UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-00116
The Investment Company of America
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: December 31
Date of reporting period: July 1, 2012 - June 30, 2013
Vincent P. Corti
The Investment Company of America
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
| Item 1: Proxy Voting Record Fund Name : The Investment Company of America Reporting Period : July 01, 2012 - June 30, 2013 | |||||||
| Abbott Laboratories | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
| 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
| 1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
| 1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||
| 1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
| 1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
| 1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
| 1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
| 1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
| 1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| AbbVie Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William Burnside | Mgmt | For | For | For | ||
| 1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||
| 1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
| 5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
| Accenture plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACN | CUSIP G1151C101 | 02/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect William Kimsey | Mgmt | For | For | For | ||
| 3 | Elect Robert Lipp | Mgmt | For | For | For | ||
| 4 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
| 5 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
| 6 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 9 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | ||
| 10 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Adobe Systems Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADBE | CUSIP 00724F101 | 04/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Amy Banse | Mgmt | For | For | For | ||
| 2 | Elect Kelly Barlow | Mgmt | For | For | For | ||
| 3 | Elect Edward Barnholt | Mgmt | For | For | For | ||
| 4 | Elect Robert Burgess | Mgmt | For | For | For | ||
| 5 | Elect Frank Calderoni | Mgmt | For | For | For | ||
| 6 | Elect Michael Cannon | Mgmt | For | For | For | ||
| 7 | Elect James Daley | Mgmt | For | For | For | ||
| 8 | Elect Laura Desmond | Mgmt | For | For | For | ||
| 9 | Elect Charles Geschke | Mgmt | For | For | For | ||
| 10 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 11 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
| 12 | Elect Robert Sedgewick | Mgmt | For | For | For | ||
| 13 | Elect John Warnock | Mgmt | For | For | For | ||
| 14 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Aetna Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
| 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
| 3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
| 5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
| 6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
| 7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||
| 8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
| 9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
| 11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
| 12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHoldr | Against | Against | For | ||
| Alexion Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALXN | CUSIP 015351109 | 05/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Leonard Bell | Mgmt | For | For | For | ||
| 1.2 | Elect Max Link | Mgmt | For | For | For | ||
| 1.3 | Elect William R. Keller | Mgmt | For | For | For | ||
| 1.4 | Elect Joseph A. Madri | Mgmt | For | For | For | ||
| 1.5 | Elect Larry Mathis | Mgmt | For | For | For | ||
| 1.6 | Elect R. Douglas Norby | Mgmt | For | For | For | ||
| 1.7 | Elect Alvin S. Parven | Mgmt | For | For | For | ||
| 1.8 | Elect Andreas Rummelt | Mgmt | For | For | For | ||
| 1.9 | Elect Ann M. Veneman | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Amendment to the 2004 Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Allergan, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGN | CUSIP 018490102 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David E.I. Pyott | Mgmt | For | For | For | ||
| 2 | Elect Michael R. Gallagher | Mgmt | For | For | For | ||
| 3 | Elect Deborah Dunsire | Mgmt | For | For | For | ||
| 4 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||
| 5 | Elect Trevor M. Jones | Mgmt | For | For | For | ||
| 6 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||
| 8 | Elect Timothy D. Proctor | Mgmt | For | For | For | ||
| 9 | Elect Russell T. Ray | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Altria Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||
| 2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||
| 3 | Elect John T. Casteen III | Mgmt | For | For | For | ||
| 4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
| 5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
| 6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||
| 7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
| 8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
| 9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
| 10 | Elect George Munoz | Mgmt | For | For | For | ||
| 11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Amazon.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
| 2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
| 3 | Elect John Seely Brown | Mgmt | For | For | For | ||
| 4 | Elect William B. Gordon | Mgmt | For | For | For | ||
| 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
| 6 | Elect Alain Monie | Mgmt | For | For | For | ||
| 7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||
| 8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
| AMGEN Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David Baltimore | Mgmt | For | For | For | ||
| 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
| 4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
| 5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
| 6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
| 7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
| 8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
| 9 | Elect Tyler Jacks | Mgmt | For | For | For | ||
| 10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||
| 11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
| 12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||
| 13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| Anheuser-Busch Inbev SA/NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABI | CINS B6399C107 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Belgium | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | Against | Against | ||
| 6 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||
| 7 | Authority to Increase Capital for Stock Options | Mgmt | For | Against | Against | ||
| 8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | Against | Against | ||
| 9 | Authorization of Legal Formalities | Mgmt | For | Against | Against | ||
| 10 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Anheuser-Busch Inbev SA/NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABI | CINS B6399C107 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Belgium | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
| 10 | Elect Kees J. Storm | Mgmt | For | For | For | ||
| 11 | Appointment of PricewaterhouseCoopers and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Remuneration Report | Mgmt | For | For | For | ||
| 13 | Stock Option Plan for US Employees | Mgmt | For | For | For | ||
| 14 | Directors' Fees | Mgmt | For | For | For | ||
| 15 | Change of Control Clause Regarding the EMNT Program | Mgmt | For | For | For | ||
| 16 | Change of Control Clause Regarding the Senior Facilities Agreement | Mgmt | For | For | For | ||
| 17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Aon plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
| 2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
| 3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
| 4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||
| 5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||
| 6 | Elect J. Michael Losh | Mgmt | For | For | For | ||
| 7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
| 8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
| 9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
| 10 | Elect Gloria Santona | Mgmt | For | For | For | ||
| 11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
| 12 | Accounts and Reports | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 17 | U.K. Remuneration Report | Mgmt | For | Against | Against | ||
| 18 | Global Share Purchase Plan | Mgmt | For | For | For | ||
| Apache Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| APA | CUSIP 037411105 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Eugene C. Fiedorek | Mgmt | For | For | For | ||
| 2 | Elect Chansoo Joung | Mgmt | For | For | For | ||
| 3 | Elect William C. Montgomery | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | ||
| Apple Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||
| 1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
| 1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||
| 1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
| 1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
| 1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
| ArcelorMittal S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MT | CINS L0302D129 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Luxembourg | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||
| 5 | Directors' Fees | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Elect Vanisha Mittal Bhatia | Mgmt | For | For | For | ||
| 8 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | ||
| 9 | Elect Jeannot Krecke | Mgmt | For | For | For | ||
| 10 | Appointment of Deloitte | Mgmt | For | For | For | ||
| 11 | Performance Share Unit Plan | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| AT&T Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| T | CUSIP 00206R102 | 04/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
| 2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | ||
| 3 | Elect Reuben V. Anderson | Mgmt | For | For | For | ||
| 4 | Elect James H. Blanchard | Mgmt | For | For | For | ||
| 5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||
| 6 | Elect Scott T. Ford | Mgmt | For | For | For | ||
| 7 | Elect James P. Kelly | Mgmt | For | For | For | ||
| 8 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
| 9 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 10 | Elect John B. McCoy | Mgmt | For | For | For | ||
| 11 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
| 12 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
| 13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Political Spending | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Lead Batteries | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Automatic Data Processing, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADP | CUSIP 053015103 | 11/13/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ellen Alemany | Mgmt | For | For | For | ||
| 1.2 | Elect Gregory Brenneman | Mgmt | For | For | For | ||
| 1.3 | Elect Leslie Brun | Mgmt | For | For | For | ||
| 1.4 | Elect Richard Clark | Mgmt | For | For | For | ||
| 1.5 | Elect Eric Fast | Mgmt | For | For | For | ||
| 1.6 | Elect Linda Gooden | Mgmt | For | For | For | ||
| 1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 1.8 | Elect John Jones | Mgmt | For | For | For | ||
| 1.9 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||
| 1.10 | Elect Enrique Salem | Mgmt | For | For | For | ||
| 1.11 | Elect Gregory Summe | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Avon Products, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVP | CUSIP 054303102 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | ||
| 1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||
| 1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||
| 1.5 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
| 1.6 | Elect Sheri McCoy | Mgmt | For | For | For | ||
| 1.7 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
| 1.9 | Elect Gary M. Rodkin | Mgmt | For | For | For | ||
| 1.10 | Elect Paula Stern | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
| 4 | 2013 - 2017 Executive Incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Product Safety | ShrHoldr | Against | Against | For | ||
| Baker Hughes Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BHI | CUSIP 057224107 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Larry D. Brady | Mgmt | For | For | For | ||
| 1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
| 1.4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
| 1.5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | ||
| 1.6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
| 1.7 | Elect Pierre J. Jungels | Mgmt | For | For | For | ||
| 1.8 | Elect James A. Lash | Mgmt | For | For | For | ||
| 1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
| 1.10 | Elect James W. Stewart | Mgmt | For | For | For | ||
| 1.11 | Elect Charles L. Watson | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Amendment to the 2002 Director and Officer Long-Term Incentive Plan | Mgmt | For | For | For | ||
| Barrick Gold Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Howard L. Beck | Mgmt | For | For | For | ||
| 1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||
| 1.3 | Elect Donald J. Carty | Mgmt | For | For | For | ||
| 1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
| 1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | ||
| 1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
| 1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
| 1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||
| 1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||
| 1.10 | Elect Peter Munk | Mgmt | For | For | For | ||
| 1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
| 1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||
| 1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Bayer AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAY | CINS D0712D163 | 04/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Intra-company Control Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| Berkshire Hathaway Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRK.A | CUSIP 084670702 | 05/04/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||
| 1.2 | Elect Charles Munger | Mgmt | For | For | For | ||
| 1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||
| 1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||
| 1.5 | Elect Susan Decker | Mgmt | For | For | For | ||
| 1.6 | Elect William Gates III | Mgmt | For | For | For | ||
| 1.7 | Elect David Gottesman | Mgmt | For | For | For | ||
| 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||
| 1.9 | Elect Donald Keough | Mgmt | For | For | For | ||
| 1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||
| 1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||
| 1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||
| 1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | ||
| 2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| BG Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BG | CINS G1245Z108 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Den Jones | Mgmt | For | For | For | ||
| 5 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||
| 6 | Elect Peter Backhouse | Mgmt | For | For | For | ||
| 7 | Elect Vivienne Cox | Mgmt | For | For | For | ||
| 8 | Elect Chris Finlayson | Mgmt | For | For | For | ||
| 9 | Elect Andrew Gould | Mgmt | For | For | For | ||
| 10 | Elect Baroness Hogg | Mgmt | For | For | For | ||
| 11 | Elect John Hood | Mgmt | For | For | For | ||
| 12 | Elect Martin Houston | Mgmt | For | For | For | ||
| 13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||
| 14 | Elect Sir David Manning | Mgmt | For | For | For | ||
| 15 | Elect Mark Seligman | Mgmt | For | For | For | ||
| 16 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor | Mgmt | For | For | For | ||
| 18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Biogen Idec, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BIIB | CUSIP 09062X103 | 06/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Caroline Dorsa | Mgmt | For | For | For | ||
| 2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | ||
| 3 | Elect George A. Scangos | Mgmt | For | For | For | ||
| 4 | Elect Lynn Schenk | Mgmt | For | For | For | ||
| 5 | Elect Alexander J. Denner | Mgmt | For | For | For | ||
| 6 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
| 7 | Elect Richard C. Mulligan | Mgmt | For | For | For | ||
| 8 | Elect Robert W. Pangia | Mgmt | For | For | For | ||
| 9 | Elect Brian S. Posner | Mgmt | For | For | For | ||
| 10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | ||
| 11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | ||
| 12 | Elect William D. Young | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to the 2008 Performance-Based Management Incentive Plan | Mgmt | For | For | For | ||
| 16 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| BP plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BP | CUSIP 055622104 | 04/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
| 4 | Elect Iain C. Conn | Mgmt | For | For | For | ||
| 5 | Elect Brian Gilvary | Mgmt | For | For | For | ||
| 6 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
| 7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
| 8 | Elect Antony Burgmans | Mgmt | For | For | For | ||
| 9 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
| 10 | Elect George David | Mgmt | For | For | For | ||
| 11 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 12 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||
| 13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
| 14 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||
| 15 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
| 16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| BP plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BP | CINS G12793108 | 04/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
| 4 | Elect Iain C. Conn | Mgmt | For | For | For | ||
| 5 | Elect Brian Gilvary | Mgmt | For | For | For | ||
| 6 | Elect Paul M. Anderson | Mgmt | For | For | For | ||
| 7 | Elect Frank L. Bowman | Mgmt | For | For | For | ||
| 8 | Elect Antony Burgmans | Mgmt | For | For | For | ||
| 9 | Elect Cynthia B. Carroll | Mgmt | For | For | For | ||
| 10 | Elect George David | Mgmt | For | For | For | ||
| 11 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 12 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||
| 13 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
| 14 | Elect Phuthuma F. Nhleko | Mgmt | For | For | For | ||
| 15 | Elect Andrew B. Shilston | Mgmt | For | For | For | ||
| 16 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Broadcom Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRCM | CUSIP 111320107 | 05/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect Nancy H. Handel | Mgmt | For | For | For | ||
| 1.3 | Elect Eddy W. Hartenstein | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Maria Klawe | Mgmt | For | For | For | ||
| 1.5 | Elect John E. Major | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
| 1.7 | Elect William T. Morrow | Mgmt | For | Withhold | Against | ||
| 1.8 | Elect Henry Samueli | Mgmt | For | For | For | ||
| 1.9 | Elect Robert E. Switz | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Canadian Natural Resources Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNQ | CUSIP 136385101 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||
| 1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||
| 1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||
| 1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||
| 1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||
| 1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||
| 1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||
| 1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||
| 1.9 | Elect Keith A.J. MacPhail | Mgmt | For | For | For | ||
| 1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | ||
| 1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | ||
| 1.12 | Elect David A. Tuer | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Stock Option Plan Renewal | Mgmt | For | Against | Against | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Capital One Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
| 2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||
| 3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
| 4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
| 5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
| 6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
| 7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
| 8 | Elect Catherine G. West | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||
| 12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||
| 13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||
| CenturyLink, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTL | CUSIP 156700106 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | ||
| 1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect Fred R. Nichols | Mgmt | For | For | For | ||
| 1.4 | Elect William A. Owens | Mgmt | For | For | For | ||
| 1.5 | Elect Harvey P. Perry | Mgmt | For | For | For | ||
| 1.6 | Elect Glen F. Post III | Mgmt | For | For | For | ||
| 1.7 | Elect Laurie A. Siegel | Mgmt | For | For | For | ||
| 1.8 | Elect Joseph R. Zimmel | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Bonus Deferrals | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | ||
| Chevron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
| 2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
| 3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 5 | Elect George L. Kirkland | Mgmt | For | For | For | ||
| 6 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 7 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
| 8 | Elect John G. Stumpf | Mgmt | For | For | For | ||
| 9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 10 | Elect Carl Ware | Mgmt | For | For | For | ||
| 11 | Elect John S. Watson | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
| Cisco Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Carol Bartz | Mgmt | For | For | For | ||
| 2 | Elect Marc Benioff | Mgmt | For | For | For | ||
| 3 | Elect M. Michele Burns | Mgmt | For | For | For | ||
| 4 | Elect Michael Capellas | Mgmt | For | For | For | ||
| 5 | Elect Larry Carter | Mgmt | For | For | For | ||
| 6 | Elect John Chambers | Mgmt | For | For | For | ||
| 7 | Elect Brian Halla | Mgmt | For | For | For | ||
| 8 | Elect John Hennessy | Mgmt | For | For | For | ||
| 9 | Elect Kristina Johnson | Mgmt | For | For | For | ||
| 10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||
| 11 | Elect Roderick McGeary | Mgmt | For | For | For | ||
| 12 | Elect Arun Sarin | Mgmt | For | For | For | ||
| 13 | Elect Steven West | Mgmt | For | For | For | ||
| 14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHoldr | Against | Against | For | ||
| Citigroup Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| C | CUSIP 172967424 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
| 2 | Elect Franz B. Humer | Mgmt | For | For | For | ||
| 3 | Elect Robert L. Joss | Mgmt | For | For | For | ||
| 4 | Elect Michael E. O'Neill | Mgmt | For | For | For | ||
| 5 | Elect Judith Rodin | Mgmt | For | For | For | ||
| 6 | Elect Robert L. Ryan | Mgmt | For | For | For | ||
| 7 | Elect Anthony M. Santomero | Mgmt | For | For | For | ||
| 8 | Elect Joan E. Spero | Mgmt | For | For | For | ||
| 9 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
| 10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Director Indemnification | ShrHoldr | Against | Against | For | ||
| Comcast Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
| 1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
| 1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
| 1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||
| 1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
| 1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
| 1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
| 1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
| 1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
| 1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
| 1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| 4 | Sharheolder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
| Conagra Foods, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAG | CUSIP 205887102 | 09/21/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mogens Bay | Mgmt | For | For | For | ||
| 1.2 | Elect Stephen Butler | Mgmt | For | For | For | ||
| 1.3 | Elect Steven Goldstone | Mgmt | For | For | For | ||
| 1.4 | Elect Joie Gregor | Mgmt | For | For | For | ||
| 1.5 | Elect Rajive Johri | Mgmt | For | For | For | ||
| 1.6 | Elect William Jurgensen | Mgmt | For | For | For | ||
| 1.7 | Elect Richard Lenny | Mgmt | For | For | For | ||
| 1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
| 1.9 | Elect Gary Rodkin | Mgmt | For | For | For | ||
| 1.10 | Elect Andrew Schindler | Mgmt | For | For | For | ||
| 1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| ConocoPhillips | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COP | CUSIP 20825C104 | 05/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard L. Armitage | Mgmt | For | For | For | ||
| 2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | ||
| 3 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Jody L Freeman | Mgmt | For | For | For | ||
| 5 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
| 6 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
| 7 | Elect Mohd H. Marican | Mgmt | For | For | For | ||
| 8 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
| 9 | Elect Harald J. Norvik | Mgmt | For | For | For | ||
| 10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | ||
| Corning Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLW | CUSIP 219350105 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John Seely Brown | Mgmt | For | For | For | ||
| 2 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
| 3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||
| 4 | Elect Richard T. Clark | Mgmt | For | For | For | ||
| 5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | ||
| 6 | Elect James B. Flaws | Mgmt | For | For | For | ||
| 7 | Elect Kurt M. Landgraf | Mgmt | For | For | For | ||
| 8 | Elect Kevin J. Martin | Mgmt | For | For | For | ||
| 9 | Elect Deborah D. Rieman | Mgmt | For | For | For | ||
| 10 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
| 11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
| 12 | Elect Mark S. Wrighton | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Credit Suisse Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSGN | CINS H3698D419 | 04/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Compensation Report | Mgmt | For | For | For | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 8 | Allocation of Profits | Mgmt | For | For | For | ||
| 9 | Dividend from Reserves; Scrip Dividend | Mgmt | For | For | For | ||
| 10 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
| 11 | Increase in Conditional Capital for Employee Compensation Plan | Mgmt | For | Against | Against | ||
| 12 | Amendments to Articles | Mgmt | For | For | For | ||
| 13 | Elect Noreen Doyle | Mgmt | For | For | For | ||
| 14 | Elect Jassim Bin Hamad Bin Jassim Bin Jabr Al Thani | Mgmt | For | For | For | ||
| 15 | Elect Kaikhushru Shiavax Nargolwala | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Appointment of Special Auditor | Mgmt | For | For | For | ||
| 18 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
| CSX Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSX | CUSIP 126408103 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
| 2 | Elect John B. Breaux | Mgmt | For | For | For | ||
| 3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
| 5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
| 6 | Elect Gilbert H. Lamphere | Mgmt | For | For | For | ||
| 7 | Elect John D. McPherson | Mgmt | For | For | For | ||
| 8 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
| 9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
| 10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
| 11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
| 12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | ||
| 13 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CVS Caremark Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect C. David Brown II | Mgmt | For | For | For | ||
| 2 | Elect David W. Dorman | Mgmt | For | For | For | ||
| 3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
| 4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||
| 5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
| 6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
| 7 | Elect Richard J. Swift | Mgmt | For | For | For | ||
| 8 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 9 | Elect Tony L. White | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 13 | Reduction of Voting Thresholds in the Fair Price Provision |
Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Daimler AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DAI | CINS D1668R123 | 04/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Elect Sari Baldauf | Mgmt | For | For | For | ||
| 12 | Elect Jurgen Hambrecht | Mgmt | For | For | For | ||
| 13 | Elect Andrea Jung | Mgmt | For | For | For | ||
| Danaher Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHR | CUSIP 235851102 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
| 2 | Elect Linda P. Hefner | Mgmt | For | For | For | ||
| 3 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
| 4 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Steven M. Rales | Mgmt | For | For | For | ||
| 6 | Elect John T. Schwieters | Mgmt | For | For | For | ||
| 7 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
| Deere & Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DE | CUSIP 244199105 | 02/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Samuel R. Allen | Mgmt | For | For | For | ||
| 2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
| 3 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
| 4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Dipak C. Jain | Mgmt | For | For | For | ||
| 6 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
| 7 | Elect Joachim Milberg | Mgmt | For | For | For | ||
| 8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
| 9 | Elect Thomas H. Patrick | Mgmt | For | For | For | ||
| 10 | Elect Aulana L. Peters | Mgmt | For | For | For | ||
| 11 | Elect Sherry M. Smith | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Re-approval of Mid-Term Incentive Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Deutsche Bank AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DBK | CINS D18190898 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Trade in Company Stock | Mgmt | For | Against | Against | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||
| 14 | Compensation Policy | Mgmt | For | For | For | ||
| 15 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
| 16 | Elect John Cryan | Mgmt | For | For | For | ||
| 17 | Elect Henning Kagermann | Mgmt | For | For | For | ||
| 18 | Elect Suzanne B. Labarge | Mgmt | For | For | For | ||
| 19 | Elect Johannes Teyssen | Mgmt | For | For | For | ||
| 20 | Elect George F. Thoma | Mgmt | For | For | For | ||
| 21 | Elect Tilman Todenhofer | Mgmt | For | For | For | ||
| 22 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 23 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||
| 24 | Intra-company Control Agreement | Mgmt | For | For | For | ||
| Devon Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DVN | CUSIP 25179M103 | 06/05/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert H. Henry | Mgmt | For | For | For | ||
| 1.2 | Elect John A. Hill | Mgmt | For | For | For | ||
| 1.3 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
| 1.4 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
| 1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
| 1.6 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
| 1.7 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
| 1.8 | Elect John Richels | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| DIRECTV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DTV | CUSIP 25490A309 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Neil R. Austrian | Mgmt | For | For | For | ||
| 2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
| 4 | Elect David B. Dillon | Mgmt | For | For | For | ||
| 5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Dixon R. Doll | Mgmt | For | For | For | ||
| 7 | Elect Charles R. Lee | Mgmt | For | For | For | ||
| 8 | Elect Peter A. Lund | Mgmt | For | For | For | ||
| 9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||
| 10 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
| 11 | Elect Michael D. White | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Dominion Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| D | CUSIP 25746U109 | 05/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William P. Barr | Mgmt | For | For | For | ||
| 2 | Elect Peter W. Brown | Mgmt | For | For | For | ||
| 3 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
| 4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
| 6 | Elect John W. Harris | Mgmt | For | For | For | ||
| 7 | Elect Robert S. Jepson, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Mark J. Kington | Mgmt | For | For | For | ||
| 9 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
| 10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
| 12 | Elect David A. Wollard | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Amendment to Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Linking Pay to Sustainability | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHoldr | Against | Against | For | ||
| Dover Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DOV | CUSIP 260003108 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David H. Benson | Mgmt | For | For | For | ||
| 2 | Elect Robert W. Cremin | Mgmt | For | For | For | ||
| 3 | Elect Jean-Pierre M. Ergas | Mgmt | For | For | For | ||
| 4 | Elect Peter T. Francis | Mgmt | For | For | For | ||
| 5 | Elect Kristiane C. Graham | Mgmt | For | For | For | ||
| 6 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
| 7 | Elect Robert A. Livingston | Mgmt | For | For | For | ||
| 8 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
| 9 | Elect Bernard G. Rethore | Mgmt | For | For | For | ||
| 10 | Elect Michael B. Stubbs | Mgmt | For | For | For | ||
| 11 | Elect Stephen M. Todd | Mgmt | For | For | For | ||
| 12 | Elect Stephen K. Wagner | Mgmt | For | For | For | ||
| 13 | Elect Mary A. Winston | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| EADS: European Aeronautic Defence and Space Company N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EAD | CINS F17114103 | 03/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Amendments to Articles | Mgmt | For | For | For | ||
| 5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 6 | Cancellation of Shares | Mgmt | For | For | For | ||
| 7 | Elect Thomas Enders | Mgmt | For | For | For | ||
| 8 | Elect Manfred Bischoff | Mgmt | For | For | For | ||
| 9 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Hans-Peter Keitel | Mgmt | For | For | For | ||
| 11 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | ||
| 12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
| 13 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
| 14 | Elect Sir John Parker | Mgmt | For | For | For | ||
| 15 | Elect Michel Pebereau | Mgmt | For | For | For | ||
| 16 | Elect Josep Pique i Camps | Mgmt | For | For | For | ||
| 17 | Elect Denis Ranque | Mgmt | For | For | For | ||
| 18 | Elect Jean-Claude Trichet | Mgmt | For | For | For | ||
| 19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| EADS: European Aeronautic Defence and Space Company N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EAD | CINS N3114C808 | 05/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Ernst & Young | Mgmt | For | For | For | ||
| 10 | Appointment of KPMG | Mgmt | For | For | For | ||
| 11 | Compensation Guidelines | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Emerson Electric Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMR | CUSIP 291011104 | 02/05/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Clemens Boersig | Mgmt | For | For | For | ||
| 1.2 | Elect Joshua Bolton | Mgmt | For | For | For | ||
| 1.3 | Elect Mathew Levatich | Mgmt | For | For | For | ||
| 1.4 | Elect Randall Stephenson | Mgmt | For | For | For | ||
| 1.5 | Elect August Busch III | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||
| Eni S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENI | CINS T3643A145 | 05/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Eni S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENI | CINS T3643A145 | 07/16/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Elimination of Par Value; Cancellation of Treasury Shares | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| EOG Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOG | CUSIP 26875P101 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charles Crisp | Mgmt | For | For | For | ||
| 2 | Elect James Day | Mgmt | For | For | For | ||
| 3 | Elect Mark Papa | Mgmt | For | For | For | ||
| 4 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
| 5 | Elect Donald Textor | Mgmt | For | For | For | ||
| 6 | Elect William Thomas | Mgmt | For | For | For | ||
| 7 | Elect Frank Wisner | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Exelon Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXC | CUSIP 30161N101 | 04/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
| 3 | Elect John A. Canning Jr. | Mgmt | For | For | For | ||
| 4 | Elect Christopher M. Crane | Mgmt | For | For | For | ||
| 5 | Elect Yves C. de Balmann | Mgmt | For | For | For | ||
| 6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | ||
| 7 | Elect Nelson A. Diaz | Mgmt | For | For | For | ||
| 8 | Elect Sue Ling Gin | Mgmt | For | For | For | ||
| 9 | Elect Paul L. Joskow | Mgmt | For | For | For | ||
| 10 | Elect Robert J. Lawless | Mgmt | For | For | For | ||
| 11 | Elect Richard W. Mies | Mgmt | For | For | For | ||
| 12 | Elect William C. Richardson | Mgmt | For | For | For | ||
| 13 | Elect Thomas J. Ridge | Mgmt | For | For | For | ||
| 14 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
| 15 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
| 16 | Elect Stephen D. Steinour | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 19 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Express Scripts Holding Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gary Benanav | Mgmt | For | For | For | ||
| 2 | Elect Maura Breen | Mgmt | For | For | For | ||
| 3 | Elect William DeLaney | Mgmt | For | For | For | ||
| 4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||
| 5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||
| 6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
| 7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||
| 8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||
| 9 | Elect George Paz | Mgmt | For | For | For | ||
| 10 | Elect William Roper | Mgmt | For | For | For | ||
| 11 | Elect Samuel Skinner | Mgmt | For | For | For | ||
| 12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| FedEx Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James Barksdale | Mgmt | For | For | For | ||
| 2 | Elect John Edwardson | Mgmt | For | For | For | ||
| 3 | Elect Shirley Jackson | Mgmt | For | For | For | ||
| 4 | Elect Steven Loranger | Mgmt | For | For | For | ||
| 5 | Elect Gary Loveman | Mgmt | For | For | For | ||
| 6 | Elect R. Brad Martin | Mgmt | For | For | For | ||
| 7 | Elect Joshua Ramo | Mgmt | For | For | For | ||
| 8 | Elect Susan Schwab | Mgmt | For | For | For | ||
| 9 | Elect Frederick Smith | Mgmt | For | For | For | ||
| 10 | Elect Joshua Smith | Mgmt | For | For | For | ||
| 11 | Elect David Steiner | Mgmt | For | For | For | ||
| 12 | Elect Paul Walsh | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Firstenergy Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FE | CUSIP 337932107 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Paul T. Addison | Mgmt | For | For | For | ||
| 1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | ||
| 1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | ||
| 1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | ||
| 1.5 | Elect William T. Cottle | Mgmt | For | For | For | ||
| 1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | ||
| 1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
| 1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | ||
| 1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | ||
| 1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||
| 1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | ||
| 1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | ||
| 1.13 | Elect George M. Smart | Mgmt | For | For | For | ||
| 1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Flextronics International Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FLEX | CUSIP Y2573F102 | 08/30/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James Davidson | Mgmt | For | For | For | ||
| 2 | Elect William Watkins | Mgmt | For | For | For | ||
| 3 | Elect TAN Lay Koon | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 5 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 7 | Renewal of the Share Purchase Mandate | Mgmt | For | For | For | ||
| Ford Motor Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| F | CUSIP 345370860 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
| 2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
| 3 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | ||
| 4 | Elect Edsel B. Ford II | Mgmt | For | For | For | ||
| 5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||
| 7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | ||
| 8 | Elect William W. Helman IV | Mgmt | For | For | For | ||
| 9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against | ||
| 10 | Elect Richard A. Manoogian | Mgmt | For | Against | Against | ||
| 11 | Elect Ellen R. Marram | Mgmt | For | Against | Against | ||
| 12 | Elect Alan Mulally | Mgmt | For | For | For | ||
| 13 | Elect Homer A. Neal | Mgmt | For | For | For | ||
| 14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | ||
| 15 | Elect John L. Thornton | Mgmt | For | Against | Against | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | ||
| 19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | ||
| 20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | ||
| 21 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| GDF Suez | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GSZ | CINS F42768105 | 04/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Related Party Transactions | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 10 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | ||
| 11 | Elect Jonathan R. Reynolds | Mgmt | For | For | For | ||
| 12 | Elect Caroline Simon | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Allocation of Profits (Resolution A) | ShrHoldr | Against | Against | For | ||
| 14 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||
| 15 | Authority to Increase Capital Under Employee Savings Plan For Overseas Employees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Restricted Shares (Global Plan) | Mgmt | For | For | For | ||
| 17 | Authority to Issue Restricted Shares to Senior Executives | Mgmt | For | For | For | ||
| 18 | Amendments to Articles | Mgmt | For | For | For | ||
| 19 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| General Dynamics Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary Barra | Mgmt | For | For | For | ||
| 2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||
| 3 | Elect James Crown | Mgmt | For | For | For | ||
| 4 | Elect William Fricks | Mgmt | For | For | For | ||
| 5 | Elect Paul Kaminski | Mgmt | For | For | For | ||
| 6 | Elect John Keane | Mgmt | For | For | For | ||
| 7 | Elect Lester Lyles | Mgmt | For | For | For | ||
| 8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||
| 9 | Elect William Osborn | Mgmt | For | For | For | ||
| 10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | For | Against | ||
| General Electric Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GE | CUSIP 369604103 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||
| 2 | Elect John J. Brennan | Mgmt | For | For | For | ||
| 3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Francisco D'Souza | Mgmt | For | For | For | ||
| 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | ||
| 6 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
| 7 | Elect Susan Hockfield | Mgmt | For | For | For | ||
| 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | ||
| 9 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 10 | Elect Robert W. Lane | Mgmt | For | For | For | ||
| 11 | Elect Ralph S. Larsen | Mgmt | For | For | For | ||
| 12 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 13 | Elect James J. Mulva | Mgmt | For | For | For | ||
| 14 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
| 15 | Elect Robert J. Swieringa | Mgmt | For | For | For | ||
| 16 | Elect James S. Tisch | Mgmt | For | For | For | ||
| 17 | Elect Douglas A. Warner III | Mgmt | For | For | For | ||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 19 | Ratification of Auditor | Mgmt | For | Against | Against | ||
| 20 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Term Limits | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 25 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | ||
| General Mills, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GIS | CUSIP 370334104 | 09/24/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bradbury Anderson | Mgmt | For | For | For | ||
| 2 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
| 3 | Elect Paul Danos | Mgmt | For | For | For | ||
| 4 | Elect William Esrey | Mgmt | For | For | For | ||
| 5 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||
| 6 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
| 7 | Elect Heidi Miller | Mgmt | For | For | For | ||
| 8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||
| 9 | Elect Steve Odland | Mgmt | For | For | For | ||
| 10 | Elect Kendall Powell | Mgmt | For | For | For | ||
| 11 | Elect Michael Rose | Mgmt | For | For | For | ||
| 12 | Elect Robert Ryan | Mgmt | For | For | For | ||
| 13 | Elect Dorothy Terrell | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| General Motors Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GM | CUSIP 37045V100 | 06/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
| 2 | Elect David Bonderman | Mgmt | For | For | For | ||
| 3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Stephen J. Girsky | Mgmt | For | For | For | ||
| 5 | Elect E. Neville Isdell | Mgmt | For | For | For | ||
| 6 | Elect Robert D. Krebs | Mgmt | For | For | For | ||
| 7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | ||
| 8 | Elect Michael G. Mullen | Mgmt | For | For | For | ||
| 9 | Elect James J. Mulva | Mgmt | For | For | For | ||
| 10 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
| 12 | Elect Theodore M. Solso | Mgmt | For | For | For | ||
| 13 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||
| 14 | Elect Cynthia A. Telles | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| Gilead Sciences, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||
| 1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||
| 1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||
| 1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
| 1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||
| 1.6 | Elect John C. Martin | Mgmt | For | For | For | ||
| 1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
| 1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
| 1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
| 1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| Glaxosmithkline plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GSK | CINS G3910J112 | 05/01/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
| 4 | Elect Jing Ulrich | Mgmt | For | For | For | ||
| 5 | Elect Hans Wijers | Mgmt | For | For | For | ||
| 6 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||
| 7 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||
| 8 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||
| 9 | Elect Stephanie A. Burns | Mgmt | For | For | For | ||
| 10 | Elect Stacey Cartwright | Mgmt | For | For | For | ||
| 11 | Elect Simon Dingemans | Mgmt | For | For | For | ||
| 12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | ||
| 14 | Elect Daniel Podolsky | Mgmt | For | For | For | ||
| 15 | Elect Moncef Slaoui | Mgmt | For | For | For | ||
| 16 | Elect Tom de Swaan | Mgmt | For | For | For | ||
| 17 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||
| 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Google Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Larry Page | Mgmt | For | For | For | ||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
| 1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
| 1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
| 1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
| 1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
| 1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
| 1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
| 1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Lead Batteries | ShrHoldr | Against | Against | For | ||
| 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | ||
| Groupe Danone | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BN | CINS F12033134 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Elect Franck Riboud | Mgmt | For | For | For | ||
| 8 | Elect Emmanuel Faber | Mgmt | For | For | For | ||
| 9 | Related Party Transactions | Mgmt | For | For | For | ||
| 10 | Related Party Transactions (Agreements with J.P. Morgan Group) | Mgmt | For | For | For | ||
| 11 | Severance Agreement (Franck Riboud) | Mgmt | For | For | For | ||
| 12 | Severance Agreement (Emmanuel Faber) | Mgmt | For | For | For | ||
| 13 | Directors' Fees | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||
| 17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||
| 18 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||
| 19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
| 20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
| 21 | Authority to Increase Capital Under Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 22 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||
| 23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 24 | Amendment to Article 5 | Mgmt | For | For | For | ||
| 25 | Amendment to Article 22 | Mgmt | For | For | For | ||
| 26 | Amendment to Article 24 | Mgmt | For | For | For | ||
| 27 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
| H.J. Heinz Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HNZ | CUSIP 423074103 | 08/28/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William Johnson | Mgmt | For | For | For | ||
| 2 | Elect Charles Bunch | Mgmt | For | For | For | ||
| 3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | ||
| 4 | Elect John Drosdick | Mgmt | For | For | For | ||
| 5 | Elect Edith Holiday | Mgmt | For | For | For | ||
| 6 | Elect Candace Kendle | Mgmt | For | For | For | ||
| 7 | Elect Dean O'Hare | Mgmt | For | For | For | ||
| 8 | Elect Nelson Peltz | Mgmt | For | For | For | ||
| 9 | Elect Dennis Reilley | Mgmt | For | For | For | ||
| 10 | Elect Lynn Swann | Mgmt | For | For | For | ||
| 11 | Elect Thomas Usher | Mgmt | For | For | For | ||
| 12 | Elect Michael Weinstein | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
| 15 | Re-approval of Performance Measures of the Stock Incentive Plan | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Halliburton Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HAL | CUSIP 406216101 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
| 2 | Elect James Boyd | Mgmt | For | For | For | ||
| 3 | Elect Milton Carroll | Mgmt | For | For | For | ||
| 4 | Elect Nance Dicciani | Mgmt | For | For | For | ||
| 5 | Elect Murry Gerber | Mgmt | For | For | For | ||
| 6 | Elect Jose Grubisich | Mgmt | For | For | For | ||
| 7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||
| 8 | Elect David Lesar | Mgmt | For | For | For | ||
| 9 | Elect Robert Malone | Mgmt | For | For | For | ||
| 10 | Elect Landis Martin | Mgmt | For | For | For | ||
| 11 | Elect Debra Reed | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | Against | Against | ||
| 15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
| Harley-Davidson, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HOG | CUSIP 412822108 | 04/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
| 1.2 | Elect R. John Anderson | Mgmt | For | For | For | ||
| 1.3 | Elect Richard I. Beattie | Mgmt | For | For | For | ||
| 1.4 | Elect Martha F. Brooks | Mgmt | For | For | For | ||
| 1.5 | Elect Michael J. Cave | Mgmt | For | For | For | ||
| 1.6 | Elect George H. Conrades | Mgmt | For | For | For | ||
| 1.7 | Elect Donald A. James | Mgmt | For | For | For | ||
| 1.8 | Elect Sara Levinson | Mgmt | For | For | For | ||
| 1.9 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
| 1.10 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
| 1.11 | Elect James A. Norling | Mgmt | For | For | For | ||
| 1.12 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
| 1.13 | Elect Jochen Zeitz | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Hasbro, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HAS | CUSIP 418056107 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | ||
| 1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | ||
| 1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | ||
| 1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | ||
| 1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||
| 1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||
| 1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | ||
| 1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | ||
| 1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||
| 1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | ||
| 1.12 | Elect Edward M. Philip | Mgmt | For | For | For | ||
| 1.13 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Amendment to the 2003 Stock Incentive Performance Plan |
Mgmt | For | Against | Against | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHoldr | Against | Against | For | ||
| Hewlett-Packard Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HPQ | CUSIP 428236103 | 03/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc Andreessen | Mgmt | For | Against | Against | ||
| 2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||
| 3 | Elect Rajiv Gupta | Mgmt | For | Against | Against | ||
| 4 | Elect John Hammergren | Mgmt | For | Against | Against | ||
| 5 | Elect Raymond. Lane | Mgmt | For | Against | Against | ||
| 6 | Elect Ann Livermore | Mgmt | For | For | For | ||
| 7 | Elect Gary Reiner | Mgmt | For | For | For | ||
| 8 | Elect Patricia Russo | Mgmt | For | For | For | ||
| 9 | Elect G. Kennedy Thompson | Mgmt | For | Against | Against | ||
| 10 | Elect Margaret Whitman | Mgmt | For | For | For | ||
| 11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | Against | Against | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | ||
| 15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | ||
| 16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Review of Human Rights | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| HSBC Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSBA | CUSIP 404280406 | 05/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Safra A. Catz | Mgmt | For | For | For | ||
| 4 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
| 5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||
| 6 | Elect James B. Comey | Mgmt | For | For | For | ||
| 7 | Elect John Coombe | Mgmt | For | For | For | ||
| 8 | Elect Joachim Faber | Mgmt | For | For | For | ||
| 9 | Elect Rona Fairhead | Mgmt | For | For | For | ||
| 10 | Elect Renato Fassbind | Mgmt | For | For | For | ||
| 11 | Elect Douglas J. Flint | Mgmt | For | For | For | ||
| 12 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||
| 13 | Elect James W.J. Hughes-Hallett | Mgmt | For | For | For | ||
| 14 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
| 15 | Elect John P Lipsky | Mgmt | For | For | For | ||
| 16 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||
| 17 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
| 18 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | ||
| 19 | Elect John L. Thornton | Mgmt | For | For | For | ||
| 20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| HSBC Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSBA | CINS G4634U169 | 05/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
| 5 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||
| 6 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||
| 7 | Elect James B. Comey | Mgmt | For | For | For | ||
| 8 | Elect John Coombe | Mgmt | For | For | For | ||
| 9 | Elect Joachim Faber | Mgmt | For | For | For | ||
| 10 | Elect Rona Fairhead | Mgmt | For | For | For | ||
| 11 | Elect Renato Fassbind | Mgmt | For | For | For | ||
| 12 | Elect Douglas J. Flint | Mgmt | For | For | For | ||
| 13 | Elect Stuart T. Gulliver | Mgmt | For | For | For | ||
| 14 | Elect James W.J. Hughes-Hallett | Mgmt | For | For | For | ||
| 15 | Elect Sam H. Laidlaw | Mgmt | For | For | For | ||
| 16 | Elect John P Lipsky | Mgmt | For | For | For | ||
| 17 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||
| 18 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
| 19 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | ||
| 20 | Elect John L. Thornton | Mgmt | For | For | For | ||
| 21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Humana Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUM | CUSIP 444859102 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
| 3 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 4 | Elect Kurt Hilzinger | Mgmt | For | For | For | ||
| 5 | Elect David Jones Jr. | Mgmt | For | For | For | ||
| 6 | Elect Michael McCallister | Mgmt | For | For | For | ||
| 7 | Elect William McDonald | Mgmt | For | For | For | ||
| 8 | Elect William Mitchell | Mgmt | For | For | For | ||
| 9 | Elect David Nash | Mgmt | For | For | For | ||
| 10 | Elect James O'Brien | Mgmt | For | For | For | ||
| 11 | Elect Marissa Peterson | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| Illinois Tool Works Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITW | CUSIP 452308109 | 05/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
| 2 | Elect Susan Crown | Mgmt | For | For | For | ||
| 3 | Elect Don H. Davis, Jr. | Mgmt | For | For | For | ||
| 4 | Elect James W. Griffith | Mgmt | For | For | For | ||
| 5 | Elect Robert C. McCormack | Mgmt | For | For | For | ||
| 6 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
| 7 | Elect E. Scott Santi | Mgmt | For | For | For | ||
| 8 | Elect James A. Skinner | Mgmt | For | For | For | ||
| 9 | Elect David B. Smith, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Pamela B. Strobel | Mgmt | For | For | For | ||
| 11 | Elect Kevin M. Warren | Mgmt | For | For | For | ||
| 12 | Elect Anre D. Williams | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| Intel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INTC | CUSIP 458140100 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
| 2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
| 3 | Elect Susan L. Decker | Mgmt | For | For | For | ||
| 4 | Elect John J. Donahoe | Mgmt | For | For | For | ||
| 5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
| 6 | Elect James D. Plummer | Mgmt | For | For | For | ||
| 7 | Elect David S. Pottruck | Mgmt | For | For | For | ||
| 8 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
| 9 | Elect David B. Yoffie | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | For | Against | ||
| International Business Machines Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IBM | CUSIP 459200101 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alain J. P. Belda | Mgmt | For | For | For | ||
| 2 | Elect William R. Brody | Mgmt | For | For | For | ||
| 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 4 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
| 5 | Elect David N. Farr | Mgmt | For | For | For | ||
| 6 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
| 7 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
| 9 | Elect James W. Owens | Mgmt | For | For | For | ||
| 10 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
| 11 | Elect Joan E. Spero | Mgmt | For | For | For | ||
| 12 | Elect Sidney Taurel | Mgmt | For | For | For | ||
| 13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| International Flavors & Fragrances Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IFF | CUSIP 459506101 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
| 2 | Elect Linda B. Buck | Mgmt | For | For | For | ||
| 3 | Elect J. Michael Cook | Mgmt | For | For | For | ||
| 4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Andreas Fibig | Mgmt | For | For | For | ||
| 6 | Elect Christina A. Gold | Mgmt | For | For | For | ||
| 7 | Elect Alexandra A. Herzan | Mgmt | For | For | For | ||
| 8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Katherine M. Hudson | Mgmt | For | For | For | ||
| 10 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||
| 11 | Elect Dale Morrison | Mgmt | For | For | For | ||
| 12 | Elect Douglas D. Tough | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Johnson & Johnson | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JNJ | CUSIP 478160104 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary Sue Coleman | Mgmt | For | For | For | ||
| 2 | Elect James G. Cullen | Mgmt | For | For | For | ||
| 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 4 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 5 | Elect Michael M. E. Johns | Mgmt | For | Against | Against | ||
| 6 | Elect Susan L. Lindquist | Mgmt | For | For | For | ||
| 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
| 8 | Elect Leo F. Mullin | Mgmt | For | For | For | ||
| 9 | Elect William D. Perez | Mgmt | For | Against | Against | ||
| 10 | Elect Charles Prince | Mgmt | For | Against | Against | ||
| 11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Williams | Mgmt | For | Against | Against | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Johnson Controls, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David Abney | Mgmt | For | For | For | ||
| 1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||
| 1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||
| 1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Bell | Mgmt | For | For | For | ||
| 2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect David M. Cote | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | Against | Against | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Ellen V. Futter | Mgmt | For | Against | Against | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 11 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||
| 15 | Key Executive Performance Plan | Mgmt | For | Against | Against | ||
| 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Kellogg Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| K | CUSIP 487836108 | 04/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gordon Gund | Mgmt | For | For | For | ||
| 1.2 | Elect Mary Laschinger | Mgmt | For | For | For | ||
| 1.3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | ||
| 1.4 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
| Kimberly-Clark Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMB | CUSIP 494368103 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John R. Alm | Mgmt | For | For | For | ||
| 2 | Elect John F. Bergstrom | Mgmt | For | For | For | ||
| 3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
| 4 | Elect Robert W. Decherd | Mgmt | For | For | For | ||
| 5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
| 6 | Elect Fabian T. Garcia | Mgmt | For | For | For | ||
| 7 | Elect Mae C. Jemison | Mgmt | For | For | For | ||
| 8 | Elect James M. Jenness | Mgmt | For | For | For | ||
| 9 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 10 | Elect Ian C. Read | Mgmt | For | For | For | ||
| 11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||
| 12 | Elect Marc J. Shapiro | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Kinder Morgan, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMI | CUSIP 49456B101 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | ||
| 1.2 | Elect C. Park Shaper | Mgmt | For | For | For | ||
| 1.3 | Elect Steven J. Kean | Mgmt | For | For | For | ||
| 1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | ||
| 1.5 | Elect Deborah A. Macdonald | Mgmt | For | For | For | ||
| 1.6 | Elect Michael Miller | Mgmt | For | For | For | ||
| 1.7 | Elect Michael C. Morgan | Mgmt | For | For | For | ||
| 1.8 | Elect Fayez S. Sarofim | Mgmt | For | For | For | ||
| 1.9 | Elect Joel V. Staff | Mgmt | For | For | For | ||
| 1.10 | Elect John Stokes | Mgmt | For | For | For | ||
| 1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| KLA-Tencor Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert Akins | Mgmt | For | For | For | ||
| 1.2 | Elect Robert Bond | Mgmt | For | For | For | ||
| 1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||
| 1.4 | Elect David Wang | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Kohl's Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KSS | CUSIP 500255104 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Boneparth | Mgmt | For | For | For | ||
| 2 | Elect Steven Burd | Mgmt | For | For | For | ||
| 3 | Elect Dale Jones | Mgmt | For | For | For | ||
| 4 | Elect Kevin Mansell | Mgmt | For | For | For | ||
| 5 | Elect John Schlifske | Mgmt | For | For | For | ||
| 6 | Elect Frank Sica | Mgmt | For | For | For | ||
| 7 | Elect Peter Sommerhauser | Mgmt | For | For | For | ||
| 8 | Elect Stephanie Streeter | Mgmt | For | For | For | ||
| 9 | Elect Nina Vaca | Mgmt | For | For | For | ||
| 10 | Elect Stephen Watson | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Fur Policy | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Kraft Foods Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KRFT | CUSIP 50076Q106 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
| 2 | Elect Jeanne P. Jackson | Mgmt | For | For | For | ||
| 3 | Elect E. Follin Smith | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
| 6 | Reapproval of the 2012 Performance Incentive Plan | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| 8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
| Las Vegas Sands Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LVS | CUSIP 517834107 | 06/05/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Sheldon G. Adelson | Mgmt | For | For | For | ||
| 1.2 | Elect Irwin Chafetz | Mgmt | For | For | For | ||
| 1.3 | Elect Victor Chaltiel | Mgmt | For | For | For | ||
| 1.4 | Elect Charles A. Koppelman | Mgmt | For | For | For | ||
| 2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | For | For | ||
| 3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Linear Technology Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LLTC | CUSIP 535678106 | 11/07/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect Lothar Maier | Mgmt | For | For | For | ||
| 1.3 | Elect Arthur Agnos | Mgmt | For | For | For | ||
| 1.4 | Elect John Gordon | Mgmt | For | For | For | ||
| 1.5 | Elect David Lee | Mgmt | For | For | For | ||
| 1.6 | Elect Richard Moley | Mgmt | For | For | For | ||
| 1.7 | Elect Thomas Volpe | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Lockheed Martin Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LMT | CUSIP 539830109 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
| 2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
| 3 | Elect David B. Burritt | Mgmt | For | For | For | ||
| 4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
| 6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 7 | Elect Gwendolyn S. King | Mgmt | For | For | For | ||
| 8 | Elect James M. Loy | Mgmt | For | For | For | ||
| 9 | Elect Douglas H. McCorkindale | Mgmt | For | For | For | ||
| 10 | Elect Joseph W. Ralston | Mgmt | For | For | For | ||
| 11 | Elect Anne L. Stevens | Mgmt | For | For | For | ||
| 12 | Elect Robert J. Stevens | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Lorillard, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LO | CUSIP 544147101 | 05/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Virgis W. Colbert | Mgmt | For | For | For | ||
| 4 | Elect Richard W. Roedel | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dennis W. Archer | Mgmt | For | For | For | ||
| 2 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
| 3 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 7 | Approval of Performance Metrics under the 2005 Long Term Stock Incentive Plan | Mgmt | For | For | For | ||
| Maxim Integrated Products, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MXIM | CUSIP 57772K101 | 11/14/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||
| 1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Joseph Bronson | Mgmt | For | For | For | ||
| 1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect William Watkins | Mgmt | For | For | For | ||
| 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| McDonald's Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCD | CUSIP 580135101 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Walter E. Massey | Mgmt | For | For | For | ||
| 2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Roger W. Stone | Mgmt | For | For | For | ||
| 4 | Elect Miles D. White | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||
| 10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | ||
| Medtronic, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDT | CUSIP 585055106 | 08/23/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||
| 1.2 | Elect Victor Dzau | Mgmt | For | For | For | ||
| 1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||
| 1.4 | Elect Shirley Jackson | Mgmt | For | For | For | ||
| 1.5 | Elect Michael Leavitt | Mgmt | For | For | For | ||
| 1.6 | Elect James Lenehan | Mgmt | For | For | For | ||
| 1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||
| 1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||
| 1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||
| 1.10 | Elect Jack Schuler | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| Merck & Co., Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
| 3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 4 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | ||
| 6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||
| 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 8 | Elect Carlos E. Represas | Mgmt | For | For | For | ||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 10 | Elect Craig B. Thompson | Mgmt | For | For | For | ||
| 11 | Elect Wendell P. Weeks | Mgmt | For | For | For | ||
| 12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHoldr | Against | Against | For | ||
| Microsoft Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven Ballmer | Mgmt | For | For | For | ||
| 2 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 3 | Elect William Gates III | Mgmt | For | For | For | ||
| 4 | Elect Maria Klawe | Mgmt | For | For | For | ||
| 5 | Elect Stephen Luczo | Mgmt | For | For | For | ||
| 6 | Elect David Marquardt | Mgmt | For | For | For | ||
| 7 | Elect Charles Noski | Mgmt | For | For | For | ||
| 8 | Elect Helmut Panke | Mgmt | For | For | For | ||
| 9 | Elect John Thompson | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
| Mondelez International, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDLZ | CUSIP 609207105 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
| 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | ||
| 3 | Elect Lois D. Juliber | Mgmt | For | For | For | ||
| 4 | Elect Mark D. Ketchum | Mgmt | For | For | For | ||
| 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | ||
| 6 | Elect Fredric G. Reynolds | Mgmt | For | For | For | ||
| 7 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | ||
| 8 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
| 9 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
| 10 | Elect Ratan N. Tata | Mgmt | For | For | For | ||
| 11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Gender Equality in the Supply Chain | ShrHoldr | Against | Against | For | ||
| Murata Manufacturing Co Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 6981 | CINS J46840104 | 06/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Elect Tsuneo Murata | Mgmt | For | For | For | ||
| 5 | Elect Kohji Makino | Mgmt | For | For | For | ||
| 6 | Elect Norio Nakashima | Mgmt | For | For | For | ||
| 7 | Elect Yoshito Takemura | Mgmt | For | For | For | ||
| 8 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | ||
| 9 | Elect Tanaka Junichi as Statutory Auditors | Mgmt | For | For | For | ||
| Newmont Mining Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NEM | CUSIP 651639106 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce R. Brook | Mgmt | For | For | For | ||
| 2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | ||
| 3 | Elect Vincent A. Calarco | Mgmt | For | For | For | ||
| 4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | ||
| 5 | Elect Noreen Doyle | Mgmt | For | For | For | ||
| 6 | Elect Gary J. Goldberg | Mgmt | For | For | For | ||
| 7 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
| 8 | Elect Jane Nelson | Mgmt | For | For | For | ||
| 9 | Elect Donald C. Roth | Mgmt | For | For | For | ||
| 10 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
| 14 | Performance Pay Plan | Mgmt | For | For | For | ||
| News Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NWSA | CUSIP 65248E104 | 06/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Certificate Amendment Regarding Separation Transactions | Mgmt | For | For | For | ||
| 2 | Certificate Amendment Regarding Non-Cash Distributions | Mgmt | For | For | For | ||
| NextEra Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NEE | CUSIP 65339F101 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
| 2 | Elect Robert M. Beall II | Mgmt | For | For | For | ||
| 3 | Elect James L. Camaren | Mgmt | For | For | For | ||
| 4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||
| 5 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
| 6 | Elect Toni Jennings | Mgmt | For | For | For | ||
| 7 | Elect James L. Robo | Mgmt | For | For | For | ||
| 8 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||
| 9 | Elect John L. Skolds | Mgmt | For | For | For | ||
| 10 | Elect William H. Swanson | Mgmt | For | For | For | ||
| 11 | Elect Michael H. Thaman | Mgmt | For | For | For | ||
| 12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHoldr | Against | Against | For | ||
| Nike, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NKE | CUSIP 654106103 | 09/20/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect John Lechleiter | Mgmt | For | For | For | ||
| 1.3 | Elect Phyllis Wise | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | ||
| Nissan Motor Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7201 | CINS J57160129 | 06/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Carlos Ghosn | Mgmt | For | For | For | ||
| 4 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||
| 5 | Elect Hiroto Saikawa | Mgmt | For | For | For | ||
| 6 | Elect Colin Dodge | Mgmt | For | For | For | ||
| 7 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | ||
| 8 | Elect Hidetoshi Imazu | Mgmt | For | For | For | ||
| 9 | Elect Greg Kelly | Mgmt | For | For | For | ||
| 10 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | ||
| 11 | Elect Katsumi Nakamura | Mgmt | For | For | For | ||
| 12 | Equity Compensation Plan | Mgmt | For | For | For | ||
| Nokia Oyj | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOK1V | CINS X61873133 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Finland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 4 | Directors' Fees | Mgmt | For | For | For | ||
| 5 | Board Size | Mgmt | For | For | For | ||
| 6.1 | Elect Bruce Brown | Mgmt | For | For | For | ||
| 6.2 | Elect Elizabeth Doherty | Mgmt | For | For | For | ||
| 6.3 | Elect Stephen Elop | Mgmt | For | For | For | ||
| 6.4 | Elect Henning Kagermann | Mgmt | For | For | For | ||
| 6.5 | Elect Jouko Karvinen | Mgmt | For | For | For | ||
| 6.6 | Elect Finn Helge Lund | Mgmt | For | For | For | ||
| 6.7 | Elect Marten Mickos | Mgmt | For | For | For | ||
| 6.8 | Elect Elizabeth A. Nelson | Mgmt | For | For | For | ||
| 6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For | ||
| 6.10 | Elect Kari Stadigh | Mgmt | For | For | For | ||
| 7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| Nokia Oyj | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOK1V | CUSIP 654902204 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 4 | Directors' Fees | Mgmt | For | For | For | ||
| 5 | Board Size | Mgmt | For | For | For | ||
| 6.1 | Elect Bruce Brown | Mgmt | For | For | For | ||
| 6.2 | Elect Elizabeth Doherty | Mgmt | For | For | For | ||
| 6.3 | Elect Stephen Elop | Mgmt | For | For | For | ||
| 6.4 | Elect Henning Kagermann | Mgmt | For | For | For | ||
| 6.5 | Elect Jouko Karvinen | Mgmt | For | For | For | ||
| 6.6 | Elect Finn Helge Lund | Mgmt | For | For | For | ||
| 6.7 | Elect Marten Mickos | Mgmt | For | For | For | ||
| 6.8 | Elect Elizabeth A. Nelson | Mgmt | For | For | For | ||
| 6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For | ||
| 6.10 | Elect Kari Stadigh | Mgmt | For | For | For | ||
| 7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| Nordstrom, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JWN | CUSIP 655664100 | 05/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||
| 2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||
| 3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Robert G. Miller | Mgmt | For | For | For | ||
| 5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||
| 6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||
| 7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||
| 8 | Elect Philip G. Satre | Mgmt | For | For | For | ||
| 9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||
| 10 | Elect Robert D. Walter | Mgmt | For | For | For | ||
| 11 | Elect Alison A. Winter | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||
| Norfolk Southern Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NSC | CUSIP 655844108 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas Bell, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erskine Bowles | Mgmt | For | For | For | ||
| 3 | Elect Robert Bradway | Mgmt | For | For | For | ||
| 4 | Elect Wesley Bush | Mgmt | For | For | For | ||
| 5 | Elect Daniel Carp | Mgmt | For | For | For | ||
| 6 | Elect Karen Horn | Mgmt | For | For | For | ||
| 7 | Elect Burton Joyce | Mgmt | For | For | For | ||
| 8 | Elect Steven Leer | Mgmt | For | For | For | ||
| 9 | Elect Michael Lockhart | Mgmt | For | For | For | ||
| 10 | Elect Charles Moorman, IV | Mgmt | For | For | For | ||
| 11 | Elect Martin Nesbitt | Mgmt | For | For | For | ||
| 12 | Elect John Thompson | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Provide Right to Call a Special Meeting | Mgmt | For | For | For | ||
| Novartis AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOVN | CUSIP 66987V109 | 02/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Compensation Policy | Mgmt | For | For | For | ||
| 5 | Elect Verena Briner | Mgmt | For | For | For | ||
| 6 | Elect Jorg Reinhardt | Mgmt | For | For | For | ||
| 7 | Elect Charles Sawyers | Mgmt | For | For | For | ||
| 8 | Elect William Winters | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Miscellaneous Shareholder Proposals or Countermotions | Mgmt | For | Abstain | Against | ||
| Novartis AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOVN | CINS H5820Q150 | 02/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Compensation Policy | Mgmt | For | For | For | ||
| 7 | Elect Verena Briner | Mgmt | For | For | For | ||
| 8 | Elect Jorg Reinhardt | Mgmt | For | For | For | ||
| 9 | Elect Charles Sawyers | Mgmt | For | For | For | ||
| 10 | Elect William Winters | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Miscellaneous Shareholder Proposals or Countermotions | ShrHoldr | N/A | Abstain | N/A | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Novo Nordisk A/S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOVO-B | CINS K7314N152 | 03/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Report of the Auditor | Mgmt | For | For | For | ||
| 5 | Directors' Fees (Fiscal Year 2012) | Mgmt | For | For | For | ||
| 6 | Directors' Fees (Fiscal Year 2013) | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Elect Goran A. Ando | Mgmt | For | For | For | ||
| 9 | Elect Jeppe Christiansen | Mgmt | For | For | For | ||
| 10 | Elect Henrik Gurtler | Mgmt | For | For | For | ||
| 11 | Elect Bruno Angelici | Mgmt | For | For | For | ||
| 12 | Elect Hannu Ryopponen | Mgmt | For | For | For | ||
| 13 | Elect Liz Hewitt | Mgmt | For | For | For | ||
| 14 | Elect Thomas P Koestler | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ or w/out Preemptive Rights | Mgmt | For | Against | Against | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Compensation Guidelines | Mgmt | For | For | For | ||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Oracle Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||
| 1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
| 1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||
| 1.4 | Elect Safra Catz | Mgmt | For | For | For | ||
| 1.5 | Elect Bruce Chizen | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect George Conrades | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
| 1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||
| 1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||
| 1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||
| 1.12 | Elect Naomi Seligman | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| PACCAR Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCAR | CUSIP 693718108 | 04/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alison J. Carnwath | Mgmt | For | For | For | ||
| 2 | Elect Luiz Kaufmann | Mgmt | For | For | For | ||
| 3 | Elect John M. Pigott | Mgmt | For | For | For | ||
| 4 | Elect Gregory M. E. Spierkel | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| PepsiCo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
| 2 | Elect George W. Buckley | Mgmt | For | For | For | ||
| 3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
| 4 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||
| 6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
| 7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
| 8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
| 10 | Elect James J. Schiro | Mgmt | For | For | For | ||
| 11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
| 12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
| 13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Petroleo Brasileiro S.A. - Petrobras | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PETR3 | CUSIP 71654V101 | 04/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Board Members Representative of Minority and Preferred Shareholders | Mgmt | For | Abstain | Against | ||
| 2 | Election of Supervisory Council Members Representative of Minority and Preferred Shareholders | Mgmt | For | Abstain | Against | ||
| PG&E Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCG | CUSIP 69331C108 | 05/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David R. Andrews | Mgmt | For | For | For | ||
| 2 | Elect Lewis Chew | Mgmt | For | For | For | ||
| 3 | Elect C. Lee Cox | Mgmt | For | For | For | ||
| 4 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
| 6 | Elect Maryellen C. Herringer | Mgmt | For | For | For | ||
| 7 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
| 8 | Elect Richard A. Meserve | Mgmt | For | For | For | ||
| 9 | Elect Forrest E. Miller | Mgmt | For | For | For | ||
| 10 | Elect Rosendo G. Parra | Mgmt | For | For | For | ||
| 11 | Elect Barbara L. Rambo | Mgmt | For | For | For | ||
| 12 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Philip Morris International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Harold Brown | Mgmt | For | For | For | ||
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
| 3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
| 4 | Elect Louis Camilleri | Mgmt | For | For | For | ||
| 5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||
| 6 | Elect Jennifer Li | Mgmt | For | For | For | ||
| 7 | Elect Graham Mackay | Mgmt | For | For | For | ||
| 8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
| 9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
| 10 | Elect Lucio Noto | Mgmt | For | For | For | ||
| 11 | Elect Robert Polet | Mgmt | For | For | For | ||
| 12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||
| 13 | Elect Stephen Wolf | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Posco | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005490 | CINS Y70750115 | 03/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Elect SHIN Chae Chol | Mgmt | For | For | For | ||
| 3 | Elect LEE Myoung Woo | Mgmt | For | For | For | ||
| 4 | Elect KIM Ji Hyung | Mgmt | For | For | For | ||
| 5 | Election of Audit Committee Member: KIM Ji Hyung | Mgmt | For | For | For | ||
| 6 | Elect CHANG In Hwan | Mgmt | For | For | For | ||
| 7 | Elect KIM Yeung Gyu | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| Praxair, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PX | CUSIP 74005P104 | 04/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
| 2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
| 3 | Elect Bret K. Clayton | Mgmt | For | For | For | ||
| 4 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
| 5 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
| 7 | Elect Ira D. Hall | Mgmt | For | For | For | ||
| 8 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
| 9 | Elect Larry D. McVay | Mgmt | For | For | For | ||
| 10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
| 11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Prudential Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRU | CUSIP 744320102 | 05/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas J. Baltimore Jr. | Mgmt | For | For | For | ||
| 2 | Elect Gordon M. Bethune | Mgmt | For | For | For | ||
| 3 | Elect Gaston Caperton | Mgmt | For | For | For | ||
| 4 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||
| 5 | Elect James G. Cullen | Mgmt | For | For | For | ||
| 6 | Elect William H. Gray, III | Mgmt | For | For | For | ||
| 7 | Elect Mark B. Grier | Mgmt | For | For | For | ||
| 8 | Elect Constance J. Horner | Mgmt | For | For | For | ||
| 9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||
| 10 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
| 11 | Elect Christine A. Poon | Mgmt | For | For | For | ||
| 12 | Elect John R. Strangfeld | Mgmt | For | For | For | ||
| 13 | Elect James A. Unruh | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Prudential plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRU | CINS G72899100 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Philip Remnant | Mgmt | For | For | For | ||
| 5 | Elect Howard J. Davies | Mgmt | For | For | For | ||
| 6 | Elect Rob Devey | Mgmt | For | For | For | ||
| 7 | Elect John W. Foley | Mgmt | For | For | For | ||
| 8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | ||
| 9 | Elect Ann Godbehere | Mgmt | For | For | For | ||
| 10 | Elect Alexander Johnston | Mgmt | For | For | For | ||
| 11 | Elect Paul Manduca | Mgmt | For | For | For | ||
| 12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | ||
| 13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
| 14 | Elect Nic Nicandrou | Mgmt | For | For | For | ||
| 15 | Elect Barry Stowe | Mgmt | For | For | For | ||
| 16 | Elect Tidjane Thiam | Mgmt | For | For | For | ||
| 17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||
| 18 | Elect Michael A. Wells | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | For | For | ||
| 20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
| 24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||
| 25 | Long Term incentive Plan | Mgmt | For | For | For | ||
| 26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Public Service Enterprise Group Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEG | CUSIP 744573106 | 04/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For | ||
| 2 | Elect William V. Hickey | Mgmt | For | For | For | ||
| 3 | Elect Ralph Izzo | Mgmt | For | For | For | ||
| 4 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
| 5 | Elect David Lilley | Mgmt | For | For | For | ||
| 6 | Elect Thomas A. Renyi | Mgmt | For | For | For | ||
| 7 | Elect Hak Cheol Shin | Mgmt | For | For | For | ||
| 8 | Elect Richard J. Swift | Mgmt | For | For | For | ||
| 9 | Elect Susan Tomasky | Mgmt | For | For | For | ||
| 10 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| R.R. Donnelley & Sons Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RRD | CUSIP 257867101 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas J. Quinlan, III | Mgmt | For | For | For | ||
| 2 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
| 3 | Elect Susan M. Cameron | Mgmt | For | For | For | ||
| 4 | Elect Lee A. Chaden | Mgmt | For | For | For | ||
| 5 | Elect Richard L. Crandall | Mgmt | For | For | For | ||
| 6 | Elect Judith H. Hamilton | Mgmt | For | For | For | ||
| 7 | Elect Richard K. Palmer | Mgmt | For | For | For | ||
| 8 | Elect John C. Pope | Mgmt | For | For | For | ||
| 9 | Elect Michael T. Riordan | Mgmt | For | For | For | ||
| 10 | Elect Oliver R. Sockwell | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Reynolds American Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RAI | CUSIP 761713106 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel M. Delen | Mgmt | For | For | For | ||
| 2 | Elect Martin D. Feinstein | Mgmt | For | For | For | ||
| 3 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 4 | Elect Neil R. Withington | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
| Rio Tinto plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RIO | CINS G75754104 | 04/18/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Robert E. Brown | Mgmt | For | For | For | ||
| 4 | Elect Vivienne Cox | Mgmt | For | For | For | ||
| 5 | Elect Jan du Plessis | Mgmt | For | For | For | ||
| 6 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 7 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||
| 8 | Elect Ann Godbehere | Mgmt | For | For | For | ||
| 9 | Elect Richard R. Goodmanson | Mgmt | For | For | For | ||
| 10 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||
| 11 | Elect Chris J. Lynch | Mgmt | For | For | For | ||
| 12 | Elect Paul M. Tellier | Mgmt | For | For | For | ||
| 13 | Elect John S. Varley | Mgmt | For | For | For | ||
| 14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 17 | Performance Share Plan | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Rockwell Automation, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROK | CUSIP 773903109 | 02/05/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Barry Johnson | Mgmt | For | For | For | ||
| 1.2 | Elect William McCormick, Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect Keith Nosbusch | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CUSIP 780259107 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Josef Ackermann | Mgmt | For | For | For | ||
| 4 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 5 | Elect Simon Henry | Mgmt | For | For | For | ||
| 6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 8 | Elect Jorma Ollila | Mgmt | For | For | For | ||
| 9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 11 | Elect Peter Voser | Mgmt | For | For | For | ||
| 12 | Elect Hans Wijers | Mgmt | For | For | For | ||
| 13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CUSIP 780259206 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Josef Ackermann | Mgmt | For | For | For | ||
| 4 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 5 | Elect Simon Henry | Mgmt | For | For | For | ||
| 6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 8 | Elect Jorma Ollila | Mgmt | For | For | For | ||
| 9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 11 | Elect Peter Voser | Mgmt | For | For | For | ||
| 12 | Elect Hans Wijers | Mgmt | For | For | For | ||
| 13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CINS G7690A118 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Josef Ackermann | Mgmt | For | For | For | ||
| 4 | Elect Guy Elliott | Mgmt | For | For | For | ||
| 5 | Elect Simon Henry | Mgmt | For | For | For | ||
| 6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 8 | Elect Jorma Ollila | Mgmt | For | For | For | ||
| 9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 10 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 11 | Elect Peter Voser | Mgmt | For | For | For | ||
| 12 | Elect Hans Wijers | Mgmt | For | For | For | ||
| 13 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Samsung Electronics Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Elect LEE In Ho | Mgmt | For | For | For | ||
| 3 | Elect SONG Kwang Soo | Mgmt | For | For | For | ||
| 4 | Elect KIM Eun Mee | Mgmt | For | For | For | ||
| 5 | Elect YOON Boo Keun | Mgmt | For | For | For | ||
| 6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | ||
| 7 | Elect LEE Sang Hoon | Mgmt | For | For | For | ||
| 8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||
| 9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||
| 10 | Directors' Fees | Mgmt | For | For | For | ||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Schlumberger N.V. (Schlumberger Limited) | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
| 2 | Elect Anthony Isaac | Mgmt | For | For | For | ||
| 3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
| 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
| 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
| 6 | Elect Adrian Lajous | Mgmt | For | For | For | ||
| 7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
| 8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
| 9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
| 10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
| 11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||
| Schneider Electric SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SU | CINS F86921107 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Supplementary Retirement Benefits for Management Board Members | Mgmt | For | For | For | ||
| 8 | Severance Agreement for Jean-Paul Tricoire | Mgmt | For | For | For | ||
| 9 | Election Gerard de La Martiniere | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Adoption of a New Governance Structure | Mgmt | For | For | For | ||
| 12 | Authorization of Legal Formalities Concerning the Employee Stock Purchase Plans | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 16 | Greenshoe | Mgmt | For | Against | Against | ||
| 17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
| 18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | ||
| 19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
| 20 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
| 21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| 24 | Elect Jean-Pascal Tricoire | Mgmt | For | For | For | ||
| 25 | Elect Henri Lachmann | Mgmt | For | For | For | ||
| 26 | Elect Leo Apotheker | Mgmt | For | For | For | ||
| 27 | Elect Betsy S. Atkins | Mgmt | For | For | For | ||
| 28 | Elect Gerard de La Martiniere | Mgmt | For | For | For | ||
| 29 | Elect Xavier Fontanet | Mgmt | For | For | For | ||
| 30 | Elect Noel Forgeard | Mgmt | For | For | For | ||
| 31 | Elect Antoine Gosset-Grainville | Mgmt | For | For | For | ||
| 32 | Elect Willy R. Kissling | Mgmt | For | For | For | ||
| 33 | Elect Catherine Kopp | Mgmt | For | For | For | ||
| 34 | Elect Dominique Senequier | Mgmt | For | For | For | ||
| 35 | Elect G. Richard Thoman | Mgmt | For | For | For | ||
| 36 | Elect Serge Weinberg | Mgmt | For | For | For | ||
| 37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 38 | Elect Claude Briquet | Mgmt | Abstain | For | Against | ||
| 39 | Elect Magali Herbaut | Mgmt | For | For | For | ||
| 40 | Elect Thierry Jacquet | Mgmt | Abstain | For | Against | ||
| 41 | Elect Jean-Michel Vedrine | Mgmt | Abstain | For | Against | ||
| 42 | Directors' Fees | Mgmt | For | For | For | ||
| 43 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Societe Generale | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLE | CINS F43638141 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Scrip Dividend | Mgmt | For | For | For | ||
| 7 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Related Party Transactions | Mgmt | For | For | For | ||
| 9 | Elect Jean-Bernard Levy | Mgmt | For | For | For | ||
| 10 | Elect Alexandra Schaapveld | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Softbank Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9984 | CINS J75963108 | 06/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Elect Masayoshi Son | Mgmt | For | For | For | ||
| 5 | Elect Ken Miyauchi | Mgmt | For | For | For | ||
| 6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | ||
| 7 | Elect Ronald Fisher | Mgmt | For | For | For | ||
| 8 | Elect Yun MA | Mgmt | For | For | For | ||
| 9 | Elect Manabu Miyasaka | Mgmt | For | For | For | ||
| 10 | Elect Tadashi Yanai | Mgmt | For | For | For | ||
| 11 | Elect Mark Schwartz | Mgmt | For | For | For | ||
| 12 | Elect Mitsuo Sano | Mgmt | For | For | For | ||
| 13 | Elect Sohichiroh Uno | Mgmt | For | For | For | ||
| 14 | Elect Kohichi Shibayama | Mgmt | For | For | For | ||
| 15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | ||
| Sprint Nextel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| S | CUSIP 852061100 | 06/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| St. Jude Medical, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||
| 2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||
| 3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Texas Instruments Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
| 3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
| 4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
| 5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
| 6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
| 7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
| 8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
| 9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
| 10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Textron Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TXT | CUSIP 883203101 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
| 2 | Elect Kathleen M. Bader | Mgmt | For | For | For | ||
| 3 | Elect R. Kerry Clark | Mgmt | For | For | For | ||
| 4 | Elect James T. Conway | Mgmt | For | For | For | ||
| 5 | Elect Ivor J. Evans | Mgmt | For | For | For | ||
| 6 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
| 7 | Elect Paul E. Gagne | Mgmt | For | For | For | ||
| 8 | Elect Dain M. Hancock | Mgmt | For | For | For | ||
| 9 | Elect Charles D. Powell | Mgmt | For | For | For | ||
| 10 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
| 11 | Elect James L. Ziemer | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| The Coca-Cola Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KO | CUSIP 191216100 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
| 2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
| 3 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
| 4 | Elect Richard M. Daley | Mgmt | For | For | For | ||
| 5 | Elect Barry Diller | Mgmt | For | For | For | ||
| 6 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
| 7 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
| 8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 9 | Elect Muhtar Kent | Mgmt | For | For | For | ||
| 10 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
| 11 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
| 12 | Elect Donald F. McHenry | Mgmt | For | For | For | ||
| 13 | Elect Sam Nunn | Mgmt | For | For | For | ||
| 14 | Elect James D. Robinson III | Mgmt | For | For | For | ||
| 15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||
| 16 | Elect Jacob Wallenberg | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 19 | Amendment to By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
| The Coca-Cola Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KO | CUSIP 191216100 | 07/10/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approval of Stock Split | Mgmt | For | For | For | ||
| The Dow Chemical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DOW | CUSIP 260543103 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Arnold A. Allemang | Mgmt | For | For | For | ||
| 2 | Elect Ajay S. Banga | Mgmt | For | For | For | ||
| 3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | ||
| 4 | Elect James A. Bell | Mgmt | For | For | For | ||
| 5 | Elect Jeff M. Fettig | Mgmt | For | For | For | ||
| 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
| 7 | Elect Paul Polman | Mgmt | For | For | For | ||
| 8 | Elect Dennis H. Reilley | Mgmt | For | For | For | ||
| 9 | Elect James M. Ringler | Mgmt | For | For | For | ||
| 10 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| The Hillshire Brands Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSH | CUSIP 432589109 | 10/25/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Todd Becker | Mgmt | For | For | For | ||
| 2 | Elect Christopher Begley | Mgmt | For | For | For | ||
| 3 | Elect Ellen Brothers | Mgmt | For | For | For | ||
| 4 | Elect Virgis Colbert | Mgmt | For | For | For | ||
| 5 | Elect Sean Connolly | Mgmt | For | For | For | ||
| 6 | Elect Laurette Koellner | Mgmt | For | For | For | ||
| 7 | Elect Craig Omtvedt | Mgmt | For | For | For | ||
| 8 | Elect Ian Prosser | Mgmt | For | For | For | ||
| 9 | Elect Jonathan Ward | Mgmt | For | For | For | ||
| 10 | Elect James White | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | Against | Against | ||
| The Home Depot, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HD | CUSIP 437076102 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
| 2 | Elect Francis S. Blake | Mgmt | For | For | For | ||
| 3 | Elect Ari Bousbib | Mgmt | For | For | For | ||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
| 7 | Elect Armando M. Codina | Mgmt | For | For | For | ||
| 8 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
| 9 | Elect Karen Katen | Mgmt | For | For | For | ||
| 10 | Elect Mark Vadon | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | Against | Against | ||
| 14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHoldr | Against | Against | For | ||
| The Western Union Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WU | CUSIP 959802109 | 05/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
| 2 | Elect Betsy D. Holden | Mgmt | For | For | For | ||
| 3 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||
| 4 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Right to Call Special Meetings | Mgmt | For | For | For | ||
| 8 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
| Time Warner Cable, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TWC | CUSIP 88732J207 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Carole Black | Mgmt | For | For | For | ||
| 2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||
| 3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||
| 4 | Elect David C. Chang | Mgmt | For | For | For | ||
| 5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Peter R. Haje | Mgmt | For | For | For | ||
| 7 | Elect Donna A. James | Mgmt | For | For | For | ||
| 8 | Elect Don Logan | Mgmt | For | For | For | ||
| 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||
| 11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
| 12 | Elect John E. Sununu | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| Time Warner Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
| 2 | Elect William P. Barr | Mgmt | For | For | For | ||
| 3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
| 4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
| 5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
| 6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
| 7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
| 8 | Elect Fred Hassan | Mgmt | For | For | For | ||
| 9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
| 10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
| 11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||
| U.S. Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||
| 3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||
| 4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
| 8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
| 9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
| 10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
| 11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
| 12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||
| 13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
| 14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Union Pacific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNP | CUSIP 907818108 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Thomas J. Donohue | Mgmt | For | For | For | ||
| 4 | Elect Archie W. Dunham | Mgmt | For | For | For | ||
| 5 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
| 6 | Elect John J. Koraleski | Mgmt | For | For | For | ||
| 7 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
| 8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
| 9 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
| 10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
| 11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
| 12 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
| 13 | Elect James R. Young | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| United Continental Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UAL | CUSIP 910047 | 06/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | ||
| 1.2 | Elect Jane C. Garvey | Mgmt | For | For | For | ||
| 1.3 | Elect Walter Isaacson | Mgmt | For | For | For | ||
| 1.4 | Elect Henry L. Meyer III | Mgmt | For | For | For | ||
| 1.5 | Elect Oscar Munoz | Mgmt | For | For | For | ||
| 1.6 | Elect Laurence E. Simmons | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffery A. Smisek | Mgmt | For | For | For | ||
| 1.8 | Elect David J. Vitale | Mgmt | For | For | For | ||
| 1.9 | Elect John H. Walker | Mgmt | For | For | For | ||
| 1.10 | Elect Charles A. Yamarone | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Approval of Material Terms Under the 2008 Incentive Compensation Plan | Mgmt | For | For | For | ||
| 5 | Approval of Material Terms Under the 2010 Incentive Plan | Mgmt | For | For | For | ||
| 6 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
| United Parcel Service, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UPS | CUSIP 911312106 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
| 2 | Elect Michael J. Burns | Mgmt | For | For | For | ||
| 3 | Elect D. Scott Davis | Mgmt | For | For | For | ||
| 4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||
| 5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
| 6 | Elect William R. Johnson | Mgmt | For | For | For | ||
| 7 | Elect Candace Kendle | Mgmt | For | For | For | ||
| 8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
| 9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
| 10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
| 11 | Elect Carol B. Tome | Mgmt | For | For | For | ||
| 12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
| United States Steel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| X | CUSIP 912909108 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
| 2 | Elect John G. Drosdick | Mgmt | For | For | For | ||
| 3 | Elect John J. Engel | Mgmt | For | For | For | ||
| 4 | Elect Charles R. Lee | Mgmt | For | For | For | ||
| 5 | Elect Thomas W. LaSorda | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
| United Technologies Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Louis Chenevert | Mgmt | For | For | For | ||
| 2 | Elect John V. Faraci | Mgmt | For | For | For | ||
| 3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
| 4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
| 5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
| 6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
| 7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
| 9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
| 10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
| 11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
| 12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| UnitedHealth Group Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Edson Bueno | Mgmt | For | For | For | ||
| 3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
| 4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
| 5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
| 6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
| 7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
| 8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||
| 9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
| 10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
| 11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Verizon Communications Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VZ | CUSIP 92343V104 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard L. Carrion | Mgmt | For | For | For | ||
| 2 | Elect Melanie L. Healey | Mgmt | For | For | For | ||
| 3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
| 4 | Elect Robert W. Lane | Mgmt | For | For | For | ||
| 5 | Elect Lowell C. McAdam | Mgmt | For | For | For | ||
| 6 | Elect Sandra O. Moose | Mgmt | For | For | For | ||
| 7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||
| 8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | ||
| 9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Hugh B. Price | Mgmt | For | For | For | ||
| 11 | Elect Rodney E. Slater | Mgmt | For | For | For | ||
| 12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | ||
| 13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| 22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Vodafone Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VOD | CINS G93882135 | 07/24/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 3 | Elect Vittorio Colao | Mgmt | For | For | For | ||
| 4 | Elect Andy Halford | Mgmt | For | For | For | ||
| 5 | Elect Steve Pusey | Mgmt | For | For | For | ||
| 6 | Elect Renee James | Mgmt | For | For | For | ||
| 7 | Elect Alan Jebson | Mgmt | For | For | For | ||
| 8 | Elect Samuel Jonah | Mgmt | For | For | For | ||
| 9 | Elect Nick Land | Mgmt | For | For | For | ||
| 10 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
| 11 | Elect Luc Vandevelde | Mgmt | For | For | For | ||
| 12 | Elect Anthony Watson | Mgmt | For | For | For | ||
| 13 | Elect Philip Yea | Mgmt | For | For | For | ||
| 14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 15 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Waste Management, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WM | CUSIP 94106L109 | 05/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
| 4 | Elect Victoria M. Holt | Mgmt | For | For | For | ||
| 5 | Elect John C. Pope | Mgmt | For | For | For | ||
| 6 | Elect W. Robert Reum | Mgmt | For | For | For | ||
| 7 | Elect David P. Steiner | Mgmt | For | For | For | ||
| 8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHoldr | Against | Against | For | ||
| Wells Fargo & Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Baker II | Mgmt | For | For | For | ||
| 2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
| 3 | Elect John S. Chen | Mgmt | For | For | For | ||
| 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
| 5 | Elect Susan E. Engel | Mgmt | For | For | For | ||
| 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Donald M. James | Mgmt | For | For | For | ||
| 8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
| 9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
| 10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||
| 11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||
| 12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
| 13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
| 14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | ||
| WPP Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WPP | CINS G9788D103 | 06/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||
| 5 | Elect Colin Day | Mgmt | For | For | For | ||
| 6 | Elect Esther Dyson | Mgmt | For | For | For | ||
| 7 | Elect Orit Gadiesh | Mgmt | For | For | For | ||
| 8 | Elect Philip Lader | Mgmt | For | For | For | ||
| 9 | Elect Ruigang Li | Mgmt | For | For | For | ||
| 10 | Elect Mark Read | Mgmt | For | For | For | ||
| 11 | Elect Paul Richardson | Mgmt | For | For | For | ||
| 12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | ||
| 13 | Elect Timothy Shriver | Mgmt | For | For | For | ||
| 14 | Elect Martin Sorrell | Mgmt | For | For | For | ||
| 15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||
| 16 | Elect Roger Agnelli | Mgmt | For | For | For | ||
| 17 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
| 18 | Elect Hugo Shong | Mgmt | For | For | For | ||
| 19 | Elect Sally Susman | Mgmt | For | For | For | ||
| 20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Executive Performance Share Plan | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| WPP Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Court | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Scheme of Arrangement | Mgmt | For | For | For | ||
| WPP Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Migration of Tax Residence | Mgmt | For | For | For | ||
| 2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
| 3 | Change in Company Name | Mgmt | For | For | For | ||
| Wynn Resorts, Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WYNN | CUSIP 983134107 | 02/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Removal of Director Kazuo Okada | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Wynn Resorts, Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WYNN | CUSIP 983134107 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ray R. Irani | Mgmt | For | For | For | ||
| 1.2 | Elect Alvin V. Shoemaker | Mgmt | For | For | For | ||
| 1.3 | Elect D. Boone Wayson | Mgmt | For | For | For | ||
| 1.4 | Elect Stephen A. Wynn | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Xilinx, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XLNX | CUSIP 983919101 | 08/08/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Philip Gianos | Mgmt | For | For | For | ||
| 2 | Elect Moshe Gavrielov | Mgmt | For | For | For | ||
| 3 | Elect John Doyle | Mgmt | For | For | For | ||
| 4 | Elect Jerald Fishman | Mgmt | For | For | For | ||
| 5 | Elect William Howard, Jr. | Mgmt | For | For | For | ||
| 6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
| 7 | Elect Albert Pimentel | Mgmt | For | For | For | ||
| 8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | ||
| 10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||
| 11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Yahoo! Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YHOO | CUSIP 984332106 | 07/12/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alfred Amoroso | Mgmt | For | For | For | ||
| 2 | Elect John Hayes | Mgmt | For | For | For | ||
| 3 | Elect Susan James | Mgmt | For | For | For | ||
| 4 | Elect David Kenny | Mgmt | For | For | For | ||
| 5 | Elect Peter Liguori | Mgmt | For | For | For | ||
| 6 | Elect Daniel Loeb | Mgmt | For | For | For | ||
| 7 | Elect Thomas McInerney | Mgmt | For | For | For | ||
| 8 | Elect Brad Smith | Mgmt | For | For | For | ||
| 9 | Elect Maynard Webb, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Harry Wilson | Mgmt | For | For | For | ||
| 11 | Elect Michael Wolf | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Amendment to the 1995 Stock Plan | Mgmt | For | For | For | ||
| 14 | Amendment to the 1996 Directors' Stock Plan | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Yum Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YUM | CUSIP 988498101 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
| 2 | Elect David W. Dorman | Mgmt | For | For | For | ||
| 3 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
| 4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
| 5 | Elect J. David Grissom | Mgmt | For | For | For | ||
| 6 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
| 7 | Elect Jonathan S. Linen | Mgmt | For | For | For | ||
| 8 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
| 9 | Elect David C. Novak | Mgmt | For | For | For | ||
| 10 | Elect Thomas M. Ryan | Mgmt | For | For | For | ||
| 11 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | ||
| 12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Approval of Material Terms Under the Long Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Recycling Strategy for Food and Beverage Packaging | ShrHoldr | Against | Against | For | ||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE INVESTMENT COMPANY OF AMERICA
(Registrant)
| By /s/ James B. Lovelace |
James B. Lovelace, Vice Chairman and Principal Executive Officer |
| Date: August 27, 2013 |