-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GTUu99QKMJn/df2mDt+tnqHp9aoiYpoTLdAiXZ1OLPVZG6wxwMutTWsrdTDFFeNN CmgDAUa914wSeaoollIztg== 0000051931-09-000805.txt : 20090827 0000051931-09-000805.hdr.sgml : 20090827 20090827114006 ACCESSION NUMBER: 0000051931-09-000805 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090827 DATE AS OF CHANGE: 20090827 EFFECTIVENESS DATE: 20090827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CO OF AMERICA CENTRAL INDEX KEY: 0000051931 IRS NUMBER: 951426645 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-00116 FILM NUMBER: 091038337 BUSINESS ADDRESS: STREET 1: 333 S HOPE ST - 55TH FL (MICG) CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 333 S HOPE ST - 55TH FL (MICG) CITY: LOS ANGELES STATE: CA ZIP: 90071 0000051931 S000009597 INVESTMENT CO OF AMERICA C000026214 Class A AIVSX C000026215 Class R-1 RICAX C000026216 Class R-2 RICBX C000026217 Class R-3 RICCX C000026218 Class R-4 RICEX C000026219 Class R-5 RICFX C000026220 Class B AICBX C000026221 Class C AICCX C000026222 Class F-1 AICFX C000026223 Class 529-A CICAX C000026224 Class 529-B CICBX C000026225 Class 529-C CICCX C000026226 Class 529-E CICEX C000026227 Class 529-F-1 CICFX C000068572 Class F-2 ICAFX C000077857 Class R-6 RICGX N-PX 1 ica_npx.htm N-PX Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00116



The Investment Company of America
(Exact Name of Registrant as Specified in Charter)

333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (213) 486-9200

Date of fiscal year end: December 31

Date of reporting period: July 1, 2008 - June 30, 2009





Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)




 
 

 

ITEM 1 – Proxy Voting Record
 
                 
Fund Name : The Investment Company of America
             
                 
Reporting Period:  July 01, 2008 - June 30, 2009
           
                 
                 
                 
                 
3M Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMM
CUSIP 88579Y101
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linda Alvarado
 
Mgmt
For
For
For
 
 
2
Elect George Buckley
 
Mgmt
For
For
For
 
 
3
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
4
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
5
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
6
Elect Herbert Henkel
 
Mgmt
For
For
For
 
 
7
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
8
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
9
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
10
Elect Robert Ulrich
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Abbott Laboratories
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABT
CUSIP 002824100
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Alpern
 
Mgmt
For
For
For
 
 
1.2
Elect Roxanne Austin
 
Mgmt
For
For
For
 
 
1.3
Elect William Daley
 
Mgmt
For
For
For
 
 
1.4
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
1.5
Elect H. Laurance Fuller
 
Mgmt
For
For
For
 
 
1.6
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.7
Elect David Owen
 
Mgmt
For
For
For
 
 
1.8
Elect W. Ann Reynolds
 
Mgmt
For
For
For
 
 
1.9
Elect Roy Roberts
 
Mgmt
For
For
For
 
 
1.10
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
1.11
Elect William Smithburg
 
Mgmt
For
For
For
 
 
1.12
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
1.13
Elect Miles White
 
Mgmt
For
For
For
 
 
2
2009 Incentive Stock Program
 
Mgmt
For
Against
Against
 
 
3
2009 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Animal Testing
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Aetna Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AET
CUSIP 00817Y108
 
05/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Clark
 
Mgmt
For
Abstain
Against
 
 
2
Elect Betsy Cohen
 
Mgmt
For
Abstain
Against
 
 
3
Elect Molly Coye
 
Mgmt
For
For
For
 
 
4
Elect Roger Farah
 
Mgmt
For
Abstain
Against
 
 
5
Elect Barbara Franklin
 
Mgmt
For
Abstain
Against
 
 
6
Elect Jeffrey Garten
 
Mgmt
For
Abstain
Against
 
 
7
Elect Earl Graves
 
Mgmt
For
For
For
 
 
8
Elect Gerald Greenwald
 
Mgmt
For
For
For
 
 
9
Elect Ellen Hancock
 
Mgmt
For
For
For
 
 
10
Elect Richard Harrington
 
Mgmt
For
For
For
 
 
11
Elect Edward Ludwig
 
Mgmt
For
For
For
 
 
12
Elect Joseph Newhouse
 
Mgmt
For
For
For
 
 
13
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Nominating a Retired Executive to the Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Air Products & Chemicals, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
APD
CUSIP 009158106
 
01/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mario Baeza
 
Mgmt
For
For
For
 
 
1.2
Elect Edward Hagenlocker
 
Mgmt
For
For
For
 
 
1.3
Elect John McGlade
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Noski
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Akzo Nobel N.V.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN NL0000009132
 
04/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
EGM
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Open Meeting
 
Mgmt
N/A
N/A
N/A
 
 
2
Receive Report of Management Board
Mgmt
N/A
N/A
N/A
 
 
3.1
Approve Financial Statements
 
Mgmt
For
For
For
 
 
3.2
Approve Allocation of Income
 
Mgmt
For
For
For
 
 
3.3
Receive Explanation on Company's Reserves and Dividend Policy
Mgmt
N/A
N/A
N/A
 
 
3.4
Approve Dividends of EUR 1.80 Per Share
Mgmt
For
For
For
 
 
4.1
Approve Discharge of Management Board
Mgmt
For
For
For
 
 
4.2
Approve Discharge of Supervisory Board
Mgmt
For
For
For
 
 
5.1
Approve Increase in Size of Executive Board
Mgmt
For
For
For
 
 
5.2
Elect L.W. Gunning to Executive Board
Mgmt
For
For
For
 
 
6
Approve Decrease in Size of Supervisory Board from Nine to Eight Members
Mgmt
For
For
For
 
 
7.1
Amend Executive Short Term Incentive Bonus
Mgmt
For
For
For
 
 
7.2
Amend Restricted Stock Plan
 
Mgmt
For
For
For
 
 
8.1
Grant Board Authority to Issue Shares
Mgmt
For
For
For
 
 
8.2
Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a
Mgmt
For
Against
Against
 
 
9
Authorize Repurchase of Shares
 
Mgmt
For
For
For
 
 
10
Other Business
 
Mgmt
N/A
N/A
N/A
 
                 
                 
                 
                 
Alcoa Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AA
CUSIP 013817101
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kathryn Fuller
 
Mgmt
For
For
For
 
 
1.2
Elect Judith Gueron
 
Mgmt
For
For
For
 
 
1.3
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
1.4
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding a Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Altria Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MO
CUSIP 02209S103
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
 
Mgmt
For
For
For
 
 
2
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
3
Elect Dinyar Devitre
 
Mgmt
For
For
For
 
 
4
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
5
Elect Robert Huntley
 
Mgmt
For
For
For
 
 
6
Elect Thomas Jones
 
Mgmt
For
For
For
 
 
7
Elect George Muñoz
 
Mgmt
For
For
For
 
 
8
Elect Nabil Sakkab
 
Mgmt
For
For
For
 
 
9
Elect Michael Szymanczyk
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Reduction of Nicotine Content in New Brands/Brand Extensions
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Human Rights Protocols
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Ameren Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AEE
CUSIP 023608102
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Brauer
 
Mgmt
For
For
For
 
 
1.2
Elect Susan Elliott
 
Mgmt
For
For
For
 
 
1.3
Elect Ellen Fitzsimmons
 
Mgmt
For
For
For
 
 
1.4
Elect Walter Galvin
 
Mgmt
For
For
For
 
 
1.5
Elect Gayle Jackson
 
Mgmt
For
For
For
 
 
1.6
Elect James Johnson
 
Mgmt
For
For
For
 
 
1.7
Elect Charles Mueller
 
Mgmt
For
For
For
 
 
1.8
Elect Douglas Oberhelman
 
Mgmt
For
For
For
 
 
1.9
Elect Gary Rainwater
 
Mgmt
For
For
For
 
 
1.10
Elect Harvey Saligman
 
Mgmt
For
For
For
 
 
1.11
Elect Patrick Stokes
 
Mgmt
For
For
For
 
 
1.12
Elect Thomas Voss
 
Mgmt
For
For
For
 
 
1.13
Elect Jack Woodard
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Releases From the Callaway Plant
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
America Movil SAB de CV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMX
CUSIP 02364W105
 
04/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Election of Directors (Series L)
 
Mgmt
N/A
For
N/A
 
 
2
Election of Meeting Delegates
 
Mgmt
N/A
For
N/A
 
                 
                 
                 
                 
American International Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AIG
CUSIP 026874107
 
06/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Dennis Dammerman
 
Mgmt
For
For
For
 
 
2
Elect Harvey Golub
 
Mgmt
For
For
For
 
 
3
Elect Laurette Koellner
 
Mgmt
For
For
For
 
 
4
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
5
Elect Christopher Lynch
 
Mgmt
For
For
For
 
 
6
Elect Arthur Martinez
 
Mgmt
For
For
For
 
 
7
Elect George Miles, Jr.
 
Mgmt
For
Abstain
Against
 
 
8
Elect Robert Miller
 
Mgmt
For
For
For
 
 
9
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
10
Elect Morris Offit
 
Mgmt
For
Abstain
Against
 
 
11
Elect Douglas Steenland
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
14
Reverse Stock Split
 
Mgmt
For
For
For
 
 
15
Increase of Preferred Stock
 
Mgmt
For
For
For
 
 
16
Amendment to Preferred Stock
 
Mgmt
For
For
For
 
 
17
Amendment to the Certificate of Incorporation to Eliminate Restrictions on the Pledging of Assets
Mgmt
For
For
For
 
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
 
19
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Amgen Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMGN
CUSIP 031162100
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Baltimore
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect François de Carbonnel
 
Mgmt
For
For
For
 
 
4
Elect Jerry Choate
 
Mgmt
For
For
For
 
 
5
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
6
Elect Frederick Gluck
 
Mgmt
For
For
For
 
 
7
Elect Frank Herringer
 
Mgmt
For
For
For
 
 
8
Elect Gilbert Omenn
 
Mgmt
For
For
For
 
 
9
Elect Judith Pelham
 
Mgmt
For
For
For
 
 
10
Elect J. Paul Reason
 
Mgmt
For
For
For
 
 
11
Elect Leonard Schaeffer
 
Mgmt
For
For
For
 
 
12
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2009 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
15
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Analog Devices, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADI
CUSIP 032654105
 
03/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Champy
 
Mgmt
For
For
For
 
 
2
Elect Yves-Andre Istel
 
Mgmt
For
For
For
 
 
3
Elect Neil Novich
 
Mgmt
For
For
For
 
 
4
Elect Kenton Sicchitano
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal to Declassify the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Anheuser-Busch Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BUD
CUSIP 035229103
 
11/12/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Anthem, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WLP
CUSIP 94973V107
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lenox Baker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Susan Bayh
 
Mgmt
For
For
For
 
 
3
Elect Larry Glasscock
 
Mgmt
For
For
For
 
 
4
Elect Julie Hill
 
Mgmt
For
For
For
 
 
5
Elect Ramiro Peru
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Amendment to the 2006 Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
8
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Applied Materials, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMAT
CUSIP 038222105
 
03/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Aart de Geus
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Forrest
 
Mgmt
For
For
For
 
 
1.3
Elect Philip Gerdine
 
Mgmt
For
For
For
 
 
1.4
Elect Thomas Iannotti
 
Mgmt
For
For
For
 
 
1.5
Elect Alexander Karsner
 
Mgmt
For
For
For
 
 
1.6
Elect Charles Liu
 
Mgmt
For
For
For
 
 
1.7
Elect Gerhard Parker
 
Mgmt
For
For
For
 
 
1.8
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
1.9
Elect Willem Roelandts
 
Mgmt
For
For
For
 
 
1.10
Elect James Rogers
 
Mgmt
For
For
For
 
 
1.11
Elect Michael Splinter
 
Mgmt
For
For
For
 
 
2
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Astrazeneca plc
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN GB0009895292
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Confirm First Interim Dividend of USD 0.55 (27.8 Pence, 3.34 SEK) Per Ordinary Share; Confirm as Final Dividend the Second Interim Dividend of USD 1.50 (104.8 Pence, 12.02 SEK) Per Ordinary Share
Mgmt
For
For
For
 
 
3
Reappoint KPMG Audit plc as Auditors of the Company
Mgmt
For
For
For
 
 
4
Authorise Board to Fix Remuneration of Auditors
Mgmt
For
For
For
 
 
5.1
Re-elect Louis Schweitzer as Director
Mgmt
For
For
For
 
 
5.2
Re-elect David Brennan as Director
Mgmt
For
For
For
 
 
5.3
Re-elect Simon Lowth as Director
 
Mgmt
For
For
For
 
 
5.4
Re-elect Bo Angelin as Director
 
Mgmt
For
For
For
 
 
5.5
Re-elect John Buchanan as Director
Mgmt
For
For
For
 
 
5.6
Re-elect Jean-Philippe Courtois as Director
Mgmt
For
For
For
 
 
5.7
Re-elect Jane Henney as Director
 
Mgmt
For
For
For
 
 
5.8
Re-elect Michele Hooper as Director
Mgmt
For
For
For
 
 
5.9
Elect Rudy Markham as Director
 
Mgmt
For
For
For
 
 
5.10
Re-elect Dame Nancy Rothwell as Director
Mgmt
For
For
For
 
 
5.11
Re-elect John Varley as Director
 
Mgmt
For
For
For
 
 
5.12
Re-elect Marcus Wallenberg as Director
Mgmt
For
For
For
 
 
6
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
7
Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to USD 250,000
Mgmt
For
For
For
 
 
8
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 120,636,176
Mgmt
For
For
For
 
 
9
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 18,095,426
Mgmt
For
For
For
 
 
10
Authorise 144,763,412 Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
                 
                 
                 
AstraZeneca plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AZN
CUSIP 046353108
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor
 
Mgmt
For
For
For
 
 
4
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
5
Elect Louis Schweitzer
 
Mgmt
For
For
For
 
 
6
Elect David Brennan
 
Mgmt
For
For
For
 
 
7
Elect Simon Lowth
 
Mgmt
For
For
For
 
 
8
Elect Bo Angelin
 
Mgmt
For
For
For
 
 
9
Elect John Buchanan
 
Mgmt
For
For
For
 
 
10
Elect Jean-Philippe Courtois
 
Mgmt
For
For
For
 
 
11
Elect Jane Henney
 
Mgmt
For
For
For
 
 
12
Elect Michele Hooper
 
Mgmt
For
For
For
 
 
13
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
14
Elect Nancy Rothwell
 
Mgmt
For
For
For
 
 
15
Elect John Varley
 
Mgmt
For
For
For
 
 
16
Elect Marcus Wallenberg
 
Mgmt
For
For
For
 
 
17
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
18
EU Political Donations
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
AT&T Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
T
CUSIP 00206R102
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Randall Stephenson
 
Mgmt
For
For
For
 
 
2
Elect William Aldinger III
 
Mgmt
For
For
For
 
 
3
Elect Gilbert Amelio
 
Mgmt
For
For
For
 
 
4
Elect Reuben Anderson
 
Mgmt
For
For
For
 
 
5
Elect James Blanchard
 
Mgmt
For
For
For
 
 
6
Elect August Busch III
 
Mgmt
For
For
For
 
 
7
Elect Jaime Chico Pardo
 
Mgmt
For
For
For
 
 
8
Elect James Kelly
 
Mgmt
For
For
For
 
 
9
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
10
Elect Lynn Martin
 
Mgmt
For
For
For
 
 
11
Elect John McCoy
 
Mgmt
For
For
For
 
 
12
Elect Mary Metz
 
Mgmt
For
For
For
 
 
13
Elect Joyce Roché
 
Mgmt
For
For
For
 
 
14
Elect Laura Tyson
 
Mgmt
For
For
For
 
 
15
Elect Patricia Upton
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Increase in Authorized Common Shares
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Pension Credit Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Automatic Data Processing
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADP
CUSIP 053015103
 
11/11/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
1.2
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
1.3
Elect Gary Butler
 
Mgmt
For
For
For
 
 
1.4
Elect Leon Cooperman
 
Mgmt
For
For
For
 
 
1.5
Elect Eric Fast
 
Mgmt
For
For
For
 
 
1.6
Elect R. Glenn Hubbard
 
Mgmt
For
For
For
 
 
1.7
Elect John Jones
 
Mgmt
For
For
For
 
 
1.8
Elect Frederic Malek
 
Mgmt
For
For
For
 
 
1.9
Elect Charles Noski
 
Mgmt
For
For
For
 
 
1.10
Elect Sharon Rowlands
 
Mgmt
For
For
For
 
 
1.11
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
1.12
Elect Henry Taub
 
Mgmt
For
For
For
 
 
2
2008 Omnibus Award Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Avon Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVP
CUSIP 054303102
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
1.2
Elect Edward Fogarty
 
Mgmt
For
For
For
 
 
1.3
Elect V. Ann Hailey
 
Mgmt
For
For
For
 
 
1.4
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.5
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.6
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Moore
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Pressler
 
Mgmt
For
For
For
 
 
1.9
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.10
Elect Paula Stern
 
Mgmt
For
For
For
 
 
1.11
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Nanomaterial Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
AXA S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FR0000120628
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
MIX
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Accept Consolidated Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of EUR 0.40 per Share
Mgmt
For
For
For
 
 
4
Approve Auditors' Special Report Regarding Related-Party Transactions
Mgmt
For
For
For
 
 
5
Reelect Jacques de Chateauvieux as Supervisory Board Member
Mgmt
For
For
For
 
 
6
Reelect Anthony Hamilton as Supervisory Board Member
Mgmt
For
For
For
 
 
7
Reelect Michel Pebereau as Supervisory Board Member
Mgmt
For
For
For
 
 
8
Reelect Dominique Reiniche as Supervisory Board Member
Mgmt
For
For
For
 
 
9
Elect Ramon de Oliveira as Supervisory Board Member
Mgmt
For
For
For
 
 
10
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Mgmt
For
For
For
 
 
11
Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value
Mgmt
For
For
For
 
 
12
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion
Mgmt
For
Against
Against
 
 
13
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion
Mgmt
For
Against
Against
 
 
14
Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights
Mgmt
For
Against
Against
 
 
15
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Items 12 to 14 and 16 to 18
Mgmt
For
Against
Against
 
 
16
Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers
Mgmt
For
Against
Against
 
 
17
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Mgmt
For
Against
Against
 
 
18
Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion
Mgmt
For
Against
Against
 
 
19
Approve Issuance of Securities Convertible into Debt
Mgmt
For
For
For
 
 
20
Approve Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
21
Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries
Mgmt
For
For
For
 
 
22
Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
23
Authorize Issuance of Preferred Stock in Favor of Axa Assurances IARD Mutuelle and Axa Assurances Vie Mutuelle for up to Aggregate Nominal Amount of EUR 1 Billion
Mgmt
For
For
For
 
 
24
Authorize Issuance of Preferred Stock with Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion
Mgmt
For
For
For
 
 
25
Authorize Issuance of Preferred Stock without Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion
Mgmt
For
For
For
 
 
26
Adopt New Articles of Association, Pursuant to Items 23 through 25
Mgmt
For
For
For
 
 
27
Authorize Filing of Required Documents/Other Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Baker Hughes Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BHI
CUSIP 057224107
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
 
Mgmt
For
For
For
 
 
1.2
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Chad Deaton
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Djerejian
 
Mgmt
For
For
For
 
 
1.5
Elect Anthony Fernandes
 
Mgmt
For
For
For
 
 
1.6
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.7
Elect Pierre Jungels
 
Mgmt
For
For
For
 
 
1.8
Elect James Lash
 
Mgmt
For
For
For
 
 
1.9
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.10
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Banco Santander S.A.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN ES0113900J37
 
01/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
EGM
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve EUR 88.7 Million Capital Increase via Issuance of 177.4 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 159.1c of Spanish Companies Law
Mgmt
For
For
For
 
 
2
Approve Delivery of 100 Banco Santander Shares to Each Employee of the Abbey National plc.subgroup as Special Bonus at the Completion of the Acquisition of the Retail Deposits and Branch and Distribution Networks of the Bradford & Bingley plc. Group
Mgmt
For
For
For
 
 
3
Authorize Board to Ratify and Execute Approved Resolutions
Mgmt
For
For
For
 
                 
                 
                 
                 
Banco Santander S.A.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN ES0113900J37
 
06/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended December 31, 2008
Mgmt
For
For
For
 
 
2
Approve Allocation of Income
 
Mgmt
For
For
For
 
 
3.1
Reelect Matias Rodriguez Inciarte to the Board of Directors
Mgmt
For
For
For
 
 
3.2
Reelect Manuel Soto Serrano to the Board of Directors
Mgmt
For
For
For
 
 
3.3
Reelect Guillermo de la Dehesa Romero to the Board of Directors
Mgmt
For
For
For
 
 
3.4
Reelect Abel Matutes Juan to the Board of Directors
Mgmt
For
For
For
 
 
4
Reelect Auditors for Fiscal Year 2009<p>
Mgmt
For
For
For
 
 
5
Authorize Repurchase of Shares in Accordance With Article 75 of Corporate Law; Void Authorization Granted on June 21, 2008
Mgmt
For
For
For
 
 
6
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 21, 2008
Mgmt
For
For
For
 
 
7
Authorize Issuance of Equity or Equity-Linked Securities up to Aggregate Nominal Amount of EUR 2.04 Billion without Preemptive Rights
Mgmt
For
Against
Against
 
 
8
Authorize Capitalization of Reserves of 0.5: 1 Bonus Issue; Amend Article 5 Accordingly
Mgmt
For
For
For
 
 
9
Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights
Mgmt
For
Against
Against
 
 
10.1
Approve Bundled Incentive Plans Linked to Predetermined Requirements such as Total Return Results and EPS
Mgmt
For
For
For
 
 
10.2
Approve Savings Plan for Abbey National Plc' Employees and other Companies of Santander Group in the U.K.
Mgmt
For
For
For
 
 
10.3
Approve Issuance of 100 Shares to Employees of Sovereign Subsidiary
Mgmt
For
For
For
 
 
11
Authorize Board to Ratify and Execute Approved Resolutions
Mgmt
For
For
For
 
                 
                 
                 
                 
Banco Santander S.A.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN ES0113900J37
 
09/21/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
EGM
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve EUR 71.69 Million Capital Increase via Issuance of 143.38 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 153.1c of Spanish Companies Law
Mgmt
For
For
For
 
 
2
Approve Delivery of 100 Banco Santander Shares to Each Employee of the Alliance & Leicester Plc Group as Special Bonus at the Completion of the Acquisition
Mgmt
For
For
For
 
 
3
Authorize Board to Ratify and Execute Approved Resolutions
Mgmt
For
For
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505104
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Barnet, III
 
Mgmt
For
For
For
 
 
2
Elect Frank Bramble, Sr.
 
Mgmt
For
For
For
 
 
3
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
4
Elect John Collins
 
Mgmt
For
For
For
 
 
5
Elect Gary Countryman
 
Mgmt
For
For
For
 
 
6
Elect Tommy Franks
 
Mgmt
For
For
For
 
 
7
Elect Charles Gifford
 
Mgmt
For
For
For
 
 
8
Elect Kenneth Lewis
 
Mgmt
For
Against
Against
 
 
9
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
10
Elect Walter Massey
 
Mgmt
For
For
For
 
 
11
Elect Thomas May
 
Mgmt
For
For
For
 
 
12
Elect Patricia Mitchell
 
Mgmt
For
For
For
 
 
13
Elect Joseph Prueher
 
Mgmt
For
For
For
 
 
14
Elect Charles Rossotti
 
Mgmt
For
For
For
 
 
15
Elect Thomas Ryan
 
Mgmt
For
For
For
 
 
16
Elect O. Temple Sloan, Jr.
 
Mgmt
For
For
For
 
 
17
Elect Robert Tillman
 
Mgmt
For
For
For
 
 
18
Elect Jackie Ward
 
Mgmt
For
For
For
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
21
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
24
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
25
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
26
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
27
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
28
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505104
 
12/05/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger Agreement
 
Mgmt
For
Against
Against
 
 
2
Amendment to the 2003 Key Associate Stock Plan
Mgmt
For
Against
Against
 
 
3
Increase of Authorized Common Stock
Mgmt
For
Against
Against
 
 
4
Right to Adjourn Meeting
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Bank Of New York Mellon Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BK
CUSIP 064058100
 
04/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ruth Bruch
 
Mgmt
For
For
For
 
 
1.2
Elect Nicholas Donofrio
 
Mgmt
For
For
For
 
 
1.3
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.4
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Kelly
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Kogan
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Kowalski
 
Mgmt
For
For
For
 
 
1.8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Mehrabian
 
Mgmt
For
For
For
 
 
1.10
Elect Mark Nordenberg
 
Mgmt
For
For
For
 
 
1.11
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
1.12
Elect William Richardson
 
Mgmt
For
For
For
 
 
1.13
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
1.14
Elect John Surma
 
Mgmt
For
For
For
 
 
1.15
Elect Wesley von Schack
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Barrick Gold Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABX
CUSIP 067901108
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Howard Beck
 
Mgmt
For
For
For
 
 
1.2
Elect C. William Birchall
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Carty
 
Mgmt
For
For
For
 
 
1.4
Elect Gustavo Cisneros
 
Mgmt
For
For
For
 
 
1.5
Elect Marshall Cohen
 
Mgmt
For
For
For
 
 
1.6
Elect Peter Crossgrove
 
Mgmt
For
For
For
 
 
1.7
Elect Robert Franklin
 
Mgmt
For
For
For
 
 
1.8
Elect Peter Godsoe
 
Mgmt
For
For
For
 
 
1.9
Elect J. Brett Harvey
 
Mgmt
For
For
For
 
 
1.10
Elect M. Brian Mulroney
 
Mgmt
For
For
For
 
 
1.11
Elect Anthony Munk
 
Mgmt
For
For
For
 
 
1.12
Elect Peter Munk
 
Mgmt
For
For
For
 
 
1.13
Elect Aaron Regent
 
Mgmt
For
For
For
 
 
1.14
Elect Steven Shapiro
 
Mgmt
For
For
For
 
 
1.15
Elect Gregory Wilkins
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding External Independent Report on Operations
Mgmt
Against
Against
For
 
                 
                 
                 
                 
Bayer AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN DE0005752000
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008
Mgmt
For
For
For
 
 
2
Approve Discharge of Management Board for Fiscal 2008
Mgmt
For
For
For
 
 
3
Approve Discharge of Supervisory Board for Fiscal 2008
Mgmt
For
For
For
 
 
4
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
5
Approve Conversion of Bearer Shares into Registered Shares
Mgmt
For
For
For
 
 
6
Amend Articles Re: Allow Electronic Distribution of Company Communications
Mgmt
For
For
For
 
 
7
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009
Mgmt
For
For
For
 
                 
                 
                 
                 
Berkshire Hathaway Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BRKA
CUSIP 084670108
 
05/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Warren Buffett
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Munger
 
Mgmt
For
For
For
 
 
1.3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
1.4
Elect Susan Decker
 
Mgmt
For
For
For
 
 
1.5
Elect William Gates III
 
Mgmt
For
For
For
 
 
1.6
Elect David Gottesman
 
Mgmt
For
For
For
 
 
1.7
Elect Charlotte Guyman
 
Mgmt
For
For
For
 
 
1.8
Elect Donald Keough
 
Mgmt
For
For
For
 
 
1.9
Elect Thomas Murphy
 
Mgmt
For
For
For
 
 
1.10
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
1.11
Elect Walter Scott, Jr.
 
Mgmt
For
For
For
 
 
2
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Best Buy Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BBY
CUSIP 086516101
 
06/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ronald James
 
Mgmt
For
For
For
 
 
1.2
Elect Elliot Kaplan
 
Mgmt
For
For
For
 
 
1.3
Elect Sanjay Khosla
 
Mgmt
For
For
For
 
 
1.4
Elect George Mikan III
 
Mgmt
For
For
For
 
 
1.5
Elect Matthew Paull
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Schulze
 
Mgmt
For
For
For
 
 
1.7
Elect Hatim Tyabji
 
Mgmt
For
For
For
 
 
1.8
Elect Gérard Vittecoq
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Omnibus Stock and Incentive Plan
Mgmt
For
For
For
 
 
4
Amendment to Change the Approval Required For Certain Business Combinations
Mgmt
For
For
For
 
 
5
Amendment to Decrease Shareholder Approval Required to Amend Article IX
Mgmt
For
For
For
 
 
6
Amendment to Decrease Shareholder Approval Required to Remove Directors Without Cause
Mgmt
For
For
For
 
 
7
Amendment to Decrease Shareholder Approval Required to Amend Classified Board Provisions
Mgmt
For
For
For
 
 
8
Amendment to Decrease Shareholder Approval Required For Certain Stock Repurchases from Shareholders
Mgmt
For
For
For
 
 
9
Amendment to Decrease Shareholder Approval Required to Amend Article X
Mgmt
For
For
For
 
                 
                 
                 
                 
Boeing Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BA
CUSIP 097023105
 
04/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Biggs
 
Mgmt
For
For
For
 
 
2
Elect John Bryson
 
Mgmt
For
For
For
 
 
3
Elect Arthur Collins, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Linda Cook
 
Mgmt
For
For
For
 
 
5
Elect William Daley
 
Mgmt
For
For
For
 
 
6
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
7
Elect John McDonnell
 
Mgmt
For
For
For
 
 
8
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Mike Zafirovski
 
Mgmt
For
For
For
 
 
10
Amendment to the 2003 Incentive Stock Plan
Mgmt
For
Against
Against
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Disclosure of Foreign Military Sales
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
BP plc
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN GB0007980591
 
04/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
3
Re-elect Antony Burgmans as Director
Mgmt
For
For
For
 
 
4
Re-elect Cynthia Carroll as Director
Mgmt
For
For
For
 
 
5
Re-elect Sir William Castell as Director
Mgmt
For
For
For
 
 
6
Re-elect Iain Conn as Director
 
Mgmt
For
For
For
 
 
7
Re-elect George David as Director
 
Mgmt
For
For
For
 
 
8
Re-elect Erroll Davis, Jr as Director
 
Mgmt
For
For
For
 
 
9
Elect Robert Dudley as Director
 
Mgmt
For
For
For
 
 
10
Re-elect Douglas Flint as Director
 
Mgmt
For
For
For
 
 
11
Re-elect Dr Byron Grote as Director
Mgmt
For
For
For
 
 
12
Re-elect Dr Tony Hayward as Director
Mgmt
For
For
For
 
 
13
Re-elect Andy Inglis as Director
 
Mgmt
For
For
For
 
 
14
Re-elect Dr DeAnne Julius as Director
Mgmt
For
For
For
 
 
15
Re-elect Sir Tom McKillop as Director
Mgmt
For
For
For
 
 
16
Re-elect Sir Ian Prosser as Director
Mgmt
For
For
For
 
 
17
Re-elect Peter Sutherland as Director
Mgmt
For
For
For
 
 
18
Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration
Mgmt
For
For
For
 
 
19
Authorise 1,800,000,000 Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
20
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,561,000,000
Mgmt
For
For
For
 
 
21
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 234,000,000
Mgmt
For
For
For
 
 
22
Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice
Mgmt
For
For
For
 
                 
                 
                 
                 
Bristol-Myers Squibb Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BMY
CUSIP 110122108
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lamberto  Andreotti
 
Mgmt
For
For
For
 
 
2
Elect Lewis Campbell
 
Mgmt
For
For
For
 
 
3
Elect James Cornelius
 
Mgmt
For
For
For
 
 
4
Elect Louis Freeh
 
Mgmt
For
For
For
 
 
5
Elect Laurie Glimcher
 
Mgmt
For
For
For
 
 
6
Elect Michael Grobstein
 
Mgmt
For
For
For
 
 
7
Elect Leif Johansson
 
Mgmt
For
For
For
 
 
8
Elect Alan Lacy
 
Mgmt
For
For
For
 
 
9
Elect Vicki Sato
 
Mgmt
For
For
For
 
 
10
Elect Togo West
 
Mgmt
For
For
For
 
 
11
Elect R. Sanders Williams
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Disclosure of Executive Compensation
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Eliminating Supermajority Provisions
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Burlington Northern Santa Fe Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BNI
CUSIP 12189T104
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Boeckmann
 
Mgmt
For
For
For
 
 
2
Elect Donald Cook
 
Mgmt
For
For
For
 
 
3
Elect Vilma Martinez
 
Mgmt
For
For
For
 
 
4
Elect Marc Racicot
 
Mgmt
For
For
For
 
 
5
Elect Roy Roberts
 
Mgmt
For
For
For
 
 
6
Elect Matthew Rose
 
Mgmt
For
For
For
 
 
7
Elect Marc Shapiro
 
Mgmt
For
For
For
 
 
8
Elect J. Watts, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Robert West
 
Mgmt
For
For
For
 
 
10
Elect J. Steven Whisler
 
Mgmt
For
For
For
 
 
11
Elect Edward Whitacre, Jr.
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Canadian Natural Resources Ltd.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN CA1363851017
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Director Catherine M. Best
 
Mgmt
For
For
For
 
 
1.2
Elect Director N. Murray Edwards
 
Mgmt
For
For
For
 
 
1.3
Elect Director Gary A. Filmon
 
Mgmt
For
For
For
 
 
1.4
Elect Director Gordon D. Giffin
 
Mgmt
For
For
For
 
 
1.5
Elect Director John G. Langille
 
Mgmt
For
For
For
 
 
1.6
Elect Director Steve W. Laut
 
Mgmt
For
For
For
 
 
1.7
Elect Director Keith A.J. MacPhail
 
Mgmt
For
For
For
 
 
1.8
Elect Director Allan P. Markin
 
Mgmt
For
For
For
 
 
1.9
Elect Director Frank J. McKenna
 
Mgmt
For
For
For
 
 
1.10
Elect Director James S. Palmer
 
Mgmt
For
For
For
 
 
1.11
Elect Director Eldon R. Smith
 
Mgmt
For
For
For
 
 
1.12
Elect Director David A. Tuer
 
Mgmt
For
For
For
 
 
2
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
Mgmt
For
For
For
 
                 
                 
                 
                 
Canon Inc.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN JP3242800005
 
03/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, With a Final Dividend of JY 55
Mgmt
For
For
For
 
 
2
Amend Articles to Reflect Digitalization of Share Certificates
Mgmt
For
For
For
 
 
3.1
Elect Director
 
Mgmt
For
For
For
 
 
3.2
Elect Director
 
Mgmt
For
For
For
 
 
3.3
Elect Director
 
Mgmt
For
For
For
 
 
3.4
Elect Director
 
Mgmt
For
For
For
 
 
3.5
Elect Director
 
Mgmt
For
For
For
 
 
3.6
Elect Director
 
Mgmt
For
For
For
 
 
3.7
Elect Director
 
Mgmt
For
For
For
 
 
3.8
Elect Director
 
Mgmt
For
For
For
 
 
3.9
Elect Director
 
Mgmt
For
For
For
 
 
3.10
Elect Director
 
Mgmt
For
For
For
 
 
3.11
Elect Director
 
Mgmt
For
For
For
 
 
3.12
Elect Director
 
Mgmt
For
For
For
 
 
3.13
Elect Director
 
Mgmt
For
For
For
 
 
3.14
Elect Director
 
Mgmt
For
For
For
 
 
3.15
Elect Director
 
Mgmt
For
For
For
 
 
3.16
Elect Director
 
Mgmt
For
For
For
 
 
3.17
Elect Director
 
Mgmt
For
For
For
 
 
3.18
Elect Director
 
Mgmt
For
For
For
 
 
3.19
Elect Director
 
Mgmt
For
For
For
 
 
3.20
Elect Director
 
Mgmt
For
For
For
 
 
3.21
Elect Director
 
Mgmt
For
For
For
 
 
3.22
Elect Director
 
Mgmt
For
For
For
 
 
3.23
Elect Director
 
Mgmt
For
For
For
 
 
3.24
Elect Director
 
Mgmt
For
For
For
 
 
3.25
Elect Director
 
Mgmt
For
For
For
 
 
4
Approve Retirement Bonus for Director
Mgmt
For
Abstain
Against
 
 
5
Approve Payment of Annual Bonuses to Directors
Mgmt
For
For
For
 
 
6
Approve Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Capital One Financial Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COF
CUSIP 14040H105
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Fairbank
 
Mgmt
For
For
For
 
 
2
Elect Edward Campbell
 
Mgmt
For
For
For
 
 
3
Elect Bradford Warner
 
Mgmt
For
For
For
 
 
4
Elect Stanley Westreich
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Amendment to the 2004 Stock Incentive Plan
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Cardinal Health, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAH
CUSIP 14149Y108
 
06/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Option Exchange Program
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Cardinal Health, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAH
CUSIP 14149Y108
 
11/05/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Colleen Arnold
 
Mgmt
For
For
For
 
 
1.2
Elect R. Kerry Clark
 
Mgmt
For
For
For
 
 
1.3
Elect Calvin Darden
 
Mgmt
For
For
For
 
 
1.4
Elect John Finn
 
Mgmt
For
For
For
 
 
1.5
Elect Philip Francis
 
Mgmt
For
For
For
 
 
1.6
Elect Gregory Kenny
 
Mgmt
For
For
For
 
 
1.7
Elect J. Michael Losh
 
Mgmt
For
For
For
 
 
1.8
Elect John McCoy
 
Mgmt
For
For
For
 
 
1.9
Elect Richard Notebaert
 
Mgmt
For
For
For
 
 
1.10
Elect Michael O'Halleran
 
Mgmt
For
For
For
 
 
1.11
Elect David Raisbeck
 
Mgmt
For
For
For
 
 
1.12
Elect Jean Spaulding
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
4
Elimination of Cumulative Voting
 
Mgmt
For
Against
Against
 
 
5
Adoption of an Advance Notice Requirement
Mgmt
For
For
For
 
 
6
Amendment to the Articles of Incorporation Regarding Minimum Stated Capital
Mgmt
For
For
For
 
 
7
Amendment to the 2005 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
8
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Performance-Based Stock Options
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Carnival Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CCL
CUSIP 143658300
 
04/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Micky Arison
 
Mgmt
For
For
For
 
 
1.2
Elect Richard Capen, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Robert Dickinson
 
Mgmt
For
For
For
 
 
1.4
Elect Arnold Donald
 
Mgmt
For
For
For
 
 
1.5
Elect Pier Foschi
 
Mgmt
For
For
For
 
 
1.6
Elect Howard Frank
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Glasier
 
Mgmt
For
For
For
 
 
1.8
Elect Modesto Maidique
 
Mgmt
For
For
For
 
 
1.9
Elect Sir John Parker
 
Mgmt
For
For
For
 
 
1.10
Elect Peter Ratcliffe
 
Mgmt
For
For
For
 
 
1.11
Elect Stuart Subotnick
 
Mgmt
For
For
For
 
 
1.12
Elect Laura Weil
 
Mgmt
For
For
For
 
 
1.13
Elect Randall Weisenburger
 
Mgmt
For
For
For
 
 
1.14
Elect Uzi Zucker
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
6
Authority to Increase Authorised Capital
Mgmt
For
For
For
 
 
7
Adoption of New Articles
 
Mgmt
For
For
For
 
 
8
Further Amendments to Articles
 
Mgmt
For
For
For
 
 
9
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Chevron Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVX
CUSIP 166764100
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Samuel Armacost
 
Mgmt
For
For
For
 
 
2
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
3
Elect Robert Denham
 
Mgmt
For
For
For
 
 
4
Elect Robert Eaton
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Franklyn Jenifer
 
Mgmt
For
For
For
 
 
7
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
8
Elect David O'Reilly
 
Mgmt
For
For
For
 
 
9
Elect Donald Rice
 
Mgmt
For
For
For
 
 
10
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
11
Elect Charles Shoemate
 
Mgmt
For
For
For
 
 
12
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
13
Elect Carl Ware
 
Mgmt
For
For
For
 
 
14
Elect John Watson
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Approval of Performance Goals for the Chevron Incentive Plan
Mgmt
For
Against
Against
 
 
17
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Human Rights Policy
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Report on Host Country Laws
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Cisco Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSCO
CUSIP 17275R102
 
11/13/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
3
Elect Michael Capellas
 
Mgmt
For
For
For
 
 
4
Elect Larry Carter
 
Mgmt
For
For
For
 
 
5
Elect John Chambers
 
Mgmt
For
For
For
 
 
6
Elect Brian Halla
 
Mgmt
For
For
For
 
 
7
Elect John Hennessy
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Roderick McGeary
 
Mgmt
For
For
For
 
 
10
Elect Michael Powell
 
Mgmt
For
For
For
 
 
11
Elect Steven West
 
Mgmt
For
For
For
 
 
12
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Formation of a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Citigroup Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
C
CUSIP 172967101
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Michael Armstrong
 
Mgmt
For
For
For
 
 
2
Elect Alain Belda
 
Mgmt
For
For
For
 
 
3
Elect John Deutch
 
Mgmt
For
Abstain
Against
 
 
4
Elect Jerry Grundhofer
 
Mgmt
For
For
For
 
 
5
Elect Andrew Liveris
 
Mgmt
For
Abstain
Against
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
Abstain
Against
 
 
7
Elect Michael O'Neill
 
Mgmt
For
For
For
 
 
8
Elect Vikram Pandit
 
Mgmt
For
For
For
 
 
9
Elect Richard Parsons
 
Mgmt
For
For
For
 
 
10
Elect Lawrence Ricciardi
 
Mgmt
For
For
For
 
 
11
Elect Judith Rodin
 
Mgmt
For
Abstain
Against
 
 
12
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
13
Elect Anthony Santomero
 
Mgmt
For
For
For
 
 
14
Elect William Thompson
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
2009 Stock Incentive Plan
 
Mgmt
For
Against
Against
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Double Board Nominees
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Carbon Principles Report
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Compensation Consultants
ShrHoldr
Against
For
Against
 
 
25
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
26
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Coca-Cola Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KO
CUSIP 191216100
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allen
 
Mgmt
For
For
For
 
 
2
Elect Ronald Allen
 
Mgmt
For
Abstain
Against
 
 
3
Elect Cathleen Black
 
Mgmt
For
Abstain
Against
 
 
4
Elect Barry Diller
 
Mgmt
For
For
For
 
 
5
Elect Alexis Herman
 
Mgmt
For
Abstain
Against
 
 
6
Elect Muhtar Kent
 
Mgmt
For
For
For
 
 
7
Elect Donald Keough
 
Mgmt
For
For
For
 
 
8
Elect Maria Lagomasino
 
Mgmt
For
Abstain
Against
 
 
9
Elect Donald McHenry
 
Mgmt
For
For
For
 
 
10
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
11
Elect James Robinson, III
 
Mgmt
For
Abstain
Against
 
 
12
Elect Peter Ueberroth
 
Mgmt
For
For
For
 
 
13
Elect Jacob Wallenberg
 
Mgmt
For
For
For
 
 
14
Elect James Williams
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Comcast Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMCSA
CUSIP 20030N101
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect S. Decker Anstrom
 
Mgmt
For
For
For
 
 
1.2
Elect Kenneth Bacon
 
Mgmt
For
For
For
 
 
1.3
Elect Sheldon Bonovitz
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Breen
 
Mgmt
For
For
For
 
 
1.5
Elect Julian Brodsky
 
Mgmt
For
For
For
 
 
1.6
Elect Joseph Collins
 
Mgmt
For
For
For
 
 
1.7
Elect J. Michael Cook
 
Mgmt
For
For
For
 
 
1.8
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.9
Elect Jeffrey Honickman
 
Mgmt
For
For
For
 
 
1.10
Elect Brian Roberts
 
Mgmt
For
For
For
 
 
1.11
Elect Ralph Roberts
 
Mgmt
For
For
For
 
 
1.12
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
1.13
Elect Michael Sovern
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2002 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 2002 Restricted Stock Plan
Mgmt
For
For
For
 
 
5
Amendment to the 2003 Stock Option Plan
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Disclosure of Executives Earning in Excess of $500,000
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffin) Arrangements
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding a Recapitalization Plan
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
ConAgra Foods, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAGPRE
CUSIP 205887102
 
09/25/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mogens Bay
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Butler
 
Mgmt
For
For
For
 
 
1.3
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
1.4
Elect W.G. Jurgensen
 
Mgmt
For
For
For
 
 
1.5
Elect Ruth Ann Marshall
 
Mgmt
For
For
For
 
 
1.6
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.7
Elect Andrew Schindler
 
Mgmt
For
For
For
 
 
1.8
Elect Kenneth Stinson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Conocophillips
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COP
CUSIP 20825C104
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
 
Mgmt
For
For
For
 
 
2
Elect Richard Auchinleck
 
Mgmt
For
For
For
 
 
3
Elect James Copeland Jr.
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Ruth Harkin
 
Mgmt
For
For
For
 
 
6
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
7
Elect James Mulva
 
Mgmt
For
For
For
 
 
8
Elect Harald Norvik
 
Mgmt
For
For
For
 
 
9
Elect William Reilly
 
Mgmt
For
For
For
 
 
10
Elect Bobby Shackouls
 
Mgmt
For
For
For
 
 
11
Elect Victoria Tschinkel
 
Mgmt
For
For
For
 
 
12
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
13
Elect William Wade, Jr.
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
2009 Omnibus Stock and Performance Incentive Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Director Qualifications
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Corning Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GLW
CUSIP 219350105
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Flaws
 
Mgmt
For
For
For
 
 
1.2
Elect James Houghton
 
Mgmt
For
For
For
 
 
1.3
Elect James O'Connor
 
Mgmt
For
For
For
 
 
1.4
Elect Deborah Rieman
 
Mgmt
For
For
For
 
 
1.5
Elect Peter Volanakis
 
Mgmt
For
For
For
 
 
1.6
Elect Mark Wrighton
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
CSX Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSX
CUSIP 126408103
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Donna Alvarado
 
Mgmt
For
For
For
 
 
1.2
Elect Alexandre Behring
 
Mgmt
For
For
For
 
 
1.3
Elect John Breaux
 
Mgmt
For
For
For
 
 
1.4
Elect Steven Halverson
 
Mgmt
For
For
For
 
 
1.5
Elect Edward Kelly, III
 
Mgmt
For
For
For
 
 
1.6
Elect Gilbert Lamphere
 
Mgmt
For
For
For
 
 
1.7
Elect John McPherson
 
Mgmt
For
For
For
 
 
1.8
Elect Timothy O'Toole
 
Mgmt
For
For
For
 
 
1.9
Elect David Ratcliffe
 
Mgmt
For
For
For
 
 
1.10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
1.11
Elect Michael Ward
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cummins Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMI
CUSIP 231021106
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Bernhard
 
Mgmt
For
For
For
 
 
2
Elect Robert Darnall
 
Mgmt
For
For
For
 
 
3
Elect Robert Herdman
 
Mgmt
For
For
For
 
 
4
Elect Alexis Herman
 
Mgmt
For
For
For
 
 
5
Elect N. Thomas Linebarger
 
Mgmt
For
For
For
 
 
6
Elect William Miller
 
Mgmt
For
For
For
 
 
7
Elect Georgia Nelson
 
Mgmt
For
For
For
 
 
8
Elect Theodore Solso
 
Mgmt
For
For
For
 
 
9
Elect Carl Ware
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Amendment to the 2003 Stock Incentive Plan
Mgmt
For
For
For
 
 
12
Reapproval of Performance Goals Under Bonus Plans
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Adoption of International Labor Organization Standards
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Daimler AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN DE0007100000
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
2
Approve Allocation of Income and Dividends of EUR 0.60 per Share
Mgmt
For
For
For
 
 
3
Approve Discharge of Management Board for Fiscal 2008
Mgmt
For
For
For
 
 
4
Approve Discharge of Supervisory Board for Fiscal 2008
Mgmt
For
For
For
 
 
5
Ratify KPMG AG as Auditors for Fiscal 2009
Mgmt
For
For
For
 
 
6
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
7
Authorize Use of Financial Derivatives when Repurchasing Shares<p>
Mgmt
For
Against
Against
 
 
8.1
Elect Gerard Kleisterlee to the Supervisory Board
Mgmt
For
For
For
 
 
8.2
Reelect Manfred Schneider to the Supervisory Board
Mgmt
For
For
For
 
 
8.3
Elect Lloyd Trotter to the Supervisory Board
Mgmt
For
For
For
 
 
8.4
Reelect Bernhard Walter to the Supervisory Board
Mgmt
For
For
For
 
 
8.5
Reelect Lynton Wilson to the Supervisory Board
Mgmt
For
For
For
 
 
9
Approve Affiliation Agreements with EvoBus GmbH
Mgmt
For
For
For
 
 
10
Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive)
Mgmt
For
For
For
 
 
11
Approve Creation of EUR 1 Billion Pool of Capital without Preemptive Rights
Mgmt
For
For
For
 
                 
                 
                 
                 
Deere & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DE
CUSIP 244199105
 
02/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
3
Elect Clayton Jones
 
Mgmt
For
For
For
 
 
4
Elect Thomas Patrick
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
For
For
For
 
 
7
Shareholder Proposal Regarding Advisory Vote on Executive Compensation
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Deutsche Telekom AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN DE0005557508
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
2
Approve Allocation of Income and Dividends of EUR 0.78 per Share
Mgmt
For
For
For
 
 
3
Approve Discharge of Management Board for Fiscal 2008
Mgmt
For
For
For
 
 
4
Approve Postponement of Discharge for Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008
Mgmt
For
For
For
 
 
5
Approve Discharge of Supervisory Board Members, Excluding Klaus Zumwinkel, for Fiscal 2008
Mgmt
For
For
For
 
 
6
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009
Mgmt
For
For
For
 
 
7
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
8
Elect Joerg Asmussen to the Supervisory Board
Mgmt
For
For
For
 
 
9
Elect Ulrich Schroeder to the Supervisory Board
Mgmt
For
For
For
 
 
10
Approve Affiliation Agreements with Subsidiary Interactive Media CCSP GmbH
Mgmt
For
For
For
 
 
11
Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights
Mgmt
For
Against
Against
 
 
12
Approve Creation of EUR 38.4 Million Pool of Capital without Preemptive Rights
Mgmt
For
For
For
 
 
13
Amend Articles Re: Audio/Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive)
Mgmt
For
For
For
 
 
14
Amend Articles Re: Attestation of Shareholding and Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive)
Mgmt
For
For
For
 
                 
                 
                 
                 
Devon Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DVN
CUSIP 25179M103
 
06/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Howard
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Kanovsky
 
Mgmt
For
For
For
 
 
1.3
Elect J. Todd Mitchell
 
Mgmt
For
For
For
 
 
1.4
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
2
Elect Robert Mosbacher, Jr.
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
2009 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Diamond Offshore Drilling, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DO
CUSIP 25271C102
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Tisch
 
Mgmt
For
For
For
 
 
1.2
Elect Lawrence Dickerson
 
Mgmt
For
For
For
 
 
1.3
Elect John Bolton
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Fabrikant
 
Mgmt
For
For
For
 
 
1.5
Elect Paul Gaffney, II
 
Mgmt
For
For
For
 
 
1.6
Elect Edward Grebow
 
Mgmt
For
For
For
 
 
1.7
Elect Herbert Hofmann
 
Mgmt
For
For
For
 
 
1.8
Elect Arthur Rebell
 
Mgmt
For
For
For
 
 
1.9
Elect Raymond Troubh
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Dominion Resources, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
D
CUSIP 25746U109
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Peter Brown
 
Mgmt
For
For
For
 
 
2
Elect George Davidson, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Farrell, II
 
Mgmt
For
For
For
 
 
4
Elect John Harris
 
Mgmt
For
For
For
 
 
5
Elect Robert Jepson, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Mark Kington
 
Mgmt
For
For
For
 
 
7
Elect Benjamin Lambert, III
 
Mgmt
For
For
For
 
 
8
Elect Margeret McKenna
 
Mgmt
For
For
For
 
 
9
Elect Frank Royal
 
Mgmt
For
For
For
 
 
10
Elect David Wollard
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 2005 Incentive Compensation Plan
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Fossil Fuel Reduction
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Approval of SERP Benefits
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Dow Chemical Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DOW
CUSIP 260543103
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Arnold Allemang
 
Mgmt
For
For
For
 
 
2
Elect Jacqueline Barton
 
Mgmt
For
For
For
 
 
3
Elect James Bell
 
Mgmt
For
For
For
 
 
4
Elect Jeff Fettig
 
Mgmt
For
For
For
 
 
5
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
6
Elect John Hess
 
Mgmt
For
For
For
 
 
7
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
8
Elect Geoffery Merszei
 
Mgmt
For
For
For
 
 
9
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
10
Elect James Ringler
 
Mgmt
For
For
For
 
 
11
Elect Ruth Shaw
 
Mgmt
For
For
For
 
 
12
Elect Paul Stern
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding the Right to Call Special Meetings
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Say on Executive Pay
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Environmental Remediation in the Midland Area
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
E.I. DuPont de Nemours & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DD
CUSIP 263534109
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Samuel Bodman III
 
Mgmt
For
For
For
 
 
2
Elect Richard Brown
 
Mgmt
For
For
For
 
 
3
Elect Robert Brown
 
Mgmt
For
For
For
 
 
4
Elect Bertrand Collomb
 
Mgmt
For
For
For
 
 
5
Elect Curtis Crawford
 
Mgmt
For
For
For
 
 
6
Elect Alexander Cutler
 
Mgmt
For
For
For
 
 
7
Elect John Dillon
 
Mgmt
For
For
For
 
 
8
Elect Eleuthère Du Pont
 
Mgmt
For
For
For
 
 
9
Elect Marillyn Hewson
 
Mgmt
For
For
For
 
 
10
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
12
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
13
Elect William Reilly
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Eli Lilly and Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLY
CUSIP 532457108
 
04/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Martin Feldstein
 
Mgmt
For
For
For
 
 
1.2
Elect J. Erik Fyrwald
 
Mgmt
For
For
For
 
 
1.3
Elect Ellen Marram
 
Mgmt
For
For
For
 
 
1.4
Elect Douglas Oberhelman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
4
Amendment to the Bonus Plan
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Eliminating Supermajority Provisions
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Simple  Majority Vote
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
EnCana Corporation
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN CA2925051047
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Director Ralph S. Cunningham
Mgmt
For
For
For
 
 
1.2
Elect Director Patrick D. Daniel
 
Mgmt
For
For
For
 
 
1.3
Elect Director Ian W. Delaney
 
Mgmt
For
For
For
 
 
1.4
Elect Director Randall K. Eresman
 
Mgmt
For
For
For
 
 
1.5
Elect Director Claire S. Farley
 
Mgmt
For
For
For
 
 
1.6
Elect Director Michael A. Grandin
 
Mgmt
For
For
For
 
 
1.7
Elect Director Barry W. Harrison
 
Mgmt
For
For
For
 
 
1.8
Elect Director Valerie A.A. Nielsen
 
Mgmt
For
For
For
 
 
1.9
Elect Director David P. O'Brien
 
Mgmt
For
For
For
 
 
1.10
Elect Director Jane L. Peverett
 
Mgmt
For
For
For
 
 
1.11
Elect Director Allan P. Sawin
 
Mgmt
For
For
For
 
 
1.12
Elect Director Wayne G. Thomson
 
Mgmt
For
For
For
 
 
1.13
Elect Director Clayton H. Woitas
 
Mgmt
For
For
For
 
 
2
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
Mgmt
For
For
For
 
                 
                 
                 
                 
Eni Spa
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN IT0003132476
 
04/30/2009
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
AGM
Italy
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports
Mgmt
For
TNA
N/A
 
 
2
Approve Allocation of Income
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Exelon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
2
Elect M. Walter D'Alessio
 
Mgmt
For
For
For
 
 
3
Elect Bruce DeMars
 
Mgmt
For
For
For
 
 
4
Elect Nelson Diaz
 
Mgmt
For
For
For
 
 
5
Elect Rosemarie Greco
 
Mgmt
For
For
For
 
 
6
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
7
Elect John Palms
 
Mgmt
For
For
For
 
 
8
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
9
Elect John Rowe
 
Mgmt
For
For
For
 
 
10
Elect Stephen Steinour
 
Mgmt
For
For
For
 
 
11
Renewal of the Annual Incentive Plan for Senior Executives
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Global Warming Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
FedEx Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FDX
CUSIP 31428X106
 
09/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barksdale
 
Mgmt
For
For
For
 
 
2
Elect August Busch IV
 
Mgmt
For
For
For
 
 
3
Elect John Edwardson
 
Mgmt
For
For
For
 
 
4
Elect Judith Estrin
 
Mgmt
For
For
For
 
 
5
Elect J.R. Hyde, III
 
Mgmt
For
For
For
 
 
6
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
7
Elect Steven Loranger
 
Mgmt
For
For
For
 
 
8
Elect Gary Loveman
 
Mgmt
For
For
For
 
 
9
Elect Frederick Smith
 
Mgmt
For
For
For
 
 
10
Elect Joshua Smith
 
Mgmt
For
For
For
 
 
11
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
12
Elect Peter Willmott
 
Mgmt
For
For
For
 
 
13
Amendment to the Incentive Stock Plan
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Shareholder Vote on Executive Pay
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Fifth Third Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FITB
CUSIP 316773100
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Darryl Allen
 
Mgmt
For
For
For
 
 
1.2
Elect John Barrett
 
Mgmt
For
For
For
 
 
1.3
Elect Ulysses Bridgeman, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect James Hackett
 
Mgmt
For
For
For
 
 
1.5
Elect Gary Heminger
 
Mgmt
For
For
For
 
 
1.6
Elect Kevin Kabat
 
Mgmt
For
For
For
 
 
1.7
Elect Mitchel Livingston
 
Mgmt
For
For
For
 
 
1.8
Elect Hendrick Meijer
 
Mgmt
For
For
For
 
 
1.9
Elect John Schiff, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect Dudley Taft
 
Mgmt
For
For
For
 
 
1.11
Elect Thomas Traylor
 
Mgmt
For
For
For
 
 
1.12
Elect Marsha Williams
 
Mgmt
For
For
For
 
 
2
Amendment to Authorized Preferred Stock
Mgmt
For
For
For
 
 
3
Amendment to the 1993 Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Sale of the Company or Assets
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Fifth Third Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FITB
CUSIP 316773209
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendment to Authorized Preferred Stock
Mgmt
For
For
For
 
                 
                 
                 
                 
Fifth Third Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FITB
CUSIP 316773209
 
12/29/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendment to Authorized Preferred Stock
Mgmt
For
For
For
 
 
2
Amendment to Authorized Preferred Stock
Mgmt
For
For
For
 
 
3
Amendment to Authorized Preferred Stock
Mgmt
For
For
For
 
 
4
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Firstenergy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FE
CUSIP 337932107
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Paul Addison
 
Mgmt
For
For
For
 
 
1.2
Elect Anthony Alexander
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Anderson
 
Mgmt
For
For
For
 
 
1.4
Elect Carol Cartwright
 
Mgmt
For
For
For
 
 
1.5
Elect William Cottle
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Heisler, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Ernest Novak, Jr.
 
Mgmt
For
For
For
 
 
1.8
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
1.9
Elect George Smart
 
Mgmt
For
For
For
 
 
1.10
Elect Wes Taylor
 
Mgmt
For
For
For
 
 
1.11
Elect Jesse Williams, Sr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding a Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Proponent Engagement Process
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Flextronics International Ltd
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FLEX
CUSIP Y2573F102
 
09/30/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
2
Elect Ajay Shah
 
Mgmt
For
For
For
 
 
3
Elect Willy Shih
 
Mgmt
For
For
For
 
 
4
Elect Rockwell Schnabel
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Authorize Ordinary Share Issuances
Mgmt
For
For
For
 
 
7
Renew Share Purchase Mandate
 
Mgmt
For
For
For
 
 
8
Amendment to 2001 Equity Incentive Plan to Increase Shares for Stock Bonus Issuance
Mgmt
For
For
For
 
 
9
Amendment to 2001 Equity Incentive Plan To Increase Sub-limit Maximum Number of Ordinary Shares
Mgmt
For
Against
Against
 
 
10
Amendment to 2001 Equity Incentive Plan to Increase Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
FPL Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FPL
CUSIP 302571104
 
05/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Sherry Barrat
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Beall, II
 
Mgmt
For
For
For
 
 
1.3
Elect J. Hyatt Brown
 
Mgmt
For
For
For
 
 
1.4
Elect James Camaren
 
Mgmt
For
For
For
 
 
1.5
Elect J. Brian Ferguson
 
Mgmt
For
For
For
 
 
1.6
Elect Lewis Hay III
 
Mgmt
For
For
For
 
 
1.7
Elect Toni Jennings
 
Mgmt
For
For
For
 
 
1.8
Elect Oliver Kingsley, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect Rudy Schupp
 
Mgmt
For
For
For
 
 
1.10
Elect Michael Thaman
 
Mgmt
For
For
For
 
 
1.11
Elect Hansel Tookes, II
 
Mgmt
For
For
For
 
 
1.12
Elect Paul Tregurtha
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Long Term Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
France Telecom
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FR0000133308
 
05/26/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
MIX
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Financial Statements and Discharge Directors
Mgmt
For
For
For
 
 
2
Accept Consolidated Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of EUR 1.40 per Share
Mgmt
For
For
For
 
 
4
Approve Auditors' Special Report Regarding Related-Party Transactions
Mgmt
For
For
For
 
 
5
Renew Appointment of Ernst and Young Audit as Auditor
Mgmt
For
For
For
 
 
6
Renew Appointment of Auditex as Alternate Auditor
Mgmt
For
For
For
 
 
7
Renew Appointment of Deloitte and Associes as Auditor
Mgmt
For
For
For
 
 
8
Renew Appointment of BEAS as Alternate Auditor
Mgmt
For
For
For
 
 
9
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Mgmt
For
For
For
 
 
10
Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors
Mgmt
For
For
For
 
 
11
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion
Mgmt
For
Against
Against
 
 
12
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 1.5 Billion
Mgmt
For
Against
Against
 
 
13
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
Mgmt
For
Against
Against
 
 
14
Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers
Mgmt
For
Against
Against
 
 
15
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Mgmt
For
Against
Against
 
 
16
Authorize Capital Increase of up to EUR 70 Million Reserved for Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement
Mgmt
For
Against
Against
 
 
17
Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement
Mgmt
For
For
For
 
 
18
Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 3.5 Billion
Mgmt
For
Against
Against
 
 
19
Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 7 Billion
Mgmt
For
For
For
 
 
20
Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value
Mgmt
For
For
For
 
 
21
Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan
Mgmt
For
For
For
 
 
22
Approve Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
23
Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
24
Authorize Filing of Required Documents/Other Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
GDF Suez
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FR0010208488
 
05/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
MIX
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Accept Consolidated Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of EUR 2.20 per Share
Mgmt
For
For
For
 
 
4
Approve Auditors' Special Report Regarding Related-Party Transactions
Mgmt
For
For
For
 
 
5
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Mgmt
For
For
For
 
 
6
Elect Patrick Arnaud as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
7
Elect Charles Bourgeois as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
8
Elect Emmanuel Bridoux as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
9
Elect Gabrielle Prunet as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
10
Elect Jean-Luc Rigo as Representative of Employee Shareholders to the Board
Mgmt
For
Against
Against
 
 
11
Elect Philippe Taurines as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
12
Elect Robin Vander Putten as Representative of Employee Shareholders to the Board
Mgmt
For
Abstain
Against
 
 
13
Approve Employee Stock Purchase Plan for International Employees
Mgmt
For
For
For
 
 
14
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan
Mgmt
For
For
For
 
 
15
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan
Mgmt
For
For
For
 
 
16
Authorize Filing of Required Documents/Other Formalities
Mgmt
For
For
For
 
 
16.1
Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan to All Employees
ShrHoldr
Against
Against
For
 
 
16.2
Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan  to All Employees and Officers
ShrHoldr
Against
Against
For
 
 
16.3
Approve Dividends of EUR 0.80 per Share
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
GDF Suez
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FR0010208488
 
12/17/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
EGM
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Spin-Off Agreement and Its Remuneration to GDF Investissements 31
Mgmt
For
For
For
 
 
2
Approve Spin-Off Agreement and Its Remuneration to GDF Investissements 37
Mgmt
For
For
For
 
 
3
Amend Article 16 of the Bylaws Re: Election of Vice-Chairman
Mgmt
For
For
For
 
 
4
Amend Articles 13.1 and 13.3 of the Bylaws Re: Election of Shareholder Employee Representative to the Board of Directors
Mgmt
For
For
For
 
 
5
Authorize Filing of Required Documents/Other Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
General Dynamics Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GD
CUSIP 369550108
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
2
Elect James Crown
 
Mgmt
For
For
For
 
 
3
Elect William Fricks
 
Mgmt
For
For
For
 
 
4
Elect Jay Johnson
 
Mgmt
For
For
For
 
 
5
Elect George Joulwan
 
Mgmt
For
For
For
 
 
6
Elect Paul Kaminski
 
Mgmt
For
For
For
 
 
7
Elect John Keane
 
Mgmt
For
For
For
 
 
8
Elect Deborah Lucas
 
Mgmt
For
For
For
 
 
9
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
10
Elect J. Christopher Reyes
 
Mgmt
For
For
For
 
 
11
Elect Robert Walmsley
 
Mgmt
For
For
For
 
 
12
2009 Equity Compensation Plan
 
Mgmt
For
Against
Against
 
 
13
2009 United Kingdom Share Save Plan
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Space Weapons
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Executive Death Benefit Payments
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Electric Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GE
CUSIP 369604103
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Sir William Castell
 
Mgmt
For
For
For
 
 
3
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
4
Elect Susan Hockfield
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Immelt
 
Mgmt
For
For
For
 
 
6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
7
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
8
Elect Robert Lane
 
Mgmt
For
For
For
 
 
9
Elect Ralph Larsen
 
Mgmt
For
For
For
 
 
10
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
11
Elect James Mulva
 
Mgmt
For
For
For
 
 
12
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
13
Elect Roger Penske
 
Mgmt
For
For
For
 
 
14
Elect Robert Swieringa
 
Mgmt
For
For
For
 
 
15
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Study on Breaking up the Company
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Dividend Payments to Executives
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Mills, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GIS
CUSIP 370334104
 
09/22/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bradbury Anderson
 
Mgmt
For
For
For
 
 
2
Elect Paul Danos
 
Mgmt
For
For
For
 
 
3
Elect William Esrey
 
Mgmt
For
For
For
 
 
4
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
5
Elect Judith Hope
 
Mgmt
For
For
For
 
 
6
Elect Heidi Miller
 
Mgmt
For
For
For
 
 
7
Elect Hilda Ochoa-Brillembourg
 
Mgmt
For
For
For
 
 
8
Elect Steve Odland
 
Mgmt
For
For
For
 
 
9
Elect Kendall Powell
 
Mgmt
For
For
For
 
 
10
Elect Lois Quam
 
Mgmt
For
For
For
 
 
11
Elect Michael Rose
 
Mgmt
For
For
For
 
 
12
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
13
Elect Dorothy Terrell
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Google Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GOOG
CUSIP 38259P508
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Eric Schmidt
 
Mgmt
For
For
For
 
 
1.2
Elect Sergey Brin
 
Mgmt
For
For
For
 
 
1.3
Elect Larry Page
 
Mgmt
For
For
For
 
 
1.4
Elect L. John Doerr
 
Mgmt
For
For
For
 
 
1.5
Elect John Hennessy
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Mather
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
1.9
Elect K. Shriram
 
Mgmt
For
For
For
 
 
1.10
Elect Shirley Tilghman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock Plan
 
Mgmt
For
Against
Against
 
 
4
Shareholder proposal regarding political contribution disclosure
ShrHoldr
For
For
For
 
 
5
Shareholder proposal regarding internet censorship
ShrHoldr
Against
Against
For
 
 
6
Shareholder proposal regarding health care reform
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
H.J. Heinz Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HNZ
CUSIP 423074103
 
08/13/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Johnson
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Leonard Coleman, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Drosdick
 
Mgmt
For
For
For
 
 
5
Elect Edith Holiday
 
Mgmt
For
For
For
 
 
6
Elect Candace Kendle
 
Mgmt
For
For
For
 
 
7
Elect Dean O'Hare
 
Mgmt
For
For
For
 
 
8
Elect Nelson Peltz
 
Mgmt
For
For
For
 
 
9
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
10
Elect Lynn Swann
 
Mgmt
For
For
For
 
 
11
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
12
Elect Michael Weinstein
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Elimination of the Supermajority Requirement Regarding Provisions Relating to Limitation of Director Liability and Director and Officer Indemnification
Mgmt
For
For
For
 
 
15
Elimination of the Supermajority Requirement Regarding Certain Business Combinations
Mgmt
For
For
For
 
                 
                 
                 
                 
Halliburton Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HAL
CUSIP 406216101
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan Bennett
 
Mgmt
For
For
For
 
 
2
Elect James Boyd
 
Mgmt
For
Abstain
Against
 
 
3
Elect Milton Carroll
 
Mgmt
For
Abstain
Against
 
 
4
Elect S. Malcolm Gillis
 
Mgmt
For
For
For
 
 
5
Elect James Hackett
 
Mgmt
For
Abstain
Against
 
 
6
Elect David Lesar
 
Mgmt
For
For
For
 
 
7
Elect Robert Malone
 
Mgmt
For
For
For
 
 
8
Elect J. Landis Martin
 
Mgmt
For
For
For
 
 
9
Elect Jay Precourt
 
Mgmt
For
For
For
 
 
10
Elect Debra Reed
 
Mgmt
For
Abstain
Against
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 1993 Stock and Incentive Plan
Mgmt
For
Against
Against
 
 
13
Amendment to the 2002 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Low-Carbon Energy Research and Development
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Compensation Consultants
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Iraq Operations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Harley-Davidson, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HOG
CUSIP 412822108
 
04/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Martha Brooks
 
Mgmt
For
For
For
 
 
1.2
Elect Donald James
 
Mgmt
For
For
For
 
 
1.3
Elect James Norling
 
Mgmt
For
For
For
 
 
1.4
Elect James Ziemer
 
Mgmt
For
For
For
 
 
2
2009 Incentive Stock Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Hartford Financial Services Group Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HIG
CUSIP 416515104
 
03/26/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Conversion of Series C Preferred Stock Pursuant to the Investment Agreement
Mgmt
For
For
For
 
                 
                 
                 
                 
Hess Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HES
CUSIP 42809H107
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Hess
 
Mgmt
For
For
For
 
 
1.2
Elect Samuel Bodman
 
Mgmt
For
For
For
 
 
1.3
Elect Risa Lavizzo-Mourey
 
Mgmt
For
For
For
 
 
1.4
Elect Craig Matthews
 
Mgmt
For
For
For
 
 
1.5
Elect Ernst von Metzsch
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Hewlett-Packard Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HPQ
CUSIP 428236103
 
03/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lawrence Babbio Jr.
 
Mgmt
For
For
For
 
 
2
Elect Sari Baldauf
 
Mgmt
For
For
For
 
 
3
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
4
Elect John Hammergren
 
Mgmt
For
For
For
 
 
5
Elect Mark Hurd
 
Mgmt
For
For
For
 
 
6
Elect Joel Hyatt
 
Mgmt
For
For
For
 
 
7
Elect John Joyce
 
Mgmt
For
For
For
 
 
8
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
9
Elect Lucille Salhany
 
Mgmt
For
For
For
 
 
10
Elect G. Kennedy Thompson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Honda Motor Co. Ltd.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN JP3854600008
 
06/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, with a Final Dividend of JPY 8
Mgmt
For
For
For
 
 
2
Amend Articles To Reflect Digitalization of Share Certificates
Mgmt
For
For
For
 
 
3.1
Elect Director
 
Mgmt
For
For
For
 
 
3.2
Elect Director
 
Mgmt
For
For
For
 
 
3.3
Elect Director
 
Mgmt
For
For
For
 
 
3.4
Elect Director
 
Mgmt
For
For
For
 
 
3.5
Elect Director
 
Mgmt
For
For
For
 
 
3.6
Elect Director
 
Mgmt
For
For
For
 
 
3.7
Elect Director
 
Mgmt
For
For
For
 
 
3.8
Elect Director
 
Mgmt
For
For
For
 
 
3.9
Elect Director
 
Mgmt
For
For
For
 
 
3.10
Elect Director
 
Mgmt
For
For
For
 
 
3.11
Elect Director
 
Mgmt
For
For
For
 
 
3.12
Elect Director
 
Mgmt
For
For
For
 
 
3.13
Elect Director
 
Mgmt
For
For
For
 
 
3.14
Elect Director
 
Mgmt
For
For
For
 
 
3.15
Elect Director
 
Mgmt
For
For
For
 
 
3.16
Elect Director
 
Mgmt
For
For
For
 
 
3.17
Elect Director
 
Mgmt
For
For
For
 
 
3.18
Elect Director
 
Mgmt
For
For
For
 
 
3.19
Elect Director
 
Mgmt
For
For
For
 
 
3.20
Elect Director
 
Mgmt
For
For
For
 
 
3.21
Elect Director
 
Mgmt
For
For
For
 
 
4
Appoint Statutory Auditor
 
Mgmt
For
For
For
 
 
5
Approve Annual Bonus Payment to Directors and Statutory Auditors
Mgmt
For
For
For
 
                 
                 
                 
                 
HSBC Holdings plc
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN GB0005405286
 
03/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
EGM
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 and EUR 100,000 to USD 10,500,100,000, GBP 401,500 and EUR 100,000
Mgmt
For
For
For
 
 
2
Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue)
Mgmt
For
For
For
 
 
3
Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue)
Mgmt
For
Against
Against
 
                 
                 
                 
                 
HSBC Holdings PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HBC
CUSIP 404280406
 
03/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Increase in Authorized Capital
 
Mgmt
For
For
For
 
 
2
Rights Issue
 
Mgmt
For
For
For
 
 
3
Issuance of Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
                 
                 
                 
                 
HSBC Holdings plc
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN GB0005405286
 
05/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
3.1
Re-elect Safra Catz as Director
 
Mgmt
For
For
For
 
 
3.2
Re-elect Vincent Cheng as Director
Mgmt
For
For
For
 
 
3.3
Elect Marvin Cheung as Director
 
Mgmt
For
For
For
 
 
3.4
Re-elect John Coombe as Director
 
Mgmt
For
For
For
 
 
3.5
Re-elect Jose Duran as Director
 
Mgmt
For
For
For
 
 
3.6
Re-elect Rona Fairhead as Director
Mgmt
For
For
For
 
 
3.7
Re-elect Douglas Flint as Director
 
Mgmt
For
For
For
 
 
3.8
Re-elect Alexander Flockhart as Director
Mgmt
For
For
For
 
 
3.9
Re-elect Lun Fung as Director
 
Mgmt
For
For
For
 
 
3.10
Re-elect Michael Geoghegan as Director
Mgmt
For
For
For
 
 
3.11
Re-elect Stephen Green as Director
Mgmt
For
For
For
 
 
3.12
Re-elect Stuart Gulliver as Director
 
Mgmt
For
For
For
 
 
3.13
Re-elect James Hughes-Hallett as Director
Mgmt
For
For
For
 
 
3.14
Re-elect William Laidlaw as Director
Mgmt
For
For
For
 
 
3.15
Elect Rachel Lomax as Director
 
Mgmt
For
For
For
 
 
3.16
Re-elect Sir Mark Moody-Stuart as Director
Mgmt
For
For
For
 
 
3.17
Re-elect Gwyn Morgan as Director
 
Mgmt
For
For
For
 
 
3.18
Re-elect Nagavara Murthy as Director
Mgmt
For
For
For
 
 
3.19
Re-elect Simon Robertson as Director
Mgmt
For
For
For
 
 
3.20
Elect John Thornton as Director
 
Mgmt
For
For
For
 
 
3.21
Re-elect Sir Brian Williamson as Director
Mgmt
For
For
For
 
 
4
Reappoint KPMG Audit plc as Auditors and Authorise the Group Audit Committee to Determine Their Remuneration
Mgmt
For
For
For
 
 
5
Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, EUR 100,000 and USD 85,500; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,720,481,200
Mgmt
For
For
For
 
 
6
Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 430,120,300
Mgmt
For
For
For
 
 
7
Authorise 1,720,481,200 Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
8
Adopt New Articles of Association
 
Mgmt
For
For
For
 
 
9
Approve General Meetings Other Than an Annual General Meetings to be Called on 14 Clear Days' Notice
Mgmt
For
For
For
 
                 
                 
                 
                 
HSBC Holdings PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HBC
CUSIP 404280406
 
05/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Safra Catz
 
Mgmt
For
For
For
 
 
4
Elect Vincent Cheng
 
Mgmt
For
For
For
 
 
5
Elect Marvin Cheung
 
Mgmt
For
For
For
 
 
6
Elect John Coombe
 
Mgmt
For
For
For
 
 
7
Elect José-Luis Durán
 
Mgmt
For
For
For
 
 
8
Elect Rona Fairhead
 
Mgmt
For
For
For
 
 
9
Elect Douglas Flint
 
Mgmt
For
For
For
 
 
10
Elect Sandy Flockhart
 
Mgmt
For
For
For
 
 
11
Elect William  Fung
 
Mgmt
For
For
For
 
 
12
Elect Michael Geoghegan
 
Mgmt
For
For
For
 
 
13
Elect Stephen Green
 
Mgmt
For
For
For
 
 
14
Elect Stuart Gulliver
 
Mgmt
For
For
For
 
 
15
Elect James Hughes-Hallett
 
Mgmt
For
For
For
 
 
16
Elect Sam Laidlaw
 
Mgmt
For
For
For
 
 
17
Elect J. Rachel Lomax
 
Mgmt
For
For
For
 
 
18
Elect Sir Mark Moody-Stuart
 
Mgmt
For
For
For
 
 
19
Elect Gwyn Morgan
 
Mgmt
For
For
For
 
 
20
Elect Narayana Murthy
 
Mgmt
For
For
For
 
 
21
Elect Simon Robertson
 
Mgmt
For
For
For
 
 
22
Elect John Thornton
 
Mgmt
For
For
For
 
 
23
Elect Sir Brian Williamson
 
Mgmt
For
For
For
 
 
24
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
25
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
26
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
27
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
28
Adoption of New Articles
 
Mgmt
For
For
For
 
 
29
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
HTC Corporation
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN TW0002498003
 
06/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve 2008 Business Reports and Financial Statements
Mgmt
For
For
For
 
 
2
Approve 2008 Allocation of Income and Dividends
Mgmt
For
For
For
 
 
3
Approve Capitalization of 2008 Dividends and Employee Profit Sharing
Mgmt
For
For
For
 
 
4
Amend Articles of Association
 
Mgmt
For
For
For
 
 
5
Approve Amendment on the Procedures for Asset Acquisition and Disposal
Mgmt
For
For
For
 
 
6
Approve Amendments on the Procedures for Derivatives
Mgmt
For
For
For
 
 
7
Approve Amendment on the Procedures for Loans to Other Parties
Mgmt
For
For
For
 
 
8
Approve Amendment on the Procedures for Endorsement and Guarantee
Mgmt
For
For
For
 
 
9
Elect Hochen Tan with ID No. D101161444 as Director
Mgmt
For
For
For
 
 
10
Other Business
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Illinois Tool Works Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ITW
CUSIP 452308109
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Aldinger III
 
Mgmt
For
For
For
 
 
2
Elect Marvin Brailsford
 
Mgmt
For
For
For
 
 
3
Elect Susan Crown
 
Mgmt
For
For
For
 
 
4
Elect Don Davis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
6
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
7
Elect James Skinner
 
Mgmt
For
For
For
 
 
8
Elect Harold Smith
 
Mgmt
For
For
For
 
 
9
Elect David Speer
 
Mgmt
For
For
For
 
 
10
Elect Pamela Strobel
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Approval of SERP Benefits
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Intel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTC
CUSIP 458140100
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
2
Elect Susan Decker
 
Mgmt
For
For
For
 
 
3
Elect John Donahoe
 
Mgmt
For
For
For
 
 
4
Elect Reed Hundt
 
Mgmt
For
For
For
 
 
5
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
6
Elect James Plummer
 
Mgmt
For
For
For
 
 
7
Elect David Pottruck
 
Mgmt
For
For
For
 
 
8
Elect Jane Shaw
 
Mgmt
For
For
For
 
 
9
Elect John Thornton
 
Mgmt
For
For
For
 
 
10
Elect Frank Yeary
 
Mgmt
For
For
For
 
 
11
Elect David Yoffie
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
For
For
 
 
14
Stock Option Exchange Program
 
Mgmt
For
Against
Against
 
 
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Human Right to Water
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
International Business Machines Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IBM
CUSIP 459200101
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
 
Mgmt
For
For
For
 
 
2
Elect Cathleen Black
 
Mgmt
For
For
For
 
 
3
Elect William  Brody
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
5
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
6
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
7
Elect Taizo Nishimuro
 
Mgmt
For
For
For
 
 
8
Elect James Owens
 
Mgmt
For
For
For
 
 
9
Elect Samuel Palmisano
 
Mgmt
For
For
For
 
 
10
Elect Joan Spero
 
Mgmt
For
For
For
 
 
11
Elect Sidney Taurel
 
Mgmt
For
For
For
 
 
12
Elect Lorenzo H. Zambrano
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Approval of Long-Term Incentive Performance Terms
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Executive Compensation and Pension Income
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson & Johnson
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JNJ
CUSIP 478160104
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
 
Mgmt
For
For
For
 
 
2
Elect James Cullen
 
Mgmt
For
For
For
 
 
3
Elect Michael Johns
 
Mgmt
For
For
For
 
 
4
Elect Arnold Langbo
 
Mgmt
For
For
For
 
 
5
Elect Susan Lindquist
 
Mgmt
For
For
For
 
 
6
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
7
Elect William Perez
 
Mgmt
For
For
For
 
 
8
Elect Charles Prince
 
Mgmt
For
For
For
 
 
9
Elect David Satcher
 
Mgmt
For
For
For
 
 
10
Elect William Weldon
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson Controls, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JCIPRC
CUSIP 478366107
 
01/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dennis Archer
 
Mgmt
For
For
For
 
 
1.2
Elect Richard Goodman
 
Mgmt
For
For
For
 
 
1.3
Elect Southwood Morcott
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
JPMorgan Chase & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JPM
CUSIP 46625H100
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
3
Elect David Cote
 
Mgmt
For
For
For
 
 
4
Elect James Crown
 
Mgmt
For
For
For
 
 
5
Elect James Dimon
 
Mgmt
For
For
For
 
 
6
Elect Ellen Futter
 
Mgmt
For
For
For
 
 
7
Elect William Gray, III
 
Mgmt
For
For
For
 
 
8
Elect Laban Jackson, Jr.
 
Mgmt
For
For
For
 
 
9
Elect David Novak
 
Mgmt
For
For
For
 
 
10
Elect Lee Raymond
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Credit Card Practices
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Key Executive Performance Plan ("KEPP")
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Carbon Principles Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kellogg Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
K
CUSIP 487836108
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Dillon
 
Mgmt
For
For
For
 
 
1.2
Elect James Jenness
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Knauss
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Steele
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
4
2009 Non-Employee Director Stock Plan
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Kimberly-Clark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KMB
CUSIP 494368103
 
04/30/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Alm
 
Mgmt
For
For
For
 
 
2
Elect Dennis Beresford
 
Mgmt
For
For
For
 
 
3
Elect John Bergstrom
 
Mgmt
For
For
For
 
 
4
Elect Abelardo Bru
 
Mgmt
For
For
For
 
 
5
Elect Robert Decherd
 
Mgmt
For
For
For
 
 
6
Elect Thomas Falk
 
Mgmt
For
For
For
 
 
7
Elect Mae Jemison
 
Mgmt
For
For
For
 
 
8
Elect Ian Read
 
Mgmt
For
For
For
 
 
9
Elect G. Craig Sullivan
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
12
Reapproval of Performance Goals under the 2001 Equity Participation Plan
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
KLA-Tencor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KLAC
CUSIP 482480100
 
11/13/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Calderoni
 
Mgmt
For
For
For
 
 
1.2
Elect John Dickson
 
Mgmt
For
For
For
 
 
1.3
Elect Kevin Kennedy
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Kraft Foods Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KFT
CUSIP 50075N104
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ajay Banga
 
Mgmt
For
For
For
 
 
2
Elect Myra Hart
 
Mgmt
For
For
For
 
 
3
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
4
Elect Mark Ketchum
 
Mgmt
For
For
For
 
 
5
Elect Richard Lerner
 
Mgmt
For
For
For
 
 
6
Elect John Pope
 
Mgmt
For
For
For
 
 
7
Elect Fedric Reynolds
 
Mgmt
For
For
For
 
 
8
Elect Irene Rosenfeld
 
Mgmt
For
For
For
 
 
9
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
10
Elect Frank Zarb
 
Mgmt
For
For
For
 
 
11
Amendment to the 2005 Performance Incentive Plan
Mgmt
For
Against
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding the Right to Call Special Metings
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Limited Brands, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LTD
CUSIP 532716107
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Heskett
 
Mgmt
For
For
For
 
 
2
Elect Allan Tessler
 
Mgmt
For
For
For
 
 
3
Elect Abigail Wexner
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Amendment to the 1993 Stock Option and Performance Incentive Plan
Mgmt
For
Against
Against
 
 
6
Repeal of Classified Board
 
Mgmt
N/A
For
N/A
 
                 
                 
                 
                 
Linear Technology Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLTC
CUSIP 535678106
 
11/05/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Swanson, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect David Lee
 
Mgmt
For
For
For
 
 
1.3
Elect Lothar Maier
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Moley
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Volpe
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lockheed Martin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LMT
CUSIP 539830109
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect E. C. Aldridge, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Nolan Archibald
 
Mgmt
For
For
For
 
 
3
Elect David Burritt
 
Mgmt
For
For
For
 
 
4
Elect James Ellis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
6
Elect James Loy
 
Mgmt
For
For
For
 
 
7
Elect Douglas McCorkindale
 
Mgmt
For
For
For
 
 
8
Elect Joseph Ralston
 
Mgmt
For
For
For
 
 
9
Elect Frank Savage
 
Mgmt
For
Abstain
Against
 
 
10
Elect James Schneider
 
Mgmt
For
For
For
 
 
11
Elect Anne Stevens
 
Mgmt
For
For
For
 
 
12
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
13
Elect James Ukropina
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Space Weapons
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Space Weapons
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Lowe's Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LOW
CUSIP 548661107
 
05/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.2
Elect Marshall Larsen
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Page
 
Mgmt
For
For
For
 
 
1.4
Elect O. Temple Sloan, Jr.
 
Mgmt
For
For
For
 
 
2
Amendment to the 2006 Long Term Incentive Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Principles of Health Care Reform
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Marathon Oil Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRO
CUSIP 565849106
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Bolden, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Gregory Boyce
 
Mgmt
For
For
For
 
 
3
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
4
Elect David Daberko
 
Mgmt
For
For
For
 
 
5
Elect William Davis, III
 
Mgmt
For
For
For
 
 
6
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
7
Elect Philip Lader
 
Mgmt
For
For
For
 
 
8
Elect Charles Lee
 
Mgmt
For
For
For
 
 
9
Elect Michael Phelps
 
Mgmt
For
For
For
 
 
10
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
11
Elect Seth Schofield
 
Mgmt
For
For
For
 
 
12
Elect John Snow
 
Mgmt
For
For
For
 
 
13
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meetings
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Mattel, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MAT
CUSIP 577081102
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Dolan
 
Mgmt
For
For
For
 
 
2
Elect Robert Eckert
 
Mgmt
For
For
For
 
 
3
Elect Frances Fergusson
 
Mgmt
For
For
For
 
 
4
Elect Tully Friedman
 
Mgmt
For
For
For
 
 
5
Elect Dominic Ng
 
Mgmt
For
For
For
 
 
6
Elect Vasant Prabhu
 
Mgmt
For
For
For
 
 
7
Elect Andrea Rich
 
Mgmt
For
For
For
 
 
8
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
9
Elect Dean Scarborough
 
Mgmt
For
For
For
 
 
10
Elect Christopher Sinclair
 
Mgmt
For
For
For
 
 
11
Elect G. Craig Sullivan
 
Mgmt
For
For
For
 
 
12
Elect Kathy White
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Company Product Responsibility
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Right to Call Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Maxim Integrated Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MXIM
CUSIP 57772K101
 
12/15/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Tunc Doluca
 
Mgmt
For
For
For
 
 
1.2
Elect B. Kipling Hagopian
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect James Bergman
 
Mgmt
For
Withhold
Against
 
 
1.4
Elect Joseph Bronson
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Grady
 
Mgmt
For
For
For
 
 
1.6
Elect William Watkins
 
Mgmt
For
For
For
 
 
1.7
Elect A.R. Frank Wazzan
 
Mgmt
For
Withhold
Against
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2008 Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
McDonald's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCD
CUSIP 580135101
 
05/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Eckert
 
Mgmt
For
For
For
 
 
2
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Jeanne Jackson
 
Mgmt
For
For
For
 
 
4
Elect Andrew McKenna
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Amendment to the 2001 Omnibus Stock Ownership Plan
Mgmt
For
For
For
 
 
7
2009 Cash Incentive Plan
 
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Cage-free Eggs
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
McGraw-Hill Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MHP
CUSIP 580645109
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Sir Michael Rake
 
Mgmt
For
For
For
 
 
1.2
Elect Kurt Schmoke
 
Mgmt
For
For
For
 
 
1.3
Elect Sidney Taurel
 
Mgmt
For
For
For
 
 
2
Reapproval of Performance Goals For the 2002 Stock Incentive Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding a Simple Majority Vote
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Disclosure of Political Contributions
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
McKesson Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCK
CUSIP 58155Q103
 
07/23/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andy Bryant
 
Mgmt
For
For
For
 
 
2
Elect Wayne Budd
 
Mgmt
For
For
For
 
 
3
Elect John Hammergren
 
Mgmt
For
For
For
 
 
4
Elect Alton Irby, III
 
Mgmt
For
For
For
 
 
5
Elect M. Christine Jacobs
 
Mgmt
For
For
For
 
 
6
Elect Marie Knowles
 
Mgmt
For
For
For
 
 
7
Elect David Lawrence
 
Mgmt
For
For
For
 
 
8
Elect Edward Mueller
 
Mgmt
For
For
For
 
 
9
Elect James Napier
 
Mgmt
For
For
For
 
 
10
Elect Jane Shaw
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
MeadWestvaco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MWV
CUSIP 583334107
 
04/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Campbell
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cole, Jr.
 
Mgmt
For
For
For
 
 
3
Elect James Kaiser
 
Mgmt
For
For
For
 
 
4
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
5
Elect James Kilts
 
Mgmt
For
For
For
 
 
6
Elect Susan Kropf
 
Mgmt
For
For
For
 
 
7
Elect Douglas Luke
 
Mgmt
For
For
For
 
 
8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
10
Elect Timothy Powers
 
Mgmt
For
For
For
 
 
11
Elect Edward Straw
 
Mgmt
For
For
For
 
 
12
Elect Jane Warner
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to the 2005 Performance Incentive Plan
Mgmt
For
Against
Against
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Medtronic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MDT
CUSIP 585055106
 
08/21/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
1.2
Elect William Hawkins
 
Mgmt
For
For
For
 
 
1.3
Elect Shirley Ann Jackson
 
Mgmt
For
For
For
 
 
1.4
Elect Denise O'Leary
 
Mgmt
For
For
For
 
 
1.5
Elect Jean-Pierre Rosso
 
Mgmt
For
For
For
 
 
1.6
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2008 Stock Award and Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Merck & Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRK
CUSIP 589331107
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cech
 
Mgmt
For
For
For
 
 
3
Elect Richard Clark
 
Mgmt
For
For
For
 
 
4
Elect Thomas Glocer
 
Mgmt
For
For
For
 
 
5
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
6
Elect William Harrison, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Harry Jacobson
 
Mgmt
For
For
For
 
 
8
Elect William Kelley
 
Mgmt
For
For
For
 
 
9
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
10
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
11
Elect Thomas Shenk
 
Mgmt
For
For
For
 
 
12
Elect Anne Tatlock
 
Mgmt
For
For
For
 
 
13
Elect Samuel Thier
 
Mgmt
For
For
For
 
 
14
Elect Wendell Weeks
 
Mgmt
For
For
For
 
 
15
Elect Peter Wendell
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Authorization of Board to Set Board Size
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Microsoft Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MSFT
CUSIP 594918104
 
11/19/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
 
Mgmt
For
For
For
 
 
2
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect William Gates, III
 
Mgmt
For
For
For
 
 
5
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
6
Elect Reed Hastings
 
Mgmt
For
For
For
 
 
7
Elect David Marquardt
 
Mgmt
For
For
For
 
 
8
Elect Charles Noski
 
Mgmt
For
For
For
 
 
9
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
10
Executive Officer Incentive Plan
 
Mgmt
For
For
For
 
 
11
Amendment to the 1999 Stock Option Plan for Non-Employee Directors
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Policies of Internet Censorship
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Charitable Contributions
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Mitsubishi Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN JP3898400001
 
06/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, with a Final Dividend of JPY 16
Mgmt
For
For
For
 
 
2
Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines
Mgmt
For
For
For
 
 
3.1
Elect Director
 
Mgmt
For
For
For
 
 
3.2
Elect Director
 
Mgmt
For
For
For
 
 
3.3
Elect Director
 
Mgmt
For
For
For
 
 
3.4
Elect Director
 
Mgmt
For
For
For
 
 
3.5
Elect Director
 
Mgmt
For
For
For
 
 
3.6
Elect Director
 
Mgmt
For
For
For
 
 
3.7
Elect Director
 
Mgmt
For
For
For
 
 
3.8
Elect Director
 
Mgmt
For
For
For
 
 
3.9
Elect Director
 
Mgmt
For
For
For
 
 
3.10
Elect Director
 
Mgmt
For
For
For
 
 
3.11
Elect Director
 
Mgmt
For
For
For
 
 
3.12
Elect Director
 
Mgmt
For
For
For
 
 
3.13
Elect Director
 
Mgmt
For
For
For
 
 
3.14
Elect Director
 
Mgmt
For
For
For
 
 
3.15
Elect Director
 
Mgmt
For
For
For
 
 
4
Approve Annual Bonus Payment to Directors
Mgmt
For
For
For
 
 
5
Approve Deep Discount Stock Option Plan
Mgmt
For
For
For
 
 
6
Set Amounts for Retirement Bonus Reserve Funds for Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
Molson Coors Brewing Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TAP
CUSIP 60871R209
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cleghorn
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Herington
 
Mgmt
For
For
For
 
 
1.3
Elect David O'Brien
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Monsanto Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MON
CUSIP 61166W101
 
01/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Janine Fields
 
Mgmt
For
For
For
 
 
2
Elect Hugh Grant
 
Mgmt
For
For
For
 
 
3
Elect C. Steven McMillan
 
Mgmt
For
For
For
 
 
4
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Motorola, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MOT
CUSIP 620076109
 
05/04/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gregory Brown
 
Mgmt
For
For
For
 
 
2
Elect David Dorman
 
Mgmt
For
For
For
 
 
3
Elect William Hambrecht
 
Mgmt
For
For
For
 
 
4
Elect Sanjay Jha
 
Mgmt
For
For
For
 
 
5
Elect Judy Lewent
 
Mgmt
For
For
For
 
 
6
Elect Keith Meister
 
Mgmt
For
For
For
 
 
7
Elect Thomas Meredith
 
Mgmt
For
For
For
 
 
8
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
9
Elect Ron Sommer
 
Mgmt
For
For
For
 
 
10
Elect James Stengel
 
Mgmt
For
For
For
 
 
11
Elect Anthony Vinciquerra
 
Mgmt
For
For
For
 
 
12
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
13
Elect John White
 
Mgmt
For
For
For
 
 
14
Decrease in Par Value of Common Stock
Mgmt
For
For
For
 
 
15
Stock Option Exchange Program
 
Mgmt
For
Against
Against
 
 
16
Amendment to the Employee Stock Purchase Plan OF 1999
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
 
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Review of Global Human Rights Standards
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
National City Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NCC
CUSIP 635405103
 
09/15/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
2
Issuance of Common Stock Pursuant to Equity Investment Transactions
Mgmt
For
For
For
 
                 
                 
                 
                 
Newmont Mining Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NEM
CUSIP 651639106
 
04/29/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Glen Barton
 
Mgmt
For
For
For
 
 
1.2
Elect Vincent Calarco
 
Mgmt
For
For
For
 
 
1.3
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
1.4
Elect Noreen Doyle
 
Mgmt
For
For
For
 
 
1.5
Elect Veronica Hagen
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Hamson
 
Mgmt
For
For
For
 
 
1.7
Elect Robert Miller
 
Mgmt
For
For
For
 
 
1.8
Elect Richard O'Brien
 
Mgmt
For
For
For
 
 
1.9
Elect John Prescott
 
Mgmt
For
For
For
 
 
1.10
Elect Donald Roth
 
Mgmt
For
For
For
 
 
1.11
Elect James Taranik
 
Mgmt
For
For
For
 
 
1.12
Elect Simon Thompson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
4
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Nokia Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOK
CUSIP 654902204
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
4
Directors' Fees
 
Mgmt
For
Against
Against
 
 
5
Board Size
 
Mgmt
For
For
For
 
 
6.1
Elect Georg Ehrnrooth
 
Mgmt
For
For
For
 
 
6.2
Elect Lalita Gupte
 
Mgmt
For
For
For
 
 
6.3
Elect Bengt Holmström
 
Mgmt
For
For
For
 
 
6.4
Elect Henning Kagermann
 
Mgmt
For
For
For
 
 
6.5
Elect Olli-Pekka Kallasvuo
 
Mgmt
For
For
For
 
 
6.6
Elect Per Karlsson
 
Mgmt
For
For
For
 
 
6.7
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
6.8
Elect Marjorie Scardino
 
Mgmt
For
For
For
 
 
6.9
Elect Risto Siilasmaa
 
Mgmt
For
For
For
 
 
6.10
Elect Keijo Suila
 
Mgmt
For
For
For
 
 
6.11
Elect Isabel Marey-Semper
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
10
Transaction of Other Business
 
Mgmt
Abstain
Abstain
For
 
                 
                 
                 
                 
Nokia Corp.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FI0009000681
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Finland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Open Meeting
 
Mgmt
N/A
N/A
N/A
 
 
2
Calling the Meeting to Order
 
Mgmt
N/A
N/A
N/A
 
 
3
Designate Inspector or Shareholder Representative(s) of Minutes of Meeting
Mgmt
For
For
For
 
 
4
Acknowledge Proper Convening of Meeting
Mgmt
For
For
For
 
 
5
Prepare and Approve List of Shareholders
Mgmt
For
For
For
 
 
6
Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review
Mgmt
N/A
N/A
N/A
 
 
7
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
8
Approve Allocation of Income and Dividends of EUR 0.40 Per Share
Mgmt
For
For
For
 
 
9
Approve Discharge of Board and President
Mgmt
For
For
For
 
 
10
Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work
Mgmt
For
Against
Against
 
 
11
Fix Number of Directors at 11
 
Mgmt
For
For
For
 
 
12
Reelect Georg Ehrnrooth, Lalita D. Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors; Elect Isabel Marey-Semper as New Director
Mgmt
For
For
For
 
 
13
Approve Remuneration of Auditors
 
Mgmt
For
For
For
 
 
14
Ratify PricewaterhouseCoopers Oy as Auditors
Mgmt
For
For
For
 
 
15
Authorize Repurchase of up to 360 Million Nokia Shares
Mgmt
For
For
For
 
 
16
Close Meeting
 
Mgmt
N/A
N/A
N/A
 
                 
                 
                 
                 
Nordstrom, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JWN
CUSIP 655664100
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Phyllis Campbell
 
Mgmt
For
For
For
 
 
2
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Robert Miller
 
Mgmt
For
For
For
 
 
4
Elect Blake Nordstrom
 
Mgmt
For
For
For
 
 
5
Elect Erik Nordstrom
 
Mgmt
For
For
For
 
 
6
Elect Peter Nordstrom
 
Mgmt
For
For
For
 
 
7
Elect Philip Satre
 
Mgmt
For
For
For
 
 
8
Elect Robert Walter
 
Mgmt
For
For
For
 
 
9
Elect Alison Winter
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Executive Management Bonus Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Norfolk Southern Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NSC
CUSIP 655844108
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
1.2
Elect Steven Leer
 
Mgmt
For
For
For
 
 
1.3
Elect Michael  Lockhart
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Moorman, IV
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Novartis AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN CH0012005267
 
02/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Share Re-registration Consent
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Novartis AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN CH0012005267
 
02/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Discharge of Board and Senior Management
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of CHF 2 per Share
Mgmt
For
For
For
 
 
4
Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
5.1
Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management
ShrHoldr
Against
Against
For
 
 
5.2
Amend Corporate Purpose Re: Sustainability
ShrHoldr
For
For
For
 
 
5.3
Amend Articles Re: Auditors
 
Mgmt
For
For
For
 
 
6.1
Retirement of Peter Burckhardt and William George as Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
6.2
Reelect Srikant Datar as Director
 
Mgmt
For
For
For
 
 
6.3
Reelect Andreas von Planta as Director
Mgmt
For
For
For
 
 
6.4
Reelect Wendelin Wiedeking as Director
Mgmt
For
For
For
 
 
6.5
Reelect Rolf Zinkernagel as Director
Mgmt
For
For
For
 
 
6.6
Elect William Brody as Director
 
Mgmt
For
For
For
 
 
7
Ratify PricewaterhouseCoopers AG as Auditors
Mgmt
For
For
For
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NVS
CUSIP 66987V109
 
02/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
REDUCTION OF SHARE CAPITAL
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding an Advisory Vote on Compensation (Say on Pay)
Mgmt
Against
Against
For
 
 
6
Amendment to Corporate Purpose
 
Mgmt
For
For
For
 
 
7
Amendments to Articles
 
Mgmt
For
For
For
 
 
8
Elect Srikant Datar
 
Mgmt
For
For
For
 
 
9
Elect Andreas von Planta
 
Mgmt
For
For
For
 
 
10
Elect Wendelin Wiedeking
 
Mgmt
For
For
For
 
 
11
Elect Rolf Zinkernagel
 
Mgmt
For
For
For
 
 
12
Elect William  Brody
 
Mgmt
For
For
For
 
 
13
Appointment of Auditor
 
Mgmt
For
For
For
 
 
14
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Nucor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NUE
CUSIP 670346105
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Clayton Daley, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Harvey Gantt
 
Mgmt
For
For
For
 
 
1.3
Elect Bernard Kasriel
 
Mgmt
For
For
For
 
 
1.4
Elect Christopher Kearney
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Report on Human Rights
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Omnicom Group Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OMC
CUSIP 681919106
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Wren
 
Mgmt
For
For
For
 
 
1.2
Elect Bruce Crawford
 
Mgmt
For
For
For
 
 
1.3
Elect Alan Batkin
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Clark
 
Mgmt
For
For
For
 
 
1.5
Elect Leonard Coleman, Jr.
 
Mgmt
For
For
For
 
 
1.6
Elect Errol Cook
 
Mgmt
For
For
For
 
 
1.7
Elect Susan Denison
 
Mgmt
For
For
For
 
 
1.8
Elect Michael Henning
 
Mgmt
For
For
For
 
 
1.9
Elect John Murphy
 
Mgmt
For
For
For
 
 
1.10
Elect John Purcell
 
Mgmt
For
For
For
 
 
1.11
Elect Linda Johnson Rice
 
Mgmt
For
For
For
 
 
1.12
Elect Gary Roubos
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Oracle Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ORCL
CUSIP 68389X105
 
10/10/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Henley
 
Mgmt
For
For
For
 
 
1.2
Elect Lawrence Ellison
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Lucas
 
Mgmt
For
For
For
 
 
1.4
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.5
Elect Jack Kemp
 
Mgmt
For
For
For
 
 
1.6
Elect Jeffrey Berg
 
Mgmt
For
For
For
 
 
1.7
Elect Safra Catz
 
Mgmt
For
For
For
 
 
1.8
Elect Hector Garcia-Molina
 
Mgmt
For
For
For
 
 
1.9
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
1.10
Elect Charles Phillips, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Naomi Seligman
 
Mgmt
For
For
For
 
 
1.12
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.13
Elect Bruce Chizen
 
Mgmt
For
For
For
 
 
2
2009 Executive Bonus Plan
 
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PepsiCo, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PEP
CUSIP 713448108
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Shona Brown
 
Mgmt
For
For
For
 
 
2
Elect Ian Cook
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
5
Elect Ray Hunt
 
Mgmt
For
For
For
 
 
6
Elect Alberto Ibarguen
 
Mgmt
For
For
For
 
 
7
Elect Arthur Martinez
 
Mgmt
For
For
For
 
 
8
Elect Indra Nooyi
 
Mgmt
For
For
For
 
 
9
Elect Sharon Rockefeller
 
Mgmt
For
For
For
 
 
10
Elect James Schiro
 
Mgmt
For
For
For
 
 
11
Elect Lloyd Trotter
 
Mgmt
For
For
For
 
 
12
Elect Daniel Vasella
 
Mgmt
For
For
For
 
 
13
Elect Michael White
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Executive Incentive Compensation Plan
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Report on Beverage Container Recycling Program
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Genetically Engineered Products
ShrHoldr
Against
Against
For
 
 
18
Shareholder Regarding Reviewing Charitable Spending
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Pfizer Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PFE
CUSIP 717081103
 
04/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Dennis Ausiello
 
Mgmt
For
For
For
 
 
2
Elect Michael Brown
 
Mgmt
For
For
For
 
 
3
Elect M. Anthony Burns
 
Mgmt
For
For
For
 
 
4
Elect Robert Burt
 
Mgmt
For
For
For
 
 
5
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
6
Elect William Gray, III
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect James Kilts
 
Mgmt
For
For
For
 
 
9
Elect Jeffrey Kindler
 
Mgmt
For
For
For
 
 
10
Elect George Lorch
 
Mgmt
For
For
For
 
 
11
Elect Dana Mead
 
Mgmt
For
For
For
 
 
12
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
13
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
14
Elect William Steere, Jr.
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Amendment to the 2004 Stock Plan
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Stock Option Policy
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Right to Call Special Meetings
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Philip Morris International Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PM
CUSIP 718172109
 
05/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
 
Mgmt
For
For
For
 
 
2
Elect Mathis Cabiallavetta
 
Mgmt
For
For
For
 
 
3
Elect Louis Camilleri
 
Mgmt
For
For
For
 
 
4
Elect J. Dudley Fishburn
 
Mgmt
For
For
For
 
 
5
Elect Graham MacKay
 
Mgmt
For
For
For
 
 
6
Elect Sergio Marchionne
 
Mgmt
For
For
For
 
 
7
Elect Lucio Noto
 
Mgmt
For
For
For
 
 
8
Elect Carlos Slim Helú
 
Mgmt
For
For
For
 
 
9
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Approval of Material Terms of the 2008 Performance Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
PNC Financial Services Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PNC
CUSIP 693475105
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Berndt
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Paul Chellgren
 
Mgmt
For
For
For
 
 
4
Elect Robert Clay
 
Mgmt
For
For
For
 
 
5
Elect Kay James
 
Mgmt
For
For
For
 
 
6
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
7
Elect Bruce Lindsay
 
Mgmt
For
For
For
 
 
8
Elect Anthony Massaro
 
Mgmt
For
For
For
 
 
9
Elect Jane Pepper
 
Mgmt
For
For
For
 
 
10
Elect James Rohr
 
Mgmt
For
For
For
 
 
11
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
12
Elect Lorene Steffes
 
Mgmt
For
For
For
 
 
13
Elect Dennis Strigl
 
Mgmt
For
For
For
 
 
14
Elect Stephen Thieke
 
Mgmt
For
For
For
 
 
15
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
16
Elect George Walls, Jr.
 
Mgmt
For
For
For
 
 
17
Elect Helge Wehmeier
 
Mgmt
For
For
For
 
 
18
Employee Stock Purchase Plan
 
Mgmt
For
For
For
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
21
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PNC Financial Services Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PNCFP
CUSIP 693475105
 
12/23/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
POSCO
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PKX
CUSIP 693483109
 
02/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Amendments to Articles
 
Mgmt
For
For
For
 
 
3
Elect YOO Jang Hee
 
Mgmt
For
For
For
 
 
4
Elect HAN Joon Ho
 
Mgmt
For
For
For
 
 
5
Elect LEE Young Sun
 
Mgmt
For
For
For
 
 
6
Elect KIM Byung Gi
 
Mgmt
For
For
For
 
 
7
Elect LEE Chang Hee
 
Mgmt
For
For
For
 
 
8
Elect LEE Chang Hee as Audit Committee Member
Mgmt
For
For
For
 
 
9
Elect CHUNG Joon Yang as CEO
 
Mgmt
For
For
For
 
 
10
Elect LEE Dong Hee
 
Mgmt
For
For
For
 
 
11
Elect HUR Nam Suk
 
Mgmt
For
For
For
 
 
12
Elect CHUNG Gil Su
 
Mgmt
For
For
For
 
 
13
Directors' Fees
 
Mgmt
For
For
For
 
                 
                 
                 
                 
POSCO (formerly Pohang Iron & Steel)
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN KR7005490008
 
02/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
South Korea
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Appropriation of Income and Year-End Dividend of KRW 7500 per Share
Mgmt
For
For
For
 
 
2
Amend Articles of Incorporation regarding Pre-Emptive Rights, Public Offerings, Meeting Notice, Election of Directors and Appointment of Audit Committee Members
Mgmt
For
For
For
 
 
3.1
Elect Yoo Jang-Hee as Outside Director
Mgmt
For
For
For
 
 
3.2
Elect Han Joon-Ho as Outside Director
Mgmt
For
For
For
 
 
3.3
Elect Lee Young-Sun as Outside Director
Mgmt
For
For
For
 
 
3.4
Elect Kim Byung-Ki as Outside Director
Mgmt
For
For
For
 
 
3.5
Elect Lee Chang-Hee as Outside Director
Mgmt
For
For
For
 
 
3.6
Elect Lee Chang-Hee as Member of Audit Committee
Mgmt
For
For
For
 
 
3.7
Elect Chung Joon-Yang as CEO and Inside Director
Mgmt
For
For
For
 
 
3.8
Elect Lee Dong-Hee as Inside Director
Mgmt
For
For
For
 
 
3.9
Elect Hur Nam-Suk as Inside Director
Mgmt
For
For
For
 
 
3.10
Elect Chung Keel-Sou as Inside Director
Mgmt
For
For
For
 
 
4
Approve Total Remuneration of Inside Directors and Outside Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
Potash Corp of Saskatchewan
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
POT
CUSIP 73755L107
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christopher Burley
 
Mgmt
For
For
For
 
 
1.2
Elect William Doyle
 
Mgmt
For
For
For
 
 
1.3
Elect John Estey
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Hoffman
 
Mgmt
For
For
For
 
 
1.5
Elect Dallas Howe
 
Mgmt
For
For
For
 
 
1.6
Elect Alice Laberge
 
Mgmt
For
For
For
 
 
1.7
Elect Keith Martell
 
Mgmt
For
For
For
 
 
1.8
Elect Jeffrey McCaig
 
Mgmt
For
For
For
 
 
1.9
Elect Mary Mogford
 
Mgmt
For
For
For
 
 
1.10
Elect Paul Schoenhals
 
Mgmt
For
For
For
 
 
1.11
Elect E. Robert Stromberg
 
Mgmt
For
For
For
 
 
1.12
Elect Elena Viyella de Paliza
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Performance Option Plan
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
Mgmt
Against
Against
For
 
                 
                 
                 
                 
PPL Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PPL
CUSIP 69351T106
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Conway
 
Mgmt
For
For
For
 
 
1.2
Elect E. Allen Deaver
 
Mgmt
For
For
For
 
 
1.3
Elect James Miller
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
Procter & Gamble
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PG
CUSIP 742718109
 
10/14/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kenneth Chenault
 
Mgmt
For
Withhold
Against
 
 
1.2
Elect Scott Cook
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect Rajat Gupta
 
Mgmt
For
For
For
 
 
1.4
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
1.5
Elect Charles Lee
 
Mgmt
For
Withhold
Against
 
 
1.6
Elect Lynn Martin
 
Mgmt
For
For
For
 
 
1.7
Elect W. James McNerney, Jr.
 
Mgmt
For
Withhold
Against
 
 
1.8
Elect Johnathan Rodgers
 
Mgmt
For
For
For
 
 
1.9
Elect Ralph Snyderman
 
Mgmt
For
For
For
 
 
1.10
Elect Margaret Whitman
 
Mgmt
For
Withhold
Against
 
 
1.11
Elect Patricia Woertz
 
Mgmt
For
For
For
 
 
1.12
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Rotation of Annual Meeting Location
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Advisory Vote on Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
Public Service Enterprise Group Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PEG
CUSIP 744573106
 
04/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Albert Gamper, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Conrad Harper
 
Mgmt
For
For
For
 
 
1.3
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
1.4
Elect David Lilley
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Renyi
 
Mgmt
For
For
For
 
 
1.6
Elect Hak Cheol Shin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
QUALCOMM Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
QCOM
CUSIP 747525103
 
03/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barbara Alexander
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Bennett
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Cruickshank
 
Mgmt
For
For
For
 
 
1.4
Elect Raymond Dittamore
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Horton
 
Mgmt
For
For
For
 
 
1.6
Elect Irwin Jacobs
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Jacobs
 
Mgmt
For
For
For
 
 
1.8
Elect Robert Kahn
 
Mgmt
For
For
For
 
 
1.9
Elect Sherry Lansing
 
Mgmt
For
For
For
 
 
1.10
Elect Duane Nelles
 
Mgmt
For
For
For
 
 
1.11
Elect Marc Stern
 
Mgmt
For
For
For
 
 
1.12
Elect Brent Scowcroft
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Qwest Communications International Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
Q
CUSIP 749121109
 
05/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Mueller
 
Mgmt
For
For
For
 
 
2
Elect Linda Alvarado
 
Mgmt
For
For
For
 
 
3
Elect Charles Biggs
 
Mgmt
For
For
For
 
 
4
Elect K. Dane Brooksher
 
Mgmt
For
For
For
 
 
5
Elect Peter Hellman
 
Mgmt
For
For
For
 
 
6
Elect R. David Hoover
 
Mgmt
For
For
For
 
 
7
Elect Patrick Martin
 
Mgmt
For
For
For
 
 
8
Elect Caroline Matthews
 
Mgmt
For
For
For
 
 
9
Elect Wayne Murdy
 
Mgmt
For
For
For
 
 
10
Elect Jan Murley
 
Mgmt
For
For
For
 
 
11
Elect James Unruh
 
Mgmt
For
For
For
 
 
12
Elect Anthony Welters
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Approval of Policy Relating to Severance Arrangements with Executives
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Shareholder Approval of Certain Extraordinary Retirement Benefits for Executives
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
R.J. Reynolds Tobacco
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RAI
CUSIP 761713106
 
05/06/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Nicandro Durante
 
Mgmt
For
For
For
 
 
1.2
Elect Holly Koeppel
 
Mgmt
For
For
For
 
 
1.3
Elect Hugo Powell
 
Mgmt
For
For
For
 
 
1.4
Elect Thomas Wajnert
 
Mgmt
For
For
For
 
 
1.5
Elect Luc Jobin
 
Mgmt
For
For
For
 
 
2
2009 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
5
Shareholder Proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Reduction of Nicotine Content
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Human Rights Protocols
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
R.R. Donnelley & Sons Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RRD
CUSIP 257867101
 
05/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Thomas Quinlan, III
 
Mgmt
For
For
For
 
 
2
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
3
Elect Lee Chaden
 
Mgmt
For
For
For
 
 
4
Elect E. V. Goings
 
Mgmt
For
For
For
 
 
5
Elect Judith Hamilton
 
Mgmt
For
For
For
 
 
6
Elect Susan Ivey
 
Mgmt
For
For
For
 
 
7
Elect Thomas Johnson
 
Mgmt
For
For
For
 
 
8
Elect John Pope
 
Mgmt
For
For
For
 
 
9
Elect Michael Riordan
 
Mgmt
For
For
For
 
 
10
Elect Oliver Sockwell
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding a Sustainable Forestry Report
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Raytheon Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RTN
CUSIP 755111507
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Vernon Clark
 
Mgmt
For
For
For
 
 
2
Elect John Deutch
 
Mgmt
For
For
For
 
 
3
Elect Frederic Poses
 
Mgmt
For
For
For
 
 
4
Elect Michael Ruettgers
 
Mgmt
For
For
For
 
 
5
Elect Ronald Skates
 
Mgmt
For
For
For
 
 
6
Elect William Spivey
 
Mgmt
For
For
For
 
 
7
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
8
Elect William Swanson
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Shareholder Proposal Regarding Advisory Vote on Compensation
ShrHoldr
Against
Against
For
 
 
11
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Adoption of Health Care Reform Principles
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Supplemental Executive Retirement Plans
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Royal Dutch Shell plc
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN GB00B03MM408
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Simon Henry as Director
 
Mgmt
For
For
For
 
 
4
Re-elect Lord Kerr of Kinlochard as Director
Mgmt
For
For
For
 
 
5
Re-elect Wim Kok as Director
 
Mgmt
For
For
For
 
 
6
Re-elect Nick Land as Director
 
Mgmt
For
For
For
 
 
7
Re-elect Jorma Ollila as Director
 
Mgmt
For
For
For
 
 
8
Re-elect Jeroen van der Veer as Director
Mgmt
For
For
For
 
 
9
Re-elect Hans Wijers as Director
 
Mgmt
For
For
For
 
 
10
Reappoint PricewaterhouseCoopers LLP as Auditors of the Company
Mgmt
For
For
For
 
 
11
Authorise Board to Fix Remuneration of Auditors
Mgmt
For
For
For
 
 
12
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million
Mgmt
For
For
For
 
 
13
Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million
Mgmt
For
For
For
 
 
14
Authorise 624 Million Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
15
Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDSB
CUSIP 780259107
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Simon Henry
 
Mgmt
For
For
For
 
 
4
Elect Lord Kerr
 
Mgmt
For
For
For
 
 
5
Elect Wim Kok
 
Mgmt
For
For
For
 
 
6
Elect Nick Land
 
Mgmt
For
For
For
 
 
7
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
8
Elect Jeroen van der Veer
 
Mgmt
For
For
For
 
 
9
Elect Hans Wijers
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor
 
Mgmt
For
For
For
 
 
11
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
 
15
EU Political Donations
 
Mgmt
For
For
For
 
                 
                 
                 
                 
RWE AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN DE0007037129
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
2
Approve Allocation of Income and Dividends of EUR 4.50 per Share
Mgmt
For
For
For
 
 
3
Approve Discharge of Management Board for Fiscal 2008
Mgmt
For
For
For
 
 
4
Approve Discharge of Supervisory Board for Fiscal 2008
Mgmt
For
For
For
 
 
5
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009
Mgmt
For
For
For
 
 
6
Ratify PricewaterhouseCoopers AG for the Inspection of the 2009 Mid-Yearl Report
Mgmt
For
For
For
 
 
7
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
8
Authorize Use of Financial Derivatives when Repurchasing Shares<p>
Mgmt
For
Against
Against
 
 
9
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights
Mgmt
For
Against
Against
 
 
10
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights
Mgmt
For
Against
Against
 
 
11
Amend Articles Re: Participation in the Annual Meeting; Chair of the Annual Meeting
Mgmt
For
For
For
 
 
12
Amend Articles Re: Designation of Proxy
Mgmt
For
For
For
 
                 
                 
                 
                 
Samsung Electronics Co. Ltd.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN KR7005930003
 
03/13/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
South Korea
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share
Mgmt
For
For
For
 
 
2.1
Elect Three Outside Directors (Bundled)
Mgmt
For
For
For
 
 
2.2
Elect Four Inside Directors (Bundled)
Mgmt
For
For
For
 
 
2.3
Elect Two Members of Audit Committee (Bundled)
Mgmt
For
For
For
 
 
3
Approve Total Remuneration of Inside Directors and Outside Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
SAP AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN DE0007164600
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
2
Approve Allocation of Income and Dividends of EUR 0.50 per Share
Mgmt
For
For
For
 
 
3
Approve Discharge of Management Board for Fiscal 2008
Mgmt
For
For
For
 
 
4
Approve Discharge of Supervisory Board for Fiscal 2008
Mgmt
For
For
For
 
 
5
Ratify KPMG AG as Auditors for Fiscal 2009
Mgmt
For
For
For
 
 
6
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
7
Amend Articles Re: Electronic Proxy Authorization due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive)
Mgmt
For
For
For
 
                 
                 
                 
                 
Sara Lee Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLE
CUSIP 803111103
 
10/30/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Brenda Barnes
 
Mgmt
For
For
For
 
 
2
Elect Christopher Begley
 
Mgmt
For
For
For
 
 
3
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
4
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
5
Elect James Crown
 
Mgmt
For
For
For
 
 
6
Elect Laurette Koellner
 
Mgmt
For
For
For
 
 
7
Elect Cornelis van Lede
 
Mgmt
For
For
For
 
 
8
Elect John McAdam
 
Mgmt
For
For
For
 
 
9
Elect Sir Ian Prosser
 
Mgmt
For
For
For
 
 
10
Elect Rozanne Ridgway
 
Mgmt
For
For
For
 
 
11
Elect Norman Sorensen
 
Mgmt
For
For
For
 
 
12
Elect Jeffrey Ubben
 
Mgmt
For
For
For
 
 
13
Elect Jonathan Ward
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Reapprove Performance Measures under the 1998 and 2002 Long-Term Incentive Stock Plans
Mgmt
For
For
For
 
                 
                 
                 
                 
Schering-Plough Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SGP
CUSIP 806605101
 
05/18/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Thomas Colligan
 
Mgmt
For
For
For
 
 
1.2
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.3
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
1.4
Elect Eugene McGrath
 
Mgmt
For
For
For
 
 
1.5
Elect Antonio Perez
 
Mgmt
For
For
For
 
 
1.6
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
1.7
Elect Jack Stahl
 
Mgmt
For
For
For
 
 
1.8
Elect Craig Thompson
 
Mgmt
For
For
For
 
 
1.9
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
1.10
Elect Robert van Oordt
 
Mgmt
For
For
For
 
 
1.11
Elect Arthur Weinbach
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
4
Shareholder Proposal Regarding Right to Call Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Schlumberger Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLB
CUSIP 806857108
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Philippe Camus
 
Mgmt
For
For
For
 
 
1.2
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
1.3
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
1.4
Elect Tony Isaac
 
Mgmt
For
For
For
 
 
1.5
Elect Nikolay Kudryavtsev
 
Mgmt
For
For
For
 
 
1.6
Elect Adrian Lajous
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Marks
 
Mgmt
For
For
For
 
 
1.8
Elect Leo  Reif
 
Mgmt
For
For
For
 
 
1.9
Elect Tore Sandvold
 
Mgmt
For
For
For
 
 
1.10
Elect Henri Seydoux
 
Mgmt
For
For
For
 
 
1.11
Elect Linda Stuntz
 
Mgmt
For
For
For
 
 
2
Approval of Financial Statements and Dividends
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding an Advisory Vote on Compensation Report (Say on Pay)
ShrHoldr
Against
Against
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Siemens AG
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN DE0007236101
 
01/27/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Supervisory Board Report, Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2007/2008 (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
2
Receive Financial Statements and Statutory Reports for Fiscal 2007/2008 (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
3
Approve Allocation of Income and Dividends of EUR 1.60 per Share
Mgmt
For
For
For
 
 
4.1
Postpone Discharge of Former Management Board Member Rudi Lamprecht for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.2
Postpone Discharge of Former Management Board Member Juergen Radomski for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.3
Postpone Discharge of Former Management Board Member Uriel Sharef for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.4
Postpone Discharge of Former Management Board Member Klaus Wucherer for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.5
Approve Discharge of Management Board Member Peter Loescher for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.6
Approve Discharge of Management Board Member Wolfgang Dehen for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.7
Approve Discharge of Management Board Member Heinrich Hiesinger for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.8
Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.9
Approve Discharge of Former Management Board Member Eduardo Montes for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.10
Approve Discharge of Former Management Board Member Jim Reid-Anderson for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.11
Approve Discharge of Former Management Board Member Erich R. Reinhardt for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.12
Approve Discharge of Management Board Member Hermann Requardt for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.13
Approve Discharge of Management Board Member Siegfried Russwurm for Fiscal 2007/2008
Mgmt
For
For
For
 
 
4.14
Approve Discharge of Management Board Member Peter Y. Solmssen for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.1
Approve Discharge of Supervisory Board Member Gerhard Cromme for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.2
Approve Discharge of Supervisory Board Member Ralf Heckmann for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.3
Approve Discharge of Supervisory Board Member Josef Ackermann for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.4
Approve Discharge of Supervisory Board Member Lothar Adler for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.5
Approve Discharge of Supervisory Board Member Jean-Louis Beffa for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.6
Approve Discharge of Former Supervisory Board Member Gerhard Bieletzki for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.7
Approve Discharge of Supervisory Board Member Gerd von Brandenstein for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.8
Approve Discharge of Former Supervisory Board Member John David Coombe for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.9
Approve Discharge of Former Supervisory Board Member Hildegard Cornudet for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.10
Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.11
Approve Discharge of Supervisory Board Member Hans Michael Gaul for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.12
Approve Discharge of Former Supervisory Board Member Birgit Grube for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.13
Approve Discharge of Supervisory Board Member Peter Gruss for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.14
Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.15
Approve Discharge of Supervisory Board Member Heinz Hawreliuk for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.16
Approve Discharge of Supervisory Board Member Berthold Huber for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.17
Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.18
Approve Discharge of Former Supervisory Board Member Walter Kroell for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.19
Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.20
Approve Discharge of Former Supervisory Board Member Michael Mirow for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.21
Approve Discharge of Supervisory Board Member Werner Moenius for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.22
Approve Discharge of Former Supervisory Board Member Roland Motzigemba for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.23
Approve Discharge of Former Supervisory Board Member Thomas Rackow for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.24
Approve Discharge of Supervisory Board Member Hakan Samuelsson for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.25
Approve Discharge of Supervisory Board Member Dieter Scheitor for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.26
Approve Discharge of Former Supervisory Board Member Albrecht Schmidt for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.27
Approve Discharge of Supervisory Board Member Henning Schulte-Noelle for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.28
Approve Discharge of Supervisory Board Member Rainer Sieg for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.29
Approve Discharge of Former Supervisory Board Member Peter von Siemens for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.30
Approve Discharge of Former Supervisory Board Member Jerry I. Speyer for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.31
Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2007/2008
Mgmt
For
For
For
 
 
5.32
Approve Discharge of Supervisory Board Member Iain Vallance of Tummel for Fiscal 2007/2008
Mgmt
For
For
For
 
 
6
Ratify Ernst & Young AG as Auditors for Fiscal 2008/2009
Mgmt
For
For
For
 
 
7
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
8
Authorize Use of Financial Derivatives of up to 5 Percent of Issued Share Capital When Repurchasing Shares
Mgmt
For
For
For
 
 
9
Approve Creation of EUR 520.8 Million Pool of Capital without Preemptive Rights
Mgmt
For
Abstain
Against
 
 
10
Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights
Mgmt
For
Abstain
Against
 
 
11
Approve Remuneration of Supervisory Board
Mgmt
For
Abstain
Against
 
 
12
Amend Articles Re: Decision Making of General Meeting
Mgmt
For
For
For
 
                 
                 
                 
                 
Société Générale
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FR0000130809
 
05/19/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
MIX
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Treatment of Losses and Dividends of EUR 1.20 per Share
Mgmt
For
For
For
 
 
3
Approve Stock Dividend Program
 
Mgmt
For
For
For
 
 
4
Accept Consolidated Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
5
Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions
Mgmt
For
For
For
 
 
6
Approve Ongoing Transactions with Daniel Bouton, Phlippe Citerne, and Didier Alix Re: Pension Benefits
Mgmt
For
For
For
 
 
7
Approve Transaction with Severin Cabannes and Frederic Oudea Re: Pension Benefits
Mgmt
For
For
For
 
 
8
Approve Transaction with Frederic Oudea Re: Severance Payment and Non-Compete Agreement
Mgmt
For
For
For
 
 
9
Reelect Jean Azema as Director
 
Mgmt
For
For
For
 
 
10
Reelect Elisabeth Lulin as Director
 
Mgmt
For
For
For
 
 
11
Ratify Appointment of Robert Castaigne as Director
Mgmt
For
For
For
 
 
12
Elect Jean-Bernard Levy as Director
Mgmt
For
For
For
 
 
13
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Mgmt
For
For
For
 
 
14
Add Article 20 to the Bylaws Re: Court Jurisdiction
Mgmt
For
For
For
 
 
15
Authorize Issuance of Preferred Stock (Class B) without Preemptive Rights , and without Voting Rights Attached, in Favor of Societe de Prise de Participation de l'Etat (SPPE) for up to Aggregate Nominal Amount of EUR 241.9 Million
Mgmt
For
For
For
 
 
16
Amend Bylaws to Integrate Preferred Stock (Class B)  in Capital, Subject to Approval of Item 15
Mgmt
For
For
For
 
 
17
Approve Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
18
Amend  Limit Set Under Item 10 of the May 27, 2008 General Meeting for Issuance With Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authorize Filing of Required Documents/Other Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Southwest Airlines Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LUV
CUSIP 844741108
 
05/20/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Biegler
 
Mgmt
For
For
For
 
 
1.2
Elect C. Webb Crockett
 
Mgmt
For
For
For
 
 
1.3
Elect William Cunningham
 
Mgmt
For
For
For
 
 
1.4
Elect John Denison
 
Mgmt
For
For
For
 
 
1.5
Elect Travis Johnson
 
Mgmt
For
For
For
 
 
1.6
Elect Gary Kelly
 
Mgmt
For
For
For
 
 
1.7
Elect Nancy Loeffler
 
Mgmt
For
For
For
 
 
1.8
Elect John Montford
 
Mgmt
For
For
For
 
 
1.9
Elect Daniel Villanueva
 
Mgmt
For
For
For
 
 
2
Amendment to the 1991 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Adoption of Principles for Health Care Reform
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Sprint Nextel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
S
CUSIP 852061100
 
05/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Bennett
 
Mgmt
For
For
For
 
 
2
Elect Gordon Bethune
 
Mgmt
For
For
For
 
 
3
Elect Larry Glasscock
 
Mgmt
For
For
For
 
 
4
Elect James Hance, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Daniel Hesse
 
Mgmt
For
For
For
 
 
6
Elect Janet Hill
 
Mgmt
For
For
For
 
 
7
Elect Frank Ianna
 
Mgmt
For
For
For
 
 
8
Elect Sven-Christer Nilsson
 
Mgmt
For
For
For
 
 
9
Elect William Nuti
 
Mgmt
For
For
For
 
 
10
Elect Rodney O'Neal
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 1988 Employees Stock Purchase Plan
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Special Meetings
ShrHoldr
Against
For
Against
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Staples, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SPLS
CUSIP 855030102
 
06/09/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Basil Anderson
 
Mgmt
For
For
For
 
 
2
Elect Arthur Blank
 
Mgmt
For
For
For
 
 
3
Elect Mary Burton
 
Mgmt
For
For
For
 
 
4
Elect Justin King
 
Mgmt
For
For
For
 
 
5
Elect Carol Meyrowitz
 
Mgmt
For
For
For
 
 
6
Elect Rowland Moriarty
 
Mgmt
For
For
For
 
 
7
Elect Robert Nakasone
 
Mgmt
For
For
For
 
 
8
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Smith
 
Mgmt
For
For
For
 
 
10
Elect Robert Sulentic
 
Mgmt
For
For
For
 
 
11
Elect Vijay Vishwanath
 
Mgmt
For
For
For
 
 
12
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
13
Amendment to the 1998 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
14
Amendment to the International Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Reincorporation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Suez SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FR0000120529
 
07/16/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
MIX
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Merger by Absorption of Rivolam
Mgmt
For
For
For
 
 
2
Approve Spin-Off of Suez Environnement
Mgmt
For
For
For
 
 
3
Approve Distribution of 65 percent of Suez Environnement to Suez's Shareholders
Mgmt
For
For
For
 
 
4
Approve Special Auditors' Report Regarding Related-Party Transactions
Mgmt
For
For
For
 
 
5
Approve Merger by Absorption of Suez by GDF
Mgmt
For
For
For
 
 
6
Authorize Filing of Required Documents/Other Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Sysco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYY
CUSIP 871829107
 
11/19/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Judith Craven
 
Mgmt
For
For
For
 
 
2
Elect Phyllis Sewell
 
Mgmt
For
For
For
 
 
3
Elect Richard Tilghman
 
Mgmt
For
For
For
 
 
4
2008 Cash Performance Unit Plan
 
Mgmt
For
Against
Against
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing Co.
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN TW0002330008
 
06/10/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve 2008 Business Operations Report and Financial Statements
Mgmt
For
For
For
 
 
2
Approve 2008 Allocation of Income and Dividends
Mgmt
For
For
For
 
 
3
Approve Capitalization of 2008 Dividends and Employee Profit Sharing
Mgmt
For
For
For
 
 
4
Approve to Amend the Company's Internal Policies
Mgmt
For
For
For
 
 
4.1
Approve Amendment on the Procedures for Loans to Other Parties
Mgmt
For
For
For
 
 
4.2
Approve Amendment on the Procedures for Endorsement and Guarantee
Mgmt
For
For
For
 
 
5.1
Elect Morris Chang, ID No. 4515 as Director
Mgmt
For
For
For
 
 
5.2
Elect F.C. Tseng, ID No. 104 as Director
Mgmt
For
For
For
 
 
5.3
Elect Rick Tsai, ID No. 7252 as Director
Mgmt
For
For
For
 
 
5.4
Elect Tain-Jy Chen (Representative of National<p>Development Fund, Executive Yuan), ID No. 1 as Director
Mgmt
For
For
For
 
 
5.5
Elect Peter Leahy Bonfield, ID No. 093180657 as Independent Director
Mgmt
For
For
For
 
 
5.6
Elect Stan Shih, ID No. 534770 as Independent Director
Mgmt
For
For
For
 
 
5.7
Elect Carleton Sneed Fiorina, ID No. 438012153 as Independent Director
Mgmt
For
For
For
 
 
5.8
Elect Thomas J. Engibous, ID No. 135021464 as Independent Director
Mgmt
For
For
For
 
 
6
Transact Other Business (Non-Voting)
Mgmt
N/A
N/A
N/A
 
                 
                 
                 
                 
Target Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TGT
CUSIP 87612E106
 
05/28/2009
 
Unvoted
   
 
Meeting Type
Country of Trade
           
 
Contest
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Fix the Number of Directors at Twelve
Mgmt
N/A
N/A
N/A
 
 
2.1
Elect William Ackman
 
Mgmt
N/A
N/A
N/A
 
 
2.2
Elect Michael Ashner
 
Mgmt
N/A
N/A
N/A
 
 
2.3
Elect James Donald
 
Mgmt
N/A
N/A
N/A
 
 
2.4
Elect Richard Vague
 
Mgmt
N/A
N/A
N/A
 
 
3
Elect Ronald Gilson
 
Mgmt
N/A
N/A
N/A
 
 
4
Ratification of Auditor
 
Mgmt
N/A
N/A
N/A
 
 
5
Amendment to the Long-Term Incentive Plan
Mgmt
N/A
N/A
N/A
 
 
6
Shareholder Proposal Regarding Advisory Vote on Compensation
ShrHoldr
N/A
N/A
N/A
 
                 
                 
                 
                 
Target Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TGT
CUSIP 87612E106
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Contest
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Fix the Number of Directors at Twelve
Mgmt
For
For
For
 
 
2
Elect Mary Dillon
 
Mgmt
For
For
For
 
 
3
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
4
Elect George Tamke
 
Mgmt
For
For
For
 
 
5
Elect Solomon Trujillo
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Advisory Vote on Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Texas Instruments Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXN
CUSIP 882508104
 
04/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Adams
 
Mgmt
For
For
For
 
 
2
Elect David Boren
 
Mgmt
For
For
For
 
 
3
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
4
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
5
Elect David Goode
 
Mgmt
For
For
For
 
 
6
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
7
Elect Pamela Patsley
 
Mgmt
For
For
For
 
 
8
Elect Wayne Sanders
 
Mgmt
For
For
For
 
 
9
Elect Ruth Simmons
 
Mgmt
For
For
For
 
 
10
Elect Richard Templeton
 
Mgmt
For
For
For
 
 
11
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2009 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
14
2009 Director Compensation Plan
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Textron Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXT
CUSIP 883203101
 
04/22/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lewis Campbell
 
Mgmt
For
For
For
 
 
2
Elect Lawrence Fish
 
Mgmt
For
For
For
 
 
3
Elect Joe Ford
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The TJX Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TJX
CUSIP 872540109
 
06/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jose Alvarez
 
Mgmt
For
For
For
 
 
1.2
Elect Alan Bennett
 
Mgmt
For
For
For
 
 
1.3
Elect David Brandon
 
Mgmt
For
For
For
 
 
1.4
Elect Bernard Cammarata
 
Mgmt
For
For
For
 
 
1.5
Elect David Ching
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Hines
 
Mgmt
For
For
For
 
 
1.7
Elect Amy Lane
 
Mgmt
For
For
For
 
 
1.8
Elect Carol Meyrowitz
 
Mgmt
For
For
For
 
 
1.9
Elect John O'Brien
 
Mgmt
For
For
For
 
 
1.10
Elect Robert Shapiro
 
Mgmt
For
For
For
 
 
1.11
Elect Willow Shire
 
Mgmt
For
For
For
 
 
1.12
Elect Fletcher Wiley
 
Mgmt
For
For
For
 
 
2
Amendment to the Stock Incentive Plan
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Cable, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWC
CUSIP 88732J207
 
06/03/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carole Black
 
Mgmt
For
For
For
 
 
2
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
3
Elect Thomas Castro
 
Mgmt
For
For
For
 
 
4
Elect David Chang
 
Mgmt
For
For
For
 
 
5
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Peter Haje
 
Mgmt
For
For
For
 
 
7
Elect Donna James
 
Mgmt
For
For
For
 
 
8
Elect Don Logan
 
Mgmt
For
For
For
 
 
9
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Wayne Pace
 
Mgmt
For
For
For
 
 
11
Elect Edward  Shirley
 
Mgmt
For
For
For
 
 
12
Elect John Sununu
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317105
 
01/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reverse Stock Split
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317303
 
05/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allison Jr.
 
Mgmt
For
For
For
 
 
2
Elect James Barksdale
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Bewkes
 
Mgmt
For
For
For
 
 
4
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
5
Elect Frank Caufield
 
Mgmt
For
For
For
 
 
6
Elect Robert Clark
 
Mgmt
For
For
For
 
 
7
Elect Mathias Döpfner
 
Mgmt
For
For
For
 
 
8
Elect Jessica Einhorn
 
Mgmt
For
For
For
 
 
9
Elect Michael Miles
 
Mgmt
For
For
For
 
 
10
Elect Kenneth Novack
 
Mgmt
For
For
For
 
 
11
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Annual Incentive Plan for Executive Officers
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Total SA
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN FR0000120271
 
05/15/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
MIX
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Consolidated Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of EUR 2.28  per Share
Mgmt
For
For
For
 
 
4
Approve Special Auditors' Report Presenting  Ongoing Related-Party Transactions
Mgmt
For
For
For
 
 
5
Approve Transaction with Thierry Desmarest
Mgmt
For
For
For
 
 
6
Approve Transaction with Christophe de Margerie
Mgmt
For
For
For
 
 
7
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Mgmt
For
For
For
 
 
8
Reelect Anne Lauvergeon as Director
Mgmt
For
For
For
 
 
9
Reelect Daniel Bouton as Director
 
Mgmt
For
For
For
 
 
10
Reelect Bertrand Collomb as Director
Mgmt
For
For
For
 
 
11
Reelect Christophe de Margerie as Director
Mgmt
For
For
For
 
 
12
Reelect Michel Pebereau as Director
Mgmt
For
For
For
 
 
13
Electe Patrick Artus as Director
 
Mgmt
For
For
For
 
 
14
Amend Article 12 of Bylaws Re: Age Limit for Chairman
Mgmt
For
For
For
 
 
14.1
Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Plans
ShrHoldr
Against
Against
For
 
 
14.2
Amend Article 11 of Bylaws Re: Nomination of Employees Shareholders Representative to the Board of Directors
ShrHoldr
Against
Against
For
 
 
14.3
Approve Restricted Stock Plan to All Employees
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Toyota Motor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
   
ISIN JP3633400001
 
06/23/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
AGM
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, with a Final Dividend of JPY 35
Mgmt
For
For
For
 
 
2
Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format
Mgmt
For
For
For
 
 
3.1
Elect Director
 
Mgmt
For
For
For
 
 
3.2
Elect Director
 
Mgmt
For
For
For
 
 
3.3
Elect Director
 
Mgmt
For
For
For
 
 
3.4
Elect Director
 
Mgmt
For
For
For
 
 
3.5
Elect Director
 
Mgmt
For
For
For
 
 
3.6
Elect Director
 
Mgmt
For
For
For
 
 
3.7
Elect Director
 
Mgmt
For
For
For
 
 
3.8
Elect Director
 
Mgmt
For
For
For
 
 
3.9
Elect Director
 
Mgmt
For
For
For
 
 
3.10
Elect Director
 
Mgmt
For
For
For
 
 
3.11
Elect Director
 
Mgmt
For
For
For
 
 
3.12
Elect Director
 
Mgmt
For
For
For
 
 
3.13
Elect Director
 
Mgmt
For
For
For
 
 
3.14
Elect Director
 
Mgmt
For
For
For
 
 
3.15
Elect Director
 
Mgmt
For
For
For
 
 
3.16
Elect Director
 
Mgmt
For
For
For
 
 
3.17
Elect Director
 
Mgmt
For
For
For
 
 
3.18
Elect Director
 
Mgmt
For
For
For
 
 
3.19
Elect Director
 
Mgmt
For
For
For
 
 
3.20
Elect Director
 
Mgmt
For
For
For
 
 
3.21
Elect Director
 
Mgmt
For
For
For
 
 
3.22
Elect Director
 
Mgmt
For
For
For
 
 
3.23
Elect Director
 
Mgmt
For
For
For
 
 
3.24
Elect Director
 
Mgmt
For
For
For
 
 
3.25
Elect Director
 
Mgmt
For
For
For
 
 
3.26
Elect Director
 
Mgmt
For
For
For
 
 
3.27
Elect Director
 
Mgmt
For
For
For
 
 
3.28
Elect Director
 
Mgmt
For
For
For
 
 
3.29
Elect Director
 
Mgmt
For
For
For
 
 
4
Approve Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TYC
CUSIP G9143X208
 
03/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Reincorporation from Bermuda to Switzerland
Mgmt
For
For
For
 
 
2
Change of Par Value
 
Mgmt
For
For
For
 
 
3
Approve Company Name
 
Mgmt
For
For
For
 
 
4
Change of Company Purpose
 
Mgmt
For
For
For
 
 
5
Approval of the Swiss Articles of Association
Mgmt
For
For
For
 
 
6
Confirmation of Swiss Law as the Authoritative Legislation Governing the Company
Mgmt
For
For
For
 
 
7
Approval of Schaffhausen, Switzerland as the Company's Principal Place of Business
Mgmt
For
For
For
 
 
8
Appointment of Special Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Statutory Auditor
 
Mgmt
For
For
For
 
 
10
Approval of Dividend in the Form of a Reduction of Registered Captial
Mgmt
For
For
For
 
 
11
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TYC
CUSIP G9143X208
 
03/12/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Edward Breen
 
Mgmt
For
For
For
 
 
1.2
Elect Timothy Donahue
 
Mgmt
For
For
For
 
 
1.3
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
1.4
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
1.5
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
1.6
Elect John Krol
 
Mgmt
For
For
For
 
 
1.7
Elect Brendan O'Neill
 
Mgmt
For
For
For
 
 
1.8
Elect William Stavropoulos
 
Mgmt
For
For
For
 
 
1.9
Elect Sandra Wijnberg
 
Mgmt
For
For
For
 
 
1.10
Elect Jerome York
 
Mgmt
For
For
For
 
 
1.11
Elect R. David Yost
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock and Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Union Pacific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNP
CUSIP 907818108
 
05/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Donohue
 
Mgmt
For
For
For
 
 
4
Elect Archie Dunham
 
Mgmt
For
For
For
 
 
5
Elect Judith Hope
 
Mgmt
For
For
For
 
 
6
Elect Charles Krulak
 
Mgmt
For
For
For
 
 
7
Elect Michael McCarthy
 
Mgmt
For
For
For
 
 
8
Elect Michael McConnell
 
Mgmt
For
For
For
 
 
9
Elect Thomas McLarty III
 
Mgmt
For
For
For
 
 
10
Elect Steven Rogel
 
Mgmt
For
For
For
 
 
11
Elect José Villarreal
 
Mgmt
For
For
For
 
 
12
Elect James Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
United Parcel Service, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UPS
CUSIP 911312106
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Burns
 
Mgmt
For
For
For
 
 
1.3
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
1.4
Elect Stuart Eizenstat
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
1.6
Elect William Johnson
 
Mgmt
For
For
For
 
 
1.7
Elect Ann Livermore
 
Mgmt
For
For
For
 
 
1.8
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
1.9
Elect John Thompson
 
Mgmt
For
For
For
 
 
1.10
Elect Carol Tome
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2009 Omnibus Incentive Compensation Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
United States Steel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
X
CUSIP 912909108
 
04/28/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Frank Lucchino
 
Mgmt
For
For
For
 
 
1.2
Elect Seth Schofield
 
Mgmt
For
For
For
 
 
1.3
Elect John Surma
 
Mgmt
For
For
For
 
 
1.4
Elect David Sutherland
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
United Technologies Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UTX
CUSIP 913017109
 
04/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Louis Chenevert
 
Mgmt
For
For
For
 
 
1.2
Elect George David
 
Mgmt
For
For
For
 
 
1.3
Elect John Faraci
 
Mgmt
For
For
For
 
 
1.4
Elect Jean-Pierre Garnier
 
Mgmt
For
For
For
 
 
1.5
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
1.6
Elect Carlos Gutierrez
 
Mgmt
For
For
For
 
 
1.7
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
1.8
Elect Charles Lee
 
Mgmt
For
For
For
 
 
1.9
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
1.10
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
1.11
Elect Richard Myers
 
Mgmt
For
For
For
 
 
1.12
Elect H. Patrick Swygert
 
Mgmt
For
For
For
 
 
1.13
Elect André Villeneuve
 
Mgmt
For
For
For
 
 
1.14
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Offsets for Foreign Military Sales
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
UnitedHealth Group Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNH
CUSIP 91324P102
 
06/02/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Ballard, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Richard Burke
 
Mgmt
For
For
For
 
 
3
Elect Robert Darretta
 
Mgmt
For
For
For
 
 
4
Elect Stephen Hemsley
 
Mgmt
For
For
For
 
 
5
Elect Michele Hooper
 
Mgmt
For
For
For
 
 
6
Elect Douglas Leatherdale
 
Mgmt
For
For
For
 
 
7
Elect Glenn Renwick
 
Mgmt
For
For
For
 
 
8
Elect Kenneth Shine
 
Mgmt
For
For
For
 
 
9
Elect Gail Wilensky
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
UST Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UST
CUSIP 902911106
 
12/04/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Verizon Communications Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VZ
CUSIP 92343V104
 
05/07/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Carrión
 
Mgmt
For
For
For
 
 
2
Elect M. Frances Keeth
 
Mgmt
For
For
For
 
 
3
Elect Robert Lane
 
Mgmt
For
For
For
 
 
4
Elect Sandra Moose
 
Mgmt
For
For
For
 
 
5
Elect Joseph Neubauer
 
Mgmt
For
For
For
 
 
6
Elect Donald Nicolaisen
 
Mgmt
For
For
For
 
 
7
Elect Thomas O'Brien
 
Mgmt
For
For
For
 
 
8
Elect Clarence Otis, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Hugh Price
 
Mgmt
For
For
For
 
 
10
Elect Ivan Seidenberg
 
Mgmt
For
For
For
 
 
11
Elect John Snow
 
Mgmt
For
For
For
 
 
12
Elect John Stafford
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
2009 Long-Term Incentive Plan
 
Mgmt
For
For
For
 
 
16
2009 Short-Term Incentive Plan
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Elimination of Stock Options
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Wal-Mart Stores Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WMT
CUSIP 931142103
 
06/05/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Aida Alvarez
 
Mgmt
For
For
For
 
 
2
Elect James Breyer
 
Mgmt
For
For
For
 
 
3
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
4
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Roger Corbett
 
Mgmt
For
For
For
 
 
6
Elect Douglas Daft
 
Mgmt
For
For
For
 
 
7
Elect Michael Duke
 
Mgmt
For
For
For
 
 
8
Elect Gregory Penner
 
Mgmt
For
For
For
 
 
9
Elect Allen Questrom
 
Mgmt
For
For
For
 
 
10
Elect H. Lee Scott, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Arne Sorenson
 
Mgmt
For
For
For
 
 
12
Elect Jim Walton
 
Mgmt
For
For
For
 
 
13
Elect S. Robson Walton
 
Mgmt
For
For
For
 
 
14
Elect Christopher Williams
 
Mgmt
For
For
For
 
 
15
Elect Linda Wolf
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Pay for Superior Performance
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
22
Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Walgreen Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WAG
CUSIP 931422109
 
01/14/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Foote
 
Mgmt
For
For
For
 
 
1.2
Elect Mark Frissora
 
Mgmt
For
For
For
 
 
1.3
Elect Alan McNally
 
Mgmt
For
For
For
 
 
1.4
Elect Cordell Reed
 
Mgmt
For
For
For
 
 
1.5
Elect Nancy Schlichting
 
Mgmt
For
For
For
 
 
1.6
Elect David Schwartz
 
Mgmt
For
For
For
 
 
1.7
Elect Alejandro Silva
 
Mgmt
For
For
For
 
 
1.8
Elect James Skinner
 
Mgmt
For
For
For
 
 
1.9
Elect Marilou von Ferstel
 
Mgmt
For
For
For
 
 
1.10
Elect Charles Walgreen III
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
1982 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Waste Management, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WMI
CUSIP 94106L109
 
05/08/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pastora Cafferty
 
Mgmt
For
For
For
 
 
2
Elect Frank Clark
 
Mgmt
For
For
For
 
 
3
Elect Patrick Gross
 
Mgmt
For
For
For
 
 
4
Elect John Pope
 
Mgmt
For
For
For
 
 
5
Elect W. Robert Reum
 
Mgmt
For
For
For
 
 
6
Elect Steven Rothmeier
 
Mgmt
For
For
For
 
 
7
Elect David Steiner
 
Mgmt
For
For
For
 
 
8
Elect Thomas Weidemeyer
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
11
2009 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Political Contributions and Expenditures
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Elimination of Supermajority Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Weyerhaeuser Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WY
CUSIP 962166104
 
04/16/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Debra Cafaro
 
Mgmt
For
For
For
 
 
2
Elect Nicole Piasecki
 
Mgmt
For
For
For
 
 
3
Elect Mark Emmert
 
Mgmt
For
For
For
 
 
4
Elect Daniel Fulton
 
Mgmt
For
For
For
 
 
5
Elect Wayne Murdy
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Elimination of Supermajority Vote Requirements
ShrHoldr
Against
For
Against
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Xerox Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XRX
CUSIP 984121103
 
05/21/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
2
Elect Ursula Burns
 
Mgmt
For
For
For
 
 
3
Elect Richard Harrington
 
Mgmt
For
For
For
 
 
4
Elect William Hunter
 
Mgmt
For
For
For
 
 
5
Elect Robert McDonald
 
Mgmt
For
For
For
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
For
For
 
 
7
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Charles Prince
 
Mgmt
For
For
For
 
 
9
Elect Ann Reese
 
Mgmt
For
For
For
 
 
10
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Xilinx, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XLNX
CUSIP 983919101
 
08/14/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Willem Roelandts
 
Mgmt
For
For
For
 
 
1.2
Elect Moshe Gavrielov
 
Mgmt
For
For
For
 
 
1.3
Elect John Doyle
 
Mgmt
For
For
For
 
 
1.4
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
1.5
Elect Philip Gianos
 
Mgmt
For
For
For
 
 
1.6
Elect William Howard, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect J. Michael Patterson
 
Mgmt
For
For
For
 
 
1.8
Elect Marshall Turner
 
Mgmt
For
For
For
 
 
1.9
Elect Elizabeth Vanderslice
 
Mgmt
For
For
For
 
 
2
Amendment to the 1990 Employee Qualified Stock Purchase Plan
Mgmt
For
For
For
 
 
3
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
XL Capital Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XL
CUSIP G98255105
 
04/24/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dale Comey
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Glauber
 
Mgmt
For
For
For
 
 
1.3
Elect G. Thompson Hutton
 
Mgmt
For
For
For
 
 
2
Amendment to the 1991 Performance Incentive Program
Mgmt
For
For
For
 
 
3
Amendment to the Directors Stock & Option Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
06/25/2009
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Contest
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Roy Bostock
 
Mgmt
For
For
For
 
 
4
Elect Ronald Burkle
 
Mgmt
For
For
For
 
 
5
Elect John Chapple
 
Mgmt
For
For
For
 
 
6
Elect Eric Hippeau
 
Mgmt
For
For
For
 
 
7
Elect Carl Icahn
 
Mgmt
For
For
For
 
 
8
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
9
Elect Arthur Kern
 
Mgmt
For
For
For
 
 
10
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
11
Elect Gary Wilson
 
Mgmt
For
For
For
 
 
12
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
13
Amendment to the 1995 Stock Plan
Mgmt
For
For
For
 
 
14
Amendment to the 1996 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
08/01/2008
 
Unvoted
   
 
Meeting Type
Country of Trade
           
 
Contest
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.2
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.3
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.4
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.5
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.6
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.7
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.8
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
1.9
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
2
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
3
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
4
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
 
5
Election of Dissident Directors (Non-Voting)
Mgmt
N/A
N/A
N/A
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
08/01/2008
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Roy Bostock
 
Mgmt
For
Withhold
Against
 
 
1.2
Elect Ronald Burkle
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect Eric Hippeau
 
Mgmt
For
For
For
 
 
1.4
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
1.5
Elect Arthur Kern
 
Mgmt
For
For
For
 
 
1.6
Election of Robert Kodik (not standing for re-elec
Mgmt
For
For
For
 
 
1.7
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
1.8
Elect Gary Wilson
 
Mgmt
For
Withhold
Against
 
 
1.9
Elect Jerry Yang
 
Mgmt
For
Withhold
Against
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Pay-For-Superior Performance
ShrHoldr
Against
Against
For
 
 
4
Shareholder Proposal Regarding Internet Censorship
ShrHoldr
Against
Against
For
 
 
5
Shareholder Proposal Regarding a Board Committee on Human Rights
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
                 

 
 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

THE INVESTMENT COMPANY OF AMERICA
(Registrant)



By /s/ James B. Lovelace
James B. Lovelace, President and
Chief Executive Officer
 
Date: August 26, 2009
 
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