UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00116
The Investment Company of America
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 - June 30, 2017
Laurie D. Neat
The Investment Company of America
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
| Item 1 : Proxy Voting Record Fund Name : The Investment Company of America Reporting Period : July 01, 2016 - June 30, 2017 | |||||||
| Abbott Laboratories | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABT | CUSIP 002824100 | 04/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
| 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
| 1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
| 1.4 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 1.5 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
| 1.6 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Osborn | Mgmt | For | For | For | ||
| 1.8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
| 1.9 | Elect Daniel J. Starks | Mgmt | For | For | For | ||
| 1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
| 1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Approval of 2017 Incentive Stock Program | Mgmt | For | For | For | ||
| 6 | Employee Stock Purchase Plan for Non-U.S. Employees | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
| AbbVie Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABBV | CUSIP 00287Y109 | 05/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
| 1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 1.3 | Elect Melody B Meyer | Mgmt | For | For | For | ||
| 1.4 | Elect Frederick H. Waddell | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Accenture plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACN | CUSIP G1151C101 | 02/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jaime Ardila Gomez | Mgmt | For | For | For | ||
| 2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | ||
| 3 | Elect Herbert Hainer | Mgmt | For | For | For | ||
| 4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 5 | Elect Marjorie Magner | Mgmt | For | For | For | ||
| 6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
| 7 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
| 8 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
| 9 | Elect Paula A. Price | Mgmt | For | For | For | ||
| 10 | Elect Arun Sarin | Mgmt | For | For | For | ||
| 11 | Elect Frank K. Tang | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
| Agrium Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGU | CUSIP 008916108 | 11/03/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| Agrium Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGU | CUSIP 008916108 | 05/02/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Maura J. Clark | Mgmt | For | For | For | ||
| 1.2 | Elect David C. Everitt | Mgmt | For | For | For | ||
| 1.3 | Elect Russell K. Girling | Mgmt | For | For | For | ||
| 1.4 | Elect Russell J. Horner | Mgmt | For | For | For | ||
| 1.5 | Elect Miranda C. Hubbs | Mgmt | For | For | For | ||
| 1.6 | Elect Charles V. Magro | Mgmt | For | For | For | ||
| 1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||
| 1.8 | Elect Derek G. Pannell | Mgmt | For | For | For | ||
| 1.9 | Elect Mayo M. Schmidt | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| AIA Group Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1299 | CINS Y002A1105 | 05/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Mohamed Azman Yahya | Mgmt | For | For | For | ||
| 6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | ||
| 7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | ||
| Airbus Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIR | CINS N0280E105 | 04/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
| 4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| 6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | ||
| 7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | ||
| 8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | ||
| 9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | ||
| 10 | Amendment to Articles | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Cancellation of Shares | Mgmt | For | For | For | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Alphabet Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GOOGL | CUSIP 02079K305 | 06/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Larry Page | Mgmt | For | For | For | ||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
| 1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
| 1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
| 1.6 | Elect Diane B. Greene | Mgmt | For | For | For | ||
| 1.7 | Elect John L. Hennessy | Mgmt | For | For | For | ||
| 1.8 | Elect Ann Mather | Mgmt | For | For | For | ||
| 1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | ||
| 1.10 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
| 1.11 | Elect K. Ram Shriram | Mgmt | For | Withhold | Against | ||
| 1.12 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
| 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 10 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
| 11 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding False News | ShrHoldr | Against | Against | For | ||
| Altria Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MO | CUSIP 02209S103 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||
| 2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||
| 3 | Elect John T. Casteen III | Mgmt | For | For | For | ||
| 4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
| 5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
| 6 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
| 7 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
| 8 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
| 9 | Elect George Munoz | Mgmt | For | For | For | ||
| 10 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
| 11 | Elect Virginia E. Shanks | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Shareholder Proposal Regarding Advertising | ShrHoldr | Against | Against | For | ||
| Amazon.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMZN | CUSIP 023135106 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
| 2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
| 3 | Elect John Seely Brown | Mgmt | For | For | For | ||
| 4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
| 5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
| 6 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
| 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
| 8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
| 10 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
| 14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
| American International Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIG | CUSIP 026874784 | 06/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 2 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 3 | Elect Peter R. Fisher | Mgmt | For | For | For | ||
| 4 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
| 5 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 6 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
| 7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | ||
| 8 | Elect Henry S. Miller | Mgmt | For | For | For | ||
| 9 | Elect Linda A. Mills | Mgmt | For | For | For | ||
| 10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
| 12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
| 13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | ||
| 16 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| American Tower Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMT | CUSIP 03027X100 | 05/31/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||
| 2 | Elect Raymond P. Dolan | Mgmt | For | For | For | ||
| 3 | Elect Robert D. Hormats | Mgmt | For | For | For | ||
| 4 | Elect Craig Macnab | Mgmt | For | For | For | ||
| 5 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||
| 6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | ||
| 7 | Elect David E. Sharbutt | Mgmt | For | For | For | ||
| 8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Samme L. Thompson | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| AMGEN Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMGN | CUSIP 031162100 | 05/19/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David Baltimore | Mgmt | For | For | For | ||
| 2 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
| 3 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
| 5 | Elect Greg C. Garland | Mgmt | For | For | For | ||
| 6 | Elect Fred Hassan | Mgmt | For | For | For | ||
| 7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
| 8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
| 9 | Elect Charles M. Holley | Mgmt | For | For | For | ||
| 10 | Elect Tyler Jacks | Mgmt | For | For | For | ||
| 11 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
| 12 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 13 | Elect R. Sanders Williams | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
| Amphenol Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| APH | CUSIP 032095101 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ronald P. Badie | Mgmt | For | For | For | ||
| 2 | Elect Stanley L. Clark | Mgmt | For | For | For | ||
| 3 | Elect David P. Falck | Mgmt | For | For | For | ||
| 4 | Elect Edward G. Jepsen | Mgmt | For | For | For | ||
| 5 | Elect Martin H. Loeffler | Mgmt | For | For | For | ||
| 6 | Elect John R. Lord | Mgmt | For | For | For | ||
| 7 | Elect R. Adam Norwitt | Mgmt | For | For | For | ||
| 8 | Elect Diana G. Reardon | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 12 | Approval of the 2017 Stock Purchase and Option Plan | Mgmt | For | For | For | ||
| Anheuser-Busch In Bev SA/NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABI | CINS B6399C107 | 09/28/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Belgium | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Acquisition | Mgmt | For | For | For | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Merger and Dissolution without Liquidation | Mgmt | For | For | For | ||
| 7 | Delisting as a Result of the Merger | Mgmt | For | For | For | ||
| 8 | Delegation of Powers to Directors | Mgmt | For | For | For | ||
| Apache Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| APA | CUSIP 037411105 | 05/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Annell R. Bay | Mgmt | For | For | For | ||
| 2 | Elect John J. Christmann IV | Mgmt | For | For | For | ||
| 3 | Elect Chansoo Joung | Mgmt | For | For | For | ||
| 4 | Elect William C. Montgomery | Mgmt | For | For | For | ||
| 5 | Elect Amy H. Nelson | Mgmt | For | For | For | ||
| 6 | Elect Daniel W. Rabun | Mgmt | For | For | For | ||
| 7 | Elect Peter A. Ragauss | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Apple Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAPL | CUSIP 037833100 | 02/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Bell | Mgmt | For | For | For | ||
| 2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
| 3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 5 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 12 | Shareholder Proposal Regarding Charitable Donations | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Executive Compensation Reform | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
| ASML Holding N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ASML | CINS N07059202 | 04/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
| 10 | Long-term Incentive Plan | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Elect P. van der Meer Mohr to the Supervisory Board | Mgmt | For | For | For | ||
| 14 | Elect C.M.S. Smits-Nusteling to the Supervisory Board | Mgmt | For | For | For | ||
| 15 | Elect D.A. Grose to the Supervisory Board | Mgmt | For | For | For | ||
| 16 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 18 | Supervisory Board Fees | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
| 23 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
| 26 | Cancellation of Shares | Mgmt | For | For | For | ||
| 27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| AT&T Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| T | CUSIP 00206R102 | 04/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
| 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
| 4 | Elect Scott T. Ford | Mgmt | For | Against | Against | ||
| 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
| 6 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 7 | Elect Michael B. McCallister | Mgmt | For | Against | Against | ||
| 8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 9 | Elect Joyce M. Roche | Mgmt | For | Against | Against | ||
| 10 | Elect Matthew K. Rose | Mgmt | For | Against | Against | ||
| 11 | Elect Cindy B. Taylor | Mgmt | For | For | For | ||
| 12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
| 13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Automatic Data Processing, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADP | CUSIP 053015103 | 11/08/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Peter Bisson | Mgmt | For | For | For | ||
| 1.2 | Elect Richard T. Clark | Mgmt | For | For | For | ||
| 1.3 | Elect Eric C. Fast | Mgmt | For | For | For | ||
| 1.4 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
| 1.5 | Elect Michael P. Gregoire | Mgmt | For | For | For | ||
| 1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 1.7 | Elect John P. Jones | Mgmt | For | For | For | ||
| 1.8 | Elect William J. Ready | Mgmt | For | For | For | ||
| 1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | ||
| 1.10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Avon Products, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVP | CUSIP 054303102 | 05/09/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jose Armario | Mgmt | For | For | For | ||
| 1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 1.3 | Elect Nancy Killefer | Mgmt | For | For | For | ||
| 1.4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
| 1.5 | Elect Helen McCluskey | Mgmt | For | For | For | ||
| 1.6 | Elect Sheri McCoy | Mgmt | For | For | For | ||
| 1.7 | Elect Charles H. Noski | Mgmt | For | For | For | ||
| 1.8 | Elect Cathy D. Ross | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| BAE Systems plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BA | CINS G06940103 | 05/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Roger Carr | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
| 7 | Elect Gerard J. DeMuro | Mgmt | For | For | For | ||
| 8 | Elect Harriet Green | Mgmt | For | For | For | ||
| 9 | Elect Chris Grigg | Mgmt | For | For | For | ||
| 10 | Elect Ian G. King | Mgmt | For | For | For | ||
| 11 | Elect Peter Lynas | Mgmt | For | For | For | ||
| 12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
| 13 | Elect Nicholas Rose | Mgmt | For | For | For | ||
| 14 | Elect Ian Tyler | Mgmt | For | For | For | ||
| 15 | Elect Charles Woodburn | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Bank of Montreal | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BMO | CUSIP 063671101 | 04/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
| 1.2 | Elect Sophie Brochu | Mgmt | For | For | For | ||
| 1.3 | Elect George A. Cope | Mgmt | For | For | For | ||
| 1.4 | Elect William A. Downe | Mgmt | For | For | For | ||
| 1.5 | Elect Christine A. Edwards | Mgmt | For | For | For | ||
| 1.6 | Elect Martin S. Eichenbaum | Mgmt | For | For | For | ||
| 1.7 | Elect Ronald H. Farmer | Mgmt | For | For | For | ||
| 1.8 | Elect Eric R. La Fleche | Mgmt | For | For | For | ||
| 1.9 | Elect Linda Huber | Mgmt | For | For | For | ||
| 1.10 | Elect Lorraine Mitchelmore | Mgmt | For | For | For | ||
| 1.11 | Elect Philip S. Orsino | Mgmt | For | For | For | ||
| 1.12 | Elect J. Robert S. Prichard | Mgmt | For | For | For | ||
| 1.13 | Elect Don M. Wilson III | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Directors' Fees | Mgmt | For | For | For | ||
| 4 | Approve Maximum Variable Pay Ratio for Certain European Employees | Mgmt | For | For | For | ||
| 5 | Advisory vote on Executive Compensation | Mgmt | For | For | For | ||
| Barclays plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BARC | CINS G08036124 | 05/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Elect Mary Francis | Mgmt | For | For | For | ||
| 5 | Elect Ian Cheshire | Mgmt | For | For | For | ||
| 6 | Elect Michael Ashley | Mgmt | For | For | For | ||
| 7 | Elect Tim Breedon | Mgmt | For | For | For | ||
| 8 | Elect Crawford Gillies | Mgmt | For | For | For | ||
| 9 | Elect Sir Gerry Grimstone | Mgmt | For | For | For | ||
| 10 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||
| 11 | Elect John McFarlane | Mgmt | For | For | For | ||
| 12 | Elect Tushar Morzaria | Mgmt | For | For | For | ||
| 13 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
| 14 | Elect Diane L. Schueneman | Mgmt | For | For | For | ||
| 15 | Elect Jes Staley | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
| 22 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 26 | Amendment to Long Term Incentive Plan | Mgmt | For | For | For | ||
| Barrick Gold Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABX | CUSIP 067901108 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
| 1.2 | Elect Graham G. Clow | Mgmt | For | For | For | ||
| 1.3 | Elect Gary A. Doer | Mgmt | For | For | For | ||
| 1.4 | Elect Kelvin P. M. Dushinky | Mgmt | For | For | For | ||
| 1.5 | Elect J. Michael Evans | Mgmt | For | For | For | ||
| 1.6 | Elect Brian L. Greenspun | Mgmt | For | For | For | ||
| 1.7 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
| 1.8 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | ||
| 1.9 | Elect Pablo Marcet | Mgmt | For | For | For | ||
| 1.10 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
| 1.11 | Elect Anthony Munk | Mgmt | For | For | For | ||
| 1.12 | Elect J. Robert S. Prichard | Mgmt | For | For | For | ||
| 1.13 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
| 1.14 | Elect John L. Thornton | Mgmt | For | For | For | ||
| 1.15 | Elect Ernie L. Thrasher | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| BB&T Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BBT | CUSIP 054937107 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
| 2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Anna R. Cablik | Mgmt | For | For | For | ||
| 4 | Elect James A. Faulkner | Mgmt | For | For | For | ||
| 5 | Elect I. Patricia Henry | Mgmt | For | For | For | ||
| 6 | Elect Eric C. Kendrick | Mgmt | For | For | For | ||
| 7 | Elect Kelly S. King | Mgmt | For | For | For | ||
| 8 | Elect Louis B. Lynn | Mgmt | For | For | For | ||
| 9 | Elect Charles A. Patton | Mgmt | For | For | For | ||
| 10 | Elect Nido R. Qubein | Mgmt | For | For | For | ||
| 11 | Elect William J. Reuter | Mgmt | For | For | For | ||
| 12 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | ||
| 13 | Elect Christine Sears | Mgmt | For | For | For | ||
| 14 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
| 15 | Elect Thomas N. Thompson | Mgmt | For | For | For | ||
| 16 | Elect Stephen T. Williams | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 20 | Amendment to the 2012 Incentive Plan | Mgmt | For | For | For | ||
| 21 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| Berkshire Hathaway Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRK.A | CUSIP 084670702 | 05/06/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
| 1.2 | Elect Charles T. Munger | Mgmt | For | For | For | ||
| 1.3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
| 1.4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 1.5 | Elect Susan L. Decker | Mgmt | For | For | For | ||
| 1.6 | Elect William H. Gates III | Mgmt | For | For | For | ||
| 1.7 | Elect David S. Gottesman | Mgmt | For | For | For | ||
| 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
| 1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For | ||
| 1.10 | Elect Ronald L. Olson | Mgmt | For | For | For | ||
| 1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
| 1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding Fossil Fuel Divestment | ShrHoldr | Against | Against | For | ||
| BHP Billiton plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLT | CINS G10877101 | 10/20/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 7 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | ||
| 8 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | ||
| 9 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | ||
| 10 | Elect Ken N. MacKenzie | Mgmt | For | For | For | ||
| 11 | Elect Malcolm Brinded | Mgmt | For | For | For | ||
| 12 | Elect Malcolm Broomhead | Mgmt | For | For | For | ||
| 13 | Elect Pat Davies | Mgmt | For | For | For | ||
| 14 | Elect Anita Frew | Mgmt | For | For | For | ||
| 15 | Elect Carolyn Hewson | Mgmt | For | For | For | ||
| 16 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||
| 17 | Elect Lindsay P. Maxsted | Mgmt | For | For | For | ||
| 18 | Elect Wayne Murdy | Mgmt | For | For | For | ||
| 19 | Elect Shriti Vadera | Mgmt | For | For | For | ||
| 20 | Elect Jacques Nasser | Mgmt | For | For | For | ||
| BNP Paribas | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BNP | CINS F1058Q238 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Related Party Transactions | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 10 | Elect Jean Lemierre | Mgmt | For | For | For | ||
| 11 | Elect Monique Cohen | Mgmt | For | For | For | ||
| 12 | Elect Daniela Schwarzer | Mgmt | For | For | For | ||
| 13 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | ||
| 14 | Elect Jacques Aschenbroich | Mgmt | For | For | For | ||
| 15 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 16 | Remuneration policy (CEO and deputy CEO) | Mgmt | For | For | For | ||
| 17 | Remuneration of Jean Lemierre, Chair | Mgmt | For | For | For | ||
| 18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | ||
| 19 | Remuneration of Pilippe Bordenave, Deputy CEO | Mgmt | For | For | For | ||
| 20 | Approval of Remuneration of Identified Staff |
Mgmt | For | For | For | ||
| 21 | Cancellation of Shares/Authority to Reduce (Authorized) Share Capital | Mgmt | For | For | For | ||
| 22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| BP plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BP | CINS G12793108 | 05/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
| 5 | Elect Brian Gilvary | Mgmt | For | For | For | ||
| 6 | Elect Nils Andersen | Mgmt | For | For | For | ||
| 7 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
| 8 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
| 9 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
| 10 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 11 | Elect Ann Dowling | Mgmt | For | For | For | ||
| 12 | Elect Melody B. Meyer | Mgmt | For | For | For | ||
| 13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
| 14 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
| 15 | Elect John Sawers | Mgmt | For | For | For | ||
| 16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| British American Tobacco plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BATS | CINS G1510J102 | 04/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||
| 5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 6 | Elect Richard Burrows | Mgmt | For | For | For | ||
| 7 | Elect Nicandro Durante | Mgmt | For | For | For | ||
| 8 | Elect Susan J. Farr | Mgmt | For | For | For | ||
| 9 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
| 10 | Elect Savio Kwan | Mgmt | For | For | For | ||
| 11 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | ||
| 12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
| 13 | Elect Kieran Poynter | Mgmt | For | For | For | ||
| 14 | Elect Ben Stevens | Mgmt | For | For | For | ||
| 15 | Elect Marion Helmes | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Broadcom Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP Y09827109 | 04/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
| 2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
| 3 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
| 4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
| 5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | ||
| 6 | Elect Check Kian Low | Mgmt | For | For | For | ||
| 7 | Elect Donald Macleod | Mgmt | For | For | For | ||
| 8 | Elect Peter J. Marks | Mgmt | For | For | For | ||
| 9 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| C.H. Robinson Worldwide, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CHRW | CUSIP 12541W209 | 05/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Scott P. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Robert Ezrilov | Mgmt | For | For | For | ||
| 3 | Elect Wayne M. Fortun | Mgmt | For | For | For | ||
| 4 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | ||
| 5 | Elect Jodee A. Kozlak | Mgmt | For | For | For | ||
| 6 | Elect Brian P. Short | Mgmt | For | For | For | ||
| 7 | Elect James B. Stake | Mgmt | For | For | For | ||
| 8 | Elect John P. Wiehoff | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| Canadian Natural Resources Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNQ | CUSIP 136385101 | 05/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
| 1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
| 1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
| 1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
| 1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
| 1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
| 1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
| 1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
| 1.9 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
| 1.10 | Elect David A. Tuer | Mgmt | For | For | For | ||
| 1.11 | Elect Annette Verschuren | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Capital One Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COF | CUSIP 14040H105 | 05/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
| 2 | Elect Ann Fritz Hackett | Mgmt | For | For | For | ||
| 3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
| 4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
| 5 | Elect Peter Thomas Killalea | Mgmt | For | For | For | ||
| 6 | Elect Pierre E. Leroy | Mgmt | For | For | For | ||
| 7 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
| 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
| 9 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
| 10 | Elect Catherine G. West | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Amendment of the 2002 Associate Stock Purchase Plan | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Caterpillar Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAT | CUSIP 149123101 | 06/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David L. Calhoun | Mgmt | For | For | For | ||
| 2 | Elect Daniel M. Dickinson | Mgmt | For | For | For | ||
| 3 | Elect Juan Gallardo | Mgmt | For | For | For | ||
| 4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
| 7 | Elect William A. Osborn | Mgmt | For | For | For | ||
| 8 | Elect Debra L. Reed | Mgmt | For | For | For | ||
| 9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
| 11 | Elect Jim Umpleby | Mgmt | For | For | For | ||
| 12 | Elect Miles D. White | Mgmt | For | For | For | ||
| 13 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Amendment to the 2014 Long Term Incentive Plan | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Lobbying Priorities | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
| CenturyLink, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTL | CUSIP 156700106 | 03/16/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| CenturyLink, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTL | CUSIP 156700106 | 05/24/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Martha H. Bejar | Mgmt | For | For | For | ||
| 1.2 | Elect Virginia Boulet | Mgmt | For | For | For | ||
| 1.3 | Elect Peter C. Brown | Mgmt | For | For | For | ||
| 1.4 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||
| 1.5 | Elect Mary L. Landrieu | Mgmt | For | For | For | ||
| 1.6 | Elect Harvey P. Perry | Mgmt | For | For | For | ||
| 1.7 | Elect Glen F. Post III | Mgmt | For | For | For | ||
| 1.8 | Elect Michael J. Roberts | Mgmt | For | For | For | ||
| 1.9 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement Age | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Lobbying Report (1) | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Lobbying Report (2) | ShrHoldr | Against | Against | For | ||
| Chesapeake Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CHK | CUSIP 165167107 | 05/19/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gloria R. Boyland | Mgmt | For | For | For | ||
| 2 | Elect Luke R. Corbett | Mgmt | For | For | For | ||
| 3 | Elect Archie W. Dunham | Mgmt | For | For | For | ||
| 4 | Elect Robert D. Lawler | Mgmt | For | For | For | ||
| 5 | Elect R. Brad Martin | Mgmt | For | For | For | ||
| 6 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Thomas L. Ryan | Mgmt | For | For | For | ||
| 8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Chevron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVX | CUSIP 166764100 | 05/31/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
| 2 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
| 3 | Elect Robert E. Denham | Mgmt | For | For | For | ||
| 4 | Elect Alice P. Gast | Mgmt | For | For | For | ||
| 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||
| 6 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 8 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
| 9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 11 | Elect John S. Watson | Mgmt | For | For | For | ||
| 12 | Elect Michael K. Wirth | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Report on Transition to a Low Carbon Economy | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Cisco Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSCO | CUSIP 17275R102 | 12/12/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Carol A. Bartz | Mgmt | For | For | For | ||
| 2 | Elect M. Michele Burns | Mgmt | For | For | For | ||
| 3 | Elect Michael D. Capellas | Mgmt | For | For | For | ||
| 4 | Elect John T. Chambers | Mgmt | For | For | For | ||
| 5 | Elect Amy Chang | Mgmt | For | For | For | ||
| 6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
| 7 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
| 8 | Elect Roderick C. McGeary | Mgmt | For | For | For | ||
| 9 | Elect Charles H. Robbins | Mgmt | For | For | For | ||
| 10 | Elect Arun Sarin | Mgmt | For | For | For | ||
| 11 | Elect Steven M. West | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Breakdown of Workforce in Israel-Palestine | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Formation of Board Committee on Business with Israeli Settlements | ShrHoldr | Against | Against | For | ||
| Citigroup Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| C | CUSIP 172967424 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
| 2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
| 3 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
| 4 | Elect Peter B. Henry | Mgmt | For | For | For | ||
| 5 | Elect Franz B. Humer | Mgmt | For | For | For | ||
| 6 | Elect Renee J. James | Mgmt | For | For | For | ||
| 7 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
| 8 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
| 9 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
| 10 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
| 11 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
| 12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||
| 13 | Elect James S. Turley | Mgmt | For | For | For | ||
| 14 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
| 15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| Coca-Cola Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KO | CUSIP 191216100 | 04/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
| 2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
| 3 | Elect Marc Bolland | Mgmt | For | For | For | ||
| 4 | Elect Ana Patricia Botin | Mgmt | For | For | For | ||
| 5 | Elect Richard M. Daley | Mgmt | For | For | For | ||
| 6 | Elect Barry Diller | Mgmt | For | For | For | ||
| 7 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
| 8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 9 | Elect Muhtar Kent | Mgmt | For | For | For | ||
| 10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
| 11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
| 12 | Elect Sam Nunn | Mgmt | For | For | For | ||
| 13 | Elect James Quincey | Mgmt | For | For | For | ||
| 14 | Elect David B. Weinberg | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
| Comcast Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMCSA | CUSIP 20030N101 | 06/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
| 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | ||
| 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
| 1.4 | Elect Edward D. Breen | Mgmt | For | For | For | ||
| 1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
| 1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
| 1.7 | Elect Asuka Nakahara | Mgmt | For | For | For | ||
| 1.8 | Elect David C. Novak | Mgmt | For | For | For | ||
| 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
| 1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote On Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
| ConAgra Foods, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAG | CUSIP 205887102 | 09/23/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
| 1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
| 1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | ||
| 1.5 | Elect Steven F. Goldstone | Mgmt | For | For | For | ||
| 1.6 | Elect Joie A. Gregor | Mgmt | For | For | For | ||
| 1.7 | Elect Rajive Johri | Mgmt | For | For | For | ||
| 1.8 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
| 1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
| 1.11 | Elect Timothy R. McLevish | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Concho Resources Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CXO | CUSIP 20605P101 | 05/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Timothy A. Leach | Mgmt | For | For | For | ||
| 2 | Elect William H. Easter III | Mgmt | For | For | For | ||
| 3 | Elect John P. Surma | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| ConocoPhillips | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COP | CUSIP 20825C104 | 05/16/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
| 2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
| 3 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 4 | Elect John V. Faraci | Mgmt | For | For | For | ||
| 5 | Elect Jody L Freeman | Mgmt | For | For | For | ||
| 6 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
| 7 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
| 8 | Elect Arjun N. Murti | Mgmt | For | For | For | ||
| 9 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
| 10 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Report on Linking Executive Pay Incentives to Low-Carbon Scenarios | ShrHoldr | Against | Against | For | ||
| Costco Wholesale Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COST | CUSIP 22160K105 | 01/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Susan L. Decker | Mgmt | For | For | For | ||
| 1.2 | Elect Richard A. Galanti | Mgmt | For | For | For | ||
| 1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | ||
| 1.4 | Elect Charles T. Munger | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Crown Castle International Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCI | CUSIP 22822V101 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect P. Robert Bartolo | Mgmt | For | For | For | ||
| 2 | Elect Jay A. Brown | Mgmt | For | For | For | ||
| 3 | Elect Cindy Christy | Mgmt | For | For | For | ||
| 4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | ||
| 5 | Elect Robert E. Garrison II | Mgmt | For | For | For | ||
| 6 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
| 7 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
| 8 | Elect J. Landis Martin | Mgmt | For | For | For | ||
| 9 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
| 10 | Elect Anthony J. Melone | Mgmt | For | For | For | ||
| 11 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| CSX Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSX | CUSIP 126408103 | 06/05/2017 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Donna M. Alvarado | Mgmt | N/A | TNA | N/A | ||
| 1.2 | Elect John B. Breaux | Mgmt | N/A | TNA | N/A | ||
| 1.3 | Elect Pamela L. Carter | Mgmt | N/A | TNA | N/A | ||
| 1.4 | Elect Steven T. Halverson | Mgmt | N/A | TNA | N/A | ||
| 1.5 | Elect E. Hunter Harrison | Mgmt | N/A | TNA | N/A | ||
| 1.6 | Elect Paul C. Hilal | Mgmt | N/A | TNA | N/A | ||
| 1.7 | Elect Edward J. Kelly, III | Mgmt | N/A | TNA | N/A | ||
| 1.8 | Elect John D. McPherson | Mgmt | N/A | TNA | N/A | ||
| 1.9 | Elect David M. Moffett | Mgmt | N/A | TNA | N/A | ||
| 1.10 | Elect Dennis H. Reilley | Mgmt | N/A | TNA | N/A | ||
| 1.11 | Elect Linda H. Riefler | Mgmt | N/A | TNA | N/A | ||
| 1.12 | Elect J. Steven Whisler | Mgmt | N/A | TNA | N/A | ||
| 1.13 | Elect John J. Zillmer | Mgmt | N/A | TNA | N/A | ||
| 2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
| 5 | Advisory Vote on Reimbursement Arrangements | Mgmt | N/A | TNA | N/A | ||
| CSX Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSX | CUSIP 126408103 | 06/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
| 2 | Elect John B. Breaux | Mgmt | For | For | For | ||
| 3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
| 5 | Elect E. Hunter Harrison | Mgmt | For | For | For | ||
| 6 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
| 7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
| 8 | Elect John D. McPherson | Mgmt | For | For | For | ||
| 9 | Elect David M. Moffett | Mgmt | For | For | For | ||
| 10 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
| 11 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 12 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 13 | Elect John J. Zillmer | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Advisory Vote on Reimbursement Arrangements | Mgmt | For | For | For | ||
| Cummins Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMI | CUSIP 231021106 | 05/09/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
| 2 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
| 3 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
| 4 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
| 5 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
| 6 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
| 7 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 8 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 9 | Elect William I. Miller | Mgmt | For | For | For | ||
| 10 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to the 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 15 | Approve a Proxy Access Bylaw | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| CVS Health Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVS | CUSIP 126650100 | 05/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
| 2 | Elect C. David Brown II | Mgmt | For | For | For | ||
| 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
| 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
| 5 | Elect David W. Dorman | Mgmt | For | For | For | ||
| 6 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
| 7 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
| 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
| 9 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Swift | Mgmt | For | For | For | ||
| 11 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 12 | Elect Tony L. White | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Approval of the 2017 Incentive Compensation Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
| Danaher Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHR | CUSIP 235851102 | 05/09/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
| 2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Hugin | Mgmt | For | For | For | ||
| 4 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
| 6 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Mitchell P. Rales | Mgmt | For | For | For | ||
| 8 | Elect Steven M. Rales | Mgmt | For | For | For | ||
| 9 | Elect John T. Schwieters | Mgmt | For | For | For | ||
| 10 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
| 11 | Elect Raymond C. Stevens | Mgmt | For | For | For | ||
| 12 | Elect Elias A. Zerhouni | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 15 | Amendment to the 2007 Executive Incentive Compensation Plan | Mgmt | For | Against | Against | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| Dominion Energy Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| D | CUSIP 25746U109 | 05/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William P. Barr | Mgmt | For | For | For | ||
| 2 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
| 3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
| 5 | Elect John W. Harris | Mgmt | For | For | For | ||
| 6 | Elect Ronald W. Jibson | Mgmt | For | For | For | ||
| 7 | Elect Mark J. Kington | Mgmt | For | For | For | ||
| 8 | Elect Joseph M. Rigby | Mgmt | For | For | For | ||
| 9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
| 10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Susan N. Story | Mgmt | For | For | For | ||
| 12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Company Name Change | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | ||
| Dow Chemical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DOW | CUSIP 260543103 | 07/20/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| Dow Chemical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DOW | CUSIP 260543103 | 05/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ajay Banga | Mgmt | For | For | For | ||
| 2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
| 3 | Elect James A. Bell | Mgmt | For | For | For | ||
| 4 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
| 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
| 7 | Elect Mark Loughridge | Mgmt | For | For | For | ||
| 8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
| 9 | Elect Robert S. Miller | Mgmt | For | For | For | ||
| 10 | Elect Paul Polman | Mgmt | For | For | For | ||
| 11 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
| 12 | Elect James M. Ringler | Mgmt | For | For | For | ||
| 13 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Duke Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DUK | CUSIP 26441C204 | 05/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Angelakis | Mgmt | For | For | For | ||
| 1.2 | Elect Michael G. Browning | Mgmt | For | For | For | ||
| 1.3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
| 1.5 | Elect John H. Forsgren | Mgmt | For | For | For | ||
| 1.6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
| 1.7 | Elect John T. Herron | Mgmt | For | For | For | ||
| 1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | ||
| 1.9 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 1.10 | Elect E. Marie McKee | Mgmt | For | For | For | ||
| 1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
| 1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
| 1.14 | Elect William E. Webster | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Health Effects of Coal | ShrHoldr | Against | Against | For | ||
| Emerson Electric Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMR | CUSIP 291011104 | 02/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David N. Farr | Mgmt | For | For | For | ||
| 1.2 | Elect William R. Johnson | Mgmt | For | For | For | ||
| 1.3 | Elect Mathew S. Levatich | Mgmt | For | For | For | ||
| 1.4 | Elect Joseph W. Prueher | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Electioneering Expenditures and Payments to Advocacy Organizations | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Reducing GHG Emissions | ShrHoldr | Against | Against | For | ||
| Enbridge Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENB | CUSIP 29250N105 | 05/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect Marcel R. Coutu | Mgmt | For | For | For | ||
| 1.4 | Elect Gregory L. Ebel | Mgmt | For | For | For | ||
| 1.5 | Elect J. Herb England | Mgmt | For | For | For | ||
| 1.6 | Elect Charles W. Fischer | Mgmt | For | For | For | ||
| 1.7 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
| 1.8 | Elect Michael McShane | Mgmt | For | For | For | ||
| 1.9 | Elect Al Monaco | Mgmt | For | For | For | ||
| 1.10 | Elect Michael E.J. Phelps | Mgmt | For | For | For | ||
| 1.11 | Elect Rebecca B. Roberts | Mgmt | For | For | For | ||
| 1.12 | Elect Dan C. Tutcher | Mgmt | For | For | For | ||
| 1.13 | Elect Catherine L. Williams | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Indigenous Peoples Rights Risks Report | ShrHoldr | Against | Against | For | ||
| Eni S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENI | CINS T3643A145 | 04/13/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Board Size | Mgmt | For | For | For | ||
| 5 | Board Term Length | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | List of Directors Presented by Ministry for Economy and Finance | Mgmt | For | N/A | N/A | ||
| 9 | List of Directors Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | For | For | For | ||
| 10 | Election of Chair of Board | Mgmt | For | For | For | ||
| 11 | Directors' Fees | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | List of Statutory Auditors Presented by Ministry for Economy and Finance | Mgmt | N/A | For | N/A | ||
| 15 | List of Statutory Auditors Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | N/A | Against | N/A | ||
| 16 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | ||
| 17 | Statutory Auditors' Fees | Mgmt | For | For | For | ||
| 18 | Long-Term Monetary Incentive Plan 2017-2019; Authority to Reissue Treasury Shares to Service Plan | Mgmt | For | For | For | ||
| 19 | Remuneration Report | Mgmt | For | For | For | ||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| EOG Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOG | CUSIP 26875P101 | 04/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
| 3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
| 4 | Elect James C. Day | Mgmt | For | For | For | ||
| 5 | Elect Donald F. Textor | Mgmt | For | For | For | ||
| 6 | Elect William R. Thomas | Mgmt | For | For | For | ||
| 7 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Exelon Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXC | CUSIP 30161N101 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
| 3 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
| 4 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
| 5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
| 6 | Elect Nancy L. Gioia | Mgmt | For | For | For | ||
| 7 | Elect Linda P. Jojo | Mgmt | For | For | For | ||
| 8 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
| 9 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
| 10 | Elect Richard W. Mies | Mgmt | For | For | For | ||
| 11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
| 12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
| 13 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Express Scripts Holding Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESRX | CUSIP 30219G108 | 05/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Maura C. Breen | Mgmt | For | For | For | ||
| 2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 3 | Elect Elder Granger | Mgmt | For | For | For | ||
| 4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
| 5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||
| 6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
| 7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Roderick A. Palmore | Mgmt | For | For | For | ||
| 9 | Elect George Paz | Mgmt | For | For | For | ||
| 10 | Elect William L. Roper | Mgmt | For | For | For | ||
| 11 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
| 12 | Elect Timothy Wentworth | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Exxon Mobil Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XOM | CUSIP 30231G102 | 05/31/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Susan K. Avery | Mgmt | For | For | For | ||
| 1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
| 1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
| 1.5 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
| 1.6 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 1.7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
| 1.8 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
| 1.9 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
| 1.10 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 1.11 | Elect Darren W. Woods | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Restricting Precatory Proposals | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 11 | Shareholder Policy Regarding Dividend Policy | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | Against | For | ||
| Fairfax Financial Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FFH | CUSIP 303901102 | 04/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Anthony Griffiths | Mgmt | For | For | For | ||
| 1.2 | Elect Robert J. Gunn | Mgmt | For | For | For | ||
| 1.3 | Elect Alan D. Horn | Mgmt | For | For | For | ||
| 1.4 | Elect Karen l. Jurjevich | Mgmt | For | For | For | ||
| 1.5 | Elect John R.V. Palmer | Mgmt | For | For | For | ||
| 1.6 | Elect Timothy R. Price | Mgmt | For | For | For | ||
| 1.7 | Elect Brandon W. Sweitzer | Mgmt | For | For | For | ||
| 1.8 | Elect Lauren C. Templeton | Mgmt | For | For | For | ||
| 1.9 | Elect Benjamin P. Watsa | Mgmt | For | For | For | ||
| 1.10 | Elect V. Prem Watsa | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| Freeport-McMoRan Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FCX | CUSIP 35671D857 | 06/06/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | ||
| 1.2 | Elect Gerald J. Ford | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||
| 1.4 | Elect Andrew Langham | Mgmt | For | For | For | ||
| 1.5 | Elect Jon C. Madonna | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Courtney Mather | Mgmt | For | For | For | ||
| 1.7 | Elect Dustan E. McCoy | Mgmt | For | Withhold | Against | ||
| 1.8 | Elect Frances Fragos Townsend | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| General Dynamics Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GD | CUSIP 369550108 | 05/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | ||
| 2 | Elect James S. Crown | Mgmt | For | For | For | ||
| 3 | Elect Rudy F. deLeon | Mgmt | For | For | For | ||
| 4 | Elect John M. Keane | Mgmt | For | For | For | ||
| 5 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
| 6 | Elect Mark M. Malcolm | Mgmt | For | For | For | ||
| 7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
| 8 | Elect William A. Osborn | Mgmt | For | For | For | ||
| 9 | Elect Catherine B. Reynolds | Mgmt | For | For | For | ||
| 10 | Elect Laura J. Schumacher | Mgmt | For | For | For | ||
| 11 | Elect Peter A. Wall | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Amendment to the 2012 Equity Compensation Plan | Mgmt | For | For | For | ||
| General Electric Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GE | CUSIP 369604103 | 04/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sebastien Bazin | Mgmt | For | For | For | ||
| 2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
| 3 | Elect John J. Brennan | Mgmt | For | For | For | ||
| 4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
| 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
| 6 | Elect Peter B. Henry | Mgmt | For | For | For | ||
| 7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
| 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
| 9 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
| 11 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
| 12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 13 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
| 14 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
| 15 | Elect James J. Mulva | Mgmt | For | For | For | ||
| 16 | Elect James E. Rohr | Mgmt | For | For | For | ||
| 17 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
| 18 | Elect James S. Tisch | Mgmt | For | For | For | ||
| 19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 21 | Amendment to the 2007 Long-term Incentive Plan | Mgmt | For | For | For | ||
| 22 | Approval of the Material Terms of the 2007 Long-Term Incentive Plan for Section 162(m) | Mgmt | For | Against | Against | ||
| 23 | Ratification of Auditor | Mgmt | For | Against | Against | ||
| 24 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 25 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
| 27 | Shareholder Proposal Regarding Charitable Spending | ShrHoldr | Against | Against | For | ||
| General Mills, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GIS | CUSIP 370334104 | 09/27/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
| 2 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
| 3 | Elect David M. Cordani | Mgmt | For | For | For | ||
| 4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Henrietta H. Fore | Mgmt | For | For | For | ||
| 6 | Elect Maria G. Henry | Mgmt | For | For | For | ||
| 7 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
| 8 | Elect Steve Odland | Mgmt | For | For | For | ||
| 9 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
| 10 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
| 11 | Elect Eric D. Sprunk | Mgmt | For | For | For | ||
| 12 | Elect Dorothy A. Terrell | Mgmt | For | For | For | ||
| 13 | Elect Jorge A. Uribe | Mgmt | For | For | For | ||
| 14 | 2016 Non-Employee Director Compensation Plan | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| General Motors Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GM | CUSIP 37045V100 | 06/06/2017 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Leo Hindery, Jr. | Mgmt | N/A | TNA | N/A | ||
| 1.2 | Elect Vinit Sethi | Mgmt | N/A | TNA | N/A | ||
| 1.3 | Elect William N. Thorndike, Jr. | Mgmt | N/A | TNA | N/A | ||
| 1.4 | Elect Management Nominee Joseph J. Ashton | Mgmt | N/A | TNA | N/A | ||
| 1.5 | Elect Management Nominee Mary T. Barra | Mgmt | N/A | TNA | N/A | ||
| 1.6 | Elect Management Nominee Linda R. Gooden | Mgmt | N/A | TNA | N/A | ||
| 1.7 | Elect Management Nominee Joseph Jimenez | Mgmt | N/A | TNA | N/A | ||
| 1.8 | Elect Management Nominee James J. Mulva | Mgmt | N/A | TNA | N/A | ||
| 1.9 | Elect Management Nominee Patricia F. Russo | Mgmt | N/A | TNA | N/A | ||
| 1.10 | Elect Management Nominee Thomas M. Schoewe |
Mgmt | N/A | TNA | N/A | ||
| 1.11 | Elect Management Nominee Theodore M. Solso | Mgmt | N/A | TNA | N/A | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||
| 3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | N/A | TNA | N/A | ||
| 4 | Approval of the 2017 Long-Term incentive Plan | Mgmt | N/A | TNA | N/A | ||
| 5 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | N/A | TNA | N/A | ||
| 7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | N/A | TNA | N/A | ||
| General Motors Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GM | CUSIP 37045V100 | 06/06/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Joseph J. Ashton | Mgmt | For | For | For | ||
| 1.2 | Elect Mary T. Barra | Mgmt | For | For | For | ||
| 1.3 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
| 1.4 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
| 1.5 | Elect Jane L. Mendillo | Mgmt | For | For | For | ||
| 1.6 | Elect Michael G. Mullen | Mgmt | For | For | For | ||
| 1.7 | Elect James J. Mulva | Mgmt | For | For | For | ||
| 1.8 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 1.9 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
| 1.10 | Elect Theodore M. Solso | Mgmt | For | For | For | ||
| 1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Approval of the 2017 Short-Term Incentive Plan | Mgmt | For | Against | Against | ||
| 4 | Approval of the 2017 Long-Term incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Creation of Dual Class Equity Structure | ShrHoldr | Against | Against | For | ||
| Gilead Sciences, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GILD | CUSIP 375558103 | 05/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Cogan | Mgmt | For | For | For | ||
| 2 | Elect Kelly A. Kramer | Mgmt | For | For | For | ||
| 3 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
| 4 | Elect John C. Martin | Mgmt | For | For | For | ||
| 5 | Elect John F. Milligan | Mgmt | For | For | For | ||
| 6 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
| 7 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
| 8 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
| 9 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Glencore plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLEN | CINS G39420107 | 05/24/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
| 3 | Elect Anthony B. Hayward | Mgmt | For | For | For | ||
| 4 | Elect Leonhard Fischer | Mgmt | For | For | For | ||
| 5 | Elect Ivan Glasenberg | Mgmt | For | For | For | ||
| 6 | Elect Peter R. Coates | Mgmt | For | For | For | ||
| 7 | Elect John J. Mack | Mgmt | For | For | For | ||
| 8 | Elect Peter T. Grauer | Mgmt | For | For | For | ||
| 9 | Elect Patrice Merrin | Mgmt | For | For | For | ||
| 10 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 11 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Halliburton Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HAL | CUSIP 406216101 | 05/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | ||
| 2 | Elect William E. Albrecht | Mgmt | For | For | For | ||
| 3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
| 4 | Elect James R. Boyd | Mgmt | For | For | For | ||
| 5 | Elect Milton Carroll | Mgmt | For | For | For | ||
| 6 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
| 7 | Elect Murry S. Gerber | Mgmt | For | For | For | ||
| 8 | Elect Jose Carlos Grubisich | Mgmt | For | For | For | ||
| 9 | Elect David J. Lesar | Mgmt | For | For | For | ||
| 10 | Elect Robert A. Malone | Mgmt | For | For | For | ||
| 11 | Elect J. Landis Martin | Mgmt | For | For | For | ||
| 12 | Elect Jeffrey A. Miller | Mgmt | For | For | For | ||
| 13 | Elect Debra L. Reed | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||
| Hasbro, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HAS | CUSIP 418056107 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||
| 2 | Elect Michael R. Burns | Mgmt | For | For | For | ||
| 3 | Elect Hope Cochran | Mgmt | For | For | For | ||
| 4 | Elect Crispin H. Davis | Mgmt | For | For | For | ||
| 5 | Elect Lisa Gersh | Mgmt | For | For | For | ||
| 6 | Elect Brian D. Goldner | Mgmt | For | For | For | ||
| 7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
| 8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||
| 9 | Elect Edward M. Philip | Mgmt | For | For | For | ||
| 10 | Elect Richard S. Stoddart | Mgmt | For | For | For | ||
| 11 | Elect Mary Beth West | Mgmt | For | For | For | ||
| 12 | Elect Linda K. Zecher | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | ||
| 16 | Amendment to the 2014 Senior Management Annual Performance Plan | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| HSBC Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSBC | CUSIP 404280406 | 04/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect David Nish | Mgmt | For | For | For | ||
| 4 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 5 | Elect Phillip Ameen | Mgmt | For | For | For | ||
| 6 | Elect Kathleen Casey | Mgmt | For | For | For | ||
| 7 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
| 8 | Elect Henri de Castries | Mgmt | For | For | For | ||
| 9 | Elect Lord Evans of Weardale | Mgmt | For | For | For | ||
| 10 | Elect Joachim Faber | Mgmt | For | For | For | ||
| 11 | Elect Douglas J. Flint | Mgmt | For | For | For | ||
| 12 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||
| 13 | Elect Irene LEE Yun Lien | Mgmt | For | For | For | ||
| 14 | Elect John P. Lipsky | Mgmt | For | For | For | ||
| 15 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
| 16 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
| 17 | Elect Marc Moses | Mgmt | For | For | For | ||
| 18 | Elect Jonathan Symonds | Mgmt | For | For | For | ||
| 19 | Elect Pauline van der Meer Mohr | Mgmt | For | For | For | ||
| 20 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
| 21 | Appointment of Auditor | Mgmt | For | For | For | ||
| 22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 23 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 26 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
| 27 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 29 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
| 30 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
| 31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| HSBC Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSBA | CINS G4634U169 | 04/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect David Nish | Mgmt | For | For | For | ||
| 4 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 5 | Elect Phillip Ameen | Mgmt | For | For | For | ||
| 6 | Elect Kathleen Casey | Mgmt | For | For | For | ||
| 7 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
| 8 | Elect Henri de Castries | Mgmt | For | For | For | ||
| 9 | Elect Lord Evans of Weardale | Mgmt | For | For | For | ||
| 10 | Elect Joachim Faber | Mgmt | For | For | For | ||
| 11 | Elect Douglas J. Flint | Mgmt | For | For | For | ||
| 12 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||
| 13 | Elect Irene LEE Yun Lien | Mgmt | For | For | For | ||
| 14 | Elect John P. Lipsky | Mgmt | For | For | For | ||
| 15 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
| 16 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
| 17 | Elect Marc Moses | Mgmt | For | For | For | ||
| 18 | Elect Jonathan Symonds | Mgmt | For | For | For | ||
| 19 | Elect Pauline van der Meer Mohr | Mgmt | For | For | For | ||
| 20 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
| 21 | Appointment of Auditor | Mgmt | For | For | For | ||
| 22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 23 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 26 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
| 27 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 29 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
| 30 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
| 31 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Humana Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUM | CUSIP 444859102 | 04/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
| 2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
| 4 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 5 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
| 6 | Elect William J. McDonald | Mgmt | For | For | For | ||
| 7 | Elect William E. Mitchell | Mgmt | For | For | For | ||
| 8 | Elect David B. Nash | Mgmt | For | For | For | ||
| 9 | Elect James J. O'Brien | Mgmt | For | For | For | ||
| 10 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| Illinois Tool Works Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITW | CUSIP 452308109 | 05/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
| 2 | Elect Susan Crown | Mgmt | For | For | For | ||
| 3 | Elect James W. Griffith | Mgmt | For | For | For | ||
| 4 | Elect Jay L. Henderson | Mgmt | For | For | For | ||
| 5 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
| 6 | Elect E. Scott Santi | Mgmt | For | For | For | ||
| 7 | Elect James A. Skinner | Mgmt | For | For | For | ||
| 8 | Elect David B. Smith, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||
| 10 | Elect Kevin M. Warren | Mgmt | For | For | For | ||
| 11 | Elect Anre D. Williams | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Illumina, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ILMN | CUSIP 452327109 | 05/30/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Caroline Dorsa | Mgmt | For | For | For | ||
| 2 | Elect Robert S. Epstein | Mgmt | For | For | For | ||
| 3 | Elect Philip W. Schiller | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 7 | Elimination of Supermajority Voting Requirements | Mgmt | For | For | For | ||
| Imperial Brands Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IMB | CINS G4721W102 | 02/01/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Alison Cooper | Mgmt | For | For | For | ||
| 6 | Elect Therese Esperdy | Mgmt | For | For | For | ||
| 7 | Elect David J. Haines | Mgmt | For | For | For | ||
| 8 | Elect Matthew Phillips | Mgmt | For | For | For | ||
| 9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | ||
| 10 | Elect Oliver Tant | Mgmt | For | For | For | ||
| 11 | Elect Mark Williamson | Mgmt | For | For | For | ||
| 12 | Elect Karen Witts | Mgmt | For | For | For | ||
| 13 | Elect Malcolm Wyman | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 21 | Amendments to Articles | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Intel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INTC | CUSIP 458140100 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
| 2 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
| 3 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
| 4 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
| 5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
| 6 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
| 7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | ||
| 8 | Elect David S. Pottruck | Mgmt | For | For | For | ||
| 9 | Elect Gregory D. Smith | Mgmt | For | For | For | ||
| 10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
| 11 | Elect David Bruce Yoffie | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
| International Business Machines Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IBM | CUSIP 459200101 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 2 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
| 3 | Elect David N. Farr | Mgmt | For | For | For | ||
| 4 | Elect Mark Fields | Mgmt | For | For | For | ||
| 5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
| 7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
| 10 | Elect James W. Owens | Mgmt | For | For | For | ||
| 11 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
| 12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
| 13 | Elect Peter R. Voser | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| International Flavors & Fragrances Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IFF | CUSIP 459506101 | 05/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
| 2 | Elect Linda B. Buck | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Ducker | Mgmt | For | For | For | ||
| 4 | Elect David R. Epstein | Mgmt | For | For | For | ||
| 5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
| 6 | Elect John F. Ferraro | Mgmt | For | For | For | ||
| 7 | Elect Andreas Fibig | Mgmt | For | For | For | ||
| 8 | Elect Christina A. Gold | Mgmt | For | For | For | ||
| 9 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||
| 11 | Elect Dale Morrison | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Approval of the French Sub-Plan under the 2015 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
| Intuit Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INTU | CUSIP 461202103 | 01/19/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Eve Burton | Mgmt | For | For | For | ||
| 2 | Elect Scott D. Cook | Mgmt | For | For | For | ||
| 3 | Elect Richard Dalzell | Mgmt | For | For | For | ||
| 4 | Elect Diane B. Greene | Mgmt | For | For | For | ||
| 5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 6 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
| 7 | Elect Brad D. Smith | Mgmt | For | For | For | ||
| 8 | Elect Raul Vazquez | Mgmt | For | For | For | ||
| 9 | Elect Jeff Weiner | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Amendments to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| J.M. Smucker Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SJM | CUSIP 832696405 | 08/17/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | ||
| 2 | Elect Paul J. Dolan | Mgmt | For | For | For | ||
| 3 | Elect Jay L. Henderson | Mgmt | For | For | For | ||
| 4 | Elect Nancy Lopez Knight | Mgmt | For | For | For | ||
| 5 | Elect Elizabeth Valk Long | Mgmt | For | For | For | ||
| 6 | Elect Gary A. Oatey | Mgmt | For | For | For | ||
| 7 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
| 8 | Elect Alex Shumate | Mgmt | For | For | For | ||
| 9 | Elect Mark T. Smucker | Mgmt | For | For | For | ||
| 10 | Elect Richard K. Smucker | Mgmt | For | For | For | ||
| 11 | Elect Timothy P. Smucker | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
| Johnson & Johnson | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JNJ | CUSIP 478160104 | 04/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
| 2 | Elect D. Scott Davis | Mgmt | For | Against | Against | ||
| 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 5 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
| 6 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
| 7 | Elect William D. Perez | Mgmt | For | For | For | ||
| 8 | Elect Charles Prince | Mgmt | For | For | For | ||
| 9 | Elect A. Eugene Washington | Mgmt | For | Against | Against | ||
| 10 | Elect Ronald A. Williams | Mgmt | For | Against | Against | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Re-Approval Of The Material Terms Of Performance Goals Under The 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Johnson Controls International plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JCI | CUSIP G51502105 | 03/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David P. Abney | Mgmt | For | For | For | ||
| 2 | Elect Natalie A. Black | Mgmt | For | For | For | ||
| 3 | Elect Michael E. Daniels | Mgmt | For | For | For | ||
| 4 | Elect Brian Duperreault | Mgmt | For | For | For | ||
| 5 | Elect Jeffrey A. Joerres | Mgmt | For | Against | Against | ||
| 6 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
| 7 | Elect George R. Oliver | Mgmt | For | For | For | ||
| 8 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | ||
| 9 | Elect Jurgen Tinggren | Mgmt | For | For | For | ||
| 10 | Elect Mark P. Vergnano | Mgmt | For | For | For | ||
| 11 | Elect R. David Yost | Mgmt | For | For | For | ||
| 12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | ||
| 13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 18 | Approve Performance Goals of 2012 Share and Incentive Plan | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| Johnson Controls, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JCI | CUSIP 478366107 | 08/17/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/16/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
| 4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 5 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 6 | Elect James S. Crown | Mgmt | For | For | For | ||
| 7 | Elect James Dimon | Mgmt | For | For | For | ||
| 8 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Kellogg Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| K | CUSIP 487836108 | 04/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John Bryant | Mgmt | For | For | For | ||
| 1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
| 1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 1.4 | Elect La June Montgomery Tabron | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Approval of 2017 LTIP | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 6 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Kering SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KER | CINS F5433L103 | 04/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Elect Francois-Henri Pinault | Mgmt | For | For | For | ||
| 9 | Elect Jean-Francois Palus | Mgmt | For | For | For | ||
| 10 | Elect Patricia Barbizet | Mgmt | For | For | For | ||
| 11 | Elect Baudouin Prot | Mgmt | For | For | For | ||
| 12 | Remuneration Policy (Executive Board) | Mgmt | For | For | For | ||
| 13 | Remuneration of Francois-Henri Pinault, Chair and CEO | Mgmt | For | For | For | ||
| 14 | Remuneration of Francois Palus, Deputy-CEO | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 18 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
| 19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
| 20 | Authority to Issue Shares Through Private Placement | Mgmt | For | Against | Against | ||
| 21 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
| 22 | Greenshoe | Mgmt | For | Against | Against | ||
| 23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
| 24 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 25 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Austin A. Adams | Mgmt | For | For | For | ||
| 2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 3 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 4 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 6 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 7 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 8 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 9 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 11 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 12 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 13 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 14 | Elect Demos Parneros | Mgmt | For | For | For | ||
| 15 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 16 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Kimberly-Clark Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMB | CUSIP 494368103 | 04/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
| 2 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
| 3 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
| 5 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
| 6 | Elect Michael D. Hsu | Mgmt | For | For | For | ||
| 7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
| 8 | Elect James M. Jenness | Mgmt | For | For | For | ||
| 9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 10 | Elect Christa Quarles | Mgmt | For | For | For | ||
| 11 | Elect Ian C. Read | Mgmt | For | For | For | ||
| 12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
| 13 | Elect Michael D. White | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Kinder Morgan, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMI | CUSIP 49456B101 | 05/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||
| 2 | Elect Steven J. Kean | Mgmt | For | For | For | ||
| 3 | Elect Kimberly A. Dang | Mgmt | For | For | For | ||
| 4 | Elect Ted A. Gardner | Mgmt | For | For | For | ||
| 5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Gary L. Hultquist | Mgmt | For | For | For | ||
| 7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||
| 9 | Elect Michael C. Morgan | Mgmt | For | For | For | ||
| 10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | ||
| 11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||
| 12 | Elect C. Park Shaper | Mgmt | For | For | For | ||
| 13 | Elect William A. Smith | Mgmt | For | For | For | ||
| 14 | Elect Joel V. Staff | Mgmt | For | For | For | ||
| 15 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
| 16 | Elect Perry M. Waughtal | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | Against | Against | For | ||
| Kraft Heinz Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KHC | CUSIP 500754106 | 04/19/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory E. Abel | Mgmt | For | For | For | ||
| 2 | Elect Alexandre Behring | Mgmt | For | For | For | ||
| 3 | Elect Warren E. Buffett | Mgmt | For | For | For | ||
| 4 | Elect John T. Cahill | Mgmt | For | For | For | ||
| 5 | Elect Tracy Britt Cool | Mgmt | For | For | For | ||
| 6 | Elect Feroz Dewan | Mgmt | For | For | For | ||
| 7 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
| 8 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | ||
| 9 | Elect Mackey J. McDonald | Mgmt | For | For | For | ||
| 10 | Elect John C. Pope | Mgmt | For | For | For | ||
| 11 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Sustainability Reporting | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Deforestation and Human Rights Report | ShrHoldr | Against | Against | For | ||
| Kroger Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KR | CUSIP 501044101 | 06/22/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | ||
| 2 | Elect Robert D. Beyer | Mgmt | For | For | For | ||
| 3 | Elect Anne Gates | Mgmt | For | For | For | ||
| 4 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
| 5 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||
| 6 | Elect Jorge P. Montoya | Mgmt | For | For | For | ||
| 7 | Elect Clyde R. Moore | Mgmt | For | For | For | ||
| 8 | Elect James A. Runde | Mgmt | For | For | For | ||
| 9 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
| 10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | ||
| 11 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Deforestation and Supply Chain | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Las Vegas Sands Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LVS | CUSIP 517834107 | 06/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Charles D. Forman | Mgmt | For | For | For | ||
| 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | ||
| 1.3 | Elect George Jamieson | Mgmt | For | For | For | ||
| 1.4 | Elect Lewis Kramer | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Lockheed Martin Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LMT | CUSIP 539830109 | 04/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
| 2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
| 3 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
| 4 | Elect David B. Burritt | Mgmt | For | For | For | ||
| 5 | Elect Bruce A. Carlson | Mgmt | For | For | For | ||
| 6 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
| 8 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
| 9 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 10 | Elect James M. Loy | Mgmt | For | For | For | ||
| 11 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
| 12 | Elect Anne Stevens | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
| M&T Bank Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MTB | CUSIP 55261F104 | 04/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Brent D. Baird | Mgmt | For | For | For | ||
| 1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | ||
| 1.3 | Elect Robert T. Brady | Mgmt | For | For | For | ||
| 1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | ||
| 1.5 | Elect Gary N. Geisel | Mgmt | For | For | For | ||
| 1.6 | Elect Richard A. Grossi | Mgmt | For | For | For | ||
| 1.7 | Elect John D. Hawke Jr. | Mgmt | For | For | For | ||
| 1.8 | Elect Newton P.S. Merrill | Mgmt | For | For | For | ||
| 1.9 | Elect Melinda R. Rich | Mgmt | For | For | For | ||
| 1.10 | Elect Robert E. Sadler, Jr. | Mgmt | For | For | For | ||
| 1.11 | Elect Denis J. Salamone | Mgmt | For | For | For | ||
| 1.12 | Elect David S. Scharfstein | Mgmt | For | For | For | ||
| 1.13 | Elect Herbert L. Washington | Mgmt | For | For | For | ||
| 1.14 | Elect Robert G. Wilmers | Mgmt | For | For | For | ||
| 2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Marriott International, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAR | CUSIP 571903202 | 05/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
| 3 | Elect Bruce W. Duncan | Mgmt | For | For | For | ||
| 4 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | ||
| 5 | Elect Frederick A. Henderson | Mgmt | For | For | For | ||
| 6 | Elect Eric Hippeau | Mgmt | For | For | For | ||
| 7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
| 8 | Elect Debra L. Lee | Mgmt | For | For | For | ||
| 9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | ||
| 10 | Elect George Munoz | Mgmt | For | For | For | ||
| 11 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
| 12 | Elect W. Mitt Romney | Mgmt | For | For | For | ||
| 13 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
| 14 | Elect Arne M. Sorenson | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
| Marsh & McLennan Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MMC | CUSIP 571748102 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||
| 3 | Elect Daniel S. Glaser | Mgmt | For | For | For | ||
| 4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||
| 5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
| 6 | Elect Elaine La Roche | Mgmt | For | For | For | ||
| 7 | Elect Steven A. Mills | Mgmt | For | For | For | ||
| 8 | Elect Bruce P. Nolop | Mgmt | For | For | For | ||
| 9 | Elect Marc D. Oken | Mgmt | For | For | For | ||
| 10 | Elect Morton O. Schapiro | Mgmt | For | For | For | ||
| 11 | Elect Lloyd M. Yates | Mgmt | For | For | For | ||
| 12 | Elect R. David Yost | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
| Mastercard Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MA | CUSIP 57636Q104 | 06/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 2 | Elect Ajay Banga | Mgmt | For | For | For | ||
| 3 | Elect Silvio Barzi | Mgmt | For | For | For | ||
| 4 | Elect David R. Carlucci | Mgmt | For | For | For | ||
| 5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
| 6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
| 7 | Elect Merit E. Janow | Mgmt | For | For | For | ||
| 8 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 9 | Elect Oki Matsumoto | Mgmt | For | For | For | ||
| 10 | Elect Rima Qureshi | Mgmt | For | For | For | ||
| 11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
| 12 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| McDonald's Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCD | CUSIP 580135101 | 05/24/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd H. Dean | Mgmt | For | Against | Against | ||
| 2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
| 3 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
| 4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | ||
| 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||
| 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
| 7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
| 8 | Elect John Mulligan | Mgmt | For | For | For | ||
| 9 | Elect Sheila A. Penrose | Mgmt | For | For | For | ||
| 10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Miles D. White | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Approval of the Material Terms of the Performance Goals for Awards Under the 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Franchisee Directors | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Environmental Impacts of Polystyrene Beverage Cups | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
| Mckesson Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCK | CUSIP 58155Q103 | 07/27/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
| 2 | Elect Wayne A. Budd | Mgmt | For | For | For | ||
| 3 | Elect N. Anthony Coles | Mgmt | For | For | For | ||
| 4 | Elect John H. Hammergren | Mgmt | For | For | For | ||
| 5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||
| 6 | Elect Donald R. Knauss | Mgmt | For | For | For | ||
| 7 | Elect Marie L. Knowles | Mgmt | For | For | For | ||
| 8 | Elect Edward A. Mueller | Mgmt | For | For | For | ||
| 9 | Elect Susan R. Salka | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Mead Johnson Nutrition Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MJN | CUSIP 582839106 | 05/31/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| Medtronic Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDT | CUSIP G5960L103 | 12/09/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Craig Arnold | Mgmt | For | For | For | ||
| 3 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
| 4 | Elect Randall J. Hogan III | Mgmt | For | For | For | ||
| 5 | Elect Omar Ishrak | Mgmt | For | For | For | ||
| 6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
| 7 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
| 8 | Elect James T. Lenehan | Mgmt | For | For | For | ||
| 9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | ||
| 10 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
| 11 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
| 12 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
| 13 | Elect Preetha Reddy | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Adoption of Proxy Access | Mgmt | For | For | For | ||
| 17 | Amendments to Articles (Irish Companies Act 2014) | Mgmt | For | For | For | ||
| 18 | Technical Amendments to Memorandum of Association | Mgmt | For | For | For | ||
| 19 | Approve Board's Sole Authority to Determine Board Size | Mgmt | For | For | For | ||
| Merck & Co., Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRK | CUSIP 58933Y105 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
| 3 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
| 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 5 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 7 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
| 8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
| 9 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
| 10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 11 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
| 12 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
| 13 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Report on Board Oversight of Product Safety and Quality | ShrHoldr | Against | Against | For | ||
| MetLife, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MET | CUSIP 59156R108 | 06/13/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||
| 2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
| 3 | Elect David L. Herzog | Mgmt | For | For | For | ||
| 4 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 5 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||
| 6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
| 8 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 9 | Elect James M. Kilts | Mgmt | For | For | For | ||
| 10 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||
| 11 | Elect Denise M. Morrison | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Microsoft Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSFT | CUSIP 594918104 | 11/30/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William H. Gates III | Mgmt | For | For | For | ||
| 2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | ||
| 3 | Elect G. Mason Morfit | Mgmt | For | For | For | ||
| 4 | Elect Satya Nadella | Mgmt | For | For | For | ||
| 5 | Elect Charles H. Noski | Mgmt | For | For | For | ||
| 6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
| 7 | Elect Sandra E. Peterson | Mgmt | For | For | For | ||
| 8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
| 9 | Elect John W. Stanton | Mgmt | For | For | For | ||
| 10 | Elect John W. Thompson | Mgmt | For | For | For | ||
| 11 | Elect Padmasree Warrior | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
| 15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Mondelez International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDLZ | CUSIP 609207105 | 05/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
| 2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
| 4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
| 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
| 6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
| 7 | Elect Nelson Peltz | Mgmt | For | For | For | ||
| 8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
| 9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||
| 10 | Elect Christiana Shi | Mgmt | For | For | For | ||
| 11 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
| 12 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
| 13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Shareholder Proposal Regarding Reporting On The Use of Non-Recyclable Packaging | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Plant Closings | ShrHoldr | Against | Against | For | ||
| Monsanto Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MON | CUSIP 61166W101 | 12/13/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Monsanto Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MON | CUSIP 61166W101 | 01/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dwight M. Barns | Mgmt | For | For | For | ||
| 2 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
| 3 | Elect David L. Chicoine | Mgmt | For | For | For | ||
| 4 | Elect Janice L. Fields | Mgmt | For | For | For | ||
| 5 | Elect Hugh Grant | Mgmt | For | For | For | ||
| 6 | Elect Arthur H. Harper | Mgmt | For | For | For | ||
| 7 | Elect Laura K. Ipsen | Mgmt | For | For | For | ||
| 8 | Elect Marcos Marinho Lutz | Mgmt | For | For | For | ||
| 9 | Elect C. Steven McMillan | Mgmt | For | For | For | ||
| 10 | Elect Jon R. Moeller | Mgmt | For | For | For | ||
| 11 | Elect George H. Poste | Mgmt | For | For | For | ||
| 12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
| 13 | Elect Patricia Verduin | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Approval of Performance Goals Under and Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | ||
| Motorola Solutions Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSI | CUSIP 620076307 | 05/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||
| 2 | Elect Kenneth D. Denman | Mgmt | For | For | For | ||
| 3 | Elect Egon P. Durban | Mgmt | For | For | For | ||
| 4 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 6 | Elect Gregory K. Mondre | Mgmt | For | For | For | ||
| 7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | ||
| 8 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
| 9 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Supply Chain Labor Standards | ShrHoldr | Against | Against | For | ||
| Nestle S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NESN | CINS H57312649 | 04/06/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Compensation Report | Mgmt | For | Against | Against | ||
| 4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Elect Paul Bulcke | Mgmt | For | For | For | ||
| 7 | Elect Andreas Koopmann | Mgmt | For | For | For | ||
| 8 | Elect Henri de Castries | Mgmt | For | For | For | ||
| 9 | Elect Beat Hess | Mgmt | For | For | For | ||
| 10 | Elect Renato Fassbind | Mgmt | For | For | For | ||
| 11 | Elect Steven G. Hoch | Mgmt | For | For | For | ||
| 12 | Elect Naina Lal Kidwai | Mgmt | For | For | For | ||
| 13 | Elect Jean-Pierre Roth | Mgmt | For | For | For | ||
| 14 | Elect Ann Veneman | Mgmt | For | For | For | ||
| 15 | Elect Eva Cheng | Mgmt | For | For | For | ||
| 16 | Elect Ruth Khasaya Oniang'o | Mgmt | For | For | For | ||
| 17 | Elect Patrick Aebischer | Mgmt | For | For | For | ||
| 18 | Elect Ulf M. Schneider | Mgmt | For | For | For | ||
| 19 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
| 20 | Appoint Paul Bulcke as Board Chair | Mgmt | For | For | For | ||
| 21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | For | For | ||
| 22 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | For | For | ||
| 23 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | For | For | ||
| 24 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | For | For | ||
| 25 | Appointment of Auditor | Mgmt | For | For | For | ||
| 26 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
| 27 | Board Compensation | Mgmt | For | Against | Against | ||
| 28 | Executive Compensation | Mgmt | For | Against | Against | ||
| 29 | Additional or Miscellaneous Proposals | ShrHoldr | Against | Abstain | N/A | ||
| 30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Netflix, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFLX | CUSIP 64110L106 | 06/06/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Reed Hastings | Mgmt | For | For | For | ||
| 1.2 | Elect Jay C. Hoag | Mgmt | For | For | For | ||
| 1.3 | Elect A. George Battle | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
| 10 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
| NextEra Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NEE | CUSIP 65339F101 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
| 2 | Elect James L. Camaren | Mgmt | For | For | For | ||
| 3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||
| 4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||
| 5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
| 6 | Elect Toni Jennings | Mgmt | For | For | For | ||
| 7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
| 8 | Elect James L. Robo | Mgmt | For | For | For | ||
| 9 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||
| 10 | Elect John L. Skolds | Mgmt | For | For | For | ||
| 11 | Elect William H. Swanson | Mgmt | For | For | For | ||
| 12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Approval of the 2017 Non-Employee Director Stock Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Nielsen Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NLSN | CUSIP G6518L108 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Dwight Mitch Barns | Mgmt | For | For | For | ||
| 3 | Elect Karen M. Hoguet | Mgmt | For | For | For | ||
| 4 | Elect James M. Kilts | Mgmt | For | For | For | ||
| 5 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
| 6 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
| 7 | Elect David L. Rawlinson II | Mgmt | For | For | For | ||
| 8 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
| 9 | Elect Lauren Zalaznick | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Election of Statutory Auditors | Mgmt | For | For | For | ||
| 12 | Statutory Auditors' Fees | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| Nike Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NKE | CUSIP 654106103 | 09/22/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect Michelle Peluso | Mgmt | For | For | For | ||
| 1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Noble Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBL | CUSIP 655044105 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | ||
| 2 | Elect Michael A. Cawley | Mgmt | For | For | For | ||
| 3 | Elect Edward F. Cox | Mgmt | For | For | For | ||
| 4 | Elect James E. Craddock | Mgmt | For | For | For | ||
| 5 | Elect Thomas J. Edelman | Mgmt | For | For | For | ||
| 6 | Elect Kirby L. Hedrick | Mgmt | For | For | For | ||
| 7 | Elect David L. Stover | Mgmt | For | For | For | ||
| 8 | Elect Scott D. Urban | Mgmt | For | For | For | ||
| 9 | Elect William T. Van Kleef | Mgmt | For | For | For | ||
| 10 | Elect Molly K. Williamson | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Approval of the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Climate Change Policy Risk Report | ShrHoldr | Against | Against | For | ||
| Novartis AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOVN | CINS H5820Q150 | 02/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
| 7 | Board Compensation | Mgmt | For | For | For | ||
| 8 | Executive Compensation | Mgmt | For | For | For | ||
| 9 | Compensation Report | Mgmt | For | For | For | ||
| 10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | For | For | ||
| 11 | Elect Nancy C. Andrews | Mgmt | For | For | For | ||
| 12 | Elect Dimitri Azar | Mgmt | For | For | For | ||
| 13 | Elect Ton Buchner | Mgmt | For | For | For | ||
| 14 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
| 15 | Elect Elizabeth Doherty | Mgmt | For | For | For | ||
| 16 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
| 17 | Elect Pierre Landolt | Mgmt | For | For | For | ||
| 18 | Elect Andreas von Planta | Mgmt | For | For | For | ||
| 19 | Elect Charles L. Sawyers | Mgmt | For | For | For | ||
| 20 | Elect Enrico Vanni | Mgmt | For | For | For | ||
| 21 | Elect William T. Winters | Mgmt | For | For | For | ||
| 22 | Elect Frans van Houten | Mgmt | For | For | For | ||
| 23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | For | For | ||
| 24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | For | For | ||
| 25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | For | For | ||
| 26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | For | For | ||
| 27 | Appointment of Auditor | Mgmt | For | For | For | ||
| 28 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
| 29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | Abstain | N/A | ||
| Omnicom Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OMC | CUSIP 681919106 | 05/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Wren | Mgmt | For | For | For | ||
| 2 | Elect Bruce Crawford | Mgmt | For | For | For | ||
| 3 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
| 4 | Elect Mary C. Choksi | Mgmt | For | For | For | ||
| 5 | Elect Robert Charles Clark | Mgmt | For | For | For | ||
| 6 | Elect Leonard S. Coleman | Mgmt | For | For | For | ||
| 7 | Elect Susan S. Denison | Mgmt | For | For | For | ||
| 8 | Elect Deborah J. Kissire | Mgmt | For | For | For | ||
| 9 | Elect John R. Murphy | Mgmt | For | For | For | ||
| 10 | Elect John R. Purcell | Mgmt | For | For | For | ||
| 11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
| 12 | Elect Valerie M. Williams | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Oracle Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORCL | CUSIP 68389X105 | 11/16/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
| 1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
| 1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
| 1.4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
| 1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | ||
| 1.6 | Elect George H. Conrades | Mgmt | For | For | For | ||
| 1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
| 1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
| 1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
| 1.11 | Elect Renee J. James | Mgmt | For | For | For | ||
| 1.12 | Elect Leon E. Panetta | Mgmt | For | For | For | ||
| 1.13 | Elect Naomi O. Seligman | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| PepsiCo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEP | CUSIP 713448108 | 05/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Shona L. Brown | Mgmt | For | Against | Against | ||
| 2 | Elect George W. Buckley | Mgmt | For | For | For | ||
| 3 | Elect Cesar Conde | Mgmt | For | For | For | ||
| 4 | Elect Ian M. Cook | Mgmt | For | For | For | ||
| 5 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 6 | Elect Rona A. Fairhead | Mgmt | For | Against | Against | ||
| 7 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
| 8 | Elect William R. Johnson | Mgmt | For | For | For | ||
| 9 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 10 | Elect David C. Page | Mgmt | For | Against | Against | ||
| 11 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
| 12 | Elect Daniel Vasella | Mgmt | For | Against | Against | ||
| 13 | Elect Darren Walker | Mgmt | For | For | For | ||
| 14 | Elect Alberto Weisser | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 18 | Shareholder Proposal Regarding Report on Pesticides | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
| Philip Morris International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PM | CUSIP 718172109 | 05/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Harold Brown | Mgmt | For | For | For | ||
| 2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
| 3 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
| 4 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
| 5 | Elect Werner Geissler | Mgmt | For | For | For | ||
| 6 | Elect Jennifer Li | Mgmt | For | For | For | ||
| 7 | Elect Jun Makihara | Mgmt | For | For | For | ||
| 8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
| 9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
| 10 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
| 11 | Elect Frederik Paulsen | Mgmt | For | For | For | ||
| 12 | Elect Robert B. Polet | Mgmt | For | For | For | ||
| 13 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Approval Of The 2017 Performance Incentive Plan | Mgmt | For | For | For | ||
| 17 | Approval Of The 2017 Stock Compensation Plan For Non-Employee Directors | Mgmt | For | For | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Shareholder Proposal Regarding Formation of Human Rights Review Committee | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | ||
| Power Assets Holdings Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0006 | CINS Y7092Q109 | 03/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Joint Venture | Mgmt | For | For | For | ||
| Power Assets Holdings Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0006 | CINS Y7092Q109 | 05/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Canning FOK Kin Ning | Mgmt | For | For | For | ||
| 6 | Elect Andrew J. Hunter | Mgmt | For | For | For | ||
| 7 | Elect Albert IP Yuk Keung | Mgmt | For | For | For | ||
| 8 | Elect Victor LI Tzar Kuoi | Mgmt | For | For | For | ||
| 9 | Elect Charles TSAI Chao Chung | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Praxair, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PX | CUSIP 74005P104 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
| 2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
| 3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
| 4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 5 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
| 6 | Elect Larry D. McVay | Mgmt | For | For | For | ||
| 7 | Elect Martin H. Richenhagen | Mgmt | For | For | For | ||
| 8 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
| 9 | Elect Robert L. Wood | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 13 | Approval of Amendments to the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||
| Priceline Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCLN | CUSIP 741503403 | 06/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | ||
| 1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||
| 1.3 | Elect Jan L. Docter | Mgmt | For | For | For | ||
| 1.4 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | ||
| 1.5 | Elect Glenn D. Fogel | Mgmt | For | For | For | ||
| 1.6 | Elect James M. Guyette | Mgmt | For | For | For | ||
| 1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | ||
| 1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
| 1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||
| 1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||
| 1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | ||
| 1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Prudential Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRU | CUSIP 744320102 | 05/09/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||
| 3 | Elect Mark B. Grier | Mgmt | For | For | For | ||
| 4 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||
| 5 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
| 6 | Elect Peter R. Lighte | Mgmt | For | For | For | ||
| 7 | Elect George Paz | Mgmt | For | For | For | ||
| 8 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
| 9 | Elect Christine A. Poon | Mgmt | For | For | For | ||
| 10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | ||
| 11 | Elect John R. Strangfeld | Mgmt | For | For | For | ||
| 12 | Elect Michael A. Todman | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Prudential plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRU | CINS G72899100 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Binding) | Mgmt | For | For | For | ||
| 4 | Elect Ann Helen Richards | Mgmt | For | For | For | ||
| 5 | Elect Howard J. Davies | Mgmt | For | For | For | ||
| 6 | Elect John Foley | Mgmt | For | For | For | ||
| 7 | Elect Penelope James | Mgmt | For | For | For | ||
| 8 | Elect David Law | Mgmt | For | For | For | ||
| 9 | Elect Paul Manduca | Mgmt | For | For | For | ||
| 10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
| 11 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
| 12 | Elect Anthony Nightingale | Mgmt | For | For | For | ||
| 13 | Elect Philip Remnant | Mgmt | For | For | For | ||
| 14 | Elect Alice Schroeder | Mgmt | For | For | For | ||
| 15 | Elect Barry Stowe | Mgmt | For | For | For | ||
| 16 | Elect Lord Turner | Mgmt | For | For | For | ||
| 17 | Elect Michael A. Wells | Mgmt | For | For | For | ||
| 18 | Elect Tony Wilkey | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | For | For | ||
| 20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
| 26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||
| 27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| QUALCOMM Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QCOM | CUSIP 747525103 | 03/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Barbara T. Alexander | Mgmt | For | For | For | ||
| 2 | Elect Jeffry W. Henderson | Mgmt | For | For | For | ||
| 3 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
| 4 | Elect Paul E. Jacobs | Mgmt | For | For | For | ||
| 5 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
| 6 | Elect Harish M. Manwani | Mgmt | For | For | For | ||
| 7 | Elect Mark D. McLaughlin | Mgmt | For | For | For | ||
| 8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | ||
| 9 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Francisco Ros | Mgmt | For | For | For | ||
| 11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | Against | Against | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Range Resources Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RRC | CUSIP 75281A109 | 09/15/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Range Resources Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RRC | CUSIP 75281A109 | 05/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Brenda A. Cline | Mgmt | For | For | For | ||
| 2 | Elect Anthony V. Dub | Mgmt | For | For | For | ||
| 3 | Elect Allen Finkelson | Mgmt | For | For | For | ||
| 4 | Elect James M. Funk | Mgmt | For | For | For | ||
| 5 | Elect Christopher A. Helms | Mgmt | For | For | For | ||
| 6 | Elect Robert A. Innamorati | Mgmt | For | For | For | ||
| 7 | Elect Mary Ralph Lowe | Mgmt | For | For | For | ||
| 8 | Elect Gregory G. Maxwell | Mgmt | For | For | For | ||
| 9 | Elect Kevin S. McCarthy | Mgmt | For | For | For | ||
| 10 | Elect Steffen E. Palko | Mgmt | For | For | For | ||
| 11 | Elect Jeffrey L. Ventura | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Rio Tinto plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RIO | CINS G75754104 | 04/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | ||
| 4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | ||
| 5 | Approval of Termination Payments | Mgmt | For | For | For | ||
| 6 | Elect Megan Clark | Mgmt | For | For | For | ||
| 7 | Elect David Constable | Mgmt | For | For | For | ||
| 8 | Elect Jan du Plessis | Mgmt | For | For | For | ||
| 9 | Elect Ann Godbehere | Mgmt | For | For | For | ||
| 10 | Elect Simon Henry | Mgmt | For | For | For | ||
| 11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | ||
| 12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
| 13 | Elect Michael L'Estrange | Mgmt | For | For | For | ||
| 14 | Elect Chris J. Lynch | Mgmt | For | For | For | ||
| 15 | Elect Paul M. Tellier | Mgmt | For | For | For | ||
| 16 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
| 17 | Elect John S. Varley | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Rio Tinto plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RIO | CINS G75754104 | 06/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Sale of Coal & Allied Industries Limited | Mgmt | For | For | For | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CUSIP 780259206 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
| 5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
| 6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 7 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
| 9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
| 14 | Elect Hans Wijers | Mgmt | For | For | For | ||
| 15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CINS G7690A100 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
| 5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
| 6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 7 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
| 9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
| 14 | Elect Hans Wijers | Mgmt | For | For | For | ||
| 15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CINS G7690A118 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
| 5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
| 6 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 7 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
| 9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
| 14 | Elect Hans Wijers | Mgmt | For | For | For | ||
| 15 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| Sabmiller Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAB | CINS G77395104 | 07/21/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Jan du Plessis | Mgmt | For | For | For | ||
| 4 | Elect Alan Clark | Mgmt | For | For | For | ||
| 5 | Elect Domenic De Lorenzo | Mgmt | For | For | For | ||
| 6 | Elect Mark Armour | Mgmt | For | For | For | ||
| 7 | Elect Dave Beran | Mgmt | For | For | For | ||
| 8 | Elect Geoffrey Bible | Mgmt | For | For | For | ||
| 9 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
| 10 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 11 | Elect Lesley Knox | Mgmt | For | For | For | ||
| 12 | Elect Trevor Manuel | Mgmt | For | For | For | ||
| 13 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
| 14 | Elect Carlos Alejandro Perez Davila | Mgmt | For | For | For | ||
| 15 | Elect Alejandro Santo Domingo | Mgmt | For | For | For | ||
| 16 | Elect Helen A. Weir | Mgmt | For | For | For | ||
| 17 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Sabmiller Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAB | CINS G77395104 | 09/28/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Court | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Scheme of Arrangement | Mgmt | For | For | For | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Sabmiller Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAB | CINS G77395104 | 09/28/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Effect Scheme of Arrangement | Mgmt | For | For | For | ||
| salesforce.com, inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRM | CUSIP 79466L302 | 06/06/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc R. Benioff | Mgmt | For | For | For | ||
| 2 | Elect Keith G. Block | Mgmt | For | For | For | ||
| 3 | Elect Craig A. Conway | Mgmt | For | For | For | ||
| 4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | ||
| 5 | Elect Neelie Kroes | Mgmt | For | For | For | ||
| 6 | Elect Colin L. Powell | Mgmt | For | For | For | ||
| 7 | Elect Sanford R. Robertson | Mgmt | For | For | For | ||
| 8 | Elect John V. Roos | Mgmt | For | For | For | ||
| 9 | Elect Robin L. Washington | Mgmt | For | For | For | ||
| 10 | Elect Maynard G. Webb | Mgmt | For | For | For | ||
| 11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | ||
| 12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Samsung Electronics Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005930 | CINS Y74718100 | 10/27/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Spin-off | Mgmt | For | For | For | ||
| 2 | Elect LEE Jae Yong | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Samsung Electronics Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005930 | CINS Y74718100 | 03/24/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Directors' Fees | Mgmt | For | For | For | ||
| Schlumberger N.V. (Schlumberger Limited) | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SLB | CUSIP 806857108 | 04/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
| 2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
| 3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | ||
| 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
| 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
| 6 | Elect Helge Lund | Mgmt | For | For | For | ||
| 7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
| 8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 9 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
| 10 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
| 11 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
| 12 | Elect Henri Seydoux | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Approval of the 2017 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
| 18 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||
| Sempra Energy | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRE | CUSIP 816851109 | 05/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
| 2 | Elect Kathleen L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Andres Conesa | Mgmt | For | For | For | ||
| 4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
| 5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
| 6 | Elect William D. Jones | Mgmt | For | For | For | ||
| 7 | Elect Bethany J. Mayer | Mgmt | For | For | For | ||
| 8 | Elect William G. Ouchi | Mgmt | For | For | For | ||
| 9 | Elect Debra L. Reed | Mgmt | For | For | For | ||
| 10 | Elect William C. Rusnack | Mgmt | For | For | For | ||
| 11 | Elect Lynn Schenk | Mgmt | For | For | For | ||
| 12 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
| 13 | Elect James C. Yardley | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/10/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect David J. McLachlan | Mgmt | For | For | For | ||
| 9 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Societe Generale S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLE | CINS F43638141 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Related Party Transactions | Mgmt | For | For | For | ||
| 9 | Severance and Non-Compete Agreements of Frederic Oudea, CEO | Mgmt | For | For | For | ||
| 10 | Severance and Non-Compete Agreements for Severin Cabannes | Mgmt | For | For | For | ||
| 11 | Severance and Non-Compete Agreements of Bernardo Sanchez Incera | Mgmt | For | For | For | ||
| 12 | Severance and Non-Compete Agreements and Retirement Benefits for Didier Valet | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | For | For | ||
| 14 | Remuneration of Lorenzo Bini Smaghi, Chairman | Mgmt | For | For | For | ||
| 15 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | ||
| 16 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, deputy CEOs | Mgmt | For | For | For | ||
| 17 | Remuneration Policy, Regulated Persons | Mgmt | For | For | For | ||
| 18 | Elect Alexandra Schaapveld | Mgmt | For | For | For | ||
| 19 | Elect Jean-Bernard Levy | Mgmt | For | For | For | ||
| 20 | Elect William Connelly | Mgmt | For | For | For | ||
| 21 | Elect Lubomira Rochet | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 23 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| SoftBank Group Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9984 | CINS J75963108 | 06/21/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Masayoshi Son | Mgmt | For | For | For | ||
| 4 | Elect Ken Miyauchi | Mgmt | For | For | For | ||
| 5 | Elect Ronald D. Fisher | Mgmt | For | For | For | ||
| 6 | Elect Marcelo Claure | Mgmt | For | For | For | ||
| 7 | Elect Rajeev Misra | Mgmt | For | For | For | ||
| 8 | Elect Simon Segars | Mgmt | For | For | For | ||
| 9 | Elect Yun MA | Mgmt | For | For | For | ||
| 10 | Elect Tadashi Yanai | Mgmt | For | For | For | ||
| 11 | Elect Shigenobu Nagamori | Mgmt | For | For | For | ||
| 12 | Elect Mark Schwartz | Mgmt | For | For | For | ||
| 13 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | ||
| 14 | Elect Masato Suzaki | Mgmt | For | For | For | ||
| 15 | Elect Sohichiroh Uno | Mgmt | For | For | For | ||
| 16 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | ||
| 17 | Equity Compensation Plan | Mgmt | For | For | For | ||
| Southwestern Energy Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWN | CUSIP 845467109 | 05/23/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Gass | Mgmt | For | For | For | ||
| 2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||
| 3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
| 4 | Elect Jon A. Marshall | Mgmt | For | For | For | ||
| 5 | Elect Elliott Pew | Mgmt | For | For | For | ||
| 6 | Elect Terry W. Rathert | Mgmt | For | For | For | ||
| 7 | Elect Alan H. Stevens | Mgmt | For | For | For | ||
| 8 | Elect William J. Way | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 11 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
| Spectra Energy Corp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SE | CUSIP 847560109 | 12/15/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| Stryker Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SYK | CUSIP 863667101 | 05/03/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
| 3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
| 4 | Elect Louise L. Francesconi | Mgmt | For | For | For | ||
| 5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
| 6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
| 7 | Elect Andrew K Silvernail | Mgmt | For | For | For | ||
| 8 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 11 | Amendment to the 2011 Performance Incentive Award Plan | Mgmt | For | For | For | ||
| 12 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 13 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Suncor Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SU | CUSIP 867224107 | 04/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | ||
| 1.2 | Elect Mel E. Benson | Mgmt | For | For | For | ||
| 1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | ||
| 1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | ||
| 1.5 | Elect John D. Gass | Mgmt | For | For | For | ||
| 1.6 | Elect John R. Huff | Mgmt | For | For | For | ||
| 1.7 | Elect Maureen McCaw | Mgmt | For | For | For | ||
| 1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | ||
| 1.9 | Elect Eira Thomas | Mgmt | For | For | For | ||
| 1.10 | Elect Steven W. Williams | Mgmt | For | For | For | ||
| 1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2330 | CINS Y84629107 | 06/08/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Taiwan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Amendments to Articles | Mgmt | For | For | For | ||
| 5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||
| 6 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | ||
| 7 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | ||
| Takeda Pharmaceutical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4502 | CINS J8129E108 | 06/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Christophe Weber | Mgmt | For | For | For | ||
| 4 | Elect Masato Iwasaki | Mgmt | For | For | For | ||
| 5 | Elect Andrew Plump | Mgmt | For | For | For | ||
| 6 | Elect James Kehoe | Mgmt | For | For | For | ||
| 7 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | ||
| 8 | Elect Emiko Higashi | Mgmt | For | For | For | ||
| 9 | Elect Michel Orsinger | Mgmt | For | For | For | ||
| 10 | Elect Masahiro Sakane | Mgmt | For | For | For | ||
| 11 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||
| 12 | Bonus | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Company Advisors | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Removal of Yasuchika Hasegawa | ShrHoldr | Against | Against | For | ||
| Texas Instruments Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TXN | CUSIP 882508104 | 04/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
| 3 | Elect Todd M. Bluedorn | Mgmt | For | For | For | ||
| 4 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
| 5 | Elect Janet F. Clark | Mgmt | For | For | For | ||
| 6 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
| 7 | Elect J.M. Hobby | Mgmt | For | For | For | ||
| 8 | Elect Ronald Kirk | Mgmt | For | For | For | ||
| 9 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
| 10 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
| 11 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
| 12 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| The Boeing Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BA | CUSIP 097023105 | 05/01/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
| 2 | Elect David L. Calhoun | Mgmt | For | For | For | ||
| 3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | ||
| 5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
| 7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | ||
| 8 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 9 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
| 10 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
| 11 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Report Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Report On Arms Sales to Israel | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | ||
| The Home Depot, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HD | CUSIP 437076102 | 05/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
| 2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
| 3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | ||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
| 7 | Elect Armando Codina | Mgmt | For | For | For | ||
| 8 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
| 9 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
| 10 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
| 11 | Elect Karen L. Katen | Mgmt | For | For | For | ||
| 12 | Elect Craig A. Menear | Mgmt | For | For | For | ||
| 13 | Elect Mark Vadon | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| The PNC Financial Services Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PNC | CUSIP 693475105 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 2 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | ||
| 3 | Elect William S. Demchak | Mgmt | For | For | For | ||
| 4 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
| 5 | Elect Daniel R. Hesse | Mgmt | For | For | For | ||
| 6 | Elect Kay Coles James | Mgmt | For | For | For | ||
| 7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
| 8 | Elect Jane G. Pepper | Mgmt | For | For | For | ||
| 9 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
| 10 | Elect Lorene K. Steffes | Mgmt | For | For | For | ||
| 11 | Elect Dennis F. Strigl | Mgmt | For | For | For | ||
| 12 | Elect Michael J. Ward | Mgmt | For | For | For | ||
| 13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
| The Procter & Gamble Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PG | CUSIP 742718109 | 10/11/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Francis S. Blake | Mgmt | For | For | For | ||
| 2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 4 | Elect Scott D. Cook | Mgmt | For | For | For | ||
| 5 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
| 6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
| 7 | Elect David. S. Taylor | Mgmt | For | For | For | ||
| 8 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
| 9 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
| 10 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Shareholder Proposal Regarding Review of Lobbying Organizations | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | ||
| The Progressive Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PGR | CUSIP 743315103 | 05/12/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | ||
| 2 | Elect Charles A. Davis | Mgmt | For | For | For | ||
| 3 | Elect Roger N. Farah | Mgmt | For | For | For | ||
| 4 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||
| 5 | Elect Susan Patricia Griffith | Mgmt | For | For | For | ||
| 6 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||
| 7 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||
| 8 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
| 9 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||
| 10 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 11 | Approval of the 2017 Executive Annual Incentive Plan | Mgmt | For | For | For | ||
| 12 | Approval of the 2017 Directors Equity Incentive Plan | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| The TJX Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TJX | CUSIP 872540109 | 06/06/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
| 2 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||
| 3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
| 4 | Elect David T. Ching | Mgmt | For | For | For | ||
| 5 | Elect Ernie Herrman | Mgmt | For | For | For | ||
| 6 | Elect Michael F. Hines | Mgmt | For | For | For | ||
| 7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
| 8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||
| 9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | ||
| 10 | Elect John F. O'Brien | Mgmt | For | For | For | ||
| 11 | Elect Willow B. Shire | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Reapproval Of Material Terms Of Performance Goals Under The Stock Incentive Plan | Mgmt | For | For | For | ||
| 14 | Reapproval of Material Terms of Performance Goals Under the Cash Incentive Plans | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Report Regarding Gender and Ethnicity Pay Equity | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| Thermo Fisher Scientific Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMO | CUSIP 883556102 | 05/17/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
| 3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
| 4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
| 8 | Elect William G. Parrett | Mgmt | For | For | For | ||
| 9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | ||
| 10 | Elect Scott M. Sperling | Mgmt | For | For | For | ||
| 11 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
| 12 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Time Warner Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TWX | CUSIP 887317303 | 02/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Time Warner Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TWX | CUSIP 887317303 | 06/15/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William P. Barr | Mgmt | For | For | For | ||
| 2 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
| 3 | Elect Robert Charles Clark | Mgmt | For | For | For | ||
| 4 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
| 5 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
| 6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
| 7 | Elect Fred Hassan | Mgmt | For | For | For | ||
| 8 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
| 9 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CINS F92124100 | 05/26/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | ||
| 8 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 10 | Elect Patricia Barbizet | Mgmt | For | For | For | ||
| 11 | Elect Marie-Christine Coisne-Roquette | Mgmt | For | For | For | ||
| 12 | Elect Mark Cutifani | Mgmt | For | For | For | ||
| 13 | Elect Carlos Tavares | Mgmt | For | For | For | ||
| 14 | Related Party Transactions | Mgmt | For | For | For | ||
| 15 | Remuneration of Patrick Pouyanne, Chairman and CEO | Mgmt | For | For | For | ||
| 16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| 17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| Toyota Motor Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7203 | CINS J92676113 | 06/14/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | ||
| 3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | ||
| 4 | Elect Akio Toyoda | Mgmt | For | For | For | ||
| 5 | Elect Didier Leroy | Mgmt | For | For | For | ||
| 6 | Elect Shigeki Terashi | Mgmt | For | For | For | ||
| 7 | Elect Osamu Nagata | Mgmt | For | For | For | ||
| 8 | Elect Ikuo Uno | Mgmt | For | For | For | ||
| 9 | Elect Haruhiko Katoh | Mgmt | For | For | For | ||
| 10 | Elect Mark T. Hogan | Mgmt | For | For | For | ||
| 11 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| 12 | Bonus | Mgmt | For | For | For | ||
| 13 | Directors' Fees | Mgmt | For | Against | Against | ||
| U.S. Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USB | CUSIP 902973304 | 04/18/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
| 3 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 4 | Elect Andrew Cecere | Mgmt | For | For | For | ||
| 5 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 7 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
| 8 | Elect Roland Hernandez | Mgmt | For | For | For | ||
| 9 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
| 10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
| 11 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
| 12 | Elect David B. O'Maley | Mgmt | For | For | For | ||
| 13 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
| 14 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
| 15 | Elect Scott W. Wine | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| UBS Group AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UBSG | CINS H892U1882 | 05/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Compensation Report | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 6 | Executive Compensation (Variable) | Mgmt | For | For | For | ||
| 7 | Executive Compensation (Fixed) | Mgmt | For | For | For | ||
| 8 | Elect Axel A. Weber as Board Chair | Mgmt | For | For | For | ||
| 9 | Elect Michel Demare | Mgmt | For | For | For | ||
| 10 | Elect David H. Sidwell | Mgmt | For | For | For | ||
| 11 | Elect Reto Francioni | Mgmt | For | For | For | ||
| 12 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
| 13 | Elect William G. Parrett | Mgmt | For | For | For | ||
| 14 | Elect Isabelle Romy | Mgmt | For | For | For | ||
| 15 | Elect Robert W. Scully | Mgmt | For | For | For | ||
| 16 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | ||
| 17 | Elect Dieter Wemmer | Mgmt | For | For | For | ||
| 18 | Elect Julie G. Richardson | Mgmt | For | For | For | ||
| 19 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | For | For | ||
| 20 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | For | For | ||
| 21 | Elect Reto Francioni as Compensation Committee Member | Mgmt | For | For | For | ||
| 22 | Elect William G. Parrett as Compensation Committee Member | Mgmt | For | For | For | ||
| 23 | Board Compensation | Mgmt | For | For | For | ||
| 24 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
| 25 | Appointment of Auditor | Mgmt | For | For | For | ||
| Union Pacific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNP | CUSIP 907818108 | 05/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 3 | Elect David B. Dillon | Mgmt | For | For | For | ||
| 4 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
| 5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
| 6 | Elect Jane H. Lute | Mgmt | For | For | For | ||
| 7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
| 8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
| 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
| 10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
| 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| United Technologies Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UTX | CUSIP 913017109 | 04/24/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd J Austin | Mgmt | For | For | For | ||
| 2 | Elect Diane M. Bryant | Mgmt | For | For | For | ||
| 3 | Elect John V. Faraci | Mgmt | For | For | For | ||
| 4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
| 5 | Elect Gregory J. Hayes | Mgmt | For | For | For | ||
| 6 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
| 7 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
| 8 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 9 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
| 10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
| 11 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
| 12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| UnitedHealth Group Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNH | CUSIP 91324P102 | 06/05/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
| 3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
| 5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
| 6 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
| 7 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
| 8 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
| 9 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Vale SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VALE3 | CINS P9661Q148 | 04/20/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Elect Marcelo Gasparino da Silva to the Board as Representative of Preferred Shareholders | Mgmt | N/A | For | N/A | ||
| 9 | Elect Robert Juenemann to the Supervisory Council as Representative of Preferred Shareholders | Mgmt | N/A | For | N/A | ||
| 10 | Remuneration Policy | Mgmt | For | Against | Against | ||
| 11 | Supervisory Council's Fees | Mgmt | For | For | For | ||
| Vale SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VALE3 | CUSIP 91912E105 | 08/12/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Ratification of Co-options of Motomu Takahashi and Marcelo Gasparino da Silva (Alternate Director) | Mgmt | For | For | For | ||
| 2 | Amendments to Articles Regarding Executive Board Age Limits | Mgmt | For | For | For | ||
| 3 | Amendments to Articles Regarding General Meeting Chairman | Mgmt | For | For | For | ||
| Vale SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VALE3 | CUSIP 91912E204 | 08/12/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles Regarding Executive Board Age Limits | Mgmt | For | For | For | ||
| 2 | Amendments to Articles Regarding General Meeting Chairman | Mgmt | For | For | For | ||
| Vale SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VALE3 | CINS P9661Q148 | 08/12/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Amendments to Articles Regarding Executive Board Age Limits | Mgmt | For | For | For | ||
| 6 | Amendments to Articles Regarding General Meeting Chairman | Mgmt | For | For | For | ||
| Vale SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VALE3 | CUSIP 91912E105 | 06/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Conversion of Preferred Shares | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Merger Agreement | Mgmt | For | Against | Against | ||
| 4 | Ratification of Appointment of Appraiser | Mgmt | For | Against | Against | ||
| 5 | Valuation Report | Mgmt | For | Against | Against | ||
| 6 | Merger (Valepar) | Mgmt | For | Against | Against | ||
| 7 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | Against | Against | ||
| Vale SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VALE3 | CUSIP 91912E204 | 06/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Conversion of Preferred Shares | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Merger Agreement | Mgmt | For | Against | Against | ||
| 4 | Ratification of Appointment of Appraiser | Mgmt | For | Against | Against | ||
| 5 | Valuation Report | Mgmt | For | Against | Against | ||
| 6 | Merger (Valepar) | Mgmt | For | Against | Against | ||
| 7 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | Against | Against | ||
| Vale SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VALE3 | CINS P9661Q148 | 06/27/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Conversion of Preferred Shares | Mgmt | For | Against | Against | ||
| 4 | Amendments to Articles | Mgmt | For | For | For | ||
| 5 | Merger Agreement | Mgmt | For | Against | Against | ||
| 6 | Ratification of Appointment of Appraiser | Mgmt | For | Against | Against | ||
| 7 | Valuation Report | Mgmt | For | Against | Against | ||
| 8 | Merger (Valepar) | Mgmt | For | Against | Against | ||
| 9 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | Against | Against | ||
| 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Verizon Communications Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VZ | CUSIP 92343V104 | 05/04/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
| 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
| 3 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
| 4 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
| 5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
| 6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | ||
| 7 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
| 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
| 10 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
| 11 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
| 12 | Elect Gregory G. Weaver | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 16 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Clawback Policy | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Limiting Matching Contributions for Executives | ShrHoldr | Against | Against | For | ||
| Visa Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| V | CUSIP 92826C839 | 01/31/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
| 2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
| 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
| 4 | Elect Gary A. Hoffman | Mgmt | For | For | For | ||
| 5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
| 7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 8 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
| 9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Vodafone Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VOD | CINS G93882192 | 07/29/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 3 | Elect Vittorio Colao | Mgmt | For | For | For | ||
| 4 | Elect Nicholas J. Read | Mgmt | For | For | For | ||
| 5 | Elect Crispin Davis | Mgmt | For | For | For | ||
| 6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
| 7 | Elect Clara Furse | Mgmt | For | For | For | ||
| 8 | Elect Valerie F. Gooding | Mgmt | For | For | For | ||
| 9 | Elect Renee J. James | Mgmt | For | For | For | ||
| 10 | Elect Samuel E. Jonah | Mgmt | For | For | For | ||
| 11 | Elect Nick Land | Mgmt | For | For | For | ||
| 12 | Elect David Nish | Mgmt | For | For | For | ||
| 13 | Elect Philip Yea | Mgmt | For | For | For | ||
| 14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 15 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Wells Fargo & Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WFC | CUSIP 949746101 | 04/25/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Baker II | Mgmt | For | For | For | ||
| 2 | Elect John S. Chen | Mgmt | For | For | For | ||
| 3 | Elect Lloyd H. Dean | Mgmt | For | Against | Against | ||
| 4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
| 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||
| 6 | Elect Donald M. James | Mgmt | For | For | For | ||
| 7 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
| 8 | Elect Karen B. Peetz | Mgmt | For | For | For | ||
| 9 | Elect Federico F. Pena | Mgmt | For | Against | Against | ||
| 10 | Elect James H. Quigley | Mgmt | For | Against | Against | ||
| 11 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
| 12 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
| 13 | Elect Timothy J. Sloan | Mgmt | For | For | For | ||
| 14 | Elect Susan Swenson | Mgmt | For | For | For | ||
| 15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Shareholder Proposal Regarding Retail Banking Sales Practices Report | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | ||
| Western Union Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WU | CUSIP 959802109 | 05/11/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Martin I. Cole | Mgmt | For | For | For | ||
| 2 | Elect Hikmet Ersek | Mgmt | For | For | For | ||
| 3 | Elect Richard A. Goodman | Mgmt | For | For | For | ||
| 4 | Elect Betsy D. Holden | Mgmt | For | For | For | ||
| 5 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | ||
| 6 | Elect Roberto G. Mendoza | Mgmt | For | For | For | ||
| 7 | Elect Michael A. Miles, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Robert W. Selander | Mgmt | For | For | For | ||
| 9 | Elect Frances Fragos Townsend | Mgmt | For | For | For | ||
| 10 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | ||
| Willis Towers Watson PLC | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WLTW | CUSIP G96629103 | 06/13/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
| 2 | Elect Victor F. Ganzi | Mgmt | For | For | For | ||
| 3 | Elect John J. Haley | Mgmt | For | For | For | ||
| 4 | Elect Wendy E. Lane | Mgmt | For | For | For | ||
| 5 | Elect James F. McCann | Mgmt | For | For | For | ||
| 6 | Elect Brendan R. O'Neill | Mgmt | For | For | For | ||
| 7 | Elect Jaymin Patel | Mgmt | For | For | For | ||
| 8 | Elect Linda D. Rabbitt | Mgmt | For | For | For | ||
| 9 | Elect Paul Thomas | Mgmt | For | For | For | ||
| 10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | ||
| 11 | Elect Wilhelm Zeller | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 15 | Amendment to Articles to adopt Proxy Access | Mgmt | For | For | For | ||
| 16 | Amendments to Adopt Plurality Voting Standard in Contested Elections | Mgmt | For | For | For | ||
| 17 | Authorization of Board to Set Board Size | Mgmt | For | For | For | ||
| 18 | Amendments to Advance Notice Provision and Other Amendments in Connection with Ireland Companies Act of 2014 | Mgmt | For | For | For | ||
| 19 | Technical Amendments to Memorandum of Association | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| WPP Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WPP | CINS G9788D103 | 06/07/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 4 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 5 | Sustainability Report (Advisory) | Mgmt | For | For | For | ||
| 6 | Elect Roberto Quarta | Mgmt | For | For | For | ||
| 7 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
| 8 | Elect Ruigang Li | Mgmt | For | For | For | ||
| 9 | Elect Paul Richardson | Mgmt | For | For | For | ||
| 10 | Elect Hugo SHONG | Mgmt | For | For | For | ||
| 11 | Elect Martin S. Sorrell | Mgmt | For | For | For | ||
| 12 | Elect Sally Susman | Mgmt | For | For | For | ||
| 13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||
| 14 | Elect John Hood | Mgmt | For | For | For | ||
| 15 | Elect Nicole Seligman | Mgmt | For | For | For | ||
| 16 | Elect Daniela Riccardi | Mgmt | For | For | For | ||
| 17 | Elect Tarek M.N. Farahat | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | Against | Against | ||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Wyndham Worldwide Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WYN | CUSIP 98310W108 | 05/09/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | ||
| 1.2 | Elect Louise F. Brady | Mgmt | For | For | For | ||
| 1.3 | Elect James E. Buckman | Mgmt | For | For | For | ||
| 1.4 | Elect George Herrera | Mgmt | For | For | For | ||
| 1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | ||
| 1.6 | Elect Brian Mulroney | Mgmt | For | For | For | ||
| 1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | ||
| 1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Xilinx, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XLNX | CUSIP 983919101 | 08/10/2016 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dennis Segers | Mgmt | For | For | For | ||
| 2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | ||
| 3 | Elect Saar Gillai | Mgmt | For | For | For | ||
| 4 | Elect Ronald Jankov | Mgmt | For | For | For | ||
| 5 | Elect Thomas H. Lee | Mgmt | For | For | For | ||
| 6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
| 7 | Elect Albert A. Pimentel | Mgmt | For | For | For | ||
| 8 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | ||
| 10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Yum China Holdings Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YUMC | CUSIP 98850P109 | 04/28/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter A. Bassi | Mgmt | For | For | For | ||
| 2 | Elect Ed Yiu-Cheong Chan | Mgmt | For | For | For | ||
| 3 | Elect Edouard Ettedgui | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Yum! Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YUM | CUSIP 988498101 | 05/19/2017 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Paget L. Alves | Mgmt | For | For | For | ||
| 2 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
| 3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
| 4 | Elect Brian C. Cornell | Mgmt | For | For | For | ||
| 5 | Elect Greg Creed | Mgmt | For | For | For | ||
| 6 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
| 7 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
| 8 | Elect P. Justin Skala | Mgmt | For | For | For | ||
| 9 | Elect Elane B. Stock | Mgmt | For | For | For | ||
| 10 | Elect Robert D. Walter | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 14 | Shareholder Proposal Regarding Deforestation and Human Rights Policy | ShrHoldr | Against | Against | For | ||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE INVESTMENT COMPANY OF AMERICA
(Registrant)
| By /s/ James B. Lovelace |
|
James B. Lovelace, Vice Chairman and Principal Executive Officer |
| Date: August 28, 2017 |