N-PX 1 ica_npx.htm N-PX Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00116



The Investment Company of America
(Exact Name of Registrant as Specified in Charter)

333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (213) 486-9200

Date of fiscal year end: December 31

Date of reporting period: July 1, 2011 - June 30, 2012





Vincent P. Corti
The Investment Company of America
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)




 
 

 

Item 1: Proxy Voting Record
 
Fund Name: The Investment Company of America
 
Report Period: July 01, 2011 - June 30, 2012
 
                 
                 
                 
                 
3M Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMM
CUSIP 88579Y101
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linda Alvarado
 
Mgmt
For
For
For
 
 
2
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
3
Elect Michael  Eskew
 
Mgmt
For
For
For
 
 
4
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
5
Elect Herbert Henkel
 
Mgmt
For
For
For
 
 
6
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
7
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
8
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
9
Elect Inge Thulin
 
Mgmt
For
For
For
 
 
10
Elect Robert Ulrich
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Amendment to the General Employees Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Amendment to the 2008 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Prohibition on Political Spending
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Abbott Laboratories
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABT
CUSIP 002824100
 
04/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Alpern
 
Mgmt
For
For
For
 
 
1.2
Elect Roxanne Austin
 
Mgmt
For
For
For
 
 
1.3
Elect Sally Blount
 
Mgmt
For
For
For
 
 
1.4
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
1.5
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
1.6
Elect Nancy McKinstry
 
Mgmt
For
For
For
 
 
1.7
Elect Phebe Novakovic
 
Mgmt
For
For
For
 
 
1.8
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.9
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
1.10
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
1.11
Elect Miles White
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Tax Gross-Up Payments
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation
ShrHoldr
Against
Against
For
 
 
10
Shareholder Proposal Regarding Compensation in the Event of a Change of Control
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Accenture PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACN
CUSIP G1151C101
 
02/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
3
Elect William Green
 
Mgmt
For
For
For
 
 
4
Elect Nobuyuki Idei
 
Mgmt
For
For
For
 
 
5
Elect Marjorie Magner
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
8
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
9
Authorization to Hold the 2013 Annual Meeting Outside of Ireland
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
11
Authority to Set Price of Reissued Treasury Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Adobe Systems Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADBE
CUSIP 00724F101
 
04/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Barnholt
 
Mgmt
For
For
For
 
 
2
Elect Michael Cannon
 
Mgmt
For
For
For
 
 
3
Elect James Daley
 
Mgmt
For
For
For
 
 
4
Elect Charles Geschke
 
Mgmt
For
For
For
 
 
5
Elect Shantanu Narayen
 
Mgmt
For
For
For
 
 
6
Amendment to the 2003 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Allergan, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AGN
CUSIP 018490102
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Pyott
 
Mgmt
For
For
For
 
 
2
Elect Herbert Boyer
 
Mgmt
For
For
For
 
 
3
Elect Deborah Dunsire
 
Mgmt
For
For
For
 
 
4
Elect Michael Gallagher
 
Mgmt
For
For
For
 
 
5
Elect Dawn Hudson
 
Mgmt
For
For
For
 
 
6
Elect Robert Ingram
 
Mgmt
For
For
For
 
 
7
Elect Trevor Jones
 
Mgmt
For
For
For
 
 
8
Elect Louis Lavigne, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Russell Ray
 
Mgmt
For
For
For
 
 
10
Elect Stephen Ryan
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Shareholder Proposal Regarding Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Altria Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MO
CUSIP 02209S103
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
 
Mgmt
For
For
For
 
 
2
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
3
Elect Martin Barrington
 
Mgmt
For
For
For
 
 
4
Elect John Casteen III
 
Mgmt
For
For
For
 
 
5
Elect Dinyar Devitre
 
Mgmt
For
For
For
 
 
6
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
7
Elect Thomas Jones
 
Mgmt
For
For
For
 
 
8
Elect W. Leo Kiely III
 
Mgmt
For
For
For
 
 
9
Elect Kathryn McQuade
 
Mgmt
For
For
For
 
 
10
Elect George Munoz
 
Mgmt
For
For
For
 
 
11
Elect Nabil Sakkab
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Amazon.com, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMZN
CUSIP 023135106
 
05/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Bezos
 
Mgmt
For
For
For
 
 
2
Elect Tom Alberg
 
Mgmt
For
For
For
 
 
3
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
4
Elect William Gordon
 
Mgmt
For
For
For
 
 
5
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
6
Elect Blake Krikorian
 
Mgmt
For
For
For
 
 
7
Elect Alain Monie
 
Mgmt
For
For
For
 
 
8
Elect Jonathan Rubinstein
 
Mgmt
For
For
For
 
 
9
Elect Thomas Ryder
 
Mgmt
For
For
For
 
 
10
Elect Patricia Stonesifer
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 1997 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
13
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
American Express Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AXP
CUSIP 025816109
 
04/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
1.2
Elect Ursula Burns
 
Mgmt
For
For
For
 
 
1.3
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
1.4
Elect Peter Chernin
 
Mgmt
For
For
For
 
 
1.5
Elect Theodore Leonsis
 
Mgmt
For
For
For
 
 
1.6
Elect Jan Leschly
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Levin
 
Mgmt
For
For
For
 
 
1.8
Elect Richard McGinn
 
Mgmt
For
For
For
 
 
1.9
Elect Edward Miller
 
Mgmt
For
For
For
 
 
1.10
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
1.11
Elect Robert Walter
 
Mgmt
For
For
For
 
 
1.12
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Amendment to the 2007 Incentive Compensation Plan
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
AMGEN Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMGN
CUSIP 031162100
 
05/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Baltimore
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Robert Bradway
 
Mgmt
For
For
For
 
 
4
Elect Francois de Carbonnel
 
Mgmt
For
For
For
 
 
5
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
6
Elect Rebecca Henderson
 
Mgmt
For
For
For
 
 
7
Elect Frank Herringer
 
Mgmt
For
For
For
 
 
8
Elect Tyler Jacks
 
Mgmt
For
For
For
 
 
9
Elect Gilbert Omenn
 
Mgmt
For
For
For
 
 
10
Elect Judith Pelham
 
Mgmt
For
For
For
 
 
11
Elect J. Paul Reason
 
Mgmt
For
For
For
 
 
12
Elect Leonard Schaeffer
 
Mgmt
For
For
For
 
 
13
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
14
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Authorize Shareholder Action by Written Consent
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Anheuser-Busch Inbev SA/NV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABI
CINS B6399C107
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
Belgium
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Disapplication of Preemptive Rights for Stock Option Grants
Mgmt
For
Against
Against
 
 
6
Authority to Grant Stock Options
 
Mgmt
For
Against
Against
 
 
7
Authority to Increase Capital for Stock Options
Mgmt
For
Against
Against
 
 
8
Authority to Grant Stock Options to Non-Executive Directors
Mgmt
For
Against
Against
 
 
9
Authorization of Legal Formalities
 
Mgmt
For
Against
Against
 
 
10
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
13
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
14
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor's Acts
 
Mgmt
For
For
For
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
17
Remuneration Report
 
Mgmt
For
For
For
 
 
18
Confirmation of Equity Incentive Grants to Executives
Mgmt
For
For
For
 
 
19
Change in Control Clause
 
Mgmt
For
For
For
 
 
20
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Aon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AON
CUSIP 037389103
 
03/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger/Reorganization and Reincorporation from Delaware to the United Kingdom
Mgmt
For
For
For
 
 
2
Reduction of Capital
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
 
 
4
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Aon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AON
CUSIP G0408V102
 
05/18/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lester Knight
 
Mgmt
For
For
For
 
 
2
Elect Gregory Case
 
Mgmt
For
For
For
 
 
3
Elect Fulvio Conti
 
Mgmt
For
For
For
 
 
4
Elect Cheryl Francis
 
Mgmt
For
For
For
 
 
5
Elect Edgar Jannotta
 
Mgmt
For
For
For
 
 
6
Elect J. Michael Losh
 
Mgmt
For
For
For
 
 
7
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
8
Elect Richard Myers
 
Mgmt
For
For
For
 
 
9
Elect Richard Notebaert
 
Mgmt
For
For
For
 
 
10
Elect Gloria Santona
 
Mgmt
For
For
For
 
 
11
Elect Carolyn Woo
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Apache Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
APA
CUSIP 037411105
 
05/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Scott Josey
 
Mgmt
For
For
For
 
 
2
Elect George Lawrence
 
Mgmt
For
For
For
 
 
3
Elect Rodman Patton
 
Mgmt
For
For
For
 
 
4
Elect Charles Pitman
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Apple Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AAPL
CUSIP 037833100
 
02/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Campbell
 
Mgmt
For
For
For
 
 
1.2
Elect Timothy Cook
 
Mgmt
For
For
For
 
 
1.3
Elect Millard Drexler
 
Mgmt
For
For
For
 
 
1.4
Elect Albert Gore, Jr.
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Iger
 
Mgmt
For
For
For
 
 
1.6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.7
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.8
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Shareholder Proposal Regarding Conflict of Interest Report
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Applied Materials, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMAT
CUSIP 038222105
 
03/06/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Aart de Geus
 
Mgmt
For
For
For
 
 
2
Elect Stephen Forrest
 
Mgmt
For
For
For
 
 
3
Elect Thomas Iannotti
 
Mgmt
For
For
For
 
 
4
Elect Susan James
 
Mgmt
For
For
For
 
 
5
Elect Alexander Karsner
 
Mgmt
For
For
For
 
 
6
Elect Gerhard Parker
 
Mgmt
For
For
For
 
 
7
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
8
Elect Willem Roelandts
 
Mgmt
For
For
For
 
 
9
Elect James Rogers
 
Mgmt
For
For
For
 
 
10
Elect Michael Splinter
 
Mgmt
For
For
For
 
 
11
Elect Robert Swan
 
Mgmt
For
For
For
 
 
12
Amendment to the Employee Stock Incentive Plan
Mgmt
For
Against
Against
 
 
13
Amendment to the Senior Executive Bonus Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ArcelorMittal S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MT
CINS L0302D129
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Directors' Fees
 
Mgmt
For
For
For
 
 
6
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
7
Elect Naranayan Vaghul
 
Mgmt
For
For
For
 
 
8
Elect Wilbur Ross, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Tye Burt
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor
 
Mgmt
For
For
For
 
 
11
Restricted Share Unit Plan
 
Mgmt
For
For
For
 
 
12
Performance Share Unit Plan
 
Mgmt
For
For
For
 
 
13
Increase in Authorized Share Capital
Mgmt
For
Against
Against
 
 
14
Amendments to Articles
 
Mgmt
For
For
For
 
 
15
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
AT&T Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
T
CUSIP 00206R102
 
04/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Randall Stephenson
 
Mgmt
For
For
For
 
 
2
Elect Gilbert Amelio
 
Mgmt
For
For
For
 
 
3
Elect Reuben Anderson
 
Mgmt
For
For
For
 
 
4
Elect James Blanchard
 
Mgmt
For
For
For
 
 
5
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
6
Elect James Kelly
 
Mgmt
For
For
For
 
 
7
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
8
Elect John McCoy
 
Mgmt
For
For
For
 
 
9
Elect Joyce Roche
 
Mgmt
For
For
For
 
 
10
Elect Matthew Rose
 
Mgmt
For
For
For
 
 
11
Elect Laura Tyson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Restoration of Written Consent
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Automatic Data Processing, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADP
CUSIP 053015103
 
11/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
1.2
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
1.3
Elect Gary Butler
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Clark
 
Mgmt
For
For
For
 
 
1.5
Elect Eric Fast
 
Mgmt
For
For
For
 
 
1.6
Elect Linda Gooden
 
Mgmt
For
For
For
 
 
1.7
Elect R. Glenn Hubbard
 
Mgmt
For
For
For
 
 
1.8
Elect John Jones
 
Mgmt
For
For
For
 
 
1.9
Elect Enrique Salem
 
Mgmt
For
For
For
 
 
1.10
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Avon Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVP
CUSIP 054303102
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Douglas Conant
 
Mgmt
For
For
For
 
 
1.2
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
1.3
Elect V. Ann Hailey
 
Mgmt
For
For
For
 
 
1.4
Elect Fred Hassan
 
Mgmt
For
Withhold
Against
 
 
1.5
Elect Andrea Jung
 
Mgmt
For
Withhold
Against
 
 
1.6
Elect Maria Lagomasino
 
Mgmt
For
Withhold
Against
 
 
1.7
Elect Ann Moore
 
Mgmt
For
Withhold
Against
 
 
1.8
Elect Gary Rodkin
 
Mgmt
For
Withhold
Against
 
 
1.9
Elect Paula Stern
 
Mgmt
For
For
For
 
 
1.10
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Baker Hughes Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BHI
CUSIP 057224107
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
 
Mgmt
For
For
For
 
 
1.2
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Martin Craighead
 
Mgmt
For
For
For
 
 
1.4
Elect Chad Deaton
 
Mgmt
For
For
For
 
 
1.5
Elect Anthony Fernandes
 
Mgmt
For
For
For
 
 
1.6
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.7
Elect Pierre Jungels
 
Mgmt
For
For
For
 
 
1.8
Elect James Lash
 
Mgmt
For
For
For
 
 
1.9
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.10
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect James Stewart
 
Mgmt
For
For
For
 
 
1.12
Elect Charles Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505559
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mukesh Ambani
 
Mgmt
For
For
For
 
 
2
Elect Susan  Bies
 
Mgmt
For
For
For
 
 
3
Elect Frank Bramble, Sr.
 
Mgmt
For
For
For
 
 
4
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
5
Elect Charles Gifford
 
Mgmt
For
For
For
 
 
6
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
8
Elect Thomas May
 
Mgmt
For
For
For
 
 
9
Elect Brian Moynihan
 
Mgmt
For
For
For
 
 
10
Elect Donald Powell
 
Mgmt
For
For
For
 
 
11
Elect Charles Rossotti
 
Mgmt
For
For
For
 
 
12
Elect Robert Scully
 
Mgmt
For
Against
Against
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Prohibition on Political Spending
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of New York Mellon Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BK
CUSIP 064058100
 
04/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ruth Bruch
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Donofrio
 
Mgmt
For
For
For
 
 
3
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
4
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
5
Elect Richard Kogan
 
Mgmt
For
For
For
 
 
6
Elect Michael Kowalski
 
Mgmt
For
For
For
 
 
7
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Mark Nordenberg
 
Mgmt
For
For
For
 
 
9
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
10
Elect William Richardson
 
Mgmt
For
For
For
 
 
11
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
12
Elect Wesley von Schack
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Barrick Gold Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABX
CUSIP 067901108
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Howard Beck
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Birchall
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Carty
 
Mgmt
For
For
For
 
 
1.4
Elect Gustavo Cisneros
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Franklin
 
Mgmt
For
For
For
 
 
1.6
Elect J. Brett Harvey
 
Mgmt
For
For
For
 
 
1.7
Elect Dambisa Moyo
 
Mgmt
For
For
For
 
 
1.8
Elect Brian Mulroney
 
Mgmt
For
For
For
 
 
1.9
Elect Anthony Munk
 
Mgmt
For
For
For
 
 
1.10
Elect Peter Munk
 
Mgmt
For
For
For
 
 
1.11
Elect Aaron Regent
 
Mgmt
For
For
For
 
 
1.12
Elect Nathaniel Rothschild
 
Mgmt
For
For
For
 
 
1.13
Elect Steven Shapiro
 
Mgmt
For
For
For
 
 
1.14
Elect John Thornton
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Bayer AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAY
CINS D0712D163
 
04/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Presentation of Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
5
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
6
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
7
Elect Manfred Schneider
 
Mgmt
For
For
For
 
 
8
Elect Werner Wenning
 
Mgmt
For
For
For
 
 
9
Elect Paul Achleitner
 
Mgmt
For
For
For
 
 
10
Elect Clemens Borsig
 
Mgmt
For
For
For
 
 
11
Elect Thomas Ebeling
 
Mgmt
For
For
For
 
 
12
Elect Klaus Kleinfeld
 
Mgmt
For
For
For
 
 
13
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
14
Elect Sue Rataj
 
Mgmt
For
For
For
 
 
15
Elect Ekkehard Schulz
 
Mgmt
For
For
For
 
 
16
Elect Klaus Sturany
 
Mgmt
For
For
For
 
 
17
Elect Ernst-Ludwig Winnacker
 
Mgmt
For
For
For
 
 
18
Supervisory Board Members' Fees
 
Mgmt
For
For
For
 
 
19
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Bayerische Motoren Werke AG (BMW)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BMW
CINS D12096109
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Compensation Policy
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Boston Scientific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BSX
CUSIP 101137107
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Katharine Bartlett
 
Mgmt
For
For
For
 
 
2
Elect Bruce Byrnes
 
Mgmt
For
For
For
 
 
3
Elect Nelda Connors
 
Mgmt
For
For
For
 
 
4
Elect Kristina Johnson
 
Mgmt
For
For
For
 
 
5
Elect William Kucheman
 
Mgmt
For
For
For
 
 
6
Elect Ernest Mario
 
Mgmt
For
For
For
 
 
7
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Pete Nicholas
 
Mgmt
For
For
For
 
 
9
Elect Uwe Reinhardt
 
Mgmt
For
For
For
 
 
10
Elect John Sununu
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
BP plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BP
CUSIP 055622104
 
04/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Robert Dudley
 
Mgmt
For
For
For
 
 
4
Elect Iain Conn
 
Mgmt
For
For
For
 
 
5
Elect Brian Gilvary
 
Mgmt
For
For
For
 
 
6
Elect Byron Grote
 
Mgmt
For
For
For
 
 
7
Elect Paul Anderson
 
Mgmt
For
For
For
 
 
8
Elect Frank Bowman
 
Mgmt
For
For
For
 
 
9
Elect Antony Burgmans
 
Mgmt
For
For
For
 
 
10
Elect Cynthia Carroll
 
Mgmt
For
For
For
 
 
11
Elect George David
 
Mgmt
For
For
For
 
 
12
Elect Ian Davis
 
Mgmt
For
For
For
 
 
13
Elect Dame Ann Dowling
 
Mgmt
For
For
For
 
 
14
Elect Brendan Nelson
 
Mgmt
For
For
For
 
 
15
Elect Phuthuma Nhleko
 
Mgmt
For
For
For
 
 
16
Elect Andrew Shilston
 
Mgmt
For
For
For
 
 
17
Elect Carl-Henric Svanberg
 
Mgmt
For
For
For
 
 
18
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
BP plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BP
CINS G12793108
 
04/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Robert Dudley
 
Mgmt
For
For
For
 
 
4
Elect Iain Conn
 
Mgmt
For
For
For
 
 
5
Elect Brian Gilvary
 
Mgmt
For
For
For
 
 
6
Elect Byron Grote
 
Mgmt
For
For
For
 
 
7
Elect Paul Anderson
 
Mgmt
For
For
For
 
 
8
Elect Frank Bowman
 
Mgmt
For
For
For
 
 
9
Elect Antony Burgmans
 
Mgmt
For
For
For
 
 
10
Elect Cynthia Carroll
 
Mgmt
For
For
For
 
 
11
Elect George David
 
Mgmt
For
For
For
 
 
12
Elect Ian Davis
 
Mgmt
For
For
For
 
 
13
Elect Dame Ann Dowling
 
Mgmt
For
For
For
 
 
14
Elect Brendan Nelson
 
Mgmt
For
For
For
 
 
15
Elect Phuthuma Nhleko
 
Mgmt
For
For
For
 
 
16
Elect Andrew Shilston
 
Mgmt
For
For
For
 
 
17
Elect Carl-Henric Svanberg
 
Mgmt
For
For
For
 
 
18
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Bristol-Myers Squibb Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BMY
CUSIP 110122108
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lamberto  Andreotti
 
Mgmt
For
For
For
 
 
2
Elect Lewis Campbell
 
Mgmt
For
For
For
 
 
3
Elect James Cornelius
 
Mgmt
For
For
For
 
 
4
Elect Louis Freeh
 
Mgmt
For
For
For
 
 
5
Elect Laurie Glimcher
 
Mgmt
For
For
For
 
 
6
Elect Michael Grobstein
 
Mgmt
For
For
For
 
 
7
Elect Alan Lacy
 
Mgmt
For
For
For
 
 
8
Elect Vicki Sato
 
Mgmt
For
For
For
 
 
9
Elect Elliott Sigal
 
Mgmt
For
For
For
 
 
10
Elect Gerald Storch
 
Mgmt
For
For
For
 
 
11
Elect Togo West, Jr.
 
Mgmt
For
For
For
 
 
12
Elect R. Sanders Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
2012 Stock Award and Incentive Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Broadcom Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BRCM
CUSIP 111320107
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Finocchio, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Nancy Handel
 
Mgmt
For
For
For
 
 
1.3
Elect Eddy Hartenstein
 
Mgmt
For
For
For
 
 
1.4
Elect Maria Klawe
 
Mgmt
For
For
For
 
 
1.5
Elect John Major
 
Mgmt
For
For
For
 
 
1.6
Elect Scott McGregor
 
Mgmt
For
For
For
 
 
1.7
Elect William Morrow
 
Mgmt
For
For
For
 
 
1.8
Elect Henry Samueli
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Switz
 
Mgmt
For
For
For
 
 
2
Amendment to the 1998 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
3
2012 Stock Incentive Plan
 
Mgmt
For
Against
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Canadian Natural Resources Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CNQ
CUSIP 136385101
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Catherine Best
 
Mgmt
For
For
For
 
 
1.2
Elect N. Murray Edwards
 
Mgmt
For
For
For
 
 
1.3
Elect Timothy Faithfull
 
Mgmt
For
For
For
 
 
1.4
Elect Gary Filmon
 
Mgmt
For
For
For
 
 
1.5
Elect Christopher Fong
 
Mgmt
For
For
For
 
 
1.6
Elect Gordon Giffin
 
Mgmt
For
For
For
 
 
1.7
Elect Wilfred Gobert
 
Mgmt
For
For
For
 
 
1.8
Elect Steve Laut
 
Mgmt
For
For
For
 
 
1.9
Elect Keith MacPhail
 
Mgmt
For
For
For
 
 
1.10
Elect Allan Markin
 
Mgmt
For
For
For
 
 
1.11
Elect Frank McKenna
 
Mgmt
For
For
For
 
 
1.12
Elect James Palmer
 
Mgmt
For
For
For
 
 
1.13
Elect Eldon Smith
 
Mgmt
For
For
For
 
 
1.14
Elect David Tuer
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Amendments to Preferred Shares
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Capital One Financial Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COF
CUSIP 14040H105
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Fairbank
 
Mgmt
For
For
For
 
 
2
Elect Peter  Raskind
 
Mgmt
For
For
For
 
 
3
Elect Bradford Warner
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Amendment to the Associate Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Carnival plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CCL
CUSIP 143658300
 
04/11/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Micky Arison
 
Mgmt
For
For
For
 
 
2
Elect Sir Jonathon Band
 
Mgmt
For
For
For
 
 
3
Elect Robert Dickinson
 
Mgmt
For
For
For
 
 
4
Elect Arnold Donald
 
Mgmt
For
For
For
 
 
5
Elect Pier Foschi
 
Mgmt
For
For
For
 
 
6
Elect Howard Frank
 
Mgmt
For
For
For
 
 
7
Elect Richard Glasier
 
Mgmt
For
For
For
 
 
8
Elect Debra Kelly-Ennis
 
Mgmt
For
For
For
 
 
9
Elect Modesto Maidique
 
Mgmt
For
For
For
 
 
10
Elect John Parker
 
Mgmt
For
For
For
 
 
11
Elect Peter Ratcliffe
 
Mgmt
For
For
For
 
 
12
Elect Stuart Subotnick
 
Mgmt
For
For
For
 
 
13
Elect Laura Weil
 
Mgmt
For
For
For
 
 
14
Elect Randall Weisenburger
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Accounts and Reports
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Director's Remuneration Report
 
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
23
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
CenturyLink, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CTL
CUSIP 156700106
 
05/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
2
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
3.1
Elect Fred Nichols
 
Mgmt
For
For
For
 
 
3.2
Elect Harvey Perry
 
Mgmt
For
For
For
 
 
3.3
Elect Laurie Siegel
 
Mgmt
For
For
For
 
 
3.4
Elect Joseph Zimmel
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Bonus Deferrals
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Chevron Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVX
CUSIP 166764100
 
05/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
2
Elect Robert Denham
 
Mgmt
For
For
For
 
 
3
Elect Chuck Hagel
 
Mgmt
For
For
For
 
 
4
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
5
Elect George Kirkland
 
Mgmt
For
For
For
 
 
6
Elect Charles Moorman, IV
 
Mgmt
For
For
For
 
 
7
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
8
Elect John Stumpf
 
Mgmt
For
For
For
 
 
9
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
10
Elect Carl Ware
 
Mgmt
For
For
For
 
 
11
Elect John Watson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Shareholder Proposal Regarding Exclusive Forum Provisions
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Cisco Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSCO
CUSIP 17275R102
 
12/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
3
Elect Michael Capellas
 
Mgmt
For
For
For
 
 
4
Elect Larry Carter
 
Mgmt
For
For
For
 
 
5
Elect John Chambers
 
Mgmt
For
For
For
 
 
6
Elect Brian Halla
 
Mgmt
For
For
For
 
 
7
Elect John Hennessy
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Roderick McGeary
 
Mgmt
For
For
For
 
 
10
Elect Arun Sarin
 
Mgmt
For
For
For
 
 
11
Elect Steven West
 
Mgmt
For
For
For
 
 
12
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
13
Amendment to the 2005 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding the Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Citigroup Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
C
CUSIP 172967424
 
04/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Franz Humer
 
Mgmt
For
For
For
 
 
2
Elect Robert Joss
 
Mgmt
For
For
For
 
 
3
Elect Michael O'Neill
 
Mgmt
For
Against
Against
 
 
4
Elect Vikram Pandit
 
Mgmt
For
For
For
 
 
5
Elect Lawrence Ricciardi
 
Mgmt
For
For
For
 
 
6
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
7
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
8
Elect Anthony Santomero
 
Mgmt
For
For
For
 
 
9
Elect Joan Spero
 
Mgmt
For
For
For
 
 
10
Elect Diana Taylor
 
Mgmt
For
Against
Against
 
 
11
Elect William Thompson, Jr.
 
Mgmt
For
Against
Against
 
 
12
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to the 2009 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Comcast Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMCSA
CUSIP 20030N101
 
05/31/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kenneth Bacon
 
Mgmt
For
For
For
 
 
1.2
Elect Sheldon Bonovitz
 
Mgmt
For
For
For
 
 
1.3
Elect Joseph Collins
 
Mgmt
For
For
For
 
 
1.4
Elect J. Michael Cook
 
Mgmt
For
For
For
 
 
1.5
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.6
Elect Jeffrey Honickman
 
Mgmt
For
For
For
 
 
1.7
Elect Eduardo  Mestre
 
Mgmt
For
For
For
 
 
1.8
Elect Brian Roberts
 
Mgmt
For
For
For
 
 
1.9
Elect Ralph Roberts
 
Mgmt
For
For
For
 
 
1.10
Elect Johnathan Rodgers
 
Mgmt
For
For
For
 
 
1.11
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2002 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Poison Pills
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Conagra Foods, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAG
CUSIP 205887102
 
09/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mogens Bay
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Butler
 
Mgmt
For
For
For
 
 
1.3
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
1.4
Elect Joie Gregor
 
Mgmt
For
For
For
 
 
1.5
Elect Rajive Johri
 
Mgmt
For
For
For
 
 
1.6
Elect William Jurgensen
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Lenny
 
Mgmt
For
For
For
 
 
1.8
Elect Ruth Ann Marshall
 
Mgmt
For
For
For
 
 
1.9
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.10
Elect Andrew Schindler
 
Mgmt
For
For
For
 
 
1.11
Elect Kenneth Stinson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
ConocoPhillips
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COP
CUSIP 20825C104
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
 
Mgmt
For
For
For
 
 
2
Elect Richard Auchinleck
 
Mgmt
For
For
For
 
 
3
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Ruth Harkin
 
Mgmt
For
For
For
 
 
6
Elect Ryan Lance
 
Mgmt
For
For
For
 
 
7
Elect Mohd Hassan Marican
 
Mgmt
For
For
For
 
 
8
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
9
Elect James Mulva
 
Mgmt
For
For
For
 
 
10
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
11
Elect Harald Norvik
 
Mgmt
For
For
For
 
 
12
Elect William Reilly
 
Mgmt
For
For
For
 
 
13
Elect Victoria Tschinkel
 
Mgmt
For
For
For
 
 
14
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
15
Elect William Wade, Jr.
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Louisiana Wetlands
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Corning Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GLW
CUSIP 219350105
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
2
Elect Stephanie Burns
 
Mgmt
For
For
For
 
 
3
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
4
Elect Richard Clark
 
Mgmt
For
For
For
 
 
5
Elect James Flaws
 
Mgmt
For
For
For
 
 
6
Elect Gordon Gund
 
Mgmt
For
For
For
 
 
7
Elect Kurt Landgraf
 
Mgmt
For
For
For
 
 
8
Elect Deborah Rieman
 
Mgmt
For
For
For
 
 
9
Elect H. Onno Ruding
 
Mgmt
For
For
For
 
 
10
Elect Mark Wrighton
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2012 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
14
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
                 
                 
                 
                 
Credit Suisse Group
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSGN
CINS H3698D419
 
04/27/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Remuneration Report
 
Mgmt
For
For
For
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
7
Allocation of Profits
 
Mgmt
For
For
For
 
 
8
Dividend from Reserves; Scrip Dividend
Mgmt
For
For
For
 
 
9
Increase in Conversion Capital
 
Mgmt
For
Against
Against
 
 
10
Increase in Authorized Capital
 
Mgmt
For
For
For
 
 
11
Elect Walter Kielholz
 
Mgmt
For
For
For
 
 
12
Elect Andreas Koopmann
 
Mgmt
For
For
For
 
 
13
Elect Richard Thornburgh
 
Mgmt
For
For
For
 
 
14
Elect John Tiner
 
Mgmt
For
For
For
 
 
15
Elect Urs Rohner
 
Mgmt
For
For
For
 
 
16
Elect Iris Bohnet
 
Mgmt
For
For
For
 
 
17
Elect Jean-Daniel Gerber
 
Mgmt
For
For
For
 
 
18
Appointment of Auditor
 
Mgmt
For
For
For
 
 
19
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
20
Transaction of Other Business
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
CSX Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSX
CUSIP 126408103
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Donna Alvarado
 
Mgmt
For
For
For
 
 
2
Elect John Breaux
 
Mgmt
For
For
For
 
 
3
Elect Pamela Carter
 
Mgmt
For
For
For
 
 
4
Elect Steven Halverson
 
Mgmt
For
For
For
 
 
5
Elect Edward Kelly, III
 
Mgmt
For
For
For
 
 
6
Elect Gilbert Lamphere
 
Mgmt
For
For
For
 
 
7
Elect John McPherson
 
Mgmt
For
For
For
 
 
8
Elect Timothy O'Toole
 
Mgmt
For
For
For
 
 
9
Elect David Ratcliffe
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Michael Ward
 
Mgmt
For
For
For
 
 
12
Elect J.C. Watts, Jr.
 
Mgmt
For
For
For
 
 
13
Elect J. Steven Whisler
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
CVS Caremark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVS
CUSIP 126650100
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. David Brown II
 
Mgmt
For
For
For
 
 
2
Elect David Dorman
 
Mgmt
For
For
For
 
 
3
Elect Anne Finucane
 
Mgmt
For
For
For
 
 
4
Elect Kristen Gibney Williams
 
Mgmt
For
For
For
 
 
5
Elect Marian Heard
 
Mgmt
For
For
For
 
 
6
Elect Larry Merlo
 
Mgmt
For
For
For
 
 
7
Elect Jean-Pierre Millon
 
Mgmt
For
For
For
 
 
8
Elect C.A. Lance Piccolo
 
Mgmt
For
For
For
 
 
9
Elect Richard Swift
 
Mgmt
For
For
For
 
 
10
Elect Tony White
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Authorization of Written Consent by Less Than Unanimous Approval
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Daimler AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DAI
CINS D1668R123
 
04/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Elect Clemens Borsig
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Danaher Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DHR
CUSIP 235851102
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mortimer Caplin
 
Mgmt
For
For
For
 
 
2
Elect Donald Ehrlich
 
Mgmt
For
For
For
 
 
3
Elect Linda Hefner
 
Mgmt
For
For
For
 
 
4
Elect Teri  List-Stoll
 
Mgmt
For
For
For
 
 
5
Elect Walter Lohr, Jr.
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
8
Re-approve the Material Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Deere & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DE
CUSIP 244199105
 
02/29/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
3
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Dipak Jain
 
Mgmt
For
For
For
 
 
5
Elect Clayton Jones
 
Mgmt
For
For
For
 
 
6
Elect Joachim Milberg
 
Mgmt
For
For
For
 
 
7
Elect Richard Myers
 
Mgmt
For
For
For
 
 
8
Elect Thomas Patrick
 
Mgmt
For
For
For
 
 
9
Elect Sherry Smith
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Non-Employee Director Stock Ownership Plan
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Devon Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DVN
CUSIP 25179M103
 
06/06/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Henry
 
Mgmt
For
For
For
 
 
1.2
Elect John Hill
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Kanovsky
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Mosbacher, Jr.
 
Mgmt
For
For
For
 
 
1.5
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.6
Elect Duane Radtke
 
Mgmt
For
For
For
 
 
1.7
Elect Mary Ricciardello
 
Mgmt
For
For
For
 
 
1.8
Elect John Richels
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
5
2012 Incentive Compensation Plan
 
Mgmt
For
For
For
 
 
6
Amendment to the 2009 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Diamond Offshore Drilling, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DO
CUSIP 25271C102
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Tisch
 
Mgmt
For
For
For
 
 
2
Elect Lawrence Dickerson
 
Mgmt
For
For
For
 
 
3
Elect John Bolton
 
Mgmt
For
For
For
 
 
4
Elect Charles Fabrikant
 
Mgmt
For
For
For
 
 
5
Elect Paul Gaffney II
 
Mgmt
For
For
For
 
 
6
Elect Edward Grebow
 
Mgmt
For
For
For
 
 
7
Elect Herbert Hofmann
 
Mgmt
For
For
For
 
 
8
Elect Clifford Sobel
 
Mgmt
For
For
For
 
 
9
Elect Andrew Tisch
 
Mgmt
For
For
For
 
 
10
Elect Raymond Troubh
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Amendment to the Incentive Compensation Plan for Executive Officers
Mgmt
For
For
For
 
                 
                 
                 
                 
DIRECTV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DTV
CUSIP 25490A101
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ralph Boyd, Jr.
 
Mgmt
For
For
For
 
 
2
Elect David Dillon
 
Mgmt
For
For
For
 
 
3
Elect Samuel DiPiazza, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Dixon Doll
 
Mgmt
For
For
For
 
 
5
Elect Peter Lund
 
Mgmt
For
For
For
 
 
6
Elect Nancy Newcomb
 
Mgmt
For
For
For
 
 
7
Elect Lorrie Norrington
 
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
 
9
Elimination of Dual Class Stock
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Dominion Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
D
CUSIP 25746U109
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Barr
 
Mgmt
For
For
For
 
 
2
Elect Peter Brown
 
Mgmt
For
For
For
 
 
3
Elect Helen Dragas
 
Mgmt
For
For
For
 
 
4
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
5
Elect John Harris
 
Mgmt
For
For
For
 
 
6
Elect Robert Jepson, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Mark Kington
 
Mgmt
For
For
For
 
 
8
Elect Frank Royal
 
Mgmt
For
For
For
 
 
9
Elect Robert Spilman, Jr.
 
Mgmt
For
For
For
 
 
10
Elect David Wollard
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Establishment of 15% Renewable Energy Goal
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Renewable Energy Policy Options
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Report on Impact of Plant Closures
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Mountaintop Removal Coal Mining
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Natural Gas
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Board Review of Nuclear Safety Policies
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Dow Chemical Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DOW
CUSIP 260543103
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Arnold Allemang
 
Mgmt
For
For
For
 
 
2
Elect Jacqueline Barton
 
Mgmt
For
For
For
 
 
3
Elect James Bell
 
Mgmt
For
For
For
 
 
4
Elect Jeff Fettig
 
Mgmt
For
For
For
 
 
5
Elect John Hess
 
Mgmt
For
For
For
 
 
6
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
7
Elect Paul Polman
 
Mgmt
For
For
For
 
 
8
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
9
Elect James Ringler
 
Mgmt
For
For
For
 
 
10
Elect Ruth Shaw
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
2012 Stock Incentive Plan
 
Mgmt
For
Against
Against
 
 
14
2012 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
EADS: European Aeronautic Defence and Space Company N.V.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EAD
CINS F17114103
 
05/31/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
4
Elect Arnaud Lagardere
 
Mgmt
For
For
For
 
 
5
Elect Thomas Enders
 
Mgmt
For
For
For
 
 
6
Elect Dominique D'Hinnin
 
Mgmt
For
For
For
 
 
7
Elect Hermann-Josef Lamberti
 
Mgmt
For
For
For
 
 
8
Elect Lakshmi Mittal
 
Mgmt
For
For
For
 
 
9
Elect Sir John Parker
 
Mgmt
For
For
For
 
 
10
Elect Michel Pebereau
 
Mgmt
For
For
For
 
 
11
Elect Josep Pique i Camps
 
Mgmt
For
For
For
 
 
12
Elect Wilfried Porth
 
Mgmt
For
For
For
 
 
13
Elect Jean-Claude Trichet
 
Mgmt
For
For
For
 
 
14
Elect Bodo Uebber
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor (Ernst & Young)
Mgmt
For
For
For
 
 
16
Appointment of Auditor (KPMG)
 
Mgmt
For
For
For
 
 
17
Amendments to Articles
 
Mgmt
For
For
For
 
 
18
Compensation Policy; Directors' Fees
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Cancellation of Shares
 
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
22
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Emerson Electric Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EMR
CUSIP 291011104
 
02/07/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Carlos Fernandez Gonzalez
 
Mgmt
For
For
For
 
 
1.2
Elect Arthur Golden
 
Mgmt
For
For
For
 
 
1.3
Elect William Johnson
 
Mgmt
For
For
For
 
 
1.4
Elect John Menzer
 
Mgmt
For
For
For
 
 
1.5
Elect August Busch III
 
Mgmt
For
For
For
 
 
1.6
Elect Rozanne Ridgway
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Eni S.p.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ENI
CINS T3643A145
 
04/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
Italy
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Remuneration Report
 
Mgmt
For
For
For
 
 
6
Amendments to Articles
 
Mgmt
For
For
For
 
 
7
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
EOG Resources, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EOG
CUSIP 26875P101
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect George Alcorn
 
Mgmt
For
For
For
 
 
2
Elect Charles Crisp
 
Mgmt
For
For
For
 
 
3
Elect James Day
 
Mgmt
For
For
For
 
 
4
Elect Mark Papa
 
Mgmt
For
For
For
 
 
5
Elect H. Leighton Steward
 
Mgmt
For
For
For
 
 
6
Elect Donald Textor
 
Mgmt
For
For
For
 
 
7
Elect Frank Wisner
 
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
10
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
 
 
11
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Exelon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
11/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger/Acquisition
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Exelon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
04/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
2
Elect Christopher  Crane
 
Mgmt
For
For
For
 
 
3
Elect M. Walter D'Alessio
 
Mgmt
For
For
For
 
 
4
Elect Nicholas DeBenedictis
 
Mgmt
For
For
For
 
 
5
Elect Nelson Diaz
 
Mgmt
For
For
For
 
 
6
Elect Sue Ling Gin
 
Mgmt
For
For
For
 
 
7
Elect Rosemarie Greco
 
Mgmt
For
For
For
 
 
8
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
9
Elect Richard Mies
 
Mgmt
For
For
For
 
 
10
Elect John Palms
 
Mgmt
For
For
For
 
 
11
Elect William Richardson
 
Mgmt
For
For
For
 
 
12
Elect Thomas Ridge
 
Mgmt
For
For
For
 
 
13
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
14
Elect John Rowe
 
Mgmt
For
For
For
 
 
15
Elect Stephen Steinour
 
Mgmt
For
For
For
 
 
16
Elect Donald Thompson
 
Mgmt
For
For
For
 
 
17
Elect Ann Berzin
 
Mgmt
For
For
For
 
 
18
Elect Yves de Balmann
 
Mgmt
For
For
For
 
 
19
Elect Robert Lawless
 
Mgmt
For
For
For
 
 
20
Elect Mayo Shattuck III
 
Mgmt
For
For
For
 
 
21
Ratification of Auditor
 
Mgmt
For
For
For
 
 
22
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Express Scripts Holding Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ESRX
CUSIP 30219G108
 
05/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gary Benanav
 
Mgmt
For
For
For
 
 
2
Elect Maura Breen
 
Mgmt
For
For
For
 
 
3
Elect William DeLaney
 
Mgmt
For
For
For
 
 
4
Elect Nicholas LaHowchic
 
Mgmt
For
For
For
 
 
5
Elect Thomas Mac Mahon
 
Mgmt
For
For
For
 
 
6
Elect Frank Mergenthaler
 
Mgmt
For
For
For
 
 
7
Elect Woodrow Myers, Jr.
 
Mgmt
For
For
For
 
 
8
Elect John Parker, Jr.
 
Mgmt
For
For
For
 
 
9
Elect George Paz
 
Mgmt
For
For
For
 
 
10
Elect Myrtle Potter
 
Mgmt
For
For
For
 
 
11
Elect William Roper
 
Mgmt
For
For
For
 
 
12
Elect Samuel Skinner
 
Mgmt
For
For
For
 
 
13
Elect Seymour Sternberg
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Fifth Third Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FITB
CUSIP 316773100
 
04/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Darryl Allen
 
Mgmt
For
For
For
 
 
1.2
Elect B. Evan Bayh III
 
Mgmt
For
For
For
 
 
1.3
Elect Ulysses Bridgeman, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Emerson Brumback
 
Mgmt
For
For
For
 
 
1.5
Elect James Hackett
 
Mgmt
For
For
For
 
 
1.6
Elect Gary Heminger
 
Mgmt
For
For
For
 
 
1.7
Elect Jewell Hoover
 
Mgmt
For
For
For
 
 
1.8
Elect William Isaac
 
Mgmt
For
For
For
 
 
1.9
Elect Kevin Kabat
 
Mgmt
For
For
For
 
 
1.10
Elect Mitchel Livingston
 
Mgmt
For
For
For
 
 
1.11
Elect Michael  McCallister
 
Mgmt
For
For
For
 
 
1.12
Elect Hendrick Meijer
 
Mgmt
For
For
For
 
 
1.13
Elect John Schiff, Jr.
 
Mgmt
For
For
For
 
 
1.14
Elect Marsha Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Firstenergy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FE
CUSIP 337932107
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Paul Addison
 
Mgmt
For
For
For
 
 
1.2
Elect Anthony Alexander
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Anderson
 
Mgmt
For
For
For
 
 
1.4
Elect Carol Cartwright
 
Mgmt
For
For
For
 
 
1.5
Elect William Cottle
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Heisler, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Julia Johnson
 
Mgmt
For
For
For
 
 
1.8
Elect Ted Kleisner
 
Mgmt
For
For
For
 
 
1.9
Elect Donald  Misheff
 
Mgmt
For
For
For
 
 
1.10
Elect Ernest Novak, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Christopher Pappas
 
Mgmt
For
For
For
 
 
1.12
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
1.13
Elect George Smart
 
Mgmt
For
For
For
 
 
1.14
Elect Wesley Taylor
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Coal Combustion Waste
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding the Adoption of Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Flextronics International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FLEX
CUSIP Y2573F102
 
07/22/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Edwards
 
Mgmt
For
For
For
 
 
2
Elect Daniel Schulman
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
4
Authority to Issue Ordinary Shares
 
Mgmt
For
For
For
 
 
5
Directors' Fees
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
8
Renewal of the Share Purchase Mandate
Mgmt
For
For
For
 
                 
                 
                 
                 
Ford Motor Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
F
CUSIP 345370860
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Stephen Butler
 
Mgmt
For
For
For
 
 
2
Elect Kimberly Casiano
 
Mgmt
For
For
For
 
 
3
Elect Anthony Earley, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Edsel Ford II
 
Mgmt
For
For
For
 
 
5
Elect William Ford, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Richard Gephardt
 
Mgmt
For
For
For
 
 
7
Elect James Hance, Jr.
 
Mgmt
For
For
For
 
 
8
Elect William Helman IV
 
Mgmt
For
For
For
 
 
9
Elect Irvine Hockaday, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Jon Huntsman, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Richard Manoogian
 
Mgmt
For
For
For
 
 
12
Elect Ellen Marram
 
Mgmt
For
For
For
 
 
13
Elect Alan Mulally
 
Mgmt
For
For
For
 
 
14
Elect Homer Neal
 
Mgmt
For
For
For
 
 
15
Elect Gerald Shaheen
 
Mgmt
For
For
For
 
 
16
Elect John Thornton
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
GDF Suez
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GSZ
CINS F42768105
 
04/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports; Approval of Non Tax-Deductible Expenses
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Elect Gerard Mestrallet
 
Mgmt
For
For
For
 
 
11
Elect Jean-Francois Cirelli
 
Mgmt
For
For
For
 
 
12
Elect Jean-Louis Beffa
 
Mgmt
For
For
For
 
 
13
Elect Paul Desmarais, Jr.
 
Mgmt
For
For
For
 
 
14
Elect Lord Simon Highbury
 
Mgmt
For
For
For
 
 
15
Elect Gerard Lamarche as Censor
 
Mgmt
For
For
For
 
 
16
Authority to Issue Shares and Convertibles w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
17
Authority to Issue Shares and Convertibles w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares for Private Placement w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital in Case of Contributions in Kind
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital for Employee Savings Plan
Mgmt
For
For
For
 
 
22
Authority to Increase Capital for Equity Compensation Plan for Overseas Employees
Mgmt
For
For
For
 
 
23
Global Ceiling on Increases in Capital and Debt Issuances
Mgmt
For
Against
Against
 
 
24
Authority to Increase Capital through Capitalizations
Mgmt
For
For
For
 
 
25
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
26
Authority to Issue Restricted Stock
 
Mgmt
For
For
For
 
 
27
Amendment to Articles Regarding Employee Representative Term Lengths
Mgmt
For
Against
Against
 
 
28
Amendments to Articles Regarding Director Age Limit
Mgmt
For
For
For
 
 
29
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
 
30
Scrip Dividend Option
 
Mgmt
For
For
For
 
 
31
Shareholder Proposal Regarding Allocation of Profits
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Dynamics Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GD
CUSIP 369550108
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Barra
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
3
Elect James Crown
 
Mgmt
For
For
For
 
 
4
Elect William Fricks
 
Mgmt
For
For
For
 
 
5
Elect Jay Johnson
 
Mgmt
For
For
For
 
 
6
Elect James Jones
 
Mgmt
For
For
For
 
 
7
Elect Paul Kaminski
 
Mgmt
For
For
For
 
 
8
Elect John Keane
 
Mgmt
For
For
For
 
 
9
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
10
Elect Phebe Novakovic
 
Mgmt
For
For
For
 
 
11
Elect William Osborn
 
Mgmt
For
For
For
 
 
12
Elect Sir Robert Walmsley
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
2012 Equity Compensation Plan
 
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
General Electric Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GE
CUSIP 369604103
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect W. Geoffrey Beattie
 
Mgmt
For
For
For
 
 
2
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
4
Elect Susan Hockfield
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Immelt
 
Mgmt
For
For
For
 
 
6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
7
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
8
Elect Robert Lane
 
Mgmt
For
For
For
 
 
9
Elect Ralph Larsen
 
Mgmt
For
For
For
 
 
10
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
11
Elect James Mulva
 
Mgmt
For
For
For
 
 
12
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
13
Elect Roger Penske
 
Mgmt
For
For
For
 
 
14
Elect Robert Swieringa
 
Mgmt
For
For
For
 
 
15
Elect James Tisch
 
Mgmt
For
For
For
 
 
16
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
Against
Against
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
19
Amendment to the 2007 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
20
Approval of Material Terms of Senior Officer Performance Goals
Mgmt
For
Against
Against
 
 
21
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
22
Shareholder Proposal Regarding Nuclear Activities
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
 
24
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Mills, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GIS
CUSIP 370334104
 
09/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bradbury Anderson
 
Mgmt
For
For
For
 
 
2
Elect R. Kerry Clark
 
Mgmt
For
For
For
 
 
3
Elect Paul Danos
 
Mgmt
For
For
For
 
 
4
Elect William Esrey
 
Mgmt
For
For
For
 
 
5
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
6
Elect Judith Richards Hope
 
Mgmt
For
For
For
 
 
7
Elect Heidi Miller
 
Mgmt
For
For
For
 
 
8
Elect Hilda Ochoa-Brillembourg
 
Mgmt
For
For
For
 
 
9
Elect Steve Odland
 
Mgmt
For
For
For
 
 
10
Elect Kendall Powell
 
Mgmt
For
For
For
 
 
11
Elect Michael Rose
 
Mgmt
For
For
For
 
 
12
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
13
Elect Dorothy Terrell
 
Mgmt
For
For
For
 
 
14
2011 Stock Compensation Plan
 
Mgmt
For
Against
Against
 
 
15
2011 Compensation Plan for Non-Employee Directors
Mgmt
For
Against
Against
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
General Motors Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GM
CUSIP 37045V100
 
06/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
2
Elect David Bonderman
 
Mgmt
For
For
For
 
 
3
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Stephen Girsky
 
Mgmt
For
For
For
 
 
5
Elect E. Neville Isdell
 
Mgmt
For
For
For
 
 
6
Elect Robert Krebs
 
Mgmt
For
For
For
 
 
7
Elect Philip Laskawy
 
Mgmt
For
For
For
 
 
8
Elect Kathryn Marinello
 
Mgmt
For
For
For
 
 
9
Elect James Mulva
 
Mgmt
For
For
For
 
 
10
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
11
Elect Thomas Schoewe
 
Mgmt
For
For
For
 
 
12
Elect Carol Stephenson
 
Mgmt
For
For
For
 
 
13
Elect Theodore Solso
 
Mgmt
For
For
For
 
 
14
Elect Cynthia Telles
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Genworth Financial, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GNW
CUSIP 37247D106
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Alesio
 
Mgmt
For
For
For
 
 
2
Elect William Bolinder
 
Mgmt
For
For
For
 
 
3
Elect Michael Fraizer
 
Mgmt
For
For
For
 
 
4
Elect Nancy Karch
 
Mgmt
For
For
For
 
 
5
Elect Christine Mead
 
Mgmt
For
For
For
 
 
6
Elect Thomas Moloney
 
Mgmt
For
For
For
 
 
7
Elect James Parke
 
Mgmt
For
For
For
 
 
8
Elect James Riepe
 
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
10
2012 Omnibus Incentive Plan
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Gilead Sciences, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GILD
CUSIP 375558103
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cogan
 
Mgmt
For
For
For
 
 
1.2
Elect Etienne Davignon
 
Mgmt
For
For
For
 
 
1.3
Elect James Denny
 
Mgmt
For
For
For
 
 
1.4
Elect Carla Hills
 
Mgmt
For
For
For
 
 
1.5
Elect Kevin Lofton
 
Mgmt
For
For
For
 
 
1.6
Elect John Madigan
 
Mgmt
For
For
For
 
 
1.7
Elect John Martin
 
Mgmt
For
For
For
 
 
1.8
Elect Gordon Moore
 
Mgmt
For
For
For
 
 
1.9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
1.10
Elect Richard Whitley
 
Mgmt
For
For
For
 
 
1.11
Elect Gayle Wilson
 
Mgmt
For
For
For
 
 
1.12
Elect Per Wold-Olsen
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Poison Pill
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Glaxosmithkline plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GSK
CINS G3910J112
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Sir Christopher Gent
 
Mgmt
For
For
For
 
 
4
Elect Sir Andrew Witty
 
Mgmt
For
For
For
 
 
5
Elect Sir Roy Anderson
 
Mgmt
For
For
For
 
 
6
Elect Stephanie Burns
 
Mgmt
For
For
For
 
 
7
Elect Stacey Cartwright
 
Mgmt
For
For
For
 
 
8
Elect H. Lawrence Culp
 
Mgmt
For
For
For
 
 
9
Elect Sir Crispin Davis
 
Mgmt
For
For
For
 
 
10
Elect Simon Dingemans
 
Mgmt
For
For
For
 
 
11
Elect Judy Lewent
 
Mgmt
For
For
For
 
 
12
Elect Sir Deryck Maughan
 
Mgmt
For
For
For
 
 
13
Elect Daniel Podolsky
 
Mgmt
For
For
For
 
 
14
Elect Moncef Slaoui
 
Mgmt
For
For
For
 
 
15
Elect Tom de Swaan
 
Mgmt
For
For
For
 
 
16
Elect Sir Robert Wilson
 
Mgmt
For
For
For
 
 
17
Appointment of Auditor
 
Mgmt
For
For
For
 
 
18
Authority to Set Auditor Fees
 
Mgmt
For
For
For
 
 
19
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
23
Exemption from Statement of Senior Auditor's Name
Mgmt
For
For
For
 
 
24
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
25
Renewal of the ShareSave Plan
 
Mgmt
For
For
For
 
 
26
Renewal of the ShareReward Plan
 
Mgmt
For
For
For
 
 
27
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Groupe Danone
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BN
CINS F12033134
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Elect Richard Goblet d'Alviella
 
Mgmt
For
For
For
 
 
8
Elect Jean Laurent
 
Mgmt
For
For
For
 
 
9
Elect Benoit Potier
 
Mgmt
For
For
For
 
 
10
Elect Jacques-Antoine Granjon
 
Mgmt
For
For
For
 
 
11
Elect Mouna Sepehri
 
Mgmt
For
For
For
 
 
12
Elect Virginia Stallings
 
Mgmt
For
For
For
 
 
13
Related Party Transactions
 
Mgmt
For
For
For
 
 
14
Related Party Transactions (Agreements with J.P Morgan)
Mgmt
For
For
For
 
 
15
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
16
Authority to Grant Restricted Shares
Mgmt
For
For
For
 
 
17
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
 
18
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
H.J. Heinz Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HNZ
CUSIP 423074103
 
08/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Johnson
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Leonard Coleman, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Drosdick
 
Mgmt
For
For
For
 
 
5
Elect Edith Holiday
 
Mgmt
For
For
For
 
 
6
Elect Candace Kendle
 
Mgmt
For
For
For
 
 
7
Elect Dean O'Hare
 
Mgmt
For
For
For
 
 
8
Elect Nelson Peltz
 
Mgmt
For
For
For
 
 
9
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
10
Elect Lynn Swann
 
Mgmt
For
For
For
 
 
11
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
12
Elect Michael Weinstein
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Harley-Davidson Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HOG
CUSIP 412822108
 
04/28/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barry Allen
 
Mgmt
For
For
For
 
 
1.2
Elect R. John Anderson
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Beattie
 
Mgmt
For
For
For
 
 
1.4
Elect Martha Brooks
 
Mgmt
For
For
For
 
 
1.5
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.6
Elect Donald James
 
Mgmt
For
For
For
 
 
1.7
Elect Sara Levinson
 
Mgmt
For
For
For
 
 
1.8
Elect N. Thomas Linebarger
 
Mgmt
For
For
For
 
 
1.9
Elect George Miles, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect James Norling
 
Mgmt
For
For
For
 
 
1.11
Elect Keith Wandell
 
Mgmt
For
For
For
 
 
1.12
Elect Jochen Zeitz
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Hewlett-Packard Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HPQ
CUSIP 428236103
 
03/21/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Marc Andreessen
 
Mgmt
For
Against
Against
 
 
2
Elect Shumeet Banerji
 
Mgmt
For
For
For
 
 
3
Elect Rajiv Gupta
 
Mgmt
For
Against
Against
 
 
4
Elect John Hammergren
 
Mgmt
For
Against
Against
 
 
5
Elect Raymond Lane
 
Mgmt
For
For
For
 
 
6
Elect Ann Livermore
 
Mgmt
For
For
For
 
 
7
Elect Gary Reiner
 
Mgmt
For
For
For
 
 
8
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
9
Elect G. Kennedy Thompson
 
Mgmt
For
Against
Against
 
 
10
Elect Margaret Whitman
 
Mgmt
For
For
For
 
 
11
Elect Ralph Whitworth
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Home Depot, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HD
CUSIP 437076102
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Francis Blake
 
Mgmt
For
For
For
 
 
3
Elect Ari Bousbib
 
Mgmt
For
For
For
 
 
4
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
5
Elect J. Frank Brown
 
Mgmt
For
For
For
 
 
6
Elect Albert Carey
 
Mgmt
For
For
For
 
 
7
Elect Armando Codina
 
Mgmt
For
For
For
 
 
8
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
9
Elect Karen Katen
 
Mgmt
For
For
For
 
 
10
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
 
15
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Charitable Contributions
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Stormwater Management Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Honda Motor Co., Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
7267
CINS J22302111
 
06/21/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect Takanobu Itoh
 
Mgmt
For
For
For
 
 
5
Elect Tetsuo Iwamura
 
Mgmt
For
For
For
 
 
6
Elect Tatsuhiro Ohyama
 
Mgmt
For
For
For
 
 
7
Elect Fumihiko Ike
 
Mgmt
For
For
For
 
 
8
Elect Tomohiko Kawanabe
 
Mgmt
For
For
For
 
 
9
Elect Takashi Yamamoto
 
Mgmt
For
For
For
 
 
10
Elect Yoshiharu Yamamoto
 
Mgmt
For
For
For
 
 
11
Elect Kensaku Hohgen
 
Mgmt
For
For
For
 
 
12
Elect Nobuo Kuroyanagi
 
Mgmt
For
For
For
 
 
13
Elect Takeo Fukui
 
Mgmt
For
For
For
 
 
14
Elect Masahiro Yoshida
 
Mgmt
For
For
For
 
 
15
Elect Yuji Shiga
 
Mgmt
For
For
For
 
 
16
Elect Masaya Yamashita
 
Mgmt
For
For
For
 
 
17
Elect Toshiaki Hiwatari
 
Mgmt
For
For
For
 
                 
                 
                 
                 
HSBC Holdings plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HSBA
CUSIP 404280406
 
05/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Safra Catz
 
Mgmt
For
For
For
 
 
4
Elect Laura CHA May Lung
 
Mgmt
For
For
For
 
 
5
Elect Marvin CHEUNG Kin Tung
 
Mgmt
For
For
For
 
 
6
Elect John Coombe
 
Mgmt
For
For
For
 
 
7
Elect Joachim Faber
 
Mgmt
For
For
For
 
 
8
Elect Rona Fairhead
 
Mgmt
For
For
For
 
 
9
Elect Douglas Flint
 
Mgmt
For
For
For
 
 
10
Elect Alexander Flockhart
 
Mgmt
For
For
For
 
 
11
Elect Stuart Gulliver
 
Mgmt
For
For
For
 
 
12
Elect James Hughes-Hallett
 
Mgmt
For
For
For
 
 
13
Elect Sam Laidlaw
 
Mgmt
For
For
For
 
 
14
Elect John Lipsky
 
Mgmt
For
For
For
 
 
15
Elect J. Rachel Lomax
 
Mgmt
For
For
For
 
 
16
Elect Iain Mackay
 
Mgmt
For
For
For
 
 
17
Elect Narayana Murthy
 
Mgmt
For
For
For
 
 
18
Elect Simon Robertson
 
Mgmt
For
For
For
 
 
19
Elect John Thornton
 
Mgmt
For
For
For
 
 
20
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
24
Scrip Dividend
 
Mgmt
For
For
For
 
 
25
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
HSBC Holdings plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HSBA
CINS G4634U169
 
05/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Safra Catz
 
Mgmt
For
For
For
 
 
4
Elect Laura CHA May Lung
 
Mgmt
For
For
For
 
 
5
Elect Marvin CHEUNG Kin Tung
 
Mgmt
For
For
For
 
 
6
Elect John Coombe
 
Mgmt
For
For
For
 
 
7
Elect Joachim Faber
 
Mgmt
For
For
For
 
 
8
Elect Rona Fairhead
 
Mgmt
For
For
For
 
 
9
Elect Douglas Flint
 
Mgmt
For
For
For
 
 
10
Elect Alexander Flockhart
 
Mgmt
For
For
For
 
 
11
Elect Stuart Gulliver
 
Mgmt
For
For
For
 
 
12
Elect James Hughes-Hallett
 
Mgmt
For
For
For
 
 
13
Elect Sam Laidlaw
 
Mgmt
For
For
For
 
 
14
Elect John Lipsky
 
Mgmt
For
For
For
 
 
15
Elect J. Rachel Lomax
 
Mgmt
For
For
For
 
 
16
Elect Iain Mackay
 
Mgmt
For
For
For
 
 
17
Elect Narayana Murthy
 
Mgmt
For
For
For
 
 
18
Elect Simon Robertson
 
Mgmt
For
For
For
 
 
19
Elect John Thornton
 
Mgmt
For
For
For
 
 
20
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
24
Scrip Dividend
 
Mgmt
For
For
For
 
 
25
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
26
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Illinois Tool Works Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ITW
CUSIP 452308109
 
05/04/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Brutto
 
Mgmt
For
For
For
 
 
2
Elect Susan Crown
 
Mgmt
For
For
For
 
 
3
Elect Don Davis, Jr.
 
Mgmt
For
For
For
 
 
4
Elect James  Griffith
 
Mgmt
For
For
For
 
 
5
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
6
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
7
Elect James Skinner
 
Mgmt
For
For
For
 
 
8
Elect David Smith, Jr.
 
Mgmt
For
For
For
 
 
9
Elect David Speer
 
Mgmt
For
For
For
 
 
10
Elect Pamela Strobel
 
Mgmt
For
For
For
 
 
11
Elect Kevin Warren
 
Mgmt
For
For
For
 
 
12
Elect Anre Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Intel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTC
CUSIP 458140100
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
2
Elect Andy Bryant
 
Mgmt
For
For
For
 
 
3
Elect Susan Decker
 
Mgmt
For
For
For
 
 
4
Elect John Donahoe
 
Mgmt
For
For
For
 
 
5
Elect Reed Hundt
 
Mgmt
For
For
For
 
 
6
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
7
Elect James Plummer
 
Mgmt
For
For
For
 
 
8
Elect David Pottruck
 
Mgmt
For
For
For
 
 
9
Elect Frank Yeary
 
Mgmt
For
For
For
 
 
10
Elect David Yoffie
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
International Business Machines Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IBM
CUSIP 459200101
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
 
Mgmt
For
For
For
 
 
2
Elect William  Brody
 
Mgmt
For
For
For
 
 
3
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
4
Elect Michael  Eskew
 
Mgmt
For
For
For
 
 
5
Elect David Farr
 
Mgmt
For
For
For
 
 
6
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
7
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
8
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
9
Elect James Owens
 
Mgmt
For
For
For
 
 
10
Elect Samuel Palmisano
 
Mgmt
For
For
For
 
 
11
Elect Virginia Rometty
 
Mgmt
For
For
For
 
 
12
Elect Joan Spero
 
Mgmt
For
For
For
 
 
13
Elect Sidney Taurel
 
Mgmt
For
For
For
 
 
14
Elect Lorenzo Hector Zambrano Trevino
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
International Flavors & Fragrances Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IFF
CUSIP 459506101
 
05/01/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Marcello Bottoli
 
Mgmt
For
For
For
 
 
2
Elect Linda Buck
 
Mgmt
For
For
For
 
 
3
Elect J. Michael Cook
 
Mgmt
For
For
For
 
 
4
Elect Roger Ferguson, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Andreas Fibig
 
Mgmt
For
For
For
 
 
6
Elect Alexandra Herzan
 
Mgmt
For
For
For
 
 
7
Elect Henry Howell, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Katherine Hudson
 
Mgmt
For
For
For
 
 
9
Elect Arthur Martinez
 
Mgmt
For
For
For
 
 
10
Elect Dale Morrison
 
Mgmt
For
For
For
 
 
11
Elect Douglas Tough
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Johnson & Johnson
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JNJ
CUSIP 478160104
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
 
Mgmt
For
For
For
 
 
2
Elect James Cullen
 
Mgmt
For
For
For
 
 
3
Elect Ian Davis
 
Mgmt
For
For
For
 
 
4
Elect Alex Gorsky
 
Mgmt
For
For
For
 
 
5
Elect Michael Johns
 
Mgmt
For
Against
Against
 
 
6
Elect Susan Lindquist
 
Mgmt
For
For
For
 
 
7
Elect Anne Mulcahy
 
Mgmt
For
Against
Against
 
 
8
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
9
Elect William Perez
 
Mgmt
For
Against
Against
 
 
10
Elect Charles Prince
 
Mgmt
For
Against
Against
 
 
11
Elect David Satcher
 
Mgmt
For
For
For
 
 
12
Elect William Weldon
 
Mgmt
For
For
For
 
 
13
Elect Ronald Williams
 
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
2012 Long-Term Incentive Plan
 
Mgmt
For
Against
Against
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson Controls, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JCI
CUSIP 478366107
 
01/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dennis Archer
 
Mgmt
For
For
For
 
 
1.2
Elect Mark Vergnano
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Goodman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
JPMorgan Chase & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JPM
CUSIP 46625H100
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Bell
 
Mgmt
For
For
For
 
 
2
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
3
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
4
Elect David Cote
 
Mgmt
For
For
For
 
 
5
Elect James Crown
 
Mgmt
For
For
For
 
 
6
Elect James Dimon
 
Mgmt
For
For
For
 
 
7
Elect Timothy Flynn
 
Mgmt
For
For
For
 
 
8
Elect Ellen Futter
 
Mgmt
For
For
For
 
 
9
Elect Laban Jackson, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Lee Raymond
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Mortgage Loan Servicing
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kellogg Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
K
CUSIP 487836108
 
04/20/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Benjamin Carson, Sr.
 
Mgmt
For
For
For
 
 
1.2
Elect John Dillon
 
Mgmt
For
For
For
 
 
1.3
Elect James Jenness
 
Mgmt
For
For
For
 
 
1.4
Elect Donald Knauss
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Kimberly-Clark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KMB
CUSIP 494368103
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Alm
 
Mgmt
For
For
For
 
 
2
Elect John Bergstrom
 
Mgmt
For
For
For
 
 
3
Elect Abelardo Bru
 
Mgmt
For
For
For
 
 
4
Elect Robert Decherd
 
Mgmt
For
For
For
 
 
5
Elect Thomas Falk
 
Mgmt
For
For
For
 
 
6
Elect Fabian Garcia
 
Mgmt
For
For
For
 
 
7
Elect Mae Jemison
 
Mgmt
For
For
For
 
 
8
Elect James Jenness
 
Mgmt
For
For
For
 
 
9
Elect Nancy Karch
 
Mgmt
For
For
For
 
 
10
Elect Ian Read
 
Mgmt
For
For
For
 
 
11
Elect Linda Johnson Rice
 
Mgmt
For
For
For
 
 
12
Elect Marc Shapiro
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
KLA-Tencor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KLAC
CUSIP 482480100
 
11/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Calderoni
 
Mgmt
For
For
For
 
 
1.2
Elect John Dickson
 
Mgmt
For
For
For
 
 
1.3
Elect Kevin Kennedy
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
Kohl's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KSS
CUSIP 500255104
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Peter Boneparth
 
Mgmt
For
For
For
 
 
2
Elect Steven Burd
 
Mgmt
For
For
For
 
 
3
Elect John Herma
 
Mgmt
For
For
For
 
 
4
Elect Dale Jones
 
Mgmt
For
For
For
 
 
5
Elect William Kellogg
 
Mgmt
For
For
For
 
 
6
Elect Kevin Mansell
 
Mgmt
For
For
For
 
 
7
Elect John Schlifske
 
Mgmt
For
For
For
 
 
8
Elect Frank Sica
 
Mgmt
For
For
For
 
 
9
Elect Peter Sommerhauser
 
Mgmt
For
For
For
 
 
10
Elect Stephanie Streeter
 
Mgmt
For
For
For
 
 
11
Elect Nina Vaca
 
Mgmt
For
For
For
 
 
12
Elect Stephen Watson
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Fur Policy
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding CEO Succession Planning
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kraft Foods Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KFT
CUSIP 50075N104
 
05/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Myra Hart
 
Mgmt
For
For
For
 
 
2
Elect Peter Henry
 
Mgmt
For
For
For
 
 
3
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
4
Elect Mark Ketchum
 
Mgmt
For
For
For
 
 
5
Elect Terry Lundgren
 
Mgmt
For
For
For
 
 
6
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
7
Elect Jorge Mesquita
 
Mgmt
For
For
For
 
 
8
Elect John Pope
 
Mgmt
For
For
For
 
 
9
Elect Fedric Reynolds
 
Mgmt
For
For
For
 
 
10
Elect Irene Rosenfeld
 
Mgmt
For
For
For
 
 
11
Elect Jean-Francois van Boxmeer
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Company Name Change
 
Mgmt
For
Against
Against
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Sustainable Forestry Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Extended Producer Responsibility
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Lobbying Expenditures
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Linear Technology Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLTC
CUSIP 535678106
 
11/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Swanson, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Lothar Maier
 
Mgmt
For
For
For
 
 
1.3
Elect Arthur Agnos
 
Mgmt
For
For
For
 
 
1.4
Elect John Gordon
 
Mgmt
For
For
For
 
 
1.5
Elect David Lee
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Moley
 
Mgmt
For
For
For
 
 
1.7
Elect Thomas Volpe
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lockheed Martin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LMT
CUSIP 539830109
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nolan Archibald
 
Mgmt
For
For
For
 
 
2
Elect Rosalind Brewer
 
Mgmt
For
For
For
 
 
3
Elect David Burritt
 
Mgmt
For
For
For
 
 
4
Elect James Ellis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Thomas Falk
 
Mgmt
For
For
For
 
 
6
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
7
Elect James Loy
 
Mgmt
For
For
For
 
 
8
Elect Douglas McCorkindale
 
Mgmt
For
For
For
 
 
9
Elect Joseph Ralston
 
Mgmt
For
For
For
 
 
10
Elect Anne Stevens
 
Mgmt
For
For
For
 
 
11
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Magna International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MG
CUSIP 559222401
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Scott Bonham
 
Mgmt
For
For
For
 
 
1.2
Elect Peter G. Bowie
 
Mgmt
For
For
For
 
 
1.3
Elect J. Trevor Eyton
 
Mgmt
For
For
For
 
 
1.4
Elect V. Peter Harder
 
Mgmt
For
For
For
 
 
1.5
Elect Barbara Judge
 
Mgmt
For
For
For
 
 
1.6
Elect Kurt Lauk
 
Mgmt
For
For
For
 
 
1.7
Elect Frank Stronach
 
Mgmt
For
For
For
 
 
1.8
Elect Donald Walker
 
Mgmt
For
For
For
 
 
1.9
Elect Lawrence Worrall
 
Mgmt
For
For
For
 
 
1.10
Elect William Young
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Masco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MAS
CUSIP 574599106
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Manoogian
 
Mgmt
For
For
For
 
 
2
Elect John Plant
 
Mgmt
For
For
For
 
 
3
Elect Mary Ann Van Lokeren
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Maxim Integrated Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MXIM
CUSIP 57772K101
 
11/16/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Tunc Doluca
 
Mgmt
For
For
For
 
 
1.2
Elect B. Kipling Hagopian
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect James Bergman
 
Mgmt
For
Withhold
Against
 
 
1.4
Elect Joseph Bronson
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Grady
 
Mgmt
For
For
For
 
 
1.6
Elect William Watkins
 
Mgmt
For
For
For
 
 
1.7
Elect A.R. Frank Wazzan
 
Mgmt
For
Withhold
Against
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 1996 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
McDonald's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCD
CUSIP 580135101
 
05/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Eckert
 
Mgmt
For
For
For
 
 
2
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Jeanne Jackson
 
Mgmt
For
For
For
 
 
4
Elect Andrew McKenna
 
Mgmt
For
For
For
 
 
5
Elect Donald Thompson
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
2012 Omnibus Stock Ownership Plan
Mgmt
For
For
For
 
 
8
Declassification of the Board of Directors
 
Mgmt
For
For
For
 
 
9
Right to Call Special Meetings
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Report on Childhood Obesity
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Medco Health Solutions, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MHS
CUSIP 58405U102
 
12/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
 
                 
                 
                 
                 
Medtronic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MDT
CUSIP 585055106
 
08/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Anderson
 
Mgmt
For
For
For
 
 
1.2
Elect David Calhoun
 
Mgmt
For
For
For
 
 
1.3
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
1.4
Elect Omar Ishrak
 
Mgmt
For
For
For
 
 
1.5
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
1.6
Elect James Lenehan
 
Mgmt
For
For
For
 
 
1.7
Elect Denise O'Leary
 
Mgmt
For
For
For
 
 
1.8
Elect Kendall Powell
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Pozen
 
Mgmt
For
For
For
 
 
1.10
Elect Jean-Pierre Rosso
 
Mgmt
For
For
For
 
 
1.11
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Merck & Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRK
CUSIP 58933Y105
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cech
 
Mgmt
For
For
For
 
 
3
Elect Kenneth Frazier
 
Mgmt
For
For
For
 
 
4
Elect Thomas Glocer
 
Mgmt
For
For
For
 
 
5
Elect William Harrison, Jr.
 
Mgmt
For
For
For
 
 
6
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
7
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
8
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
9
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
10
Elect Craig Thompson
 
Mgmt
For
For
For
 
 
11
Elect Wendell Weeks
 
Mgmt
For
For
For
 
 
12
Elect Peter Wendell
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Reviewing Political Spending or Lobbying
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Microsoft Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MSFT
CUSIP 594918104
 
11/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
 
Mgmt
For
Against
Against
 
 
2
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
3
Elect William Gates III
 
Mgmt
For
For
For
 
 
4
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
5
Elect Reed Hastings
 
Mgmt
For
For
For
 
 
6
Elect Maria Klawe
 
Mgmt
For
For
For
 
 
7
Elect David Marquardt
 
Mgmt
For
For
For
 
 
8
Elect Charles Noski
 
Mgmt
For
For
For
 
 
9
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Molson Coors Brewing Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TAP
CUSIP 60871R209
 
05/30/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Charles Herington
 
Mgmt
For
N/A
N/A
 
 
1.2
Elect H. Sanford Riley
 
Mgmt
For
N/A
N/A
 
                 
                 
                 
                 
NextEra Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NEE
CUSIP 65339F101
 
05/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Sherry Barrat
 
Mgmt
For
For
For
 
 
2
Elect Robert Beall II
 
Mgmt
For
For
For
 
 
3
Elect James Camaren
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Dunn
 
Mgmt
For
For
For
 
 
5
Elect J. Brian Ferguson
 
Mgmt
For
For
For
 
 
6
Elect Lewis Hay, III
 
Mgmt
For
For
For
 
 
7
Elect Toni Jennings
 
Mgmt
For
For
For
 
 
8
Elect Oliver Kingsley, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Rudy Schupp
 
Mgmt
For
For
For
 
 
10
Elect William Swanson
 
Mgmt
For
For
For
 
 
11
Elect Michael Thaman
 
Mgmt
For
For
For
 
 
12
Elect Hansel Tookes II
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Nike, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NKE
CUSIP 654106103
 
09/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Alan Graf, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect John Lechleiter
 
Mgmt
For
For
For
 
 
1.3
Elect Phyllis Wise
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Nokia Oyj
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOK1V
CUSIP 654902204
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
4
Directors' Fees
 
Mgmt
For
Abstain
Against
 
 
5
Board Size
 
Mgmt
For
For
For
 
 
6.1
Elect Bruce Brown
 
Mgmt
For
For
For
 
 
6.2
Elect Stephen Elop
 
Mgmt
For
For
For
 
 
6.3
Elect Henning Kagermann
 
Mgmt
For
For
For
 
 
6.4
Elect Jouko Karvinen
 
Mgmt
For
For
For
 
 
6.5
Elect Finn Helge Lund
 
Mgmt
For
For
For
 
 
6.6
Elect Isabel Marey-Semper
 
Mgmt
For
For
For
 
 
6.7
Elect Marten  Mickos
 
Mgmt
For
For
For
 
 
6.8
Elect Elizabeth Nelson
 
Mgmt
For
For
For
 
 
6.9
Elect Marjorie Scardino
 
Mgmt
For
For
For
 
 
6.10
Elect Risto Siilasmaa
 
Mgmt
For
For
For
 
 
6.11
Elect Kari Stadigh
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Nokia Oyj
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOK1V
CINS X61873133
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Finland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Accounts and Reports
 
Mgmt
For
For
For
 
 
9
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
10
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
11
Directors' Fees
 
Mgmt
For
Against
Against
 
 
12
Board Size
 
Mgmt
For
For
For
 
 
13
Election of Directors
 
Mgmt
For
For
For
 
 
14
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Nordstrom, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JWN
CUSIP 655664100
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Phyllis Campbell
 
Mgmt
For
For
For
 
 
2
Elect Michelle Ebanks
 
Mgmt
For
For
For
 
 
3
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Robert Miller
 
Mgmt
For
For
For
 
 
5
Elect Blake Nordstrom
 
Mgmt
For
For
For
 
 
6
Elect Erik Nordstrom
 
Mgmt
For
For
For
 
 
7
Elect Peter Nordstrom
 
Mgmt
For
For
For
 
 
8
Elect Philip Satre
 
Mgmt
For
For
For
 
 
9
Elect B. Kevin Turner
 
Mgmt
For
For
For
 
 
10
Elect Robert Walter
 
Mgmt
For
For
For
 
 
11
Elect Alison Winter
 
Mgmt
For
For
For
 
 
12
Amendment to the Executive Management Bonus Plan
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOVN
CUSIP 66987V109
 
02/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Cancellation of Shares and Reduction in Share Capital
Mgmt
For
For
For
 
 
5
Elect William Brody
 
Mgmt
For
For
For
 
 
6
Elect Srikant Datar
 
Mgmt
For
For
For
 
 
7
Elect Andreas von Planta
 
Mgmt
For
For
For
 
 
8
Elect Wendelin Wiedeking
 
Mgmt
For
For
For
 
 
9
Elect Rolf Zinkernagel
 
Mgmt
For
For
For
 
 
10
Elect Dimitri Azar
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor
 
Mgmt
For
For
For
 
 
12
Miscellaneous Shareholder Proposals or Countermotions
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOVN
CINS H5820Q150
 
02/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Cancellation of Shares and Reduction in Share Capital
Mgmt
For
For
For
 
 
8
Elect William Brody
 
Mgmt
For
For
For
 
 
9
Elect Srikant Datar
 
Mgmt
For
For
For
 
 
10
Elect Andreas von Planta
 
Mgmt
For
For
For
 
 
11
Elect Wendelin Wiedeking
 
Mgmt
For
For
For
 
 
12
Elect Rolf Zinkernagel
 
Mgmt
For
For
For
 
 
13
Elect Dimitri Azar
 
Mgmt
For
For
For
 
 
14
Appointment of Auditor
 
Mgmt
For
For
For
 
 
15
Miscellaneous Shareholder Proposals or Countermotions
ShrHoldr
For
Abstain
Against
 
                 
                 
                 
                 
Oracle Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ORCL
CUSIP 68389X105
 
10/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Berg
 
Mgmt
For
For
For
 
 
1.2
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.4
Elect Safra Catz
 
Mgmt
For
For
For
 
 
1.5
Elect Bruce Chizen
 
Mgmt
For
For
For
 
 
1.6
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.7
Elect Lawrence Ellison
 
Mgmt
For
For
For
 
 
1.8
Elect Hector Garcia-Molina
 
Mgmt
For
For
For
 
 
1.9
Elect Jeffrey Henley
 
Mgmt
For
For
For
 
 
1.10
Elect Mark Hurd
 
Mgmt
For
For
For
 
 
1.11
Elect Donald Lucas
 
Mgmt
For
For
For
 
 
1.12
Elect Naomi Seligman
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PepsiCo, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PEP
CUSIP 713448108
 
05/02/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Shona Brown
 
Mgmt
For
For
For
 
 
2
Elect Ian Cook
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
5
Elect Ray Hunt
 
Mgmt
For
For
For
 
 
6
Elect Alberto Ibarguen
 
Mgmt
For
For
For
 
 
7
Elect Indra Nooyi
 
Mgmt
For
For
For
 
 
8
Elect Sharon Rockefeller
 
Mgmt
For
For
For
 
 
9
Elect James Schiro
 
Mgmt
For
For
For
 
 
10
Elect Lloyd Trotter
 
Mgmt
For
For
For
 
 
11
Elect Daniel Vasella
 
Mgmt
For
For
For
 
 
12
Elect Alberto Weisser
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Reapproval of the 2007 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Risk Oversight Committee
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Pfizer Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PFE
CUSIP 717081103
 
04/26/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Dennis Ausiello
 
Mgmt
For
For
For
 
 
2
Elect M. Anthony Burns
 
Mgmt
For
For
For
 
 
3
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
4
Elect Frances Fergusson
 
Mgmt
For
For
For
 
 
5
Elect William Gray, III
 
Mgmt
For
For
For
 
 
6
Elect Helen Hobbs
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect James Kilts
 
Mgmt
For
For
For
 
 
9
Elect George Lorch
 
Mgmt
For
For
For
 
 
10
Elect John Mascotte
 
Mgmt
For
For
For
 
 
11
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
12
Elect Ian Read
 
Mgmt
For
For
For
 
 
13
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
14
Elect Marc Tessier-Lavigne
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PG&E Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCG
CUSIP 69331C108
 
05/14/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Andrews
 
Mgmt
For
For
For
 
 
2
Elect Lewis Chew
 
Mgmt
For
For
For
 
 
3
Elect C. Lee Cox
 
Mgmt
For
For
For
 
 
4
Elect Anthony Earley, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Fred Fowler
 
Mgmt
For
For
For
 
 
6
Elect Maryellen Herringer
 
Mgmt
For
For
For
 
 
7
Elect Roger  Kimmel
 
Mgmt
For
For
For
 
 
8
Elect Richard Meserve
 
Mgmt
For
For
For
 
 
9
Elect Forrest Miller
 
Mgmt
For
For
For
 
 
10
Elect Rosendo Parra
 
Mgmt
For
For
For
 
 
11
Elect Barbara Rambo
 
Mgmt
For
For
For
 
 
12
Elect Barry Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Philip Morris International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PM
CUSIP 718172109
 
05/09/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
 
Mgmt
For
For
For
 
 
2
Elect Mathis Cabiallavetta
 
Mgmt
For
For
For
 
 
3
Elect Louis Camilleri
 
Mgmt
For
For
For
 
 
4
Elect J. Dudley Fishburn
 
Mgmt
For
For
For
 
 
5
Elect Jennifer Li
 
Mgmt
For
For
For
 
 
6
Elect Graham Mackay
 
Mgmt
For
For
For
 
 
7
Elect Sergio Marchionne
 
Mgmt
For
For
For
 
 
8
Elect Kalpana Morparia
 
Mgmt
For
For
For
 
 
9
Elect Lucio Noto
 
Mgmt
For
For
For
 
 
10
Elect Robert Polet
 
Mgmt
For
For
For
 
 
11
Elect Carlos Slim Helu
 
Mgmt
For
For
For
 
 
12
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
2012 Performance Incentive Plan
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Formation of Ethics Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Posco
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
005490
CINS Y70750115
 
03/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Korea, Republic of
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect HAN Joon Ho
 
Mgmt
For
For
For
 
 
5
Elect LEE Young Sun
 
Mgmt
For
For
For
 
 
6
Elect LEE Chang Hee
 
Mgmt
For
For
For
 
 
7
Elect James Bemowski
 
Mgmt
For
For
For
 
 
8
Elect LEE Young Sun
 
Mgmt
For
For
For
 
 
9
Elect LEE Chang Hee
 
Mgmt
For
For
For
 
 
10
Elect CHUNG Joon Yang as CEO
 
Mgmt
For
For
For
 
 
11
Elect PARK Han Yong
 
Mgmt
For
For
For
 
 
12
Elect CHO Noi Ha
 
Mgmt
For
For
For
 
 
13
Elect PARK Ki Hong
 
Mgmt
For
For
For
 
 
14
Elect KIM Joon Sik
 
Mgmt
For
For
For
 
 
15
Directors' Fees
 
Mgmt
For
For
For
 
 
16
Special Contribution Bonus to PARK Tae Joon
Mgmt
For
For
For
 
                 
                 
                 
                 
Praxair, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PX
CUSIP 74005P104
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
 
Mgmt
For
For
For
 
 
1.2
Elect Oscar Bernardes
 
Mgmt
For
For
For
 
 
1.3
Elect Bret Clayton
 
Mgmt
For
For
For
 
 
1.4
Elect Nance  Dicciani
 
Mgmt
For
For
For
 
 
1.5
Elect Edward Galante
 
Mgmt
For
For
For
 
 
1.6
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.7
Elect Ira Hall
 
Mgmt
For
For
For
 
 
1.8
Elect Raymond LeBoeuf
 
Mgmt
For
For
For
 
 
1.9
Elect Larry McVay
 
Mgmt
For
For
For
 
 
1.10
Elect Wayne Smith
 
Mgmt
For
For
For
 
 
1.11
Elect Robert Wood
 
Mgmt
For
For
For
 
 
2
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures
ShrHoldr
Against
Against
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Prudential Financial, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PRU
CUSIP 744320102
 
05/08/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Thomas Baltimore Jr.
 
Mgmt
For
For
For
 
 
2
Elect Gordon Bethune
 
Mgmt
For
For
For
 
 
3
Elect Gaston Caperton
 
Mgmt
For
For
For
 
 
4
Elect Gilbert Casellas
 
Mgmt
For
For
For
 
 
5
Elect James Cullen
 
Mgmt
For
For
For
 
 
6
Elect William Gray, III
 
Mgmt
For
For
For
 
 
7
Elect Mark Grier
 
Mgmt
For
For
For
 
 
8
Elect Constance Horner
 
Mgmt
For
For
For
 
 
9
Elect Martina Hund-Mejean
 
Mgmt
For
For
For
 
 
10
Elect Karl Krapek
 
Mgmt
For
For
For
 
 
11
Elect Christine Poon
 
Mgmt
For
For
For
 
 
12
Elect John Strangfeld
 
Mgmt
For
For
For
 
 
13
Elect James Unruh
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Public Service Enterprise Group Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PEG
CUSIP 744573106
 
04/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Albert Gamper, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Conrad Harper
 
Mgmt
For
For
For
 
 
3
Elect William Hickey
 
Mgmt
For
For
For
 
 
4
Elect Ralph Izzo
 
Mgmt
For
For
For
 
 
5
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
6
Elect David Lilley
 
Mgmt
For
For
For
 
 
7
Elect Thomas Renyi
 
Mgmt
For
For
For
 
 
8
Elect Hak Cheol Shin
 
Mgmt
For
For
For
 
 
9
Elect Richard Swift
 
Mgmt
For
For
For
 
 
10
Elect Susan Tomasky
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
QUALCOMM Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
QCOM
CUSIP 747525103
 
03/06/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barbara Alexander
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Bennett
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Cruickshank
 
Mgmt
For
For
For
 
 
1.4
Elect Raymond Dittamore
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Horton
 
Mgmt
For
For
For
 
 
1.6
Elect Paul Jacobs
 
Mgmt
For
For
For
 
 
1.7
Elect Robert Kahn
 
Mgmt
For
For
For
 
 
1.8
Elect Sherry Lansing
 
Mgmt
For
For
For
 
 
1.9
Elect Duane Nelles
 
Mgmt
For
For
For
 
 
1.10
Elect Francisco Ros
 
Mgmt
For
For
For
 
 
1.11
Elect Brent Scowcroft
 
Mgmt
For
For
For
 
 
1.12
Elect Marc Stern
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Elimination of Plurality Voting Standard for Election of Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
R.R. Donnelley & Sons Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RRD
CUSIP 257867101
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Thomas Quinlan, III
 
Mgmt
For
For
For
 
 
2
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
3
Elect Susan Cameron
 
Mgmt
For
For
For
 
 
4
Elect Lee Chaden
 
Mgmt
For
For
For
 
 
5
Elect Richard Crandall
 
Mgmt
For
For
For
 
 
6
Elect Judith Hamilton
 
Mgmt
For
For
For
 
 
7
Elect Thomas Johnson
 
Mgmt
For
For
For
 
 
8
Elect John Pope
 
Mgmt
For
For
For
 
 
9
Elect Michael Riordan
 
Mgmt
For
For
For
 
 
10
Elect Oliver Sockwell
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
2012 Performance Incentive Plan
 
Mgmt
For
Against
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Sustainable Procurement Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Range Resources Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RRC
CUSIP 75281A109
 
05/23/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Blackburn
 
Mgmt
For
For
For
 
 
2
Elect Anthony Dub
 
Mgmt
For
For
For
 
 
3
Elect V. Richard Eales
 
Mgmt
For
For
For
 
 
4
Elect Allen Finkelson
 
Mgmt
For
For
For
 
 
5
Elect James Funk
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Linker
 
Mgmt
For
For
For
 
 
7
Elect Kevin McCarthy
 
Mgmt
For
For
For
 
 
8
Elect John Pinkerton
 
Mgmt
For
For
For
 
 
9
Elect Jeffrey Ventura
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Regions Financial Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RF
CUSIP 7591EP100
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Samuel Bartholomew, Jr.
 
Mgmt
For
For
For
 
 
2
Elect George Bryan
 
Mgmt
For
For
For
 
 
3
Elect Carolyn Byrd
 
Mgmt
For
For
For
 
 
4
Elect David Cooper, Sr.
 
Mgmt
For
For
For
 
 
5
Elect Earnest Deavenport, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Don DeFosset
 
Mgmt
For
For
For
 
 
7
Elect Eric Fast
 
Mgmt
For
For
For
 
 
8
Elect O. B. Grayson Hall, Jr.
 
Mgmt
For
For
For
 
 
9
Elect John Johns
 
Mgmt
For
For
For
 
 
10
Elect Charles McCrary
 
Mgmt
For
For
For
 
 
11
Elect James Malone
 
Mgmt
For
For
For
 
 
12
Elect Ruth Marshall
 
Mgmt
For
For
For
 
 
13
Elect Susan Matlock
 
Mgmt
For
For
For
 
 
14
Elect John Maupin, Jr.
 
Mgmt
For
For
For
 
 
15
Elect John Roberts
 
Mgmt
For
For
For
 
 
16
Elect Lee Styslinger III
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Republic Services, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RSG
CUSIP 760759100
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Crownover
 
Mgmt
For
For
For
 
 
2
Elect William Flynn
 
Mgmt
For
For
For
 
 
3
Elect Michael Larson
 
Mgmt
For
For
For
 
 
4
Elect Nolan Lehmann
 
Mgmt
For
For
For
 
 
5
Elect W. Lee Nutter
 
Mgmt
For
For
For
 
 
6
Elect Ramon Rodriguez
 
Mgmt
For
For
For
 
 
7
Elect Donald Slager
 
Mgmt
For
For
For
 
 
8
Elect Allan Sorensen
 
Mgmt
For
For
For
 
 
9
Elect John Trani
 
Mgmt
For
For
For
 
 
10
Elect Michael Wickham
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Reynolds American Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RAI
CUSIP 761713106
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Daly
 
Mgmt
For
For
For
 
 
1.2
Elect Holly Koeppel
 
Mgmt
For
For
For
 
 
1.3
Elect Hugo Powell
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Thornburgh
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Wajnert
 
Mgmt
For
For
For
 
 
1.6
Elect H. Kahler
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Uncontested Election of Directors
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Formation of Ethics Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Royal Dutch Shell plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CUSIP 780259107
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Sir Nigel Sheinwald
 
Mgmt
For
For
For
 
 
4
Elect Josef Ackermann
 
Mgmt
For
For
For
 
 
5
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
6
Elect Simon Henry
 
Mgmt
For
For
For
 
 
7
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
9
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
10
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
11
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
12
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
13
Elect Peter Voser
 
Mgmt
For
For
For
 
 
14
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
20
Authorisation of Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CUSIP 780259206
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Sir Nigel Sheinwald
 
Mgmt
For
For
For
 
 
4
Elect Josef Ackermann
 
Mgmt
For
For
For
 
 
5
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
6
Elect Simon Henry
 
Mgmt
For
For
For
 
 
7
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
9
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
10
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
11
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
12
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
13
Elect Peter Voser
 
Mgmt
For
For
For
 
 
14
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
20
Authorisation of Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CINS G7690A118
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Sir Nigel Sheinwald
 
Mgmt
For
For
For
 
 
4
Elect Josef Ackermann
 
Mgmt
For
For
For
 
 
5
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
6
Elect Simon Henry
 
Mgmt
For
For
For
 
 
7
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
9
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
10
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
11
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
12
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
13
Elect Peter Voser
 
Mgmt
For
For
For
 
 
14
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
18
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
21
Authorisation of Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Samsung Electronics Co., Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
005930
CINS Y74718100
 
03/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Korea, Republic of
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki
Mgmt
For
For
For
 
 
3
Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa
Mgmt
For
For
For
 
 
4
Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong
Mgmt
For
For
For
 
 
5
Directors' Fees
 
Mgmt
For
For
For
 
 
6
Spin-off
 
Mgmt
For
For
For
 
 
7
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Sara Lee Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLE
CUSIP 803111103
 
10/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Christopher Begley
 
Mgmt
For
For
For
 
 
2
Elect Jan Bennink
 
Mgmt
For
For
For
 
 
3
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
4
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
5
Elect James Crown
 
Mgmt
For
For
For
 
 
6
Elect Laurette Koellner
 
Mgmt
For
For
For
 
 
7
Elect Cornelis van Lede
 
Mgmt
For
For
For
 
 
8
Elect John McAdam
 
Mgmt
For
For
For
 
 
9
Elect Ian Prosser
 
Mgmt
For
For
For
 
 
10
Elect Norman Sorensen
 
Mgmt
For
For
For
 
 
11
Elect Jeffrey Ubben
 
Mgmt
For
For
For
 
 
12
Elect Jonathan Ward
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Schlumberger N.V. (Schlumberger Limited)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLB
CUSIP 806857108
 
04/11/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Peter Currie
 
Mgmt
For
For
For
 
 
2
Elect Anthony Isaac
 
Mgmt
For
For
For
 
 
3
Elect K.V. Kamath
 
Mgmt
For
For
For
 
 
4
Elect Paal Kibsgaard
 
Mgmt
For
For
For
 
 
5
Elect Nikolay Kudryavtsev
 
Mgmt
For
For
For
 
 
6
Elect Adrian Lajous
 
Mgmt
For
For
For
 
 
7
Elect Michael Marks
 
Mgmt
For
For
For
 
 
8
Elect Elizabeth Moler
 
Mgmt
For
For
For
 
 
9
Elect Lubna Olayan
 
Mgmt
For
For
For
 
 
10
Elect Leo  Reif
 
Mgmt
For
For
For
 
 
11
Elect Tore Sandvold
 
Mgmt
For
For
For
 
 
12
Elect Henri Seydoux
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Approval of Financial Statements and Dividends
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Siemens AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SIE
CINS D69671218
 
01/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Board Gender Diversity
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Societe Generale
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GLE
CINS F43638141
 
05/22/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports; Approval of Non Tax-Deductible Expenses
Mgmt
For
For
For
 
 
6
Allocation of Profits
 
Mgmt
For
For
For
 
 
7
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
8
Non-Compete Agreement (Frederic Oudea)
Mgmt
For
For
For
 
 
9
Elect Michel Cicurel
 
Mgmt
For
For
For
 
 
10
Elect Nathalie Rachou
 
Mgmt
For
For
For
 
 
11
Elect Yann Delabriere
 
Mgmt
For
For
For
 
 
12
Elect Thierry Martel
 
Mgmt
For
For
For
 
 
13
Appointment of Auditor (Ernst & Young et Autres)
Mgmt
For
For
For
 
 
14
Appointment of Auditor (Deloitte et Associes)
Mgmt
For
For
For
 
 
15
Appointment of Alternate Auditor (Picarle et Associes)
Mgmt
For
For
For
 
 
16
Appointment of Alternate Auditor (BEAS)
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital in Consideration for Contributions in Kind (Outside of Framework of Exchange Offer)
Mgmt
For
Against
Against
 
 
22
Authority to Issue Debt Instruments
 
Mgmt
For
For
For
 
 
23
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
24
Authority to Grant Restricted Shares
Mgmt
For
For
For
 
 
25
Amendment to the Equity Compensation Plan
Mgmt
For
For
For
 
 
26
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
27
Authorization of Legal Formalities
 
Mgmt
For
For
For
 
 
28
Shareholder Proposal Regarding Governance Structure (Resolution A)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Southwest Airlines Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LUV
CUSIP 844741108
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Biegler
 
Mgmt
For
For
For
 
 
2
Elect J. Veronica Biggins
 
Mgmt
For
For
For
 
 
3
Elect Douglas Brooks
 
Mgmt
For
For
For
 
 
4
Elect William Cunningham
 
Mgmt
For
For
For
 
 
5
Elect John Denison
 
Mgmt
For
For
For
 
 
6
Elect Gary Kelly
 
Mgmt
For
For
For
 
 
7
Elect Nancy Loeffler
 
Mgmt
For
For
For
 
 
8
Elect John Montford
 
Mgmt
For
For
For
 
 
9
Elect Thomas Nealon
 
Mgmt
For
For
For
 
 
10
Elect Daniel Villanueva
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Sprint Nextel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
S
CUSIP 852061100
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Bennett
 
Mgmt
For
For
For
 
 
2
Elect Gordon Bethune
 
Mgmt
For
For
For
 
 
3
Elect Larry Glasscock
 
Mgmt
For
For
For
 
 
4
Elect James Hance, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Daniel Hesse
 
Mgmt
For
For
For
 
 
6
Elect V. Janet Hill
 
Mgmt
For
For
For
 
 
7
Elect Frank Ianna
 
Mgmt
For
For
For
 
 
8
Elect Sven-Christer Nilsson
 
Mgmt
For
For
For
 
 
9
Elect William Nuti
 
Mgmt
For
For
For
 
 
10
Elect Rodney O'Neal
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Amendments to Articles: Opt-out of Business Combination Statute
Mgmt
For
For
For
 
 
14
Amendments to Articles: Eliminate Business Combination Provision
Mgmt
For
For
For
 
 
15
Approval of Material Terms of Performance Objectives under the 2007 Omnibus Incentive Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding a Bonus Deferral Policy
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
St. Jude Medical, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STJ
CUSIP 790849103
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Brown
 
Mgmt
For
For
For
 
 
2
Elect Daniel Starks
 
Mgmt
For
For
For
 
 
3
Amendment to the 2007 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
State Street Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STT
CUSIP 857477103
 
05/16/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Kennett Burnes
 
Mgmt
For
For
For
 
 
2
Elect Peter Coym
 
Mgmt
For
For
For
 
 
3
Elect Patrick de Saint-Aignan
 
Mgmt
For
For
For
 
 
4
Elect Amelia Fawcett
 
Mgmt
For
For
For
 
 
5
Elect David Gruber
 
Mgmt
For
For
For
 
 
6
Elect Linda Hill
 
Mgmt
For
For
For
 
 
7
Elect Joseph Hooley
 
Mgmt
For
For
For
 
 
8
Elect Robert Kaplan
 
Mgmt
For
For
For
 
 
9
Elect Richard Sergel
 
Mgmt
For
For
For
 
 
10
Elect Ronald Skates
 
Mgmt
For
For
For
 
 
11
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
12
Elect Robert Weissman
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tesco plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TSCO
CINS G87621101
 
07/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Gareth Bullock
 
Mgmt
For
For
For
 
 
5
Elect Stuart Chambers
 
Mgmt
For
For
For
 
 
6
Elect David Reid
 
Mgmt
For
For
For
 
 
7
Elect Philip Clarke
 
Mgmt
For
For
For
 
 
8
Elect Richard Brasher
 
Mgmt
For
For
For
 
 
9
Elect Patrick Cescau
 
Mgmt
For
For
For
 
 
10
Elect Karen Cook
 
Mgmt
For
For
For
 
 
11
Elect Ken Hanna
 
Mgmt
For
For
For
 
 
12
Elect Andrew Higginson
 
Mgmt
For
For
For
 
 
13
Elect Kenneth Hydon
 
Mgmt
For
For
For
 
 
14
Elect Tim Mason
 
Mgmt
For
For
For
 
 
15
Elect Laurie McIlwee
 
Mgmt
For
For
For
 
 
16
Elect Lucy Neville-Rolfe
 
Mgmt
For
For
For
 
 
17
Elect David Potts
 
Mgmt
For
For
For
 
 
18
Elect Jacqueline Tammenoms Bakker
Mgmt
For
For
For
 
 
19
Appointment of Auditor
 
Mgmt
For
For
For
 
 
20
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
24
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
25
Performance Share Plan Renewal
 
Mgmt
For
For
For
 
 
26
Savings-Related Share Option Scheme Renewal
Mgmt
For
For
For
 
 
27
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Texas Instruments Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXN
CUSIP 882508104
 
04/19/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ralph Babb, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
3
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
4
Elect Pamela Patsley
 
Mgmt
For
For
For
 
 
5
Elect Robert Sanchez
 
Mgmt
For
For
For
 
 
6
Elect Wayne Sanders
 
Mgmt
For
For
For
 
 
7
Elect Ruth Simmons
 
Mgmt
For
For
For
 
 
8
Elect Richard Templeton
 
Mgmt
For
For
For
 
 
9
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Textron Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXT
CUSIP 883203101
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Scott Donnelly
 
Mgmt
For
For
For
 
 
2
Elect James Conway
 
Mgmt
For
For
For
 
 
3
Elect Lawrence Fish
 
Mgmt
For
For
For
 
 
4
Elect Paul Gagne
 
Mgmt
For
For
For
 
 
5
Elect Dain Hancock
 
Mgmt
For
For
For
 
 
6
Elect Lloyd Trotter
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Amendment to the Short-Term Incentive Plan
Mgmt
For
For
For
 
 
9
Amendment to the 2007 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The Coca-Cola Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KO
CUSIP 191216100
 
04/25/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allen
 
Mgmt
For
For
For
 
 
2
Elect Ronald Allen
 
Mgmt
For
For
For
 
 
3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
4
Elect Richard Daley
 
Mgmt
For
For
For
 
 
5
Elect Barry Diller
 
Mgmt
For
For
For
 
 
6
Elect Evan Greenberg
 
Mgmt
For
For
For
 
 
7
Elect Alexis Herman
 
Mgmt
For
For
For
 
 
8
Elect Muhtar Kent
 
Mgmt
For
For
For
 
 
9
Elect Donald Keough
 
Mgmt
For
For
For
 
 
10
Elect Robert Kotick
 
Mgmt
For
For
For
 
 
11
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
12
Elect Donald McHenry
 
Mgmt
For
For
For
 
 
13
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
14
Elect James Robinson III
 
Mgmt
For
For
For
 
 
15
Elect Peter Ueberroth
 
Mgmt
For
For
For
 
 
16
Elect Jacob Wallenberg
 
Mgmt
For
For
For
 
 
17
Elect James Williams
 
Mgmt
For
For
For
 
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
 
19
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Cable Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWC
CUSIP 88732J207
 
05/17/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carole Black
 
Mgmt
For
For
For
 
 
2
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
3
Elect Thomas Castro
 
Mgmt
For
For
For
 
 
4
Elect David Chang
 
Mgmt
For
For
For
 
 
5
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Peter Haje
 
Mgmt
For
For
For
 
 
7
Elect Donna James
 
Mgmt
For
For
For
 
 
8
Elect Don Logan
 
Mgmt
For
For
For
 
 
9
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Wayne Pace
 
Mgmt
For
For
For
 
 
11
Elect Edward  Shirley
 
Mgmt
For
For
For
 
 
12
Elect John Sununu
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2012 Annual Bonus Plan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317303
 
05/15/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barksdale
 
Mgmt
For
For
For
 
 
2
Elect William Barr
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Bewkes
 
Mgmt
For
For
For
 
 
4
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
5
Elect Robert Clark
 
Mgmt
For
For
For
 
 
6
Elect Mathias Dopfner
 
Mgmt
For
For
For
 
 
7
Elect Jessica Einhorn
 
Mgmt
For
For
For
 
 
8
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
9
Elect Kenneth Novack
 
Mgmt
For
For
For
 
 
10
Elect Paul Wachter
 
Mgmt
For
For
For
 
 
11
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Total SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FP
CINS F92124100
 
05/11/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
9
Elect Christophe de Margerie
 
Mgmt
For
For
For
 
 
10
Elect Patrick Artus
 
Mgmt
For
For
For
 
 
11
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
12
Elect Anne Lauvergeon
 
Mgmt
For
For
For
 
 
13
Elect Michel Pebereau
 
Mgmt
For
For
For
 
 
14
Ratification of the Co-option of Gerard Lamarche
Mgmt
For
For
For
 
 
15
Elect Anne-Marie Idrac
 
Mgmt
For
For
For
 
 
16
Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital in Consideration for Contributions in Kind
Mgmt
For
Against
Against
 
 
21
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
22
Employee Stock Purchase Plan for Overseas Employees
Mgmt
For
For
For
 
 
23
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
24
Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A)
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Loyalty Dividend (Resolution B)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Union Pacific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNP
CUSIP 907818108
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Donohue
 
Mgmt
For
For
For
 
 
4
Elect Archie Dunham
 
Mgmt
For
For
For
 
 
5
Elect Judith Richards Hope
 
Mgmt
For
For
For
 
 
6
Elect Charles Krulak
 
Mgmt
For
For
For
 
 
7
Elect Michael McCarthy
 
Mgmt
For
For
For
 
 
8
Elect Michael McConnell
 
Mgmt
For
For
For
 
 
9
Elect Thomas McLarty III
 
Mgmt
For
For
For
 
 
10
Elect Steven Rogel
 
Mgmt
For
For
For
 
 
11
Elect Jose Villarreal
 
Mgmt
For
For
For
 
 
12
Elect James Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
United Continental Holdings, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UAL
CUSIP 910047109
 
06/12/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Carolyn Corvi
 
Mgmt
For
For
For
 
 
1.2
Elect Jane Garvey
 
Mgmt
For
For
For
 
 
1.3
Elect Walter Isaacson
 
Mgmt
For
For
For
 
 
1.4
Elect Henry Meyer III
 
Mgmt
For
For
For
 
 
1.5
Elect Oscar Munoz
 
Mgmt
For
For
For
 
 
1.6
Elect Laurence Simmons
 
Mgmt
For
For
For
 
 
1.7
Elect Jeffery Smisek
 
Mgmt
For
For
For
 
 
1.8
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
1.9
Elect David Vitale
 
Mgmt
For
For
For
 
 
1.10
Elect John Walker
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Yamarone
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
United Parcel Service, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UPS
CUSIP 911312106
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Michael Burns
 
Mgmt
For
For
For
 
 
3
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
4
Elect Stuart Eizenstat
 
Mgmt
For
For
For
 
 
5
Elect Michael  Eskew
 
Mgmt
For
For
For
 
 
6
Elect William Johnson
 
Mgmt
For
For
For
 
 
7
Elect Candace Kendle
 
Mgmt
For
For
For
 
 
8
Elect Ann Livermore
 
Mgmt
For
For
For
 
 
9
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
10
Elect Clark Randt, Jr.
 
Mgmt
For
For
For
 
 
11
Elect John Thompson
 
Mgmt
For
For
For
 
 
12
Elect Carol Tome
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2012 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
 
 
15
Amendment to the Discounted Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
United States Steel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
X
CUSIP 912909108
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Lucchino
 
Mgmt
For
For
For
 
 
2
Elect Seth Schofield
 
Mgmt
For
For
For
 
 
3
Elect John Surma
 
Mgmt
For
For
For
 
 
4
Elect David Sutherland
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
United Technologies Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UTX
CUSIP 913017109
 
04/11/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Louis Chenevert
 
Mgmt
For
For
For
 
 
2
Elect John Faraci
 
Mgmt
For
For
For
 
 
3
Elect Jean-Pierre Garnier
 
Mgmt
For
For
For
 
 
4
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
5
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
6
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
7
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
8
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
9
Elect Richard Myers
 
Mgmt
For
For
For
 
 
10
Elect H. Patrick Swygert
 
Mgmt
For
For
For
 
 
11
Elect Andre Villeneuve
 
Mgmt
For
For
For
 
 
12
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Verizon Communications Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VZ
CUSIP 92343V104
 
05/03/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Carrion
 
Mgmt
For
For
For
 
 
2
Elect Melanie Healey
 
Mgmt
For
For
For
 
 
3
Elect M. Frances Keeth
 
Mgmt
For
For
For
 
 
4
Elect Robert Lane
 
Mgmt
For
For
For
 
 
5
Elect Lowell McAdam
 
Mgmt
For
For
For
 
 
6
Elect Sandra Moose
 
Mgmt
For
For
For
 
 
7
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
8
Elect Donald Nicolaisen
 
Mgmt
For
For
For
 
 
9
Elect Clarence Otis, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Hugh Price
 
Mgmt
For
For
For
 
 
11
Elect Rodney Slater
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Network Neutrality
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Waste Management, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WM
CUSIP 94106L109
 
05/10/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bradbury Anderson
 
Mgmt
For
For
For
 
 
2
Elect Pastora Cafferty
 
Mgmt
For
For
For
 
 
3
Elect Frank Clark, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Patrick Gross
 
Mgmt
For
For
For
 
 
5
Elect John Pope
 
Mgmt
For
For
For
 
 
6
Elect W. Robert Reum
 
Mgmt
For
For
For
 
 
7
Elect Steven Rothmeier
 
Mgmt
For
For
For
 
 
8
Elect David Steiner
 
Mgmt
For
For
For
 
 
9
Elect Thomas Weidemeyer
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Wells Fargo & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WFC
CUSIP 949746101
 
04/24/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Baker II
 
Mgmt
For
For
For
 
 
2
Elect Elaine Chao
 
Mgmt
For
For
For
 
 
3
Elect John Chen
 
Mgmt
For
For
For
 
 
4
Elect Lloyd Dean
 
Mgmt
For
For
For
 
 
5
Elect Susan Engel
 
Mgmt
For
For
For
 
 
6
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Donald James
 
Mgmt
For
For
For
 
 
8
Elect Cynthia Milligan
 
Mgmt
For
For
For
 
 
9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
10
Elect Federico Pena
 
Mgmt
For
For
For
 
 
11
Elect Philip Quigley
 
Mgmt
For
For
For
 
 
12
Elect Judith Runstad
 
Mgmt
For
For
For
 
 
13
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
14
Elect John Stumpf
 
Mgmt
For
For
For
 
 
15
Elect Susan Swenson
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Cumulative Voting in Contested Elections
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
WPP Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WPP
CINS G9787K108
 
06/13/2012
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Jersey
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Sustainability Report
Mgmt
For
For
For
 
 
4
Elect Colin Day
 
Mgmt
For
For
For
 
 
5
Elect Esther Dyson
 
Mgmt
For
For
For
 
 
6
Elect Orit Gadiesh
 
Mgmt
For
For
For
 
 
7
Elect Philip Lader
 
Mgmt
For
For
For
 
 
8
Elect Ruigang Li
 
Mgmt
For
For
For
 
 
9
Elect Stanley Morten
 
Mgmt
For
For
For
 
 
10
Elect Koichiro Naganuma
 
Mgmt
For
For
For
 
 
11
Elect John Quelch
 
Mgmt
For
For
For
 
 
12
Elect Mark Read
 
Mgmt
For
For
For
 
 
13
Elect Paul Richardson
 
Mgmt
For
For
For
 
 
14
Elect Jeffrey Rosen
 
Mgmt
For
For
For
 
 
15
Elect Timothy Shriver
 
Mgmt
For
For
For
 
 
16
Elect Martin Sorrell
 
Mgmt
For
For
For
 
 
17
Elect Paul Spencer
 
Mgmt
For
For
For
 
 
18
Elect Solomon Trujillo
 
Mgmt
For
For
For
 
 
19
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Xilinx, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XLNX
CUSIP 983919101
 
08/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philip Gianos
 
Mgmt
For
For
For
 
 
2
Elect Moshe Gavrielov
 
Mgmt
For
For
For
 
 
3
Elect John Doyle
 
Mgmt
For
For
For
 
 
4
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
5
Elect William Howard, Jr.
 
Mgmt
For
For
For
 
 
6
Elect J. Michael Patterson
 
Mgmt
For
For
For
 
 
7
Elect Albert Pimentel
 
Mgmt
For
For
For
 
 
8
Elect Marshall Turner, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Vanderslice
 
Mgmt
For
For
For
 
 
10
Amendment to the 1990 Employee Qualified Stock Purchase Plan
Mgmt
For
For
For
 
 
11
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
12
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
 
 

 

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

THE INVESTMENT COMPANY OF AMERICA
(Registrant)



By /s/ James B. Lovelace
James B. Lovelace, Vice Chairman and
Principal Executive Officer
 
Date: August 24, 2012