Item 1: Proxy Voting Record
Fund Name: The Investment Company of America
Reporting Period: July 01, 2010 - June 30, 2011
|
||||||||
3M Company
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||||||||
Ticker
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Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MMM
|
CUSIP 88579Y101
|
05/10/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Linda Alvarado
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect George Buckley
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Vance Coffman
|
Mgmt
|
For
|
For
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For
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|||
4
|
Elect Michael Eskew
|
Mgmt
|
For
|
For
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For
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|||
5
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Elect W. James Farrell
|
Mgmt
|
For
|
For
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For
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|||
6
|
Elect Herbert Henkel
|
Mgmt
|
For
|
For
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For
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|||
7
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Elect Edward Liddy
|
Mgmt
|
For
|
For
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For
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|||
8
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Elect Robert Morrison
|
Mgmt
|
For
|
For
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For
|
|||
9
|
Elect Aulana Peters
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert Ulrich
|
Mgmt
|
For
|
For
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For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
14
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
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For
|
|||
Abbott Laboratories
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ABT
|
CUSIP 002824100
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Robert Alpern
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Roxanne Austin
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect W. James Farrell
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect H. Laurance Fuller
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Edward Liddy
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Phebe Novakovic
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect William Osborn
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Samuel Scott III
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Glenn Tilton
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Miles White
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
5
|
Shareholder Proposal Regarding Pharmaceutical Price Restraints
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Accenture PLC
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ACN
|
CUSIP G1151C101
|
02/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Charles Giancarlo
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Dennis Hightower
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Blythe McGarvie
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Mark Moody-Stuart
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Pierre Nanterme
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
1 Year
|
Against
|
|||
10
|
Authorization to Hold the 2012 Annual Meeting Outside of Ireland
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Set Price of Reissued Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
Aflac Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AFL
|
CUSIP 001055102
|
05/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Daniel Amos
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Shelby Amos II
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Paul Amos II
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Michael Armacost
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kriss Cloninger III
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Elizabeth Hudson
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Douglas Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Robert Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Charles Knapp
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect E. Stephen Purdom
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Barbara Rimer
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Marvin Schuster
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect David Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Robert Wright
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Takuro Yoshida
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
18
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Air Products and Chemicals, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
APD
|
CUSIP 009158106
|
01/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Chadwick Deaton
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Michael Donahue
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Ursula Fairbairn
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Lawrence Smith
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
5
|
Approval of the Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Akzo Nobel N.V.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AKZA
|
CINS N01803100
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Netherlands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
7
|
Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Uwe-Ernst Bufe
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Peggy Bruzelius
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amendment to the Compensation Policy Regarding the Shareholding Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amendment to the Remuneration Policy Regarding a Sustainability Metric
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Issuance of Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
18
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Altria Group, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MO
|
CUSIP 02209S103
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Elizabeth Bailey
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Gerald Baliles
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Casteen III
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Dinyar Devitre
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Farrell II
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Thomas Jones
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect George Munoz
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Nabil Sakkab
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Michael Szymanczyk
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Shareholder Proposal Regarding Flavored Tobacco
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
American International Group, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AIG
|
CUSIP 026874784
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Robert Benmosche
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Fitzpatrick
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Laurette Koellner
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Donald Layton
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Christopher Lynch
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Arthur Martinez
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect George Miles, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Henry Miller
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert Miller
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Morris Offit
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Ronald Rittenmeyer
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Douglas Steenland
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Adoption of Protective Amendment to the Certificate of Incorporation
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Adoption of Tax Asset Protection Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Shareholder Proposal Regarding Responsible Use of Company Stock
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
AMGEN Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AMGN
|
CUSIP 031162100
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect David Baltimore
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Frank Biondi, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Francois de Carbonnel
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Vance Coffman
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Rebecca Henderson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Frank Herringer
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Gilbert Omenn
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Judith Pelham
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect J. Paul Reason
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Leonard Schaeffer
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Kevin Sharer
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Ronald Sugar
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Analog Devices, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ADI
|
CUSIP 032654105
|
03/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ray Stata
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Jerald Fishman
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Champy
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Doyle
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect John Hodgson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Yves-Andre Istel
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Neil Novich
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect F. Grant Saviers
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Paul Severino
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Kenton Sicchitano
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Apache Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
APA
|
CUSIP 037411105
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect G. Steven Farris
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Randolph Ferlic
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect A. D. Frazier, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Kocur
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
8
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Increase of Preferred Stock
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
2011 Omnibus Equity Compensation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
Apple Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AAPL
|
CUSIP 037833100
|
02/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect William Campbell
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Millard Drexler
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Albert Gore, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Steven Jobs
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Arthur Levinson
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Ronald Sugar
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
5
|
Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Applied Materials, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AMAT
|
CUSIP 038222105
|
03/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Aart de Geus
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Stephen Forrest
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Thomas Iannotti
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Susan James
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Alexander Karsner
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Gerhard Parker
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Dennis Powell
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Willem Roelandts
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect James Rogers
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Michael Splinter
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Robert Swan
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
ArcelorMittal S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MT
|
CINS L0302D129
|
01/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
Luxembourg
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Elect Suzanne Nimocks
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Presentation of the Report of the Board of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Presentation of the Auditor's Report
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Approval of Spin-off
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Determination of Effective Date of Spin-off
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Reduction of Share Capital
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Amendments to Articles Regarding Share Capital
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
ArcelorMittal S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MT
|
CINS L0302D129
|
05/10/2011
|
Take No Action
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Luxembourg
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
2
|
Accounts and Reports
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
4
|
Directors' Fees
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
5
|
Ratification of Board Acts
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
6
|
Elect Lakshmi Mittal
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
7
|
Elect Antoine Spillmann
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
8
|
Elect Lewis B. Kaden
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
9
|
Elect Prince Guillaume of Luxembourg
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
10
|
Elect Bruno Lafont
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
11
|
Appointment of Auditor
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
12
|
2011-2020 Restricted Share Unit Plan and Performance Share Unit Plan
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
AT&T Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
T
|
CUSIP 00206R102
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Randall Stephenson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Gilbert Amelio
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Reuben Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Blanchard
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jaime Chico Pardo
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect James Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Jon Madonna
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lynn Martin
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect John McCoy
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Joyce Roche
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Matthew Rose
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Laura Tyson
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
2011 Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
17
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
19
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Automatic Data Processing, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ADP
|
CUSIP 053015103
|
11/09/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Gregory Brenneman
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Leslie Brun
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Gary Butler
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Leon Cooperman
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Eric Fast
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Linda Gooden
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect John Jones
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Sharon Rowlands
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Enrique Salem
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Gregory Summe
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Amendment to the Employees' Savings-Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Avon Products, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AVP
|
CUSIP 054303102
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect V. Ann Hailey
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Fred Hassan
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Maria Lagomasino
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Ann Moore
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Paul Pressler
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Gary Rodkin
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Paula Stern
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Lawrence Weinbach
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
AXA S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
AXA
|
CINS F06106102
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jean-Martin Folz
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Giuseppe Mussari
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Marcus Schenck
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Increase Capital Through Capitalizations
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Authority to Set Offering Price of Shares
|
Mgmt
|
For
|
Against
|
Against
|
|||
17
|
Authority to Increase Share Issuance Limit
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
20
|
Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
22
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Increase Capital Under Foreign Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Grant Stock Options
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Authority to Issue Performance Shares
|
Mgmt
|
For
|
Against
|
Against
|
|||
26
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Authority to Cancel Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
28
|
Amend Article 23
|
Mgmt
|
For
|
For
|
For
|
|||
29
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
30
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Baker Hughes Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BHI
|
CUSIP 057224107
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Larry Brady
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Clarence Cazalot, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Chad Deaton
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Anthony Fernandes
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Claire Gargalli
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Pierre Jungels
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect James Lash
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect J. Larry Nichols
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect H. John Riley, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect J.W. Stewart
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Charles Watson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Reapproval of Performance Goals under the Annual Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Banco Santander S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SAN
|
CUSIP 05964H105
|
06/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Rodrigo Echenique Gordillo
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Terence Burns
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Antoine Bernheim
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Amend Articles 8, 11, 15, 16 and 18
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amend Articles 62 and 69
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amend Preamble and Article 2
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amend Articles 4, 5, 6 bis and 8
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Amend Articles 12, 19 and 21
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
16
|
Scrip Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Scrip Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Convertible Securities w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Issue Non-Convertible Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Performance Share Plan
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
21
|
Deferred and Conditional Share Plan
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Deferred and Conditional Variable Remuneration Plan
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
UK Employee Share Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
Banco Santander S.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SAN
|
CINS E19790109
|
06/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Spain
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Rodrigo Echenique Gordillo
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Terence Burns
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Antoine Bernheim
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Amend Articles 8, 11, 15, 16 and 18
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amend Articles 62 and 69
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amend Preamble and Article 2
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amend Articles 4, 5, 6 bis and 8
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Amend Articles 12, 19 and 21
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
16
|
Scrip Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
18
|
Scrip Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
20
|
Authority to Issue Convertible Securities w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
21
|
Authority to Issue Non-Convertible Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Performance Share Plan
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
23
|
Deferred and Conditional Share Plan
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Deferred and Conditional Variable Remuneration Plan
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
UK Employee Share Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
Bank of America Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BAC
|
CUSIP 060505104
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Mukesh Ambani
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Susan Bies
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Frank Bramble, Sr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Virgis Colbert
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Charles Gifford
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Charles Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect D. Paul Jones, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Monica Lozano
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Thomas May
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Brian Moynihan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Donald Powell
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Charles Rossotti
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Robert Scully
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Shareholder Proposal Regarding Disclosure of Prior Government Service
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding Report OTC Derivative Trading
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
23
|
Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
24
|
Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Barrick Gold Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ABX
|
CUSIP 067901108
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Howard Beck
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Charles Birchall
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Donald Carty
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Gustavo Cisneros
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Peter Crossgrove
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Robert Franklin
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect J. Brett Harvey
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Dambisa Moyo
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Brian Mulroney
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Anthony Munk
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Peter Munk
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Aaron Regent
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Nathaniel Rothschild
|
Mgmt
|
For
|
For
|
For
|
|||
1.14
|
Elect Steven Shapiro
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Bayer AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BAY
|
CINS D0712D163
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Presentation of Accounts and Reports; Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Amendment Regarding Term Length
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Corporate Restructuring
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
BB&T Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BBT
|
CUSIP 054937107
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect John Allison, IV
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Jennifer Banner
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect K. David Boyer, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Anna Cablik
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Ronald Deal
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect J. Littleton Glover, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Jane Helm
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect John Howe, III
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Kelly King
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Valeria Lynch Lee
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect J. Holmes Morrison
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Nido Qubein
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Thomas Skains
|
Mgmt
|
For
|
For
|
For
|
|||
1.14
|
Elect Thomas Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
1.15
|
Elect Stephen Williams
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Amendment to the short-term incentive plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Best Buy Co., Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BBY
|
CUSIP 086516101
|
06/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Ronald James
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Sanjay Khosla
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect George Mikan III
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Matthew Paull
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Richard Schulze
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Hatim Tyabji
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Authorization of Board to Set Board Size
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the 2004 Omnibus Stock and Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Executive Short-term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
8
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
BG Group plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BG
|
CINS G1245Z108
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Fabio de Oliveira Barbosa
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Caio Kock-Weser
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Patrick Thomas
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Peter Backhouse
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Frank Chapman
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Baroness Hogg
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Hood
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Martin Houston
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sir David Manning
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Mark Seligman
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Philippe Varin
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Sir Robert Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Boston Scientific Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BSX
|
CUSIP 101137107
|
05/10/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Katharine Bartlett
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Bruce Byrnes
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Nelda Connors
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect J. Raymond Elliott
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kristina Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Ernest Mario
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect N.J. Nicholas, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Pete Nicholas
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Uwe Reinhardt
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Sununu
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
13
|
2011 Long-Term Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
2006 Global Employee Stock Ownership Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
BP plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BP
|
CUSIP 055622104
|
04/14/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Paul Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Antony Burgmans
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Cynthia Carroll
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Sir William Castell
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Iain Conn
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect George David
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ian Davis
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert Dudley
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Byron Grote
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Frank Bowman
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Brendan Nelson
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Phuthuma Nhleko
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Carl-Henric Svanberg
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Renewal of the BP ShareMatch Plan
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Renewal of the BP Sharesave UK Plan
|
Mgmt
|
For
|
For
|
For
|
|||
BP plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BP
|
CINS G12793108
|
04/14/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Paul Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Antony Burgmans
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Cynthia Carroll
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Sir William Castell
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Iain Conn
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect George David
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ian Davis
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert Dudley
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Byron Grote
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Frank Bowman
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Brendan Nelson
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Phuthuma Nhleko
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Carl-Henric Svanberg
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Renewal of the BP ShareMatch Plan
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Renewal of the BP Sharesave UK Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Canadian Natural Resources Ltd.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CNQ
|
CUSIP 136385101
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Catherine Best
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect N. Murray Edwards
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Timothy Faithfull
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Gary Filmon
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Christopher Fong
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Gordon Giffin
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Wilfred Gobert
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Steve Laut
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Keith MacPhail
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Allan Markin
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Frank McKenna
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect James Palmer
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Eldon Smith
|
Mgmt
|
For
|
For
|
For
|
|||
1.14
|
Elect David Tuer
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
Canon Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
7751
|
CINS J05124144
|
03/30/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Japan
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Fujio Mitarai
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Tsuneji Uchida
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Toshizo Tanaka
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Toshiaki Ikoma
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Kunio Watanabe
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Yohroku Adachi
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Yasuo Mitsuhashi
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Tomonori Iwashita
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Masahiro Ohsawa
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Shigeyuki Matsumoto
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Katsuichi Shimizu
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Ryohichi Banba
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Toshio Honma
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Masaki Nakaoka
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Haruhisa Honda
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Elect Hideki Ozawa
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Elect Masaya Maeda
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Elect Yasuhiro Tani
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Elect Makoto Araki
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Elect Tadashi Ohe
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Bonus
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Stock Option Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Capital One Financial Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
COF
|
CUSIP 14040H105
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Patrick Gross
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Ann Hackett
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Pierre Leroy
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Carnival plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CCL
|
CUSIP 143658300
|
04/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Micky Arison
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Sir Jonathon Band
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Robert Dickinson
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Arnold Donald
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Pier Foschi
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Howard Frank
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Richard Glasier
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Modesto Maidique
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Sir John Parker
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Peter Ratcliffe
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Stuart Subotnick
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Laura Weil
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Randall Weisenburger
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Uzi Zucker
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
20
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Stock Option Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Chevron Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CVX
|
CUSIP 166764100
|
05/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Linnet Deily
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Robert Denham
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Robert Eaton
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Chuck Hagel
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Enrique Hernandez, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect George Kirkland
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Donald Rice
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Kevin Sharer
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Charles Shoemate
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Stumpf
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Ronald Sugar
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Carl Ware
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect John Watson
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
17
|
Shareholder Proposal Regarding Environmental Expertise on Board
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Establishment of Human Rights Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Country Selection Guidelines
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding Financial Risks of Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Report on Hydraulic Fracturing
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
23
|
Shareholder Proposal Regarding Offshore Drilling Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Cisco Systems, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CSCO
|
CUSIP 17275R102
|
11/18/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Carol Bartz
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect M. Michele Burns
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Michael Capellas
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Larry Carter
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect John Chambers
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Brian Halla
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Hennessy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Richard Kovacevich
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Roderick McGeary
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Michael Powell
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Arun Sarin
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Steven West
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Jerry Yang
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Report on Internet Fragmentation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Restricting Sales to China
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Citigroup Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
C
|
CUSIP 172967101
|
04/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Alain Belda
|
Mgmt
|
For
|
Against
|
Against
|
|||
2
|
Elect Timothy Collins
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jerry Grundhofer
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Joss
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Michael O'Neill
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Vikram Pandit
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Richard Parsons
|
Mgmt
|
For
|
Against
|
Against
|
|||
8
|
Elect Lawrence Ricciardi
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Judith Rodin
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert Ryan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Anthony Santomero
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Elect Diana Taylor
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Elect William Thompson, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Elect Ernesto Zedillo
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Amendment to the 2009 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
17
|
2011 Executive Performance Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
20
|
Reverse Stock Split Extension
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
23
|
Shareholder Proposal Regarding Risk Management Report
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
24
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
25
|
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Colgate-Palmolive Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CL
|
CUSIP 194162103
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Cahill
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Ian Cook
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Helene Gayle
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Ellen Hancock
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Joseph Jimenez
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Richard Kogan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Delano Lewis
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect J. Pedro Reinhard
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Stephen Sadove
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
2 Years
|
3 Years
|
Against
|
|||
13
|
Shareholder Proposal Regarding the Right to Call a Special Meeting
|
ShrHoldr
|
For
|
For
|
For
|
|||
Comcast Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CMCSA
|
CUSIP 20030N101
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect S. Decker Anstrom
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Kenneth Bacon
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Sheldon Bonovitz
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Edward Breen
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Joseph Collins
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect J. Michael Cook
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Gerald Hassell
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Jeffrey Honickman
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Eduardo Mestre
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Brian Roberts
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Ralph Roberts
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Judith Rodin
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the 2002 Restricted Stock Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
5
|
Amendment to the 2003 Stock Option Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
1 Year
|
Against
|
|||
8
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
9
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
ConAgra Foods, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CAG
|
CUSIP 205887102
|
09/24/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Mogens Bay
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Stephen Butler
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Steven Goldstone
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Joie Gregor
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Rajive Johri
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect W.G. Jurgensen
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Richard Lenny
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Ruth Ann Marshall
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Gary Rodkin
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Andrew Schindler
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Kenneth Stinson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
ConocoPhillips
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
COP
|
CUSIP 20825C104
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Richard Armitage
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Richard Auchinleck
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Copeland, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kenneth Duberstein
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Ruth Harkin
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Harold McGraw III
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect James Mulva
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Robert Niblock
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Harald Norvik
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect William Reilly
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Victoria Tschinkel
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Kathryn Turner
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect William Wade, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
17
|
2011 Omnibus Stock and Performance Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding Safety Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Louisiana Wetlands
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
23
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
24
|
Shareholder Proposal Regarding the Financial Risks of Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
25
|
Shareholder Proposal Regarding Report on Oil Sands Operations
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Corning Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GLW
|
CUSIP 219350105
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Seely Brown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Canning Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Gordon Gund
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kurt Landgraf
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect H. Onno Ruding
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Glenn Tilton
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
CRH Plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CRH
|
CINS G25508105
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Ireland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Maeve Carton
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect William Egan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Utz-Hellmuth Felcht
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Nicky Hartery
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jan Maarten de Jong
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect John Kennedy
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Myles Lee
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Albert Manifold
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Kieran McGowan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Daniel O'Connor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Liam O'Mahony
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Mark Towe
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Reissue Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
CSX Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CSX
|
CUSIP 126408103
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Donna Alvarado
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Breaux
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Pamela Carter
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Steven Halverson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Edward Kelly, III
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Gilbert Lamphere
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John McPherson
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Timothy O'Toole
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David Ratcliffe
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Donald Shepard
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Michael Ward
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect J.C. Watts, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect J. Steven Whisler
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
CVS Caremark Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
CVS
|
CUSIP 126650100
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Edwin Banks
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect C. David Brown II
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Dorman
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Anne Finucane
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Kristen Gibney Williams
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Marian Heard
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Larry Merlo
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jean-Pierre Millon
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Terrence Murray
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect C.A. Lance Piccolo
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Richard Swift
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Tony White
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Political Contributions or Expenditure
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Daimler AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DAI
|
CINS D1668R123
|
04/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Compensation Policy
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Supervisory Board Members' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Manfred Bischoff
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Lynton Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Petraea Heynike
|
Mgmt
|
For
|
For
|
For
|
|||
Danaher Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DHR
|
CUSIP 235851102
|
05/10/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect H. Lawrence Culp
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Mitchell Rales
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Elias Zerhouni
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Amendment to the 2007 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Deere & Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DE
|
CUSIP 244199105
|
02/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Charles Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Dipak Jain
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Joachim Milberg
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Myers
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Deutsche Telekom AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DTE
|
CINS D2035M136
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Postponement of the Ratification of the Acts of Klaus Zumwinkel
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor; Appointment of Auditor for Interim Statements
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Hubertus von Grunberg
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Bernhard Walter
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amendments to Profit and Loss Transfer Agreement (T-Systems International)
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Amendments to Profit and Loss Transfer Agreement (DeTeFleetServices)
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendments to Profit and Loss Transfer Agreement (DFMG Holding)
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft)
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Amendments to Profit and Loss Transfer Agreement (Vivento Customer Services)
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendments to Profit and Loss Transfer Agreement (Vivento Technical Services)
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Accounting)
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Amendments to Profit and Loss Transfer Agreement (Deutsche Telekom Training)
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Amendments to Profit and Loss Transfer Agreement (Norma Telekommunikationsdienste)
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Amendments to Profit and Loss Transfer Agreement (DeTeAsia Holding)
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Amendments to Profit and Loss Transfer Agreement (Traviata Telekommunikationsdienste)
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Amendments to Profit and Loss Transfer Agreement (Scout24 Holding)
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Amendments to Profit and Loss Transfer Agreement (T-Mobile Woldwide Holding)
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Amendments to Profit and Loss Transfer Agreement (Telekom Deutschland)
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Amendments to Profit and Loss Transfer Agreement (MagyarCom Holding)
|
Mgmt
|
For
|
For
|
For
|
|||
28
|
Amendments to Corporate Purpose
|
Mgmt
|
For
|
For
|
For
|
|||
29
|
Approval of Settlement Agreement with Kai-Uwe Ricke
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
30
|
Approval of Settlement Agreement with Klaus Zumwinkel
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
Devon Energy Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DVN
|
CUSIP 25179M103
|
06/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Robert Henry
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect John Hill
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Michael Kanovsky
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Robert Mosbacher, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect J. Larry Nichols
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Duane Radtke
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Mary Ricciardello
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect John Richels
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Technical Amendments to Certificate of Incorporation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Diamond Offshore Drilling, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DO
|
CUSIP 25271C102
|
05/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect James Tisch
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Lawrence Dickerson
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Bolton
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Charles Fabrikant
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Paul Gaffney II
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Edward Grebow
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Herbert Hofmann
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Andrew Tisch
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Raymond Troubh
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
DIRECTV
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DTV
|
CUSIP 25490A101
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect David Dillon
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Samuel DiPiazza, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Lorrie Norrington
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to Dual Class Stock
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Limitation of Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Adoption of Delaware as the Exclusive Forum for Certain Disputes
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Discover Financial Services
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DFS
|
CUSIP 254709108
|
04/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Jeffrey Aronin
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Mary Bush
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Gregory Case
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Devlin
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Cynthia Glassman
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Richard Lenny
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Thomas Maheras
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Michael Moskow
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David Nelms
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect E. Follin Smith
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Lawrence Weinbach
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
14
|
Amendment to the 2007 Directors' Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Dominion Resources, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
D
|
CUSIP 25746U109
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect William Barr
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Peter Brown
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect George Davidson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Helen Dragas
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Farrell II
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect John Harris
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Robert Jepson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Mark Kington
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Margaret McKenna
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Frank Royal
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Robert Spilman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect David Wollard
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Mountaintop Removal Coal Mining
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Establishment of 20% Renewable Energy Goal
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Report on Coal Risk
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Nuclear Power Plant Construction
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Supplemental Executive Retirement Benefits
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
EADS: European Aeronautic Defence and Space Company N.V.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EAD
|
CINS F17114103
|
05/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Netherlands
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Approval of Compensation Policy; Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Cancellation of Shares
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Eli Lilly and Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LLY
|
CUSIP 532457108
|
04/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Michael Eskew
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Alfred Gilman
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Karen Horn
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Lechleiter
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
8
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elimination of Supermajority Requirements
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Executive Officer Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
Emerson Electric Co.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EMR
|
CUSIP 291011104
|
02/01/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect David Farr
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Harriet Green
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Charles Peters
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Joseph Prueher
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Rozanne Ridgway
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Re-approval of the Performance Measures under the 2006 Incentive Shares Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2011 Stock Option Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
7
|
Shareholder Proposal Regarding Sustainability Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Eni - Ente Nazionale Idrocarburi S.p.A.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ENI
|
CINS T3643A145
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Italy
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Board Size
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Board Term
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
8
|
List Presented by the Italian Ministry of Economy and Finance
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
List Presented by Institutional Investors
|
Mgmt
|
For
|
N/A
|
N/A
|
|||
10
|
Election of Chairman of Board
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
13
|
List Presented by the Italian Ministry of Economy and Finance
|
Mgmt
|
N/A
|
Abstain
|
N/A
|
|||
14
|
List Presented by Institutional Investors
|
Mgmt
|
N/A
|
For
|
N/A
|
|||
15
|
Election of Chairman of Statutory Auditors
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Statutory Auditors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Court of Accounts Representative's Attendance Fees
|
Mgmt
|
For
|
For
|
For
|
|||
EOG Resources, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EOG
|
CUSIP 26875P101
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect George Alcorn
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Charles Crisp
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Day
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Mark Papa
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect H. Leighton Steward
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Donald Textor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Frank Wisner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
11
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
12
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Exelon Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
EXC
|
CUSIP 30161N101
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Canning Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect M. Walter D'Alessio
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Nicholas DeBenedictis
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Nelson Diaz
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Sue Ling Gin
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Rosemarie Greco
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Paul Joskow
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Richard Mies
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect John Palms
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect William Richardson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Thomas Ridge
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect John Rogers, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect John Rowe
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Stephen Steinour
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Donald Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Fifth Third Bancorp
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FITB
|
CUSIP 316773100
|
04/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Darryl Allen
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Ulysses Bridgeman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Emerson Brumback
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect James Hackett
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Gary Heminger
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Jewell Hoover
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect William Isaac
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Kevin Kabat
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Mitchel Livingston
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Hendrick Meijer
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect John Schiff, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Marsha Williams
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2011 Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Firstenergy Corp.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FE
|
CUSIP 337932107
|
05/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Paul Addison
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Anthony Alexander
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Michael Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Carol Cartwright
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect William Cottle
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Robert Heisler, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Julia Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Ted Kleisner
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Ernest Novak, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Catherine Rein
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect George Smart
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Wesley Taylor
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Jesse Williams, Sr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Shareholder Proposal Regarding Report on Coal Combustion Waste
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
8
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
9
|
Shareholder Proposal Regarding Report on Coal Risk
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Firstenergy Corp.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FE
|
CUSIP 337932107
|
09/14/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Stock Issuance for Acquisition
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
Flextronics International Ltd.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FLEX
|
CUSIP Y2573F102
|
07/23/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect H. Raymond Bingham
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Willy Shih
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Authority to Issue Ordinary Shares
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
2010 Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
6
|
Renewal of the Share Purchase Mandate
|
Mgmt
|
For
|
For
|
For
|
|||
France Telecom
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FTE
|
CINS F4113C103
|
06/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Bernard Dufau
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Helle Kristoffersen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Muriel Penicaud
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Jean-Michel Severino
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Authority to Increase Share Issuance Limit
|
Mgmt
|
For
|
Against
|
Against
|
|||
17
|
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
18
|
Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Authority to Issue Shares to Holders of Orange SA Shares and Options
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Issue Option-Based Liquidity Instruments to Holders of Orange SA Options
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Global Ceiling on Increases in Capital
|
Mgmt
|
For
|
Against
|
Against
|
|||
22
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Increase in Share Capital Through Capitalizations
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
25
|
Authority to Cancel Shares and Reduce Capital
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
GDF Suez (fka Gaz de France)
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GSZ
|
CINS F42768105
|
05/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Accounts and Reports; Approval of Non-Tax-Deductible Expenses
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Albert Frere
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Edmond Alphandery
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Aldo Cardoso
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Rene Carron
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Thierry de Rudder
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Francoise Malrieu
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Relocation of Corporate Headquarters
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Increase Capital Under Employee Savings Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Increase Capital Under Employee Savings Plan for Overseas Employees
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Shareholder Proposal Regarding Allocation of Profits/Dividends
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
General Dynamics Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GD
|
CUSIP 369550108
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Mary Barra
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Nicholas Chabraja
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Crown
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect William Fricks
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jay Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect George Joulwan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Paul Kaminski
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Keane
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Lester Lyles
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect William Osborn
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Robert Walmsley
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
1 Year
|
Against
|
|||
15
|
Shareholder Proposal Regarding Review of Human Rights Policies
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
General Electric Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GE
|
CUSIP 369604103
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect W. Geoffrey Beattie
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect James Cash, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Ann Fudge
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Susan Hockfield
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jeffrey Immelt
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Alan Lafley
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Robert Lane
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ralph Larsen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Rochelle Lazarus
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect James Mulva
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sam Nunn
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Roger Penske
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Robert Swieringa
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect James Tisch
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Douglas Warner III
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
20
|
Shareholder Proposal Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
21
|
Shareholder Proposal Regarding Performance-Based Equity Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Restricting Executive Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
23
|
Shareholder Proposal Regarding Report on Financial Risks of Climate Change
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
24
|
Shareholder Proposal Regarding Transparency in Animal Research
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
General Mills, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GIS
|
CUSIP 370334104
|
09/27/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Bradbury Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect R. Kerry Clark
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Paul Danos
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect William Esrey
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Raymond Gilmartin
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Judith Richards Hope
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Heidi Miller
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Hilda Ochoa-Brillembourg
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Steve Odland
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Kendall Powell
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Lois Quam
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Michael Rose
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Robert Ryan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Dorothy Terrell
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Executive Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
General Motors Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GM
|
CUSIP 37045V100
|
06/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Daniel Akerson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect David Bonderman
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Erroll Davis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Stephen Girsky
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect E. Neville Isdell
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Robert Krebs
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Philip Laskawy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Kathryn Marinello
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Patricia Russo
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Carol Stephenson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Cynthia Telles
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
Genworth Financial, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GNW
|
CUSIP 37247D106
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Steven Alesio
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect William Bolinder
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Michael Fraizer
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Nancy Karch
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect J. Robert Kerrey
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Risa Lavizzo-Mourey
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Christine Mead
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Thomas Moloney
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect James Parke
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect James Riepe
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Google Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GOOG
|
CUSIP 38259P508
|
06/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Larry Page
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Sergey Brin
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Eric Schmidt
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect L. John Doerr
|
Mgmt
|
For
|
Against
|
Against
|
|||
1.5
|
Elect John Hennessy
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Ann Mather
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Paul Otellini
|
Mgmt
|
For
|
Against
|
Against
|
|||
1.8
|
Elect K. Ram Shriram
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Shirley Tilghman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 2004 Stock Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
1 Year
|
Against
|
|||
6
|
Shareholder Proposal Regarding Formation of Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
8
|
Shareholder Proposal Regarding Conflict of Interest Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
H&R Block, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HRB
|
CUSIP 093671105
|
09/30/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Alan Bennett
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Richard Breeden
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect William Cobb
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Gerard
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Len Lauer
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect David Lewis
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Bruce Rohde
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Tom Seip
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect L. Edward Shaw, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Christianna Wood
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Amendment to the 2003 Long-Term Executive Compensation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Amendment to the Executive Performance Plan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHoldr
|
For
|
For
|
For
|
|||
15
|
Amendment to Supermajority Requirement to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Amendment to Supermajority Requirement Relating to Removal of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Amendment to Supermajority Requirement Relating to Amendments to the Articles and Bylaws
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendment to Supermajority Requirement Relating to Related Person Transaction Provision
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
H.J. Heinz Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HNZ
|
CUSIP 423074103
|
08/31/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect William Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Charles Bunch
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Leonard Coleman, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Drosdick
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Edith Holiday
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Candace Kendle
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Dean O'Hare
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Nelson Peltz
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Dennis Reilley
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Lynn Swann
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Thomas Usher
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Michael Weinstein
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Harley-Davidson, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HOG
|
CUSIP 412822108
|
04/30/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Barry Allen
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect R. John Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Richard Beattie
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect George Conrades
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Judson Green
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Sara Levinson
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect N. Thomas Linebarger
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect George Miles, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Jochen Zeitz
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elimination of Supermajority Requirement for Transactions with an Interested Shareholder
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elimination of Supermajority Requirement for Special Meetings of Shareholders
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elimination of Supermajority Requirement for Approval of Certain Matters
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Short-Term Incentive Plan for Senior Executives
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
9
|
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Hewlett-Packard Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HPQ
|
CUSIP 428236103
|
03/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Marc Andreessen
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Leo Apotheker
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Lawrence Babbio Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Elect Sari Baldauf
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Shumeet Banerji
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Rajiv Gupta
|
Mgmt
|
For
|
Against
|
Against
|
|||
7
|
Elect John Hammergren
|
Mgmt
|
For
|
Against
|
Against
|
|||
8
|
Elect Raymond Lane
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Gary Reiner
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Patricia Russo
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Dominique Senequier
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect G. Kennedy Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Margaret Whitman
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
17
|
2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendment to the 2005 Pay-for-Results Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Honda Motor
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
7267
|
CINS J22302111
|
06/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Japan
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
None
|
N/A
|
N/A
|
N/A
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kohichi Kondoh
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Takanobu Itoh
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Akio Hamada
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Tatsuhiro Ohyama
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Fumihiko Ike
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Tomohiko Kawanabe
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Kensaku Hohgen
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Nobuo Kuroyanagi
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Takeo Fukui
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Takuji Yamada
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Masahiro Yoshida
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Yoshiharu Yamamoto
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Hirotake Abe
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Tomochika Iwashita
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Bonus
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Directors' and Statutory Auditors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
HSBC Holdings plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HSBA
|
CUSIP 404280406
|
05/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Safra Catz
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Laura CHA May Lung
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Marvin CHEUNG Kin Tung
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect John Coombe
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Rona Fairhead
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Douglas Flint
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Alexander Flockhart
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Stuart Gulliver
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect James Hughes-Hallett
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sam Laidlaw
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect J. Rachel Lomax
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Iain Mackay
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Gwyn Morgan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Narayana Murthy
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Simon Robertson
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Elect John Thornton
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Elect Sir Brian Williamson
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Share Plan 2011
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
HSBC Holdings plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HSBA
|
CINS G4634U169
|
05/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Safra Catz
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Laura CHA May Lung
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Marvin CHEUNG Kin Tung
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect John Coombe
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Rona Fairhead
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Douglas Flint
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Alexander Flockhart
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Stuart Gulliver
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect James Hughes-Hallett
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Sam Laidlaw
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect J. Rachel Lomax
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Iain Mackay
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Gwyn Morgan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Narayana Murthy
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Simon Robertson
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Elect John Thornton
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Elect Sir Brian Williamson
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Share Plan 2011
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
Authority to Set General Meeting Notice Period at 14 Days
|
Mgmt
|
For
|
For
|
For
|
|||
Illinois Tool Works Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ITW
|
CUSIP 452308109
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Susan Crown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Don Davis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Robert McCormack
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Morrison
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Skinner
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect David Smith, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect David Speer
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Pamela Strobel
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Kevin Warren
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Anre Williams
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
14
|
2011 Cash Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendment to the 2011 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
Intel Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
INTC
|
CUSIP 458140100
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Charlene Barshefsky
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Susan Decker
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Donahoe
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Reed Hundt
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Paul Otellini
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect James Plummer
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect David Pottruck
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jane Shaw
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Frank Yeary
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect David Yoffie
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Amendment to the 2006 Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Amendment to the 2006 Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
International Business Machines Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
IBM
|
CUSIP 459200101
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Alain Belda
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect William Brody
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Kenneth Chenault
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Michael Eskew
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Shirley Jackson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Andrew Liveris
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect W. James McNerney, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect James Owens
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Samuel Palmisano
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Joan Spero
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Sidney Taurel
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Lorenzo Hector Zambrano Trevino
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
16
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
17
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Johnson & Johnson
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
JNJ
|
CUSIP 478160104
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Mary Coleman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect James Cullen
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Ian Davis
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Michael Johns
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Susan Lindquist
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Anne Mulcahy
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Leo Mullin
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect William Perez
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Charles Prince
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect David Satcher
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect William Weldon
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
15
|
Shareholder Proposal Regarding Pharmaceutical Price Restraints
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Policy on Health Status Discrimination
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Animal Welfare
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Johnson Controls, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
JCI
|
CUSIP 478366107
|
01/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Natalie Black
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Robert Cornog
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect William Lacy
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Stephen Roell
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the Annual Incentive Performance Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendment to the Long-Term Incentive Performance Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
JPMorgan Chase & Co.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
JPM
|
CUSIP 46625H100
|
05/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Crandall Bowles
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Stephen Burke
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Cote
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Crown
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Dimon
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Ellen Futter
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect William Gray, III
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Laban Jackson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect David Novak
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Lee Raymond
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect William Weldon
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
15
|
Amendment to the Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Mortgage Loan Servicing
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding Genocide-Free Investing
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
21
|
Shareholder Proposal Regarding an Independent Lead Director
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Kellogg Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
K
|
CUSIP 487836108
|
04/29/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect John Bryant
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Rogelio Rebolledo
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Sterling Speirn
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect John Zabriskie
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Senior Executive Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
7
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Kimberly-Clark Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
KMB
|
CUSIP 494368103
|
04/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Alm
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Bergstrom
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Abelardo Bru
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Decherd
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Falk
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Mae Jemison
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect James Jenness
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Nancy Karch
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Ian Read
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Linda Johnson Rice
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Marc Shapiro
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect G. Craig Sullivan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
2011 Outside Directors' Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
2011 Equity Participation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
KLA-Tencor Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
KLAC
|
CUSIP 482480100
|
11/03/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Edward Barnholt
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Emiko Higashi
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Stephen Kaufman
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Richard Wallace
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Kohl's Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
KSS
|
CUSIP 500255104
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Peter Boneparth
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Steven Burd
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Herma
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Dale Jones
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect William Kellogg
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Kevin Mansell
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Frank Sica
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Peter Sommerhauser
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Stephanie Streeter
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Nina Vaca
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Stephen Watson
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elimination of Supermajority Requirement in Article V(f)
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elimination of Supermajority Requirement in Article VI
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding CEO Succession Planning
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Kraft Foods Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
KFT
|
CUSIP 50075N104
|
05/24/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ajay Banga
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Myra Hart
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Peter Henry
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Lois Juliber
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Mark Ketchum
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Richard Lerner
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Mackey McDonald
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Pope
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Fedric Reynolds
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Irene Rosenfeld
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Jean-Francois van Boxmeer
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
14
|
Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Limited Brands, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LTD
|
CUSIP 532716107
|
05/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Donna James
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Jeffrey Miro
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Raymond Zimmerman
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
2011 Stock Option Performance and Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
6
|
2011 Cash Incentive Compensation Performance Plan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
9
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Linear Technology Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LLTC
|
CUSIP 535678106
|
11/03/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Robert Swanson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Lothar Maier
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Arthur Agnos
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect John Gordon
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect David Lee
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Richard Moley
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Thomas Volpe
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
2010 Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Lockheed Martin Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LMT
|
CUSIP 539830109
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Nolan Archibald
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Rosalind Brewer
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect David Burritt
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Ellis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Falk
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Gwendolyn King
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect James Loy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Douglas McCorkindale
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Joseph Ralston
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Anne Stevens
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Robert Stevens
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
2011 Incentive Performance Award Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Lowe's Companies, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LOW
|
CUSIP 548661107
|
05/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Raul Alvarez
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect David Bernauer
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Leonard Berry
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Peter Browning
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Dawn Hudson
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Robert Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Marshall Larsen
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Richard Lochridge
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Robert Niblock
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Stephen Page
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
5
|
2011 Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
8
|
Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Marsh & McLennan Companies, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MMC
|
CUSIP 571748102
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Zachary Carter
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Brian Duperreault
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Oscar Fanjul
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect H. Edward Hanway
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Lord Ian Lang
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steven Mills
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Bruce Nolop
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Marc Oken
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Morton Schapiro
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Adele Simmons
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Lloyd Yates
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
2011 Incentive and Stock Award Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Masco Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MAS
|
CUSIP 574599106
|
05/10/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Verne Istock
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect J. Michael Losh
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Timothy Wadhams
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
MasterCard Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MA
|
CUSIP 57636Q104
|
06/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Marc Olivie
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Rima Qureshi
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Mark Schwartz
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Jackson Tai
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
MasterCard Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MA
|
CUSIP 57636Q104
|
09/21/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Revise Requirements to Board Composition
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Revise Stock Ownership Limitations
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
6.1
|
Elect Nancy Karch
|
Mgmt
|
For
|
For
|
For
|
|||
6.2
|
Elect Jose Reyes Lagunes
|
Mgmt
|
For
|
For
|
For
|
|||
6.3
|
Elect Edward Tian
|
Mgmt
|
For
|
For
|
For
|
|||
6.4
|
Elect Silvio Barzi
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Amendment to the Senior Executive Annual Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Maxim Integrated Products, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MXIM
|
CUSIP 57772K101
|
11/09/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Tunc Doluca
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect B. Kipling Hagopian
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
1.3
|
Elect James Bergman
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
1.4
|
Elect Joseph Bronson
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Robert Grady
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
1.6
|
Elect William Watkins
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect A.R. Frank Wazzan
|
Mgmt
|
For
|
Withhold
|
Against
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 2008 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Amendment to the 1996 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
McDonald's Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MCD
|
CUSIP 580135101
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Susan Arnold
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Richard Lenny
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Cary McMillan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Sheila Penrose
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Skinner
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
9
|
Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elimination of Supermajority Requirement in Article Regarding the Removal of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elimination of Supermajority Requirement in Article Regarding Shareholder Action
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
13
|
Shareholder Proposal Regarding Controlled Atmosphere Killing
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
14
|
Shareholder Proposal Regarding Report on Childhood Obesity
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
15
|
Shareholder Proposal Regarding Beverage Containers
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
MeadWestvaco Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MWV
|
CUSIP 583334107
|
04/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Michael Campbell
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Thomas Cole, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Kaiser
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Richard Kelson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Kilts
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Susan Kropf
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Douglas Luke
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Luke, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Robert McCormack
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Timothy Powers
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Jane Warner
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amendment to the 2005 Performance Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
Medtronic, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MDT
|
CUSIP 585055106
|
08/25/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Richard Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect David Calhoun
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Victor Dzau
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect William Hawkins
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Shirley Jackson
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect James Lenehan
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Denise O'Leary
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Kendall Powell
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Robert Pozen
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Jean-Pierre Rosso
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Jack Schuler
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Merck & Co., Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MRK
|
CUSIP 58933Y105
|
05/24/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Leslie Brun
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Thomas Cech
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Richard Clark
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Kenneth Frazier
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Thomas Glocer
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steven Goldstone
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect William Harrison, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Harry Jacobson
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect William Kelley
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect C. Robert Kidder
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Rochelle Lazarus
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Carlos Represas
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Patricia Russo
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Thomas Shenk
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Anne Tatlock
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Craig Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Wendell Weeks
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Elect Peter Wendell
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Microsoft Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MSFT
|
CUSIP 594918104
|
11/16/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Steven Ballmer
|
Mgmt
|
For
|
Against
|
Against
|
|||
2
|
Elect Dina Dublon
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect William Gates III
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Raymond Gilmartin
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Reed Hastings
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Maria Klawe
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect David Marquardt
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Charles Noski
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Helmut Panke
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Molson Coors Brewing Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TAP
|
CUSIP 60871R209
|
05/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect John Cleghorn
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Charles Herington
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect David O'Brien
|
Mgmt
|
For
|
For
|
For
|
|||
Moody's Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
MCO
|
CUSIP 615369105
|
04/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Robert Glauber
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
5
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
6
|
Elect Jorge Bermudez
|
Mgmt
|
For
|
For
|
For
|
|||
NextEra Energy, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NEE
|
CUSIP 65339F101
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Sherry Barrat
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Robert Beall II
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect J. Hyatt Brown
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect James Camaren
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Kenneth Dunn
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect J. Brian Ferguson
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Lewis Hay III
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Toni Jennings
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Oliver Kingsley, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Rudy Schupp
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect William Swanson
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Michael Thaman
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Hansel Tookes II
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
2011 Long Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
NIKE, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NKE
|
CUSIP 654106103
|
09/20/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Jill Conway
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Alan Graf, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect John Lechleiter
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Phyllis Wise
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Amendment to the Executive Performance Sharing Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 1990 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Nokia Oyj
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOK1V
|
CUSIP 654902204
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Ratification of Board and Management Acts
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Directors' Fees
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
5
|
Board Size
|
Mgmt
|
For
|
For
|
For
|
|||
6.1
|
Elect Stephen Elop
|
Mgmt
|
For
|
For
|
For
|
|||
6.2
|
Elect Bengt Holmstrom
|
Mgmt
|
For
|
For
|
For
|
|||
6.3
|
Elect Henning Kagermann
|
Mgmt
|
For
|
For
|
For
|
|||
6.4
|
Elect Per Karlsson
|
Mgmt
|
For
|
For
|
For
|
|||
6.5
|
Elect Jouko Karvinen
|
Mgmt
|
For
|
For
|
For
|
|||
6.6
|
Elect Finn Helge Lund
|
Mgmt
|
For
|
For
|
For
|
|||
6.7
|
Elect Isabel Marey-Semper
|
Mgmt
|
For
|
For
|
For
|
|||
6.8
|
Elect Jorma Ollila
|
Mgmt
|
For
|
For
|
For
|
|||
6.9
|
Elect Marjorie Scardino
|
Mgmt
|
For
|
For
|
For
|
|||
6.10
|
Elect Risto Siilasmaa
|
Mgmt
|
For
|
For
|
For
|
|||
6.11
|
Elect Kari Stadigh
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Stock Option Program 2011
|
Mgmt
|
For
|
For
|
For
|
|||
Nokia Oyj
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOK1V
|
CINS X61873133
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Finland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
8
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Ratification of Board and Management Acts
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Directors' Fees
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Board Size
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Stock Option Program 2011
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
19
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Norfolk Southern Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NSC
|
CUSIP 655844108
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Gerald Baliles
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Erskine Bowles
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Karen Horn
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect J. Paul Reason
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Novartis AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOVN
|
CUSIP 66987V109
|
02/22/2011
|
Take No Action
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
2
|
Ratification of Management and Board Acts
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
4
|
Compensation Policy
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
5
|
Re-elect Ann Fudge
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
6
|
Re-elect Pierre Landolt
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
7
|
Re-elect Ulrich Lehner
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
8
|
Elect Enrico Vanni
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
9
|
Appointment of Auditor
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
10
|
Transaction of Other Business
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
Novartis AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOVN
|
CINS H5820Q150
|
02/22/2011
|
Take No Action
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Switzerland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
3
|
Accounts and Reports
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
4
|
Ratification of Management and Board Acts
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
6
|
Compensation Policy
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
8
|
Re-elect Ann Fudge
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
9
|
Re-elect Pierre Landolt
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
10
|
Re-elect Ulrich Lehner
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
11
|
Elect Enrico Vanni
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
12
|
Appointment of Auditor
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
13
|
Transaction of Other Business
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
Novartis AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOVN
|
CUSIP 66987V109
|
04/08/2011
|
Take No Action
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Approval of Merger Agreement
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
2
|
Approval of Share Issuance
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
3
|
Additional and/or Counter-Proposals
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
Novartis AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
NOVN
|
CINS H5820Q150
|
04/08/2011
|
Take No Action
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
Switzerland
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
TNA
|
N/A
|
|||
3
|
Approval of Merger Agreement
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
4
|
Approval of Share Issuance
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
5
|
Additional and/or Counter-Proposals
|
Mgmt
|
For
|
TNA
|
N/A
|
|||
Oracle Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ORCL
|
CUSIP 68389X105
|
10/06/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Jeffrey Berg
|
Mgmt
|
For
|
Withhold
|
For
|
|||
1.2
|
Elect H. Raymond Bingham
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Michael Boskin
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Safra Catz
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Bruce Chizen
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect George Conrades
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Lawrence Ellison
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Hector Garcia-Molina
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Jeffrey Henley
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Mark Hurd
|
Mgmt
|
For
|
Withhold
|
For
|
|||
1.11
|
Elect Donald Lucas
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Naomi Seligman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Executive Bonus Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
3
|
Amendment to the 2000 Long-Term Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Shareholder Proposal Regarding Formation of Sustainability Committee
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
7
|
Shareholder Proposal Regarding Retention of Shares After Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
PepsiCo, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PEP
|
CUSIP 713448108
|
05/04/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Shona Brown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Ian Cook
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Dina Dublon
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Victor Dzau
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Ray Hunt
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Alberto Ibarguen
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Arthur Martinez
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Indra Nooyi
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Sharon Rockefeller
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect James Schiro
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Lloyd Trotter
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Daniel Vasella
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
1 Year
|
Against
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
18
|
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Pfizer Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PFE
|
CUSIP 717081103
|
04/28/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Dennis Ausiello
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael Brown
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect M. Anthony Burns
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Frances Fergusson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect William Gray, III
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Constance Horner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect James Kilts
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect George Lorch
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Mascotte
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Ian Read
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Stephen Sanger
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
2 Years
|
3 Years
|
Against
|
|||
17
|
Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Lobbying Priorities Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
19
|
Shareholder Proposal Regarding Pharmaceutical Price Restraints
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
20
|
Shareholder Proposal Regarding the Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
21
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
22
|
Shareholder Proposal Regarding Transparency in Animal Research
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Philip Morris International Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PM
|
CUSIP 718172109
|
05/11/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Harold Brown
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Mathis Cabiallavetta
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Louis Camilleri
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect J. Dudley Fishburn
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Jennifer Li
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Graham Mackay
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Sergio Marchionne
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Lucio Noto
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Carlos Slim Helu
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Stephen Wolf
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
14
|
Shareholder proposal Regarding Food Insecurity and Tobacco Use
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Pitney Bowes Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PBI
|
CUSIP 724479100
|
05/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Rodney Adkins
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Murray Martin
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Michael Roth
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Robert Weissman
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elimination of Supermajority Requirement for Removal of Directors from Office
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elimination of Supermajority Requirement for Certain Business Combinations
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elimination of Supermajority Requirement for Alteration, Amendment, Adoption or Repeal of Certificate Provisions
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elimination of Supermajority Requirement for Bylaw Alteration, Adoption, Amendment or Repeal
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
12
|
Amendment to the Key Employees Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Amendment to the 2007 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
POSCO (fka Pohang Iron & Steel)
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
5490
|
CINS Y70750115
|
02/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Korea, Republic of
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Accounts and Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect NAM Yong
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect BYUN Dae Kyu
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect PARK Sang Kil
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Election of Audit Committee Member: KIM Byung Ki
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Election of Audit Committee Member: PARK Sang Kil
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect CHOI Jong Tae
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
Praxair, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PX
|
CUSIP 74005P104
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Stephen Angel
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Oscar Bernardes
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Nance Dicciani
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Edward Galante
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Claire Gargalli
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Ira Hall
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Raymond LeBoeuf
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Larry McVay
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Wayne Smith
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Robert Wood
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Approval of Performance Goals Under the 162(m) Plan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendment to the 2009 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Public Service Enterprise Group Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
PEG
|
CUSIP 744573106
|
04/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Albert Gamper, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Conrad Harper
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect William Hickey
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Ralph Izzo
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Shirley Jackson
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect David Lilley
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Thomas Renyi
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Hak Cheol Shin
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Richard Swift
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
QUALCOMM Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
QCOM
|
CUSIP 747525103
|
03/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Barbara Alexander
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Stephen Bennett
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Donald Cruickshank
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Raymond Dittamore
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Thomas Horton
|
Mgmt
|
For
|
For
|
For
|
|||
1.6
|
Elect Irwin Jacobs
|
Mgmt
|
For
|
For
|
For
|
|||
1.7
|
Elect Paul Jacobs
|
Mgmt
|
For
|
For
|
For
|
|||
1.8
|
Elect Robert Kahn
|
Mgmt
|
For
|
For
|
For
|
|||
1.9
|
Elect Sherry Lansing
|
Mgmt
|
For
|
For
|
For
|
|||
1.10
|
Elect Duane Nelles
|
Mgmt
|
For
|
For
|
For
|
|||
1.11
|
Elect Francisco Ros
|
Mgmt
|
For
|
For
|
For
|
|||
1.12
|
Elect Brent Scowcroft
|
Mgmt
|
For
|
For
|
For
|
|||
1.13
|
Elect Marc Stern
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Amendment to the 2006 Long-term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Amendment to the 2001 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
7
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Qwest Communications International Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
Q
|
CUSIP 749121109
|
08/24/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Merger
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
R.R. Donnelley & Sons Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RRD
|
CUSIP 257867101
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Thomas Quinlan, III
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Stephen Wolf
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Lee Chaden
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Judith Hamilton
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Susan Ivey
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Thomas Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Pope
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Michael Riordan
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Oliver Sockwell
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Shareholder Proposal Regarding a Sustainable Procurement Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
14
|
Shareholder Proposal Regarding Political Contributions and Political Expenditures
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
15
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Range Resources Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RRC
|
CUSIP 75281A109
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Charles Blackburn
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Anthony Dub
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect V. Richard Eales
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Allen Finkelson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Funk
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Jonathan Linker
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Kevin McCarthy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Pinkerton
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Jeffrey Ventura
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
12
|
Amendment to the 2005 Equity-Based Compensation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Raytheon Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RTN
|
CUSIP 755111507
|
05/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Vernon Clark
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Deutch
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Stephen Hadley
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Frederic Poses
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Michael Ruettgers
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Ronald Skates
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect William Spivey
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Linda Stuntz
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect William Swanson
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
14
|
Shareholder Proposal Regarding Retention of Shares After Retirement
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
15
|
Shareholder Proposal Regarding Lobbying Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
16
|
Shareholder Proposal Regarding Supplemental Executive Retirement Plans
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Republic Services, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RSG
|
CUSIP 760759100
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect James Crownover
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Croghan
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect William Flynn
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Michael Larson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Nolan Lehmann
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect W. Lee Nutter
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Ramon Rodriguez
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Donald Slager
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Allan Sorensen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Trani
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Michael Wickham
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
14
|
Amendment to the 2007 Stock Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Reynolds American Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RAI
|
CUSIP 761713106
|
05/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Luc Jobin
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Nana Mensah
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect John Zillmer
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect John Daly
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect Daniel Delen
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
4
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Shareholder Proposal Regarding Declassification of the Board
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
7
|
Shareholder Proposal Regarding Flavored Tobacco
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
8
|
Shareholder Proposal Regarding Reporting on Company's Compliance with International Human Rights Standards
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Royal Dutch Shell plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RDSB
|
CUSIP 780259107
|
05/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Linda Stuntz
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Josef Ackermann
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Malcolm Brinded
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Guy Elliott
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Simon Henry
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Charles Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Lord John Kerr of Kinlochard
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Gerard Kleisterlee
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Christine Morin-Postel
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Jorma Ollila
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Jeroen van der Veer
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Peter Voser
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Hans Wijers
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
Royal Dutch Shell Plc
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RDSB
|
CINS G7690A118
|
05/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United Kingdom
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Directors' Remuneration Report
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Linda Stuntz
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Josef Ackermann
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Malcolm Brinded
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Guy Elliott
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Simon Henry
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Charles Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Lord John Kerr of Kinlochard
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Gerard Kleisterlee
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Christine Morin-Postel
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Jorma Ollila
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Jeroen van der Veer
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Peter Voser
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Hans Wijers
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Authority to Issue Shares w/ Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
22
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
23
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
25
|
Authorisation of Political Donations
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
RWE AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
RWE
|
CINS D6629K109
|
04/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor for Interim Statements
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Paul Achleitner
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Carl-Ludwig von Boehm-Bezing
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Roger Graef
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Frithjof Kuhn
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Dagmar Muhlenfeld
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Manfred Schneider
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Ekkehard Schulz
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Wolfgang Schussel
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Elect Ullrich Sierau
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Elect Dieter Zetsche
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
Sap AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SAP
|
CINS D66992104
|
05/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Cancellation of Conditional Capital VI
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Authority to Issue Convertible Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
|||
11
|
Intra-company Control Agreements
|
Mgmt
|
For
|
For
|
For
|
|||
Sara Lee Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SLE
|
CUSIP 803111103
|
10/28/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Christopher Begley
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Crandall Bowles
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Virgis Colbert
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Crown
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Laurette Koellner
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Cornelis van Lede
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John McAdam
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Ian Prosser
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Norman Sorensen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jeffrey Ubben
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Jonathan Ward
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Schlumberger Limited
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SLB
|
CUSIP 806857108
|
04/06/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Philippe Camus
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Peter Currie
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Andrew Gould
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Tony Isaac
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect K.V. Kamath
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Nikolay Kudryavtsev
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Adrian Lajous
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Michael Marks
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Elizabeth Moler
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Leo Reif
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Tore Sandvold
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Henri Seydoux
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Paal Kibsgaard
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Lubna Olayan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
2 Years
|
3 Years
|
Against
|
|||
17
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendements to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Approval of Financial Statements and Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Siemens AG
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SIE
|
CINS D69671218
|
01/25/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Germany
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Management Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Ratification of Supervisory Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Compensation Policy
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Authority to Repurchase Shares Using Equity Derivatives
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Increase in Authorized Capital for Employee Share Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Supervisory Board Members' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Intra-company Contracts
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Shareholder Proposal Regarding Amendments to Corporate Purpose
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Societe Generale
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
GLE
|
CINS F43638141
|
05/24/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Special
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Form of Dividend Payment
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Frederic Oudea
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Anthony Wyand
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jean-Martin Folz
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Kyra Hazou
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Ana Maria Llopis Rivas
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Carry Out Formalities
|
Mgmt
|
For
|
For
|
For
|
|||
Southwest Airlines Co.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
LUV
|
CUSIP 844741108
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect David Biegler
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Douglas Brooks
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect William Cunningham
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Denison
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Gary Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Nancy Loeffler
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Montford
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Thomas Nealon
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Daniel Villanueva
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Shareholder Proposal Regarding Simple Majority Vote
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Staples, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SPLS
|
CUSIP 855030102
|
06/07/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Basil Anderson
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Arthur Blank
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Mary Burton
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Justin King
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Carol Meyrowitz
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Rowland Moriarty
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Robert Nakasone
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Ronald Sargent
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Elizabeth Smith
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Robert Sulentic
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Vijay Vishwanath
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Paul Walsh
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
State Street Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
STT
|
CUSIP 857477103
|
05/18/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Kennett Burnes
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Peter Coym
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Patrick de Saint-Aignan
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Amelia Fawcett
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect David Gruber
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Linda Hill
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Joseph Hooley
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Robert Kaplan
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Charles LaMantia
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Sergel
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Ronald Skates
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Gregory Summe
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Robert Weissman
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
16
|
2011 Senior Executive Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Shareholder Proposal Regarding Political Contributions and Expenditure Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Suntrust Banks, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
STI
|
CUSIP 867914103
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Robert Beall II
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Alston Correll
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jeffrey Crowe
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Blake Garrett, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect David Hughes
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect M. Douglas Ivester
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect J. Hicks Lanier
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Kyle Legg
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect William Linnenbringer
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect G. Gilmer Minor III
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Frank Royal
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Thomas Watjen
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect James Wells III
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Phail Wynn, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendment to 2009 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
19
|
Shareholder Proposal Regarding Sustainability Report
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Sysco Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
SYY
|
CUSIP 871829107
|
11/12/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Cassaday
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Manuel Fernandez
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Hans-Joachim Korber
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Jackie Ward
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Amendment to the 1974 Employees' Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Taiwan Semiconductor Manufacturing
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
2330
|
CINS Y84629107
|
06/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Taiwan
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
Against
|
Against
|
|||
6
|
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Approve Spin-off
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Gregory C. Chow
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Kok-Choo Chen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Extraordinary motions
|
Mgmt
|
For
|
Abstain
|
Against
|
|||
11
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
13
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Target Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TGT
|
CUSIP 87612E106
|
06/08/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Roxanne Austin
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Calvin Darden
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Mary Dillon
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect James Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Mary Minnick
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Anne Mulcahy
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Derica Rice
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Stephen Sanger
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Gregg Steinhafel
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Stumpf
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Solomon Trujillo
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
2011 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
16
|
Shareholder Proposal Regarding Compensation Benchmarking
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Report on Electronic Waste
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Telefonaktiebolaget LM Ericsson
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
ERIC.A
|
CINS W26049119
|
04/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
Sweden
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
8
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
9
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
10
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
11
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Board and Management Acts
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Board Size
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Directors' Fees
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Nomination Committee
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Nomination Committee's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Authority to Set Auditor's Fees
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
21
|
Compensation Guidelines
|
Mgmt
|
For
|
For
|
For
|
|||
22
|
2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
23
|
Authority to Issue Treasury Shares Pursuant 2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
24
|
Equity Swap Agreement Pursuant 2011 Employee Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
25
|
2011 Key Contributor Retention Plan
|
Mgmt
|
For
|
For
|
For
|
|||
26
|
Authority to Issue Treasury Shares Pursuant 2011 Key Contributor Retention Plan
|
Mgmt
|
For
|
For
|
For
|
|||
27
|
Equity Swap Agreement Pursuant 2011 Key Contributor Retention Plan
|
Mgmt
|
For
|
For
|
For
|
|||
28
|
2011 Executive Performance Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
29
|
Authority to Issue Treasury Shares Pursuant 2011 Executive Performance Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
30
|
Equity Swap Agreement Pursuant 2011 Executive Performance Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|||
31
|
Authority to Issue Treasury Shares Pursuant to LTIPs
|
Mgmt
|
For
|
For
|
For
|
|||
32
|
Amendments to Corporate Purpose
|
Mgmt
|
For
|
For
|
For
|
|||
33
|
Shareholder Proposal Regarding Voting Issue
|
ShrHoldr
|
For
|
For
|
For
|
|||
34
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
Texas Instruments Incorporated
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TXN
|
CUSIP 882508104
|
04/21/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ralph Babb, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Daniel Carp
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Carrie Cox
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Stephen MacMillan
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Pamela Patsley
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Robert Sanchez
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Wayne Sanders
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Ruth Simmons
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Richard Templeton
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Christine Whitman
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
The Bank of New York Mellon Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
BK
|
CUSIP 064058100
|
04/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Ruth Bruch
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Nicholas Donofrio
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Gerald Hassell
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Edmund Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Robert Kelly
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Richard Kogan
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Michael Kowalski
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect John Luke, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Mark Nordenberg
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Catherine Rein
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect William Richardson
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Samuel Scott III
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect John Surma
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Wesley von Schack
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
17
|
Amendment to the Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendment to the Executive Incentive Compensation Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
19
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
The Coca-Cola Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
KO
|
CUSIP 191216100
|
04/27/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Herbert Allen
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Ronald Allen
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Howard Buffett
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Barry Diller
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Evan Greenberg
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Alexis Herman
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Muhtar Kent
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Donald Keough
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Maria Lagomasino
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Donald McHenry
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Sam Nunn
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect James Robinson III
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Peter Ueberroth
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Jacob Wallenberg
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect James Williams
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Amendment to the Performance Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Amendment to the 1989 Restricted Stock Award Plan
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
20
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
21
|
Shareholder Proposal Regarding Report on Bisphenol-A
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
The Dow Chemical Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
DOW
|
CUSIP 260543103
|
05/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Arnold Allemang
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Jacqueline Barton
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect James Bell
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Jeff Fettig
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Barbara Franklin
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Jennifer Granholm
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect John Hess
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Andrew Liveris
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Paul Polman
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Dennis Reilley
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect James Ringler
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Ruth Shaw
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Paul Stern
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
The Home Depot, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
HD
|
CUSIP 437076102
|
06/02/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect F. Duane Ackerman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Francis Blake
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Ari Bousbib
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Gregory Brenneman
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect J. Frank Brown
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Albert Carey
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Armando Codina
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Bonnie Hill
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Karen Katen
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Ronald Sargent
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
14
|
Restoration of Written Consent
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
16
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
17
|
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Time Warner Cable Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TWC
|
CUSIP 88732J207
|
05/19/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Carole Black
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Glenn Britt
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Thomas Castro
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect David Chang
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect James Copeland, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Peter Haje
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Donna James
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Don Logan
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect N.J. Nicholas, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Wayne Pace
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Edward Shirley
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect John Sununu
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
2011 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
Time Warner Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TWX
|
CUSIP 887317303
|
05/20/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect James Barksdale
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect William Barr
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jeffrey Bewkes
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Stephen Bollenbach
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Frank Caufield
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Robert Clark
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Mathias Dopfner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Jessica Einhorn
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Fred Hassan
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Michael Miles
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Kenneth Novack
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Paul Wachter
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Deborah Wright
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
1 Year
|
Against
|
|||
17
|
Elimination of Absolute Majority Voting Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Total SA
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
FP
|
CINS F92124100
|
05/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Mix
|
France
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Consolidated Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Patricia Barbizet
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Paul Desmarais, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Claude Mandil
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Marie-Christine Coisne
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Barbara Kux
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Authority to Issue Restricted Shares
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Shareholder Proposal Regarding Share Ownership Disclosure
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Toyota Motor Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
7203
|
CUSIP 892331307
|
06/17/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Fujio Choh
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Akio Toyoda
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Takeshi Uchiyamada
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Yukitoshi Funo
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Atsushi Niimi
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Shinichi Sasaki
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Satoshi Ozawa
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Nobuyori Kodaira
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Mamoru Furuhashi
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Takahiko Ijichi
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Yasumori Ihara
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Kunihiro Matsuo
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Elect Yohko Wake
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Elect Yohichiroh Ichimaru
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Elect Masahiro Katoh
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Bonus
|
Mgmt
|
For
|
For
|
For
|
|||
Tyco International Ltd.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
TYC
|
CUSIP H89128104
|
03/09/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
|||
3.1
|
Elect Edward Breen
|
Mgmt
|
For
|
For
|
For
|
|||
3.2
|
Elect Michael Daniels
|
Mgmt
|
For
|
For
|
For
|
|||
3.3
|
Elect Timothy Donahue
|
Mgmt
|
For
|
For
|
For
|
|||
3.4
|
Elect Brian Duperreault
|
Mgmt
|
For
|
For
|
For
|
|||
3.5
|
Elect Bruce Gordon
|
Mgmt
|
For
|
For
|
For
|
|||
3.6
|
Elect Rajiv Gupta
|
Mgmt
|
For
|
For
|
For
|
|||
3.7
|
Elect John Krol
|
Mgmt
|
For
|
For
|
For
|
|||
3.8
|
Elect Brendan O'Neill
|
Mgmt
|
For
|
For
|
For
|
|||
3.9
|
Elect Dinesh Paliwal
|
Mgmt
|
For
|
For
|
For
|
|||
3.10
|
Elect William Stavropoulos
|
Mgmt
|
For
|
For
|
For
|
|||
3.11
|
Elect Sandra Wijnberg
|
Mgmt
|
For
|
For
|
For
|
|||
3.12
|
Elect R. David Yost
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Appointment of Special Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Approval of Ordinary Cash Dividend
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Renewal of Authorized Share Capital
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Cancellation of Repurchased Treasury Shares
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
Union Pacific Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
UNP
|
CUSIP 907818108
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Andrew Card, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Erroll Davis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Thomas Donohue
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Archie Dunham
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Judith Richards Hope
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Charles Krulak
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Michael McCarthy
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Michael McConnell
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Thomas McLarty III
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Steven Rogel
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Jose Villarreal
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect James Young
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Actions adversely affecting preferred stock
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Removal of directors
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Changing the authorized amount of capital stock.
|
Mgmt
|
For
|
For
|
For
|
|||
19
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
United Parcel Service, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
UPS
|
CUSIP 911312106
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect F. Duane Ackerman
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Michael Burns
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect D. Scott Davis
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Stuart Eizenstat
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Michael Eskew
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect William Johnson
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Ann Livermore
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Rudy Markham
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Clark Randt, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect John Thompson
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Carol Tome
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
3 Years
|
3 Years
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Transaction of Other Business
|
Mgmt
|
For
|
For
|
For
|
|||
United States Steel Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
X
|
CUSIP 912909108
|
04/26/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1.1
|
Elect Richard Gephardt
|
Mgmt
|
For
|
For
|
For
|
|||
1.2
|
Elect Glenda McNeal
|
Mgmt
|
For
|
For
|
For
|
|||
1.3
|
Elect Graham Spanier
|
Mgmt
|
For
|
For
|
For
|
|||
1.4
|
Elect Patricia Tracey
|
Mgmt
|
For
|
For
|
For
|
|||
1.5
|
Elect John Engel
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
United Technologies Corporation
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
UTX
|
CUSIP 913017109
|
04/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Louis Chenevert
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Faraci
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Jean-Pierre Garnier
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Jamie Gorelick
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Edward Kangas
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Ellen Kullman
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Charles Lee
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Richard McCormick
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Harold McGraw III
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Richard Myers
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect H. Patrick Swygert
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Andre Villeneuve
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect Christine Whitman
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Amendment to the 2005 Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
N/A
|
3 Years
|
N/A
|
|||
18
|
Shareholder Proposal Regarding Retention of Shares
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Verizon Communications Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
VZ
|
CUSIP 92343V104
|
05/05/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Richard Carrion
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect M. Frances Keeth
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Robert Lane
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Lowell McAdam
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Sandra Moose
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Joseph Neubauer
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Donald Nicolaisen
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Clarence Otis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Hugh Price
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Ivan Seidenberg
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Rodney Slater
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect John Snow
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
16
|
Shareholder Proposal Regarding Disclosure of Prior Government Service
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
17
|
Shareholder Proposal Regarding Performance-Based Equity Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
18
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
19
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
Walgreen Co.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WAG
|
CUSIP 931422109
|
01/12/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect David J. Brailer
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Steven Davis
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect William Foote
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Mark Frissora
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Ginger Graham
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Alan McNally
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Nancy Schlichting
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect David Schwartz
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Alejandro Silva
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect James Skinner
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Gregory Wasson
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Revision to the Purpose Clause
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elimination of Supermajority Requirement
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Repeal of Fair Price Provision
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
17
|
Shareholder Proposal Regarding Performance-Based Equity Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Waste Management, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WM
|
CUSIP 94106L109
|
05/13/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Pastora Cafferty
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Frank Clark, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Patrick Gross
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect John Pope
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect W. Robert Reum
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Steven Rothmeier
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect David Steiner
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Thomas Weidemeyer
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
3 Years
|
Against
|
|||
12
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|||
Wells Fargo & Company
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
WFC
|
CUSIP 949746101
|
05/03/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect John Baker II
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect John Chen
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect Lloyd Dean
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Susan Engel
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Enrique Hernandez, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect Donald James
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Mackey McDonald
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Cynthia Milligan
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Nicholas Moore
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Philip Quigley
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Elect Judith Runstad
|
Mgmt
|
For
|
For
|
For
|
|||
12
|
Elect Stephen Sanger
|
Mgmt
|
For
|
For
|
For
|
|||
13
|
Elect John Stumpf
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Elect Susan Swenson
|
Mgmt
|
For
|
For
|
For
|
|||
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|||
16
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
17
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
18
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
19
|
Shareholder Proposal Regarding Cumulative Voting
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
20
|
Shareholder Proposal Regarding Independent Board Chairman
|
ShrHoldr
|
Against
|
For
|
Against
|
|||
21
|
Shareholder Proposal Regarding Advisory Vote on Director Compensation
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
22
|
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
|
ShrHoldr
|
Against
|
Against
|
For
|
|||
Xilinx, Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
XLNX
|
CUSIP 983919101
|
08/11/2010
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Philip Gianos
|
Mgmt
|
For
|
For
|
For
|
|||
2
|
Elect Moshe Gavrielov
|
Mgmt
|
For
|
For
|
For
|
|||
3
|
Elect John Doyle
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Jerald Fishman
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect William Howard, Jr.
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect J. Michael Patterson
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Albert Pimentel
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Marshall Turner
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Elizabeth Vanderslice
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Amendment to the Employee Qualified Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Amendment to the 2007 Equity Incentive Plan
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
Yahoo! Inc.
|
||||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
|||||
YHOO
|
CUSIP 984332106
|
06/23/2011
|
Voted
|
|||||
Meeting Type
|
Country of Trade
|
|||||||
Annual
|
United States
|
|||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|||
1
|
Elect Carol Bartz
|
Mgmt
|
For
|
Against
|
Against
|
|||
2
|
Elect Roy Bostock
|
Mgmt
|
For
|
Against
|
Against
|
|||
3
|
Elect Patti Hart
|
Mgmt
|
For
|
For
|
For
|
|||
4
|
Elect Susan James
|
Mgmt
|
For
|
For
|
For
|
|||
5
|
Elect Vyomesh Joshi
|
Mgmt
|
For
|
For
|
For
|
|||
6
|
Elect David Kenny
|
Mgmt
|
For
|
For
|
For
|
|||
7
|
Elect Arthur Kern
|
Mgmt
|
For
|
For
|
For
|
|||
8
|
Elect Brad Smith
|
Mgmt
|
For
|
For
|
For
|
|||
9
|
Elect Gary Wilson
|
Mgmt
|
For
|
For
|
For
|
|||
10
|
Elect Jerry Yang
|
Mgmt
|
For
|
For
|
For
|
|||
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|||
12
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|||
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|||
14
|
Shareholder Proposal Regarding Human Rights in China
|
ShrHoldr
|
Against
|
Against
|
For
|
By /s/ James B. Lovelace
|
James B. Lovelace, Vice Chairman and
Principal Executive Officer
|
Date: October 5, 2011
|