C010600 6 007 C020600 CDC NVEST INTERMEDIATE TERM TAX FREE FUND OF 007 C030600 Y 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 PAGE 2 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 010 A00AA01 CDC IXIS ASSET MANAGEMENT SERVICES, INC. 010 B00AA01 84-5731 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02116 011 A00AA01 CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. 011 B00AA01 8-46325 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02116 012 A00AA01 CDC IXIS ASSET MANAGEMENT SERVICES, INC. 012 B00AA01 84-5731 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02116 014 A00AA01 AEW SECURITIES LTD PARTNERSHIP 014 B00AA01 8-45099 014 A00AA02 HARRIS ASSOCIATES SECURITIES L.P. 014 B00AA02 8-19988 014 A00AA03 LOOMIS SAYLES DISTRIBUTORS, L.P. 014 B00AA03 8-01170 014 A00AA04 REICH & TANG DISTRIBUTORS, INC. 014 B00AA04 8-150551 014 A00AA05 CDC SECURITIES 014 B00AA05 8-043912 014 A00AA06 DELETE 014 A00AA07 DELETE 014 A00AA08 DELETE PAGE 3 014 A00AA09 DELETE 014 A00AA10 DELETE 014 A00AA11 DELETE 014 A00AA12 DELETE 015 A00AA01 STATE STREET BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02102 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 WESTPAC BANKING CORPORATION 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED BANK 015 B00AA05 S 015 C01AA05 BHAKA 015 D01AA05 BANGLADESH 015 E04AA05 X 015 A00AA06 FORTIS BANK NV-SA 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 THE BANK OF BERMUDA 015 B00AA07 S 015 C01AA07 HAMILTON 015 D01AA07 BERMUDA 015 E04AA07 X 015 A00AA08 CITIBANK, N.A. 015 B00AA08 S 015 C01AA08 SAO PAULO, S.P. 015 D01AA08 BRAZIL 015 E04AA08 X 015 A00AA09 STATE STREET TRUST COMPANY 015 B00AA09 S 015 C01AA09 TORNOTO, ONTARIO 015 D01AA09 CANADA 015 E04AA09 X 015 A00AA10 CITIBANK, N.A. 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029 000200 Y 030 A000200 45 030 B000200 4.50 030 C000200 0.00 031 A000200 4 031 B000200 0 032 000200 40 033 000200 0 PAGE 18 034 000200 Y 035 000200 96 036 A000200 N 036 B000200 0 037 000200 N 038 000200 0 039 000200 N 040 000200 Y 041 000200 Y 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 330 044 000200 0 045 000200 Y 046 000200 Y 047 000200 Y 048 000200 0.000 048 A010200 200000 048 A020200 0.700 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 200000 048 K020200 0.650 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 Y PAGE 19 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 2500 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 2.3 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 87.8 062 Q000200 0.0 062 R000200 8.9 063 A000200 0 063 B000200 7.9 064 A000200 Y 064 B000200 Y 065 000200 N 066 A000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y PAGE 20 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 35915 071 B000200 41118 071 C000200 98351 071 D000200 37 072 A000200 6 072 B000200 5595 072 C000200 605 072 D000200 0 072 E000200 52 072 F000200 355 072 G000200 22 072 H000200 0 072 I000200 108 072 J000200 38 072 K000200 0 072 L000200 25 072 M000200 6 072 N000200 13 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 17 072 S000200 3 072 T000200 330 072 U000200 0 072 V000200 0 072 W000200 5 072 X000200 921 072 Y000200 0 072 Z000200 5332 PAGE 21 072AA000200 0 072BB000200 14263 072CC010200 0 072CC020200 8540 072DD010200 2647 072DD020200 2522 072EE000200 0 073 A010200 0.3600 073 A020200 0.3300 073 B000200 0.0000 073 C000200 0.0000 074 A000200 1 074 B000200 2028 074 C000200 0 074 D000200 78332 074 E000200 7921 074 F000200 10 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 1469 074 K000200 0 074 L000200 1849 074 M000200 22467 074 N000200 114077 074 O000200 1467 074 P000200 57 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 23386 074 S000200 0 074 T000200 89167 074 U010200 7376 074 U020200 7510 074 V010200 5.67 074 V020200 5.67 074 W000200 0.0000 074 X000200 5905 074 Y000200 0 075 A000200 0 075 B000200 102398 076 000200 0.00 008 A000301 CDC IXIS ASSET MANAGEMENT ADVISERS, L.P. 008 B000301 A 008 C000301 801-48408 008 D010301 BOSTON 008 D020301 MA 008 D030301 02116 008 A000302 LOOMIS SAYLES & COMPANY, L.P. 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042 H000300 0 043 000300 201 044 000300 0 045 000300 Y 046 000300 Y 047 000300 Y 048 000300 0.000 048 A010300 100000 048 A020300 0.600 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 100000 048 K020300 0.500 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 055 A000300 Y 055 B000300 N 056 000300 Y PAGE 24 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 N 060 B000300 N 061 000300 2500 062 A000300 Y 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 98.5 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 10.6 064 A000300 Y 064 B000300 N 066 A000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 N 070 B020300 N 070 C010300 Y 070 C020300 Y 070 D010300 N 070 D020300 N 070 E010300 Y 070 E020300 Y 070 F010300 N 070 F020300 N 070 G010300 Y 070 G020300 Y 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N PAGE 25 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 N 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 37855 071 B000300 37613 071 C000300 97645 071 D000300 39 072 A000300 6 072 B000300 3057 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 297 072 G000300 21 072 H000300 0 072 I000300 85 072 J000300 39 072 K000300 0 072 L000300 11 072 M000300 6 072 N000300 5 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 13 072 S000300 3 072 T000300 201 072 U000300 0 072 V000300 0 072 W000300 4 072 X000300 684 072 Y000300 30 072 Z000300 2402 072AA000300 114 072BB000300 0 072CC010300 0 PAGE 26 072CC020300 1177 072DD010300 2219 072DD020300 182 072EE000300 0 073 A010300 0.3900 073 A020300 0.3400 073 B000300 0.0000 073 C000300 0.0000 074 A000300 53 074 B000300 108 074 C000300 0 074 D000300 98062 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 89 074 K000300 0 074 L000300 1636 074 M000300 0 074 N000300 99948 074 O000300 0 074 P000300 145 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 207 074 S000300 0 074 T000300 99596 074 U010300 5737 074 U020300 537 074 V010300 15.88 074 V020300 15.84 074 W000300 0.0000 074 X000300 2301 074 Y000300 0 075 A000300 0 075 B000300 99817 076 000300 0.00 008 A000401 CDC IXIS ASSET MANAGEMENT ADVISERS, L.P. 008 B000401 A 008 C000401 801-48408 008 D010401 BOSTON 008 D020401 MA 008 D030401 02116 008 A000402 LOOMIS SAYLES & COMPANY, L.P. 008 B000402 S 008 C000402 801-170 008 D010402 BOSTON PAGE 27 008 D020402 MA 008 D030402 02111 013 A000401 PRICEWATERHOUSECOOPERS LLP 013 B010401 BOSTON 013 B020401 MA 013 B030401 02110 024 000400 N 028 A010400 5620 028 A020400 0 028 A030400 0 028 A040400 4146 028 B010400 1291 028 B020400 985 028 B030400 0 028 B040400 3193 028 C010400 4066 028 C020400 503 028 C030400 0 028 C040400 4925 028 D010400 1459 028 D020400 462 028 D030400 0 028 D040400 3339 028 E010400 1358 028 E020400 442 028 E030400 0 028 E040400 2691 028 F010400 5826 028 F020400 463 028 F030400 0 028 F040400 6586 028 G010400 19621 028 G020400 2854 028 G030400 0 028 G040400 24880 028 H000400 1594 029 000400 Y 030 A000400 36 030 B000400 3.00 030 C000400 0.00 031 A000400 4 031 B000400 0 032 000400 32 033 000400 0 034 000400 Y 035 000400 19 036 A000400 N 036 B000400 0 037 000400 N 038 000400 0 039 000400 N PAGE 28 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 304 044 000400 0 045 000400 Y 046 000400 Y 047 000400 Y 048 000400 0.000 048 A010400 200000 048 A020400 0.650 048 B010400 300000 048 B020400 0.625 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 500000 048 K020400 0.600 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 N 055 A000400 Y 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y PAGE 29 061 000400 2500 062 A000400 Y 062 B000400 0.0 062 C000400 0.0 062 D000400 0.2 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.1 062 M000400 21.6 062 N000400 64.1 062 O000400 0.0 062 P000400 8.4 062 Q000400 3.9 062 R000400 0.0 063 A000400 0 063 B000400 13.2 064 A000400 N 064 B000400 N 066 A000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 N 070 B020400 N 070 C010400 Y 070 C020400 Y 070 D010400 N 070 D020400 N 070 E010400 Y 070 E020400 Y 070 F010400 N 070 F020400 N 070 G010400 Y 070 G020400 Y 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y PAGE 30 070 L020400 N 070 M010400 Y 070 M020400 N 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 335081 071 B000400 339013 071 C000400 136918 071 D000400 245 072 A000400 6 072 B000400 4463 072 C000400 0 072 D000400 0 072 E000400 61 072 F000400 455 072 G000400 30 072 H000400 0 072 I000400 136 072 J000400 43 072 K000400 0 072 L000400 22 072 M000400 7 072 N000400 19 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 14 072 S000400 4 072 T000400 304 072 U000400 0 072 V000400 0 072 W000400 2 072 X000400 1037 072 Y000400 0 072 Z000400 3488 072AA000400 2249 072BB000400 0 072CC010400 829 072CC020400 0 072DD010400 9933 072DD020400 841 072EE000400 0 073 A010400 0.2900 PAGE 31 073 A020400 0.2600 073 B000400 0.0000 073 C000400 0.0000 074 A000400 1 074 B000400 351 074 C000400 0 074 D000400 136136 074 E000400 0 074 F000400 0 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 1266 074 K000400 0 074 L000400 1641 074 M000400 33405 074 N000400 172800 074 O000400 0 074 P000400 80 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 33773 074 S000400 0 074 T000400 138947 074 U010400 10348 074 U020400 1094 074 V010400 11.21 074 V020400 11.20 074 W000400 0.0000 074 X000400 6812 074 Y000400 0 075 A000400 0 075 B000400 141257 076 000400 0.00 008 A000501 CDC IXIS ASSET MANAGEMENT ADVISERS, L.P. 008 B000501 A 008 C000501 801-48408 008 D010501 BOSTON 008 D020501 MA 008 D030501 02116 008 A000502 LOOMIS SAYLES & COMPANY, L.P. 008 B000502 S 008 C000502 801-170 008 D010502 BOSTON 008 D020502 MA 008 D030502 02111 013 A000501 PRICEWATERHOUSECOOPERS LLP 013 B010501 BOSTON 013 B020501 MA PAGE 32 013 B030501 02110 024 000500 Y 025 A000501 LEHMAN BROTHERS 025 B000501 13-2518468 025 C000501 D 025 D000501 790 025 A000502 SALOMON SMITH BARNEY HOLDINGS 025 C000502 D 025 D000502 795 025 A000503 DEAN WITTER DISCOVER 025 C000503 D 025 D000503 516 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 271 028 A020500 0 028 A030500 0 028 A040500 835 028 B010500 153 028 B020500 435 028 B030500 0 028 B040500 560 028 C010500 642 028 C020500 197 028 C030500 0 028 C040500 906 028 D010500 517 028 D020500 196 028 D030500 0 028 D040500 832 028 E010500 230 028 E020500 192 028 E030500 0 028 E040500 1834 028 F010500 285 028 F020500 187 028 F030500 0 028 F040500 668 028 G010500 2097 028 G020500 1208 028 G030500 0 028 G040500 5635 028 H000500 303 029 000500 Y 030 A000500 8 030 B000500 3.00 030 C000500 0.00 031 A000500 1 PAGE 33 031 B000500 0 032 000500 7 033 000500 0 034 000500 Y 035 000500 5 036 A000500 N 036 B000500 0 037 000500 N 038 000500 0 039 000500 N 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 92 044 000500 0 045 000500 Y 046 000500 Y 047 000500 Y 048 000500 0.000 048 A010500 200000 048 A020500 0.550 048 B010500 300000 048 B020500 0.510 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 500000 048 K020500 0.470 049 000500 N 050 000500 N 051 000500 N PAGE 34 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 055 A000500 Y 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 2500 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 2.7 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 1.7 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 9.0 062 N000500 10.3 062 O000500 0.0 062 P000500 74.5 062 Q000500 1.6 062 R000500 0.0 063 A000500 0 063 B000500 3.8 064 A000500 N 064 B000500 N 066 A000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 N 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 N PAGE 35 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 26913 071 B000500 31723 071 C000500 58989 071 D000500 45 072 A000500 6 072 B000500 2041 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 169 072 G000500 13 072 H000500 0 072 I000500 70 072 J000500 38 072 K000500 0 072 L000500 12 072 M000500 5 072 N000500 14 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 13 072 S000500 2 072 T000500 92 072 U000500 0 072 V000500 0 PAGE 36 072 W000500 -3 072 X000500 426 072 Y000500 133 072 Z000500 1749 072AA000500 0 072BB000500 173 072CC010500 545 072CC020500 0 072DD010500 1674 072DD020500 94 072EE000500 0 073 A010500 0.2100 073 A020500 0.1800 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 1640 074 C000500 1000 074 D000500 57788 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 18 074 K000500 0 074 L000500 1545 074 M000500 0 074 N000500 61991 074 O000500 1061 074 P000500 24 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 340 074 S000500 0 074 T000500 60566 074 U010500 7978 074 U020500 555 074 V010500 7.05 074 V020500 7.05 074 W000500 0.0000 074 X000500 1942 074 Y000500 0 075 A000500 0 075 B000500 62039 076 000500 0.00 008 A000601 CDC IXIS ASSET MANAGEMENT ADVISERS, L.P. 008 B000601 A 008 C000601 801-48408 PAGE 37 008 D010601 BOSTON 008 D020601 MA 008 D030601 02116 008 A000602 BACK BAY ADVISORS, L.P. 008 B000602 S 008 C000602 801-27694 008 D010602 BOSTON 008 D020602 MA 008 D030602 02116 013 A000601 PRICEWATERHOUSECOOPERS LLP 013 B010601 BOSTON 013 B020601 MA 013 B030601 02110 024 000600 N 028 A010600 150 028 A020600 0 028 A030600 0 028 A040600 396 028 B010600 390 028 B020600 174 028 B030600 0 028 B040600 1475 028 C010600 411 028 C020600 78 028 C030600 0 028 C040600 223 028 D010600 361 028 D020600 78 028 D030600 0 028 D040600 509 028 E010600 1 028 E020600 66 028 E030600 0 028 E040600 4637 028 F010600 0 028 F020600 0 028 F030600 0 028 F040600 31567 028 G010600 1313 028 G020600 396 028 G030600 0 028 G040600 38807 028 H000600 1615 029 000600 Y 030 A000600 8 030 B000600 2.50 030 C000600 0.00 031 A000600 1 031 B000600 0 032 000600 7 033 000600 0 PAGE 38 034 000600 Y 035 000600 8 036 A000600 N 036 B000600 0 037 000600 N 038 000600 0 039 000600 N 040 000600 Y 041 000600 Y 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 67 044 000600 0 045 000600 Y 046 000600 Y 047 000600 Y 048 000600 0.000 048 A010600 200000 048 A020600 0.525 048 B010600 300000 048 B020600 0.500 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 500000 048 K020600 0.475 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 Y 053 B000600 Y PAGE 39 053 C000600 N 055 A000600 Y 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 2500 062 A000600 Y 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 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M000600 0 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 0 072 S000600 0 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 0 072 X000600 0 072 Y000600 0 PAGE 41 072 Z000600 0 072AA000600 0 072BB000600 0 072CC010600 0 072CC020600 0 072DD010600 0 072DD020600 0 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 0 074 M000600 0 074 N000600 0 074 O000600 0 074 P000600 0 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 0 074 S000600 0 074 T000600 0 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 0 074 Y000600 0 075 A000600 0 075 B000600 34547 076 000600 0.00 071 A000700 0 071 B000700 0 071 C000700 0 071 D000700 0 072 A000700 0 072 B000700 0 PAGE 42 072 C000700 0 072 D000700 0 072 E000700 0 072 F000700 0 072 G000700 0 072 H000700 0 SIGNATURE PHILIP PREFONTAINE TITLE A.V.P. FUND ADMIN. EX-99.77Q1 3 trust2item-77q1a.txt ITEM 77Q1A TRUST II SUB-ITEM 77Q1(A) CHARTER AMENDMENT Incorporated by reference to exhibit (a)(14) to post-effective amendment no. 115 to the Registrant's registration statement filed on Form Type 485BPOS on April 30, 2001 (Accession No. 0000927016-01-500443). EX-99.77Q1 4 trust2item-77q1b.txt ITEM 77Q1B TRUST II SUB-ITEM 77Q1(B) CHARTER AMENDMENT CDC NVEST FUNDS TRUST II Amendment No. 14 to Second Amended and Restated Agreement Declaration of Trust The undersigned, being at least a majority of the Trustees of CDC Nvest Trust II (the "Trust"), having determined it to be consistent with the fair and equitable treatment of all shareholders of the Trust, hereby amend the Trust's Second Amended and Restated Agreement and Declaration of Trust, as amended by Amendments No. 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12 and 13 thereto (the "Declaration of Trust"), a copy of which is on file in the office of the Secretary of The Commonwealth of Massachusetts, as follows: 1. The first sentence of Section 6 of Article III of the Declaration of Trust is hereby amended to read in its entirety as follows: Without limiting the authority of the Trustees set forth in Section 5, inter alia, to establish and designate any further Series or classes or to modify the rights and preferences of any Series or class, each of the following Series shall be, and is hereby, established and designated as a Multi-Class Series: (1) CDC Nvest Massachusetts Tax Free Income Fund, (2) CDC Nvest High Income Fund, (3) CDC Nvest Limited Term U.S. Government Fund, (4) CDC Nvest Short Term Corporate Income Fund, and (5) CDC Nvest Growth and Income Fund. The foregoing amendment shall be effective with the Secretary of State of The Commonwealth of Massachusetts on June 22, 2001. IN WITNESS WHEREOF, we have hereunto set our hands for ourselves and for our successors and assigns as of the 11th day of May, 2001. /s/ Graham T. Allison, Jr. /s/ Sandra O. Moose - ----------------------------- ----------------------------------- Graham T. Allison, Jr. Sandra O. Moose /s/ Daniel M. Cain /s/ John A. Shane - ----------------------------- ----------------------------------- Daniel M. Cain John A. Shane /s/ Kenneth J. Cowan /s/ John T. Hailer - ----------------------------- ----------------------------------- Kenneth J. Cowan John T. Hailer /s/ Richard Darman /s/ Peter S. Voss - ----------------------------- ----------------------------------- Richard Darman Peter S. Voss /s/ Pendleton P. White ----------------------------------- Pendleton P. White EX-99.77Q1 5 trust2item-77q1c.txt ITEM 77Q1C TRUST II Exhibit 77Q1 CDC NVEST FUNDS TRUST II I, Paula Gilligan, Assistant Secretary of CDC Nvest Funds Trust II (the "Trust"), hereby certify that the following is a true copy of the resolution duly adopted by the Board of Trustees of the Trust, at a regular meeting of the Board of Trustees of the Trust held on May 11, 2001: VOTED, that the Agreement and Plan of Liquidation related to CDC Nvest Intermediate Term Tax Free Fund of California, as presented in the meeting materials, be and hereby is approved. September 12, 2001 /s/ Paula J. Gilligan Paula Gilligan Subscribed and Sworn to before me this 12th day of September, 2001 /s/ Anthony Loureiro Notary Public -----END PRIVACY-ENHANCED MESSAGE-----