0000051931-11-000688.txt : 20111007 0000051931-11-000688.hdr.sgml : 20111007 20111007141821 ACCESSION NUMBER: 0000051931-11-000688 CONFORMED SUBMISSION TYPE: N-PX/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 EFFECTIVENESS DATE: 20111007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CO OF AMERICA CENTRAL INDEX KEY: 0000051931 IRS NUMBER: 951426645 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00116 FILM NUMBER: 111131877 BUSINESS ADDRESS: STREET 1: 333 S HOPE ST - 55TH FL (MICG) CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 333 S HOPE ST - 55TH FL (MICG) CITY: LOS ANGELES STATE: CA ZIP: 90071 0000051931 S000009597 INVESTMENT CO OF AMERICA C000026214 Class A AIVSX C000026215 Class R-1 RICAX C000026216 Class R-2 RICBX C000026217 Class R-3 RICCX C000026218 Class R-4 RICEX C000026219 Class R-5 RICFX C000026220 Class B AICBX C000026221 Class C AICCX C000026222 Class F-1 AICFX C000026223 Class 529-A CICAX C000026224 Class 529-B CICBX C000026225 Class 529-C CICCX C000026226 Class 529-E CICEX C000026227 Class 529-F-1 CICFX C000068572 Class F-2 ICAFX C000077857 Class R-6 RICGX N-PX/A 1 ica_npx.htm N-PX ica_npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00116



The Investment Company of America
(Exact Name of Registrant as Specified in Charter)

333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (213) 486-9200

Date of fiscal year end: December 31

Date of reporting period: July 1, 2010 - June 30, 2011





Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)




 
 

 
 
Item 1: Proxy Voting Record
 
Fund Name: The Investment Company of America
 
Reporting Period:  July 01, 2010 - June 30, 2011
   
                 
                 
                 
3M Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MMM
CUSIP 88579Y101
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linda Alvarado
 
Mgmt
For
For
For
 
 
2
Elect George Buckley
 
Mgmt
For
For
For
 
 
3
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
4
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
5
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
6
Elect Herbert Henkel
 
Mgmt
For
For
For
 
 
7
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
8
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
9
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
10
Elect Robert Ulrich
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Abbott Laboratories
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ABT
CUSIP 002824100
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Alpern
 
Mgmt
For
For
For
 
 
1.2
Elect Roxanne Austin
 
Mgmt
For
For
For
 
 
1.3
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
1.4
Elect H. Laurance Fuller
 
Mgmt
For
For
For
 
 
1.5
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
1.6
Elect Phebe Novakovic
 
Mgmt
For
For
For
 
 
1.7
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.8
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
1.9
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
1.10
Elect Miles White
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
5
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Accenture PLC
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ACN
CUSIP G1151C101
 
02/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Charles Giancarlo
 
Mgmt
For
For
For
 
 
3
Elect Dennis Hightower
 
Mgmt
For
For
For
 
 
4
Elect Blythe McGarvie
 
Mgmt
For
For
For
 
 
5
Elect Mark Moody-Stuart
 
Mgmt
For
For
For
 
 
6
Elect Pierre  Nanterme
 
Mgmt
For
For
For
 
 
7
Ratification of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
10
Authorization to Hold the 2012 Annual Meeting Outside of Ireland
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
12
Authority to Set Price of Reissued Treasury Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Aflac Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AFL
CUSIP 001055102
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Amos
 
Mgmt
For
For
For
 
 
2
Elect John Shelby Amos II
 
Mgmt
For
For
For
 
 
3
Elect Paul Amos II
 
Mgmt
For
For
For
 
 
4
Elect Michael Armacost
 
Mgmt
For
For
For
 
 
5
Elect Kriss Cloninger III
 
Mgmt
For
For
For
 
 
6
Elect Elizabeth Hudson
 
Mgmt
For
For
For
 
 
7
Elect Douglas Johnson
 
Mgmt
For
For
For
 
 
8
Elect Robert Johnson
 
Mgmt
For
For
For
 
 
9
Elect Charles Knapp
 
Mgmt
For
For
For
 
 
10
Elect E. Stephen Purdom
 
Mgmt
For
For
For
 
 
11
Elect Barbara Rimer
 
Mgmt
For
For
For
 
 
12
Elect Marvin Schuster
 
Mgmt
For
For
For
 
 
13
Elect David Thompson
 
Mgmt
For
For
For
 
 
14
Elect Robert Wright
 
Mgmt
For
For
For
 
 
15
Elect Takuro Yoshida
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Air Products and Chemicals, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
APD
CUSIP 009158106
 
01/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Chadwick Deaton
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Donahue
 
Mgmt
For
For
For
 
 
1.3
Elect Ursula Fairbairn
 
Mgmt
For
For
For
 
 
1.4
Elect Lawrence Smith
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
5
Approval of the Annual Incentive Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Akzo Nobel N.V.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AKZA
CINS N01803100
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Dividends
 
Mgmt
For
For
For
 
 
8
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
 
9
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
 
10
Elect Uwe-Ernst Bufe
 
Mgmt
For
For
For
 
 
11
Elect Peggy Bruzelius
 
Mgmt
For
For
For
 
 
12
Amendment to the Compensation Policy Regarding the Shareholding Requirement
Mgmt
For
For
For
 
 
13
Amendment to the Remuneration Policy Regarding a Sustainability Metric
Mgmt
For
For
For
 
 
14
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
15
Issuance of Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
16
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Altria Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MO
CUSIP 02209S103
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
 
Mgmt
For
For
For
 
 
2
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
3
Elect John Casteen III
 
Mgmt
For
For
For
 
 
4
Elect Dinyar Devitre
 
Mgmt
For
For
For
 
 
5
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
6
Elect Thomas Jones
 
Mgmt
For
For
For
 
 
7
Elect George Munoz
 
Mgmt
For
For
For
 
 
8
Elect Nabil Sakkab
 
Mgmt
For
For
For
 
 
9
Elect Michael Szymanczyk
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Shareholder Proposal Regarding Flavored Tobacco
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
American International Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AIG
CUSIP 026874784
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Benmosche
 
Mgmt
For
For
For
 
 
2
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
3
Elect John Fitzpatrick
 
Mgmt
For
For
For
 
 
4
Elect Laurette Koellner
 
Mgmt
For
For
For
 
 
5
Elect Donald Layton
 
Mgmt
For
For
For
 
 
6
Elect Christopher Lynch
 
Mgmt
For
For
For
 
 
7
Elect Arthur Martinez
 
Mgmt
For
For
For
 
 
8
Elect George Miles, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Henry Miller
 
Mgmt
For
For
For
 
 
10
Elect Robert Miller
 
Mgmt
For
For
For
 
 
11
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
12
Elect Morris Offit
 
Mgmt
For
For
For
 
 
13
Elect Ronald Rittenmeyer
 
Mgmt
For
For
For
 
 
14
Elect Douglas Steenland
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Adoption of Protective Amendment to the Certificate of Incorporation
Mgmt
For
For
For
 
 
17
Adoption of Tax Asset Protection Plan
 
Mgmt
For
For
For
 
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
 
19
Shareholder Proposal Regarding Responsible Use of Company Stock
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
AMGEN Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AMGN
CUSIP 031162100
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Baltimore
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Francois de Carbonnel
 
Mgmt
For
For
For
 
 
4
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
5
Elect Rebecca Henderson
 
Mgmt
For
For
For
 
 
6
Elect Frank Herringer
 
Mgmt
For
For
For
 
 
7
Elect Gilbert Omenn
 
Mgmt
For
For
For
 
 
8
Elect Judith Pelham
 
Mgmt
For
For
For
 
 
9
Elect J. Paul Reason
 
Mgmt
For
For
For
 
 
10
Elect Leonard Schaeffer
 
Mgmt
For
For
For
 
 
11
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
12
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Analog Devices, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ADI
CUSIP 032654105
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ray Stata
 
Mgmt
For
For
For
 
 
2
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
3
Elect James Champy
 
Mgmt
For
For
For
 
 
4
Elect John Doyle
 
Mgmt
For
For
For
 
 
5
Elect John Hodgson
 
Mgmt
For
For
For
 
 
6
Elect Yves-Andre Istel
 
Mgmt
For
For
For
 
 
7
Elect Neil Novich
 
Mgmt
For
For
For
 
 
8
Elect F. Grant Saviers
 
Mgmt
For
For
For
 
 
9
Elect Paul Severino
 
Mgmt
For
For
For
 
 
10
Elect Kenton Sicchitano
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Apache Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
APA
CUSIP 037411105
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect G. Steven Farris
 
Mgmt
For
For
For
 
 
2
Elect Randolph Ferlic
 
Mgmt
For
For
For
 
 
3
Elect A. D. Frazier, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Kocur
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
8
Increase of Authorized Common Stock
 
Mgmt
For
For
For
 
 
9
Increase of Preferred Stock
 
Mgmt
For
For
For
 
 
10
2011 Omnibus Equity Compensation Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Apple Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AAPL
CUSIP 037833100
 
02/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Campbell
 
Mgmt
For
For
For
 
 
1.2
Elect Millard Drexler
 
Mgmt
For
For
For
 
 
1.3
Elect Albert Gore, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Steven Jobs
 
Mgmt
For
For
For
 
 
1.5
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
5
Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Applied Materials, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AMAT
CUSIP 038222105
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Aart de Geus
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Forrest
 
Mgmt
For
For
For
 
 
1.3
Elect Thomas Iannotti
 
Mgmt
For
For
For
 
 
1.4
Elect Susan  James
 
Mgmt
For
For
For
 
 
1.5
Elect Alexander Karsner
 
Mgmt
For
For
For
 
 
1.6
Elect Gerhard Parker
 
Mgmt
For
For
For
 
 
1.7
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
1.8
Elect Willem Roelandts
 
Mgmt
For
For
For
 
 
1.9
Elect James Rogers
 
Mgmt
For
For
For
 
 
1.10
Elect Michael Splinter
 
Mgmt
For
For
For
 
 
1.11
Elect Robert Swan
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ArcelorMittal S.A.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MT
CINS L0302D129
 
01/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Elect Suzanne Nimocks
 
Mgmt
For
For
For
 
 
3
Presentation of the Report of the Board of Directors
Mgmt
For
For
For
 
 
4
Presentation of the Auditor's Report
 
Mgmt
For
For
For
 
 
5
Approval of Spin-off
 
Mgmt
For
For
For
 
 
6
Determination of Effective Date of Spin-off
Mgmt
For
For
For
 
 
7
Reduction of Share Capital
 
Mgmt
For
For
For
 
 
8
Amendments to Articles Regarding Share Capital
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
 
10
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ArcelorMittal S.A.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MT
CINS L0302D129
 
05/10/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Consolidated Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
2
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
4
Directors' Fees
 
Mgmt
For
TNA
N/A
 
 
5
Ratification of Board Acts
 
Mgmt
For
TNA
N/A
 
 
6
Elect Lakshmi Mittal
 
Mgmt
For
TNA
N/A
 
 
7
Elect Antoine Spillmann
 
Mgmt
For
TNA
N/A
 
 
8
Elect Lewis B. Kaden
 
Mgmt
For
TNA
N/A
 
 
9
Elect Prince Guillaume of Luxembourg
 
Mgmt
For
TNA
N/A
 
 
10
Elect Bruno Lafont
 
Mgmt
For
TNA
N/A
 
 
11
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
12
2011-2020 Restricted Share Unit Plan and Performance Share Unit Plan
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
AT&T Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
T
CUSIP 00206R102
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Randall Stephenson
 
Mgmt
For
For
For
 
 
2
Elect Gilbert Amelio
 
Mgmt
For
For
For
 
 
3
Elect Reuben Anderson
 
Mgmt
For
For
For
 
 
4
Elect James Blanchard
 
Mgmt
For
For
For
 
 
5
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
6
Elect James Kelly
 
Mgmt
For
For
For
 
 
7
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
8
Elect Lynn Martin
 
Mgmt
For
For
For
 
 
9
Elect John McCoy
 
Mgmt
For
For
For
 
 
10
Elect Joyce Roche
 
Mgmt
For
For
For
 
 
11
Elect Matthew Rose
 
Mgmt
For
For
For
 
 
12
Elect Laura Tyson
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2011 Incentive Plan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Automatic Data Processing, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ADP
CUSIP 053015103
 
11/09/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
1.2
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
1.3
Elect Gary Butler
 
Mgmt
For
For
For
 
 
1.4
Elect Leon Cooperman
 
Mgmt
For
For
For
 
 
1.5
Elect Eric Fast
 
Mgmt
For
For
For
 
 
1.6
Elect Linda Gooden
 
Mgmt
For
For
For
 
 
1.7
Elect R. Glenn Hubbard
 
Mgmt
For
For
For
 
 
1.8
Elect John Jones
 
Mgmt
For
For
For
 
 
1.9
Elect Sharon Rowlands
 
Mgmt
For
For
For
 
 
1.10
Elect Enrique Salem
 
Mgmt
For
For
For
 
 
1.11
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
2
Amendment to the Employees' Savings-Stock Purchase Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Avon Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AVP
CUSIP 054303102
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
1.2
Elect V. Ann Hailey
 
Mgmt
For
For
For
 
 
1.3
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.4
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.5
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
1.6
Elect Ann Moore
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Pressler
 
Mgmt
For
For
For
 
 
1.8
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.9
Elect Paula Stern
 
Mgmt
For
For
For
 
 
1.10
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
                 
                 
                 
                 
AXA S.A.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AXA
CINS F06106102
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Elect Jean-Martin Folz
 
Mgmt
For
For
For
 
 
9
Elect Giuseppe Mussari
 
Mgmt
For
For
For
 
 
10
Elect Marcus Schenck
 
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
12
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
13
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
14
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
15
Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
16
Authority to Set Offering Price of Shares
Mgmt
For
Against
Against
 
 
17
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
18
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
19
Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary
Mgmt
For
Against
Against
 
 
21
Authority to Issue Debt Instruments
 
Mgmt
For
Against
Against
 
 
22
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
23
Authority to Increase Capital Under Foreign Employee Savings Plan
Mgmt
For
For
For
 
 
24
Authority to Grant Stock Options
 
Mgmt
For
For
For
 
 
25
Authority to Issue Performance Shares
 
Mgmt
For
Against
Against
 
 
26
Authority to Issue Restricted Shares
 
Mgmt
For
For
For
 
 
27
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
28
Amend Article 23
 
Mgmt
For
For
For
 
 
29
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
30
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Baker Hughes Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BHI
CUSIP 057224107
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
 
Mgmt
For
For
For
 
 
1.2
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Chad Deaton
 
Mgmt
For
For
For
 
 
1.4
Elect Anthony Fernandes
 
Mgmt
For
For
For
 
 
1.5
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.6
Elect Pierre Jungels
 
Mgmt
For
For
For
 
 
1.7
Elect James Lash
 
Mgmt
For
For
For
 
 
1.8
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.9
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect J.W. Stewart
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Reapproval of Performance Goals under the Annual Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Banco Santander S.A.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SAN
CUSIP 05964H105
 
06/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea
Mgmt
For
For
For
 
 
5
Elect Rodrigo Echenique Gordillo
 
Mgmt
For
For
For
 
 
6
Elect Terence Burns
 
Mgmt
For
For
For
 
 
7
Elect Antoine Bernheim
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Amend Articles 8, 11, 15, 16 and 18
 
Mgmt
For
For
For
 
 
10
Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61
Mgmt
For
For
For
 
 
11
Amend Articles 62 and 69
 
Mgmt
For
For
For
 
 
12
Amend Preamble and Article 2
 
Mgmt
For
For
For
 
 
13
Amend Articles 4, 5, 6 bis and 8
 
Mgmt
For
For
For
 
 
14
Amend Articles 12, 19 and 21
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Abstain
Against
 
 
16
Scrip Dividend
 
Mgmt
For
For
For
 
 
17
Scrip Dividend
 
Mgmt
For
For
For
 
 
18
Authority to Issue Convertible Securities w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Non-Convertible Debt Instruments
Mgmt
For
For
For
 
 
20
Performance Share Plan
 
Mgmt
For
Abstain
Against
 
 
21
Deferred and Conditional Share Plan
 
Mgmt
For
For
For
 
 
22
Deferred and Conditional Variable Remuneration Plan
Mgmt
For
For
For
 
 
23
UK Employee Share Savings Plan
 
Mgmt
For
For
For
 
 
24
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
25
Remuneration Report
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Banco Santander S.A.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SAN
CINS E19790109
 
06/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea
Mgmt
For
For
For
 
 
5
Elect Rodrigo Echenique Gordillo
 
Mgmt
For
For
For
 
 
6
Elect Terence Burns
 
Mgmt
For
For
For
 
 
7
Elect Antoine Bernheim
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Amend Articles 8, 11, 15, 16 and 18
 
Mgmt
For
For
For
 
 
10
Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61
Mgmt
For
For
For
 
 
11
Amend Articles 62 and 69
 
Mgmt
For
For
For
 
 
12
Amend Preamble and Article 2
 
Mgmt
For
For
For
 
 
13
Amend Articles 4, 5, 6 bis and 8
 
Mgmt
For
For
For
 
 
14
Amend Articles 12, 19 and 21
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Abstain
Against
 
 
16
Scrip Dividend
 
Mgmt
For
For
For
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Scrip Dividend
 
Mgmt
For
For
For
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Authority to Issue Convertible Securities w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Issue Non-Convertible Debt Instruments
Mgmt
For
For
For
 
 
22
Performance Share Plan
 
Mgmt
For
Abstain
Against
 
 
23
Deferred and Conditional Share Plan
 
Mgmt
For
For
For
 
 
24
Deferred and Conditional Variable Remuneration Plan
Mgmt
For
For
For
 
 
25
UK Employee Share Savings Plan
 
Mgmt
For
For
For
 
 
26
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
27
Remuneration Report
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BAC
CUSIP 060505104
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mukesh Ambani
 
Mgmt
For
For
For
 
 
2
Elect Susan Bies
 
Mgmt
For
For
For
 
 
3
Elect Frank Bramble, Sr.
 
Mgmt
For
For
For
 
 
4
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
5
Elect Charles Gifford
 
Mgmt
For
For
For
 
 
6
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
7
Elect D. Paul Jones, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
9
Elect Thomas May
 
Mgmt
For
For
For
 
 
10
Elect Brian Moynihan
 
Mgmt
For
For
For
 
 
11
Elect Donald Powell
 
Mgmt
For
For
For
 
 
12
Elect Charles Rossotti
 
Mgmt
For
For
For
 
 
13
Elect Robert Scully
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Report OTC Derivative Trading
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
23
Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Barrick Gold Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ABX
CUSIP 067901108
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Howard Beck
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Birchall
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Carty
 
Mgmt
For
For
For
 
 
1.4
Elect Gustavo Cisneros
 
Mgmt
For
For
For
 
 
1.5
Elect Peter Crossgrove
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Franklin
 
Mgmt
For
For
For
 
 
1.7
Elect J. Brett Harvey
 
Mgmt
For
For
For
 
 
1.8
Elect Dambisa Moyo
 
Mgmt
For
For
For
 
 
1.9
Elect Brian Mulroney
 
Mgmt
For
For
For
 
 
1.10
Elect Anthony Munk
 
Mgmt
For
For
For
 
 
1.11
Elect Peter Munk
 
Mgmt
For
For
For
 
 
1.12
Elect Aaron Regent
 
Mgmt
For
For
For
 
 
1.13
Elect Nathaniel Rothschild
 
Mgmt
For
For
For
 
 
1.14
Elect Steven Shapiro
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Bayer AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BAY
CINS D0712D163
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Presentation of Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
5
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
 
6
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
 
7
Amendment Regarding Term Length
 
Mgmt
For
For
For
 
 
8
Corporate Restructuring
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
BB&T Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BBT
CUSIP 054937107
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Allison, IV
 
Mgmt
For
For
For
 
 
1.2
Elect Jennifer Banner
 
Mgmt
For
For
For
 
 
1.3
Elect K. David Boyer, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Anna Cablik
 
Mgmt
For
For
For
 
 
1.5
Elect Ronald Deal
 
Mgmt
For
For
For
 
 
1.6
Elect J. Littleton Glover, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Jane Helm
 
Mgmt
For
For
For
 
 
1.8
Elect John Howe, III
 
Mgmt
For
For
For
 
 
1.9
Elect Kelly King
 
Mgmt
For
For
For
 
 
1.10
Elect Valeria Lynch Lee
 
Mgmt
For
For
For
 
 
1.11
Elect J. Holmes Morrison
 
Mgmt
For
For
For
 
 
1.12
Elect Nido Qubein
 
Mgmt
For
For
For
 
 
1.13
Elect Thomas Skains
 
Mgmt
For
For
For
 
 
1.14
Elect Thomas Thompson
 
Mgmt
For
For
For
 
 
1.15
Elect Stephen Williams
 
Mgmt
For
For
For
 
 
2
Amendment to the short-term incentive plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Best Buy Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BBY
CUSIP 086516101
 
06/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ronald James
 
Mgmt
For
For
For
 
 
1.2
Elect Sanjay Khosla
 
Mgmt
For
For
For
 
 
1.3
Elect George Mikan III
 
Mgmt
For
For
For
 
 
1.4
Elect Matthew Paull
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Schulze
 
Mgmt
For
For
For
 
 
1.6
Elect Hatim Tyabji
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Authorization of Board to Set Board Size
Mgmt
For
For
For
 
 
4
Amendment to the 2004 Omnibus Stock and Incentive Plan
Mgmt
For
For
For
 
 
5
Executive Short-term Incentive Plan
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
8
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
BG Group plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BG
CINS G1245Z108
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Fabio de Oliveira Barbosa
 
Mgmt
For
For
For
 
 
5
Elect Caio Kock-Weser
 
Mgmt
For
For
For
 
 
6
Elect Patrick Thomas
 
Mgmt
For
For
For
 
 
7
Elect Peter Backhouse
 
Mgmt
For
For
For
 
 
8
Elect Frank Chapman
 
Mgmt
For
For
For
 
 
9
Elect Baroness Hogg
 
Mgmt
For
For
For
 
 
10
Elect John Hood
 
Mgmt
For
For
For
 
 
11
Elect Martin Houston
 
Mgmt
For
For
For
 
 
12
Elect Sir David Manning
 
Mgmt
For
For
For
 
 
13
Elect Mark Seligman
 
Mgmt
For
For
For
 
 
14
Elect Philippe Varin
 
Mgmt
For
For
For
 
 
15
Elect Sir Robert Wilson
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Boston Scientific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BSX
CUSIP 101137107
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Katharine Bartlett
 
Mgmt
For
For
For
 
 
2
Elect Bruce Byrnes
 
Mgmt
For
For
For
 
 
3
Elect Nelda Connors
 
Mgmt
For
For
For
 
 
4
Elect J. Raymond Elliott
 
Mgmt
For
For
For
 
 
5
Elect Kristina Johnson
 
Mgmt
For
For
For
 
 
6
Elect Ernest Mario
 
Mgmt
For
For
For
 
 
7
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Pete Nicholas
 
Mgmt
For
For
For
 
 
9
Elect Uwe Reinhardt
 
Mgmt
For
For
For
 
 
10
Elect John Sununu
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
13
2011 Long-Term Incentive Plan
 
Mgmt
For
Against
Against
 
 
14
2006 Global Employee Stock Ownership Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
BP plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BP
CUSIP 055622104
 
04/14/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Paul Anderson
 
Mgmt
For
For
For
 
 
4
Elect Antony Burgmans
 
Mgmt
For
For
For
 
 
5
Elect Cynthia Carroll
 
Mgmt
For
For
For
 
 
6
Elect Sir William Castell
 
Mgmt
For
For
For
 
 
7
Elect Iain Conn
 
Mgmt
For
For
For
 
 
8
Elect George David
 
Mgmt
For
For
For
 
 
9
Elect Ian Davis
 
Mgmt
For
For
For
 
 
10
Elect Robert Dudley
 
Mgmt
For
For
For
 
 
11
Elect Byron Grote
 
Mgmt
For
For
For
 
 
12
Elect Frank Bowman
 
Mgmt
For
For
For
 
 
13
Elect Brendan Nelson
 
Mgmt
For
For
For
 
 
14
Elect Phuthuma Nhleko
 
Mgmt
For
For
For
 
 
15
Elect Carl-Henric Svanberg
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
21
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
22
Renewal of the BP ShareMatch Plan
 
Mgmt
For
For
For
 
 
23
Renewal of the BP Sharesave UK Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
BP plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BP
CINS G12793108
 
04/14/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Paul Anderson
 
Mgmt
For
For
For
 
 
4
Elect Antony Burgmans
 
Mgmt
For
For
For
 
 
5
Elect Cynthia Carroll
 
Mgmt
For
For
For
 
 
6
Elect Sir William Castell
 
Mgmt
For
For
For
 
 
7
Elect Iain Conn
 
Mgmt
For
For
For
 
 
8
Elect George David
 
Mgmt
For
For
For
 
 
9
Elect Ian Davis
 
Mgmt
For
For
For
 
 
10
Elect Robert Dudley
 
Mgmt
For
For
For
 
 
11
Elect Byron Grote
 
Mgmt
For
For
For
 
 
12
Elect Frank Bowman
 
Mgmt
For
For
For
 
 
13
Elect Brendan Nelson
 
Mgmt
For
For
For
 
 
14
Elect Phuthuma Nhleko
 
Mgmt
For
For
For
 
 
15
Elect Carl-Henric Svanberg
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
21
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
22
Renewal of the BP ShareMatch Plan
 
Mgmt
For
For
For
 
 
23
Renewal of the BP Sharesave UK Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Canadian Natural Resources Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CNQ
CUSIP 136385101
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Catherine Best
 
Mgmt
For
For
For
 
 
1.2
Elect N. Murray Edwards
 
Mgmt
For
For
For
 
 
1.3
Elect Timothy Faithfull
 
Mgmt
For
For
For
 
 
1.4
Elect Gary Filmon
 
Mgmt
For
For
For
 
 
1.5
Elect Christopher Fong
 
Mgmt
For
For
For
 
 
1.6
Elect Gordon Giffin
 
Mgmt
For
For
For
 
 
1.7
Elect Wilfred Gobert
 
Mgmt
For
For
For
 
 
1.8
Elect Steve Laut
 
Mgmt
For
For
For
 
 
1.9
Elect Keith MacPhail
 
Mgmt
For
For
For
 
 
1.10
Elect Allan Markin
 
Mgmt
For
For
For
 
 
1.11
Elect Frank McKenna
 
Mgmt
For
For
For
 
 
1.12
Elect James Palmer
 
Mgmt
For
For
For
 
 
1.13
Elect Eldon Smith
 
Mgmt
For
For
For
 
 
1.14
Elect David Tuer
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Canon Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
7751
CINS J05124144
 
03/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Fujio Mitarai
 
Mgmt
For
For
For
 
 
4
Elect Tsuneji Uchida
 
Mgmt
For
For
For
 
 
5
Elect Toshizo Tanaka
 
Mgmt
For
For
For
 
 
6
Elect Toshiaki Ikoma
 
Mgmt
For
For
For
 
 
7
Elect Kunio Watanabe
 
Mgmt
For
For
For
 
 
8
Elect Yohroku Adachi
 
Mgmt
For
For
For
 
 
9
Elect Yasuo Mitsuhashi
 
Mgmt
For
For
For
 
 
10
Elect Tomonori Iwashita
 
Mgmt
For
For
For
 
 
11
Elect Masahiro Ohsawa
 
Mgmt
For
For
For
 
 
12
Elect Shigeyuki Matsumoto
 
Mgmt
For
For
For
 
 
13
Elect Katsuichi Shimizu
 
Mgmt
For
For
For
 
 
14
Elect Ryohichi Banba
 
Mgmt
For
For
For
 
 
15
Elect Toshio Honma
 
Mgmt
For
For
For
 
 
16
Elect Masaki Nakaoka
 
Mgmt
For
For
For
 
 
17
Elect Haruhisa Honda
 
Mgmt
For
For
For
 
 
18
Elect Hideki Ozawa
 
Mgmt
For
For
For
 
 
19
Elect Masaya Maeda
 
Mgmt
For
For
For
 
 
20
Elect Yasuhiro Tani
 
Mgmt
For
For
For
 
 
21
Elect Makoto Araki
 
Mgmt
For
For
For
 
 
22
Elect Tadashi Ohe
 
Mgmt
For
For
For
 
 
23
Bonus
 
Mgmt
For
For
For
 
 
24
Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Capital One Financial Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
COF
CUSIP 14040H105
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Patrick Gross
 
Mgmt
For
For
For
 
 
2
Elect Ann Hackett
 
Mgmt
For
For
For
 
 
3
Elect Pierre Leroy
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Carnival plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CCL
CUSIP 143658300
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Micky Arison
 
Mgmt
For
For
For
 
 
2
Elect Sir Jonathon Band
 
Mgmt
For
For
For
 
 
3
Elect Robert Dickinson
 
Mgmt
For
For
For
 
 
4
Elect Arnold Donald
 
Mgmt
For
For
For
 
 
5
Elect Pier Foschi
 
Mgmt
For
For
For
 
 
6
Elect Howard Frank
 
Mgmt
For
For
For
 
 
7
Elect Richard Glasier
 
Mgmt
For
For
For
 
 
8
Elect Modesto Maidique
 
Mgmt
For
For
For
 
 
9
Elect Sir John Parker
 
Mgmt
For
For
For
 
 
10
Elect Peter Ratcliffe
 
Mgmt
For
For
For
 
 
11
Elect Stuart Subotnick
 
Mgmt
For
For
For
 
 
12
Elect Laura Weil
 
Mgmt
For
For
For
 
 
13
Elect Randall Weisenburger
 
Mgmt
For
For
For
 
 
14
Elect Uzi Zucker
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Accounts and Reports
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
20
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
24
Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Chevron Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CVX
CUSIP 166764100
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
2
Elect Robert Denham
 
Mgmt
For
For
For
 
 
3
Elect Robert Eaton
 
Mgmt
For
For
For
 
 
4
Elect Chuck Hagel
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect George Kirkland
 
Mgmt
For
For
For
 
 
7
Elect Donald Rice
 
Mgmt
For
For
For
 
 
8
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
9
Elect Charles Shoemate
 
Mgmt
For
For
For
 
 
10
Elect John Stumpf
 
Mgmt
For
For
For
 
 
11
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
12
Elect Carl Ware
 
Mgmt
For
For
For
 
 
13
Elect John Watson
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Establishment of Human Rights Committee
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Report on Hydraulic Fracturing
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Offshore Drilling Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Cisco Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CSCO
CUSIP 17275R102
 
11/18/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
3
Elect Michael Capellas
 
Mgmt
For
For
For
 
 
4
Elect Larry Carter
 
Mgmt
For
For
For
 
 
5
Elect John Chambers
 
Mgmt
For
For
For
 
 
6
Elect Brian Halla
 
Mgmt
For
For
For
 
 
7
Elect John Hennessy
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Roderick McGeary
 
Mgmt
For
For
For
 
 
10
Elect Michael Powell
 
Mgmt
For
For
For
 
 
11
Elect Arun Sarin
 
Mgmt
For
For
For
 
 
12
Elect Steven West
 
Mgmt
For
For
For
 
 
13
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Restricting Sales to China
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Citigroup Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
C
CUSIP 172967101
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
 
Mgmt
For
Against
Against
 
 
2
Elect Timothy Collins
 
Mgmt
For
For
For
 
 
3
Elect Jerry Grundhofer
 
Mgmt
For
For
For
 
 
4
Elect Robert Joss
 
Mgmt
For
For
For
 
 
5
Elect Michael O'Neill
 
Mgmt
For
For
For
 
 
6
Elect Vikram Pandit
 
Mgmt
For
For
For
 
 
7
Elect Richard Parsons
 
Mgmt
For
Against
Against
 
 
8
Elect Lawrence Ricciardi
 
Mgmt
For
For
For
 
 
9
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
10
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
11
Elect Anthony Santomero
 
Mgmt
For
Against
Against
 
 
12
Elect Diana Taylor
 
Mgmt
For
Against
Against
 
 
13
Elect William Thompson, Jr.
 
Mgmt
For
Against
Against
 
 
14
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Amendment to the 2009 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
17
2011 Executive Performance Plan
 
Mgmt
For
Against
Against
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
20
Reverse Stock Split Extension
 
Mgmt
For
For
For
 
 
21
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Risk Management Report
ShrHoldr
Against
For
Against
 
 
24
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
25
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Colgate-Palmolive Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CL
CUSIP 194162103
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Cahill
 
Mgmt
For
For
For
 
 
2
Elect Ian Cook
 
Mgmt
For
For
For
 
 
3
Elect Helene Gayle
 
Mgmt
For
For
For
 
 
4
Elect Ellen Hancock
 
Mgmt
For
For
For
 
 
5
Elect Joseph Jimenez
 
Mgmt
For
For
For
 
 
6
Elect Richard Kogan
 
Mgmt
For
For
For
 
 
7
Elect Delano Lewis
 
Mgmt
For
For
For
 
 
8
Elect J. Pedro Reinhard
 
Mgmt
For
For
For
 
 
9
Elect Stephen Sadove
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
13
Shareholder Proposal Regarding the Right to Call a Special Meeting
ShrHoldr
For
For
For
 
                 
                 
                 
                 
Comcast Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CMCSA
CUSIP 20030N101
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect S. Decker Anstrom
 
Mgmt
For
For
For
 
 
1.2
Elect Kenneth Bacon
 
Mgmt
For
For
For
 
 
1.3
Elect Sheldon Bonovitz
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Breen
 
Mgmt
For
For
For
 
 
1.5
Elect Joseph Collins
 
Mgmt
For
For
For
 
 
1.6
Elect J. Michael Cook
 
Mgmt
For
For
For
 
 
1.7
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.8
Elect Jeffrey Honickman
 
Mgmt
For
For
For
 
 
1.9
Elect Eduardo Mestre
 
Mgmt
For
For
For
 
 
1.10
Elect Brian Roberts
 
Mgmt
For
For
For
 
 
1.11
Elect Ralph Roberts
 
Mgmt
For
For
For
 
 
1.12
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
4
Amendment to the 2002 Restricted Stock Plan
Mgmt
For
Against
Against
 
 
5
Amendment to the 2003 Stock Option Plan
Mgmt
For
Against
Against
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
8
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
ConAgra Foods, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CAG
CUSIP 205887102
 
09/24/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mogens Bay
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Butler
 
Mgmt
For
For
For
 
 
1.3
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
1.4
Elect Joie Gregor
 
Mgmt
For
For
For
 
 
1.5
Elect Rajive Johri
 
Mgmt
For
For
For
 
 
1.6
Elect W.G. Jurgensen
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Lenny
 
Mgmt
For
For
For
 
 
1.8
Elect Ruth Ann Marshall
 
Mgmt
For
For
For
 
 
1.9
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.10
Elect Andrew Schindler
 
Mgmt
For
For
For
 
 
1.11
Elect Kenneth Stinson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ConocoPhillips
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
COP
CUSIP 20825C104
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
 
Mgmt
For
For
For
 
 
2
Elect Richard Auchinleck
 
Mgmt
For
For
For
 
 
3
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Ruth Harkin
 
Mgmt
For
For
For
 
 
6
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
7
Elect James Mulva
 
Mgmt
For
For
For
 
 
8
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
9
Elect Harald Norvik
 
Mgmt
For
For
For
 
 
10
Elect William Reilly
 
Mgmt
For
For
For
 
 
11
Elect Victoria Tschinkel
 
Mgmt
For
For
For
 
 
12
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
13
Elect William Wade, Jr.
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
2011 Omnibus Stock and Performance Incentive Plan
Mgmt
For
Against
Against
 
 
18
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Louisiana Wetlands
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding the Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Corning Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GLW
CUSIP 219350105
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
2
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
3
Elect Gordon Gund
 
Mgmt
For
For
For
 
 
4
Elect Kurt Landgraf
 
Mgmt
For
For
For
 
 
5
Elect H. Onno Ruding
 
Mgmt
For
For
For
 
 
6
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
CRH Plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CRH
CINS G25508105
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
4
Elect Maeve Carton
 
Mgmt
For
For
For
 
 
5
Elect William Egan
 
Mgmt
For
For
For
 
 
6
Elect Utz-Hellmuth Felcht
 
Mgmt
For
For
For
 
 
7
Elect Nicky Hartery
 
Mgmt
For
For
For
 
 
8
Elect Jan Maarten de Jong
 
Mgmt
For
For
For
 
 
9
Elect John Kennedy
 
Mgmt
For
For
For
 
 
10
Elect Myles Lee
 
Mgmt
For
For
For
 
 
11
Elect Albert Manifold
 
Mgmt
For
For
For
 
 
12
Elect Kieran McGowan
 
Mgmt
For
For
For
 
 
13
Elect Daniel O'Connor
 
Mgmt
For
For
For
 
 
14
Elect Liam O'Mahony
 
Mgmt
For
For
For
 
 
15
Elect Mark Towe
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
19
Authority to Reissue Treasury Shares
 
Mgmt
For
For
For
 
 
20
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
21
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
CSX Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CSX
CUSIP 126408103
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Donna Alvarado
 
Mgmt
For
For
For
 
 
2
Elect John Breaux
 
Mgmt
For
For
For
 
 
3
Elect Pamela Carter
 
Mgmt
For
For
For
 
 
4
Elect Steven Halverson
 
Mgmt
For
For
For
 
 
5
Elect Edward Kelly, III
 
Mgmt
For
For
For
 
 
6
Elect Gilbert Lamphere
 
Mgmt
For
For
For
 
 
7
Elect John McPherson
 
Mgmt
For
For
For
 
 
8
Elect Timothy O'Toole
 
Mgmt
For
For
For
 
 
9
Elect David Ratcliffe
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Michael Ward
 
Mgmt
For
For
For
 
 
12
Elect J.C. Watts, Jr.
 
Mgmt
For
For
For
 
 
13
Elect J. Steven Whisler
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
CVS Caremark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CVS
CUSIP 126650100
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edwin Banks
 
Mgmt
For
For
For
 
 
2
Elect C. David Brown II
 
Mgmt
For
For
For
 
 
3
Elect David Dorman
 
Mgmt
For
For
For
 
 
4
Elect Anne Finucane
 
Mgmt
For
For
For
 
 
5
Elect Kristen Gibney Williams
 
Mgmt
For
For
For
 
 
6
Elect Marian Heard
 
Mgmt
For
For
For
 
 
7
Elect Larry Merlo
 
Mgmt
For
For
For
 
 
8
Elect Jean-Pierre Millon
 
Mgmt
For
For
For
 
 
9
Elect Terrence Murray
 
Mgmt
For
For
For
 
 
10
Elect C.A. Lance Piccolo
 
Mgmt
For
For
For
 
 
11
Elect Richard Swift
 
Mgmt
For
For
For
 
 
12
Elect Tony White
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Political Contributions or Expenditure
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Daimler AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DAI
CINS D1668R123
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
 
8
Compensation Policy
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Supervisory Board Members' Fees
 
Mgmt
For
For
For
 
 
11
Elect Manfred Bischoff
 
Mgmt
For
For
For
 
 
12
Elect Lynton Wilson
 
Mgmt
For
For
For
 
 
13
Elect Petraea Heynike
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Danaher Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DHR
CUSIP 235851102
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect H. Lawrence Culp
 
Mgmt
For
For
For
 
 
2
Elect Mitchell Rales
 
Mgmt
For
For
For
 
 
3
Elect Elias Zerhouni
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
6
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
7
Amendment to the 2007 Stock Incentive Plan
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Deere & Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DE
CUSIP 244199105
 
02/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Dipak Jain
 
Mgmt
For
For
For
 
 
3
Elect Joachim Milberg
 
Mgmt
For
For
For
 
 
4
Elect Richard Myers
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Deutsche Telekom AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DTE
CINS D2035M136
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
 
7
Postponement of the Ratification of the Acts of Klaus Zumwinkel
Mgmt
For
For
For
 
 
8
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor; Appointment of Auditor for Interim Statements
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
11
Elect Hubertus von Grunberg
 
Mgmt
For
For
For
 
 
12
Elect Bernhard Walter
 
Mgmt
For
For
For
 
 
13
Amendments to Profit and Loss Transfer Agreement (T-Systems International)
Mgmt
For
For
For
 
 
14
Amendments to Profit and Loss Transfer Agreement (DeTeFleetServices)
Mgmt
For
For
For
 
 
15
Amendments to Profit and Loss Transfer Agreement (DFMG Holding)
Mgmt
For
For
For
 
 
16
Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft)
Mgmt
For
For
For
 
 
17
Amendments to Profit and Loss Transfer Agreement (Vivento Customer Services)
Mgmt
For
For
For
 
 
18
Amendments to Profit and Loss Transfer Agreement (Vivento Technical Services)
Mgmt
For
For
For
 
 
19
Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Accounting)
Mgmt
For
For
For
 
 
20
Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Training)
Mgmt
For
For
For
 
 
21
Amendments to Profit and Loss Transfer Agreement (Norma Telekommunikationsdienste)
Mgmt
For
For
For
 
 
22
Amendments to Profit and Loss Transfer Agreement (DeTeAsia Holding)
Mgmt
For
For
For
 
 
23
Amendments to Profit and Loss Transfer Agreement (Traviata Telekommunikationsdienste)
Mgmt
For
For
For
 
 
24
Amendments to Profit and Loss Transfer Agreement (Scout24 Holding)
Mgmt
For
For
For
 
 
25
Amendments to Profit and Loss Transfer Agreement (T-Mobile Woldwide Holding)
Mgmt
For
For
For
 
 
26
Amendments to Profit and Loss Transfer Agreement (Telekom Deutschland)
Mgmt
For
For
For
 
 
27
Amendments to Profit and Loss Transfer Agreement (MagyarCom Holding)
Mgmt
For
For
For
 
 
28
Amendments to Corporate Purpose
 
Mgmt
For
For
For
 
 
29
Approval of Settlement Agreement with Kai-Uwe Ricke
Mgmt
For
Abstain
Against
 
 
30
Approval of Settlement Agreement with Klaus Zumwinkel
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Devon Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DVN
CUSIP 25179M103
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Henry
 
Mgmt
For
For
For
 
 
1.2
Elect John Hill
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Kanovsky
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Mosbacher, Jr.
 
Mgmt
For
For
For
 
 
1.5
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.6
Elect Duane Radtke
 
Mgmt
For
For
For
 
 
1.7
Elect Mary Ricciardello
 
Mgmt
For
For
For
 
 
1.8
Elect John Richels
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
5
Technical Amendments to Certificate of Incorporation
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Diamond Offshore Drilling, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DO
CUSIP 25271C102
 
05/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Tisch
 
Mgmt
For
For
For
 
 
2
Elect Lawrence Dickerson
 
Mgmt
For
For
For
 
 
3
Elect John Bolton
 
Mgmt
For
For
For
 
 
4
Elect Charles Fabrikant
 
Mgmt
For
For
For
 
 
5
Elect Paul Gaffney II
 
Mgmt
For
For
For
 
 
6
Elect Edward Grebow
 
Mgmt
For
For
For
 
 
7
Elect Herbert Hofmann
 
Mgmt
For
For
For
 
 
8
Elect Andrew Tisch
 
Mgmt
For
For
For
 
 
9
Elect Raymond Troubh
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
DIRECTV
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DTV
CUSIP 25490A101
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Dillon
 
Mgmt
For
For
For
 
 
1.2
Elect Samuel DiPiazza, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Lorrie Norrington
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to Dual Class Stock
 
Mgmt
For
For
For
 
 
4
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
5
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
6
Limitation of Right to Call a Special Meeting
Mgmt
For
For
For
 
 
7
Adoption of Delaware as the Exclusive Forum for Certain Disputes
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Discover Financial Services
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DFS
CUSIP 254709108
 
04/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Aronin
 
Mgmt
For
For
For
 
 
2
Elect Mary Bush
 
Mgmt
For
For
For
 
 
3
Elect Gregory Case
 
Mgmt
For
For
For
 
 
4
Elect Robert Devlin
 
Mgmt
For
For
For
 
 
5
Elect Cynthia Glassman
 
Mgmt
For
For
For
 
 
6
Elect Richard Lenny
 
Mgmt
For
For
For
 
 
7
Elect Thomas Maheras
 
Mgmt
For
For
For
 
 
8
Elect Michael Moskow
 
Mgmt
For
For
For
 
 
9
Elect David Nelms
 
Mgmt
For
For
For
 
 
10
Elect E. Follin Smith
 
Mgmt
For
For
For
 
 
11
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
14
Amendment to the 2007 Directors' Compensation Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Dominion Resources, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
D
CUSIP 25746U109
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Barr
 
Mgmt
For
For
For
 
 
2
Elect Peter Brown
 
Mgmt
For
For
For
 
 
3
Elect George Davidson, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Helen Dragas
 
Mgmt
For
For
For
 
 
5
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
6
Elect John Harris
 
Mgmt
For
For
For
 
 
7
Elect Robert Jepson, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Mark Kington
 
Mgmt
For
For
For
 
 
9
Elect Margaret McKenna
 
Mgmt
For
For
For
 
 
10
Elect Frank Royal
 
Mgmt
For
For
For
 
 
11
Elect Robert Spilman, Jr.
 
Mgmt
For
For
For
 
 
12
Elect David Wollard
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Mountaintop Removal Coal Mining
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Establishment of 20% Renewable Energy Goal
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Nuclear Power Plant Construction
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Supplemental Executive Retirement Benefits
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
EADS: European Aeronautic Defence and Space Company N.V.
           
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
EAD
CINS F17114103
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Approval of Compensation Policy; Directors' Fees
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
 
 
13
Cancellation of Shares
 
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Eli Lilly and Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LLY
CUSIP 532457108
 
04/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
2
Elect Alfred Gilman
 
Mgmt
For
For
For
 
 
3
Elect Karen Horn
 
Mgmt
For
For
For
 
 
4
Elect John Lechleiter
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
8
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
9
Elimination of Supermajority Requirements
Mgmt
For
For
For
 
 
10
Executive Officer Incentive Plan
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Emerson Electric Co.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
EMR
CUSIP 291011104
 
02/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Farr
 
Mgmt
For
For
For
 
 
1.2
Elect Harriet Green
 
Mgmt
For
For
For
 
 
1.3
Elect Charles Peters
 
Mgmt
For
For
For
 
 
1.4
Elect Joseph Prueher
 
Mgmt
For
For
For
 
 
1.5
Elect Rozanne Ridgway
 
Mgmt
For
For
For
 
 
2
Re-approval of the Performance Measures under the 2006 Incentive Shares Plan
Mgmt
For
For
For
 
 
3
2011 Stock Option Plan
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Eni - Ente Nazionale Idrocarburi S.p.A.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ENI
CINS T3643A145
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Italy
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Board Size
 
Mgmt
For
For
For
 
 
6
Board Term
 
Mgmt
For
For
For
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
List Presented by the Italian Ministry of Economy and Finance
Mgmt
For
For
For
 
 
9
List Presented by Institutional Investors
 
Mgmt
For
N/A
N/A
 
 
10
Election of Chairman of Board
 
Mgmt
For
For
For
 
 
11
Directors' Fees
 
Mgmt
For
For
For
 
 
12
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
13
List Presented by the Italian Ministry of Economy and Finance
Mgmt
N/A
Abstain
N/A
 
 
14
List Presented by Institutional Investors
 
Mgmt
N/A
For
N/A
 
 
15
Election of Chairman of Statutory Auditors
Mgmt
For
For
For
 
 
16
Statutory Auditors' Fees
 
Mgmt
For
For
For
 
 
17
Court of Accounts Representative's Attendance Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
EOG Resources, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
EOG
CUSIP 26875P101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect George Alcorn
 
Mgmt
For
For
For
 
 
2
Elect Charles Crisp
 
Mgmt
For
For
For
 
 
3
Elect James Day
 
Mgmt
For
For
For
 
 
4
Elect Mark Papa
 
Mgmt
For
For
For
 
 
5
Elect H. Leighton Steward
 
Mgmt
For
For
For
 
 
6
Elect Donald Textor
 
Mgmt
For
For
For
 
 
7
Elect Frank Wisner
 
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
10
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
11
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Exelon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
EXC
CUSIP 30161N101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
2
Elect M. Walter D'Alessio
 
Mgmt
For
For
For
 
 
3
Elect Nicholas DeBenedictis
 
Mgmt
For
For
For
 
 
4
Elect Nelson Diaz
 
Mgmt
For
For
For
 
 
5
Elect Sue Ling Gin
 
Mgmt
For
For
For
 
 
6
Elect Rosemarie Greco
 
Mgmt
For
For
For
 
 
7
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
8
Elect Richard Mies
 
Mgmt
For
For
For
 
 
9
Elect John Palms
 
Mgmt
For
For
For
 
 
10
Elect William Richardson
 
Mgmt
For
For
For
 
 
11
Elect Thomas Ridge
 
Mgmt
For
For
For
 
 
12
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
13
Elect John Rowe
 
Mgmt
For
For
For
 
 
14
Elect Stephen Steinour
 
Mgmt
For
For
For
 
 
15
Elect Donald Thompson
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Fifth Third Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FITB
CUSIP 316773100
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Darryl Allen
 
Mgmt
For
For
For
 
 
1.2
Elect Ulysses Bridgeman, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Emerson Brumback
 
Mgmt
For
For
For
 
 
1.4
Elect James Hackett
 
Mgmt
For
For
For
 
 
1.5
Elect Gary Heminger
 
Mgmt
For
For
For
 
 
1.6
Elect Jewell Hoover
 
Mgmt
For
For
For
 
 
1.7
Elect William Isaac
 
Mgmt
For
For
For
 
 
1.8
Elect Kevin Kabat
 
Mgmt
For
For
For
 
 
1.9
Elect Mitchel Livingston
 
Mgmt
For
For
For
 
 
1.10
Elect Hendrick Meijer
 
Mgmt
For
For
For
 
 
1.11
Elect John Schiff, Jr.
 
Mgmt
For
For
For
 
 
1.12
Elect Marsha Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Incentive Compensation Plan
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Firstenergy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FE
CUSIP 337932107
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Paul Addison
 
Mgmt
For
For
For
 
 
1.2
Elect Anthony Alexander
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Anderson
 
Mgmt
For
For
For
 
 
1.4
Elect Carol Cartwright
 
Mgmt
For
For
For
 
 
1.5
Elect William Cottle
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Heisler, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Julia Johnson
 
Mgmt
For
For
For
 
 
1.8
Elect Ted Kleisner
 
Mgmt
For
For
For
 
 
1.9
Elect Ernest Novak, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
1.11
Elect George Smart
 
Mgmt
For
For
For
 
 
1.12
Elect Wesley Taylor
 
Mgmt
For
For
For
 
 
1.13
Elect Jesse Williams, Sr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to Right to Call a Special Meeting
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Report on Coal Combustion Waste
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Report on Coal Risk
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Firstenergy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FE
CUSIP 337932107
 
09/14/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Stock Issuance for Acquisition
 
Mgmt
For
For
For
 
 
2
Increase of Authorized Common Stock
 
Mgmt
For
For
For
 
 
3
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Flextronics International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FLEX
CUSIP Y2573F102
 
07/23/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
2
Elect Willy Shih
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
4
Authority to Issue Ordinary Shares
 
Mgmt
For
For
For
 
 
5
2010 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
6
Renewal of the Share Purchase Mandate
Mgmt
For
For
For
 
                 
                 
                 
                 
France Telecom
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FTE
CINS F4113C103
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Elect Bernard Dufau
 
Mgmt
For
For
For
 
 
9
Elect Helle Kristoffersen
 
Mgmt
For
For
For
 
 
10
Elect Muriel Penicaud
 
Mgmt
For
For
For
 
 
11
Elect Jean-Michel Severino
 
Mgmt
For
For
For
 
 
12
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
13
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
14
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
15
Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
16
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
17
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
18
Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares to Holders of Orange SA Shares and Options
Mgmt
For
For
For
 
 
20
Authority to Issue Option-Based Liquidity Instruments to Holders of Orange SA Options
Mgmt
For
For
For
 
 
21
Global Ceiling on Increases in Capital
 
Mgmt
For
Against
Against
 
 
22
Authority to Issue Debt Instruments
 
Mgmt
For
For
For
 
 
23
Increase in Share Capital Through Capitalizations
Mgmt
For
For
For
 
 
24
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
Against
Against
 
 
25
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
26
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
27
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
GDF Suez (fka Gaz de France)
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GSZ
CINS F42768105
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Elect Albert Frere
 
Mgmt
For
For
For
 
 
11
Elect Edmond Alphandery
 
Mgmt
For
For
For
 
 
12
Elect Aldo Cardoso
 
Mgmt
For
For
For
 
 
13
Elect Rene Carron
 
Mgmt
For
For
For
 
 
14
Elect Thierry de Rudder
 
Mgmt
For
For
For
 
 
15
Elect Francoise  Malrieu
 
Mgmt
For
For
For
 
 
16
Relocation of Corporate Headquarters
 
Mgmt
For
For
For
 
 
17
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
18
Authority to Increase Capital Under Employee Savings Plan for Overseas Employees
Mgmt
For
For
For
 
 
19
Authority to Issue Restricted Shares
 
Mgmt
For
For
For
 
 
20
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
 
21
Shareholder Proposal Regarding Allocation of Profits/Dividends
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Dynamics Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GD
CUSIP 369550108
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Barra
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
3
Elect James Crown
 
Mgmt
For
For
For
 
 
4
Elect William Fricks
 
Mgmt
For
For
For
 
 
5
Elect Jay Johnson
 
Mgmt
For
For
For
 
 
6
Elect George Joulwan
 
Mgmt
For
For
For
 
 
7
Elect Paul Kaminski
 
Mgmt
For
For
For
 
 
8
Elect John Keane
 
Mgmt
For
For
For
 
 
9
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
10
Elect William Osborn
 
Mgmt
For
For
For
 
 
11
Elect Robert Walmsley
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
15
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Electric Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GE
CUSIP 369604103
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect W. Geoffrey Beattie
 
Mgmt
For
For
For
 
 
2
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
4
Elect Susan Hockfield
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Immelt
 
Mgmt
For
For
For
 
 
6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
7
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
8
Elect Robert Lane
 
Mgmt
For
For
For
 
 
9
Elect Ralph Larsen
 
Mgmt
For
For
For
 
 
10
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
11
Elect James Mulva
 
Mgmt
For
For
For
 
 
12
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
13
Elect Roger Penske
 
Mgmt
For
For
For
 
 
14
Elect Robert Swieringa
 
Mgmt
For
For
For
 
 
15
Elect James Tisch
 
Mgmt
For
For
For
 
 
16
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
20
Shareholder Proposal Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Report on Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Mills, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GIS
CUSIP 370334104
 
09/27/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bradbury Anderson
 
Mgmt
For
For
For
 
 
2
Elect R. Kerry Clark
 
Mgmt
For
For
For
 
 
3
Elect Paul Danos
 
Mgmt
For
For
For
 
 
4
Elect William Esrey
 
Mgmt
For
For
For
 
 
5
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
6
Elect Judith Richards Hope
 
Mgmt
For
For
For
 
 
7
Elect Heidi Miller
 
Mgmt
For
For
For
 
 
8
Elect Hilda Ochoa-Brillembourg
 
Mgmt
For
For
For
 
 
9
Elect Steve Odland
 
Mgmt
For
For
For
 
 
10
Elect Kendall Powell
 
Mgmt
For
For
For
 
 
11
Elect Lois Quam
 
Mgmt
For
For
For
 
 
12
Elect Michael Rose
 
Mgmt
For
For
For
 
 
13
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
14
Elect Dorothy Terrell
 
Mgmt
For
For
For
 
 
15
Executive Incentive Plan
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
General Motors Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GM
CUSIP 37045V100
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
2
Elect David Bonderman
 
Mgmt
For
For
For
 
 
3
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Stephen Girsky
 
Mgmt
For
For
For
 
 
5
Elect E. Neville Isdell
 
Mgmt
For
For
For
 
 
6
Elect Robert Krebs
 
Mgmt
For
For
For
 
 
7
Elect Philip Laskawy
 
Mgmt
For
For
For
 
 
8
Elect Kathryn Marinello
 
Mgmt
For
For
For
 
 
9
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
10
Elect Carol Stephenson
 
Mgmt
For
For
For
 
 
11
Elect Cynthia Telles
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Genworth Financial, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GNW
CUSIP 37247D106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Alesio
 
Mgmt
For
For
For
 
 
2
Elect William Bolinder
 
Mgmt
For
For
For
 
 
3
Elect Michael Fraizer
 
Mgmt
For
For
For
 
 
4
Elect Nancy Karch
 
Mgmt
For
For
For
 
 
5
Elect J. Robert Kerrey
 
Mgmt
For
For
For
 
 
6
Elect Risa Lavizzo-Mourey
 
Mgmt
For
For
For
 
 
7
Elect Christine Mead
 
Mgmt
For
For
For
 
 
8
Elect Thomas Moloney
 
Mgmt
For
For
For
 
 
9
Elect James Parke
 
Mgmt
For
For
For
 
 
10
Elect James Riepe
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Google Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GOOG
CUSIP 38259P508
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Page
 
Mgmt
For
For
For
 
 
1.2
Elect Sergey Brin
 
Mgmt
For
For
For
 
 
1.3
Elect Eric Schmidt
 
Mgmt
For
For
For
 
 
1.4
Elect L. John Doerr
 
Mgmt
For
Against
Against
 
 
1.5
Elect John Hennessy
 
Mgmt
For
For
For
 
 
1.6
Elect Ann Mather
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Otellini
 
Mgmt
For
Against
Against
 
 
1.8
Elect K. Ram Shriram
 
Mgmt
For
For
For
 
 
1.9
Elect Shirley Tilghman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock Plan
 
Mgmt
For
Against
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
6
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
8
Shareholder Proposal Regarding Conflict of Interest Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
H&R Block, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HRB
CUSIP 093671105
 
09/30/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Bennett
 
Mgmt
For
For
For
 
 
2
Elect Richard Breeden
 
Mgmt
For
For
For
 
 
3
Elect William Cobb
 
Mgmt
For
For
For
 
 
4
Elect Robert Gerard
 
Mgmt
For
For
For
 
 
5
Elect Len Lauer
 
Mgmt
For
For
For
 
 
6
Elect David Lewis
 
Mgmt
For
For
For
 
 
7
Elect Bruce Rohde
 
Mgmt
For
For
For
 
 
8
Elect Tom Seip
 
Mgmt
For
For
For
 
 
9
Elect L. Edward Shaw, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Christianna Wood
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
12
Amendment to the 2003 Long-Term Executive Compensation Plan
Mgmt
For
Against
Against
 
 
13
Amendment to the Executive Performance Plan
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
For
For
For
 
 
15
Amendment to Supermajority Requirement to Call a Special Meeting
Mgmt
For
For
For
 
 
16
Amendment to Supermajority Requirement Relating to Removal of Directors
Mgmt
For
For
For
 
 
17
Amendment to Supermajority Requirement Relating to Amendments to the Articles and Bylaws
Mgmt
For
For
For
 
 
18
Amendment to Supermajority Requirement Relating to Related Person Transaction Provision
Mgmt
For
For
For
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
H.J. Heinz Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HNZ
CUSIP 423074103
 
08/31/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Johnson
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Leonard Coleman, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Drosdick
 
Mgmt
For
For
For
 
 
5
Elect Edith Holiday
 
Mgmt
For
For
For
 
 
6
Elect Candace Kendle
 
Mgmt
For
For
For
 
 
7
Elect Dean O'Hare
 
Mgmt
For
For
For
 
 
8
Elect Nelson Peltz
 
Mgmt
For
For
For
 
 
9
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
10
Elect Lynn Swann
 
Mgmt
For
For
For
 
 
11
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
12
Elect Michael Weinstein
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Harley-Davidson, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HOG
CUSIP 412822108
 
04/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barry Allen
 
Mgmt
For
For
For
 
 
1.2
Elect R. John Anderson
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Beattie
 
Mgmt
For
For
For
 
 
1.4
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.5
Elect Judson Green
 
Mgmt
For
For
For
 
 
1.6
Elect Sara Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect N. Thomas Linebarger
 
Mgmt
For
For
For
 
 
1.8
Elect George Miles, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect Jochen Zeitz
 
Mgmt
For
For
For
 
 
2
Elimination of Supermajority Requirement for Transactions with an Interested Shareholder
Mgmt
For
For
For
 
 
3
Elimination of Supermajority Requirement for Special Meetings of Shareholders
Mgmt
For
For
For
 
 
4
Elimination of Supermajority Requirement for Approval of Certain Matters
Mgmt
For
For
For
 
 
5
Short-Term Incentive Plan for Senior Executives
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Hewlett-Packard Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HPQ
CUSIP 428236103
 
03/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Marc Andreessen
 
Mgmt
For
For
For
 
 
2
Elect Leo Apotheker
 
Mgmt
For
For
For
 
 
3
Elect Lawrence Babbio Jr.
 
Mgmt
For
Against
Against
 
 
4
Elect Sari Baldauf
 
Mgmt
For
For
For
 
 
5
Elect Shumeet Banerji
 
Mgmt
For
For
For
 
 
6
Elect Rajiv Gupta
 
Mgmt
For
Against
Against
 
 
7
Elect John Hammergren
 
Mgmt
For
Against
Against
 
 
8
Elect Raymond Lane
 
Mgmt
For
For
For
 
 
9
Elect Gary Reiner
 
Mgmt
For
For
For
 
 
10
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
11
Elect Dominique Senequier
 
Mgmt
For
For
For
 
 
12
Elect G. Kennedy Thompson
 
Mgmt
For
For
For
 
 
13
Elect Margaret Whitman
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
17
2011 Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
18
Amendment to the 2005 Pay-for-Results Plan
Mgmt
For
For
For
 
                 
                 
                 
Honda Motor
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
7267
CINS J22302111
 
06/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
None
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect Kohichi Kondoh
 
Mgmt
For
For
For
 
 
5
Elect Takanobu Itoh
 
Mgmt
For
For
For
 
 
6
Elect Akio Hamada
 
Mgmt
For
For
For
 
 
7
Elect Tatsuhiro Ohyama
 
Mgmt
For
For
For
 
 
8
Elect Fumihiko Ike
 
Mgmt
For
For
For
 
 
9
Elect Tomohiko Kawanabe
 
Mgmt
For
For
For
 
 
10
Elect Kensaku Hohgen
 
Mgmt
For
For
For
 
 
11
Elect Nobuo Kuroyanagi
 
Mgmt
For
For
For
 
 
12
Elect Takeo Fukui
 
Mgmt
For
For
For
 
 
13
Elect Takuji Yamada
 
Mgmt
For
For
For
 
 
14
Elect Masahiro Yoshida
 
Mgmt
For
For
For
 
 
15
Elect Yoshiharu Yamamoto
 
Mgmt
For
For
For
 
 
16
Elect Hirotake Abe
 
Mgmt
For
For
For
 
 
17
Elect Tomochika Iwashita
 
Mgmt
For
For
For
 
 
18
Bonus
 
Mgmt
For
For
For
 
 
19
Directors' and Statutory Auditors' Fees
 
Mgmt
For
For
For
 
                 
                 
                 
                 
HSBC Holdings plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HSBA
CUSIP 404280406
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Safra Catz
 
Mgmt
For
For
For
 
 
4
Elect Laura CHA May Lung
 
Mgmt
For
For
For
 
 
5
Elect Marvin CHEUNG Kin Tung
 
Mgmt
For
For
For
 
 
6
Elect John Coombe
 
Mgmt
For
For
For
 
 
7
Elect Rona Fairhead
 
Mgmt
For
For
For
 
 
8
Elect Douglas Flint
 
Mgmt
For
For
For
 
 
9
Elect Alexander Flockhart
 
Mgmt
For
For
For
 
 
10
Elect Stuart Gulliver
 
Mgmt
For
For
For
 
 
11
Elect James Hughes-Hallett
 
Mgmt
For
For
For
 
 
12
Elect Sam Laidlaw
 
Mgmt
For
For
For
 
 
13
Elect J. Rachel Lomax
 
Mgmt
For
For
For
 
 
14
Elect Iain Mackay
 
Mgmt
For
For
For
 
 
15
Elect Gwyn Morgan
 
Mgmt
For
For
For
 
 
16
Elect Narayana Murthy
 
Mgmt
For
For
For
 
 
17
Elect Simon Robertson
 
Mgmt
For
For
For
 
 
18
Elect John Thornton
 
Mgmt
For
For
For
 
 
19
Elect Sir Brian Williamson
 
Mgmt
For
For
For
 
 
20
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Share Plan 2011
 
Mgmt
For
For
For
 
 
24
Directors' Fees
 
Mgmt
For
For
For
 
 
25
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
HSBC Holdings plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HSBA
CINS G4634U169
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Safra Catz
 
Mgmt
For
For
For
 
 
4
Elect Laura CHA May Lung
 
Mgmt
For
For
For
 
 
5
Elect Marvin CHEUNG Kin Tung
 
Mgmt
For
For
For
 
 
6
Elect John Coombe
 
Mgmt
For
For
For
 
 
7
Elect Rona Fairhead
 
Mgmt
For
For
For
 
 
8
Elect Douglas Flint
 
Mgmt
For
For
For
 
 
9
Elect Alexander Flockhart
 
Mgmt
For
For
For
 
 
10
Elect Stuart Gulliver
 
Mgmt
For
For
For
 
 
11
Elect James Hughes-Hallett
 
Mgmt
For
For
For
 
 
12
Elect Sam Laidlaw
 
Mgmt
For
For
For
 
 
13
Elect J. Rachel Lomax
 
Mgmt
For
For
For
 
 
14
Elect Iain Mackay
 
Mgmt
For
For
For
 
 
15
Elect Gwyn Morgan
 
Mgmt
For
For
For
 
 
16
Elect Narayana Murthy
 
Mgmt
For
For
For
 
 
17
Elect Simon Robertson
 
Mgmt
For
For
For
 
 
18
Elect John Thornton
 
Mgmt
For
For
For
 
 
19
Elect Sir Brian Williamson
 
Mgmt
For
For
For
 
 
20
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Share Plan 2011
 
Mgmt
For
For
For
 
 
24
Directors' Fees
 
Mgmt
For
For
For
 
 
25
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Illinois Tool Works Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ITW
CUSIP 452308109
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Crown
 
Mgmt
For
For
For
 
 
2
Elect Don Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
4
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
5
Elect James Skinner
 
Mgmt
For
For
For
 
 
6
Elect David Smith, Jr.
 
Mgmt
For
For
For
 
 
7
Elect David Speer
 
Mgmt
For
For
For
 
 
8
Elect Pamela Strobel
 
Mgmt
For
For
For
 
 
9
Elect Kevin Warren
 
Mgmt
For
For
For
 
 
10
Elect Anre Williams
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
2011 Cash Incentive Plan
 
Mgmt
For
For
For
 
 
15
Amendment to the 2011 Long-Term Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Intel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
INTC
CUSIP 458140100
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
2
Elect Susan Decker
 
Mgmt
For
For
For
 
 
3
Elect John Donahoe
 
Mgmt
For
For
For
 
 
4
Elect Reed Hundt
 
Mgmt
For
For
For
 
 
5
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
6
Elect James Plummer
 
Mgmt
For
For
For
 
 
7
Elect David Pottruck
 
Mgmt
For
For
For
 
 
8
Elect Jane Shaw
 
Mgmt
For
For
For
 
 
9
Elect Frank Yeary
 
Mgmt
For
For
For
 
 
10
Elect David Yoffie
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
13
Amendment to the 2006 Stock Purchase Plan
Mgmt
For
For
For
 
 
14
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
International Business Machines Corporation
             
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
IBM
CUSIP 459200101
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
 
Mgmt
For
For
For
 
 
2
Elect William Brody
 
Mgmt
For
For
For
 
 
3
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
4
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
5
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
6
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
7
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
8
Elect James Owens
 
Mgmt
For
For
For
 
 
9
Elect Samuel Palmisano
 
Mgmt
For
For
For
 
 
10
Elect Joan Spero
 
Mgmt
For
For
For
 
 
11
Elect Sidney Taurel
 
Mgmt
For
For
For
 
 
12
Elect Lorenzo Hector Zambrano Trevino
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson & Johnson
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
JNJ
CUSIP 478160104
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
 
Mgmt
For
For
For
 
 
2
Elect James Cullen
 
Mgmt
For
For
For
 
 
3
Elect Ian Davis
 
Mgmt
For
For
For
 
 
4
Elect Michael Johns
 
Mgmt
For
For
For
 
 
5
Elect Susan Lindquist
 
Mgmt
For
For
For
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
For
For
 
 
7
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
8
Elect William Perez
 
Mgmt
For
For
For
 
 
9
Elect Charles Prince
 
Mgmt
For
For
For
 
 
10
Elect David Satcher
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
15
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Policy on Health Status Discrimination
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson Controls, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
JCI
CUSIP 478366107
 
01/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Natalie Black
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Cornog
 
Mgmt
For
For
For
 
 
1.3
Elect William Lacy
 
Mgmt
For
For
For
 
 
1.4
Elect Stephen Roell
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
4
Amendment to the Annual Incentive Performance Plan
Mgmt
For
For
For
 
 
5
Amendment to the Long-Term Incentive Performance Plan
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
JPMorgan Chase & Co.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
JPM
CUSIP 46625H100
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
3
Elect David Cote
 
Mgmt
For
For
For
 
 
4
Elect James Crown
 
Mgmt
For
For
For
 
 
5
Elect James Dimon
 
Mgmt
For
For
For
 
 
6
Elect Ellen Futter
 
Mgmt
For
For
For
 
 
7
Elect William Gray, III
 
Mgmt
For
For
For
 
 
8
Elect Laban Jackson, Jr.
 
Mgmt
For
For
For
 
 
9
Elect David Novak
 
Mgmt
For
For
For
 
 
10
Elect Lee Raymond
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
15
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Mortgage Loan Servicing
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kellogg Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
K
CUSIP 487836108
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Bryant
 
Mgmt
For
For
For
 
 
1.2
Elect Rogelio Rebolledo
 
Mgmt
For
For
For
 
 
1.3
Elect Sterling Speirn
 
Mgmt
For
For
For
 
 
1.4
Elect John Zabriskie
 
Mgmt
For
For
For
 
 
2
Senior Executive Annual Incentive Plan
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kimberly-Clark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KMB
CUSIP 494368103
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Alm
 
Mgmt
For
For
For
 
 
2
Elect John Bergstrom
 
Mgmt
For
For
For
 
 
3
Elect Abelardo Bru
 
Mgmt
For
For
For
 
 
4
Elect Robert Decherd
 
Mgmt
For
For
For
 
 
5
Elect Thomas Falk
 
Mgmt
For
For
For
 
 
6
Elect Mae Jemison
 
Mgmt
For
For
For
 
 
7
Elect James Jenness
 
Mgmt
For
For
For
 
 
8
Elect Nancy Karch
 
Mgmt
For
For
For
 
 
9
Elect Ian Read
 
Mgmt
For
For
For
 
 
10
Elect Linda Johnson Rice
 
Mgmt
For
For
For
 
 
11
Elect Marc Shapiro
 
Mgmt
For
For
For
 
 
12
Elect G. Craig Sullivan
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2011 Outside Directors' Compensation Plan
Mgmt
For
For
For
 
 
15
2011 Equity Participation Plan
 
Mgmt
For
Against
Against
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
KLA-Tencor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KLAC
CUSIP 482480100
 
11/03/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Edward Barnholt
 
Mgmt
For
For
For
 
 
1.2
Elect Emiko Higashi
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Kaufman
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Wallace
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Kohl's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KSS
CUSIP 500255104
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Peter Boneparth
 
Mgmt
For
For
For
 
 
2
Elect Steven Burd
 
Mgmt
For
For
For
 
 
3
Elect John Herma
 
Mgmt
For
For
For
 
 
4
Elect Dale Jones
 
Mgmt
For
For
For
 
 
5
Elect William Kellogg
 
Mgmt
For
For
For
 
 
6
Elect Kevin Mansell
 
Mgmt
For
For
For
 
 
7
Elect Frank Sica
 
Mgmt
For
For
For
 
 
8
Elect Peter Sommerhauser
 
Mgmt
For
For
For
 
 
9
Elect Stephanie Streeter
 
Mgmt
For
For
For
 
 
10
Elect Nina Vaca
 
Mgmt
For
For
For
 
 
11
Elect Stephen Watson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Elimination of Supermajority Requirement in Article V(f)
Mgmt
For
For
For
 
 
14
Elimination of Supermajority Requirement in Article VI
Mgmt
For
For
For
 
 
15
Annual Incentive Plan
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding CEO Succession Planning
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kraft Foods Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KFT
CUSIP 50075N104
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ajay Banga
 
Mgmt
For
For
For
 
 
2
Elect Myra Hart
 
Mgmt
For
For
For
 
 
3
Elect Peter Henry
 
Mgmt
For
For
For
 
 
4
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
5
Elect Mark Ketchum
 
Mgmt
For
For
For
 
 
6
Elect Richard Lerner
 
Mgmt
For
For
For
 
 
7
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
8
Elect John Pope
 
Mgmt
For
For
For
 
 
9
Elect Fedric Reynolds
 
Mgmt
For
For
For
 
 
10
Elect Irene Rosenfeld
 
Mgmt
For
For
For
 
 
11
Elect Jean-Francois van Boxmeer
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
14
Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Limited Brands, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LTD
CUSIP 532716107
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Donna James
 
Mgmt
For
For
For
 
 
2
Elect Jeffrey Miro
 
Mgmt
For
For
For
 
 
3
Elect Raymond Zimmerman
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
2011 Stock Option Performance and Incentive Plan
Mgmt
For
Against
Against
 
 
6
2011 Cash Incentive Compensation Performance Plan
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
                 
Linear Technology Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LLTC
CUSIP 535678106
 
11/03/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Swanson, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Lothar Maier
 
Mgmt
For
For
For
 
 
1.3
Elect Arthur Agnos
 
Mgmt
For
For
For
 
 
1.4
Elect John Gordon
 
Mgmt
For
For
For
 
 
1.5
Elect David Lee
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Moley
 
Mgmt
For
For
For
 
 
1.7
Elect Thomas Volpe
 
Mgmt
For
For
For
 
 
2
2010 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lockheed Martin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LMT
CUSIP 539830109
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nolan Archibald
 
Mgmt
For
For
For
 
 
2
Elect Rosalind Brewer
 
Mgmt
For
For
For
 
 
3
Elect David Burritt
 
Mgmt
For
For
For
 
 
4
Elect James Ellis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Thomas Falk
 
Mgmt
For
For
For
 
 
6
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
7
Elect James Loy
 
Mgmt
For
For
For
 
 
8
Elect Douglas McCorkindale
 
Mgmt
For
For
For
 
 
9
Elect Joseph Ralston
 
Mgmt
For
For
For
 
 
10
Elect Anne Stevens
 
Mgmt
For
For
For
 
 
11
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Incentive Performance Award Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Lowe's Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LOW
CUSIP 548661107
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Raul Alvarez
 
Mgmt
For
For
For
 
 
1.2
Elect David Bernauer
 
Mgmt
For
For
For
 
 
1.3
Elect Leonard Berry
 
Mgmt
For
For
For
 
 
1.4
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.5
Elect Dawn Hudson
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Johnson
 
Mgmt
For
For
For
 
 
1.7
Elect Marshall Larsen
 
Mgmt
For
For
For
 
 
1.8
Elect Richard Lochridge
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
1.10
Elect Stephen Page
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
2011 Annual Incentive Plan
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Marsh & McLennan Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MMC
CUSIP 571748102
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Zachary Carter
 
Mgmt
For
For
For
 
 
2
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
3
Elect Oscar Fanjul
 
Mgmt
For
For
For
 
 
4
Elect H. Edward Hanway
 
Mgmt
For
For
For
 
 
5
Elect Lord Ian Lang
 
Mgmt
For
For
For
 
 
6
Elect Steven Mills
 
Mgmt
For
For
For
 
 
7
Elect Bruce Nolop
 
Mgmt
For
For
For
 
 
8
Elect Marc Oken
 
Mgmt
For
For
For
 
 
9
Elect Morton Schapiro
 
Mgmt
For
For
For
 
 
10
Elect Adele Simmons
 
Mgmt
For
For
For
 
 
11
Elect Lloyd Yates
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Incentive and Stock Award Plan
 
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Masco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MAS
CUSIP 574599106
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Verne Istock
 
Mgmt
For
For
For
 
 
2
Elect J. Michael Losh
 
Mgmt
For
For
For
 
 
3
Elect Timothy Wadhams
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
MasterCard Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MA
CUSIP 57636Q104
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Marc Olivie
 
Mgmt
For
For
For
 
 
2
Elect Rima Qureshi
 
Mgmt
For
For
For
 
 
3
Elect Mark Schwartz
 
Mgmt
For
For
For
 
 
4
Elect Jackson Tai
 
Mgmt
For
For
For
 
 
5
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
MasterCard Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MA
CUSIP 57636Q104
 
09/21/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
2
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
3
Revise Requirements to Board Composition
Mgmt
For
For
For
 
 
4
Revise Stock Ownership Limitations
 
Mgmt
For
For
For
 
 
5
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
 
6.1
Elect Nancy Karch
 
Mgmt
For
For
For
 
 
6.2
Elect Jose Reyes Lagunes
 
Mgmt
For
For
For
 
 
6.3
Elect Edward Tian
 
Mgmt
For
For
For
 
 
6.4
Elect Silvio Barzi
 
Mgmt
For
For
For
 
 
7
Amendment to the Senior Executive Annual Incentive Compensation Plan
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Maxim Integrated Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MXIM
CUSIP 57772K101
 
11/09/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Tunc Doluca
 
Mgmt
For
For
For
 
 
1.2
Elect B. Kipling Hagopian
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect James Bergman
 
Mgmt
For
Withhold
Against
 
 
1.4
Elect Joseph Bronson
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Grady
 
Mgmt
For
Withhold
Against
 
 
1.6
Elect William Watkins
 
Mgmt
For
For
For
 
 
1.7
Elect A.R. Frank Wazzan
 
Mgmt
For
Withhold
Against
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 1996 Stock Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
McDonald's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MCD
CUSIP 580135101
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Arnold
 
Mgmt
For
For
For
 
 
2
Elect Richard Lenny
 
Mgmt
For
For
For
 
 
3
Elect Cary McMillan
 
Mgmt
For
For
For
 
 
4
Elect Sheila Penrose
 
Mgmt
For
For
For
 
 
5
Elect James Skinner
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders
Mgmt
For
For
For
 
 
10
Elimination of Supermajority Requirement in Article Regarding the Removal of Directors
Mgmt
For
For
For
 
 
11
Elimination of Supermajority Requirement in Article Regarding Shareholder Action
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Controlled Atmosphere Killing
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Report on Childhood Obesity
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Beverage Containers
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
MeadWestvaco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MWV
CUSIP 583334107
 
04/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Campbell
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cole, Jr.
 
Mgmt
For
For
For
 
 
3
Elect James Kaiser
 
Mgmt
For
For
For
 
 
4
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
5
Elect James Kilts
 
Mgmt
For
For
For
 
 
6
Elect Susan Kropf
 
Mgmt
For
For
For
 
 
7
Elect Douglas Luke
 
Mgmt
For
For
For
 
 
8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
10
Elect Timothy Powers
 
Mgmt
For
For
For
 
 
11
Elect Jane Warner
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 2005 Performance Incentive Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
Medtronic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MDT
CUSIP 585055106
 
08/25/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Anderson
 
Mgmt
For
For
For
 
 
1.2
Elect David Calhoun
 
Mgmt
For
For
For
 
 
1.3
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
1.4
Elect William Hawkins
 
Mgmt
For
For
For
 
 
1.5
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
1.6
Elect James Lenehan
 
Mgmt
For
For
For
 
 
1.7
Elect Denise O'Leary
 
Mgmt
For
For
For
 
 
1.8
Elect Kendall Powell
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Pozen
 
Mgmt
For
For
For
 
 
1.10
Elect Jean-Pierre Rosso
 
Mgmt
For
For
For
 
 
1.11
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Merck & Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MRK
CUSIP 58933Y105
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cech
 
Mgmt
For
For
For
 
 
3
Elect Richard Clark
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Frazier
 
Mgmt
For
For
For
 
 
5
Elect Thomas Glocer
 
Mgmt
For
For
For
 
 
6
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
7
Elect William Harrison, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Harry Jacobson
 
Mgmt
For
For
For
 
 
9
Elect William Kelley
 
Mgmt
For
For
For
 
 
10
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
11
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
12
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
13
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
14
Elect Thomas Shenk
 
Mgmt
For
For
For
 
 
15
Elect Anne Tatlock
 
Mgmt
For
For
For
 
 
16
Elect Craig Thompson
 
Mgmt
For
For
For
 
 
17
Elect Wendell Weeks
 
Mgmt
For
For
For
 
 
18
Elect Peter Wendell
 
Mgmt
For
For
For
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
21
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Microsoft Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MSFT
CUSIP 594918104
 
11/16/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
 
Mgmt
For
Against
Against
 
 
2
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
3
Elect William Gates III
 
Mgmt
For
For
For
 
 
4
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
5
Elect Reed Hastings
 
Mgmt
For
For
For
 
 
6
Elect Maria Klawe
 
Mgmt
For
For
For
 
 
7
Elect David Marquardt
 
Mgmt
For
For
For
 
 
8
Elect Charles Noski
 
Mgmt
For
For
For
 
 
9
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Molson Coors Brewing Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TAP
CUSIP 60871R209
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cleghorn
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Herington
 
Mgmt
For
For
For
 
 
1.3
Elect David O'Brien
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Moody's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MCO
CUSIP 615369105
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Glauber
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
5
Shareholder Proposal  Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
6
Elect Jorge Bermudez
 
Mgmt
For
For
For
 
                 
                 
                 
                 
NextEra Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NEE
CUSIP 65339F101
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Sherry Barrat
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Beall II
 
Mgmt
For
For
For
 
 
1.3
Elect J. Hyatt Brown
 
Mgmt
For
For
For
 
 
1.4
Elect James Camaren
 
Mgmt
For
For
For
 
 
1.5
Elect Kenneth Dunn
 
Mgmt
For
For
For
 
 
1.6
Elect J. Brian Ferguson
 
Mgmt
For
For
For
 
 
1.7
Elect Lewis Hay III
 
Mgmt
For
For
For
 
 
1.8
Elect Toni Jennings
 
Mgmt
For
For
For
 
 
1.9
Elect Oliver Kingsley, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect Rudy Schupp
 
Mgmt
For
For
For
 
 
1.11
Elect William Swanson
 
Mgmt
For
For
For
 
 
1.12
Elect Michael Thaman
 
Mgmt
For
For
For
 
 
1.13
Elect Hansel Tookes II
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Long Term Incentive Plan
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
NIKE, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NKE
CUSIP 654106103
 
09/20/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jill Conway
 
Mgmt
For
For
For
 
 
1.2
Elect Alan Graf, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect John Lechleiter
 
Mgmt
For
For
For
 
 
1.4
Elect Phyllis Wise
 
Mgmt
For
For
For
 
 
2
Amendment to the Executive Performance Sharing Plan
Mgmt
For
For
For
 
 
3
Amendment to the 1990 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Nokia Oyj
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NOK1V
CUSIP 654902204
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
4
Directors' Fees
 
Mgmt
For
Abstain
Against
 
 
5
Board Size
 
Mgmt
For
For
For
 
 
6.1
Elect Stephen Elop
 
Mgmt
For
For
For
 
 
6.2
Elect Bengt Holmstrom
 
Mgmt
For
For
For
 
 
6.3
Elect Henning Kagermann
 
Mgmt
For
For
For
 
 
6.4
Elect Per Karlsson
 
Mgmt
For
For
For
 
 
6.5
Elect Jouko Karvinen
 
Mgmt
For
For
For
 
 
6.6
Elect Finn Helge Lund
 
Mgmt
For
For
For
 
 
6.7
Elect Isabel Marey-Semper
 
Mgmt
For
For
For
 
 
6.8
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
6.9
Elect Marjorie Scardino
 
Mgmt
For
For
For
 
 
6.10
Elect Risto Siilasmaa
 
Mgmt
For
For
For
 
 
6.11
Elect Kari Stadigh
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Stock Option Program 2011
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Nokia Oyj
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NOK1V
CINS X61873133
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Finland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Accounts and Reports
 
Mgmt
For
For
For
 
 
9
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
10
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
11
Directors' Fees
 
Mgmt
For
Against
Against
 
 
12
Board Size
 
Mgmt
For
For
For
 
 
13
Election of Directors
 
Mgmt
For
For
For
 
 
14
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
17
Stock Option Program 2011
 
Mgmt
For
For
For
 
 
18
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
19
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Norfolk Southern Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NSC
CUSIP 655844108
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
2
Elect Erskine Bowles
 
Mgmt
For
For
For
 
 
3
Elect Karen Horn
 
Mgmt
For
For
For
 
 
4
Elect J. Paul Reason
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NOVN
CUSIP 66987V109
 
02/22/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
2
Ratification of Management and Board Acts
Mgmt
For
TNA
N/A
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
4
Compensation Policy
 
Mgmt
For
TNA
N/A
 
 
5
Re-elect Ann Fudge
 
Mgmt
For
TNA
N/A
 
 
6
Re-elect Pierre Landolt
 
Mgmt
For
TNA
N/A
 
 
7
Re-elect Ulrich Lehner
 
Mgmt
For
TNA
N/A
 
 
8
Elect Enrico Vanni
 
Mgmt
For
TNA
N/A
 
 
9
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
10
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NOVN
CINS H5820Q150
 
02/22/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
4
Ratification of Management and Board Acts
Mgmt
For
TNA
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
6
Compensation Policy
 
Mgmt
For
TNA
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
TNA
N/A
 
 
8
Re-elect Ann Fudge
 
Mgmt
For
TNA
N/A
 
 
9
Re-elect Pierre Landolt
 
Mgmt
For
TNA
N/A
 
 
10
Re-elect Ulrich Lehner
 
Mgmt
For
TNA
N/A
 
 
11
Elect Enrico Vanni
 
Mgmt
For
TNA
N/A
 
 
12
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
13
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NOVN
CUSIP 66987V109
 
04/08/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of Merger Agreement
 
Mgmt
For
TNA
N/A
 
 
2
Approval of Share Issuance
 
Mgmt
For
TNA
N/A
 
 
3
Additional and/or Counter-Proposals
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NOVN
CINS H5820Q150
 
04/08/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Special
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Approval of Merger Agreement
 
Mgmt
For
TNA
N/A
 
 
4
Approval of Share Issuance
 
Mgmt
For
TNA
N/A
 
 
5
Additional and/or Counter-Proposals
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Oracle Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ORCL
CUSIP 68389X105
 
10/06/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Berg
 
Mgmt
For
Withhold
For
 
 
1.2
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.4
Elect Safra Catz
 
Mgmt
For
For
For
 
 
1.5
Elect Bruce Chizen
 
Mgmt
For
For
For
 
 
1.6
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.7
Elect Lawrence Ellison
 
Mgmt
For
For
For
 
 
1.8
Elect Hector Garcia-Molina
 
Mgmt
For
For
For
 
 
1.9
Elect Jeffrey Henley
 
Mgmt
For
For
For
 
 
1.10
Elect Mark Hurd
 
Mgmt
For
Withhold
For
 
 
1.11
Elect Donald Lucas
 
Mgmt
For
For
For
 
 
1.12
Elect Naomi Seligman
 
Mgmt
For
For
For
 
 
2
Executive Bonus Plan
 
Mgmt
For
Against
Against
 
 
3
Amendment to the 2000 Long-Term Equity Incentive Plan
Mgmt
For
Against
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PepsiCo, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PEP
CUSIP 713448108
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Shona Brown
 
Mgmt
For
For
For
 
 
2
Elect Ian Cook
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
5
Elect Ray Hunt
 
Mgmt
For
For
For
 
 
6
Elect Alberto Ibarguen
 
Mgmt
For
For
For
 
 
7
Elect Arthur Martinez
 
Mgmt
For
For
For
 
 
8
Elect Indra Nooyi
 
Mgmt
For
For
For
 
 
9
Elect Sharon Rockefeller
 
Mgmt
For
For
For
 
 
10
Elect James Schiro
 
Mgmt
For
For
For
 
 
11
Elect Lloyd Trotter
 
Mgmt
For
For
For
 
 
12
Elect Daniel Vasella
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Pfizer Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PFE
CUSIP 717081103
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Dennis Ausiello
 
Mgmt
For
For
For
 
 
2
Elect Michael Brown
 
Mgmt
For
For
For
 
 
3
Elect M. Anthony Burns
 
Mgmt
For
For
For
 
 
4
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
5
Elect Frances Fergusson
 
Mgmt
For
For
For
 
 
6
Elect William Gray, III
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect James Kilts
 
Mgmt
For
For
For
 
 
9
Elect George Lorch
 
Mgmt
For
For
For
 
 
10
Elect John Mascotte
 
Mgmt
For
For
For
 
 
11
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
12
Elect Ian Read
 
Mgmt
For
For
For
 
 
13
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
17
Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Lobbying Priorities Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding the Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
22
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Philip Morris International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PM
CUSIP 718172109
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
 
Mgmt
For
For
For
 
 
2
Elect Mathis Cabiallavetta
 
Mgmt
For
For
For
 
 
3
Elect Louis Camilleri
 
Mgmt
For
For
For
 
 
4
Elect J. Dudley Fishburn
 
Mgmt
For
For
For
 
 
5
Elect Jennifer Li
 
Mgmt
For
For
For
 
 
6
Elect Graham Mackay
 
Mgmt
For
For
For
 
 
7
Elect Sergio Marchionne
 
Mgmt
For
For
For
 
 
8
Elect Lucio Noto
 
Mgmt
For
For
For
 
 
9
Elect Carlos Slim Helu
 
Mgmt
For
For
For
 
 
10
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
14
Shareholder proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Pitney Bowes Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PBI
CUSIP 724479100
 
05/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Rodney Adkins
 
Mgmt
For
For
For
 
 
2
Elect Murray Martin
 
Mgmt
For
For
For
 
 
3
Elect Michael Roth
 
Mgmt
For
For
For
 
 
4
Elect Robert Weissman
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Elimination of Supermajority Requirement for Removal of Directors from Office
Mgmt
For
For
For
 
 
7
Elimination of Supermajority Requirement for Certain Business Combinations
Mgmt
For
For
For
 
 
8
Elimination of Supermajority Requirement for Alteration, Amendment, Adoption or Repeal of Certificate Provisions
Mgmt
For
For
For
 
 
9
Elimination of Supermajority Requirement for Bylaw Alteration, Adoption, Amendment or Repeal
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
12
Amendment to the Key Employees Incentive Plan
Mgmt
For
For
For
 
 
13
Amendment to the 2007 Stock Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
POSCO (fka Pohang Iron & Steel)
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
5490
CINS Y70750115
 
02/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Korea, Republic of
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
For
For
 
 
4
Elect NAM Yong
 
Mgmt
For
For
For
 
 
5
Elect BYUN Dae Kyu
 
Mgmt
For
For
For
 
 
6
Elect PARK Sang Kil
 
Mgmt
For
For
For
 
 
7
Election of Audit Committee Member: KIM Byung Ki
Mgmt
For
For
For
 
 
8
Election of Audit Committee Member: PARK Sang Kil
Mgmt
For
For
For
 
 
9
Elect CHOI Jong Tae
 
Mgmt
For
For
For
 
 
10
Directors' Fees
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Praxair, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PX
CUSIP 74005P104
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
 
Mgmt
For
For
For
 
 
1.2
Elect Oscar Bernardes
 
Mgmt
For
For
For
 
 
1.3
Elect Nance Dicciani
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Galante
 
Mgmt
For
For
For
 
 
1.5
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.6
Elect Ira Hall
 
Mgmt
For
For
For
 
 
1.7
Elect Raymond LeBoeuf
 
Mgmt
For
For
For
 
 
1.8
Elect Larry McVay
 
Mgmt
For
For
For
 
 
1.9
Elect Wayne Smith
 
Mgmt
For
For
For
 
 
1.10
Elect Robert Wood
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Approval of Performance Goals Under the 162(m) Plan
Mgmt
For
For
For
 
 
5
Amendment to the 2009 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Public Service Enterprise Group Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PEG
CUSIP 744573106
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Albert Gamper, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Conrad Harper
 
Mgmt
For
For
For
 
 
3
Elect William Hickey
 
Mgmt
For
For
For
 
 
4
Elect Ralph Izzo
 
Mgmt
For
For
For
 
 
5
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
6
Elect David Lilley
 
Mgmt
For
For
For
 
 
7
Elect Thomas Renyi
 
Mgmt
For
For
For
 
 
8
Elect Hak Cheol Shin
 
Mgmt
For
For
For
 
 
9
Elect Richard Swift
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
QUALCOMM Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
QCOM
CUSIP 747525103
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barbara Alexander
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Bennett
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Cruickshank
 
Mgmt
For
For
For
 
 
1.4
Elect Raymond Dittamore
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Horton
 
Mgmt
For
For
For
 
 
1.6
Elect Irwin Jacobs
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Jacobs
 
Mgmt
For
For
For
 
 
1.8
Elect Robert Kahn
 
Mgmt
For
For
For
 
 
1.9
Elect Sherry Lansing
 
Mgmt
For
For
For
 
 
1.10
Elect Duane Nelles
 
Mgmt
For
For
For
 
 
1.11
Elect Francisco Ros
 
Mgmt
For
For
For
 
 
1.12
Elect Brent Scowcroft
 
Mgmt
For
For
For
 
 
1.13
Elect Marc Stern
 
Mgmt
For
For
For
 
 
2
Amendment to the 2006 Long-term Incentive Plan
Mgmt
For
For
For
 
 
3
Amendment to the 2001 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Qwest Communications International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
Q
CUSIP 749121109
 
08/24/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
R.R. Donnelley & Sons Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RRD
CUSIP 257867101
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Thomas Quinlan, III
 
Mgmt
For
For
For
 
 
2
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
3
Elect Lee Chaden
 
Mgmt
For
For
For
 
 
4
Elect Judith Hamilton
 
Mgmt
For
For
For
 
 
5
Elect Susan Ivey
 
Mgmt
For
For
For
 
 
6
Elect Thomas Johnson
 
Mgmt
For
For
For
 
 
7
Elect John Pope
 
Mgmt
For
For
For
 
 
8
Elect Michael Riordan
 
Mgmt
For
For
For
 
 
9
Elect Oliver Sockwell
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding a Sustainable Procurement Report
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Political Expenditures
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Range Resources Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RRC
CUSIP 75281A109
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Blackburn
 
Mgmt
For
For
For
 
 
2
Elect Anthony Dub
 
Mgmt
For
For
For
 
 
3
Elect V. Richard Eales
 
Mgmt
For
For
For
 
 
4
Elect Allen Finkelson
 
Mgmt
For
For
For
 
 
5
Elect James Funk
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Linker
 
Mgmt
For
For
For
 
 
7
Elect Kevin McCarthy
 
Mgmt
For
For
For
 
 
8
Elect John Pinkerton
 
Mgmt
For
For
For
 
 
9
Elect Jeffrey Ventura
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
12
Amendment to the 2005 Equity-Based Compensation Plan
Mgmt
For
Against
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Raytheon Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RTN
CUSIP 755111507
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Vernon Clark
 
Mgmt
For
For
For
 
 
2
Elect John Deutch
 
Mgmt
For
For
For
 
 
3
Elect Stephen Hadley
 
Mgmt
For
For
For
 
 
4
Elect Frederic Poses
 
Mgmt
For
For
For
 
 
5
Elect Michael Ruettgers
 
Mgmt
For
For
For
 
 
6
Elect Ronald Skates
 
Mgmt
For
For
For
 
 
7
Elect William Spivey
 
Mgmt
For
For
For
 
 
8
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
9
Elect William Swanson
 
Mgmt
For
For
For
 
 
10
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Supplemental Executive Retirement Plans
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Republic Services, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RSG
CUSIP 760759100
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Crownover
 
Mgmt
For
For
For
 
 
2
Elect John Croghan
 
Mgmt
For
For
For
 
 
3
Elect William Flynn
 
Mgmt
For
For
For
 
 
4
Elect Michael Larson
 
Mgmt
For
For
For
 
 
5
Elect Nolan Lehmann
 
Mgmt
For
For
For
 
 
6
Elect W. Lee Nutter
 
Mgmt
For
For
For
 
 
7
Elect Ramon Rodriguez
 
Mgmt
For
For
For
 
 
8
Elect Donald Slager
 
Mgmt
For
For
For
 
 
9
Elect Allan Sorensen
 
Mgmt
For
For
For
 
 
10
Elect John Trani
 
Mgmt
For
For
For
 
 
11
Elect Michael Wickham
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
14
Amendment to the 2007 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Reynolds American Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RAI
CUSIP 761713106
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Luc Jobin
 
Mgmt
For
For
For
 
 
1.2
Elect Nana Mensah
 
Mgmt
For
For
For
 
 
1.3
Elect John Zillmer
 
Mgmt
For
For
For
 
 
1.4
Elect John Daly
 
Mgmt
For
For
For
 
 
1.5
Elect Daniel Delen
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Increase of Authorized Common Stock
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Flavored Tobacco
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Reporting on Company's Compliance with International Human Rights Standards
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Royal Dutch Shell plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RDSB
CUSIP 780259107
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
4
Elect Josef Ackermann
 
Mgmt
For
For
For
 
 
5
Elect Malcolm Brinded
 
Mgmt
For
For
For
 
 
6
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
7
Elect Simon Henry
 
Mgmt
For
For
For
 
 
8
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Lord John Kerr of Kinlochard
 
Mgmt
For
For
For
 
 
10
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
11
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
12
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
13
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
14
Elect Peter Voser
 
Mgmt
For
For
For
 
 
15
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
21
Authorisation of Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell Plc
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RDSB
CINS G7690A118
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
4
Elect Josef Ackermann
 
Mgmt
For
For
For
 
 
5
Elect Malcolm Brinded
 
Mgmt
For
For
For
 
 
6
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
7
Elect Simon Henry
 
Mgmt
For
For
For
 
 
8
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Lord John Kerr of Kinlochard
 
Mgmt
For
For
For
 
 
10
Elect Gerard Kleisterlee
 
Mgmt
For
For
For
 
 
11
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
12
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
13
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
14
Elect Peter Voser
 
Mgmt
For
For
For
 
 
15
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
21
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
22
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
23
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
24
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
25
Authorisation of Political Donations
 
Mgmt
For
For
For
 
 
26
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
RWE AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RWE
CINS D6629K109
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor for Interim Statements
Mgmt
For
For
For
 
 
10
Elect Paul Achleitner
 
Mgmt
For
For
For
 
 
11
Elect Carl-Ludwig von Boehm-Bezing
 
Mgmt
For
For
For
 
 
12
Elect Roger Graef
 
Mgmt
For
For
For
 
 
13
Elect Frithjof Kuhn
 
Mgmt
For
For
For
 
 
14
Elect Dagmar Muhlenfeld
 
Mgmt
For
For
For
 
 
15
Elect Manfred Schneider
 
Mgmt
For
For
For
 
 
16
Elect Ekkehard Schulz
 
Mgmt
For
For
For
 
 
17
Elect Wolfgang Schussel
 
Mgmt
For
For
For
 
 
18
Elect Ullrich Sierau
 
Mgmt
For
For
For
 
 
19
Elect Dieter Zetsche
 
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
21
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Sap AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SAP
CINS D66992104
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Cancellation of Conditional Capital VI
 
Mgmt
For
For
For
 
 
10
Authority to Issue Convertible Debt Instruments
Mgmt
For
Against
Against
 
 
11
Intra-company Control Agreements
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Sara Lee Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SLE
CUSIP 803111103
 
10/28/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Christopher Begley
 
Mgmt
For
For
For
 
 
2
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
3
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
4
Elect James Crown
 
Mgmt
For
For
For
 
 
5
Elect Laurette Koellner
 
Mgmt
For
For
For
 
 
6
Elect Cornelis van Lede
 
Mgmt
For
For
For
 
 
7
Elect John McAdam
 
Mgmt
For
For
For
 
 
8
Elect Ian Prosser
 
Mgmt
For
For
For
 
 
9
Elect Norman Sorensen
 
Mgmt
For
For
For
 
 
10
Elect Jeffrey Ubben
 
Mgmt
For
For
For
 
 
11
Elect Jonathan Ward
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Schlumberger Limited
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SLB
CUSIP 806857108
 
04/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philippe Camus
 
Mgmt
For
For
For
 
 
2
Elect Peter Currie
 
Mgmt
For
For
For
 
 
3
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
4
Elect Tony Isaac
 
Mgmt
For
For
For
 
 
5
Elect K.V. Kamath
 
Mgmt
For
For
For
 
 
6
Elect Nikolay Kudryavtsev
 
Mgmt
For
For
For
 
 
7
Elect Adrian Lajous
 
Mgmt
For
For
For
 
 
8
Elect Michael Marks
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Moler
 
Mgmt
For
For
For
 
 
10
Elect Leo Reif
 
Mgmt
For
For
For
 
 
11
Elect Tore Sandvold
 
Mgmt
For
For
For
 
 
12
Elect Henri Seydoux
 
Mgmt
For
For
For
 
 
13
Elect Paal Kibsgaard
 
Mgmt
For
For
For
 
 
14
Elect Lubna Olayan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
17
Increase of Authorized Common Stock
 
Mgmt
For
For
For
 
 
18
Amendements to Articles
 
Mgmt
For
For
For
 
 
19
Approval of Financial Statements and Dividends
Mgmt
For
For
For
 
 
20
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Siemens AG
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SIE
CINS D69671218
 
01/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
 
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
 
Mgmt
For
For
For
 
 
8
Compensation Policy
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares Using Equity Derivatives
Mgmt
For
For
For
 
 
12
Increase in Authorized Capital for Employee Share Purchase Plan
Mgmt
For
For
For
 
 
13
Supervisory Board Members' Fees
 
Mgmt
For
For
For
 
 
14
Intra-company Contracts
 
Mgmt
For
For
For
 
 
15
Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Amendments to Corporate Purpose
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Societe Generale
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GLE
CINS F43638141
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Form of Dividend Payment
 
Mgmt
For
For
For
 
 
7
Consolidated Accounts and Reports
 
Mgmt
For
For
For
 
 
8
Elect Frederic Oudea
 
Mgmt
For
For
For
 
 
9
Elect Anthony Wyand
 
Mgmt
For
For
For
 
 
10
Elect Jean-Martin Folz
 
Mgmt
For
For
For
 
 
11
Elect Kyra Hazou
 
Mgmt
For
For
For
 
 
12
Elect Ana Maria Llopis Rivas
 
Mgmt
For
For
For
 
 
13
Directors' Fees
 
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
15
Authority to Carry Out Formalities
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Southwest Airlines Co.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LUV
CUSIP 844741108
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Biegler
 
Mgmt
For
For
For
 
 
2
Elect Douglas Brooks
 
Mgmt
For
For
For
 
 
3
Elect William Cunningham
 
Mgmt
For
For
For
 
 
4
Elect John Denison
 
Mgmt
For
For
For
 
 
5
Elect Gary Kelly
 
Mgmt
For
For
For
 
 
6
Elect Nancy Loeffler
 
Mgmt
For
For
For
 
 
7
Elect John Montford
 
Mgmt
For
For
For
 
 
8
Elect Thomas Nealon
 
Mgmt
For
For
For
 
 
9
Elect Daniel Villanueva
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Staples, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SPLS
CUSIP 855030102
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Basil Anderson
 
Mgmt
For
For
For
 
 
2
Elect Arthur Blank
 
Mgmt
For
For
For
 
 
3
Elect Mary Burton
 
Mgmt
For
For
For
 
 
4
Elect Justin King
 
Mgmt
For
For
For
 
 
5
Elect Carol Meyrowitz
 
Mgmt
For
For
For
 
 
6
Elect Rowland Moriarty
 
Mgmt
For
For
For
 
 
7
Elect Robert Nakasone
 
Mgmt
For
For
For
 
 
8
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Smith
 
Mgmt
For
For
For
 
 
10
Elect Robert Sulentic
 
Mgmt
For
For
For
 
 
11
Elect Vijay Vishwanath
 
Mgmt
For
For
For
 
 
12
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
State Street Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
STT
CUSIP 857477103
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Kennett Burnes
 
Mgmt
For
For
For
 
 
2
Elect Peter Coym
 
Mgmt
For
For
For
 
 
3
Elect Patrick de Saint-Aignan
 
Mgmt
For
For
For
 
 
4
Elect Amelia Fawcett
 
Mgmt
For
For
For
 
 
5
Elect David Gruber
 
Mgmt
For
For
For
 
 
6
Elect Linda Hill
 
Mgmt
For
For
For
 
 
7
Elect Joseph Hooley
 
Mgmt
For
For
For
 
 
8
Elect Robert Kaplan
 
Mgmt
For
For
For
 
 
9
Elect Charles LaMantia
 
Mgmt
For
For
For
 
 
10
Elect Richard Sergel
 
Mgmt
For
For
For
 
 
11
Elect Ronald Skates
 
Mgmt
For
For
For
 
 
12
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
13
Elect Robert Weissman
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
2011 Senior Executive Annual Incentive Plan
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Suntrust Banks, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
STI
CUSIP 867914103
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Beall II
 
Mgmt
For
For
For
 
 
2
Elect Alston Correll
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Crowe
 
Mgmt
For
For
For
 
 
4
Elect Blake Garrett, Jr.
 
Mgmt
For
For
For
 
 
5
Elect David Hughes
 
Mgmt
For
For
For
 
 
6
Elect M. Douglas Ivester
 
Mgmt
For
For
For
 
 
7
Elect J. Hicks Lanier
 
Mgmt
For
For
For
 
 
8
Elect Kyle Legg
 
Mgmt
For
For
For
 
 
9
Elect William Linnenbringer
 
Mgmt
For
For
For
 
 
10
Elect G. Gilmer Minor III
 
Mgmt
For
For
For
 
 
11
Elect Frank Royal
 
Mgmt
For
For
For
 
 
12
Elect Thomas Watjen
 
Mgmt
For
For
For
 
 
13
Elect James Wells III
 
Mgmt
For
For
For
 
 
14
Elect Phail Wynn, Jr.
 
Mgmt
For
For
For
 
 
15
Amendment to 2009 Stock Plan
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
19
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Sysco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SYY
CUSIP 871829107
 
11/12/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Cassaday
 
Mgmt
For
For
For
 
 
2
Elect Manuel Fernandez
 
Mgmt
For
For
For
 
 
3
Elect Hans-Joachim Korber
 
Mgmt
For
For
For
 
 
4
Elect Jackie Ward
 
Mgmt
For
For
For
 
 
5
Amendment to the 1974 Employees' Stock Purchase Plan
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
2330
CINS Y84629107
 
06/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
Against
Against
 
 
6
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
 
 
7
Approve Spin-off
 
Mgmt
For
For
For
 
 
8
Elect Gregory C. Chow
 
Mgmt
For
For
For
 
 
9
Elect Kok-Choo Chen
 
Mgmt
For
For
For
 
 
10
Extraordinary motions
 
Mgmt
For
Abstain
Against
 
 
11
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
12
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
13
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Target Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TGT
CUSIP 87612E106
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Roxanne Austin
 
Mgmt
For
For
For
 
 
2
Elect Calvin Darden
 
Mgmt
For
For
For
 
 
3
Elect Mary Dillon
 
Mgmt
For
For
For
 
 
4
Elect James Johnson
 
Mgmt
For
For
For
 
 
5
Elect Mary Minnick
 
Mgmt
For
For
For
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
For
For
 
 
7
Elect Derica Rice
 
Mgmt
For
For
For
 
 
8
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
9
Elect Gregg Steinhafel
 
Mgmt
For
For
For
 
 
10
Elect John Stumpf
 
Mgmt
For
For
For
 
 
11
Elect Solomon Trujillo
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Compensation Benchmarking
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Electronic Waste
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Telefonaktiebolaget LM Ericsson
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ERIC.A
CINS W26049119
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Sweden
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
9
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
10
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
11
Accounts and Reports
 
Mgmt
For
For
For
 
 
12
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
13
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
14
Board Size
 
Mgmt
For
For
For
 
 
15
Directors' Fees
 
Mgmt
For
Against
Against
 
 
16
Election of Directors
 
Mgmt
For
For
For
 
 
17
Nomination Committee
 
Mgmt
For
For
For
 
 
18
Nomination Committee's Fees
 
Mgmt
For
For
For
 
 
19
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
20
Appointment of Auditor
 
Mgmt
For
For
For
 
 
21
Compensation Guidelines
 
Mgmt
For
For
For
 
 
22
2011 Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
23
Authority to Issue Treasury Shares Pursuant 2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
24
Equity Swap Agreement Pursuant 2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
25
2011 Key Contributor Retention Plan
 
Mgmt
For
For
For
 
 
26
Authority to Issue Treasury Shares Pursuant 2011 Key Contributor Retention Plan
Mgmt
For
For
For
 
 
27
Equity Swap Agreement Pursuant 2011 Key Contributor Retention Plan
Mgmt
For
For
For
 
 
28
2011 Executive Performance Stock Plan
Mgmt
For
For
For
 
 
29
Authority to Issue Treasury Shares Pursuant 2011 Executive Performance Stock Plan
Mgmt
For
For
For
 
 
30
Equity Swap Agreement Pursuant 2011 Executive Performance Stock Plan
Mgmt
For
For
For
 
 
31
Authority to Issue Treasury Shares Pursuant to LTIPs
Mgmt
For
For
For
 
 
32
Amendments to Corporate Purpose
 
Mgmt
For
For
For
 
 
33
Shareholder Proposal Regarding Voting Issue
ShrHoldr
For
For
For
 
 
34
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Texas Instruments Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TXN
CUSIP 882508104
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ralph Babb, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
3
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
4
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
5
Elect Pamela Patsley
 
Mgmt
For
For
For
 
 
6
Elect Robert Sanchez
 
Mgmt
For
For
For
 
 
7
Elect Wayne Sanders
 
Mgmt
For
For
For
 
 
8
Elect Ruth Simmons
 
Mgmt
For
For
For
 
 
9
Elect Richard Templeton
 
Mgmt
For
For
For
 
 
10
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The Bank of New York Mellon Corporation
             
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BK
CUSIP 064058100
 
04/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ruth Bruch
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Donofrio
 
Mgmt
For
For
For
 
 
3
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
4
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
5
Elect Robert Kelly
 
Mgmt
For
For
For
 
 
6
Elect Richard Kogan
 
Mgmt
For
For
For
 
 
7
Elect Michael Kowalski
 
Mgmt
For
For
For
 
 
8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Mark Nordenberg
 
Mgmt
For
For
For
 
 
10
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
11
Elect William Richardson
 
Mgmt
For
For
For
 
 
12
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
13
Elect John Surma
 
Mgmt
For
For
For
 
 
14
Elect Wesley von Schack
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
18
Amendment to the Executive Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
The Coca-Cola Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KO
CUSIP 191216100
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allen
 
Mgmt
For
For
For
 
 
2
Elect Ronald Allen
 
Mgmt
For
For
For
 
 
3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
4
Elect Barry Diller
 
Mgmt
For
For
For
 
 
5
Elect Evan Greenberg
 
Mgmt
For
For
For
 
 
6
Elect Alexis Herman
 
Mgmt
For
For
For
 
 
7
Elect Muhtar Kent
 
Mgmt
For
For
For
 
 
8
Elect Donald Keough
 
Mgmt
For
For
For
 
 
9
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
10
Elect Donald McHenry
 
Mgmt
For
For
For
 
 
11
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
12
Elect James Robinson III
 
Mgmt
For
For
For
 
 
13
Elect Peter Ueberroth
 
Mgmt
For
For
For
 
 
14
Elect Jacob Wallenberg
 
Mgmt
For
For
For
 
 
15
Elect James Williams
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Amendment to the Performance Incentive Plan
Mgmt
For
For
For
 
 
18
Amendment to the 1989 Restricted Stock Award Plan
Mgmt
For
For
For
 
 
19
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
20
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
21
Shareholder Proposal Regarding Report on Bisphenol-A
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Dow Chemical Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DOW
CUSIP 260543103
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Arnold Allemang
 
Mgmt
For
For
For
 
 
2
Elect Jacqueline Barton
 
Mgmt
For
For
For
 
 
3
Elect James Bell
 
Mgmt
For
For
For
 
 
4
Elect Jeff Fettig
 
Mgmt
For
For
For
 
 
5
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
6
Elect Jennifer Granholm
 
Mgmt
For
For
For
 
 
7
Elect John Hess
 
Mgmt
For
For
For
 
 
8
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
9
Elect Paul Polman
 
Mgmt
For
For
For
 
 
10
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
11
Elect James Ringler
 
Mgmt
For
For
For
 
 
12
Elect Ruth Shaw
 
Mgmt
For
For
For
 
 
13
Elect Paul Stern
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Home Depot, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HD
CUSIP 437076102
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Francis Blake
 
Mgmt
For
For
For
 
 
3
Elect Ari Bousbib
 
Mgmt
For
For
For
 
 
4
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
5
Elect J. Frank Brown
 
Mgmt
For
For
For
 
 
6
Elect Albert Carey
 
Mgmt
For
For
For
 
 
7
Elect Armando Codina
 
Mgmt
For
For
For
 
 
8
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
9
Elect Karen Katen
 
Mgmt
For
For
For
 
 
10
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
Restoration of Written Consent
 
Mgmt
For
For
For
 
 
15
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
17
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Time Warner Cable Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TWC
CUSIP 88732J207
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carole Black
 
Mgmt
For
For
For
 
 
2
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
3
Elect Thomas Castro
 
Mgmt
For
For
For
 
 
4
Elect David Chang
 
Mgmt
For
For
For
 
 
5
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Peter Haje
 
Mgmt
For
For
For
 
 
7
Elect Donna James
 
Mgmt
For
For
For
 
 
8
Elect Don Logan
 
Mgmt
For
For
For
 
 
9
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Wayne Pace
 
Mgmt
For
For
For
 
 
11
Elect Edward Shirley
 
Mgmt
For
For
For
 
 
12
Elect John Sununu
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2011 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TWX
CUSIP 887317303
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barksdale
 
Mgmt
For
For
For
 
 
2
Elect William Barr
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Bewkes
 
Mgmt
For
For
For
 
 
4
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
5
Elect Frank Caufield
 
Mgmt
For
For
For
 
 
6
Elect Robert Clark
 
Mgmt
For
For
For
 
 
7
Elect Mathias Dopfner
 
Mgmt
For
For
For
 
 
8
Elect Jessica Einhorn
 
Mgmt
For
For
For
 
 
9
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
10
Elect Michael Miles
 
Mgmt
For
For
For
 
 
11
Elect Kenneth Novack
 
Mgmt
For
For
For
 
 
12
Elect Paul Wachter
 
Mgmt
For
For
For
 
 
13
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
17
Elimination of Absolute Majority Voting Requirement
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Total SA
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FP
CINS F92124100
 
05/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Related Party Transactions
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Elect Patricia Barbizet
 
Mgmt
For
For
For
 
 
11
Elect Paul Desmarais, Jr.
 
Mgmt
For
For
For
 
 
12
Elect Claude Mandil
 
Mgmt
For
For
For
 
 
13
Elect Marie-Christine Coisne
 
Mgmt
For
For
For
 
 
14
Elect Barbara Kux
 
Mgmt
For
For
For
 
 
15
Authority to Issue Restricted Shares
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Share Ownership Disclosure
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Toyota Motor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
7203
CUSIP 892331307
 
06/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
2
Amendments to Articles
 
Mgmt
For
For
For
 
 
3
Elect Fujio Choh
 
Mgmt
For
For
For
 
 
4
Elect Akio Toyoda
 
Mgmt
For
For
For
 
 
5
Elect Takeshi Uchiyamada
 
Mgmt
For
For
For
 
 
6
Elect Yukitoshi Funo
 
Mgmt
For
For
For
 
 
7
Elect Atsushi Niimi
 
Mgmt
For
For
For
 
 
8
Elect Shinichi Sasaki
 
Mgmt
For
For
For
 
 
9
Elect Satoshi Ozawa
 
Mgmt
For
For
For
 
 
10
Elect Nobuyori Kodaira
 
Mgmt
For
For
For
 
 
11
Elect Mamoru Furuhashi
 
Mgmt
For
For
For
 
 
12
Elect Takahiko Ijichi
 
Mgmt
For
For
For
 
 
13
Elect Yasumori Ihara
 
Mgmt
For
For
For
 
 
14
Elect Kunihiro Matsuo
 
Mgmt
For
For
For
 
 
15
Elect Yohko Wake
 
Mgmt
For
For
For
 
 
16
Elect Yohichiroh Ichimaru
 
Mgmt
For
For
For
 
 
17
Elect Masahiro Katoh
 
Mgmt
For
For
For
 
 
18
Directors' Fees
 
Mgmt
For
For
For
 
 
19
Bonus
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TYC
CUSIP H89128104
 
03/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
3.1
Elect Edward Breen
 
Mgmt
For
For
For
 
 
3.2
Elect Michael Daniels
 
Mgmt
For
For
For
 
 
3.3
Elect Timothy Donahue
 
Mgmt
For
For
For
 
 
3.4
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
3.5
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
3.6
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
3.7
Elect John Krol
 
Mgmt
For
For
For
 
 
3.8
Elect Brendan O'Neill
 
Mgmt
For
For
For
 
 
3.9
Elect Dinesh Paliwal
 
Mgmt
For
For
For
 
 
3.10
Elect William Stavropoulos
 
Mgmt
For
For
For
 
 
3.11
Elect Sandra Wijnberg
 
Mgmt
For
For
For
 
 
3.12
Elect R. David Yost
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor
 
Mgmt
For
For
For
 
 
6
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Approval of Ordinary Cash Dividend
 
Mgmt
For
For
For
 
 
9
Renewal of Authorized Share Capital
 
Mgmt
For
For
For
 
 
10
Cancellation of Repurchased Treasury Shares
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Union Pacific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UNP
CUSIP 907818108
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Donohue
 
Mgmt
For
For
For
 
 
4
Elect Archie Dunham
 
Mgmt
For
For
For
 
 
5
Elect Judith Richards Hope
 
Mgmt
For
For
For
 
 
6
Elect Charles Krulak
 
Mgmt
For
For
For
 
 
7
Elect Michael McCarthy
 
Mgmt
For
For
For
 
 
8
Elect Michael McConnell
 
Mgmt
For
For
For
 
 
9
Elect Thomas McLarty III
 
Mgmt
For
For
For
 
 
10
Elect Steven Rogel
 
Mgmt
For
For
For
 
 
11
Elect Jose Villarreal
 
Mgmt
For
For
For
 
 
12
Elect James Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Actions adversely affecting preferred stock
Mgmt
For
For
For
 
 
17
Removal of directors
 
Mgmt
For
For
For
 
 
18
Changing the authorized amount of capital stock.
Mgmt
For
For
For
 
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
United Parcel Service, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UPS
CUSIP 911312106
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Michael Burns
 
Mgmt
For
For
For
 
 
3
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
4
Elect Stuart Eizenstat
 
Mgmt
For
For
For
 
 
5
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
6
Elect William Johnson
 
Mgmt
For
For
For
 
 
7
Elect Ann Livermore
 
Mgmt
For
For
For
 
 
8
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
9
Elect Clark Randt, Jr.
 
Mgmt
For
For
For
 
 
10
Elect John Thompson
 
Mgmt
For
For
For
 
 
11
Elect Carol Tome
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
United States Steel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
X
CUSIP 912909108
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Gephardt
 
Mgmt
For
For
For
 
 
1.2
Elect Glenda McNeal
 
Mgmt
For
For
For
 
 
1.3
Elect Graham Spanier
 
Mgmt
For
For
For
 
 
1.4
Elect Patricia Tracey
 
Mgmt
For
For
For
 
 
1.5
Elect John Engel
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
United Technologies Corporation
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UTX
CUSIP 913017109
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Louis Chenevert
 
Mgmt
For
For
For
 
 
2
Elect John Faraci
 
Mgmt
For
For
For
 
 
3
Elect Jean-Pierre Garnier
 
Mgmt
For
For
For
 
 
4
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
5
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
6
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
7
Elect Charles Lee
 
Mgmt
For
For
For
 
 
8
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
9
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
10
Elect Richard Myers
 
Mgmt
For
For
For
 
 
11
Elect H. Patrick Swygert
 
Mgmt
For
For
For
 
 
12
Elect Andre Villeneuve
 
Mgmt
For
For
For
 
 
13
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Amendment to the 2005 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
N/A
3 Years
N/A
 
 
18
Shareholder Proposal Regarding Retention of Shares
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Verizon Communications Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
VZ
CUSIP 92343V104
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Carrion
 
Mgmt
For
For
For
 
 
2
Elect M. Frances Keeth
 
Mgmt
For
For
For
 
 
3
Elect Robert Lane
 
Mgmt
For
For
For
 
 
4
Elect Lowell McAdam
 
Mgmt
For
For
For
 
 
5
Elect Sandra Moose
 
Mgmt
For
For
For
 
 
6
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
7
Elect Donald Nicolaisen
 
Mgmt
For
For
For
 
 
8
Elect Clarence Otis, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Hugh Price
 
Mgmt
For
For
For
 
 
10
Elect Ivan Seidenberg
 
Mgmt
For
For
For
 
 
11
Elect Rodney Slater
 
Mgmt
For
For
For
 
 
12
Elect John Snow
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Walgreen Co.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WAG
CUSIP 931422109
 
01/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David J. Brailer
 
Mgmt
For
For
For
 
 
2
Elect Steven Davis
 
Mgmt
For
For
For
 
 
3
Elect William Foote
 
Mgmt
For
For
For
 
 
4
Elect Mark Frissora
 
Mgmt
For
For
For
 
 
5
Elect Ginger Graham
 
Mgmt
For
For
For
 
 
6
Elect Alan McNally
 
Mgmt
For
For
For
 
 
7
Elect Nancy Schlichting
 
Mgmt
For
For
For
 
 
8
Elect David Schwartz
 
Mgmt
For
For
For
 
 
9
Elect Alejandro Silva
 
Mgmt
For
For
For
 
 
10
Elect James Skinner
 
Mgmt
For
For
For
 
 
11
Elect Gregory  Wasson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Revision to the Purpose Clause
 
Mgmt
For
For
For
 
 
14
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
15
Repeal of Fair Price Provision
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Waste Management, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WM
CUSIP 94106L109
 
05/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pastora Cafferty
 
Mgmt
For
For
For
 
 
2
Elect Frank Clark, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Patrick Gross
 
Mgmt
For
For
For
 
 
4
Elect John Pope
 
Mgmt
For
For
For
 
 
5
Elect W. Robert Reum
 
Mgmt
For
For
For
 
 
6
Elect Steven Rothmeier
 
Mgmt
For
For
For
 
 
7
Elect David Steiner
 
Mgmt
For
For
For
 
 
8
Elect Thomas Weidemeyer
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
12
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Wells Fargo & Company
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WFC
CUSIP 949746101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Baker II
 
Mgmt
For
For
For
 
 
2
Elect John Chen
 
Mgmt
For
For
For
 
 
3
Elect Lloyd Dean
 
Mgmt
For
For
For
 
 
4
Elect Susan Engel
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Donald James
 
Mgmt
For
For
For
 
 
7
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
8
Elect Cynthia Milligan
 
Mgmt
For
For
For
 
 
9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
10
Elect Philip Quigley
 
Mgmt
For
For
For
 
 
11
Elect Judith Runstad
 
Mgmt
For
For
For
 
 
12
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
13
Elect John Stumpf
 
Mgmt
For
For
For
 
 
14
Elect Susan Swenson
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Xilinx, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
XLNX
CUSIP 983919101
 
08/11/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philip Gianos
 
Mgmt
For
For
For
 
 
2
Elect Moshe Gavrielov
 
Mgmt
For
For
For
 
 
3
Elect John Doyle
 
Mgmt
For
For
For
 
 
4
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
5
Elect William Howard, Jr.
 
Mgmt
For
For
For
 
 
6
Elect J. Michael Patterson
 
Mgmt
For
For
For
 
 
7
Elect Albert Pimentel
 
Mgmt
For
For
For
 
 
8
Elect Marshall Turner
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Vanderslice
 
Mgmt
For
For
For
 
 
10
Amendment to the Employee Qualified Stock Purchase Plan
Mgmt
For
For
For
 
 
11
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
YHOO
CUSIP 984332106
 
06/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
Against
Against
 
 
2
Elect Roy Bostock
 
Mgmt
For
Against
Against
 
 
3
Elect Patti Hart
 
Mgmt
For
For
For
 
 
4
Elect Susan James
 
Mgmt
For
For
For
 
 
5
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
6
Elect David Kenny
 
Mgmt
For
For
For
 
 
7
Elect Arthur Kern
 
Mgmt
For
For
For
 
 
8
Elect Brad Smith
 
Mgmt
For
For
For
 
 
9
Elect Gary Wilson
 
Mgmt
For
For
For
 
 
10
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Human Rights in China
ShrHoldr
Against
Against
For
 
 
 
 

 

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

THE INVESTMENT COMPANY OF AMERICA
(Registrant)



By /s/ James B. Lovelace
James B. Lovelace, Vice Chairman and
Principal Executive Officer
 
Date: October 5, 2011