UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00116
The Investment Company of America
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 - June 30, 2018
Laurie D. Neat
The Investment Company of America
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1 : Proxy Voting Record | |||||||
Fund Name : The Investment Company of America | |||||||
Reporting Period: July 01, 2017 - June 30, 2018 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sondra L. Barbour | Mgmt | For | For | For | ||
2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | ||
6 | Elect Amy E. Hood | Mgmt | For | For | For | ||
7 | Elect Muhtar Kent | Mgmt | For | For | For | ||
8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
10 | Elect Michael F. Roman | Mgmt | For | For | For | ||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.5 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.6 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.7 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.9 | Elect Daniel J. Starks | Mgmt | For | For | For | ||
1.10 | Elect John G. Stratton | Mgmt | For | For | For | ||
1.11 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.12 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | ||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 02/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jaime Ardila Gomez | Mgmt | For | For | For | ||
2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | ||
3 | Elect Herbert Hainer | Mgmt | For | For | For | ||
4 | Elect Marjorie Magner | Mgmt | For | For | For | ||
5 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
6 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
7 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
8 | Elect Paula A. Price | Mgmt | For | For | For | ||
9 | Elect Arun Sarin | Mgmt | For | For | For | ||
10 | Elect Frank K. Tang | Mgmt | For | For | For | ||
11 | Elect Tracey T. Travis | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 2010 Share Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
18 | Internal Merger Transaction | Mgmt | For | For | For | ||
19 | Amendment to Articles Regarding Shareholder Approval of Internal Transactions | Mgmt | For | For | For | ||
AIA Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1299 | CINS Y002A1105 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect NG Keng Hooi | Mgmt | For | For | For | ||
6 | Elect Cesar V. Purisima | Mgmt | For | For | For | ||
7 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | ||
8 | Elect CHOW Chung Kong | Mgmt | For | For | For | ||
9 | Elect John B. Harrison | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | ||
Airbus SE | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIR | CINS N0280G100 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
5 | Appointment of Auditor | Mgmt | For | For | For | ||
6 | Elect Amparo Moraleda to the Board of Directors | Mgmt | For | For | For | ||
7 | Elect Victor Chu to the Board of Directors | Mgmt | For | For | For | ||
8 | Elect Jean-Pierre Clamadieu to the Board of Directors | Mgmt | For | For | For | ||
9 | Elect Rene Obermann to the Board of Directors | Mgmt | For | For | For | ||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Cancellation of Shares | Mgmt | For | For | For | ||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Alphabet Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Diane Greene | Mgmt | For | For | For | ||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.8 | Elect Ann Mather | Mgmt | For | For | For | ||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | ||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | ||
Altria Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MO | CUSIP 02209S103 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John T. Casteen III | Mgmt | For | For | For | ||
2 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
3 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
4 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
5 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
6 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
7 | Elect George Munoz | Mgmt | For | For | For | ||
8 | Elect Mark E. Newman | Mgmt | For | For | For | ||
9 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
10 | Elect Virginia E. Shanks | Mgmt | For | For | For | ||
11 | Elect Howard Willard III | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | ShrHoldr | Against | Against | For | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
9 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Abstain | Against | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
American Electric Power Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
2 | Elect David J. Anderson | Mgmt | For | For | For | ||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
American International Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
6 | Elect Henry S. Miller | Mgmt | For | For | For | ||
7 | Elect Linda A. Mills | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
3 | Elect Brian J. Druker | Mgmt | For | For | For | ||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
5 | Elect Greg C. Garland | Mgmt | For | For | For | ||
6 | Elect Fred Hassan | Mgmt | For | For | For | ||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | ||
10 | Elect Tyler Jacks | Mgmt | For | For | For | ||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ronald P. Badie | Mgmt | For | For | For | ||
2 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
3 | Elect John D. Craig | Mgmt | For | For | For | ||
4 | Elect David P. Falck | Mgmt | For | For | For | ||
5 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
6 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
7 | Elect John R. Lord | Mgmt | For | For | For | ||
8 | Elect R. Adam Norwitt | Mgmt | For | For | For | ||
9 | Elect Diana G. Reardon | Mgmt | For | For | For | ||
10 | Elect Anne C. Wolff | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Apache Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APA | CUSIP 037411105 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Annell R. Bay | Mgmt | For | For | For | ||
2 | Elect John J. Christmann IV | Mgmt | For | For | For | ||
3 | Elect Chansoo Joung | Mgmt | For | For | For | ||
4 | Elect Rene R. Joyce | Mgmt | For | For | For | ||
5 | Elect George D. Lawrence | Mgmt | For | For | For | ||
6 | Elect John E. Lowe | Mgmt | For | For | For | ||
7 | Elect William C. Montgomery | Mgmt | For | For | For | ||
8 | Elect Amy H. Nelson | Mgmt | For | For | For | ||
9 | Elect Daniel W. Rabun | Mgmt | For | For | For | ||
10 | Elect Peter A. Ragauss | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
5 | Elect Andrea Jung | Mgmt | For | For | For | ||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
10 | Long-Term Incentive Plan | Mgmt | For | For | For | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Elect J.M.C. Stork to the Supervisory Board | Mgmt | For | For | For | ||
13 | Elect T.L. Kelly to the Supervisory Board | Mgmt | For | For | For | ||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | ||
19 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | Against | Against | ||
20 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||
21 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | ||
22 | Authority to Cancel Repurchase Shares | Mgmt | For | For | For | ||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
AT&T Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
T | CUSIP 00206R102 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
4 | Elect Scott T. Ford | Mgmt | For | Against | Against | ||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
6 | Elect William E. Kennard | Mgmt | For | For | For | ||
7 | Elect Michael B. McCallister | Mgmt | For | Against | Against | ||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
9 | Elect Joyce M. Roche | Mgmt | For | Against | Against | ||
10 | Elect Matthew K. Rose | Mgmt | For | Against | Against | ||
11 | Elect Cindy B. Taylor | Mgmt | For | For | For | ||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
13 | Elect Geoffrey Y. Yang | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||
17 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent |
ShrHoldr | Against | For | Against | ||
Avon Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | CUSIP 054303102 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jose Armario | Mgmt | For | For | For | ||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
1.3 | Elect Nancy Killefer | Mgmt | For | For | For | ||
1.4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
1.5 | Elect Helen McCluskey | Mgmt | For | For | For | ||
1.6 | Elect Andrew G. McMaster | Mgmt | For | For | For | ||
1.7 | Elect James A. Mitarotonda | Mgmt | For | For | For | ||
1.8 | Elect Jan Zijderveld | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
BAE Systems plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CINS G06940103 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Roger Carr | Mgmt | For | For | For | ||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | ||
7 | Elect Harriet Green | Mgmt | For | For | For | ||
8 | Elect Chris Grigg | Mgmt | For | For | For | ||
9 | Elect Peter Lynas | Mgmt | For | For | For | ||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
11 | Elect Nicholas Rose | Mgmt | For | For | For | ||
12 | Elect Ian Tyler | Mgmt | For | For | For | ||
13 | Elect Charles Woodburn | Mgmt | For | For | For | ||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Baker Hughes, a GE Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHGE | CUSIP 05722G100 | 05/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
5 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
6 | Elect Jamie Miller | Mgmt | For | For | For | ||
7 | Elect James J. Mulva | Mgmt | For | For | For | ||
8 | Elect John G. Rice | Mgmt | For | For | For | ||
9 | Elect Lorenzo Simonelli | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Banco Santander S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAN | CINS E19790109 | 03/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Spain | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Board Size | Mgmt | For | For | For | ||
6 | Elect Alvaro Antonio Cardoso de Souza | Mgmt | For | For | For | ||
7 | Ratify Co-Option and Elect Ramiro Mato Garcia-Ansorena | Mgmt | For | For | For | ||
8 | Elect Carlos Fernandez Gonzalez | Mgmt | For | For | For | ||
9 | Elect Ignacio Benjumea Cabeza de Vaca | Mgmt | For | For | For | ||
10 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | ||
11 | Elect Sol Daurella Comadran | Mgmt | For | For | For | ||
12 | Elect Homaira Akbari | Mgmt | For | For | For | ||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
14 | Amendments to Articles (Board of Directors) | Mgmt | For | For | For | ||
15 | Amendments to Articles (Committees) | Mgmt | For | For | For | ||
16 | Amendments to Articles (Corporate Governance Report) | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Scrip Dividend | Mgmt | For | For | For | ||
20 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
21 | Directors' Fees | Mgmt | For | For | For | ||
22 | Maximum Variable Remuneration | Mgmt | For | For | For | ||
23 | 2018 Variable Remuneration Plan | Mgmt | For | For | For | ||
24 | 2018 Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | ||
25 | Buy-Out Policy | Mgmt | For | For | For | ||
26 | UK Employee Share Saving Scheme | Mgmt | For | For | For | ||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
28 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Bank of Montreal | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMO | CUSIP 063671101 | 04/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | ||
1.3 | Elect George A. Cope | Mgmt | For | For | For | ||
1.4 | Elect Christine A. Edwards | Mgmt | For | For | For | ||
1.5 | Elect Martin S. Eichenbaum | Mgmt | For | For | For | ||
1.6 | Elect Ronald H. Farmer | Mgmt | For | For | For | ||
1.7 | Elect David Harquail | Mgmt | For | For | For | ||
1.8 | Elect Linda Huber | Mgmt | For | For | For | ||
1.9 | Elect Eric R. La Fleche | Mgmt | For | For | For | ||
1.10 | Elect Lorraine Mitchelmore | Mgmt | For | For | For | ||
1.11 | Elect Philip S. Orsino | Mgmt | For | For | For | ||
1.12 | Elect J. Robert S. Prichard | Mgmt | For | For | For | ||
1.13 | Elect Darryl White | Mgmt | For | For | For | ||
1.14 | Elect Don M. Wilson III | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory vote on Executive Compensation |
Mgmt | For | For | For | ||
Barclays plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BARC | CINS G08036124 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Matthew Lester | Mgmt | For | For | For | ||
4 | Elect Mike John Turner | Mgmt | For | For | For | ||
5 | Elect Michael Ashley | Mgmt | For | For | For | ||
6 | Elect Tim Breedon | Mgmt | For | For | For | ||
7 | Elect Ian Cheshire | Mgmt | For | For | For | ||
8 | Elect Mary Francis | Mgmt | For | For | For | ||
9 | Elect Crawford Gillies | Mgmt | For | For | For | ||
10 | Elect Sir Gerry Grimstone | Mgmt | For | For | For | ||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||
12 | Elect John McFarlane | Mgmt | For | For | For | ||
13 | Elect Tushar Morzaria | Mgmt | For | For | For | ||
14 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
15 | Elect Diane L. Schueneman | Mgmt | For | For | For | ||
16 | Elect Jes Staley | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
23 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
27 | Scrip Dividend | Mgmt | For | For | For | ||
28 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
Barrick Gold Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABX | CUSIP 067901108 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Maria Ignacia Benitez | Mgmt | For | For | For | ||
1.2 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
1.3 | Elect Graham G. Clow | Mgmt | For | For | For | ||
1.4 | Elect Kelvin P. M. Dushnisky | Mgmt | For | For | For | ||
1.5 | Elect J. Michael Evans | Mgmt | For | For | For | ||
1.6 | Elect Brian L. Greenspun | Mgmt | For | For | For | ||
1.7 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.8 | Elect Patricia A. Hatter | Mgmt | For | For | For | ||
1.9 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | ||
1.10 | Elect Pablo Marcet | Mgmt | For | For | For | ||
1.11 | Elect Anthony Munk | Mgmt | For | Withhold | Against | ||
1.12 | Elect J. Robert S. Prichard | Mgmt | For | For | For | ||
1.13 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
1.14 | Elect John L. Thornton | Mgmt | For | For | For | ||
1.15 | Elect Ernie L. Thrasher | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670108 | 05/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
1.2 | Elect Charles T. Munger | Mgmt | For | For | For | ||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
1.6 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.7 | Elect William H. Gates III | Mgmt | For | For | For | ||
1.8 | Elect David S. Gottesman | Mgmt | For | For | For | ||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | ||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | ||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | ||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
1.14 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
2 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | For | Against | ||
3 | Shareholder Proposal Regarding Sustainability Reporting Policy for Subsidiaries | ShrHoldr | Against | For | Against | ||
BHP Billiton plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLT | CINS G10877101 | 10/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | ||
8 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | ||
9 | Remuneration Report (Advisory - Aus) | Mgmt | For | For | For | ||
10 | Approve Termination Benefits | Mgmt | For | For | For | ||
11 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | ||
12 | Elect Terry Bowen | Mgmt | For | For | For | ||
13 | Elect John Mogford | Mgmt | For | For | For | ||
14 | Elect Malcolm W. Broomhead | Mgmt | For | For | For | ||
15 | Elect Anita Frew | Mgmt | For | For | For | ||
16 | Elect Carolyn Hewson | Mgmt | For | For | For | ||
17 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||
18 | Elect Lindsay P. Maxsted | Mgmt | For | For | For | ||
19 | Elect Wayne M. Murdy | Mgmt | For | For | For | ||
20 | Elect Shriti Vadera | Mgmt | For | For | For | ||
21 | Elect Ken N. MacKenzie | Mgmt | For | For | For | ||
22 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Climate Change and Energy Advocacy Report | ShrHoldr | Against | Against | For | ||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
BNP Paribas | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BNP | CINS F1058Q238 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
9 | Appointment of Auditor and Alternate Auditor (Deloitte & Associes and Societe BEAS) | Mgmt | For | For | For | ||
10 | Appointment of Auditor and Alternate Auditor (Mazars and Charles de Boisriou) | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Alternate Auditor (PricewaterhouseCoopers and Jean-Baptiste Deschryver) | Mgmt | For | For | For | ||
12 | Elect Pierre-Andre de Chalendar | Mgmt | For | For | For | ||
13 | Elect Denis Kessler | Mgmt | For | For | For | ||
14 | Elect Laurence Parisot | Mgmt | For | For | For | ||
15 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
16 | Remuneration Policy (CEO and COO) | Mgmt | For | For | For | ||
17 | Remuneration of Jean Lemierre, Chair | Mgmt | For | For | For | ||
18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | ||
19 | Remuneration of Philippe Bordenave, COO | Mgmt | For | For | For | ||
20 | Remuneration of Identified Staff | Mgmt | For | For | For | ||
21 | Authority to Set the Maximum Variable Compensation Ratio for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | ||
22 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | ||
23 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
25 | Global Ceiling on Capital Increases W/o Preemptive Rights | Mgmt | For | Against | Against | ||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
27 | Global Ceiling on Capital Increases | Mgmt | For | Against | Against | ||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
29 | Authority to Cancel Shares and Reduce Capital |
Mgmt | For | For | For | ||
30 | Amendment Regarding the Age Limit of the Chair, CEO and COO | Mgmt | For | For | For | ||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Booking Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKNG | CUSIP 09857L108 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | ||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||
1.4 | Elect Glenn D. Fogel | Mgmt | For | For | For | ||
1.5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||
1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | ||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||
1.12 | Elect Craig W. Rydin | Mgmt | For | For | For | ||
1.13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
BP plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BP | CINS G12793108 | 05/21/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
4 | Elect Brian Gilvary | Mgmt | For | For | For | ||
5 | Elect Nils Andersen | Mgmt | For | For | For | ||
6 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
8 | Elect Alison J. Carnwath | Mgmt | For | For | For | ||
9 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
10 | Elect Ann Dowling | Mgmt | For | For | For | ||
11 | Elect Melody B. Meyer | Mgmt | For | For | For | ||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
14 | Elect John Sawers | Mgmt | For | For | For | ||
15 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Amendments to Articles | Mgmt | For | For | For | ||
23 | Scrip Dividend | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
British American Tobacco Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Richard Burrows | Mgmt | For | For | For | ||
6 | Elect Nicandro Durante | Mgmt | For | For | For | ||
7 | Elect Susan J. Farr | Mgmt | For | For | For | ||
8 | Elect Marion Helmes | Mgmt | For | For | For | ||
9 | Elect Savio Kwan | Mgmt | For | For | For | ||
10 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
11 | Elect Kieran Poynter | Mgmt | For | For | For | ||
12 | Elect Ben Stevens | Mgmt | For | For | For | ||
13 | Elect Luc Jobin | Mgmt | For | For | For | ||
14 | Elect Holly K. Koeppel | Mgmt | For | For | For | ||
15 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
British American Tobacco Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BTI | CUSIP 110448107 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
3 | Appointment of Auditor | Mgmt | For | For | For | ||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
5 | Elect Richard Burrows | Mgmt | For | For | For | ||
6 | Elect Nicandro Durante | Mgmt | For | For | For | ||
7 | Elect Susan J. Farr | Mgmt | For | For | For | ||
8 | Elect Marion Helmes | Mgmt | For | For | For | ||
9 | Elect Savio Kwan | Mgmt | For | For | For | ||
10 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
11 | Elect Kieran Poynter | Mgmt | For | For | For | ||
12 | Elect Ben Stevens | Mgmt | For | For | For | ||
13 | Elect Luc Jobin | Mgmt | For | For | For | ||
14 | Elect Holly K. Koeppel | Mgmt | For | For | For | ||
15 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
British American Tobacco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BATS | CINS G1510J102 | 07/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
Broadcom Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | ||
Broadcom Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
3 | Elect Gayla J. Delly | Mgmt | For | For | For | ||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
7 | Elect Check Kian Low | Mgmt | For | For | For | ||
8 | Elect Donald Macleod | Mgmt | For | For | For | ||
9 | Elect Peter J. Marks | Mgmt | For | For | For | ||
10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
BT Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BT.A | CINS G16612106 | 07/12/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Sir Michael Rake | Mgmt | For | For | For | ||
6 | Elect Gavin Patterson | Mgmt | For | For | For | ||
7 | Elect Simon J. Lowth | Mgmt | For | For | For | ||
8 | Elect Tony Ball | Mgmt | For | For | For | ||
9 | Elect Iain C. Conn | Mgmt | For | For | For | ||
10 | Elect Timotheus Hottges | Mgmt | For | For | For | ||
11 | Elect Isabel Hudson | Mgmt | For | For | For | ||
12 | Elect Mike Inglis | Mgmt | For | For | For | ||
13 | Elect Karen Richardson | Mgmt | For | For | For | ||
14 | Elect Nicholas Rose | Mgmt | For | For | For | ||
15 | Elect Jasmine Whitbread | Mgmt | For | For | For | ||
16 | Elect Jan P. du Plessis | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Canadian Natural Resources Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNQ | CUSIP 136385101 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
1.4 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
1.5 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
1.6 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
1.7 | Elect Steve W. Laut | Mgmt | For | For | For | ||
1.8 | Elect Tim S. McKay | Mgmt | For | For | For | ||
1.9 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
1.10 | Elect David A. Tuer | Mgmt | For | For | For | ||
1.11 | Elect Annette Verschuren | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CenturyLink, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTL | CUSIP 156700106 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Martha H. Bejar | Mgmt | For | For | For | ||
1.2 | Elect Virginia Boulet | Mgmt | For | For | For | ||
1.3 | Elect Peter C. Brown | Mgmt | For | For | For | ||
1.4 | Elect Kevin P. Chilton | Mgmt | For | For | For | ||
1.5 | Elect Steven T. Clontz | Mgmt | For | For | For | ||
1.6 | Elect T. Michael Glenn | Mgmt | For | For | For | ||
1.7 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||
1.8 | Elect Mary L. Landrieu | Mgmt | For | For | For | ||
1.9 | Elect Harvey P. Perry | Mgmt | For | For | For | ||
1.10 | Elect Glen F. Post III | Mgmt | For | For | For | ||
1.11 | Elect Michael J. Roberts | Mgmt | For | For | For | ||
1.12 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||
1.13 | Elect Jeffrey K. Storey | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Approval of 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Billing Practices | ShrHoldr | Against | Against | For | ||
Charles Schwab Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCHW | CUSIP 808513105 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | For | ||
2 | Elect Joan T. Dea | Mgmt | For | For | For | ||
3 | Elect Christopher V. Dodds | Mgmt | For | For | For | ||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | For | ||
5 | Elect Charles A. Ruffel | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
9 | Adoption of Proxy Access | Mgmt | For | For | For | ||
10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | For | Against | ||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Chesapeake Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHK | CUSIP 165167107 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gloria R. Boyland | Mgmt | For | For | For | ||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | ||
3 | Elect Archie W. Dunham | Mgmt | For | For | For | ||
4 | Elect Leslie Starr Keating | Mgmt | For | For | For | ||
5 | Elect Robert D. Lawler | Mgmt | For | For | For | ||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||
7 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | ||
8 | Elect Thomas L. Ryan | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
2 | Elect John B. Frank | Mgmt | For | For | For | ||
3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||
5 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
8 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
9 | Elect D. James Umpleby | Mgmt | For | For | For | ||
10 | Elect Michael K. Wirth | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Report on Transition to Low Carbon Economy | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
4 | Elect Amy L. Chang | Mgmt | For | For | For | ||
5 | Elect John L. Hennessy | Mgmt | For | For | For | ||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
9 | Elect Arun Sarin | Mgmt | For | For | For | ||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
11 | Elect Steven M. West | Mgmt | For | For | For | ||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
3 | Elect John C. Dugan | Mgmt | For | For | For | ||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
5 | Elect Peter B. Henry | Mgmt | For | For | For | ||
6 | Elect Franz B. Humer | Mgmt | For | For | For | ||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | ||
8 | Elect Renee J. James | Mgmt | For | For | For | ||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
14 | Elect James S. Turley | Mgmt | For | For | For | ||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Marc Bolland | Mgmt | For | For | For | ||
4 | Elect Ana Botin | Mgmt | For | For | For | ||
5 | Elect Richard M. Daley | Mgmt | For | For | For | ||
6 | Elect Christopher C. Davis | Mgmt | For | For | For | ||
7 | Elect Barry Diller | Mgmt | For | For | For | ||
8 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
10 | Elect Muhtar Kent | Mgmt | For | For | For | ||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||
14 | Elect James Quincey | Mgmt | For | For | For | ||
15 | Elect Caroline J. Tsay | Mgmt | For | For | For | ||
16 | Elect David B. Weinberg | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | ||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | ||
1.9 | Elect David C. Novak | Mgmt | For | For | For | ||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory vote on executive compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
ConAgra Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAG | CUSIP 205887102 | 09/22/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | ||
1.5 | Elect Thomas W. Dickson | Mgmt | For | For | For | ||
1.6 | Elect Steven F. Goldstone | Mgmt | For | For | For | ||
1.7 | Elect Joie Gregor | Mgmt | For | For | For | ||
1.8 | Elect Rajive Johri | Mgmt | For | For | For | ||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
1.11 | Elect Craig P. Omtvedt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Concho Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CXO | CUSIP 20605P101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven L. Beal | Mgmt | For | For | For | ||
2 | Elect Tucker S. Bridwell | Mgmt | For | For | For | ||
3 | Elect Mark Puckett | Mgmt | For | For | For | ||
4 | Elect Joseph Wright | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth D. Denman | Mgmt | For | For | For | ||
1.2 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey S. Raikes | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect James M. Foote | Mgmt | For | For | For | ||
5 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
8 | Elect John D. McPherson | Mgmt | For | For | For | ||
9 | Elect David M. Moffett | Mgmt | For | For | For | ||
10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approval of the 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect Richard J. Freeland | Mgmt | For | For | For | ||
3 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
7 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
9 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
10 | Elect William I. Miller | Mgmt | For | For | For | ||
11 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
12 | Elect Karen H. Quintos | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting |
ShrHoldr | Against | For | Against | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 03/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
CVS Health Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 06/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
2 | Elect C. David Brown II | Mgmt | For | For | For | ||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
5 | Elect David W. Dorman | Mgmt | For | For | For | ||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
10 | Elect Richard J. Swift | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Elect Tony L. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Reduce Threshold for Shareholders' Right to Call a Special Meeting | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
Daiichi Sankyo Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4568 | CINS J11257102 | 06/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Johji Nakayama | Mgmt | For | For | For | ||
4 | Elect Sunao Manabe | Mgmt | For | For | For | ||
5 | Elect Toshiaki Sai | Mgmt | For | For | For | ||
6 | Elect Katsumi Fujimoto | Mgmt | For | For | For | ||
7 | Elect Toshiaki Tohjoh | Mgmt | For | For | For | ||
8 | Elect Noritaka Uji | Mgmt | For | For | For | ||
9 | Elect Hiroshi Toda | Mgmt | For | For | For | ||
10 | Elect Naoki Adachi | Mgmt | For | For | For | ||
11 | Elect Tsuguya Fukui | Mgmt | For | For | For | ||
12 | Elect Tateshi Higuchi | Mgmt | For | For | For | ||
13 | Elect Yukiko Imazu | Mgmt | For | For | For | ||
14 | Bonus | Mgmt | For | For | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | ||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | ||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | ||
7 | Elect Steven M. Rales | Mgmt | For | For | For | ||
8 | Elect John T. Schwieters | Mgmt | For | For | For | ||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | ||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Dominion Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
D | CUSIP 25746U109 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William P. Barr | Mgmt | For | For | For | ||
2 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
5 | Elect John W. Harris | Mgmt | For | For | For | ||
6 | Elect Ronald W. Jibson | Mgmt | For | For | For | ||
7 | Elect Mark J. Kington | Mgmt | For | For | For | ||
8 | Elect Joseph M. Rigby | Mgmt | For | For | For | ||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
11 | Elect Susan N. Story | Mgmt | For | For | For | ||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
DowDuPont Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Edward D. Breen | Mgmt | For | For | For | ||
4 | Elect Robert A. Brown | Mgmt | For | For | For | ||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
9 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
11 | Elect Paul Polman | Mgmt | For | For | For | ||
12 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
13 | Elect James M. Ringler | Mgmt | For | For | For | ||
14 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
15 | Elect Lee M. Thomas | Mgmt | For | For | For | ||
16 | Elect Patrick J. Ward | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
19 | Ratification of Auditor | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | ||
24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
Edison International | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EIX | CUSIP 281020107 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael C. Camunez | Mgmt | For | For | For | ||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||
3 | Elect James T. Morris | Mgmt | For | For | For | ||
4 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | ||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
7 | Elect William P. Sullivan | Mgmt | For | For | For | ||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | ||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | ||
10 | Elect Brett White | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
1.4 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
1.5 | Elect J. Herb England | Mgmt | For | For | For | ||
1.6 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
1.8 | Elect Michael McShane | Mgmt | For | For | For | ||
1.9 | Elect Al Monaco | Mgmt | For | For | For | ||
1.10 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
1.11 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
1.12 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Eni S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENI | CINS T3643A145 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Italy | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Policy | Mgmt | For | For | For | ||
4 | Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
4 | Elect James C. Day | Mgmt | For | For | For | ||
5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
7 | Elect William R. Thomas | Mgmt | For | For | For | ||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Exelon Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | ||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
9 | Elect Richard W. Mies | Mgmt | For | For | For | ||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
12 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Maura C. Breen | Mgmt | For | For | For | ||
2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
3 | Elect Elder Granger | Mgmt | For | For | For | ||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||
6 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
7 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
9 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||
10 | Elect George Paz | Mgmt | For | For | For | ||
11 | Elect William L. Roper | Mgmt | For | For | For | ||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
13 | Elect Timothy Wentworth | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Susan K. Avery | Mgmt | For | For | For | ||
2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
9 | Elect William C. Weldon | Mgmt | For | For | For | ||
10 | Elect Darren W. Woods | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Facebook, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Marc L. Andreessen | Mgmt | For | For | For | ||
1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | ||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | ||
1.5 | Elect Reed Hastings | Mgmt | For | For | For | ||
1.6 | Elect Jan Koum | Mgmt | For | For | For | ||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
1.8 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
1.9 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
Freeport-McMoRan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCX | CUSIP 35671D857 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | ||
2 | Elect Gerald J. Ford | Mgmt | For | Against | Against | ||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||
4 | Elect Jon C. Madonna | Mgmt | For | Against | Against | ||
5 | Elect Courtney R. Mather | Mgmt | For | For | For | ||
6 | Elect Dustan E. McCoy | Mgmt | For | Against | Against | ||
7 | Elect Frances F. Townsend | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James S. Crown | Mgmt | For | For | For | ||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | ||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
6 | Elect C. Howard Nye | Mgmt | For | For | For | ||
7 | Elect William A. Osborn | Mgmt | For | For | For | ||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | ||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
10 | Elect Peter A. Wall | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/25/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
3 | Elect John J. Brennan | Mgmt | For | For | For | ||
4 | Elect H. Lawrence Culp | Mgmt | For | For | For | ||
5 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
6 | Elect John L. Flannery, Jr. | Mgmt | For | For | For | ||
7 | Elect Edward P. Garden | Mgmt | For | For | For | ||
8 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
9 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
10 | Elect James J. Mulva | Mgmt | For | For | For | ||
11 | Elect Leslie F. Seidman | Mgmt | For | For | For | ||
12 | Elect James S. Tisch | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding a Stock Buyback Report | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John C. Martin | Mgmt | For | For | For | ||
6 | Elect John F. Milligan | Mgmt | For | For | For | ||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Glencore plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLEN | CINS G39420107 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | N/A | N/A | ||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
3 | Elect Anthony B. Hayward | Mgmt | For | For | For | ||
4 | Elect Ivan Glasenberg | Mgmt | For | For | For | ||
5 | Elect Peter R. Coates | Mgmt | For | For | For | ||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | ||
7 | Elect Martin J Gilbert | Mgmt | For | For | For | ||
8 | Elect John J. Mack | Mgmt | For | For | For | ||
9 | Elect Gill Marcus | Mgmt | For | For | For | ||
10 | Elect Patrice Merrin | Mgmt | For | For | For | ||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights(Specified Capital Investment) | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/16/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | ||
2 | Elect William E. Albrecht | Mgmt | For | For | For | ||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
4 | Elect James R. Boyd | Mgmt | For | For | For | ||
5 | Elect Milton Carroll | Mgmt | For | For | For | ||
6 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
7 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | ||
9 | Elect David J. Lesar | Mgmt | For | For | For | ||
10 | Elect Robert A. Malone | Mgmt | For | For | For | ||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
12 | Elect Debra L. Reed | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Harley-Davidson, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOG | CUSIP 412822108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Troy Alstead | Mgmt | For | For | For | ||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Cave | Mgmt | For | For | For | ||
1.4 | Elect Allan C. Golston | Mgmt | For | For | For | ||
1.5 | Elect Matthew S. Levatich | Mgmt | For | For | For | ||
1.6 | Elect Sara L. Levinson | Mgmt | For | For | For | ||
1.7 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
1.8 | Elect Brian Niccol | Mgmt | For | For | For | ||
1.9 | Elect Maryrose T. Sylvester | Mgmt | For | For | For | ||
1.10 | Elect Jochen Zeitz | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 2010 Director Stock Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Hasbro, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAS | CUSIP 418056107 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||
2 | Elect Michael R. Burns | Mgmt | For | For | For | ||
3 | Elect Hope Cochran | Mgmt | For | For | For | ||
4 | Elect Crispin H. Davis | Mgmt | For | For | For | ||
5 | Elect Lisa Gersh | Mgmt | For | For | For | ||
6 | Elect Brian D. Goldner | Mgmt | For | For | For | ||
7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||
9 | Elect Edward M. Philip | Mgmt | For | For | For | ||
10 | Elect Richard S. Stoddart | Mgmt | For | For | For | ||
11 | Elect Mary Beth West | Mgmt | For | For | For | ||
12 | Elect Linda K. Zecher | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
HSBC Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSBA | CINS G4634U169 | 04/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
4 | Elect John Flint | Mgmt | For | For | For | ||
5 | Elect Kathleen L. Casey | Mgmt | For | For | For | ||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | ||
7 | Elect Henri de Castries | Mgmt | For | For | For | ||
8 | Elect Lord Evans of Weardale | Mgmt | For | For | For | ||
9 | Elect Irene LEE Yun Lien | Mgmt | For | For | For | ||
10 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
11 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
12 | Elect Marc Moses | Mgmt | For | For | For | ||
13 | Elect David T. Nish | Mgmt | For | For | For | ||
14 | Elect Jonathan R. Symonds | Mgmt | For | For | For | ||
15 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
16 | Elect Pauline F.M. van der Meer Mohr | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
23 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Issue Contingent Convertible Securities w/ | Mgmt | For | For | For | ||
26 | Authority to Issue Contingent Convertible Securities w/o | Mgmt | For | For | For | ||
27 | Scrip Dividend | Mgmt | For | For | For | ||
28 | Amendments to Articles | Mgmt | For | For | For | ||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
HSBC Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSBC | CUSIP 404280406 | 04/20/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
4 | Elect John Flint | Mgmt | For | For | For | ||
5 | Elect Kathleen L. Casey | Mgmt | For | For | For | ||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | ||
7 | Elect Henri de Castries | Mgmt | For | For | For | ||
8 | Elect Lord Evans of Weardale | Mgmt | For | For | For | ||
9 | Elect Irene LEE Yun Lien | Mgmt | For | For | For | ||
10 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
11 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
12 | Elect Marc Moses | Mgmt | For | For | For | ||
13 | Elect David T. Nish | Mgmt | For | For | For | ||
14 | Elect Jonathan R. Symonds | Mgmt | For | For | For | ||
15 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
16 | Elect Pauline F.M. van der Meer Mohr | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
23 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Authority to Issue Contingent Convertible Securities w/ | Mgmt | For | For | For | ||
26 | Authority to Issue Contingent Convertible Securities w/o | Mgmt | For | For | For | ||
27 | Scrip Dividend | Mgmt | For | For | For | ||
28 | Amendments to Articles | Mgmt | For | For | For | ||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | ||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | ||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
8 | Elect William J. McDonald | Mgmt | For | For | For | ||
9 | Elect William E. Mitchell | Mgmt | For | For | For | ||
10 | Elect David B. Nash | Mgmt | For | For | For | ||
11 | Elect James J. O'Brien | Mgmt | For | For | For | ||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Illinois Tool Works Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITW | CUSIP 452308109 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
2 | Elect Susan Crown | Mgmt | For | For | For | ||
3 | Elect James W. Griffith | Mgmt | For | For | For | ||
4 | Elect Jay L. Henderson | Mgmt | For | For | For | ||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
6 | Elect E. Scott Santi | Mgmt | For | For | For | ||
7 | Elect James A. Skinner | Mgmt | For | For | For | ||
8 | Elect David H. B. Smith, Jr. | Mgmt | For | For | For | ||
9 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||
10 | Elect Kevin M. Warren | Mgmt | For | For | For | ||
11 | Elect Anre D. Williams | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
Illumina, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ILMN | CUSIP 452327109 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jay T. Flatley | Mgmt | For | For | For | ||
2 | Elect John W. Thompson | Mgmt | For | For | For | ||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
Imperial Brands Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IMB | CINS G4721W102 | 02/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Alison Cooper | Mgmt | For | For | For | ||
6 | Elect Therese Esperdy | Mgmt | For | For | For | ||
7 | Elect David J. Haines | Mgmt | For | For | For | ||
8 | Elect Simon Langelier | Mgmt | For | For | For | ||
9 | Elect Matthew Phillips | Mgmt | For | For | For | ||
10 | Elect Steven P. Stanbrook | Mgmt | For | For | For | ||
11 | Elect Oliver Tant | Mgmt | For | For | For | ||
12 | Elect Mark Williamson | Mgmt | For | For | For | ||
13 | Elect Karen Witts | Mgmt | For | For | For | ||
14 | Elect Malcolm Wyman | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
4 | Elect Omar Ishrak | Mgmt | For | For | For | ||
5 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | ||
8 | Elect Gregory D. Smith | Mgmt | For | For | For | ||
9 | Elect Andrew Wilson | Mgmt | For | For | For | ||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | ShrHoldr | Against | Against | For | ||
International Flavors & Fragrances Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFF | CUSIP 459506101 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
2 | Elect Linda B. Buck | Mgmt | For | For | For | ||
3 | Elect Michael L. Ducker | Mgmt | For | For | For | ||
4 | Elect David R. Epstein | Mgmt | For | For | For | ||
5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
6 | Elect John F. Ferraro | Mgmt | For | For | For | ||
7 | Elect Andreas Fibig | Mgmt | For | For | For | ||
8 | Elect Christina A. Gold | Mgmt | For | For | For | ||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||
10 | Elect Dale F. Morrison | Mgmt | For | For | For | ||
11 | Elect Stephen Williamson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | ||
5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
8 | Elect William D. Perez | Mgmt | For | For | For | ||
9 | Elect Charles Prince | Mgmt | For | For | For | ||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
11 | Elect Ronald A. Williams | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
12 | Elect William C. Weldon | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | Against | Against | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Kellogg Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
K | CUSIP 487836108 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Carter Cast | Mgmt | For | For | For | ||
1.2 | Elect Zachary Gund | Mgmt | For | For | For | ||
1.3 | Elect Jim Jenness | Mgmt | For | For | For | ||
1.4 | Elect Don Knauss | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Kering, Paris | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KER | CINS F5433L103 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Yseulys Costes | Mgmt | For | For | For | ||
9 | Elect Daniela Riccardi | Mgmt | For | For | For | ||
10 | Remuneration of Francois-Henri Pinault, Chair and CEO | Mgmt | For | For | For | ||
11 | Remuneration of Jean-Francois Palus, Deputy CEO | Mgmt | For | For | For | ||
12 | Remuneration Policy for Chair and CEO | Mgmt | For | For | For | ||
13 | Remuneration Policy for Deputy-CEO | Mgmt | For | For | For | ||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | ||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
8 | Elect Jim Jenness | Mgmt | For | For | For | ||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
10 | Elect Christa Quarles | Mgmt | For | For | For | ||
11 | Elect Ian C. Read | Mgmt | For | For | For | ||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
13 | Elect Michael D. White | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kinder Morgan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||
2 | Elect Steven J. Kean | Mgmt | For | For | For | ||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | ||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | ||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | ||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | ||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | ||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | ||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||
12 | Elect C. Park Shaper | Mgmt | For | For | For | ||
13 | Elect William A. Smith | Mgmt | For | For | For | ||
14 | Elect Joel V. Staff | Mgmt | For | For | For | ||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | ||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | ||
Lamb Weston Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LW | CUSIP 513272104 | 09/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles A. Blixt | Mgmt | For | For | For | ||
2 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
3 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
4 | Elect Thomas P. Maurer | Mgmt | For | For | For | ||
5 | Elect Hala G. Moddelmog | Mgmt | For | For | For | ||
6 | Elect Andrew J. Schindler | Mgmt | For | For | For | ||
7 | Elect Maria Renna Sharpe | Mgmt | For | For | For | ||
8 | Elect Thomas P. Werner | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
11 | Approval of the 2016 Stock Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Las Vegas Sands Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LVS | CUSIP 517834107 | 06/07/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||
2 | Elect Sheldon G. Adelson | Mgmt | For | For | For | ||
3 | Elect Irwin Chafetz | Mgmt | For | For | For | ||
4 | Elect Micheline Chau | Mgmt | For | For | For | ||
5 | Elect Patrick Dumont | Mgmt | For | For | For | ||
6 | Elect Charles D. Forman | Mgmt | For | For | For | ||
7 | Elect Steven L. Gerard | Mgmt | For | For | For | ||
8 | Elect Robert Glen Goldstein | Mgmt | For | For | For | ||
9 | Elect George Jamieson | Mgmt | For | For | For | ||
10 | Elect Charles A. Koppelman | Mgmt | For | For | For | ||
11 | Elect Lewis Kramer | Mgmt | For | For | For | ||
12 | Elect David F. Levi | Mgmt | For | For | For | ||
13 | Elect Micheline Chau | Mgmt | For | For | For | ||
14 | Elect Patrick Dumont | Mgmt | For | For | For | ||
15 | Elect David F. Levi | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
18 | Amendment to the Executive Cash Incentive Plan | Mgmt | For | Against | Against | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Board of Directors | Mgmt | For | For | For | ||
2 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
3 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
4 | Elect David B. Burritt | Mgmt | For | For | For | ||
5 | Elect Bruce A. Carlson | Mgmt | For | For | For | ||
6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
7 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
8 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
9 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
11 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the Directors Equity Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Lowe's Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | ||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | ||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | ||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | ||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | ||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | ||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
M&T Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTB | CUSIP 55261F104 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Brent D. Baird | Mgmt | For | For | For | ||
1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | ||
1.3 | Elect Robert T. Brady | Mgmt | For | For | For | ||
1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | ||
1.5 | Elect Gary N. Geisel | Mgmt | For | For | For | ||
1.6 | Elect Richard S. Gold | Mgmt | For | For | For | ||
1.7 | Elect Richard A. Grossi | Mgmt | For | For | For | ||
1.8 | Elect John D. Hawke Jr. | Mgmt | For | For | For | ||
1.9 | Elect Rene F. Jones | Mgmt | For | For | For | ||
1.10 | Elect Richard Ledgett | Mgmt | For | For | For | ||
1.11 | Elect Newton P.S. Merrill | Mgmt | For | For | For | ||
1.12 | Elect Melinda R. Rich | Mgmt | For | For | For | ||
1.13 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | ||
1.14 | Elect Denis J. Salamone | Mgmt | For | For | For | ||
1.15 | Elect John R. Scannell | Mgmt | For | For | For | ||
1.16 | Elect David S. Scharfstein | Mgmt | For | For | For | ||
1.17 | Elect Herbert L. Washington | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Marriott International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAR | CUSIP 571903202 | 05/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||
2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | ||
4 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | ||
5 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||
6 | Elect Eric Hippeau | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Debra L. Lee | Mgmt | For | For | For | ||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
10 | Elect George Munoz | Mgmt | For | For | For | ||
11 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
12 | Elect W. Mitt Romney | Mgmt | For | For | For | ||
13 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
14 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Marsh & McLennan Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMC | CUSIP 571748102 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||
7 | Elect Steven A. Mills | Mgmt | For | For | For | ||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||
9 | Elect Marc D. Oken | Mgmt | For | For | For | ||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||
11 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||
12 | Elect R. David Yost | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Amendment to the 1999 Employee Stock Purchase Plan and Irish Savings Related Share Option Scheme | Mgmt | For | For | For | ||
Mastercard Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
2 | Elect Ajay Banga | Mgmt | For | For | For | ||
3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
7 | Elect Julius Genachowski | Mgmt | For | For | For | ||
8 | Elect Goh Choon Phong | Mgmt | For | For | For | ||
9 | Elect Merit E. Janow | Mgmt | For | For | For | ||
10 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
11 | Elect Oki Matsumoto | Mgmt | For | For | For | ||
12 | Elect Rima Qureshi | Mgmt | For | For | For | ||
13 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd H. Dean | Mgmt | For | Against | Against | ||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
8 | Elect John Mulligan | Mgmt | For | For | For | ||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
11 | Elect Miles D. White | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
Mckesson Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCK | CUSIP 58155Q103 | 07/26/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | ||
3 | Elect John H. Hammergren | Mgmt | For | For | For | ||
4 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||
5 | Elect Donald R. Knauss | Mgmt | For | For | For | ||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | ||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | ||
8 | Elect Susan R. Salka | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Medtronic Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP G5960L103 | 12/08/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||
3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
11 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
11 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
12 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William H. Gates III | Mgmt | For | For | For | ||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | ||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | ||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
5 | Elect Satya Nadella | Mgmt | For | For | For | ||
6 | Elect Charles H. Noski | Mgmt | For | For | For | ||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | ||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
12 | Elect John W. Stanton | Mgmt | For | For | For | ||
13 | Elect John W. Thompson | Mgmt | For | For | For | ||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | ||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | ||
Motorola Solutions Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSI | CUSIP 620076307 | 05/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||
2 | Elect Kenneth D. Denman | Mgmt | For | For | For | ||
3 | Elect Egon Durban | Mgmt | For | For | For | ||
4 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
6 | Elect Gregory K. Mondre | Mgmt | For | For | For | ||
7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | ||
8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
9 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Supply Chain Labor Standards | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Nestle S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NESN | CINS H57312649 | 04/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Compensation Report | Mgmt | For | Against | Against | ||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Paul Bulcke as Board Chair | Mgmt | For | For | For | ||
7 | Elect Ulf Mark Schneider | Mgmt | For | For | For | ||
8 | Elect Henri de Castries | Mgmt | For | For | For | ||
9 | Elect Beat Hess | Mgmt | For | For | For | ||
10 | Elect Renato Fassbind | Mgmt | For | For | For | ||
11 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
12 | Elect Ann Veneman | Mgmt | For | For | For | ||
13 | Elect Eva Cheng | Mgmt | For | For | For | ||
14 | Elect Ruth Khasaya Oniang'o | Mgmt | For | For | For | ||
15 | Elect Patrick Aebischer | Mgmt | For | For | For | ||
16 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
17 | Elect Kasper Rorsted | Mgmt | For | For | For | ||
18 | Elect Pablo Isla | Mgmt | For | For | For | ||
19 | Elect Kimberly Ross | Mgmt | For | For | For | ||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | For | For | ||
21 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect Ursula M. Burns as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Appointment of Auditor | Mgmt | For | For | For | ||
25 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
26 | Board Compensation | Mgmt | For | Against | Against | ||
27 | Executive Compensation | Mgmt | For | Against | Against | ||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
29 | Additional or Amended Shareholder Proposals | ShrHoldr | Against | Abstain | N/A | ||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Netflix, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NFLX | CUSIP 64110L106 | 06/06/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard N. Barton | Mgmt | For | For | For | ||
2 | Elect Rodolphe Belmer | Mgmt | For | For | For | ||
3 | Elect Bradford L. Smith | Mgmt | For | For | For | ||
4 | Elect Anne M. Sweeney | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
12 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
Newell Brands Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | For | ||
1.2 | Elect Patrick D. Campbell | Mgmt | For | For | For | ||
1.3 | Elect James R. Craigie | Mgmt | For | For | For | ||
1.4 | Elect Debra A. Crew | Mgmt | For | For | For | ||
1.5 | Elect Brett M. Icahn | Mgmt | For | For | For | ||
1.6 | Elect Gerardo I. Lopez | Mgmt | For | For | For | ||
1.7 | Elect Courtney Mather | Mgmt | For | For | For | ||
1.8 | Elect Michael B. Polk | Mgmt | For | For | For | ||
1.9 | Elect Judith A. Sprieser | Mgmt | For | For | For | ||
1.10 | Elect Robert A. Steele | Mgmt | For | For | For | ||
1.11 | Elect Michael A. Todman | Mgmt | For | For | For | ||
1.12 | Elect Steven J. Strobel | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | N/A | For | N/A | ||
NextEra Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
2 | Elect James L. Camaren | Mgmt | For | For | For | ||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||
5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
6 | Elect Toni Jennings | Mgmt | For | For | For | ||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
8 | Elect James L. Robo | Mgmt | For | For | For | ||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||
10 | Elect John L. Skolds | Mgmt | For | For | For | ||
11 | Elect William H. Swanson | Mgmt | For | For | For | ||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Nielsen Holdings plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NLSN | CUSIP G6518L108 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | ||
2 | Elect Mitch Barns | Mgmt | For | For | For | ||
3 | Elect Guerrino De Luca | Mgmt | For | For | For | ||
4 | Elect Karen M. Hoguet | Mgmt | For | For | For | ||
5 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
6 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
7 | Elect David Rawlinson | Mgmt | For | For | For | ||
8 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
9 | Elect Lauren Zalaznick | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Appointment of Statutory Auditor | Mgmt | For | For | For | ||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
15 | Remuneration Report (Binding) | Mgmt | For | Against | Against | ||
Nike Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
1.3 | Elect Michelle Peluso | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
4 | Elect James E. Craddock | Mgmt | For | For | For | ||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
6 | Elect Holli C. Ladhani | Mgmt | For | For | For | ||
7 | Elect David L. Stover | Mgmt | For | For | For | ||
8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CINS H5820Q150 | 03/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
6 | Board Compensation | Mgmt | For | For | For | ||
7 | Executive Compensation | Mgmt | For | For | For | ||
8 | Compensation Report | Mgmt | For | For | For | ||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | For | For | ||
10 | Elect Nancy C. Andrews | Mgmt | For | For | For | ||
11 | Elect Dimitri Azar | Mgmt | For | For | For | ||
12 | Elect Ton Buchner | Mgmt | For | For | For | ||
13 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
14 | Elect Elizabeth Doherty | Mgmt | For | For | For | ||
15 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
16 | Elect Frans van Houten | Mgmt | For | For | For | ||
17 | Elect Andreas von Planta | Mgmt | For | For | For | ||
18 | Elect Charles L. Sawyers | Mgmt | For | For | For | ||
19 | Elect Enrico Vanni | Mgmt | For | For | For | ||
20 | Elect William T. Winters | Mgmt | For | For | For | ||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | For | ||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | For | ||
25 | Appointment of Auditor | Mgmt | For | For | For | ||
26 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | Abstain | N/A | ||
Omnicom Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OMC | CUSIP 681919106 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Wren | Mgmt | For | For | For | ||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
3 | Elect Mary C. Choksi | Mgmt | For | For | For | ||
4 | Elect Robert Charles Clark | Mgmt | For | For | For | ||
5 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||
6 | Elect Susan S. Denison | Mgmt | For | For | For | ||
7 | Elect Ronnie S. Hawkins | Mgmt | For | For | For | ||
8 | Elect Deborah J. Kissire | Mgmt | For | For | For | ||
9 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
10 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
11 | Elect Valerie M. Williams | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
ONEOK, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OKE | CUSIP 682680103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Brian L. Derksen | Mgmt | For | For | For | ||
2 | Elect Julie H. Edwards | Mgmt | For | For | For | ||
3 | Elect John W. Gibson | Mgmt | For | For | For | ||
4 | Elect Randall J. Larson | Mgmt | For | For | For | ||
5 | Elect Steven J. Malcolm | Mgmt | For | For | For | ||
6 | Elect Jim W. Mogg | Mgmt | For | For | For | ||
7 | Elect Pattye L. Moore | Mgmt | For | For | For | ||
8 | Elect Gary D. Parker | Mgmt | For | For | For | ||
9 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | ||
10 | Elect Terry K. Spencer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Approval of the Equity Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/15/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | ||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.10 | Elect Renee J. James | Mgmt | For | For | For | ||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | ||
1.12 | Elect Naomi O. Seligman | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | Against | Against | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Cesar Conde | Mgmt | For | For | For | ||
4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
5 | Elect Dina Dublon | Mgmt | For | Against | Against | ||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
7 | Elect William R. Johnson | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect David C. Page | Mgmt | For | Against | Against | ||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
11 | Elect Daniel L. Vasella | Mgmt | For | Against | Against | ||
12 | Elect Darren Walker | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Pernod Ricard SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RI | CINS F72027109 | 11/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports; Approval of non-tax deductible expenses | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | For | For | ||
9 | Elect Anne Lange | Mgmt | For | For | For | ||
10 | Elect Veronica Vargas | Mgmt | For | For | For | ||
11 | Elect Paul-Charles Ricard | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Directors' Fees | Mgmt | For | For | For | ||
14 | Remuneration Policy for Alexandre Ricard, Chair and CEO | Mgmt | For | For | For | ||
15 | Remuneration of Alexandre Ricard, chair and CEO | Mgmt | For | For | For | ||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
17 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authorise Overallotment/Greenshoe | Mgmt | For | Against | Against | ||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | Against | Against | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
23 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
Perrigo Company plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRGO | CUSIP G97822103 | 07/20/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
2 | Elect Laurie Brlas | Mgmt | For | For | For | ||
3 | Elect Rolf A. Classon | Mgmt | For | For | For | ||
4 | Elect Gary M. Cohen | Mgmt | For | For | For | ||
5 | Elect John T. Hendrickson | Mgmt | For | For | For | ||
6 | Elect Adriana Karaboutis | Mgmt | For | For | For | ||
7 | Elect Jeffrey B. Kindler | Mgmt | For | For | For | ||
8 | Elect Donal O'Connor | Mgmt | For | For | For | ||
9 | Elect Geoffrey M. Parker | Mgmt | For | For | For | ||
10 | Elect Theodore R. Samuels | Mgmt | For | For | For | ||
11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | ||
17 | Proxy Access | Mgmt | For | For | For | ||
PG&E Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCG | CUSIP 69331C108 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lewis Chew | Mgmt | For | For | For | ||
2 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
3 | Elect Richard C. Kelly | Mgmt | For | For | For | ||
4 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
5 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
6 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
7 | Elect Eric D. Mullins | Mgmt | For | For | For | ||
8 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
9 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
10 | Elect Anne Shen Smith | Mgmt | For | For | For | ||
11 | Elect Geisha J. Williams | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Harold Brown | Mgmt | For | For | For | ||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
4 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
5 | Elect Werner Geissler | Mgmt | For | For | For | ||
6 | Elect Lisa A. Hook | Mgmt | For | For | For | ||
7 | Elect Jennifer Xin-Zhe Li | Mgmt | For | For | For | ||
8 | Elect Jun Makihara | Mgmt | For | For | For | ||
9 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
10 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
11 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
12 | Elect Frederik Paulsen | Mgmt | For | For | For | ||
13 | Elect Robert B. Polet | Mgmt | For | For | For | ||
14 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
Plains GP Holdings LP | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAGP | CUSIP 72651A207 | 05/15/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
1.2 | Elect Christopher M. Temple | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Power Assets Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0006 | CINS Y7092Q109 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Elect Neil D. McGee | Mgmt | For | For | For | ||
7 | Elect Ralph Raymond SHEA | Mgmt | For | For | For | ||
8 | Elect WAN Chi Tin | Mgmt | For | For | For | ||
9 | Elect WONG Chung Hin | Mgmt | For | For | For | ||
10 | Elect Anthony WU Ting Yuk | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
15 | Revised Annual Caps of Services Agreement; and Midstream Services Agreement | Mgmt | For | For | For | ||
PPG Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPG | CUSIP 693506107 | 04/19/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Victoria F. Haynes | Mgmt | For | For | For | ||
2 | Elect Michael W. Lamach | Mgmt | For | For | For | ||
3 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Declassification of Board | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 09/27/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Reduction in Share Premium Account (Linde plc) | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Prudential Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRU | CUSIP 744320102 | 05/08/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | ||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||
3 | Elect Mark B. Grier | Mgmt | For | For | For | ||
4 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||
5 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
6 | Elect Peter R. Lighte | Mgmt | For | For | For | ||
7 | Elect George Paz | Mgmt | For | For | For | ||
8 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
9 | Elect Christine A. Poon | Mgmt | For | For | For | ||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | ||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | ||
12 | Elect Michael A. Todman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Prudential plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRU | CINS G72899100 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | ||
4 | Elect Stuart James Turner | Mgmt | For | For | For | ||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
6 | Elect Howard J. Davies | Mgmt | For | For | For | ||
7 | Elect John Foley | Mgmt | For | For | For | ||
8 | Elect David Law | Mgmt | For | For | For | ||
9 | Elect Paul Manduca | Mgmt | For | For | For | ||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
12 | Elect Anthony Nightingale | Mgmt | For | For | For | ||
13 | Elect Philip Remnant | Mgmt | For | For | For | ||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | ||
15 | Elect Alice Schroeder | Mgmt | For | For | For | ||
16 | Elect Barry Stowe | Mgmt | For | For | For | ||
17 | Elect Lord Turner | Mgmt | For | For | For | ||
18 | Elect Michael A. Wells | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
29 | Amendments to Articles of Association | Mgmt | For | For | For | ||
Reynolds American Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAI | CUSIP 761713106 | 07/19/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger/Acquisition | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Rio Tinto plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIO | CINS G75754104 | 04/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (UK advisory) | Mgmt | For | For | For | ||
5 | Remuneration Report (AUS advisory) | Mgmt | For | For | For | ||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | ||
7 | Approval of Termination Payments | Mgmt | For | For | For | ||
8 | Elect Megan E. Clark | Mgmt | For | For | For | ||
9 | Elect David W. Constable | Mgmt | For | For | For | ||
10 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
11 | Elect Simon P. Henry | Mgmt | For | For | For | ||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | ||
13 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
14 | Elect Michael G. L'Estrange | Mgmt | For | For | For | ||
15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | For | For | ||
16 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Rolls-Royce Holdings Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RR | CINS G76225104 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Nicholas Luff | Mgmt | For | For | For | ||
4 | Elect Beverly K. Goulet | Mgmt | For | For | For | ||
5 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
6 | Elect Warren A. East | Mgmt | For | For | For | ||
7 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
8 | Elect Ruth Cairnie | Mgmt | For | For | For | ||
9 | Elect Frank Chapman | Mgmt | For | For | For | ||
10 | Elect Stephen Daintith | Mgmt | For | For | For | ||
11 | Elect Irene Mitchell Dorner | Mgmt | For | For | For | ||
12 | Elect LEE Hsien Yang | Mgmt | For | For | For | ||
13 | Elect Bradley E. Singer | Mgmt | For | For | For | ||
14 | Elect Sir Kevin Smith | Mgmt | For | For | For | ||
15 | Elect Jasmin Staiblin | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Redeemable Dividends (C-Shares) | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Increase in Borrowing Powers | Mgmt | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CINS G7690A118 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
12 | Elect Jessica Uhl | Mgmt | For | For | For | ||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
salesforce.com, inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRM | CUSIP 79466L302 | 06/12/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | ||
2 | Elect Keith G. Block | Mgmt | For | For | For | ||
3 | Elect Craig A. Conway | Mgmt | For | For | For | ||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
5 | Elect Neelie Kroes | Mgmt | For | For | For | ||
6 | Elect Colin L. Powell | Mgmt | For | For | For | ||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | ||
8 | Elect John V. Roos | Mgmt | For | For | For | ||
9 | Elect Bernard Tyson | Mgmt | For | For | For | ||
10 | Elect Robin L. Washington | Mgmt | For | For | For | ||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | ||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | ||
13 | Adoption of Right to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Schlumberger Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Helge Lund | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
10 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Approval of the 2018 French Sub Plan | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect Kathleen Brown | Mgmt | For | For | For | ||
3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | ||
4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
6 | Elect William D. Jones | Mgmt | For | For | For | ||
7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | ||
8 | Elect Bethany J. Mayer | Mgmt | For | For | For | ||
9 | Elect William G. Ouchi | Mgmt | For | For | For | ||
10 | Elect Debra L. Reed | Mgmt | For | For | For | ||
11 | Elect William C. Rusnack | Mgmt | For | For | For | ||
12 | Elect Lynn Schenk | Mgmt | For | For | For | ||
13 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
14 | Elect James C. Yardley | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
Shire plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHP | CINS G8124V108 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | ||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | ||
5 | Elect Ian T. Clark | Mgmt | For | For | For | ||
6 | Elect Thomas Dittrich | Mgmt | For | For | For | ||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | ||
8 | Elect Steven Gillis | Mgmt | For | For | For | ||
9 | Elect David Ginsburg | Mgmt | For | For | For | ||
10 | Elect Susan Kilsby | Mgmt | For | For | For | ||
11 | Elect Sara Mathew | Mgmt | For | For | For | ||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | ||
13 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investments) | Mgmt | For | For | For | ||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Skyworks Solutions, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWKS | CUSIP 83088M102 | 05/09/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
6 | Elect Christine King | Mgmt | For | For | For | ||
7 | Elect David P. McGlade | Mgmt | For | For | For | ||
8 | Elect David J. McLachlan | Mgmt | For | For | For | ||
9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2008 Director Long-Term Incentive Plan | Mgmt | For | For | For | ||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting |
Mgmt | For | For | For | ||
Societe Generale | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLE | CINS F43638141 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Related Party Transactions | Mgmt | For | For | For | ||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
9 | Remuneration Policy (CEO and Deputy CEOs) | Mgmt | For | For | For | ||
10 | Remuneration of Lorenzo Bini Smaghi, Chair | Mgmt | For | For | For | ||
11 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | ||
12 | Remuneration of Severin Cabannes, Deputy CEO | Mgmt | For | For | For | ||
13 | Remuneration of Bernardo Sanchez Incera, Deputy CEO | Mgmt | For | For | For | ||
14 | Remuneration of Didier Valet, Deputy CEO | Mgmt | For | For | For | ||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | ||
16 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | ||
17 | Elect Jerome Contamine | Mgmt | For | For | For | ||
18 | Elect Diane Cote | Mgmt | For | For | For | ||
19 | Directors' Fees | Mgmt | For | For | For | ||
20 | Appointment of Auditor (Ernst and Young) | Mgmt | For | For | For | ||
21 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | ||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | ||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
26 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | ||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
28 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | ||
29 | Authority to Issue Performance Shares (Employees Excluding Identified Staff) | Mgmt | For | For | For | ||
30 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/22/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Gass | Mgmt | For | For | For | ||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
4 | Elect Gary P. Luquette | Mgmt | For | For | For | ||
5 | Elect Jon A. Marshall | Mgmt | For | For | For | ||
6 | Elect Patrick M. Prevost | Mgmt | For | For | For | ||
7 | Elect Terry W. Rathert | Mgmt | For | For | For | ||
8 | Elect William J. Way | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary K. Brainerd | Mgmt | For | For | For | ||
2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louise L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
7 | Elect Sherilyn S. McCoy | Mgmt | For | For | For | ||
8 | Elect Andrew K. Silvernail | Mgmt | For | For | For | ||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
10 | Elect Rajeev Suri | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Suncor Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | ||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | ||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | ||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
2 | Appointment of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Symantec Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYMC | CUSIP 871503108 | 10/05/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory S. Clark | Mgmt | For | For | For | ||
2 | Elect Frank E. Dangeard | Mgmt | For | For | For | ||
3 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
4 | Elect David Humphrey | Mgmt | For | For | For | ||
5 | Elect Geraldine B. Laybourne | Mgmt | For | For | For | ||
6 | Elect David L. Mahoney | Mgmt | For | For | For | ||
7 | Elect Robert S. Miller | Mgmt | For | For | For | ||
8 | Elect Anita Sands | Mgmt | For | For | For | ||
9 | Elect Daniel H. Schulman | Mgmt | For | For | For | ||
10 | Elect V. Paul Unruh | Mgmt | For | For | For | ||
11 | Elect Suzanne Vautrinot | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
Takeda Pharmaceutical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
4502 | CINS J8129E108 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits | Mgmt | For | For | For | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
4 | Elect Christophe Weber | Mgmt | For | For | For | ||
5 | Elect Masato Iwasaki | Mgmt | For | For | For | ||
6 | Elect Andrew Plump | Mgmt | For | For | For | ||
7 | Elect Masahiro Sakane | Mgmt | For | For | For | ||
8 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | ||
9 | Elect Emiko Higashi | Mgmt | For | For | For | ||
10 | Elect Michel Orsinger | Mgmt | For | For | For | ||
11 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||
12 | Elect Yasuhiko Yamanaka | Mgmt | For | For | For | ||
13 | Elect Shiro Kuniya | Mgmt | For | For | For | ||
14 | Elect Jean-Luc Butel | Mgmt | For | For | For | ||
15 | Elect Koji Hatsukawa | Mgmt | For | For | For | ||
16 | Bonus | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Shareholder Approval of Acquisitions Over ¥1 Trillion | ShrHoldr | Against | Against | For | ||
Target Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TGT | CUSIP 87612E106 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
3 | Elect Brian C. Cornell | Mgmt | For | For | For | ||
4 | Elect Calvin Darden | Mgmt | For | For | For | ||
5 | Elect Henrique De Castro | Mgmt | For | For | For | ||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | ||
7 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
8 | Elect Don Knauss | Mgmt | For | For | For | ||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
10 | Elect Mary E. Minnick | Mgmt | For | For | For | ||
11 | Elect Kenneth L. Salazar | Mgmt | For | For | For | ||
12 | Elect Dmitri L. Stockton | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
Teva Pharmaceutical Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEVA | CUSIP 881624209 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Rosemary A. Crane | Mgmt | For | For | For | ||
2 | Elect Gerald M. Lieberman | Mgmt | For | For | For | ||
3 | Elect Ronit Satchi-Fainaro | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
6 | Appointment of Auditor | Mgmt | For | For | For | ||
7 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
Teva Pharmaceutical Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEVA | CUSIP 881624209 | 07/13/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Sol J. Barer | Mgmt | For | For | For | ||
2 | Elect Jean-Michel Halfon | Mgmt | For | For | For | ||
3 | Elect Murray A. Goldberg | Mgmt | For | For | For | ||
4 | Elect Nechemia Peres | Mgmt | For | For | For | ||
5 | Elect Roberto A. Mignone | Mgmt | For | For | For | ||
6 | Elect Perry Nisen | Mgmt | For | For | For | ||
7 | Compensation Terms of Chair | Mgmt | For | For | For | ||
8 | Employment Terms of Interim President and CEO | Mgmt | For | For | For | ||
9 | Directors' Fees | Mgmt | For | For | For | ||
10 | Amendment to the 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | ||
11 | 2017 Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
12 | Reduction of Authorized Shares | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
5 | Elect Janet F. Clark | Mgmt | For | For | For | ||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | ||
8 | Elect J.M. Hobby | Mgmt | For | For | For | ||
9 | Elect Ronald Kirk | Mgmt | For | For | For | ||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
The Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
2 | Elect David L. Calhoun | Mgmt | For | For | For | ||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | ||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | ||
The Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | ||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
7 | Elect Armando Codina | Mgmt | For | For | For | ||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | ||
12 | Elect Craig A. Menear | Mgmt | For | For | For | ||
13 | Elect Mark Vadon | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
The Kraft Heinz Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
2 | Elect Alexandre Behring | Mgmt | For | For | For | ||
3 | Elect John T. Cahill | Mgmt | For | For | For | ||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
5 | Elect Feroz Dewan | Mgmt | For | For | For | ||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | ||
8 | Elect John C. Pope | Mgmt | For | For | For | ||
9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | ||
11 | Elect George El Zoghbi | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
The Kroger Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KR | CUSIP 501044101 | 06/28/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
3 | Elect Anne Gates | Mgmt | For | For | For | ||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
8 | Elect James A. Runde | Mgmt | For | For | For | ||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Adoption of Proxy Access | Mgmt | For | For | For | ||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
The PNC Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | ||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Linda R. Medler | Mgmt | For | For | For | ||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Francis S. Blake | Mgmt | For | TNA | N/A | ||
1.2 | Elect Angela F. Braly | Mgmt | For | TNA | N/A | ||
1.3 | Elect Amy Chang | Mgmt | For | TNA | N/A | ||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | TNA | N/A | ||
1.5 | Elect Scott D. Cook | Mgmt | For | TNA | N/A | ||
1.6 | Elect Terry J. Lundgren | Mgmt | For | TNA | N/A | ||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | TNA | N/A | ||
1.8 | Elect David. S. Taylor | Mgmt | For | TNA | N/A | ||
1.9 | Elect Margaret C. Whitman | Mgmt | For | TNA | N/A | ||
1.10 | Elect Patricia A. Woertz | Mgmt | For | TNA | N/A | ||
1.11 | Elect Ernesto Zedillo | Mgmt | For | TNA | N/A | ||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | ||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | TNA | N/A | ||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | TNA | N/A | ||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | TNA | N/A | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Nelson Peltz | ShrHoldr | N/A | For | N/A | ||
1.2 | Elect Mgmt. Nominee Francis S. Blake | ShrHoldr | N/A | For | N/A | ||
1.3 | Elect Mgmt. Nominee Angela F. Braly | ShrHoldr | N/A | For | N/A | ||
1.4 | Elect Mgmt. Nominee Amy L. Chang | ShrHoldr | N/A | For | N/A | ||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | ShrHoldr | N/A | For | N/A | ||
1.6 | Elect Mgmt. Nominee Scott D. Cook | ShrHoldr | N/A | For | N/A | ||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | ShrHoldr | N/A | For | N/A | ||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | ShrHoldr | N/A | For | N/A | ||
1.9 | Elect Mgmt. Nominee David. S. Taylor | ShrHoldr | N/A | For | N/A | ||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | ShrHoldr | N/A | For | N/A | ||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | ShrHoldr | N/A | For | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | Against | N/A | ||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | Against | N/A | ||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | Against | N/A | ||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | ||
The Progressive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGR | CUSIP 743315103 | 05/11/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip F. Bleser | Mgmt | For | For | For | ||
2 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | ||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
4 | Elect Charles A. Davis | Mgmt | For | For | For | ||
5 | Elect Roger N. Farah | Mgmt | For | For | For | ||
6 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||
7 | Elect Susan Patricia Griffith | Mgmt | For | For | For | ||
8 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||
9 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||
10 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
11 | Elect Kahina Van Dyke | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
The Southern Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SO | CUSIP 842587107 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juanita Powell Baranco | Mgmt | For | For | For | ||
2 | Elect Jon A. Boscia | Mgmt | For | For | For | ||
3 | Elect Henry A. Clark III | Mgmt | For | For | For | ||
4 | Elect Thomas A. Fanning | Mgmt | For | For | For | ||
5 | Elect David J. Grain | Mgmt | For | For | For | ||
6 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
8 | Elect Donald M. James | Mgmt | For | For | For | ||
9 | Elect John D. Johns | Mgmt | For | For | For | ||
10 | Elect Dale E. Klein | Mgmt | For | For | For | ||
11 | Elect Ernest J. Moniz | Mgmt | For | For | For | ||
12 | Elect William G. Smith, Jr. | Mgmt | For | For | For | ||
13 | Elect Steven R. Specker | Mgmt | For | For | For | ||
14 | Elect Larry D. Thompson | Mgmt | For | For | For | ||
15 | Elect E. Jenner Wood III | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
The TJX Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
3 | Elect David T. Ching | Mgmt | For | For | For | ||
4 | Elect Ernie Herrman | Mgmt | For | For | For | ||
5 | Elect Michael F. Hines | Mgmt | For | For | For | ||
6 | Elect Amy B. Lane | Mgmt | For | For | For | ||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | ||
9 | Elect John F. O'Brien | Mgmt | For | For | For | ||
10 | Elect Willow B. Shire | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | ||
The Western Union Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WU | CUSIP 959802109 | 05/18/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
2 | Elect Hikmet Ersek | Mgmt | For | For | For | ||
3 | Elect Richard A. Goodman | Mgmt | For | For | For | ||
4 | Elect Betsy D. Holden | Mgmt | For | For | For | ||
5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | ||
6 | Elect Roberto G. Mendoza | Mgmt | For | For | For | ||
7 | Elect Michael A. Miles, Jr. | Mgmt | For | For | For | ||
8 | Elect Robert W. Selander | Mgmt | For | For | For | ||
9 | Elect Frances F. Townsend | Mgmt | For | For | For | ||
10 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Reduction of Ownership Requirement to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Thermo Fisher Scientific Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMO | CUSIP 883556102 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
8 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | ||
9 | Elect Scott M. Sperling | Mgmt | For | For | For | ||
10 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Total SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FP | CINS F92124100 | 06/01/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
6 | Accounts and Reports | Mgmt | For | For | For | ||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | ||
12 | Elect Patrick Artus | Mgmt | For | For | For | ||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | ||
14 | Related Party Transactions | Mgmt | For | For | For | ||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | ||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement |
Mgmt | For | Against | Against | ||
21 | Greenshoe | Mgmt | For | Against | Against | ||
22 | Authority to Increase Capital in Consideration for Contributions in Kind |
Mgmt | For | Against | Against | ||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | ||
Toyota Motor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7203 | CINS J92676113 | 06/14/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | ||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | ||
4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | ||
6 | Elect Didier Leroy | Mgmt | For | For | For | ||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
8 | Elect Ikuroh Sugawara | Mgmt | For | For | For | ||
9 | Elect Philip Craven | Mgmt | For | For | For | ||
10 | Elect Teiko Kudoh | Mgmt | For | For | For | ||
11 | Elect Masahide Yasuda | Mgmt | For | For | For | ||
12 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
TransCanada Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRP | CUSIP 89353D107 | 04/27/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kevin E. Benson | Mgmt | For | For | For | ||
1.2 | Elect Stephan Cretier | Mgmt | For | For | For | ||
1.3 | Elect Russell K. Girling | Mgmt | For | For | For | ||
1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | ||
1.5 | Elect John E. Lowe | Mgmt | For | For | For | ||
1.6 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
1.7 | Elect Mary Pat Salomone | Mgmt | For | For | For | ||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
1.9 | Elect D. Michael G. Stewart | Mgmt | For | For | For | ||
1.10 | Elect Siim A. Vanaselja | Mgmt | For | For | For | ||
1.11 | Elect Thierry Vandal | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
2 | Elect Marc N. Casper | Mgmt | For | For | For | ||
3 | Elect Andrew Cecere | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
9 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
10 | Elect Richard P. McKenney | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Scott W. Wine | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
UBS Group AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UBSG | CINS H892U1882 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Compensation Report | Mgmt | For | Abstain | Against | ||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | For | For | ||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
5 | Executive Compensation (Variable) | Mgmt | For | Abstain | Against | ||
6 | Executive Compensation (Fixed) | Mgmt | For | Abstain | Against | ||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | For | For | ||
8 | Elect Michel Demare | Mgmt | For | For | For | ||
9 | Elect David H. Sidwell | Mgmt | For | For | For | ||
10 | Elect Reto Francioni | Mgmt | For | For | For | ||
11 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
12 | Elect Julie G. Richardson | Mgmt | For | For | For | ||
13 | Elect Isabelle Romy | Mgmt | For | For | For | ||
14 | Elect Robert W. Scully | Mgmt | For | For | For | ||
15 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | ||
16 | Elect Dieter Wemmer | Mgmt | For | For | For | ||
17 | Elect Jeremy Anderson | Mgmt | For | For | For | ||
18 | Elect Fred Hu | Mgmt | For | For | For | ||
19 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | For | For | ||
20 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | For | For | ||
21 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | For | For | ||
22 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | For | For | ||
23 | Board Compensation | Mgmt | For | Abstain | Against | ||
24 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
25 | Appointment of Auditor | Mgmt | For | For | For | ||
26 | Appointment of Special Auditor | Mgmt | For | For | For | ||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/10/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
6 | Elect Jane H. Lute | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | ||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | ||
3 | Elect John V. Faraci | Mgmt | For | For | For | ||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Margaret L. O'Sullivan | Mgmt | For | For | For | ||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
UnitedHealth Group Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
6 | Elect F. William Mcabb, III | Mgmt | For | For | For | ||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | ||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
10 | Elect David S. Wichmann | Mgmt | For | For | For | ||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Vale SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VALE3 | CUSIP 91912E105 | 04/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | For | For | ||
3 | Ratify Co-Option and Elect Ney Roberto Ottoni de Brito | Mgmt | For | Abstain | Against | ||
4 | Election of Supervisory Council | Mgmt | For | For | For | ||
5 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | Against | Against | ||
6 | Remuneration Policy | Mgmt | For | Abstain | Against | ||
7 | Ratify Updated Global Remuneration Amount | Mgmt | For | For | For | ||
Vale SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VALE3 | CUSIP 91912E105 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendments to Articles | Mgmt | For | For | For | ||
2 | Conversion of Preferred Shares | Mgmt | For | For | For | ||
3 | Elect Isabella Saboya | Mgmt | N/A | Abstain | N/A | ||
4 | Elect Ricardo Reisen de Pinho | Mgmt | N/A | Abstain | N/A | ||
5 | Elect Sandra Guerra as Representative of Minority Shareholders | Mgmt | N/A | Abstain | N/A | ||
6 | Elect Marcelo Gasparino da Silva as Representative of Minority Shareholders | Mgmt | N/A | For | N/A | ||
7 | Elect Sandra Guerra as Representative of Preferred Shareholders | Mgmt | N/A | Abstain | N/A | ||
8 | Elect Marcelo Gasparino da Silva as Representative of Preferred Shareholders | Mgmt | N/A | Abstain | N/A | ||
Vale SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VALE3 | CINS P9661Q155 | 10/18/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Amendments to Articles | Mgmt | For | For | For | ||
6 | Conversion of Preferred Shares | Mgmt | For | For | For | ||
7 | Elect Isabella Saboya | Mgmt | N/A | Abstain | N/A | ||
8 | Elect Ricardo Reisen de Pinho | Mgmt | N/A | Abstain | N/A | ||
9 | Allocate Votes for Cumulative Voting | Mgmt | N/A | Abstain | N/A | ||
10 | Elect Isabella Saboya | Mgmt | N/A | Abstain | N/A | ||
11 | Elect Ricardo Reisen de Pinho | Mgmt | N/A | Abstain | N/A | ||
12 | Elect Sandra Guerra as Representative of Minority Shareholders | Mgmt | N/A | Abstain | N/A | ||
13 | Elect Marcelo Gasparino da Silva as Representative of Minority Shareholders | Mgmt | N/A | For | N/A | ||
14 | Cumulate Common and Preferred Votes | Mgmt | For | For | For | ||
15 | Elect Sandra Guerra as Representative of Preferred Shareholders | Mgmt | N/A | Abstain | N/A | ||
16 | Elect Marcelo Gasparino da Silva as Representative of Preferred Shareholders | Mgmt | N/A | Abstain | N/A | ||
17 | Cumulate Preferred and Common Votes | Mgmt | N/A | Abstain | N/A | ||
Vale SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VALE3 | CINS P9661Q155 | 12/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Migration to Novo Mercado Listing Segment | Mgmt | For | For | For | ||
4 | Amendments to Articles | Mgmt | For | For | For | ||
5 | Merger Agreement (Balderton Trading Corp) | Mgmt | For | For | For | ||
6 | Merger Agreement (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
7 | Spin-off and Merger Agreement (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
8 | Ratification of the Appointment of the Appraiser (Premium Bravo Auditores Independentes) | Mgmt | For | For | For | ||
9 | Valuation Report (Balderton Trading Corp) | Mgmt | For | For | For | ||
10 | Valuation Report (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
11 | Valuation Report (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
12 | Merger by Absorption (Balderton Trading Corp) | Mgmt | For | For | For | ||
13 | Merger by Absorption (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
14 | Merger of Spun-Off Portion (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
15 | Elect Toshiya Asahi | Mgmt | For | For | For | ||
Vale SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VALE3 | CUSIP 91912E105 | 12/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Migration to Novo Mercado Listing Segment | Mgmt | For | For | For | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Merger Agreement (Balderton Trading Corp) | Mgmt | For | For | For | ||
4 | Merger Agreement (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
5 | Spin-off and Merger Agreement (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
6 | Ratification of the Appointment of the Appraiser (Premium Bravo Auditores Independentes) | Mgmt | For | For | For | ||
7 | Valuation Report (Balderton Trading Corp) | Mgmt | For | For | For | ||
8 | Valuation Report (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
9 | Valuation Report (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
10 | Merger by Absorption (Balderton Trading Corp) | Mgmt | For | For | For | ||
11 | Merger by Absorption (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
12 | Merger of Spun-Off Portion (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
13 | Elect Toshiya Asahi | Mgmt | For | For | For | ||
Vale SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VALE3 | CUSIP 91912E105 | 12/21/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Migration to Novo Mercado Listing Segment | Mgmt | For | For | For | ||
2 | Amendments to Articles | Mgmt | For | For | For | ||
3 | Merger Agreement (Balderton Trading Corp) | Mgmt | For | For | For | ||
4 | Merger Agreement (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
5 | Spin-off and Merger Agreement (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
6 | Ratification of the Appointment of the Appraiser (Premium Bravo Auditores Independentes) | Mgmt | For | For | For | ||
7 | Valuation Report (Balderton Trading Corp) | Mgmt | For | For | For | ||
8 | Valuation Report (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
9 | Valuation Report (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
10 | Merger by Absorption (Balderton Trading Corp) | Mgmt | For | For | For | ||
11 | Merger by Absorption (Fortlee Investments Ltd) | Mgmt | For | For | For | ||
12 | Merger of Spun-Off Portion (Empreendimentos Brasileiros de Mineracao S.A.) | Mgmt | For | For | For | ||
13 | Elect Toshiya Asahi | Mgmt | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | ||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
6 | Elect John F. Lundgren | Mgmt | For | For | For | ||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Vodafone Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VOD | CINS G93882192 | 07/28/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
3 | Elect Vittorio Colao | Mgmt | For | For | For | ||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | ||
5 | Elect Crispin H. Davis | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
7 | Elect Clara Furse | Mgmt | For | For | For | ||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | ||
9 | Elect Renee J. James | Mgmt | For | For | For | ||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | ||
11 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | ||
12 | Elect David T. Nish | Mgmt | For | For | For | ||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/24/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
5 | Elect Donald M. James | Mgmt | For | For | For | ||
6 | Elect Maria R. Morris | Mgmt | For | For | For | ||
7 | Elect Karen B. Peetz | Mgmt | For | For | For | ||
8 | Elect Juan A. Pujadas | Mgmt | For | For | For | ||
9 | Elect James H. Quigley | Mgmt | For | For | For | ||
10 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
11 | Elect Timothy J. Sloan | Mgmt | For | For | For | ||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Linking Executive Pay to Social Responsibility | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | ||
Willis Towers Watson Public Limited Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WLTW | CUSIP G96629103 | 05/23/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
2 | Elect Victor F. Ganzi | Mgmt | For | For | For | ||
3 | Elect John J. Haley | Mgmt | For | For | For | ||
4 | Elect Wendy E. Lane | Mgmt | For | For | For | ||
5 | Elect James F. McCann | Mgmt | For | For | For | ||
6 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||
7 | Elect Jaymin Patel | Mgmt | For | For | For | ||
8 | Elect Linda D. Rabbitt | Mgmt | For | For | For | ||
9 | Elect Paul Thomas | Mgmt | For | For | For | ||
10 | Elect Wilhelm Zeller | Mgmt | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
WPP Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPP | CINS G9788D103 | 06/13/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
4 | Elect Roberto Quarta | Mgmt | For | Against | Against | ||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | ||
6 | Elect RuiGang LI | Mgmt | For | For | For | ||
7 | Elect Paul Richardson | Mgmt | For | For | For | ||
8 | Elect Hugo SHONG | Mgmt | For | For | For | ||
9 | Elect Sally Susman | Mgmt | For | For | For | ||
10 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||
11 | Elect John Hood | Mgmt | For | Against | Against | ||
12 | Elect Nicole Seligman | Mgmt | For | Against | Against | ||
13 | Elect Daniela Riccardi | Mgmt | For | For | For | ||
14 | Elect Tarek M. N. Farahat | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Wyndham Destinations Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYN | CUSIP 98310W108 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | ||
1.2 | Elect Louise F. Brady | Mgmt | For | For | For | ||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | ||
1.4 | Elect George Herrera | Mgmt | For | For | For | ||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | ||
1.6 | Elect Brian Mulroney | Mgmt | For | For | For | ||
1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | ||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/09/2017 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Dennis Segers | Mgmt | For | For | For | ||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | ||
3 | Elect Saar Gillai | Mgmt | For | For | For | ||
4 | Elect Ronald Jankov | Mgmt | For | For | For | ||
5 | Elect Thomas H. Lee | Mgmt | For | For | For | ||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
7 | Elect Albert A. Pimentel | Mgmt | For | For | For | ||
8 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | ||
9 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | ||
10 | Amendment to the Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Yum! Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YUM | CUSIP 988498101 | 05/17/2018 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Paget L. Alves | Mgmt | For | For | For | ||
2 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
4 | Elect Brian C. Cornell | Mgmt | For | For | For | ||
5 | Elect Greg Creed | Mgmt | For | For | For | ||
6 | Elect Tanya L. Domier | Mgmt | For | For | For | ||
7 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
9 | Elect P. Justin Skala | Mgmt | For | For | For | ||
10 | Elect Elane B. Stock | Mgmt | For | For | For | ||
11 | Elect Robert D. Walter | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE INVESTMENT COMPANY OF AMERICA
(Registrant)
By /s/ Herbert Y. Poon |
Herbert Y. Poon, Executive Vice President and Principal Executive Officer |
Date: August 30, 2018 |