-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ExBvf0WIuqojQ6saNU3UYdNOqEzVfLOPBfqpzZtOvgxqFbhrWwFpv7RU4FcU4HV3 FD3ovrkS1PxPHHXNbG1iTA== 0001127563-01-000052.txt : 20010319 0001127563-01-000052.hdr.sgml : 20010319 ACCESSION NUMBER: 0001127563-01-000052 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NVEST FUNDS TRUST II CENTRAL INDEX KEY: 0000052136 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 041990692 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-00242 FILM NUMBER: 1570516 BUSINESS ADDRESS: STREET 1: 399 BOYLSTON ST STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6175781203 MAIL ADDRESS: STREET 1: 399 BOYLSTON STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENGLAND FUNDS TRUST II DATE OF NAME CHANGE: 19940615 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TRUST OF BOSTON FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WORLD INVESTMENT TRUST DATE OF NAME CHANGE: 19680529 NSAR-B 1 0001.txt NVEST FUNDS TRUST II NSAR 12/31/01 FORM N-SAR SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Registrant Name NVEST FUNDS TRUST II File Number 811-242 Registrant CIK Number: 0000052136 Press F1 for general help. Header Screen Report as of the end of semiannual period: / / (a) or fiscal year: 12/31/2000 (b) Is this a transition report? (Y or N): N Is this form being completed by the registrant? (Y or N): Y Is this an amendment to a previous filing? (Y or N): N Is this a change to a previous filing? (Y or N): N 1.A) Registrant Name: NVEST FUNDS TRUST II B) File Number: 811-242 C) Telephone Number: 6174492804 2.A) Street: 399 BOYLSTON STREET B) City: BOSTON C) State: MA D) Zip Code: 02116 Zip Ext.: E) Foreign Country: Foreign Postal Code: 3. Is this the first filing on this form by the Registrant?(Y or N) ----- N 4. Is this the last filing on this form by the Registrant?(Y or N) ------ N 5. Is Registrant a small business investment company (SBIC)?(Y or N) ---- N 6. Is Registrant a unit investment trust (UIT)?(Y or N) ----------------- N 7.A) Is Registrant a series or multiple portfolio company?(Y or N) ----- Y B) How many separate series or portfolios did Registrant have at the end of the period? ----------------------------------------- 6 SCREEN NUMBER: 1 7.C) List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN- FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? (Y or N) 1 NVEST GROWTH AND INCOME FUND N 2 NVEST HIGH INCOME FUND N 3 NVEST MASSACHUSETTS TAX FREE INCOME FUND N 4 NVEST LIMITED TERM U.S. GOVERNMENT FUND N 5 NVEST SHORT TERM CORPORATE INCOME FUND N 6 NVEST INTERMEDIATE TERM TAX FREE FUND OF CAL. N 7 8 9 10 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more series. SCREEN NUMBER: 2 7.C) List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN- FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? (Y or N) 11 12 13 14 15 16 17 18 19 20 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more series. SCREEN NUMBER: 2 7.C) List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN- FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? (Y or N) 21 22 23 24 25 26 27 28 29 30 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more series. SCREEN NUMBER: 2 7.C) List the name of each series or portfolio and give a consecutive number to each series or portfolio starting with the number 1. USE THIS SAME NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN- FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS REQUIRED EACH TIME THE FORM IS FILED. Is this the Series last filing Number Series Name for this series? (Y or N) 31 32 33 34 35 36 37 38 39 40 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more series. SCREEN NUMBER: 2 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 1. 8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT, L.P. B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-48408 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): WESTPEAK INVESTMENT ADVISORS, L.P. B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-39554 D) City: BOULDER State: CO Zip Code: 80302 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 2. 8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT, L.P. B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-48408 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): LOOMIS SAYLES & COMPANY, L.P. B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-170 D) City: BOSTON State: MA Zip Code: 02111 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 3. 8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT, L.P. B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-48408 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): BACK BAY ADVISORS, L.P. B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-27694 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 4. 8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT, L.P. B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-48408 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): BACK BAY ADVISORS, L.P. B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-27694 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 5. 8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT, L.P. B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-48408 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): BACK BAY ADVISORS, L.P. B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-27694 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being INVESTMENT ADVISER/SUB-ADVISER filed for series 6. 8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT, L.P. B) Is this an Adviser or Sub-adviser? (A/S): A C) File Number: 801-48408 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): BACK BAY ADVISORS, L.P. B) Is this an Adviser or Sub-adviser? (A/S): S C) File Number: 801-27694 D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 8.A) Adviser Name (if any): B) Is this an Adviser or Sub-adviser? (A/S): C) File Number: 801- D) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 3 This page is being ADMINISTRATOR filed for ALL series. 10.A) Administrator Name (if any):NVEST SERVICES COMPANY, INC. B) File Number (if any): 84-5731 C) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 10.A) Administrator Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 10.A) Administrator Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 10.A) Administrator Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 4 This page is being PRINCIPAL UNDERWRITER filed for ALL series. 11.A) Underwriter Name (if any): NVEST FUNDS DISTRIBUTOR, L.P. B) File Number: 8-46325 C) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: Foreign Country: Foreign Postal Code: 11.A) Underwriter Name (if any): B) File Number: 8- C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 11.A) Underwriter Name (if any): B) File Number: 8- C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 11.A) Underwriter Name (if any): B) File Number: 8- C) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 5 This page is being SHAREHOLDER SERVICING AGENT filed for ALL series. 12.A) Agent Name (if any): NVEST SERVICES COMPANY, INC B) File Number (if any): 84-5731 C) City: BOSTON State: MA Zip Code: 02116 Zip Ext.: 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 6 This page is being SHAREHOLDER SERVICING AGENT filed for ALL series. 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: 12.A) Agent Name (if any): B) File Number (if any): C) City: State: Zip Code: Zip Ext.: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 6 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for series 1. 13.A) Accountant Name: PRICEWATERHOUSECOOPERS LLP B) City: BOSTON State: MA Zip Code: 02110 Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for series 1. 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for series 2. 13.A) Accountant Name: PRICEWATERHOUSECOOPERS LLP B) City: BOSTON State: MA Zip Code: 02110 Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for series 3. 13.A) Accountant Name: PRICEWATERHOUSECOOPERS LLP B) City: BOSTON State: MA Zip Code: 02110 Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for series 4. 13.A) Accountant Name: PRICEWATERHOUSECOOPERS LLP B) City: BOSTON State: MA Zip Code: 02110 Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for series 5. 13.A) Accountant Name: PRICEWATERHOUSECOOPERS LLP B) City: BOSTON State: MA Zip Code: 02110 Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for series 6. 13.A) Accountant Name: PRICEWATERHOUSECOOPERS LLP B) City: BOSTON State: MA Zip Code: 02110 Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being INDEPENDENT PUBLIC ACCOUNTANT filed for series 01. 13.A) Accountant Name: COOPERS & LYBRAND B) City: BOSTON State: MA Zip Code: 02109 Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: 13.A) Accountant Name: B) City: State: Zip Code: Zip Ext.: Foreign Country: Foreign Postal Code: Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 7 This page is being AFFILIATED BROKER/DEALER filed for ALL series. 14.A) Broker/Dealer Name (if any):AEW SECURITIES LTD PARTNERSHIP B) File Number: 8-45099 14.A) Broker/Dealer Name (if any):HARRIS ASSOCIATES SECURITIES L.P. B) File Number: 8-19988 14.A) Broker/Dealer Name (if any):LOOMIS SAYLES DISTRIBUTORS, L.P. B) File Number: 8-01170 14.A) Broker/Dealer Name (if any):REICH & TANG DISTRIBUTORS, INC. B) File Number: 8-150551 14.A) Broker/Dealer Name (if any):CDC SECURITIES B) File Number: 8-043912 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 8 This page is being AFFILIATED BROKER/DEALER filed for ALL series. 14.A) Broker/Dealer Name (if any):DELETE B) File Number: 8- 14.A) Broker/Dealer Name (if any):DELETE B) File Number: 8- 14.A) Broker/Dealer Name (if any):DELETE B) File Number: 8- 14.A) Broker/Dealer Name (if any):DELETE B) File Number: 8- 14.A) Broker/Dealer Name (if any):DELETE B) File Number: 8- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 8 This page is being AFFILIATED BROKER/DEALER filed for ALL series. 14.A) Broker/Dealer Name (if any):DELETE B) File Number: 8- 14.A) Broker/Dealer Name (if any):DELETE B) File Number: 8- 14.A) Broker/Dealer Name (if any): B) File Number: 8- 14.A) Broker/Dealer Name (if any): B) File Number: 8- 14.A) Broker/Dealer Name (if any): B) File Number: 8- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 8 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STATE STREET BANK AND TRUST COMPANY B) Is this a Custodian or Sub-custodian? (C/S): C C) City: BOSTON State: MA Zip Code: 02102 Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: BUENOS AIRES State: Zip Code: Zip Ext.: D) Foreign Country: ARGENTINA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: WESTPAC BANKING CORPORATION B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SYDNEY State: Zip Code: Zip Ext.: D) Foreign Country: AUSTRALIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN B) Is this a Custodian or Sub-custodian? (C/S): S C) City: VIENNA State: Zip Code: Zip Ext.: D) Foreign Country: AUSTRIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK B) Is this a Custodian or Sub-custodian? (C/S): S C) City: BHAKA State: Zip Code: Zip Ext.: D) Foreign Country: BANGLADESH Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: FORTIS BANK NV-SA B) Is this a Custodian or Sub-custodian? (C/S): S C) City: BRUSSELS State: Zip Code: Zip Ext.: D) Foreign Country: BELGIUM Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: THE BANK OF BERMUDA B) Is this a Custodian or Sub-custodian? (C/S): S C) City: HAMILTON State: Zip Code: Zip Ext.: D) Foreign Country: BERMUDA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SAO PAULO, S.P. State: Zip Code: Zip Ext.: D) Foreign Country: BRAZIL Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STATE STREET TRUST COMPANY B) Is this a Custodian or Sub-custodian? (C/S): S C) City: TORNOTO, ONTARIO State: Zip Code: Zip Ext.: D) Foreign Country: CANADA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SANTIAGO State: Zip Code: Zip Ext.: D) Foreign Country: CHILE Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: THE HONG KONG AND SHANGHAI BANKING CORP., LTD B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SHANGHAI & SHENZHEN State: Zip Code: Zip Ext.: D) Foreign Country: CHINA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SANTAFE DE BOGOTA State: Zip Code: Zip Ext.: D) Foreign Country: COLOMBIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CESKOSLOVENSKA OBCHODNI BANKA, A.S. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: PRAHA State: Zip Code: Zip Ext.: D) Foreign Country: CZECH REPUBLIC Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: DEN DANSKE BANK B) Is this a Custodian or Sub-custodian? (C/S): S C) City: COPENHAGEN State: Zip Code: Zip Ext.: D) Foreign Country: DENMARK Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: QUITO State: Zip Code: Zip Ext.: D) Foreign Country: ECUADOR Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: EGYPTIAN BRITISH BANK B) Is this a Custodian or Sub-custodian? (C/S): S C) City: CAIRO State: Zip Code: Zip Ext.: D) Foreign Country: EGYPT Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: MERITA BANK LIMITED B) Is this a Custodian or Sub-custodian? (C/S): S C) City: HELSINKI State: Zip Code: Zip Ext.: D) Foreign Country: FINLAND Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BNP PARIBAS B) Is this a Custodian or Sub-custodian? (C/S): S C) City: PARIS State: Zip Code: Zip Ext.: D) Foreign Country: FRANCE Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: DRESDNER BANK A.G. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: FRANKFURT/MAINE State: Zip Code: Zip Ext.: D) Foreign Country: GERMANY Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: NATIONAL BANK OF GREECE S.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: ATHENS State: Zip Code: Zip Ext.: D) Foreign Country: GREECE Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK B) Is this a Custodian or Sub-custodian? (C/S): S C) City: HONG KONG State: Zip Code: Zip Ext.: D) Foreign Country: CHINA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK RT B) Is this a Custodian or Sub-custodian? (C/S): S C) City: BUDAPEST State: Zip Code: Zip Ext.: D) Foreign Country: HUNGARY Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: ICEBANK LTD. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: REYKJAVIK State: Zip Code: Zip Ext.: D) Foreign Country: ICELAND Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: DEUTSCHE BANK AG B) Is this a Custodian or Sub-custodian? (C/S): S C) City: BOMBAY State: Zip Code: Zip Ext.: D) Foreign Country: INDIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK B) Is this a Custodian or Sub-custodian? (C/S): S C) City: JAKARTA State: Zip Code: Zip Ext.: D) Foreign Country: INDONESIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BANK OF IRELAND B) Is this a Custodian or Sub-custodian? (C/S): S C) City: DUBLIN State: Zip Code: Zip Ext.: D) Foreign Country: IRELAND Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BANK OF HAPOALIM B.M. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: TEL AVIV State: Zip Code: Zip Ext.: D) Foreign Country: ISRAEL Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BNP PARIBAS, ITALIAN BRANCH B) Is this a Custodian or Sub-custodian? (C/S): S C) City: MILAN State: Zip Code: Zip Ext.: D) Foreign Country: ITALY Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: THE FUJI BANK, LIMITED B) Is this a Custodian or Sub-custodian? (C/S): S C) City: TOKYO State: Zip Code: Zip Ext.: D) Foreign Country: JAPAN Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: HSBC BANK MIDDLE EAST B) Is this a Custodian or Sub-custodian? (C/S): S C) City: AMMAN State: Zip Code: Zip Ext.: D) Foreign Country: JORDAN Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK MALAYSIA BERHAND B) Is this a Custodian or Sub-custodian? (C/S): S C) City: KUALA LUMPUR State: Zip Code: Zip Ext.: D) Foreign Country: MALAYSIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: THE HONG KONG AND SHANGHAI BANKING CORP., LTD B) Is this a Custodian or Sub-custodian? (C/S): S C) City: PORT LOUIS State: Zip Code: Zip Ext.: D) Foreign Country: MAURITIUS Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK MEXICO, S.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: MEXICO CITY State: Zip Code: Zip Ext.: D) Foreign Country: MEXICO Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BANQUE COMMERCIALE DU MAROC B) Is this a Custodian or Sub-custodian? (C/S): S C) City: CASABLANCA State: Zip Code: Zip Ext.: D) Foreign Country: MOROCCO Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: FORTIS BANK (NEDERLAND) B) Is this a Custodian or Sub-custodian? (C/S): S C) City: AMSTERDAM State: Zip Code: Zip Ext.: D) Foreign Country: NETHERLANDS Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: ANZ BANKING GROUP LIMITED B) Is this a Custodian or Sub-custodian? (C/S): S C) City: WELLINGTON State: Zip Code: Zip Ext.: D) Foreign Country: NEW ZEALAND Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CHRISTIANIA BANK OG KREDITKASSE ASA B) Is this a Custodian or Sub-custodian? (C/S): S C) City: OSLO State: Zip Code: Zip Ext.: D) Foreign Country: NORWAY Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: DEUTSCHE BANK AG B) Is this a Custodian or Sub-custodian? (C/S): S C) City: KARACHI State: Zip Code: Zip Ext.: D) Foreign Country: PAKISTAN Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SAN ISIDRO State: Zip Code: Zip Ext.: D) Foreign Country: PERU Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK B) Is this a Custodian or Sub-custodian? (C/S): S C) City: MANILA State: Zip Code: Zip Ext.: D) Foreign Country: PHILIPPINES Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK POLAND S.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: WARSAW State: Zip Code: Zip Ext.: D) Foreign Country: POLAND Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BANCO COMERCIAL PORTUGUES B) Is this a Custodian or Sub-custodian? (C/S): S C) City: LISBON State: Zip Code: Zip Ext.: D) Foreign Country: PORTUGAL Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: THE HONG KONG AND SHANGHAI BANKING CORP., LTD B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SEOUL State: Zip Code: Zip Ext.: D) Foreign Country: REPUBLIC OF KOREA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: ING BANK N.V. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: BUCHAREST State: Zip Code: Zip Ext.: D) Foreign Country: ROMANIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CREDIT SUISSE FIRST BOSTON AO, MOSCOW B) Is this a Custodian or Sub-custodian? (C/S): S C) City: ZURICH State: Zip Code: Zip Ext.: D) Foreign Country: SWITZERLAND Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: THE DEVELOPMENT BANK OF SINGAPORE B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SINGAPORE State: Zip Code: Zip Ext.: D) Foreign Country: SINGAPORE Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CESKOSLOVENSKA OBCHODNA BANKA A.S. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: BRATISLAVA State: Zip Code: Zip Ext.: D) Foreign Country: SLOVAK REPUBLIC Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STANDARD BANK OF SOUTH AFRICA LIMITED B) Is this a Custodian or Sub-custodian? (C/S): S C) City: JOHANNESBURG State: Zip Code: Zip Ext.: D) Foreign Country: SOUTH AFRICA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BANCO SANTANDER CENTRAL HISPANO, S.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: MADRID State: Zip Code: Zip Ext.: D) Foreign Country: SPAIN Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: THE HONG KONG AND SHANGHAI BANKING CORP., LTD B) Is this a Custodian or Sub-custodian? (C/S): S C) City: COLOMBO State: Zip Code: Zip Ext.: D) Foreign Country: SRI LANKA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: SKANDINAVISKA ENSKILDA BANKEN B) Is this a Custodian or Sub-custodian? (C/S): S C) City: STOCKHOLM State: Zip Code: Zip Ext.: D) Foreign Country: SWEDEN Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: UBS, A.G. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: ZURICH State: Zip Code: Zip Ext.: D) Foreign Country: SWITZERLAND Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CENTRAL TRUST OF CHINA B) Is this a Custodian or Sub-custodian? (C/S): S C) City: TAIPEI State: Zip Code: Zip Ext.: D) Foreign Country: TAIWAN Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK B) Is this a Custodian or Sub-custodian? (C/S): S C) City: BANGKOK State: Zip Code: Zip Ext.: D) Foreign Country: THAILAND Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: ISTANBUL State: Zip Code: Zip Ext.: D) Foreign Country: TURKEY Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: STATE STREET BANK AND TRUST COMPANY B) Is this a Custodian or Sub-custodian? (C/S): S C) City: LONDON State: Zip Code: Zip Ext.: D) Foreign Country: UNITED KINGDOM Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BANK BOSTON, N.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: MONTEVIDEO State: Zip Code: Zip Ext.: D) Foreign Country: URUGUAY Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: CITIBANK, N.A. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: CARACUS State: Zip Code: Zip Ext.: D) Foreign Country: VENEZUELA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: ING BANK N.V. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SOFIA State: Zip Code: Zip Ext.: D) Foreign Country: BULGARIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: PRIVREDNA BANK ZAGREB D.D. B) Is this a Custodian or Sub-custodian? (C/S): S C) City: SAVSKA State: Zip Code: Zip Ext.: D) Foreign Country: CROATIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: HANSABANK B) Is this a Custodian or Sub-custodian? (C/S): S C) City: TALLINN State: Zip Code: Zip Ext.: D) Foreign Country: ESTONIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: BANQUE INTERNATIONALE ARABE DE TUNISIE B) Is this a Custodian or Sub-custodian? (C/S): S C) City: TUNIS CEDEX State: Zip Code: Zip Ext.: D) Foreign Country: TUNISIA Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page is being CUSTODIAN/SUB-CUSTODIAN filed for ALL series. 15.A) Custodian/Sub-custodian: B) Is this a Custodian or Sub-custodian? (C/S): C) City: State: Zip Code: Zip Ext.: D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 9 This page being filed for ALL series. 18. Does Registrant's/Series' custodian(s) maintain some or all of Registrant's/Series' securities in a central depository or book-entry system pursuant to Rule 17f-4? (Y or N) Y 19. Family of investment companies information: A) Is Registrant part of a family of investment companies? (Y or N) Y B) If 'Y' (Yes), state the number of registered management investment companies in the family: 26 (NOTE: Count as a separate company each series of a series company and each portfolio of a multiple portfolio company; exclude all series of unit investment trusts from this number.) C) Identify the family using 10 letters: NVESTFUNDS (NOTE: In filing this form, use this identification consistently for all investment companies in the family including any unit investment trusts. This designation is for purposes of this form only.) SCREEN NUMBER: 10 20. Brokerage commissions paid on portfolio transactions of Registrant: List the 10 brokers which received the largest amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or in- direct participation in Registrant's portfolio transactions, set forth in order of size of gross commissions during the current reporting period: (FOR SERIES COMPANIES, ITEMS 20 & 21 MUST BE ANSWERED IN TOTAL FOR ALL SERIES) Commissions Name of Broker IRS Number Received (000's omitted) CAPITAL INSTITUTIONAL 75-1565705 201 PRUDENTIAL SECURITIES, INC. 22-2347336 190 INVESTMENT TECHNOLOGIES GROUP 95-3282828 184 MERRILL LYNCH PIERCE FENNER 13-5674085 169 GOLDMAN SCACHS 13-5108880 160 MORGAN STANLEY TRUST CO. 13-2655998 141 INSTINET CLEARING SERVICE 13-3443395 127 SALOMON SMITH BARNEY, INC. 13-3082694 81 JP MORGAN STG SEC LTD. 13-3224016 77 DEUTSCHE BANK N/A 71 21. Aggregate brokerage commissions paid by Registrant during current reporting period (000's omitted): 2279 SCREEN NUMBER: 11 22. Registrant's portfolio transactions with entities acting as principals: List the 10 entities acting as principals with whom Registrant did the largest amount of portfolio transactions (include all short-term obligations, and U.S. Gov't. & tax-free securities) in both the secondary market & in underwritten offerings set forth in order of size based upon total value of principal transactions during the current reporting period: (FOR SERIES COMPANIES, ITEMS 22 AND 23 MUST BE ANSWERED IN TOTAL FOR ALL SERIES) Registrant Sales by Name of Entity IRS Number Purchases Registrant (000's omitted) STATE STREET BANK AND TRUST 04-1867445 3790326 31107 FIRST CHICAGO 36-3595942 977125 11934 LEHMAN BROTHERS 13-2518468 175191 37231 JP MORGAN 13-3224016 154847 24641 MERRILL LYNCH 13-5674085 145607 29869 GOLDMAN SACHS 13-5108880 103872 10085 MORGAN STANLEY & CO., INC. 13-2655998 91004 8144 SALOMON SMITH BARNEY INC. 13-3082694 83867 35037 AMERICAN EXPRESS CREDIT INC. 13-2518466 76009 9477 COUNTRYWIDE SECURITIES CO. 31-0846576 37372 1113 23. Aggregate principal purchase/sale transactions of Registrant during current reporting period. C. Total Purchases: 5982745 D. Total Sales: 1012888 (000's omitted) SCREEN NUMBER: 12 This page being filed for series 1. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 2. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 3. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 4. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 5. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): Y NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 6. 24. At the end of the current period, did the Registrant/Series hold any securities of the Registrant's/Series' regular brokers or dealers or of the parents of such brokers or dealers that derive more than 15% of gross revenue from securities-related activities? (Y or N): N NOTE: If answer is 'N' (No), please go on to screen 15. SCREEN NUMBER: 13 This page being filed for series 1. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) MERRILL LYNCH AND CO., INC. 13-5674085 E 5612 MORGAN STANLEY & CO., INC. 13-2655998 E 4604 J.P. MORGAN & CO., INC. 13-3224016 E 2052 DELETE 0 DELETE 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 This page being filed for series 5. 25. List below the information requested about Registrant's/Series' holdings of the securities of the Registrant's/Series' regular brokers or dealers or of their parents that derive more than 15% of gross revenues from securities- related activities: Type of Value of any Name of Regular Broker or IRS Security Securities Dealer or Parent (Issuer) Number Owned Owned at end D=debt of current E=equity period (000's omitted) LEHMAN BROTHERS 13-2518468 D 1551 0 0 0 0 0 0 0 Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 14 26. Considerations which affected the participation of brokers or dealers or other entities in commissions or other compensation paid on portfolio transactions of Registrant: [ FOR SERIES COMPANIES THIS ITEM IS TO BE ANSWERED IN TOTAL FOR ALL SERIES ] Answer each of the following with 'Y' or 'N'. A) Sales of Registrant's/Series' shares -------------------------------- N B) Receipt of investment research and statistical information ---------- Y C) Receipt of quotations for portfolio valuations ---------------------- Y D) Ability to execute portfolio transactions to obtain best price and execution --------------------------------- Y E) Receipt of telephone line and wire services ------------------------- N F) Broker or dealer which is an affiliated person ---------------------- N G) Arrangement to return or credit part or all of commissions or profits thereon: (i) To investment adviser, principal underwriter, or an affiliated person of either ---------------------------- N (ii) To Registrant ------------------------------------------------ Y H) Other --------------------------------------------------------------- N SCREEN NUMBER: 15 SALES AND REPURCHASES 27. Is Registrant an open-end investment company? (Y or N): Y NOTE: If answer is 'N' (No), please delete any answers you may have entered for questions 28 through 44. If you have done this already or not yet responded to question 28 through 44, please jump to Screen Number 23. SCREEN NUMBER: 16 This page being 28. Monthly Sales and Repurchases of filed for series 1. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 4389 $ 0 $ 0 $ 10936 B) Second month of period $ 7370 $ 14680 $ 0 $ 13209 C) Third month of period $ 3774 $ 0 $ 0 $ 10720 D) Fourth month of period $ 3204 $ 0 $ 0 $ 8549 E) Fifth month of period $ 4126 $ 0 $ 0 $ 9604 F) Sixth month of period $ 6634 $ 0 $ 0 $ 10233 G) Total $ 29497 $ 14680 $ 0 $ 63251 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 12839 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 2. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 2288 $ 628 $ 0 $ 3441 B) Second month of period $ 1006 $ 581 $ 0 $ 3087 C) Third month of period $ 1417 $ 540 $ 0 $ 3678 D) Fourth month of period $ 967 $ 488 $ 0 $ 3135 E) Fifth month of period $ 991 $ 440 $ 0 $ 4512 F) Sixth month of period $ 2730 $ 596 $ 0 $ 4272 G) Total $ 9399 $ 3273 $ 0 $ 22125 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 7221 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 3. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 272 $ 302 $ 0 $ 1369 B) Second month of period $ 1233 $ 290 $ 0 $ 981 C) Third month of period $ 122 $ 291 $ 0 $ 1395 D) Fourth month of period $ 1566 $ 287 $ 0 $ 786 E) Fifth month of period $ 119 $ 290 $ 0 $ 709 F) Sixth month of period $ 611 $ 302 $ 0 $ 1036 G) Total $ 3923 $ 1762 $ 0 $ 6276 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 1721 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 4. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 3281 $ 576 $ 0 $ 5557 B) Second month of period $ 1401 $ 567 $ 0 $ 4029 C) Third month of period $ 2734 $ 556 $ 0 $ 4638 D) Fourth month of period $ 6535 $ 602 $ 0 $ 9458 E) Fifth month of period $ 4751 $ 597 $ 0 $ 5819 F) Sixth month of period $ 2113 $ 840 $ 0 $ 4560 G) Total $ 20815 $ 3738 $ 0 $ 34061 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 2919 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 5. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 210 $ 230 $ 0 $ 1587 B) Second month of period $ 484 $ 227 $ 0 $ 1404 C) Third month of period $ 158 $ 216 $ 0 $ 3553 D) Fourth month of period $ 542 $ 243 $ 0 $ 1670 E) Fifth month of period $ 394 $ 239 $ 0 $ 892 F) Sixth month of period $ 394 $ 300 $ 0 $ 963 G) Total $ 2182 $ 1455 $ 0 $ 10069 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 804 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being 28. Monthly Sales and Repurchases of filed for series 6. Registrant's/Series' Shares: Total NAV Total NAV Total NAV of Shares of Shares Total NAV of Shares Sold: New Sold: Reinv. of Shares Redeemed and Month of Sales (Incl. of Dividends Sold: Repurchased Current Period Exchanges) & Distributions Other (Incl. Exchanges) (000's omitted) (000's omitted) A) First month of period $ 31 $ 100 $ 0 $ 1051 B) Second month of period $ 228 $ 99 $ 0 $ 555 C) Third month of period $ 344 $ 90 $ 0 $ 2117 D) Fourth month of period $ 157 $ 91 $ 0 $ 562 E) Fifth month of period $ 172 $ 83 $ 0 $ 2890 F) Sixth month of period $ 99 $ 88 $ 0 $ 383 G) Total $ 1031 $ 551 $ 0 $ 7558 H) Total NAV of Registrant's/Series' share sales during the period subject to a sales load (000's omitted) $ 510 (Note: 28H is the total of six months and must be less than or equal to 28G1 + 28G2 + 28G3) SCREEN NUMBER: 17 This page being filed for series 1. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 559 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 5.75% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 2. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 270 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.50% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 3. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 56 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 4.25% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 4. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 73 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 3.00% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 5. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 22 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 3.00% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 6. 29. Was a front-end sales load deducted from any share sales during the reporting period? (Y or N) ------------------------- Y NOTE: If answer is 'N' (No), please jump to Screen Number 20. 30.A) Total front-end sales loads collected from sales (including exchanges) by principal underwriter or by any underwriter which is an affiliated person of the principal underwriter, of Registrant's/Series' shares during the current period (000's omitted) ------------------------------ $ 11 B) What is the maximum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 2.50% C) What is the minimum sales load rate in effect at the end of the period as a percentage of the offering price? ----------- 0.00% SCREEN NUMBER: 18 This page being filed for series 1. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 73 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 102 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 384 SCREEN NUMBER: 19 This page being filed for series 2. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 33 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 95 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 142 SCREEN NUMBER: 19 This page being filed for series 3. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 7 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 32 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 17 SCREEN NUMBER: 19 This page being filed for series 4. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 9 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 15 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 50 SCREEN NUMBER: 19 This page being filed for series 5. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 3 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 7 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 12 SCREEN NUMBER: 19 This page being filed for series 6. 31.A) Net amount retained by Registrant's/Series' principal underwriter or by any underwriter or dealer which is an affiliated person of the principal underwriter thereof from front-end sales loads collected from sales of Registrant's/Series' shares during the current period ($000's omitted). ------------------------------------ $ 2 31.B) Amount by which payout by Registrant's/Series' principal underwriter or by any underwriter which is an affiliated person of the principal under- writer thereof to persons or entities selling Registrant's/Series' shares exceeded that reported in Item 30 ($000's omitted). -- $ 0 32. Amount Registrant's/Series' principal underwriter and any underwriters or dealers which are affiliated persons of the principal underwriter paid to dealers which are not affiliated persons of the principal underwriter for selling Registrant's/Series' shares that were sold with a front-end sales load during current period ($000's omitted). --- $ 1 33. Amount paid to a captive retail sales force of Registrant's/Series' principal underwriter or of any underwriter or dealer which is an af- filiated person of the principal underwriter for selling Registrant's shares that were sold with a front-end sales load during current period ($000's omitted). ------------------------------------ $ 9 SCREEN NUMBER: 19 This page being filed for series 1. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 616 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 2. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 239 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 3. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 19 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 4. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 44 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 5. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 8 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 6. 34. Did Registrant/Series impose a deferred or contingent deferred sales load during the reporting period? (Y or N) ------ Y NOTE: If answer is 'N' (No), skip the remaining questions on this screen and proceed to Screen Number 21. 35. Total deferred or contingent deferred sales loads collected during current period from redemptions and repurchases of Registrant's/Series' shares ($000's omitted) ------------------ $ 12 36.A) Did Registrant/Series retain all monies collected from the deferred or contingent deferred sales loads during the reporting period? (Y or N) ----------------------------------- N B) If the answer to sub-item 36A is 'N' (No), state the net amount Registrant/Series retained from deferred or contingent deferred sales loads ($000's omitted) ------------ $ 0 SCREEN NUMBER: 20 This page being filed for series 1. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 2. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 3. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 4. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 5. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being filed for series 6. 37. Did Registrant/Series impose a redemption fee other than a deferred or contingent sales load during the reporting period? (Y or N) --- N NOTE: If answer is 'N' (No), go to item 39. 38. Total amount of redemption fees other than deferred or contingent deferred sales loads collected from redemptions and repurchases of Registrant's/Series' shares during the current period. ($000's omitted) ------------------------------------------------- $ 0 39. Were any account maintenance fees or other administrative fees imposed directly on shareholders during the current period? (Y or N) ----- N 40. During the period, did the Registrant/Series have a plan of distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen. 41. During the period, did Registrant/Series use its assets directly to make payments under the 12b-1 plan? (Y or N) ------------------ Y NOTE: If answer is 'N' (No), go to next screen (Screen 22) and begin answering at question 44. SCREEN NUMBER: 21 This page being 42. For the current period, indicate the filed for series 1. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 2883 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 2. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 834 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 3. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 404 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 4. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 644 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 5. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 200 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 This page being 42. For the current period, indicate the filed for series 6. percentage of total dollars paid directly by Registrant/Series under the 12b-1 plan for each of the following: (Round to the nearest whole percent) A) Advertising ------------------------------------------------- 0% B) Printing and mailing of prospectuses to other than current shareholders ---------------------------------------- 0% C) Payments to underwriters ------------------------------------ 100% D) Payments to brokers or dealers ------------------------------ 0% E) Direct payments to sales personnel -------------------------- 0% F) Payments to banks and savings and loans --------------------- 0% G) Other uses, incl. payments to investment adviser separate from the advisory fee ------------------------------ 0% H) Unallocated payments made for a combination of such services 0% 43. Total amount paid directly by Registrant/Series pursuant to its 12b-1 plan ($000's omitted) ---------------------------- $ 158 44. If an investment adviser or other affiliated person of Registrant/Series made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan, state the total amount of such payments. ($000's omitted) ----- $ 0 SCREEN NUMBER: 22 Contracts This page being filed for series 1. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ Y 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 200000 0.700% B) of next - $ 300000 0.650% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 500000 0.600% SCREEN NUMBER: 23 Contracts This page being filed for series 2. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ Y 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 200000 0.700% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 200000 0.650% SCREEN NUMBER: 23 Contracts This page being filed for series 3. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ Y 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 100000 0.600% B) of next - $ 0 0.000% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 100000 0.500% SCREEN NUMBER: 23 Contracts This page being filed for series 4. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ Y 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 200000 0.650% B) of next - $ 300000 0.625% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 500000 0.600% SCREEN NUMBER: 23 Contracts This page being filed for series 5. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ Y 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 200000 0.550% B) of next - $ 300000 0.510% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 500000 0.470% SCREEN NUMBER: 23 Contracts This page being filed for series 6. 45. Did Registrant/Series have an advisory contract during the period? (If 'N' (No), jump to screen 26 for your next screen.) --------------- Y 46. Did Registrant/Series pay more than one investment adviser directly for investment advice during the period? (If 'Y' (Yes), answer items 47-52 in the aggregate for all such investment advisers.) ------------ Y 47. Was Registrant's/Series' advisory fee based solely on a percentage of its assets? (Y or N) ------------------------------------------------- Y 48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate applied to Registrant's/Series' assets based on the advisory contract. SINGLE FEE RATE ------- 0.000% STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE A) first - $ 200000 0.525% B) of next - $ 300000 0.500% C) of next - $ 0 0.000% D) of next - $ 0 0.000% E) of next - $ 0 0.000% F) of next - $ 0 0.000% G) of next - $ 0 0.000% H) of next - $ 0 0.000% I) of next - $ 0 0.000% J) of next - $ 0 0.000% K) over - $ 500000 0.475% SCREEN NUMBER: 23 This page being ADVISORY FEE filed for series 1. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? C) Income? (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 2. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? C) Income? (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 3. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 4. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? C) Income? (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 5. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being ADVISORY FEE filed for series 6. (Y or N) 49. Was Registrant's/Series' advisory fee during the period based solely on a percentage of its income? -------------------------- N 50. Was Registrant's/Series' advisory fee during the period based on some combined percentage of its income & assets? ------------ N 51. Was Registrant's/Series' advisory fee during the period based in whole or in part on its investment performance? ------------- N 52. Was Registrant's/Series' advisory fee during the period based in whole or in part upon the assets, income or performance of other registrants? --------------------------------------------- N 53.A) Were the expenses of the Registrant/Series limited or re- duced at any time during the period by some agreement or understanding other than by blue sky laws? ------------------- Y [ If 53A is 'Y' (Yes), was limitation that applied during current period based upon: ] B) Assets? Y C) Income? N (Y or N) SCREEN NUMBER: 24 This page being filed for ALL series. 54. Indicate below whether services were supplied or paid for wholly or in substantial part by investment adviser(s) or administrator(s) in connection with the advisory or administrative contract(s) but for which the adviser(s) or administrator(s) are not reimbursed by the Registrant: (Y or N) A) Occupancy and office rental ------------------------------------------ Y B) Clerical and bookkeeping services ------------------------------------ Y C) Accounting services -------------------------------------------------- N D) Services of independent auditors ------------------------------------- N E) Services of outside counsel ------------------------------------------ N F) Registration and filing fees ----------------------------------------- N G) Stationery, supplies and printing ------------------------------------ N H) Salaries & compensation of Registrant's interested directors --------- Y I) Salaries & compensation of Registrant's disinterested directors ------ N J) Salaries & compensation of Registrant's officers who are not directors Y K) Reports to current shareholders -------------------------------------- Y L) Determination of offering and redemption prices ---------------------- N M) Trading department --------------------------------------------------- Y N) Prospectus preparation and printing for current shareholders --------- Y O) Other ---------------------------------------------------------------- N SCREEN NUMBER: 25 This page being filed for series 1. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 2. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 3. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 4. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 5. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being filed for series 6. MISCELLANEOUS INFORMATION 55. Did Registrant/Series have any of the following outstanding at any time during the current period (Y or N) which exceeded 1% of aggregate net assets? A) Overdrafts -------------------------------------------------- Y B) Bank Loans -------------------------------------------------- N 56. During the period did the Registrant's/Series' investment adviser(s) have advisory clients other than investment companies? --------- Y 57. Did the Registrant/Series adjust the number of its shares outstanding by means of a stock split or stock dividend? ------- N SCREEN NUMBER: 26 This page being CLASSIFICATION filed for series 1. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 2500 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 2. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 2500 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 3. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ N B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- N 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 2500 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 4. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 2500 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 5. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ Y B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- Y 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 2500 SCREEN NUMBER: 27 This page being CLASSIFICATION filed for series 6. (Y or N) 58.A) Is Registrant/Series a separate account of an insurance company? N If answer is 'Y' (Yes), are any of the following types of contracts funded by the Registrant: B) Variable annuity contracts? --------------------------------- C) Scheduled premium variable life contracts? ------------------ D) Flexible premium variable life contracts? ------------------- E) Other types of insurance products registered under the Securities Act of 1933? --------------------------------- 59. Is Registrant/Series a management investment company? ------------ Y 60.A) Was Registrant/Series a diversified investment company at any time during the reporting period? ------------------------------ N B) Is Registrant/Series a diversified investment company as of the end of the reporting period? ----------------------------------- N 61. What is the lowest minimum initial investment required by Registrant/Series from an investor that is not an employee or otherwise affiliated with the Registrant/Series, its adviser, principal underwriter or other affiliated entity? $ 2500 SCREEN NUMBER: 27 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 1. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- N NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 2. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- Y NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 1.4% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 0.0% P) Corporate 88.6% Q) All other 0.0% R) Investments other than debt securities 8.7% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 3. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- Y NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 98.5% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 4. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- Y NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.1% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 26.3% N) U.S. Government Agency 56.7% O) State and Municipal tax-free 0.0% P) Corporate 12.2% Q) All other 3.9% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 5. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- Y NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.9% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 4.8% N) U.S. Government Agency 21.0% O) State and Municipal tax-free 0.0% P) Corporate 73.3% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 62.A) Does the Registrant/Series invest primarily in This page being debt securities, including convertible debt filed for series 6. securities, options & futures on debt securities or indices of debt securities? (Y or N) ----------- Y NOTE: If answer is 'N' (No), jump to Screen Number 30. If answer is 'Y' (Yes), state the percentage of net assets in each type at the end of the current period: SHORT-TERM MATURITIES B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0% D) Repurchase agreements 0.0% F) Bank Certificates of E) State and Municipal tax-free 0.0% deposit-Domestic 0.0% G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0% I) Commercial paper taxable 0.0% J) Time deposits 0.0% K) Options 0.0% L) All other 0.0% INTERMEDIATE & LONG-TERM MATURITIES M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0% O) State and Municipal tax-free 98.0% P) Corporate 0.0% Q) All other 0.0% R) Investments other than debt securities 0.0% SCREEN NUMBER: 28 This page being filed for series 1. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 0.0 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 2. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 9.1 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- Y B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- Y [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ N SCREEN NUMBER: 29 This page being filed for series 3. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B:18.9 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- Y B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- N [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 4. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 5.2 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- N B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- N [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 5. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B: 2.4 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- N B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- N [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 This page being filed for series 6. 63. State the dollar weighted average portfolio maturity at the end of the period covered by this report in days or, if longer than 1 yr., in years to one decimal place: A: 0 days B:10.7 years 64.A) Is the timely payment of principal and interest on any of the instruments listed in item 62 insured or guaranteed by an entity other than the issuer? (Y or N) ----------------------------------- Y B) Is the issuer of any instrument covered in item 62 delinquent or in default as to payment of principal or interest at the end of the current period? (Y or N) -------------------------------------- N [If answer is 'N' (No), jump to screen 30 for your next screen.] 65. In computations of NAV per share, is any part of the value attributed to instruments identified in sub-item 64B derived from insurance or guarantees? (Y or N) ------------------------------ SCREEN NUMBER: 29 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 1. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- Y If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- N C) Capital appreciation -------------------------------------- N D) Growth ---------------------------------------------------- N E) Growth and income ----------------------------------------- Y F) Income ---------------------------------------------------- N G) Total return ---------------------------------------------- N 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 2. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- N If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- C) Capital appreciation -------------------------------------- D) Growth ---------------------------------------------------- E) Growth and income ----------------------------------------- F) Income ---------------------------------------------------- G) Total return ---------------------------------------------- 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 3. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- N If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- C) Capital appreciation -------------------------------------- D) Growth ---------------------------------------------------- E) Growth and income ----------------------------------------- F) Income ---------------------------------------------------- G) Total return ---------------------------------------------- 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 4. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- N If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- C) Capital appreciation -------------------------------------- D) Growth ---------------------------------------------------- E) Growth and income ----------------------------------------- F) Income ---------------------------------------------------- G) Total return ---------------------------------------------- 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 5. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- N If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- C) Capital appreciation -------------------------------------- D) Growth ---------------------------------------------------- E) Growth and income ----------------------------------------- F) Income ---------------------------------------------------- G) Total return ---------------------------------------------- 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 66.A) Is the Registrant/Series a fund that This page being usually invests in equity securities, filed for series 6. options & futures on equity securities, indices of equity securities or securities convertible into equity securities? ----------------------------- N If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which best describes its primary investment objective (place an 'N' on other lines). B) Aggressive capital appreciation --------------------------- C) Capital appreciation -------------------------------------- D) Growth ---------------------------------------------------- E) Growth and income ----------------------------------------- F) Income ---------------------------------------------------- G) Total return ---------------------------------------------- 67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N 68. Does the Registrant/Series have more than 50% of its net assets at the end of the current period invested in: A) The securities of issuers engaged primarily in the pro- duction or distribution of precious metals? (Y or N) ------ N B) The securities of issuers located primarily in countries other than the United States? (Y or N) -------------------- N 69. Is the Registrant/Series an index fund? (Y or N) ------------------ N SCREEN NUMBER: 30 This page being INVESTMENT PRACTICES filed for series 1. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities Y N C) Writing or investing in options on debt securities Y N D) Writing or investing in options on stock indices Y N E) Writing or investing in interest rate futures Y N F) Writing or investing in stock index futures Y N G) Writing or investing in options on futures Y N H) Writing or investing in options on stock index futures Y N I) Writing or investing in other commodity futures N N J) Investments in restricted securities Y Y K) Investments in shares of other investment companies Y N L) Investments in securities of foreign issuers Y Y M) Currency exchange transactions Y N N) Loaning portfolio securities N N O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling N N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 2. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities Y N C) Writing or investing in options on debt securities Y N D) Writing or investing in options on stock indices Y N E) Writing or investing in interest rate futures Y N F) Writing or investing in stock index futures Y N G) Writing or investing in options on futures Y N H) Writing or investing in options on stock index futures Y N I) Writing or investing in other commodity futures N N J) Investments in restricted securities Y Y K) Investments in shares of other investment companies Y N L) Investments in securities of foreign issuers Y Y M) Currency exchange transactions Y N N) Loaning portfolio securities Y Y O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling N N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 3. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities N N C) Writing or investing in options on debt securities Y Y D) Writing or investing in options on stock indices N N E) Writing or investing in interest rate futures Y Y F) Writing or investing in stock index futures N N G) Writing or investing in options on futures Y Y H) Writing or investing in options on stock index futures N N I) Writing or investing in other commodity futures N N J) Investments in restricted securities Y N K) Investments in shares of other investment companies Y N L) Investments in securities of foreign issuers N N M) Currency exchange transactions N N N) Loaning portfolio securities N N O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling Y N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 4. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y N B) Writing or investing in options on equities N N C) Writing or investing in options on debt securities Y Y D) Writing or investing in options on stock indices N N E) Writing or investing in interest rate futures Y Y F) Writing or investing in stock index futures N N G) Writing or investing in options on futures Y Y H) Writing or investing in options on stock index futures N N I) Writing or investing in other commodity futures N N J) Investments in restricted securities Y Y K) Investments in shares of other investment companies Y N L) Investments in securities of foreign issuers Y N M) Currency exchange transactions Y N N) Loaning portfolio securities Y Y O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling Y N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 5. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities N N C) Writing or investing in options on debt securities Y N D) Writing or investing in options on stock indices N N E) Writing or investing in interest rate futures Y N F) Writing or investing in stock index futures N N G) Writing or investing in options on futures Y N H) Writing or investing in options on stock index futures N N I) Writing or investing in other commodity futures N N J) Investments in restricted securities Y Y K) Investments in shares of other investment companies Y N L) Investments in securities of foreign issuers Y Y M) Currency exchange transactions Y N N) Loaning portfolio securities Y N O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling Y N SCREEN NUMBER: 31 This page being INVESTMENT PRACTICES filed for series 6. 70. Activity Permitted by invest- Engaged in ment policies? this period? (Y or N) (Y or N) A) Writing or investing in repurchase agreements Y Y B) Writing or investing in options on equities N N C) Writing or investing in options on debt securities Y Y D) Writing or investing in options on stock indices N N E) Writing or investing in interest rate futures Y Y F) Writing or investing in stock index futures N N G) Writing or investing in options on futures Y N H) Writing or investing in options on stock index futures N N I) Writing or investing in other commodity futures N N J) Investments in restricted securities Y N K) Investments in shares of other investment companies Y N L) Investments in securities of foreign issuers N N M) Currency exchange transactions Y N N) Loaning portfolio securities Y N O) Borrowing of money Y N P) Purchases/sales by certain exempted affiliated persons Y N Q) Margin purchases N N R) Short selling Y N SCREEN NUMBER: 31 This page being 71. Portfolio turnover rate for the current filed for series 1. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 751699 B) Sales [including all maturities] ($000's omitted) ----------- $ 851502 C) Monthly average value of portfolio ($000's omitted) --------- $ 540410 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 139% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 12 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 226 C) Net dividend income ----------------------------------------- $ 6968 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 3610 G) Administrator(s) fees --------------------------------------- $ 200 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 2. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 73659 B) Sales [including all maturities] ($000's omitted) ----------- $ 84810 C) Monthly average value of portfolio ($000's omitted) --------- $ 123626 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 60% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 12 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 15039 C) Net dividend income ----------------------------------------- $ 1500 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 77 EXPENSES F) Advisory fees ----------------------------------------------- $ 906 G) Administrator(s) fees --------------------------------------- $ 46 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 3. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 66938 B) Sales [including all maturities] ($000's omitted) ----------- $ 76646 C) Monthly average value of portfolio ($000's omitted) --------- $ 98751 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 68% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 12 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 6351 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 598 G) Administrator(s) fees --------------------------------------- $ 34 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 4. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 583371 B) Sales [including all maturities] ($000's omitted) ----------- $ 625726 C) Monthly average value of portfolio ($000's omitted) --------- $ 151918 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 384% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 12 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 11441 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 43 EXPENSES F) Advisory fees ----------------------------------------------- $ 985 G) Administrator(s) fees --------------------------------------- $ 53 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 5. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 71093 B) Sales [including all maturities] ($000's omitted) ----------- $ 85272 C) Monthly average value of portfolio ($000's omitted) --------- $ 65816 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 108% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 12 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 4963 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 376 G) Administrator(s) fees --------------------------------------- $ 22 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 6. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 43017 B) Sales [including all maturities] ($000's omitted) ----------- $ 51925 C) Monthly average value of portfolio ($000's omitted) --------- $ 38867 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 111% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 12 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 2339 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 211 G) Administrator(s) fees --------------------------------------- $ 13 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being 71. Portfolio turnover rate for the current filed for series 7. reporting period A) Purchases ($000's omitted) ---------------------------------- $ 0 B) Sales [including all maturities] ($000's omitted) ----------- $ 0 C) Monthly average value of portfolio ($000's omitted) --------- $ 0 D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 0% NOTE: Item 71D) should be a whole number; round if necessary. FINANCIAL INFORMATION 72.A) How many months do the answers to 72 and 73 cover? ----------- 0 months INCOME (000's omitted) B) Net interest income ----------------------------------------- $ 0 C) Net dividend income ----------------------------------------- $ 0 D) Account maintenance fees ------------------------------------ $ 0 E) Net other income -------------------------------------------- $ 0 EXPENSES F) Advisory fees ----------------------------------------------- $ 0 G) Administrator(s) fees --------------------------------------- $ 0 (Negative answers are allowed) H) Salaries and other compensation ----------------------------- $ 0 SCREEN NUMBER: 32 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 1. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 1558 J) Custodian fees ------------------------------------- $ 132 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 98 M) Directors' fees ------------------------------------ $ 26 N) Registration fees ---------------------------------- $ 56 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 36 S) Legal fees ----------------------------------------- $ 9 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 2883 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 27 X) Total expenses ------------------------------------- $ 8635 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 2. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 257 J) Custodian fees ------------------------------------- $ 79 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 50 M) Directors' fees ------------------------------------ $ 10 N) Registration fees ---------------------------------- $ 39 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 46 S) Legal fees ----------------------------------------- $ 2 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 835 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 6 X) Total expenses ------------------------------------- $ 2276 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 3. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 228 J) Custodian fees ------------------------------------- $ 77 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 25 M) Directors' fees ------------------------------------ $ 10 N) Registration fees ---------------------------------- $ 10 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 50 S) Legal fees ----------------------------------------- $ 1 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 404 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 4 X) Total expenses ------------------------------------- $ 1441 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 4. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 305 J) Custodian fees ------------------------------------- $ 103 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 43 M) Directors' fees ------------------------------------ $ 13 N) Registration fees ---------------------------------- $ 44 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 41 S) Legal fees ----------------------------------------- $ 2 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 644 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 2 X) Total expenses ------------------------------------- $ 2235 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 5. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 105 J) Custodian fees ------------------------------------- $ 72 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 23 M) Directors' fees ------------------------------------ $ 9 N) Registration fees ---------------------------------- $ 40 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 36 S) Legal fees ----------------------------------------- $ 1 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 200 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 3 X) Total expenses ------------------------------------- $ 887 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 6. EXPENSES (Negative answers are allowed) For the period covered by this form ($000's omitted) 72.I) Shareholder servicing agent fees ------------------- $ 47 J) Custodian fees ------------------------------------- $ 64 K) Postage -------------------------------------------- $ 0 L) Printing expenses ---------------------------------- $ 20 M) Directors' fees ------------------------------------ $ 8 N) Registration fees ---------------------------------- $ 11 O) Taxes ---------------------------------------------- $ 0 P) Interest ------------------------------------------- $ 0 Q) Bookkeeping fees paid to anyone performing this service ---------------------------- $ 0 R) Auditing fees -------------------------------------- $ 47 S) Legal fees ----------------------------------------- $ 1 T) Marketing/distribution payments including payments pursuant to a rule 12b-1 plan ------------- $ 158 U) Amortization of organization expenses -------------- $ 0 V) Shareholder meeting expenses ----------------------- $ 0 W) Other expenses ------------------------------------- $ 3 X) Total expenses ------------------------------------- $ 583 SCREEN NUMBER: 33 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 1. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 152 Z) Net investment income ------------------------------ $ -1289 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 28023 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 15665 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 0 2. Dividends for a second class of open-end company shares -----------------------------------$ 0 EE) Total capital gains distributions for which record date passed during the period --------------- $ 16527 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.0000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.0000 B) Distribution of capital gains ---------------------- $ 0.4600 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 2. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 14340 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 26382 CC) 1. Net unrealized appreciation during the period --- $ 0 2. Net unrealized depreciation during the period --- $ 9573 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 6908 2. Dividends for a second class of open-end company shares -----------------------------------$ 6381 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.8400 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.7800 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 3. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 257 Z) Net investment income ------------------------------ $ 5167 AA) Realized capital gains ----------------------------- $ 509 BB) Realized capital losses ---------------------------- $ 0 CC) 1. Net unrealized appreciation during the period --- $ 3074 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 4742 2. Dividends for a second class of open-end company shares -----------------------------------$ 387 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.8100 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.7100 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 4. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 0 Z) Net investment income ------------------------------ $ 9250 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 3166 CC) 1. Net unrealized appreciation during the period --- $ 5547 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 8076 2. Dividends for a second class of open-end company shares -----------------------------------$ 685 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.7000 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.6300 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 5. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 292 Z) Net investment income ------------------------------ $ 4367 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 2114 CC) 1. Net unrealized appreciation during the period --- $ 2026 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 4055 2. Dividends for a second class of open-end company shares -----------------------------------$ 193 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.4400 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.3900 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 6. EXPENSES (Negative answers are allowed For the period covered by this form on this screen for 72Z only) ($000's omitted) 72.Y) Expense reimbursements ----------------------------- $ 184 Z) Net investment income ------------------------------ $ 1940 AA) Realized capital gains ----------------------------- $ 0 BB) Realized capital losses ---------------------------- $ 445 CC) 1. Net unrealized appreciation during the period --- $ 2149 2. Net unrealized depreciation during the period --- $ 0 DD) 1. Total income dividends for which record date passed during the period ------------------------ $ 1563 2. Dividends for a second class of open-end company shares -----------------------------------$ 314 EE) Total capital gains distributions for which record date passed during the period --------------- $ 0 73. Distributions per share for which record date passed during the period: NOTE: Show in fractions of a cent if so declared. A) 1. Dividends from net investment income ------------ $ 0.3600 2. Dividends for a second class of open-end company shares ---------------------------------- $ 0.3000 B) Distribution of capital gains ---------------------- $ 0.0000 C) Other distributions -------------------------------- $ 0.0000 SCREEN NUMBER: 34 This page being filed for series 1. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 4 B) Repurchase agreements ------------------------------ $ 3885 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 0 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 483783 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 1085 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 488757 SCREEN NUMBER: 35 This page being filed for series 2. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 1 B) Repurchase agreements ------------------------------ $ 1374 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 88718 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 8721 F) Common stock --------------------------------------- $ 14 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 1953 M) All other assets ----------------------------------- $ 19722 N) Total assets --------------------------------------- $ 120503 SCREEN NUMBER: 35 This page being filed for series 3. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 98956 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 1826 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 100782 SCREEN NUMBER: 35 This page being filed for series 4. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 35 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 195 D) Long-term debt securities including convertible debt------------------------------------ $ 139304 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 2884 M) All other assets ----------------------------------- $ 29770 N) Total assets --------------------------------------- $ 172187 SCREEN NUMBER: 35 This page being filed for series 5. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 41 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 550 D) Long-term debt securities including convertible debt------------------------------------ $ 61745 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 0 L) Other receivables ---------------------------------- $ 1521 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 63857 SCREEN NUMBER: 35 This page being filed for series 6. As of the end of current reporting 74. Condensed balance sheet data: period (000's omitted except for per share amounts) A) Cash ----------------------------------------------- $ 0 B) Repurchase agreements ------------------------------ $ 0 C) Short-term debt securities other than repurchase agreements ------------------------------ $ 0 D) Long-term debt securities including convertible debt------------------------------------ $ 35502 E) Preferred, convertible preferred, and adjustable rate preferred stock -------------------- $ 0 F) Common stock --------------------------------------- $ 0 G) Options on equities -------------------------------- $ 0 H) Options on all futures ----------------------------- $ 0 I) Other investments ---------------------------------- $ 0 J) Receivables from portfolio instruments sold -------- $ 0 K) Receivables from affiliated persons ---------------- $ 14 L) Other receivables ---------------------------------- $ 1566 M) All other assets ----------------------------------- $ 0 N) Total assets --------------------------------------- $ 37082 SCREEN NUMBER: 35 This page being (Continued from Screen 35) filed for series 1. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 291 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 2480 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 485986 U) 1. Number of shares outstanding ------------------------------ 21086 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 12370 V) 1. Net asset value per share (to nearest cent) --------------- $ 13.79 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 13.40 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 35782 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 2. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 62 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 20319 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 100122 U) 1. Number of shares outstanding ------------------------------ 7560 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 7687 V) 1. Net asset value per share (to nearest cent) --------------- $ 6.21 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 6.22 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 6071 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 3. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 94 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 188 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 100500 U) 1. Number of shares outstanding ------------------------------ 5714 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 544 V) 1. Net asset value per share (to nearest cent) --------------- $ 16.06 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 16.03 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 2421 Y) Total value of assets in segregated accounts ----------------- $ 3405 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 4. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 1586 P) Amounts owed to affiliated persons --------------------------- $ 82 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 29930 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 140589 U) 1. Number of shares outstanding ------------------------------ 10652 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 1067 V) 1. Net asset value per share (to nearest cent) --------------- $ 10.67 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 11.16 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 7221 Y) Total value of assets in segregated accounts ----------------- $ 11254 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 5. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 1004 P) Amounts owed to affiliated persons --------------------------- $ 18 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 280 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 62555 U) 1. Number of shares outstanding ------------------------------ 8334 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 507 V) 1. Net asset value per share (to nearest cent) --------------- $ 7.02 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 7.01 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 2055 Y) Total value of assets in segregated accounts ----------------- $ 0 SCREEN NUMBER: 36 This page being (Continued from Screen 35) filed for series 6. Condensed balance sheet data: As of the end of current reporting period (000's omitted except for per share amounts and number of accounts) 74.O) Payables for portfolio instruments purchased ----------------- $ 0 P) Amounts owed to affiliated persons --------------------------- $ 1 Q) Senior long-term debt ---------------------------------------- $ 0 R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0 2. Short sales --------------------------- $ 0 3. Written options ----------------------- $ 0 4. All other liabilities ----------------- $ 636 S) Senior equity ------------------------------------------------ $ 0 T) Net assets of common shareholders ---------------------------- $ 36445 U) 1. Number of shares outstanding ------------------------------ 3760 2. Number of shares outstanding of a second class of shares of open-end company --------------------------------------- 987 V) 1. Net asset value per share (to nearest cent) --------------- $ 7.68 2. Net asset value per share of a second class of open-end company shares (to nearest cent) -------------------------- $ 7.66 W) Mark-to-market net asset value per share for money market funds only (to 4 decimals) ------------------ $ 0.0000 X) Total number of shareholder accounts ------------------------- 599 Y) Total value of assets in segregated accounts ----------------- $ 2541 SCREEN NUMBER: 36 This page being filed for series 1. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 543479 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 2. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 129420 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 3. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 99700 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 4. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 159541 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 5. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 65816 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 This page being filed for series 6. 75. Average net assets during the current reporting period ($000's omitted). Answer only one: A) Daily average (for money market funds) ----------------------- $ 0 B) Monthly average (for all other funds) ----------------------- $ 38867 76. Market price per share at end of period (closed-end funds only) $ 0.00 SCREEN NUMBER: 37 77.A) Is the Registrant filing any of the following attachments with the current filing of Form N-SAR? (ANSWER FOR ALL SERIES AS A GROUP) (Y or N) ------------------------------- Y NOTE: If answer is 'Y' (Yes), mark those items below being filed as an attachment to this Filed as form or incorporated by reference. Attachment B) Accountant's report on internal control ------------------- Y C) Matters submitted to a vote of security holders ----------- Y D) Policies with respect to security investment -------------- N E) Legal proceedings ----------------------------------------- N F) Changes in security for debt ------------------------------ N G) Defaults and arrears on senior securities ----------------- N H) Changes in control of Registrant -------------------------- N I) Terms of new or amended securities ------------------------ Y J) Revaluation of assets or restatement of capital share account ------------------------------------- N K) Changes in Registrant's certifying account ---------------- N L) Changes in accounting principles and practices ------------ N M) Mergers --------------------------------------------------- N N) Actions required to be reported pursuant to Rule 2a-7 ----- N O) Transactions effected pursuant to Rule 10f-3 -------------- N P) Information required to be filed pursuant to exemptive orders --------------------------------------- N (Item 77 continued on next screen) SCREEN NUMBER: 38 77. (Continued) Mark those items below being filed as an attachment to this form or incorporated form Filed as or incorporated by reference. Attachment Q1) Exhibits -------------------------------------------------- Y Q2) Any information called for by instructions to sub-item 77Q2 --------------------------------------------- N Q3) Any information called for by instructions to sub-item 77Q3 --------------------------------------------- N 78. Does the Registrant have any wholly-owned investment company subsidiaries whose operating & financial data are consolidated with that of Registrant in this report? (Y or N) N NOTE: If answer is 'N' (No), jump to Screen 41. SCREEN NUMBER: 39 79. List the '811' numbers and names of Registrant's wholly owned investment company subsidiaries consolidated in this report. 811 Number Subsidiary Name 811- 811- 811- 811- 811- 811- 811- 811- 811- 811- Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more. SCREEN NUMBER: 40 ANNUAL SUPPLEMENT This page being filed for ALL series. Screens 41 & 42 are to be filed only once each year, at the end of Registrant's/Series' fiscal year. 80. Fidelity bond(s) in effect at the end of the period: A) Insurer name: FEDERAL INSURANCE COMPANY B) Second insurer: C) Aggregate face amount of coverage for Registrant/Series on all bonds on which it is named as an insured (000's omitted): $ 22000 81. A) Is the bond part of a joint fidelity bond(s) shared with other investment companies, or other entities? (Y or N) - Y B) If answer to 81A is 'Y' (Yes), how many other investment companies, or other entities are covered by the bond? (Count each series as a separate investment company.) -------- 20 82. A) Does the mandatory coverage of the fidelity bond have a deductible? (Y or N) ---------------------------------- N B) If the answer to 82A is 'Y' (Yes), what is the amount of the deductible? ($000's omitted) ------------------ $ 0 SCREEN NUMBER: 41 ANNUAL SUPPLEMENT (Continued) This page being filed for ALL series. 83.A) Were any claims with respect to this Registrant/ Series filed under the bond during the period? (Y or N) -------- N B) If the answer to 83 A) is 'Y' (Yes), what was the total amount of such claims? ($000's omitted) ----------------- $ 0 84.A) Were any losses incurred with respect to this Registrant/Series that could have been filed as a claim under the fidelity bond but were not? (Y or N) ----------- N B) If the answer to 84 A) is 'Y' (Yes), what was the total amount of such losses? ($000's omitted) ----------------- $ 0 85.A) Are Registrant's/Series' officers and directors covered as officers and directors of Registrant/Series under any errors and omissions insurance policy owned by the Registrant/Series or anyone else (Y or N) --------- Y B) Were any claims filed under such policy during the period with respect to the Registrant/Series? (Y or N) --------- N SCREEN NUMBER: 42 Closed-End Investment Companies Only 86. Sales, repurchases, and redemptions of Registrant's securities: Number of Shares Net or Principal Consideration Amount of Debt Received or Paid ($000's omitted) ($000's omitted) Common Stock: A) Sales 0 $ 0 B) Repurchases 0 $ 0 Preferred Stock: C) Sales 0 $ 0 D) Repurchases and Redemptions 0 $ 0 Debt Securities E) Sales $ 0 $ 0 F) Repurchases and Redemptions $ 0 $ 0 SCREEN NUMBER: 43 Closed-End Investment Companies Only 87. Securities of Registrant registered on a national securities exchange or listed on NASDAQ: CUSIP or Ticker Title of each class of securities NASDAQ No. Symbol A) B) C) 88. Did Registrant have any of the following outstanding which exceeded 1% of aggregate net assets at any time during the period? (Y or N) A) Notes or bonds ------------------------------ B) Uncovered options --------------------------- C) Margin loans -------------------------------- D) Preferred stock ----------------------------- SCREEN NUMBER: 44 February 9, 2001 To the Board of Trustees and Shareholders of the Nvest Funds Trust II In planning and performing our audit of the financial statements of the Nvest Funds Trust II (the "Trust") for the year ended December 31, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2000. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. -1- EX-99.77C 2 0002.txt ITEM 77C SUB-ITEM 77C Submission of matters to a vote of security matters is incorporated by reference to Form Type N-30D filed by Registrant on March 2, 2001 (Accession No. 0001127563-01-000038). EX-99.77I 3 0003.txt ITEM 77I SUB-ITEM 77I TERMS OF NEW OR AMENDED SECURITIES NVEST FUNDS TRUST I NVEST FUNDS TRUST II NVEST FUNDS TRUST III NVEST COMPANIES TRUST I PLAN PURSUANT TO RULE 18F-3(D) UNDER THE INVESTMENT COMPANY ACT OF 1940 ----------------------------------------------------------------------- As amended effective December 1, 2000 Each series of Nvest Funds Trust I, Nvest Funds Trust II, Nvest Funds Trust III and the Nvest AEW Real Estate Fund series of Nvest Companies Trust I (each series individually a "Fund" and such Trusts collectively the "Trusts") may from time to time issue one or more of the following classes of shares: Class A shares, Class B shares, Class C shares and Class Y shares. Each class is subject to such investment minimums and other conditions of eligibility as are set forth in the Funds' prospectuses as from time to time in effect. The differences in expenses among these classes of shares, and the conversion and exchange features of each class of shares, are set forth below in this Plan, which is subject to change, to the extent permitted by law and by the Declaration of Trust and By-Laws of each Trust, by action of the Board of Trustees of each Trust. INITIAL SALES CHARGE - -------------------- Class A shares are offered at a public offering price that is equal to their net asset value ("NAV") plus a sales charge of up to 5.75% of the public offering price (which maximum may be less for certain Funds, as described in the Funds' prospectuses as from time to time in effect). The sales charges on Class A shares are subject to reduction or waiver as permitted by Rule 22d-1 under the Investment Company Act of 1940 (the "1940 Act") and as described in the Funds' prospectuses as from time to time in effect. Class C shares are offered at a public offering price that is equal to their net asset value ("NAV") plus a sales charge of 1.00% of the public offering price (which maximum may be less for certain Funds, as described in the Funds' prospectuses as from time to time in effect). The sales charges on Class C shares are subject to reduction or waiver as permitted by Rule 22d-1 under the 1940 Act and as described in the Funds' prospectuses as from time to time in effect. Prior to December 1, 2000, Class C shares were offered at a public offering price equal to their NAV, without an initial sales charge. Class B and Class Y shares are offered at their NAV, without an initial sales charge. -1- CONTINGENT DEFERRED SALES CHARGE - -------------------------------- Purchases of Class A shares of $1 million or more, purchases of Class C shares or purchases by certain retirement plans as described in the Funds prospectuses, that are redeemed within one year from purchase are subject to a contingent deferred sales charge (a "CDSC") of 1% of either the purchase price or the NAV of the shares redeemed, whichever is less. Class A and C shares are not otherwise subject to a CDSC. Class B shares that are redeemed within 6 years from purchase are subject to a CDSC of up to 5% (4% for shares purchased prior to May 1, 1997) of either the purchase price or the NAV of the shares redeemed, whichever is less; such percentage declines the longer the shares are held, as described in the Funds' prospectuses as from time to time in effect. Class B shares purchased with reinvested dividends or capital gain distributions are not subject to a CDSC. The CDSC on Class A, Class B and Class C shares is subject to reduction or waiver in certain circumstances, as permitted by Rule 6c-10 under the 1940 Act and as described in the Funds' prospectuses as from time to time in effect. Class Y shares are not subject to any CDSC. SERVICE, ADMINISTRATION AND DISTRIBUTION FEES - --------------------------------------------- Class A, Class B and Class C shares pay distribution and service fees pursuant to plans adopted pursuant to Rule 12b-1 under the 1940 Act (the "12b-1 Plans") for such classes. There is no 12b-1 Plan for Class Y shares. Class A, Class B and Class C shares each pay, pursuant to the 12b-1 Plans, a service fee of up to .25% per annum of the average daily net assets attributable to such class. Class A shares do not pay a distribution fee, with the exception that the Class A shares of Nvest Massachusetts Tax Free Income Fund and Nvest Limited Term U. S. Government Fund pay, pursuant to the 12b-1 Plans, a distribution fee of up to .10% per annum of the average daily net assets of such Fund attributable to Class A shares. Class B and Class C shares pay, pursuant to the 12b-1 Plans, a distribution fee of up to .75% per annum of the average daily net assets of such Fund attributable to such class of shares. CONVERSION AND EXCHANGE FEATURES - -------------------------------- Class B shares automatically convert to Class A shares of the same Fund eight years after purchase, except that Class B shares purchased through the reinvestment of dividends and other distributions on Class B shares convert to Class A shares at the same time as the shares with respect to which they were purchased are converted. Class Y shares of a -2- Fund purchased through wrap fee programs offered by certain broker-dealers will, upon termination of the holder's participation in the wrap fee program and at the discretion of the broker-dealer, be converted to Class A shares of the same Fund. Class A, Class C and Class Y shares do not convert to any other class of shares. Class A shares of any Fund may be exchanged, at the holder's option, for Class A shares of another Fund without the payment of a sales charge, except that if Class A shares of Nvest Short Term Corporate Income Fund are exchanged for shares of a Fund with a higher sales charge, then the difference in sales charges must be paid on the exchange; and except that Class A shares of Nvest Intermediate Term Tax Free Fund of California must have been held for at least six months before the exchange privilege applies to such shares. The holding period for determining any CDSC will include the holding period of the shares exchanged. Class A shares may also be exchanged for Class A shares of Nvest Cash Management Trust or Nvest Tax Exempt Money Market Trust (the "Money Market Funds"), in which case the holding period for purposes of determining the expiration of the CDSC on such shares, if any, will stop and will resume only when an exchange is made back into Class A shares of a Fund. If such Money Market Fund shares are subsequently redeemed for cash, they will be subject to a CDSC to the same extent that the shares exchanged would have been subject to a CDSC at the time of the exchange into the Money Market Fund. Class A shares of a Money Market Fund so purchased may be exchanged for Class A shares of a Fund without sales charge or CDSC to the same extent as the Class A shares exchanged for the Money Market Fund Class A shares could have been so exchanged. The holding period for determining any CDSC for the acquired Fund shares will not include the period during which the Money Market Fund shares were held, but will include the holding period for the Class A Fund shares that were exchanged for the Money Market Fund shares. Class A shares of a Fund acquired in connection with certain deferred compensation plans offered by New England Life Insurance Company ("NELICO") and its affiliates to any of their directors, senior officers, agents or general agents may be exchanged, at the holder's option and with the consent of NELICO, for Class Y shares of the same Fund or for Class Y shares of any other Fund that offers Class Y shares. Class B shares of any Fund may be exchanged, at the holder's option, for Class B shares of another Fund, without the payment of a CDSC. The holding period for determining the CDSC and the conversion to Class A shares will include the holding period of the shares exchanged. Class B shares of any Fund may also be exchanged for Class B shares of a Money Market Fund, without the payment of a CDSC. If such Money Market Fund shares are subsequently redeemed for cash, they will be subject to a CDSC to the same extent that the shares exchanged would have been subject to a CDSC at the time of the exchange into the Money Market Fund. If such Money Market Fund shares are exchanged for Class B shares of a Fund, no CDSC will apply to the exchange, and the holding period for the acquired shares will include the holding period of the shares that were exchanged for the Money Market Fund shares (but not the period during which the Money Market Fund shares were held). -3- Class C shares of any Fund may be exchanged, at the holder's option, for Class C shares of any other Fund that offers Class C shares, without payment of a sales charge. The holding period for determining any CDSC will include the holding period of the shares exchanged. Class C shares may also be exchanged for Class C shares of a Money Market Fund if available, in which case the holding period for purposes of determining the expiration of the CDSC on such shares, if any, will stop and will resume only when an exchange is made back into Class C shares of a Fund. If such Money Market Fund shares are subsequently redeemed for cash, they will be subject to a CDSC to the same extent that the shares exchanged would have been subject to a CDSC at the time of the exchange into the Money Market Fund. Class C shares in accounts of the Money Market Fund established prior to December 1, 2000 or that have previously been subject to a sales charge may be exchanged for Class C shares of a Fund without a sales charge. Class C shares in accounts of the Money Market Fund established on or after December 1, 2000 may exchange into Class C shares of a Fund subject to the Fund's applicable sales charge and CDSC. Class Y shares of any Fund may be exchanged, at the holder's option, for Class Y shares of any other Fund that offers Class Y shares to the general public, or for Class A shares of a Money Market Fund or of any other Fund which does not offer Class Y shares to the general public. All exchanges are subject to the eligibility requirements or other restrictions of the Fund to which the shareholder is exchanging. -4- EX-99.77Q1(E) 4 0004.txt ITEM 77Q1 ITEM 77Q1(E) NEW INVESTMENT ADVISORY CONTRACTS - ---------------------------------------------- Incorporated by reference to exhibits d(1)(i) through d(1)(vi) and d(2)(i) through d(2)(vi) to post-effective amendment no.114 to Registrant's registration statement filed on Form Type 485APOS on February 27, 2001 (Accession No. 0000927016-01-001117). -----END PRIVACY-ENHANCED MESSAGE-----