N-PX 1 ica_npx.htm N-PX ica_npx.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00116



The Investment Company of America
(Exact name of registrant as specified in charter)

333 South Hope Street,
Los Angeles, California 90071
(Address of principal executive offices)




Registrant's telephone number, including area code:  (213) 486-9200

Date of fiscal year end: December 31

Date of reporting period: July 1, 2006 - June 30, 2007





Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and address of agent for service)






ITEM 1 – Proxy Voting Record


Fund Name : The Investment Company of America
             
                 
Reporting Period: 07/01/2006 - 06/30/2007
             
                 
                 
                 
                 
3M Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MMM
CUSIP9 88579Y101
 
05/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR LINDA G. ALVARADO
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR GEORGE W. BUCKLEY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR VANCE D. COFFMAN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MICHAEL L. ESKEW
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR W. JAMES FARRELL
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR HERBERT L. HENKEL
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR EDWARD M. LIDDY
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ROBERT S. MORRISON
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR AULANA L. PETERS
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR ROZANNE L. RIDGWAY
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENTS
Mgmt
For
For
For
 
 
4.0
AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE FAIR PRICE PROVISION
Mgmt
For
For
For
 
 
5.0
APPROVAL OF THE EXECUTIVE ANNUAL INCENTIVE PLAN
Mgmt
For
Against
Against
 
 
6.0
APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE PERFORMANCE UNIT PLAN
Mgmt
For
For
For
 
 
7.0
EXECUTIVE COMPENSATION BASED ON THE PERFORMANCE OF PEER COMPANIES.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Abbott Laboratories
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ABT
CUSIP9 002824100
 
04/27/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR R.S. AUSTIN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR W.M. DALEY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR W.J. FARRELL
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR H.L. FULLER
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR R.A. GONZALEZ
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR D.A.L. OWEN
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR B. POWELL JR.
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR W.A. REYNOLDS
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR R.S. ROBERTS
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR S.C. SCOTT III
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR W.D. SMITHBURG
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR G.F. TILTON
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR M.D. WHITE
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL - ADVISORY VOTE
ShrHldr
Against
Against
For
 
 
4.0
SHAREHOLDER PROPOSAL - THE ROLES OF CHAIR AND CEO
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Advanced Micro Devices, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AMD
CUSIP9 007903107
 
05/03/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
NOMINEE FOR DIRECTOR: HECTOR DE J. RUIZ
Mgmt
For
For
For
 
 
2.0
NOMINEE FOR DIRECTOR: W. MICHAEL BARNES
Mgmt
For
For
For
 
 
3.0
NOMINEE FOR DIRECTOR: BRUCE L. CLAFLIN
Mgmt
For
For
For
 
 
4.0
NOMINEE FOR DIRECTOR: H. PAULETT EBERHART
Mgmt
For
For
For
 
 
5.0
NOMINEE FOR DIRECTOR: ROBERT B. PALMER
Mgmt
For
For
For
 
 
6.0
NOMINEE FOR DIRECTOR: JOHN E. CALDWELL
Mgmt
For
For
For
 
 
7.0
NOMINEE FOR DIRECTOR: MORTON L. TOPFER
Mgmt
For
For
For
 
 
8.0
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
9.0
APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION.
Mgmt
For
For
For
 
                 
                 
                 
                 
Aetna Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AET
CUSIP9 00817Y108
 
04/27/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR FRANK M. CLARK
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR BETSY Z. COHEN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MOLLY J. COYE, M.D.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR BARBARA H. FRANKLIN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JEFFREY E. GARTEN
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR EARL G. GRAVES
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR GERALD GREENWALD
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ELLEN M. HANCOCK
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR EDWARD J. LUDWIG
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR JOSEPH P. NEWHOUSE
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR RONALD A. WILLIAMS
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION
Mgmt
For
For
For
 
 
4.0
SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING
ShrHldr
Against
Against
For
 
 
5.0
SHAREHOLDER PROPOSAL ON NOMINATING A DIRECTOR FROM THE EXECUTIVE RETIREE RANKS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Air Products And Chemicals, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
APD
CUSIP9 009158106
 
01/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR WILLIAM L. DAVIS III
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR W. DOUGLAS FORD
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR EVERT HENKES
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MARGARET G. MCGLYNN
 
Mgmt
For
For
For
 
 
2.0
APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Alcoa Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AA
CUSIP9 013817101
 
04/20/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ALAIN J.P. BELDA
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR CARLOS GHOSN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR HENRY B. SCHACHT
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR FRANKLIN A. THOMAS
 
Mgmt
For
For
For
 
 
2.0
PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR
Mgmt
For
For
For
 
                 
                 
                 
                 
Alltel Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AT
CUSIP9 020039103
 
05/15/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR SCOTT T. FORD
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR L.L GELLERSTEDT, III
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR EMON A. MAHONY, JR.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR RONALD TOWNSEND
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS
Mgmt
For
For
For
 
                 
                 
                 
                 
Altera Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ALTR
CUSIP9 021441100
 
05/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: JOHN P. DAANE.
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: ROBERT W. REED.
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR.
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: KEVIN MCGARITY.
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: JOHN SHOEMAKER.
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: SUSAN WANG.
Mgmt
For
For
For
 
 
7.0
TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
Mgmt
For
For
For
 
 
8.0
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Altria Group, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MO
CUSIP9 02209S103
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ELIZABETH E. BAILEY
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR HAROLD BROWN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MATHIS CABIALLAVETTA
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR LOUIS C. CAMILLERI
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR J. DUDLEY FISHBURN
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR ROBERT E.R. HUNTLEY
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR THOMAS W. JONES
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR GEORGE MUNOZ
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR LUCIO A. NOTO
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR JOHN S. REED
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR STEPHEN M. WOLF
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
Mgmt
For
For
For
 
 
3.0
STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING
ShrHldr
Against
Against
For
 
 
4.0
STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN OF THEIR RIGHTS IF FORCED TO INCUR SECONDHAND SMOKE
ShrHldr
Against
Against
For
 
 
5.0
STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED CAMPAIGNS" ALLEGEDLY ORIENTED TO PREVENT YOUTH FROM SMOKING "
ShrHldr
Against
Against
For
 
 
6.0
STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL TOBACCO BUSINESS BY 2010
ShrHldr
Against
Against
For
 
 
7.0
STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
America Movil, S.a.b. De C.v.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AMX
CUSIP9 02364W105
 
04/27/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES L" SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON. "
TNA
For
   
 
2.0
APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON.
TNA
For
   
                 
                 
                 
                 
American Electric Power Company, Inc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AEP
CUSIP9 025537101
 
04/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR E.R. BROOKS
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR D.M. CARLTON
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR R.D. CROSBY, JR.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR J.P. DESBARRES
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR R.W. FRI
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR L.A. GOODSPEED
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR W.R. HOWELL
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR L.A. HUDSON, JR.
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR M.G. MORRIS
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR L.L. NOWELL III
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR R.L. SANDOR
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR D.G. SMITH
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR K.D. SULLIVAN
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF AEP SENIOR OFFICER INCENTIVE PLAN.
Mgmt
For
For
For
 
 
3.0
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
                 
                 
                 
                 
American International Group, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AIG
CUSIP9 026874107
 
05/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR MARSHALL A. COHEN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR MARTIN S. FELDSTEIN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ELLEN V. FUTTER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR STEPHEN L. HAMMERMAN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR RICHARD C. HOLBROOKE
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR FRED H. LANGHAMMER
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR GEORGE L. MILES, JR.
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR MORRIS W. OFFIT
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR JAMES F. ORR III
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR VIRGINIA M. ROMETTY
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR MARTIN J. SULLIVAN
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR MICHAEL H. SUTTON
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR EDMUND S.W. TSE
 
Mgmt
For
For
For
 
 
1.14
DIRECTOR ROBERT B. WILLUMSTAD
 
Mgmt
For
For
For
 
 
1.15
DIRECTOR FRANK G. ZARB
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
 
3.0
ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, INC. 2007 STOCK INCENTIVE PLAN.
Mgmt
For
For
For
 
 
4.0
SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED STOCK OPTIONS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Amgen Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AMGN
CUSIP9 031162100
 
05/09/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR.
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: MR. JERRY D. CHOATE
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: DR. GILBERT S. OMENN
Mgmt
For
For
For
 
 
5.0
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007.
Mgmt
For
For
For
 
 
6.0
TO APPROVE THE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS.
Mgmt
For
For
For
 
 
7.0
TO APPROVE THE AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED BYLAWS ELIMINATING THE CLASSIFICATION OF THE BOARD OF DIRECTORS.
Mgmt
For
For
For
 
 
8.0
STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE POLICY).
ShrHldr
Against
Against
For
 
 
9.0
STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY REPORT).
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Analog Devices, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ADI
CUSIP9 032654105
 
03/13/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JERALD G. FISHMAN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JOHN C. HODGSON
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR F. GRANT SAVIERS
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR PAUL J. SEVERINO
 
Mgmt
For
For
For
 
 
2.0
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 3, 2007.
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED STOCK OPTION GRANTS TO SENIOR EXECUTIVES, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT.
ShrHldr
Against
Against
For
 
 
4.0
SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING IN DIRECTOR ELECTIONS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Anheuser-Busch Companies, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BUD
CUSIP9 035229103
 
04/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR AUGUST A. BUSCH III
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR AUGUST A. BUSCH IV
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR CARLOS FERNANDEZ G.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JAMES R. JONES
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR ANDREW C. TAYLOR
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR DOUGLAS A. WARNER III
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF THE 2007 EQUITY AND INCENTIVE PLAN
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE GLOBAL EMPLOYEE STOCK PURCHASE PLAN
Mgmt
For
For
For
 
 
4.0
APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
5.0
STOCKHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE CONTRIBUTIONS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Aon Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AOC
CUSIP9 037389103
 
05/18/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR PATRICK G. RYAN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR GREGORY C. CASE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR EDGAR D. JANNOTTA
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JAN KALFF
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR LESTER B. KNIGHT
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR J. MICHAEL LOSH
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR R. EDEN MARTIN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ANDREW J. MCKENNA
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR ROBERT S. MORRISON
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR RICHARD B. MYERS
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR RICHARD C. NOTEBAERT
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR JOHN W. ROGERS, JR.
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR GLORIA SANTONA
 
Mgmt
For
For
For
 
 
1.14
DIRECTOR CAROLYN Y. WOO
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
                 
                 
                 
                 
Applied Materials, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AMAT
CUSIP9 038222105
 
03/14/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR MICHAEL H. ARMACOST
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ROBERT H. BRUST
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR DEBORAH A. COLEMAN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR PHILIP V. GERDINE
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR THOMAS J. IANNOTTI
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR CHARLES Y.S. LIU
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR JAMES C. MORGAN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR GERHARD H. PARKER
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR WILLEM P. ROELANDTS
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR MICHAEL R. SPLINTER
 
Mgmt
For
For
For
 
 
2.0
TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN.
Mgmt
For
Against
Against
 
 
3.0
TO APPROVE THE AMENDED AND RESTATED EMPLOYEES' STOCK PURCHASE PLAN.
Mgmt
For
For
For
 
 
4.0
TO APPROVE THE AMENDED AND RESTATED SENIOR EXECUTIVE BONUS PLAN.
Mgmt
For
For
For
 
 
5.0
TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Astrazeneca Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN GB0009895292
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve First Interim Dividend of USD 0.49 (26.6 Pence, SEK 3.60) Per Ordinary Share and Confirm as Final Dividend the Second Interim Dividend of USD 1.23 (63 Pence, SEK 8.60) Per Ordinary Share
Mgmt
For
For
For
 
 
3
Reappoint KPMG Audit Plc as Auditors of the Company
Mgmt
For
For
For
 
 
4
Authorise Board to Fix Remuneration of Auditors
Mgmt
For
For
For
 
 
5.1
Re-elect Louis Schweitzer as Director
 
Mgmt
For
For
For
 
 
5.2
Re-elect Hakan Mogren as Director
 
Mgmt
For
For
For
 
 
5.3
Re-elect David Brennan as Director
 
Mgmt
For
For
For
 
 
5.4
Re-elect John Patterson as Director
 
Mgmt
For
For
For
 
 
5.5
Re-elect Jonathan Symonds as Director
 
Mgmt
For
For
For
 
 
5.6
Re-elect John Buchanan as Director
 
Mgmt
For
For
For
 
 
5.7
Re-elect Jane Henney as Director
 
Mgmt
For
For
For
 
 
5.8
Re-elect Michele Hooper as Director
 
Mgmt
For
For
For
 
 
5.9
Re-elect Joe Jimenez as Director
 
Mgmt
For
For
For
 
 
5.10
Re-elect Dame Rothwell as Director
 
Mgmt
For
For
For
 
 
5.11
Elect John Varley as Director
 
Mgmt
For
For
For
 
 
5.12
Re-elect Marcus Wallenberg as Director
 
Mgmt
For
For
For
 
 
6
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
7
Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditure up to GBP 150,000
Mgmt
For
For
For
 
 
8
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 127,127,735
Mgmt
For
For
For
 
 
9
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,069,160
Mgmt
For
For
For
 
 
10
Authorise 152,553,282 Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
11
Authorise the Company to Use Electronic Communication with Shareholders
Mgmt
For
For
For
 
                 
                 
                 
                 
Astrazeneca Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AZN
CUSIP9 046353108
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2006
Mgmt
For
For
For
 
 
2.0
TO CONFIRM DIVIDENDS
 
Mgmt
For
For
For
 
 
3.0
TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR
Mgmt
For
For
For
 
 
4.0
TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR
Mgmt
For
For
For
 
 
5.1
DIRECTOR LOUIS SCHWEITZER
 
Mgmt
For
For
For
 
 
5.2
DIRECTOR HAKAN MOGREN
 
Mgmt
For
For
For
 
 
5.3
DIRECTOR DAVID R BRENNAN
 
Mgmt
For
For
For
 
 
5.4
DIRECTOR JOHN PATTERSON
 
Mgmt
For
For
For
 
 
5.5
DIRECTOR JONATHAN SYMONDS
 
Mgmt
For
For
For
 
 
5.6
DIRECTOR JOHN BUCHANAN
 
Mgmt
For
For
For
 
 
5.7
DIRECTOR JANE HENNEY
 
Mgmt
For
For
For
 
 
5.8
DIRECTOR MICHELE HOOPER
 
Mgmt
For
For
For
 
 
5.9
DIRECTOR JOE JIMENEZ
 
Mgmt
For
For
For
 
 
5.10
DIRECTOR DAME NANCY ROTHWELL
 
Mgmt
For
For
For
 
 
5.11
DIRECTOR JOHN VARLEY
 
Mgmt
For
For
For
 
 
5.12
DIRECTOR MARCUS WALLENBERG
 
Mgmt
For
For
For
 
 
6.0
TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2006
Mgmt
For
For
For
 
 
7.0
TO AUTHORISE LIMITED EU POLITICAL DONATIONS
Mgmt
For
For
For
 
 
8.0
TO AUTHORISE THE DIRECTORS TO ALLOT UNISSUED SHARES
Mgmt
For
For
For
 
 
9.0
TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS
Mgmt
For
For
For
 
 
10.0
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES
Mgmt
For
For
For
 
 
11.0
TO AUTHORISE ELECTRONIC COMMUNICATION WITH SHAREHOLDERS
Mgmt
For
For
For
 
                 
                 
                 
                 
AT&T Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
T
CUSIP9 00206R102
 
04/27/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: GILBERT F. AMELIO
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: REUBEN V. ANDERSON
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: JAMES H. BLANCHARD
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: AUGUST A. BUSCH III
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: JAMES P. KELLY
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: CHARLES F. KNIGHT
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: JON C. MADONNA
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: LYNN M. MARTIN
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: JOHN B. MCCOY
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: MARY S. METZ
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: TONI REMBE
 
Mgmt
For
For
For
 
 
13.0
ELECTION OF DIRECTOR: JOYCE M. ROCHE
Mgmt
For
For
For
 
 
14.0
ELECTION OF DIRECTOR: RANDALL L. STEPHENSON
Mgmt
For
For
For
 
 
15.0
ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON
Mgmt
For
For
For
 
 
16.0
ELECTION OF DIRECTOR: PATRICIA P. UPTON
Mgmt
For
For
For
 
 
17.0
ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR.
Mgmt
For
For
For
 
 
18.0
RATIFY APPOINTMENT OF INDEPENDENT AUDITORS
Mgmt
For
For
For
 
 
19.0
APPROVE THE AT&T SEVERANCE POLICY
Mgmt
For
For
For
 
 
20.0
STOCKHOLDER PROPOSAL A
 
ShrHldr
Against
Against
For
 
 
21.0
STOCKHOLDER PROPOSAL B
 
ShrHldr
Against
For
Against
 
 
22.0
STOCKHOLDER PROPOSAL C
 
ShrHldr
Against
Against
For
 
 
23.0
STOCKHOLDER PROPOSAL D
 
ShrHldr
Against
Against
For
 
 
24.0
STOCKHOLDER PROPOSAL E
 
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
AT&T Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
T
CUSIP9 00206R102
 
07/21/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT, DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH CORPORATION, AT&T INC. AND ABC CONSOLIDATION CORP., AS IT MAY BE AMENDED.
Mgmt
For
For
For
 
                 
                 
                 
                 
Automatic Data Processing, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ADP
CUSIP9 053015103
 
11/14/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR GREGORY D. BRENNEMAN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR LESLIE A. BRUN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR GARY C. BUTLER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR LEON G. COOPERMAN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR R. GLENN HUBBARD
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JOHN P. JONES
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR ANN DIBBLE JORDAN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR FREDERIC V. MALEK
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR HENRY TAUB
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR ARTHUR F. WEINBACH
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF THE COMPANY'S AMENDED AND RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN
Mgmt
For
For
For
 
 
3.0
APPOINTMENT OF DELOITTE & TOUCHE LLP
Mgmt
For
For
For
 
                 
                 
                 
                 
Avon Products, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
AVP
CUSIP9 054303102
 
05/03/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR W. DON CORNWELL
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR EDWARD T. FOGARTY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR FRED HASSAN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ANDREA JUNG
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR MARIA ELENA LAGOMASINO
Mgmt
For
For
For
 
 
1.6
DIRECTOR ANN S. MOORE
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR PAUL S. PRESSLER
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR GARY M. RODKIN
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR PAULA STERN
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR LAWRENCE A. WEINBACH
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS
Mgmt
For
Against
Against
 
 
4.0
RESOLUTION REGARDING BENCHMARKING OF INCENTIVE COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Baker Hughes Incorporated
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BHI
CUSIP9 057224107
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR LARRY D. BRADY
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR C.P. CAZALOT, JR.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR CHAD C. DEATON
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR EDWARD P. DJEREJIAN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR ANTHONY G. FERNANDES
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR CLAIRE W. GARGALLI
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR PIERRE H. JUNGELS
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR JAMES A. LASH
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR JAMES F. MCCALL
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR J. LARRY NICHOLS
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR H. JOHN RILEY, JR.
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR CHARLES L. WATSON
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2007
Mgmt
For
For
For
 
 
3.0
PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION
Mgmt
For
For
For
 
                 
                 
                 
                 
Banco Santander Central Hispano (frmly banco Santander)
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN ES0113900J37
 
06/22/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended 12-31-06
Mgmt
For
For
For
 
 
2
Approve Allocation of Income
 
Mgmt
For
For
For
 
 
3.1
Ratify Isabel Tocino Biscarolasaga as Board Member
Mgmt
For
For
For
 
 
3.2
Reelect Azzicurazioni Generali SpA as Board Member
Mgmt
For
For
For
 
 
3.3
Reelect Antonio Basagoiti Garcia-Tunon as Board Member
Mgmt
For
For
For
 
 
3.4
Reelect Antonio Escamez Torres as Board Member
Mgmt
For
For
For
 
 
3.5
Reelect Francisco Luzon Lopez as Board Member
Mgmt
For
For
For
 
 
4
Reelect Deloitte SL as Auditors
 
Mgmt
For
For
For
 
 
5
Authorize Repurchase of Shares
 
Mgmt
For
For
For
 
 
6.1
Amend Pragraph 1 of Article 1 of Bylaws Re: Company's Name
Mgmt
For
For
For
 
 
6.2
Amend Article 28 Re: Powers of the General Meeting
Mgmt
For
For
For
 
 
6.3
Amend Article 36 Re: Board Meetings
 
Mgmt
For
For
For
 
 
6.4
Amend Article 37 Re: Power of the Board of Directors
Mgmt
For
For
For
 
 
6.5
Amend Paragraph 1 of Article 40 Re: Audit and Compliance Committee
Mgmt
For
For
For
 
 
7.1
Amend Preamble of General Meeting Guidelines
Mgmt
For
For
For
 
 
7.2
Amend Article 2 Re: Powers of the General Meeting
Mgmt
For
For
For
 
 
7.3
Amend Articles 21 (Voting on Resolutions) and 22.1 (Adoption of Agreements)
Mgmt
For
For
For
 
 
7.4
Include New Article 22 and Remuneration of Current Article 22 Subsequent Articles
Mgmt
For
For
For
 
 
8
Authorize the Board to Increase Capital in Accordance with Article 153.1.A of Spanish Company Law
Mgmt
For
For
For
 
 
9
Authorize Issuance of Non-Convertible Fixed Income Securities
Mgmt
For
For
For
 
 
10
Approve Delivery of Free Shares (100 Shares) to Employees of the Bank, Including Executive Directors and Senior Managers
Mgmt
For
For
For
 
 
11
Amend Incentive Plan for Managers of Abbey National Bank Approved at the AGM Held on 6-17-06
Mgmt
For
For
For
 
 
12
Approve Incentive Long-Term Plan Consisting on the Delivery of Santander Shares and Linked to Pre-Determined Requirements or Total Return Results, and EPS
Mgmt
For
For
For
 
 
13
Authorize Board to Ratify and Execute Approved Resolutions
Mgmt
For
For
For
 
                 
                 
                 
                 
Bank Of America Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BAC
CUSIP9 060505104
 
04/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: WILLIAM BARNET, III
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: JOHN T. COLLINS
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: GARY L. COUNTRYMAN
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: TOMMY R. FRANKS
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: CHARLES K. GIFFORD
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: W. STEVEN JONES
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: KENNETH D. LEWIS
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: MONICA C. LOZANO
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: WALTER E. MASSEY
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: THOMAS J. MAY
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: PATRICIA E. MITCHELL
Mgmt
For
For
For
 
 
13.0
ELECTION OF DIRECTOR: THOMAS M. RYAN
Mgmt
For
For
For
 
 
14.0
ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR.
Mgmt
For
For
For
 
 
15.0
ELECTION OF DIRECTOR: MEREDITH R. SPANGLER
Mgmt
For
For
For
 
 
16.0
ELECTION OF DIRECTOR: ROBERT L. TILLMAN
Mgmt
For
For
For
 
 
17.0
ELECTION OF DIRECTOR: JACKIE M. WARD
Mgmt
For
For
For
 
 
18.0
RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007
Mgmt
For
For
For
 
 
19.0
STOCKHOLDER PROPOSAL - STOCK OPTIONS
ShrHldr
Against
Against
For
 
 
20.0
STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS
ShrHldr
Against
Against
For
 
 
21.0
STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Barrick Gold Corp.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN CA0679011084
 
05/02/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual/Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Director H. L. Beck
 
Mgmt
For
For
For
 
 
1.2
Elect Director C. W. D. Birchall
 
Mgmt
For
For
For
 
 
1.3
Elect Director D. J. Carty
 
Mgmt
For
For
For
 
 
1.4
Elect Director G. Cisneros
 
Mgmt
For
For
For
 
 
1.5
Elect Director M. A. Cohen
 
Mgmt
For
For
For
 
 
1.6
Elect Director P. A. Crossgrove
 
Mgmt
For
For
For
 
 
1.7
Elect Director J. W. Crow
 
Mgmt
For
For
For
 
 
1.8
Elect Director R. M. Franklin
 
Mgmt
For
For
For
 
 
1.9
Elect Director P. C. Godsoe
 
Mgmt
For
For
For
 
 
1.10
Elect Director J. B. Harvey
 
Mgmt
For
For
For
 
 
1.11
Elect Director B. Mulroney
 
Mgmt
For
For
For
 
 
1.12
Elect Director A. Munk
 
Mgmt
For
For
For
 
 
1.13
Elect Director P. Munk
 
Mgmt
For
For
For
 
 
1.14
Elect Director S. J. Shapiro
 
Mgmt
For
For
For
 
 
1.15
Elect Director G. C. Wilkins
 
Mgmt
For
For
For
 
 
2
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors
Mgmt
For
For
For
 
 
3
Amend Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Barrick Gold Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ABX
CUSIP9 067901108
 
05/02/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual/Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR H.L. BECK
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR C.W.D. BIRCHALL
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR D.J. CARTY
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR G. CISNEROS
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR M.A. COHEN
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR P.A. CROSSGROVE
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR J.W. CROW
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR R.M. FRANKLIN
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR P.C. GODSOE
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR J.B. HARVEY
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR B. MULRONEY
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR A. MUNK
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR P. MUNK
 
Mgmt
For
For
For
 
 
1.14
DIRECTOR S.J. SHAPIRO
 
Mgmt
For
For
For
 
 
1.15
DIRECTOR G.C. WILKINS
 
Mgmt
For
For
For
 
 
2.0
RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.
Mgmt
For
For
For
 
 
3.0
SPECIAL RESOLUTION APPROVING THE AMENDMENT OF THE STOCK OPTION PLAN (2004) OF BARRICK AS SET OUT IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
Mgmt
For
For
For
 
                 
                 
                 
                 
Becton, Dickinson And Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BDX
CUSIP9 075887109
 
01/30/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR CLAIRE FRASER-LIGGETT
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR HENRY P. BECTON, JR.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR EDWARD F. DEGRAAN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ADEL A.F. MAHMOUD
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JAMES F. ORR
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN
Mgmt
For
For
For
 
 
4.0
CUMULATIVE VOTING
 
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Bellsouth Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CUSIP9 079860102
 
07/21/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH, AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF AT&T INC.
Mgmt
For
For
For
 
                 
                 
                 
                 
Berkshire Hathaway Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BRK.A
CUSIP9 084670108
 
05/05/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR WARREN E. BUFFETT
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR CHARLES T. MUNGER
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR HOWARD G. BUFFETT
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR SUSAN L. DECKER
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR WILLIAM H. GATES III
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR DAVID S. GOTTESMAN
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR CHARLOTTE GUYMAN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR DONALD R. KEOUGH
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR THOMAS S. MURPHY
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR RONALD L. OLSON
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR WALTER SCOTT, JR.
 
Mgmt
For
For
For
 
 
2.0
SHAREHOLDER PROPOSAL: TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO INVESTMENTS IN CERTAIN FOREIGN CORPORATIONS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Best Buy Co., Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BBY
CUSIP9 086516101
 
06/27/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR RONALD JAMES*
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ELLIOT S. KAPLAN*
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MATTHEW H. PAULL*
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JAMES E. PRESS*
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR RICHARD M. SCHULZE*
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR MARY A. TOLAN*
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR HATIM A. TYABJI*
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ROGELIO M. REBOLLEDO**
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 1, 2008.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF AN AMENDMENT TO THE BEST BUY CO., INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES SUBJECT TO THE PLAN TO 38 MILLION SHARES.
Mgmt
For
For
For
 
                 
                 
                 
                 
Boston Scientific Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BSX
CUSIP9 101137107
 
05/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR URSULA M. BURNS
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR MARYE ANNE FOX, PH.D.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR N.J. NICHOLAS, JR.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JOHN E. PEPPER
 
Mgmt
For
For
For
 
 
2.0
TO AMEND THE CERTIFICATE OF INCORPORATION AND BYLAWS TO DECLASSIFY BOARD OF DIRECTORS
Mgmt
For
For
For
 
 
3.0
TO AMEND THE CERTIFICATE OF INCORPORATION AND BYLAWS TO INCREASE THE MAXIMUM SIZE OF THE BOARD OF DIRECTORS FROM 15 TO 20 DIRECTORS
Mgmt
For
For
For
 
 
4.0
TO APPROVE A STOCK OPTION EXCHANGE PROGRAM FOR BOSTON SCIENTIFIC EMPLOYEES (OTHER THAN EXECUTIVE OFFICERS)
Mgmt
For
Against
Against
 
 
5.0
TO REQUIRE EXECUTIVES TO MEET SPECIFIED STOCK RETENTION GUIDELINES
ShrHldr
Against
Against
For
 
 
6.0
RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
Mgmt
For
For
For
 
 
7.0
TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF
Mgmt
For
Abstain
NA
 
                 
                 
                 
                 
Bristol-myers Squibb Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BMY
CUSIP9 110122108
 
05/01/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: L.B. CAMPBELL
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: J.M. CORNELIUS
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: L.J. FREEH
 
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D.
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: M. GROBSTEIN
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: L. JOHANSSON
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: J.D. ROBINSON III
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: V.L. SATO, PH.D.
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D.
Mgmt
For
For
For
 
 
10.0
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
11.0
2007 STOCK AWARD AND INCENTIVE PLAN
Mgmt
For
For
For
 
 
12.0
SENIOR EXECUTIVE PERFORMANCE INCENTIVE PLAN
Mgmt
For
Against
Against
 
 
13.0
EXECUTIVE COMPENSATION DISCLOSURE
ShrHldr
Against
Against
For
 
 
14.0
RECOUPMENT
 
ShrHldr
Against
Against
For
 
 
15.0
CUMULATIVE VOTING
 
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Burlington Northern Santa Fe Corpora
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BNI
CUSIP9 12189T104
 
04/19/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR A.L. BOECKMANN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR D.G. COOK
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR V.S. MARTINEZ
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR M.F. RACICOT
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR R.S. ROBERTS
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR M.K. ROSE
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR M.J. SHAPIRO
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR J.C. WATTS, JR.
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR R.H. WEST
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR J.S. WHISLER
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR E.E. WHITACRE, JR.
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2007 (ADVISORY VOTE).
Mgmt
For
For
For
 
                 
                 
                 
                 
Canon Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN JP3242800005
 
03/29/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, Including the Following Dividends: Interim JY 50, Final JY 50, Special JY 0
Mgmt
For
For
For
 
 
2
Amend Articles to: Expand Business Lines - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law
Mgmt
For
For
For
 
 
3.1
Elect Director
 
Mgmt
For
For
For
 
 
3.2
Elect Director
 
Mgmt
For
For
For
 
 
3.3
Elect Director
 
Mgmt
For
For
For
 
 
3.4
Elect Director
 
Mgmt
For
For
For
 
 
3.5
Elect Director
 
Mgmt
For
For
For
 
 
3.6
Elect Director
 
Mgmt
For
For
For
 
 
3.7
Elect Director
 
Mgmt
For
For
For
 
 
3.8
Elect Director
 
Mgmt
For
For
For
 
 
3.9
Elect Director
 
Mgmt
For
For
For
 
 
3.10
Elect Director
 
Mgmt
For
For
For
 
 
3.11
Elect Director
 
Mgmt
For
For
For
 
 
3.12
Elect Director
 
Mgmt
For
For
For
 
 
3.13
Elect Director
 
Mgmt
For
For
For
 
 
3.14
Elect Director
 
Mgmt
For
For
For
 
 
3.15
Elect Director
 
Mgmt
For
For
For
 
 
3.16
Elect Director
 
Mgmt
For
For
For
 
 
3.17
Elect Director
 
Mgmt
For
For
For
 
 
3.18
Elect Director
 
Mgmt
For
For
For
 
 
3.19
Elect Director
 
Mgmt
For
For
For
 
 
3.20
Elect Director
 
Mgmt
For
For
For
 
 
3.21
Elect Director
 
Mgmt
For
For
For
 
 
3.22
Elect Director
 
Mgmt
For
For
For
 
 
3.23
Elect Director
 
Mgmt
For
For
For
 
 
3.24
Elect Director
 
Mgmt
For
For
For
 
 
3.25
Elect Director
 
Mgmt
For
For
For
 
 
3.26
Elect Director
 
Mgmt
For
For
For
 
 
3.27
Elect Director
 
Mgmt
For
For
For
 
 
4
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
5
Approve Retirement Bonuses for Directors
Mgmt
For
Abstain
NA
 
 
6
Approve Payment of Annual Bonuses to Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
Capital One Financial Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
COF
CUSIP9 14040H105
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR W. RONALD DIETZ
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR LEWIS HAY, III
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MAYO SHATTUCK, III
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2007.
Mgmt
For
For
For
 
 
3.0
APPROVAL AND ADOPTION OF CAPITAL ONE'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS.
Mgmt
For
For
For
 
 
4.0
STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Capital One Financial Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
COF
CUSIP9 14040H105
 
08/22/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 12, 2006, BETWEEN CAPITAL ONE FINANCIAL CORPORATION AND NORTH FORK BANCORPORATION, INC., AS IT MAY BE AMENDED FROM TIME TO TIME, PURSUANT TO WHICH NORTH FORK WILL MERGE WITH AND INTO
Mgmt
For
For
For
 
 
2.0
TO APPROVE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
Mgmt
For
For
For
 
                 
                 
                 
                 
Cardinal Health, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CAH
CUSIP9 14149Y108
 
11/08/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JOHN F. FINN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR DAVID W. RAISBECK
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ROBERT D. WALTER
 
Mgmt
For
For
For
 
 
2.0
PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL REGARDING SEVERANCE ARRANGEMENTS.  THE BOARD RECOMMENDS A VOTE AGAINST" THIS PROPOSAL. "
ShrHldr
Against
Against
For
 
 
4.0
SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED STOCK OPTIONS.  THE BOARD RECOMMENDS A VOTE AGAINST" THIS PROPOSAL. "
ShrHldr
Against
Against
For
 
 
5.0
SHAREHOLDER PROPOSAL REGARDING SUBMISSION OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE REPORT FOR AN ANNUAL SHAREHOLDER ADVISORY VOTE.  THE BOARD RECOMMENDS A VOTE AGAINST" THIS PROPOSAL. "
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Carnival Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CCL
CUSIP9 143658300
 
04/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR MICKY ARISON
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR AMB R.G. CAPEN, JR.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ROBERT H. DICKINSON
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ARNOLD W. DONALD
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR PIER LUIGI FOSCHI
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR HOWARD S. FRANK
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR RICHARD J. GLASIER
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR BARONESS HOGG
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR MODESTO A. MAIDIQUE
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR SIR JOHN PARKER
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR PETER G. RATCLIFFE
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR STUART SUBOTNICK
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR LAURA WEIL
 
Mgmt
For
For
For
 
 
1.14
DIRECTOR UZI ZUCKER
 
Mgmt
For
For
For
 
 
2.0
TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
Mgmt
For
For
For
 
 
3.0
TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS.
Mgmt
For
For
For
 
 
4.0
TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2006.
Mgmt
For
For
For
 
 
5.0
TO APPROVE THE DIRECTORS' REMUNERATION REPORT OF CARNIVAL PLC.
Mgmt
For
For
For
 
 
6.0
TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC.
Mgmt
For
For
For
 
 
7.0
TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC.
Mgmt
For
For
For
 
 
8.0
TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET.
Mgmt
For
For
For
 
 
9.0
TO APPROVE ELECTRONIC COMMUNICATIONS WITH CARNIVAL PLC SHAREHOLDERS.
Mgmt
For
For
For
 
                 
                 
                 
                 
Caterpillar Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CAT
CUSIP9 149123101
 
06/13/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JOHN T. DILLON
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JUAN GALLARDO
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR WILLIAM A. OSBORN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR EDWARD B. RUST, JR.
 
Mgmt
For
For
For
 
 
2.0
RATIFY AUDITORS
 
Mgmt
For
For
For
 
 
3.0
STOCKHOLDER PROPOSAL-SEPARATE CEO & CHAIR
ShrHldr
Against
Against
For
 
 
4.0
STOCKHOLDER PROPOSAL-MAJORITY VOTE STANDARD
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Chevron Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CVX
CUSIP9 166764100
 
04/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: S.H. ARMACOST
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: L.F. DEILY
 
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: R.E. DENHAM
 
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: R.J. EATON
 
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: S. GINN
 
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: F.G. JENIFER
 
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: S. NUNN
 
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: D.J. O'REILLY
 
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: D.B. RICE
 
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: P.J. ROBERTSON
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: K.W. SHARER
 
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: C.R. SHOEMATE
Mgmt
For
For
For
 
 
13.0
ELECTION OF DIRECTOR: R.D. SUGAR
 
Mgmt
For
For
For
 
 
14.0
ELECTION OF DIRECTOR: C. WARE
 
Mgmt
For
For
For
 
 
15.0
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
16.0
PROPOSAL TO AMEND CHEVRON'S RESTATED CERTIFICATE OF INCORPORATION TO REPEAL THE SUPERMAJORITY VOTE PROVISIONS
Mgmt
For
For
For
 
 
17.0
ADOPT POLICY AND REPORT ON HUMAN RIGHTS
ShrHldr
Against
Against
For
 
 
18.0
ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS
ShrHldr
Against
Against
For
 
 
19.0
ADOPT POLICY AND REPORT ON ANIMAL WELFARE
ShrHldr
Against
Against
For
 
 
20.0
RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE THE CEO/CHAIRMAN POSITIONS
ShrHldr
Against
Against
For
 
 
21.0
AMEND THE BY-LAWS REGARDING THE STOCKHOLDER RIGHTS PLAN POLICY
ShrHldr
Against
For
Against
 
 
22.0
REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Cisco Systems, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CSCO
CUSIP9 17275R102
 
11/15/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR CAROL A. BARTZ
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR M. MICHELE BURNS
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MICHAEL D. CAPELLAS
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR LARRY R. CARTER
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JOHN T. CHAMBERS
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR DR. JOHN L. HENNESSY
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR RICHARD M. KOVACEVICH
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR RODERICK C. MCGEARY
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR STEVEN M. WEST
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR JERRY YANG
 
Mgmt
For
For
For
 
 
2.0
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 28, 2007.
Mgmt
For
For
For
 
 
3.0
PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQ
ShrHldr
Against
Against
For
 
 
4.0
PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD'S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO'S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2007, AS SET FORTH IN THE ACCOMPANYING
ShrHldr
Against
Against
For
 
 
5.0
PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Citigroup Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
C
CUSIP9 172967101
 
04/17/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG.
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: ALAIN J.P. BELDA.
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: GEORGE DAVID.
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: KENNETH T. DERR.
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: JOHN M. DEUTCH.
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ.
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: KLAUS KLEINFELD.
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: ANDREW N. LIVERIS.
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: ANNE MULCAHY.
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: RICHARD D. PARSONS.
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: CHARLES PRINCE.
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: JUDITH RODIN.
Mgmt
For
For
For
 
 
13.0
ELECTION OF DIRECTOR: ROBERT E. RUBIN.
Mgmt
For
For
For
 
 
14.0
ELECTION OF DIRECTOR: FRANKLIN A. THOMAS.
Mgmt
For
For
For
 
 
15.0
PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
 
16.0
STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
ShrHldr
Against
Against
For
 
 
17.0
STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
 
18.0
STOCKHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
 
19.0
SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION.
ShrHldr
Against
Against
For
 
 
20.0
STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
ShrHldr
Against
Against
For
 
 
21.0
STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES.
ShrHldr
Against
For
Against
 
 
22.0
STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
ShrHldr
Against
Against
For
 
 
23.0
STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING.
ShrHldr
Against
Against
For
 
 
24.0
STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Clear Channel Communications, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CCU
CUSIP9 184502102
 
03/21/2007
 
Unvoted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 16, 2006, BY AND AMONG CLEAR CHANNEL COMMUNICATIONS, INC., BT TRIPLE CROWN MERGER CO., INC., B TRIPLE CROWN FINCO, LLC, AND T TRIPLE CROWN FINCO, LLC.
Mgmt
For
     
 
2.0
APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 16, 200
Mgmt
For
     
 
3.0
IN THE DISCRETION OF THE PROXY HOLDERS, ON ANY OTHER MATTER THAT MAY PROPERLY COME BEFORE THE SPECIAL MEETING.
Mgmt
For
     
                 
                 
                 
                 
Clear Channel Communications, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CCU
CUSIP9 184502102
 
05/22/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 16, 2006, BY AND AMONG CLEAR CHANNEL COMMUNICATIONS, INC., BT TRIPLE CROWN MERGER CO., INC., B TRIPLE CROWN FINCO, LLC, AND T TRIPLE CROWN FINCO, LLC, AS AMENDED BY THAT CERTAIN AMENDMENT NO. 1, DATED APRIL
Mgmt
For
For
For
 
 
2.0
APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED NOVEMBER 16, 200
Mgmt
For
For
For
 
 
3.0
IN THE DISCRETION OF THE PROXY HOLDERS, ON ANY OTHER MATTER THAT MAY PROPERLY COME BEFORE THE SPECIAL MEETING.
Mgmt
For
For
For
 
                 
                 
                 
                 
Clear Channel Communications, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CCU
CUSIP9 184502102
 
05/22/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: ALAN D. FELD
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: PERRY J. LEWIS
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: L. LOWRY MAYS
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: MARK P. MAYS
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: RANDALL T. MAYS
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: B.J. MCCOMBS
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: THEODORE H. STRAUSS
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: J.C. WATTS
 
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: JOHN H. WILLIAMS
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: JOHN B. ZACHRY
Mgmt
For
For
For
 
 
12.0
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007.
Mgmt
For
For
For
 
 
13.0
APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL REGARDING PAY FOR SUPERIOR PERFORMANCE.
ShrHldr
Against
Against
For
 
 
14.0
APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL REGARDING CORPORATE POLITICAL CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
 
15.0
APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL REGARDING COMPENSATION COMMITTEE INDEPENDENCE.
ShrHldr
Against
Against
For
 
 
16.0
APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Comcast Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CMCSA
CUSIP9 20030N101
 
05/23/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR S. DECKER ANSTROM
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR KENNETH J. BACON
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR SHELDON M. BONOVITZ
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR EDWARD D. BREEN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JULIAN A. BRODSKY
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JOSEPH J. COLLINS
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR J. MICHAEL COOK
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR JEFFREY A. HONICKMAN
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR BRIAN L. ROBERTS
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR RALPH J. ROBERTS
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR DR. JUDITH RODIN
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR MICHAEL I. SOVERN
 
Mgmt
For
For
For
 
 
2.0
INDEPENDENT AUDITORS
 
Mgmt
For
For
For
 
 
3.0
PREVENT THE ISSUANCE OF NEW STOCK OPTIONS
ShrHldr
Against
Against
For
 
 
4.0
REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE AN EMPLOYEE
ShrHldr
Against
Against
For
 
 
5.0
REQUIRE SUSTAINABILITY REPORT
 
ShrHldr
Against
Against
For
 
 
6.0
ADOPT A RECAPITALIZATION PLAN
 
ShrHldr
Against
Against
For
 
 
7.0
REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION
ShrHldr
Against
Against
For
 
 
8.0
REQUIRE PAY DIFFERENTIAL REPORT
 
ShrHldr
Against
Against
For
 
 
9.0
REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Conagra Foods, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CAG
CUSIP9 205887102
 
09/28/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DAVID H. BATCHELDER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR STEVEN F. GOLDSTONE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MARK H. RAUENHORST
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR GARY M. RODKIN
 
Mgmt
For
For
For
 
 
2.0
APPROVE THE 2006 STOCK PLAN
 
Mgmt
For
For
For
 
 
3.0
RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS
Mgmt
For
For
For
 
                 
                 
                 
                 
Conocophillips
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
COP
CUSIP9 20825C104
 
05/09/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, JR.
Mgmt
For
For
For
 
 
2.0
ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN
Mgmt
For
For
For
 
 
3.0
ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN
Mgmt
For
For
For
 
 
4.0
ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES
Mgmt
For
For
For
 
 
5.0
ELECTION OF CLASS II DIRECTOR: J. STAPLETON ROY
Mgmt
For
For
For
 
 
6.0
ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, JR.
Mgmt
For
For
For
 
 
7.0
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007
Mgmt
For
For
For
 
 
8.0
CORPORATE POLITICAL CONTRIBUTIONS
ShrHldr
Against
Against
For
 
 
9.0
GLOBAL WARMING-RENEWABLES
 
ShrHldr
Against
Against
For
 
 
10.0
QUALIFICATION FOR DIRECTOR NOMINEES
ShrHldr
Against
Against
For
 
 
11.0
DRILLING IN SENSITIVE/PROTECTED AREAS
ShrHldr
Against
Against
For
 
 
12.0
REPORT ON RECOGNITION OF INDIGENOUS RIGHTS
ShrHldr
Against
Against
For
 
 
13.0
COMMUNITY ACCOUNTABILITY
 
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Corning Incorporated
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GLW
CUSIP9 219350105
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ROBERT F. CUMMINGS, JR.
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR EUGENE C. SIT
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR WILLIAM D. SMITHBURG
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR HANSEL E. TOOKES II
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR WENDELL P. WEEKS
 
Mgmt
For
For
For
 
 
2.0
PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL RELATING TO THE ELECTION OF EACH DIRECTOR ANNUALLY.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Cummins Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
CMI
CUSIP9 231021106
 
05/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: ROBERT J. DARNALL
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: JOHN M. DEUTCH
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: ALEXIS M. HERMAN
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: F. JOSEPH LOUGHREY
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: WILLIAM I. MILLER
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: GEORGIA R. NELSON
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: THEODORE M. SOLSO
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: CARL WARE
 
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: J. LAWRENCE WILSON
Mgmt
For
For
For
 
 
10.0
PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE YEAR 2007.
Mgmt
For
For
For
 
 
11.0
PROPOSAL TO AMEND 2003 STOCK INCENTIVE PLAN.
Mgmt
For
For
For
 
 
12.0
PROPOSAL TO AMEND RESTATED ARTICLES OF INCORPORATION.
Mgmt
For
For
For
 
                 
                 
                 
                 
Deere & Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DE
CUSIP9 244199105
 
02/28/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: ROBERT W. LANE
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: ANTONIO MADERO B.
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: AULANA L. PETERS
Mgmt
For
For
For
 
 
4.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007
Mgmt
For
For
For
 
                 
                 
                 
                 
Dell Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DELL
CUSIP9 24702R101
 
07/21/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DONALD J. CARTY
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR MICHAEL S. DELL
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR WILLIAM H. GRAY, III
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR SALLIE L. KRAWCHECK
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR ALAN (A.G.) LAFLEY
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JUDY C. LEWENT
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR KLAUS S. LUFT
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ALEX J. MANDL
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR MICHAEL A. MILES
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR SAMUEL A. NUNN, JR.
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR KEVIN B. ROLLINS
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF INDEPENDENT AUDITOR
Mgmt
For
For
For
 
 
3.0
GLOBAL HUMAN RIGHTS STANDARD
 
ShrHldr
Against
Against
For
 
 
4.0
DECLARATION OF DIVIDEND
 
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Dominion Resources, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
D
CUSIP9 25746U109
 
04/27/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR PETER W. BROWN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR GEORGE A. DAVIDSON, JR.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR THOMAS F. FARRELL, II
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JOHN W. HARRIS
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR ROBERT S. JEPSON, JR.
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR MARK J. KINGTON
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR BENJAMIN J. LAMBERT III
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR MARGARET A. MCKENNA
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR FRANK S. ROYAL
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR DAVID A. WOLLARD
 
Mgmt
For
For
For
 
 
2.0
RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE 2007 FINANCIAL STATEMENTS.
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL - ENVIRONMENTAL REPORT.
ShrHldr
Against
Against
For
 
 
4.0
SHAREHOLDER PROPOSAL - TRANSMISSION LINE REPORT.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Duke Energy Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DUK
CUSIP9 26441C105
 
05/10/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR WILLIAM BARNET, III
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR G. ALEX BERNHARDT, SR.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MICHAEL G. BROWNING
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR PHILLIP R. COX
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR ANN MAYNARD GRAY
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JAMES H. HANCE, JR.
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR JAMES T. RHODES
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR JAMES E. ROGERS
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR MARY L. SCHAPIRO
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR DUDLEY S. TAFT
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2007
Mgmt
For
For
For
 
                 
                 
                 
                 
Duke Energy Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DUK
CUSIP9 26441C105
 
10/24/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ROGER AGNELLI
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR PAUL M. ANDERSON
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR WILLIAM BARNET, III
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR G. ALEX BERNHARDT, SR.
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR MICHAEL G. BROWNING
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR PHILLIP R. COX
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR WILLIAM T. ESREY
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ANN MAYNARD GRAY
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR JAMES H. HANCE, JR.
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR DENNIS R. HENDRIX
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR MICHAEL E.J. PHELPS
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR JAMES T. RHODES
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR JAMES E. ROGERS
 
Mgmt
For
For
For
 
 
1.14
DIRECTOR MARY L. SCHAPIRO
 
Mgmt
For
For
For
 
 
1.15
DIRECTOR DUDLEY S. TAFT
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF THE DUKE ENERGY CORPORATION 2006 LONG-TERM INCENTIVE PLAN.
Mgmt
For
For
For
 
 
3.0
RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006.
Mgmt
For
For
For
 
                 
                 
                 
                 
E.ON AG (formerly Veba Ag)
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN DE0007614406
 
05/03/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports for Fiscal 2006
Mgmt
     
 
2
Approve Allocation of Income and Dividends of EUR 3.35 per Share
Mgmt
For
For
For
 
 
3
Approve Discharge of Management Board for Fiscal 2006
Mgmt
For
For
For
 
 
4
Approve Discharge of Supervisory Board Fiscal 2006
Mgmt
For
For
For
 
 
5
Authorize Share Repurchase Program and Reissuance of Repurchased Shares  - Authorize Use of Financial Derivatives When Repurchasing
Mgmt
For
For
For
 
 
6
Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007
Mgmt
For
For
For
 
                 
                 
                 
                 
Ebay Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
EBAY
CUSIP9 278642103
 
06/14/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR PHILIPPE BOURGUIGNON
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR THOMAS J. TIERNEY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MARGARET C. WHITMAN
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF AN AMENDMENT TO OUR 1999 GLOBAL EQUITY INCENTIVE PLAN TO FURTHER SATISFY THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF AN AMENDMENT TO OUR 1998 EMPLOYEE STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE PURCHASE PLAN.
Mgmt
For
For
For
 
 
4.0
RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Electronic Data Systems Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
EDS
CUSIP9 285661104
 
04/17/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: W. ROY DUNBAR
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: MARTIN C. FAGA
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: S. MALCOLM GILLIS
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: RAY J. GROVES
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: ELLEN M. HANCOCK
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: JEFFREY M. HELLER
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: RAY L. HUNT
 
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: MICHAEL H. JORDAN
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: EDWARD A. KANGAS
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: JAMES K. SIMS
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: R. DAVID YOST
Mgmt
For
For
For
 
 
12.0
RATIFICATION OF APPOINTMENT OF AUDITORS
Mgmt
For
For
For
 
 
13.0
SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED STOCK OPTIONS
ShrHldr
Against
Against
For
 
 
14.0
SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER MEETINGS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Eli Lilly And Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LLY
CUSIP9 532457108
 
04/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR W. BISCHOFF
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR J.M. COOK
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR F.G. PRENDERGAST
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR K.P. SEIFERT
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2007.
Mgmt
For
For
For
 
 
3.0
APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS.
Mgmt
For
For
For
 
 
4.0
REAPPROVE PERFORMANCE GOALS FOR THE COMPANY'S STOCK PLANS.
Mgmt
For
For
For
 
 
5.0
PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY'S ANIMAL CARE AND USE POLICY TO CONTRACT LABS.
ShrHldr
Against
Against
For
 
 
6.0
PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING OF ANIMAL RESEARCH.
ShrHldr
Against
Against
For
 
 
7.0
PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
ShrHldr
Against
For
Against
 
 
8.0
PROPOSAL BY SHAREHOLDERS ON AMENDING THE ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE BYLAWS.
ShrHldr
Against
For
Against
 
 
9.0
PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE MAJORITY VOTE STANDARD.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Exelon Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
EXC
CUSIP9 30161N101
 
05/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: MS. SUE L. GIN
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR:  MR. W.C. RICHARDSON PHD
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: MR. DON THOMPSON
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: MR. STEPHEN D. STEINOUR
Mgmt
For
For
For
 
 
7.0
RATIFICATION OF INDEPENDENT ACCOUNTANT
Mgmt
For
For
For
 
 
8.0
AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING IN 2008
Mgmt
For
For
For
 
 
9.0
SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF FUTURE EXECUTIVE SEVERANCE BENEFITS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Exxon Mobil Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
XOM
CUSIP9 30231G102
 
05/30/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR M.J. BOSKIN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR W.W. GEORGE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR J.R. HOUGHTON
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR W.R. HOWELL
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR R.C. KING
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR P.E. LIPPINCOTT
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR M.C. NELSON
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR S.J. PALMISANO
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR S.S. REINEMUND
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR W.V. SHIPLEY
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR J.S. SIMON
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR R.W. TILLERSON
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44)
Mgmt
For
For
For
 
 
3.0
CUMULATIVE VOTING (PAGE 45)
 
ShrHldr
Against
For
Against
 
 
4.0
SPECIAL SHAREHOLDER MEETINGS (PAGE 47)
ShrHldr
Against
Against
For
 
 
5.0
BOARD CHAIRMAN AND CEO (PAGE 47)
ShrHldr
Against
Against
For
 
 
6.0
DIVIDEND STRATEGY (PAGE 48)
 
ShrHldr
Against
For
Against
 
 
7.0
SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 50)
ShrHldr
Against
Against
For
 
 
8.0
CEO COMPENSATION DECISIONS (PAGE 51)
ShrHldr
Against
For
Against
 
 
9.0
EXECUTIVE COMPENSATION REPORT (PAGE 52)
ShrHldr
Against
Against
For
 
 
10.0
EXECUTIVE COMPENSATION LIMIT (PAGE 53)
ShrHldr
Against
Against
For
 
 
11.0
INCENTIVE PAY RECOUPMENT (PAGE 54)
ShrHldr
Against
Against
For
 
 
12.0
POLITICAL CONTRIBUTIONS REPORT (PAGE 55)
ShrHldr
Against
Against
For
 
 
13.0
AMENDMENT OF EEO POLICY (PAGE 57)
ShrHldr
Against
For
Against
 
 
14.0
COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58)
ShrHldr
Against
Against
For
 
 
15.0
GREENHOUSE GAS EMISSIONS GOALS  (PAGE 60)
ShrHldr
Against
Against
For
 
 
16.0
CO2 INFORMATION AT THE PUMP (PAGE 61)
ShrHldr
Against
Against
For
 
 
17.0
RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62)
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Federal Home Loan Mortgage Corporati
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CUSIP9 313400301
 
06/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: BARBARA T. ALEXANDER
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: GEOFFREY T. BOISI
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: MICHELLE ENGLER
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: ROBERT R. GLAUBER
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: RICHARD KARL GOELTZ
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: THOMAS S. JOHNSON
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: WILLIAM M. LEWIS, JR.
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: EUGENE M. MCQUADE
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: SHAUN F. O'MALLEY
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: JEFFREY M. PEEK
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: NICOLAS P. RETSINAS
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: STEPHEN A. ROSS
Mgmt
For
For
For
 
 
13.0
ELECTION OF DIRECTOR: RICHARD F. SYRON
Mgmt
For
For
For
 
 
14.0
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2007.
Mgmt
For
For
For
 
 
15.0
APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 1995 DIRECTORS' STOCK COMPENSATION PLAN.
Mgmt
For
For
For
 
                 
                 
                 
                 
Federal Home Loan Mortgage Corporati
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CUSIP9 313400301
 
09/08/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR BARBARA T. ALEXANDER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR GEOFFREY T. BOISI
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MICHELLE ENGLER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ROBERT R. GLAUBER
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR RICHARD KARL GOELTZ
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR THOMAS S. JOHNSON
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR WILLIAM M. LEWIS, JR.
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR EUGENE M. MCQUADE
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR SHAUN F. O'MALLEY
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR JEFFREY M. PEEK
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR RONALD F. POE
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR STEPHEN A. ROSS
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR RICHARD F. SYRON
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2006.
Mgmt
For
For
For
 
 
3.0
A STOCKHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Fedex Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FDX
CUSIP9 31428X106
 
09/25/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JAMES L. BARKSDALE
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR AUGUST A. BUSCH IV
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JOHN A. EDWARDSON
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JUDITH L. ESTRIN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR J. KENNETH GLASS
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR PHILIP GREER
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR J.R. HYDE, III
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR SHIRLEY A. JACKSON
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR STEVEN R. LORANGER
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR CHARLES T. MANATT
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR FREDERICK W. SMITH
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR JOSHUA I. SMITH
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR PAUL S. WALSH
 
Mgmt
For
For
For
 
 
1.14
DIRECTOR PETER S. WILLMOTT
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS.
Mgmt
For
For
For
 
 
3.0
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
4.0
STOCKHOLDER PROPOSAL REGARDING GLOBAL WARMING REPORT.
ShrHldr
Against
Against
For
 
 
5.0
STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING FOR DIRECTOR ELECTIONS.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
First Data Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FDC
CUSIP9 319963104
 
05/30/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: DAVID A. COULTER
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: HENRY C. DUQUES
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: RICHARD P. KIPHART
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: JOAN E. SPERO
Mgmt
For
For
For
 
 
5.0
THE APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES ISSUABLE UNDER THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN BY 12,500,000 SHARES OF COMPANY COMMON STOCK.
Mgmt
For
For
For
 
 
6.0
THE APPROVAL OF THE 2006 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN AND THE ALLOCATION OF 1,500,000 SHARES OF COMPANY COMMON STOCK TO THE PLAN.
Mgmt
For
For
For
 
 
7.0
THE APPROVAL OF AMENDMENTS TO THE COMPANY'S 2002 LONG-TERM INCENTIVE PLAN.
Mgmt
For
For
For
 
 
8.0
THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Firstenergy Corp.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FE
CUSIP9 337932107
 
05/15/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR PAUL T. ADDISON
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ANTHONY J. ALEXANDER
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MICHAEL J. ANDERSON
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR DR. CAROL A. CARTWRIGHT
Mgmt
For
For
For
 
 
1.5
DIRECTOR WILLIAM T. COTTLE
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR ROBERT B. HEISLER, JR.
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR ERNEST J. NOVAK, JR.
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR CATHERINE A. REIN
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR GEORGE M. SMART
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR WES M. TAYLOR
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR JESSE T. WILLIAMS, SR.
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE FIRSTENERGY CORP. 2007 INCENTIVE PLAN
Mgmt
For
For
For
 
 
4.0
SHAREHOLDER PROPOSAL
 
ShrHldr
Against
Against
For
 
 
5.0
SHAREHOLDER PROPOSAL
 
ShrHldr
Against
Against
For
 
 
6.0
SHAREHOLDER PROPOSAL
 
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Ford Motor Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
F
CUSIP9 345370860
 
05/10/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JOHN R.H. BOND
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR STEPHEN G. BUTLER
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR KIMBERLY A. CASIANO
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR EDSEL B. FORD II
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR WILLIAM CLAY FORD, JR.
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR IRVINE O. HOCKADAY, JR.
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR RICHARD A. MANOOGIAN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ELLEN R. MARRAM
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR ALAN MULALLY
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR HOMER A. NEAL
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR JORMA OLLILA
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR JOHN L. THORNTON
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
RELATING TO DISCLOSURE OF OFFICER COMPENSATION.
ShrHldr
Against
Against
For
 
 
4.0
RELATING TO ADOPTION OF GOALS TO REDUCE GREENHOUSE GASES.
ShrHldr
Against
Against
For
 
 
5.0
RELATING TO ALLOWING HOLDERS OF 10% OF COMMON STOCK TO CALL SPECIAL MEETINGS.
ShrHldr
Against
Against
For
 
 
6.0
RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN TO PROVIDE THAT ALL COMPANY STOCK HAVE ONE VOTE PER SHARE.
ShrHldr
Against
For
Against
 
 
7.0
RELATING TO PUBLISHING A REPORT ON GLOBAL WARMING/COOLING.
ShrHldr
Against
Against
For
 
 
8.0
RELATING TO THE COMPANY REMOVING REFERENCES TO SEXUAL ORIENTATION FROM EQUAL EMPLOYMENT POLICIES.
ShrHldr
Against
Against
For
 
 
9.0
RELATING TO ADOPTION OF A POLICY THAT 75% OF EQUITY GRANTS BE PERFORMANCE-BASED.
ShrHldr
Against
Against
For
 
 
10.0
RELATING TO THE COMPANY REPORTING ON RISING HEALTH CARE EXPENSES.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
FPL Group, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FPL
CUSIP9 302571104
 
05/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR SHERRY S. BARRAT
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ROBERT M. BEALL, II
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR J. HYATT BROWN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JAMES L. CAMAREN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR J. BRIAN FERGUSON
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR LEWIS HAY, III
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR TONI JENNINGS
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR OLIVER D. KINGSLEY, JR.
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR RUDY E. SCHUPP
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR MICHAEL H. THAMAN
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR HANSEL E. TOOKES, II
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR PAUL R. TREGURTHA
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2007.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTORS STOCK PLAN.
Mgmt
For
For
For
 
                 
                 
                 
                 
FPL Group, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
FPL
CUSIP9 302571104
 
12/15/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR SHERRY S. BARRAT
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ROBERT M. BEALL, II
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR J. HYATT BROWN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JAMES L. CAMAREN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR J. BRIAN FERGUSON
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR LEWIS HAY, III
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR RUDY E. SCHUPP
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR MICHAEL H. THAMAN
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR HANSEL E. TOOKES II
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR PAUL R. TREGURTHA
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2006.
Mgmt
For
For
For
 
                 
                 
                 
                 
France Telecom SA
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN FR0000133308
 
05/21/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual/Special
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Financial Statements and Discharge Directors
Mgmt
For
For
For
 
 
2
Accept Consolidated Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of EUR 1.20 per Share
Mgmt
For
For
For
 
 
4
Approve Special Auditors' Report Regarding Related-Party Transactions
Mgmt
For
For
For
 
 
5
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
Mgmt
For
Against
Against
 
 
6
Elect Claudie Haignere as Director
 
Mgmt
For
For
For
 
 
7
Amend Article 21 of Association Re: Record Date
Mgmt
For
For
For
 
 
8
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion
Mgmt
For
For
For
 
 
9
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion
Mgmt
For
Against
Against
 
 
10
Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights
Mgmt
For
Against
Against
 
 
11
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
Mgmt
For
Against
Against
 
 
12
Authorize Capital Increase of Up to EUR 4 Billion for Future Exchange Offers
Mgmt
For
Against
Against
 
 
13
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions
Mgmt
For
For
For
 
 
14
Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities Up to 4 Billion
Mgmt
For
Against
Against
 
 
15
Authorize Capital Increase of up to EUR 200 Million to Participants of Orange SA Stock Option Plan in Connection with France Telecom Liquidity Agreement
Mgmt
For
For
For
 
 
16
Approve Restricted Stock Plan for Orange SA Option Holders
Mgmt
For
For
For
 
 
17
Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 8 Billion
Mgmt
For
Against
Against
 
 
18
Approve Issuance of Securities Convertible into Debt
Mgmt
For
Against
Against
 
 
19
Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value
Mgmt
For
For
For
 
 
20
Approve Stock Option Plans Grants
 
Mgmt
For
For
For
 
 
21
Approve Employee Savings-Related Share Purchase Plan
Mgmt
For
Against
Against
 
 
22
Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
23
Authorize Filing of Required Documents/Other Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
General Dynamics Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GD
CUSIP9 369550108
 
05/02/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: N.D. CHABRAJA
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: J.S. CROWN
 
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: W.P. FRICKS
 
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: C.H. GOODMAN
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: J.L. JOHNSON
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: G.A. JOULWAN
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: P.G. KAMINSKI
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: J.M. KEANE
 
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: D.J. LUCAS
 
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: L.L. LYLES
 
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: C.E. MUNDY, JR.
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: R. WALMSLEY
Mgmt
For
For
For
 
 
13.0
SELECTION OF INDEPENDENT AUDITORS
Mgmt
For
For
For
 
 
14.0
SHAREHOLDER PROPOSAL WITH REGARD TO PAY-FOR-SUPERIOR-PERFORMANCE STANDARD
ShrHldr
Against
Against
For
 
 
15.0
SHAREHOLDER PROPOSAL WITH REGARD TO PERFORMANCE BASED STOCK OPTIONS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
General Electric Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GE
CUSIP9 369604103
 
04/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JAMES I. CASH, JR.
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR SIR WILLIAM M. CASTELL
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ANN M. FUDGE
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR CLAUDIO X. GONZALEZ
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR SUSAN HOCKFIELD
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JEFFREY R. IMMELT
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR ANDREA JUNG
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ALAN G.(A.G.) LAFLEY
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR ROBERT W. LANE
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR RALPH S. LARSEN
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR ROCHELLE B. LAZARUS
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR SAM NUNN
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR ROGER S. PENSKE
 
Mgmt
For
For
For
 
 
1.14
DIRECTOR ROBERT J. SWIERINGA
 
Mgmt
For
For
For
 
 
1.15
DIRECTOR DOUGLAS A. WARNER III
 
Mgmt
For
For
For
 
 
1.16
DIRECTOR ROBERT C. WRIGHT
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF KPMG
 
Mgmt
For
For
For
 
 
3.0
ADOPTION OF MAJORITY VOTING FOR DIRECTORS
Mgmt
For
For
For
 
 
4.0
APPROVAL OF 2007 LONG TERM INCENTIVE PLAN
Mgmt
For
For
For
 
 
5.0
APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS
Mgmt
For
Against
Against
 
 
6.0
CUMULATIVE VOTING
 
ShrHldr
Against
Against
For
 
 
7.0
CURB OVER-EXTENDED DIRECTORS
 
ShrHldr
Against
Against
For
 
 
8.0
ONE DIRECTOR FROM THE RANKS OF RETIREES
ShrHldr
Against
Against
For
 
 
9.0
INDEPENDENT BOARD CHAIRMAN
 
ShrHldr
Against
Against
For
 
 
10.0
ELIMINATE DIVIDEND EQUIVALENTS
 
ShrHldr
Against
Against
For
 
 
11.0
REPORT ON CHARITABLE CONTRIBUTIONS
ShrHldr
Against
Against
For
 
 
12.0
GLOBAL WARMING REPORT
 
ShrHldr
Against
Against
For
 
 
13.0
ETHICAL CRITERIA FOR MILITARY CONTRACTS
ShrHldr
Against
Against
For
 
 
14.0
REPORT ON PAY DIFFERENTIAL
 
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
General Mills, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GIS
CUSIP9 370334104
 
09/25/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR PAUL DANOS
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR WILLIAM T. ESREY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR RAYMOND V. GILMARTIN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JUDITH RICHARDS HOPE
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR HEIDI G. MILLER
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR H. OCHOA-BRILLEMBOURG
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR STEVE ODLAND
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR KENDALL J. POWELL
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR MICHAEL D. ROSE
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR ROBERT L. RYAN
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR STEPHEN W. SANGER
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR A. MICHAEL SPENCE
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR DOROTHY A. TERRELL
 
Mgmt
For
For
For
 
 
2.0
RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS.
Mgmt
For
Against
Against
 
 
4.0
STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY ENGINEERED FOOD PRODUCTS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
General Motors Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GM
CUSIP9 370442105
 
06/05/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR P.N. BARNEVIK
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR E.B. BOWLES
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR J.H. BRYAN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR A.M. CODINA
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR E.B. DAVIS, JR.
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR G.M.C. FISHER
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR K. KATEN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR K. KRESA
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR E.J. KULLMAN
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR P.A. LASKAWY
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR K.V. MARINELLO
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR E. PFEIFFER
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR G.R. WAGONER, JR.
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF SELECTION OF DELOITTE & TOUCHE FOR YEAR 2007
Mgmt
For
For
For
 
 
3.0
2007 ANNUAL INCENTIVE PLAN
 
Mgmt
For
For
For
 
 
4.0
2007 LONG-TERM INCENTIVE PLAN
 
Mgmt
For
For
For
 
 
5.0
DISCLOSURE OF POLITICAL CONTRIBUTIONS
ShrHldr
Against
Against
For
 
 
6.0
LIMIT ON DIRECTORSHIPS OF GM BOARD MEMBERS
ShrHldr
Against
Against
For
 
 
7.0
GREENHOUSE GAS EMISSIONS
 
ShrHldr
Against
Against
For
 
 
8.0
CUMULATIVE VOTING
 
ShrHldr
Against
For
Against
 
 
9.0
STOCKHOLDER APPROVAL OF A POISON PILL" "
ShrHldr
Against
For
Against
 
 
10.0
SPECIAL STOCKHOLDER MEETINGS
 
ShrHldr
Against
Against
For
 
 
11.0
PERFORMANCE-BASED EQUITY COMPENSATION
ShrHldr
Against
Against
For
 
 
12.0
RECOUPING UNEARNED INCENTIVE BONUSES
ShrHldr
Against
Against
For
 
 
13.0
OPTIMUM BOARD SIZE
 
ShrHldr
Against
Against
For
 
 
14.0
SIMPLE MAJORITY VOTE
 
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Google Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
GOOG
CUSIP9 38259P508
 
05/10/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ERIC SCHMIDT
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR SERGEY BRIN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR LARRY PAGE
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR L. JOHN DOERR
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JOHN L. HENNESSY
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR ARTHUR D. LEVINSON
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR ANN MATHER
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR PAUL S. OTELLINI
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR K. RAM SHRIRAM
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR SHIRLEY M. TILGHMAN
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY 4,500,000.
Mgmt
For
For
For
 
 
4.0
APPROVAL OF GOOGLE'S EXECUTIVE BONUS PLAN.
Mgmt
For
For
For
 
 
5.0
STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF ACCESS TO THE INTERNET.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
H.j. Heinz Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HNZ
CUSIP9 423074103
 
08/16/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR W.R. JOHNSON
 
Mgmt
For
Did Not Vote
   
 
1.2
DIRECTOR C.E. BUNCH
 
Mgmt
For
For
   
 
1.3
DIRECTOR M.C. CHOKSI
 
Mgmt
For
For
   
 
1.4
DIRECTOR L.S. COLEMAN, JR.
 
Mgmt
For
For
   
 
1.5
DIRECTOR P.H. COORS
 
Mgmt
For
For
   
 
1.6
DIRECTOR J.G. DROSDICK
 
Mgmt
For
For
   
 
1.7
DIRECTOR E.E. HOLIDAY
 
Mgmt
For
For
   
 
1.8
DIRECTOR C. KENDLE
 
Mgmt
For
For
   
 
1.9
DIRECTOR D.R. O'HARE
 
Mgmt
For
For
   
 
1.10
DIRECTOR D.H. REILLEY
 
Mgmt
For
For
   
 
1.11
DIRECTOR L.C. SWANN
 
Mgmt
For
For
   
 
1.12
DIRECTOR T.J. USHER
 
Mgmt
For
For
   
 
2.0
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
   
                 
                 
                 
                 
H.j. Heinz Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HNZ
CUSIP9 423074103
 
08/16/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR NELSON PELTZ
 
Mgmt
For
Did Not Vote
   
 
1.2
DIRECTOR PETER W. MAY
 
Mgmt
For
Did Not Vote
   
 
1.3
DIRECTOR EDWARD P. GARDEN
 
Mgmt
For
Did Not Vote
   
 
1.4
DIRECTOR GREG NORMAN
 
Mgmt
For
Did Not Vote
   
 
1.5
DIRECTOR MICHAEL F. WEINSTEIN
 
Mgmt
For
For
   
 
1.6
DIRECTOR WILLIAM JOHNSON
 
Mgmt
For
Did Not Vote
   
 
1.7
DIRECTOR LEONARD S. COLEMAN
 
Mgmt
For
Did Not Vote
   
 
1.8
DIRECTOR EDITH E. HOLIDAY
 
Mgmt
For
Did Not Vote
   
 
1.9
DIRECTOR CANDACE KENDLE
 
Mgmt
For
Did Not Vote
   
 
1.10
DIRECTOR DEAN R. O'HARE
 
Mgmt
For
Did Not Vote
   
 
1.11
DIRECTOR LYNN C. SWANN
 
Mgmt
For
Did Not Vote
   
 
1.12
DIRECTOR THOMAS J. USHER
 
Mgmt
For
Did Not Vote
   
 
2.0
TO REPEAL ANY PROVISIONS OF THE COMPANY'S BY-LAWS AND AMENDMENTS TO THE COMPANY'S BY-LAWS ADOPTED UNILATERALLY BY THE BOARD OF DIRECTORS AFTER JUNE 12, 2002 AND BEFORE ANY OF THE TRIAN GROUP'S NOMINEES JOIN THE BOARD, IF ELECTED.
Mgmt
For
For
   
 
3.0
TO RATIFY THE COMPANY'S AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS HEINZ'S INDEPENDENT AUDITORS FOR FISCAL 2007.
Mgmt
For
Did Not Vote
   
                 
                 
                 
                 
Halliburton Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HAL
CUSIP9 406216101
 
05/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: K.M. BADER
 
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: A.M. BENNETT
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: J.R. BOYD
 
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: M. CARROLL
 
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: R.L. CRANDALL
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: K.T DERR
 
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: S.M. GILLIS
 
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: W.R. HOWELL
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: D.J. LESAR
 
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: J.L. MARTIN
 
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: J.A. PRECOURT
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: D.L. REED
 
Mgmt
For
For
For
 
 
13.0
PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS.
Mgmt
For
For
For
 
 
14.0
PROPOSAL ON HUMAN RIGHTS REVIEW.
ShrHldr
Against
Against
For
 
 
15.0
PROPOSAL ON POLITICAL CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
 
16.0
PROPOSAL ON STOCKHOLDER RIGHTS PLAN.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Harley-Davidson, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HOG
CUSIP9 412822108
 
04/28/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR BARRY K. ALLEN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR RICHARD I. BEATTIE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JUDSON C. GREEN
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS.
Mgmt
For
For
For
 
                 
                 
                 
                 
Hca Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CUSIP9 404119109
 
11/16/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ADOPTION OF THE AGREEMENT AND PLAN OF MERGER DATED JULY 24, 2006 BY AND AMONG HERCULES HOLDING II, LLC, HERCULES ACQUISITION CORPORATION, AND HCA INC., AS DESCRIBED IN THE PROXY STATEMENT.
Mgmt
For
For
For
 
 
2.0
APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
Mgmt
For
For
For
 
                 
                 
                 
                 
Hess Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HES
CUSIP9 42809H107
 
05/02/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR N.F. BRADY
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR J.B. COLLINS
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR T.H. KEAN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR F.A. OLSON
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
Mgmt
For
For
For
 
 
3.0
STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE BOARD OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD.
TNA
For
   
                 
                 
                 
                 
Hewlett-packard Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HPQ
CUSIP9 428236103
 
03/14/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: L.T. BABBIO, JR.
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: S.M. BALDAUF
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: R.A. HACKBORN
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: J.H. HAMMERGREN
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: M.V. HURD
 
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: R.L. RYAN
 
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: L.S. SALHANY
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: G.K. THOMPSON
Mgmt
For
For
For
 
 
9.0
TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2007
Mgmt
For
For
For
 
 
10.0
STOCKHOLDER PROPOSAL RELATING TO STOCKHOLDER NOMINEES FOR ELECTION TO THE BOARD OF DIRECTORS OF HEWLETT-PACKARD COMPANY
ShrHldr
Against
Against
For
 
 
11.0
STOCKHOLDER PROPOSAL ENTITLED SEPARATE THE ROLES OF CEO AND CHAIRMAN" "
ShrHldr
Against
Against
For
 
 
12.0
STOCKHOLDER PROPOSAL ENTITLED SUBJECT ANY FUTURE POISON PILL TO SHAREHOLDER VOTE" "
ShrHldr
Against
For
Against
 
 
13.0
STOCKHOLDER PROPOSAL ENTITLED LINK PAY TO PERFORMANCE" "
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Honda Motor Co. Ltd.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN JP3854600008
 
06/22/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, With a Final Dividend of JY 20
Mgmt
For
For
For
 
 
2
Amend Articles to: Add Record Dates for Quarterly Dividends
Mgmt
For
For
For
 
 
3.1
Elect Director
 
Mgmt
For
For
For
 
 
3.2
Elect Director
 
Mgmt
For
For
For
 
 
3.3
Elect Director
 
Mgmt
For
For
For
 
 
3.4
Elect Director
 
Mgmt
For
For
For
 
 
3.5
Elect Director
 
Mgmt
For
For
For
 
 
3.6
Elect Director
 
Mgmt
For
For
For
 
 
3.7
Elect Director
 
Mgmt
For
For
For
 
 
3.8
Elect Director
 
Mgmt
For
For
For
 
 
3.9
Elect Director
 
Mgmt
For
For
For
 
 
3.10
Elect Director
 
Mgmt
For
For
For
 
 
3.11
Elect Director
 
Mgmt
For
For
For
 
 
3.12
Elect Director
 
Mgmt
For
For
For
 
 
3.13
Elect Director
 
Mgmt
For
For
For
 
 
3.14
Elect Director
 
Mgmt
For
For
For
 
 
3.15
Elect Director
 
Mgmt
For
For
For
 
 
3.16
Elect Director
 
Mgmt
For
For
For
 
 
3.17
Elect Director
 
Mgmt
For
For
For
 
 
3.18
Elect Director
 
Mgmt
For
For
For
 
 
3.19
Elect Director
 
Mgmt
For
For
For
 
 
3.20
Elect Director
 
Mgmt
For
For
For
 
 
4.1
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
4.2
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
5
Approve Payment of Annual Bonuses to Directors and Statutory Auditors
Mgmt
For
For
For
 
 
6
Approve Retirement Bonuses for Directors and Statutory Auditor
Mgmt
For
Abstain
NA
 
                 
                 
                 
                 
HSBC Holdings Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN GB0005405286
 
05/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
3.1
Re-elect Lord Butler as Director
 
Mgmt
For
For
For
 
 
3.2
Re-elect Baroness Lydia Dunn as Director
Mgmt
For
For
For
 
 
3.3
Re-elect Rona Fairhead as Director
 
Mgmt
For
For
For
 
 
3.4
Re-elect William Fung as Director
 
Mgmt
For
For
For
 
 
3.5
Re-elect Sir Brian Moffat as Director
 
Mgmt
For
For
For
 
 
3.6
Elect Gwyn Morgan as Director
 
Mgmt
For
For
For
 
 
4
Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration
Mgmt
For
For
For
 
 
5
Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,158,660,000
Mgmt
For
For
For
 
 
6
Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 289,665,000
Mgmt
For
For
For
 
 
7
Authorise 1,158,660,000 Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
8
Approve Scrip Dividend Program
 
 
Mgmt
For
For
For
 
 
9
Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 250,000
 
Mgmt
For
For
For
 
 
10
Authorise HSBC Bank Plc to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 50,000
Mgmt
For
For
For
 
 
11
Authorise the Company to Use Electronic Communications
Mgmt
For
For
For
 
 
12
Amend Articles of Association Re: Use of Electronic Communications
Mgmt
For
For
For
 
                 
                 
                 
                 
HSBC Holdings Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HBC
CUSIP9 404280406
 
05/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
TO RECEIVE THE REPORT AND ACCOUNTS FOR 2006
Mgmt
For
For
For
 
 
2.0
TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2006
Mgmt
For
For
For
 
 
3.0
TO RE-ELECT THE LORD BUTLER A DIRECTOR
Mgmt
For
For
For
 
 
4.0
TO RE-ELECT THE BARONESS DUNN A DIRECTOR
Mgmt
For
For
For
 
 
5.0
TO RE-ELECT R A FAIRHEAD A DIRECTOR
Mgmt
For
For
For
 
 
6.0
TO RE-ELECT W K L FUNG A DIRECTOR
 
Mgmt
For
For
For
 
 
7.0
TO RE-ELECT SIR BRIAN MOFFAT A DIRECTOR
Mgmt
For
For
For
 
 
8.0
TO RE-ELECT G MORGAN A DIRECTOR
 
Mgmt
For
For
For
 
 
9.0
TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT COMMITTEE
Mgmt
For
For
For
 
 
10.0
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES
Mgmt
For
For
For
 
 
11.0
TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)
Mgmt
For
For
For
 
 
12.0
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES
Mgmt
For
For
For
 
 
13.0
TO AUTHORISE THE DIRECTORS TO OFFER A SCRIP DIVIDEND ALTERNATIVE
Mgmt
For
For
For
 
 
14.0
TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE
Mgmt
For
For
For
 
 
15.0
TO AUTHORISE HSBC BANK PLC TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE
Mgmt
For
For
For
 
 
16.0
TO AUTHORISE ELECTRONIC COMMUNICATIONS WITH SHAREHOLDERS IN ACCORDANCE WITH THE COMPANIES ACT 2006
Mgmt
For
For
For
 
 
17.0
TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION)
Mgmt
For
For
For
 
                 
                 
                 
                 
Idearc Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
IAR
CUSIP9 451663108
 
04/19/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JOHN J. MUELLER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JERRY V. ELLIOTT
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR KATHERINE J. HARLESS
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR DONALD B. REED
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR STEPHEN L. ROBERTSON
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR THOMAS S. ROGERS
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR PAUL E. WEAVER
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF ERNST & YOUNG LLP AS IDEARC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Illinois Tool Works Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ITW
CUSIP9 452308109
 
05/04/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR WILLIAM F. ALDINGER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR MICHAEL J. BIRCK
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MARVIN D. BRAILSFORD
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR SUSAN CROWN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR DON H. DAVIS, JR.
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR ROBERT C. MCCORMACK
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR ROBERT S. MORRISON
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR JAMES A. SKINNER
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR HAROLD B. SMITH
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR DAVID B. SPEER
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Intel Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
INTC
CUSIP9 458140100
 
05/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: CRAIG R. BARRETT
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: SUSAN L. DECKER
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: D. JAMES GUZY
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: REED E. HUNDT
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: PAUL S. OTELLINI
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: JAMES D. PLUMMER
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: DAVID S. POTTRUCK
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: JANE E. SHAW
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: JOHN L. THORNTON
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: DAVID B. YOFFIE
Mgmt
For
For
For
 
 
12.0
RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
13.0
AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN
Mgmt
For
For
For
 
 
14.0
APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE PLAN
Mgmt
For
For
For
 
 
15.0
STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON EXECUTIVE COMPENSATION
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
International Business Machines Corp
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
IBM
CUSIP9 459200101
 
04/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR C. BLACK
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR K.I. CHENAULT
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR J. DORMANN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR M.L. ESKEW
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR S.A. JACKSON
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR M. MAKIHARA
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR L.A. NOTO
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR J.W. OWENS
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR S.J. PALMISANO
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR J.E. SPERO
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR S. TAUREL
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR L.H. ZAMBRANO
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION
Mgmt
For
For
For
 
 
4.0
AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION OUTSIDE THE ORDINARY COURSE OF BUSINESS
Mgmt
For
For
For
 
 
5.0
AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE OF SHARES OF THE CORPORATION
Mgmt
For
For
For
 
 
6.0
AMENDMENT TO CERTIFICATE TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION OF THE CORPORATION
Mgmt
For
For
For
 
 
7.0
STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING
ShrHldr
Against
For
Against
 
 
8.0
STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT MEDICAL
ShrHldr
Against
Against
For
 
 
9.0
STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION
ShrHldr
Against
Against
For
 
 
10.0
STOCKHOLDER PROPOSAL ON: OFFSHORING
ShrHldr
Against
Against
For
 
 
11.0
STOCKHOLDER PROPOSAL ON: MAJORITY VOTING FOR DIRECTORS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
International Paper Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
IP
CUSIP9 460146103
 
05/07/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTORS DAVID J. BRONCZEK
 
Mgmt
For
For
For
 
 
1.2
DIRECTORS MARTHA F. BROOKS
 
Mgmt
For
For
For
 
 
1.3
DIRECTORS LYNN LAVERTY ELSENHANS
Mgmt
For
For
For
 
 
1.4
DIRECTORS JOHN L. TOWNSEND, III
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL CONCERNING MAJORITY VOTING.
Mgmt
For
For
For
 
                 
                 
                 
                 
Johnson & Johnson
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
JNJ
CUSIP9 478160104
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR MARY S. COLEMAN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JAMES G. CULLEN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR MICHAEL M.E. JOHNS
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ARNOLD G. LANGBO
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR SUSAN L. LINDQUIST
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR LEO F. MULLIN
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR CHRISTINE A. POON
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR CHARLES PRINCE
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR STEVEN S REINEMUND
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR DAVID SATCHER
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR WILLIAM C. WELDON
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
PROPOSAL ON MAJORITY VOTING REQUIREMENTS FOR DIRECTOR NOMINEES
ShrHldr
Against
Against
For
 
 
4.0
PROPOSAL ON SUPPLEMENTAL RETIREMENT PLAN
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
JPMorgan Chase & Co.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
JPM
CUSIP9 46625H100
 
05/15/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR  CRANDALL C. BOWLES
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR  STEPHEN B. BURKE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR  JAMES S. CROWN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR  JAMES DIMON
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR  ELLEN V. FUTTER
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR  WILLIAM H. GRAY, III
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR  LABAN P. JACKSON, JR.
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR  ROBERT I. LIPP
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR  DAVID C. NOVAK
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR  LEE R. RAYMOND
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR  WILLIAM C. WELDON
 
Mgmt
For
For
For
 
 
2.0
APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
STOCK OPTIONS
 
ShrHldr
Against
Against
For
 
 
4.0
PERFORMANCE-BASED RESTRICTED STOCK
ShrHldr
Against
Against
For
 
 
5.0
EXECUTIVE COMPENSATION APPROVAL
ShrHldr
Against
Against
For
 
 
6.0
SEPARATE CHAIRMAN
 
ShrHldr
Against
Against
For
 
 
7.0
CUMULATIVE VOTING
 
ShrHldr
Against
For
Against
 
 
8.0
MAJORITY VOTING FOR DIRECTORS
 
ShrHldr
Against
Against
For
 
 
9.0
POLITICAL CONTRIBUTIONS REPORT
 
ShrHldr
Against
Against
For
 
 
10.0
SLAVERY APOLOGY REPORT
 
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Kellogg Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
K
CUSIP9 487836108
 
04/27/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR BENJAMIN S. CARSON, SR.
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR GORDON GUND
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR DOROTHY A. JOHNSON
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR A. MCLAUGHLIN KOROLOGOS
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2007
Mgmt
For
For
For
 
 
3.0
SHAREOWNER PROPOSAL TO PREPARE A SUSTAINABILITY REPORT
ShrHldr
Against
Against
For
 
 
4.0
SHAREOWNER PROPOSAL TO ENACT A MAJORITY VOTE REQUIREMENT
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Kla-tencor Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KLAC
CUSIP9 482480100
 
03/29/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR H. RAYMOND BINGHAM**
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ROBERT T. BOND**
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR DAVID C. WANG**
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ROBERT M. CALDERONI*
 
Mgmt
For
For
For
 
 
2.0
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Kohl's Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KSS
CUSIP9 500255104
 
05/02/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR STEVEN A. BURD
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR WAYNE EMBRY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JAMES D. ERICSON
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JOHN F. HERMA
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR WILLIAM S. KELLOGG
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR KEVIN MANSELL
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR R. LAWRENCE MONTGOMERY
Mgmt
For
For
For
 
 
1.8
DIRECTOR FRANK V. SICA
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR PETER M. SOMMERHAUSER
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR STEPHEN E. WATSON
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR R. ELTON WHITE
 
Mgmt
For
For
For
 
 
2.0
RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
MANAGEMENT PROPOSAL TO AMEND OUR 2003 LONG TERM COMPENSATION PLAN.
Mgmt
For
For
For
 
 
4.0
MANAGEMENT PROPOSAL TO APPROVE OUR EXECUTIVE BONUS PLAN.
Mgmt
For
For
For
 
 
5.0
MANAGEMENT PROPOSAL TO AMEND OUR ARTICLES OF INCORPORATION TO ALLOW THE BOARD OF DIRECTORS TO INSTITUTE A MAJORITY VOTING REQUIREMENT FOR THE ELECTION OF DIRECTORS.
Mgmt
For
For
For
 
 
6.0
SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE PROCESS TO AMEND OUR ARTICLES OF INCORPORATION TO INSTITUTE A MAJORITY VOTING REQUIREMENT FOR THE ELECTION OF DIRECTORS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Kraft Foods Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KFT
CUSIP9 50075N104
 
04/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR AJAY BANGA
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JAN BENNINK
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR LOUIS C. CAMILLERI
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MARK D. KETCHUM
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR RICHARD A. LERNER
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JOHN C. POPE
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR IRENE B. ROSENFELD
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR MARY L. SCHAPIRO
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR DEBORAH C. WRIGHT
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
Mgmt
For
For
For
 
                 
                 
                 
                 
Liberty Media Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CUSIP9 53071M104
 
05/01/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
THE INCENTIVE PLAN PROPOSAL
 
Mgmt
For
Against
Against
 
 
2.1
DIRECTORS ROBERT R. BENNETT
 
Mgmt
For
For
For
 
 
2.2
DIRECTORS PAUL A. GOULD
 
Mgmt
For
For
For
 
 
2.3
DIRECTORS JOHN C. MALONE
 
Mgmt
For
For
For
 
 
3.0
THE AUDITORS RATIFICATION PROPOSAL
Mgmt
For
For
For
 
                 
                 
                 
                 
Liberty Media Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CUSIP9 53071M302
 
05/01/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
THE INCENTIVE PLAN PROPOSAL
 
Mgmt
For
Against
Against
 
 
2.1
DIRECTORS ROBERT R. BENNETT
 
Mgmt
For
For
For
 
 
2.2
DIRECTORS PAUL A. GOULD
 
Mgmt
For
For
For
 
 
2.3
DIRECTORS JOHN C. MALONE
 
Mgmt
For
For
For
 
 
3.0
THE AUDITORS RATIFICATION PROPOSAL
Mgmt
For
For
For
 
                 
                 
                 
                 
Limited Brands, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LTD
CUSIP9 532716107
 
05/21/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DENNIS S. HERSCH
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR DAVID T. KOLLAT
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR WILLIAM R. LOOMIS, JR.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR LESLIE H. WEXNER
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE COMPANY'S 2007 CASH INCENTIVE COMPENSATION PERFORMANCE PLAN
Mgmt
For
For
For
 
 
4.0
DECLASSIFICATION OF THE BOARD
 
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Linear Technology Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LLTC
CUSIP9 535678106
 
11/01/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ROBERT H. SWANSON, JR.
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR DAVID S. LEE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR LOTHAR MAIER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR RICHARD M. MOLEY
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR THOMAS S. VOLPE
 
Mgmt
For
For
For
 
 
2.0
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Lloyds TSB Group Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN GB0008706128
 
05/09/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
3.1
Re-elect Wolfgang Berndt as Director
 
Mgmt
For
For
For
 
 
3.2
Re-elect Ewan Brown as Director
 
Mgmt
For
For
For
 
 
3.3
Re-elect Eric Daniels as Director
 
Mgmt
For
For
For
 
 
3.4
Re-elect Helen Weir as Director
 
Mgmt
For
For
For
 
 
4
Reappoint PricewaterhouseCoopers LLP as Auditors of the Company
Mgmt
For
For
For
 
 
5
Authorise Audit Committee to Fix Remuneration of Auditors
Mgmt
For
For
For
 
 
6
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 361,722,975, USD 39,750,000, EUD 40,000,000 and JPY 1,250,000,000
Mgmt
For
For
For
 
 
7
Subject to the Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 71,468,846
Mgmt
For
For
For
 
 
8
Authorise 571,750,770 Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
9
Approve Lloyds TSB Group Sharesave Scheme 2007
Mgmt
For
For
For
 
 
10
Authorise the Company to Use Electronic Communications
Mgmt
For
For
For
 
 
11
Subject to the Passing of Resolution 10, Amend Articles of Association Re: Electronic Communications
Mgmt
For
For
For
 
                 
                 
                 
                 
Lowe's Companies, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LOW
CUSIP9 548661107
 
05/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DAVID W. BERNAUER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR LEONARD L. BERRY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR DAWN E. HUDSON
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ROBERT A. NIBLOCK
 
Mgmt
For
For
For
 
 
2.0
TO APPROVE AN AMENDMENT TO THE LOWE'S COMPANIES EMPLOYEE STOCK PURCHASE PLAN - STOCK OPTIONS FOR EVERYONE - TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
Mgmt
For
For
For
 
 
3.0
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS.
Mgmt
For
For
For
 
 
4.0
SHAREHOLDER PROPOSAL ESTABLISHING MINIMUM SHARE OWNERSHIP REQUIREMENTS FOR DIRECTOR NOMINEES.
ShrHldr
Against
Against
For
 
 
5.0
SHAREHOLDER PROPOSAL REQUESTING ANNUAL REPORT ON WOOD PROCUREMENT.
ShrHldr
Against
Against
For
 
 
6.0
SHAREHOLDER PROPOSAL REGARDING ANNUAL ELECTION OF EACH DIRECTOR.
ShrHldr
Against
For
Against
 
 
7.0
SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE AGREEMENTS.
ShrHldr
Against
Against
For
 
 
8.0
SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION PLAN.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Marathon Oil Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MRO
CUSIP9 565849106
 
04/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES F. BOLDEN, JR.
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES R. LEE
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: DENNIS H. REILLEY
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: JOHN W. SNOW
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: THOMAS J. USHER
Mgmt
For
For
For
 
 
6.0
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2007.
Mgmt
For
For
For
 
 
7.0
APPROVAL OF 2007 INCENTIVE COMPENSATION PLAN.
Mgmt
For
For
For
 
 
8.0
BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS TO ELIMINATE THE SUPERMAJORITY VOTE PROVISION.
Mgmt
For
For
For
 
 
9.0
BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
Mgmt
For
For
For
 
                 
                 
                 
                 
Marsh & Mclennan Companies, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MMC
CUSIP9 571748102
 
05/17/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: ZACHARY W. CARTER
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: OSCAR FANJUL
Mgmt
For
For
For
 
 
3.0
RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
4.0
APPROVAL OF AMENDMENT OF STOCK PURCHASE PLAN FOR INTERNATIONAL EMPLOYEES
Mgmt
For
For
For
 
 
5.0
STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Mcdonald's Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MCD
CUSIP9 580135101
 
05/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: EDWARD A. BRENNAN
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: WALTER E. MASSEY
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: JOHN W. ROGERS, JR.
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: ROGER W. STONE
Mgmt
For
For
For
 
 
5.0
APPROVAL OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
6.0
SHAREHOLDER PROPOSAL RELATING TO LABELING OF GENETICALLY MODIFIED PRODUCTS
ShrHldr
Against
Against
For
 
 
7.0
SHAREHOLDER PROPOSAL RELATING TO LABOR STANDARDS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
McKesson Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MCK
CUSIP9 58155Q103
 
07/26/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR WAYNE A. BUDD
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ALTON F. IRBY III
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR DAVID M. LAWRENCE, M.D.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JAMES V. NAPIER
 
Mgmt
For
For
For
 
 
2.0
RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
STOCKHOLDER PROPOSAL RELATING TO THE ANNUAL ELECTION OF DIRECTORS.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Meadwestvaco Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MWV
CUSIP9 583334107
 
04/30/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JAMES M. KILTS
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR DOUGLAS S. LUKE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ROBERT C. MCCORMACK
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR EDWARD M. STRAW
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JANE L. WARNER
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
 
3.0
STOCKHOLDER PROPOSAL TO AMEND THE COMPANY'S CORPORATE GOVERNANCE DOCUMENTS TO PROVIDE FOR THE ELECTION OF DIRECTORS BY MAJORITY VOTE.
ShrHldr
Against
Against
For
 
 
4.0
STOCKHOLDER PROPOSAL TO REDEEM THE COMPANY'S SHAREHOLDER RIGHTS PLAN.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Medco Health Solutions, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MHS
CUSIP9 58405U102
 
05/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR HOWARD W. BARKER, JR.
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR DAVID B. SNOW, JR.
 
Mgmt
For
For
For
 
 
2.0
TO AMEND THE COMPANY'S SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE PHASE-IN OF THE ANNUAL ELECTION OF DIRECTORS.
Mgmt
For
For
For
 
 
3.0
TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN.
Mgmt
For
For
For
 
 
4.0
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Medtronic, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MDT
CUSIP9 585055106
 
08/24/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR RICHARD H. ANDERSON
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR MICHAEL R. BONSIGNORE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ROBERT C. POZEN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR GORDON M. SPRENGER
 
Mgmt
For
For
For
 
 
2.0
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL." "
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Merck & Co., Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MRK
CUSIP9 589331107
 
04/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR RICHARD T. CLARK
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JOHNNETTA B. COLE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR W.B. HARRISON, JR.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR WILLIAM N. KELLEY
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR ROCHELLE B. LAZARUS
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR THOMAS E. SHENK
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR ANNE M. TATLOCK
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR SAMUEL O. THIER
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR WENDELL P. WEEKS
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR PETER C. WENDELL
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
 
3.0
PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS CONTAINED IN THE RESTATED CERTIFICATE OF INCORPORATION.
Mgmt
For
For
For
 
 
4.0
PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS IMPOSED UNDER NEW JERSEY LAW ON CORPORATIONS ORGANIZED BEFORE 1969.
Mgmt
For
For
For
 
 
5.0
PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO LIMIT THE SIZE OF THE BOARD TO NO MORE THAN 18 DIRECTORS.
Mgmt
For
For
For
 
 
6.0
PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO REPLACE ITS CUMULATIVE VOTING FEATURE WITH A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS.
Mgmt
For
Against
Against
 
 
7.0
STOCKHOLDER PROPOSAL CONCERNING PUBLICATION OF POLITICAL CONTRIBUTIONS
ShrHldr
Against
Against
For
 
 
8.0
STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Micron Technology, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MU
CUSIP9 595112103
 
12/05/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR STEVEN R. APPLETON
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR TERUAKI AOKI
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JAMES W. BAGLEY
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MERCEDES JOHNSON
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR LAWRENCE N. MONDRY
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR GORDON C. SMITH
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR ROBERT E. SWITZ
 
Mgmt
For
For
For
 
 
2.0
PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT TO THE COMPANY'S 2004 EQUITY INCENTIVE PLAN INCREASING THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 30,000,000
Mgmt
For
For
For
 
 
3.0
PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2007
Mgmt
For
For
For
 
 
4.0
TO ACT UPON A SHAREHOLDER PROPOSAL IF PROPERLY PRESENTED AT THE MEETING
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Microsoft Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MSFT
CUSIP9 594918104
 
11/14/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: WILLIAM H. GATES III
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: STEVEN A. BALLMER
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: JAMES I. CASH JR.
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: DINA DUBLON
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: DAVID F. MARQUARDT
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: CHARLES H. NOSKI
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: HELMUT PANKE
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: JON A. SHIRLEY
Mgmt
For
For
For
 
 
10.0
RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
Mgmt
For
For
For
 
 
11.0
SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
ShrHldr
Against
Against
For
 
 
12.0
SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN EQUAL EMPLOYMENT OPPORTUNITY POLICY
ShrHldr
Against
Against
For
 
 
13.0
SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Mitsubishi Corp.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN JP3898400001
 
06/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, with a Final Dividend of JY 28
Mgmt
For
For
For
 
 
2
Amend Articles to: Amend Provisions on Public Announcements
Mgmt
For
For
For
 
 
3.1
Elect Director
 
Mgmt
For
For
For
 
 
3.2
Elect Director
 
Mgmt
For
For
For
 
 
3.3
Elect Director
 
Mgmt
For
For
For
 
 
3.4
Elect Director
 
Mgmt
For
For
For
 
 
3.5
Elect Director
 
Mgmt
For
For
For
 
 
3.6
Elect Director
 
Mgmt
For
For
For
 
 
3.7
Elect Director
 
Mgmt
For
For
For
 
 
3.8
Elect Director
 
Mgmt
For
For
For
 
 
3.9
Elect Director
 
Mgmt
For
For
For
 
 
3.10
Elect Director
 
Mgmt
For
For
For
 
 
3.11
Elect Director
 
Mgmt
For
For
For
 
 
3.12
Elect Director
 
Mgmt
For
For
For
 
 
3.13
Elect Director
 
Mgmt
For
For
For
 
 
3.14
Elect Director
 
Mgmt
For
For
For
 
 
3.15
Elect Director
 
Mgmt
For
For
For
 
 
3.16
Elect Director
 
Mgmt
For
For
For
 
 
3.17
Elect Director
 
Mgmt
For
For
For
 
 
3.18
Elect Director
 
Mgmt
For
For
For
 
 
3.19
Elect Director
 
Mgmt
For
For
For
 
 
3.20
Elect Director
 
Mgmt
For
For
For
 
 
4
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
5
Approve Payment of Annual Bonuses to Directors
Mgmt
For
For
For
 
 
6
Approve Deep Discount Stock Option Plan
Mgmt
For
For
For
 
 
7
Approve Retirement Bonuses for Directors and Statutory Auditor and Special Payments to Continuing Directors and Statutory Auditor in Connection with Abolition of Retirement Bonus System
Mgmt
For
For
For
 
 
8
Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors
Mgmt
For
For
For
 
                 
                 
                 
                 
MIZUHO FINANCIAL GROUP INC.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN JP3885780001
 
06/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, with a Final Dividend (Ordinary Shares) of JY 7000
Mgmt
For
For
For
 
 
2
Amend Articles to: Decrease Authorized Capital to Reflect Cancellation of Preferred Shares
Mgmt
For
For
For
 
 
3.1
Elect Director
 
Mgmt
For
For
For
 
 
3.2
Elect Director
 
Mgmt
For
For
For
 
 
3.3
Elect Director
 
Mgmt
For
For
For
 
 
3.4
Elect Director
 
Mgmt
For
For
For
 
 
3.5
Elect Director
 
Mgmt
For
For
For
 
 
3.6
Elect Director
 
Mgmt
For
For
For
 
 
3.7
Elect Director
 
Mgmt
For
For
For
 
 
3.8
Elect Director
 
Mgmt
For
For
For
 
 
4.1
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
4.2
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
5
Approve Retirement Bonuses for Directors and Statutory Auditor
Mgmt
For
For
For
 
                 
                 
                 
                 
Murphy Oil Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
MUR
CUSIP9 626717102
 
05/09/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR F.W. BLUE
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR C.P. DEMING
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR R.A. HERMES
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR J.V. KELLEY
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR R.M. MURPHY
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR W.C. NOLAN, JR.
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR I.B. RAMBERG
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR N.E. SCHMALE
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR D.J.H. SMITH
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR C.G. THEUS
 
Mgmt
For
For
For
 
 
2.0
APPROVE THE PROPOSED 2007 LONG-TERM INCENTIVE PLAN.
Mgmt
For
Against
Against
 
 
3.0
APPROVE THE PROPOSED 2007 ANNUAL INCENTIVE PLAN.
Mgmt
For
For
For
 
 
4.0
APPROVE THE PROPOSED AMENDMENTS TO THE EMPLOYEE STOCK PURCHASE PLAN.
Mgmt
For
For
For
 
 
5.0
APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
                 
                 
                 
                 
National City Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NCC
CUSIP9 635405103
 
04/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR J.E. BARFIELD
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR J.S. BROADHURST
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR C.M. CONNOR
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR D.A. DABERKO
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR B.P. HEALY
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR M.B. MCCALLISTER
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR P.A. ORMOND
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR P.E. RASKIND
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR G.L. SHAHEEN
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR J.S. THORNTON
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR M. WEISS
 
Mgmt
For
For
For
 
 
2.0
THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
NEC Corp.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN JP3733000008
 
06/21/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Director
 
Mgmt
For
For
For
 
 
1.2
Elect Director
 
Mgmt
For
For
For
 
 
1.3
Elect Director
 
Mgmt
For
For
For
 
 
1.4
Elect Director
 
Mgmt
For
For
For
 
 
1.5
Elect Director
 
Mgmt
For
For
For
 
 
1.6
Elect Director
 
Mgmt
For
For
For
 
 
1.7
Elect Director
 
Mgmt
For
For
For
 
 
1.8
Elect Director
 
Mgmt
For
For
For
 
 
1.9
Elect Director
 
Mgmt
For
For
For
 
 
1.10
Elect Director
 
Mgmt
For
For
For
 
 
1.11
Elect Director
 
Mgmt
For
For
For
 
 
1.12
Elect Director
 
Mgmt
For
For
For
 
 
1.13
Elect Director
 
Mgmt
For
For
For
 
 
1.14
Elect Director
 
Mgmt
For
For
For
 
 
1.15
Elect Director
 
Mgmt
For
For
For
 
 
1.16
Elect Director
 
Mgmt
For
For
For
 
 
2.1
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
2.2
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
3
Approve Payment of Annual Bonuses to Directors
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Newmont Mining Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NEM
CUSIP9 651639106
 
04/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR G.A. BARTON
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR V.A. CALARCO
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR N. DOYLE
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR V.M. HAGEN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR M.S. HAMSON
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR P. LASSONDE
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR R.J. MILLER
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR W.W. MURDY
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR R.A. PLUMBRIDGE
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR J.B. PRESCOTT
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR D.C. ROTH
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR J.V. TARANIK
 
Mgmt
For
For
For
 
 
2.0
RATIFY APPOINTMENT OF INDEPENDENT AUDITORS.
Mgmt
For
For
For
 
 
3.0
STOCKHOLDER PROPOSAL REGARDING NEWMONT'S INDONESIAN OPERATIONS, IF INTRODUCED AT THE MEETING.
ShrHldr
Against
Against
For
 
 
4.0
STOCKHOLDER PROPOSAL REGARDING A REPORT TO STOCKHOLDERS REGARDING NEWMONT'S POLICIES AND PRACTICES IN COMMUNITIES AROUND ITS OPERATIONS, IF INTRODUCED AT THE MEETING.
Mgmt
For
For
For
 
 
5.0
STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Nokia Corp.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN FI0009000681
 
05/03/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Finland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Financial Statements and Statutory Reports, Including Auditors' Report; Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Allocation of Income and Dividends of EUR 0.43 Per Share
Mgmt
For
For
For
 
 
3
Approve Discharge of Board and President
Mgmt
For
For
For
 
 
4
Amend Articles to Comply with New Finnish Companies Act
Mgmt
For
For
For
 
 
5
Approve Remuneration of Directors
 
Mgmt
For
For
For
 
 
6
Fix Number of Directors at 11
 
Mgmt
For
For
For
 
 
7
Reelect Georg Ehrnrooth, Daniel R. Hesse, Bengt Holmstrom, Per Karlsson, Jorma Ollila, Marjorie Scardino, Keijo Suila, and Vesa Vainio as Directors; Elect Lalita D. Gupte, Henning Kagermann, and Olli-Pekka Kallasvuo as New Directors
 
Mgmt
For
For
For
 
 
8
Approve Remuneration of Auditors
 
Mgmt
For
For
For
 
 
9
Reelect PricewaterhouseCoopers Oy as Auditor
Mgmt
For
For
For
 
 
10
Approve Stock Option Plan for Key Employees; Approve Creation of Pool of Conditional Capital to Guarantee Conversion Rights
Mgmt
For
For
For
 
 
11
Approve Minimum EUR 2.3 Billion Reduction in Share Premium Account
Mgmt
For
For
For
 
 
12
Amend 2001, 2003, and 2005 Stock Option Plans Re: Record Subscription Prices in Invested Non-restricted Equity Fund
Mgmt
For
For
For
 
 
13
Approve Creation of Pool of Capital without Preemptive Rights Consisting of up to 800 Million Shares
Mgmt
For
For
For
 
 
14
Authorize Repurchase of up to 10 Percent of Issued Share Capital
Mgmt
For
For
For
 
                 
                 
                 
                 
Nokia Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NOK
CUSIP9 654902204
 
05/03/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
APPROVAL OF THE INCOME STATEMENTS AND BALANCE SHEETS.
Mgmt
For
For
For
 
 
2.0
APPROVAL OF A DIVIDEND OF EUR 0.43 PER SHARE.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY.
Mgmt
For
Against
Against
 
 
4.0
APPROVAL OF THE AMENDMENT OF THE ARTICLES OF ASSOCIATION.
Mgmt
For
For
For
 
 
5.0
APPROVAL OF THE REMUNERATION TO BE PAID TO THE MEMBERS OF THE BOARD.
Mgmt
For
For
For
 
 
6.0
APPROVAL OF THE COMPOSITION OF THE BOARD OF DIRECTORS.
Mgmt
For
For
For
 
 
7.1
DIRECTOR GEORG EHRNROOTH
 
Mgmt
For
For
For
 
 
7.2
DIRECTOR LALITA D. GUPTE
 
Mgmt
For
For
For
 
 
7.3
DIRECTOR DANIEL R. HESSE
 
Mgmt
For
For
For
 
 
7.4
DIRECTOR DR. BENGT HOLMSTROM
 
Mgmt
For
For
For
 
 
7.5
DIRECTOR DR. HENNING KAGERMANN
 
Mgmt
For
For
For
 
 
7.6
DIRECTOR OLLI-PEKKA KALLASVUO
 
Mgmt
For
For
For
 
 
7.7
DIRECTOR PER KARLSSON
 
Mgmt
For
For
For
 
 
7.8
DIRECTOR JORMA OLLILA
 
Mgmt
For
For
For
 
 
7.9
DIRECTOR DAME MARJORIE SCARDINO
 
Mgmt
For
For
For
 
 
7.10
DIRECTOR KEIJO SUILA
 
Mgmt
For
For
For
 
 
7.11
DIRECTOR VESA VAINIO
 
Mgmt
For
For
For
 
 
8.0
APPROVAL OF THE REMUNERATION TO BE PAID TO THE AUDITOR.
Mgmt
For
For
For
 
 
9.0
APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL YEAR 2007.
Mgmt
For
For
For
 
 
10.0
APPROVAL OF THE GRANT OF STOCK OPTIONS TO SELECTED PERSONNEL.
Mgmt
For
For
For
 
 
11.0
APPROVAL OF THE REDUCTION OF THE SHARE ISSUE PREMIUM.
Mgmt
For
For
For
 
 
12.0
APPROVAL OF THE PROPOSAL OF THE BOARD ON THE RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES ISSUED BASED ON STOCK OPTIONS
Mgmt
For
For
For
 
 
13.0
APPROVAL OF THE AUTHORIZATION TO THE BOARD ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES.
Mgmt
For
For
For
 
 
14.0
AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES.
Mgmt
For
For
For
 
 
15.0
MARK THE FOR" BOX IF YOU WISH TO INSTRUCT NOKIA'S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 15 "
TNA
For
   
                 
                 
                 
                 
Northrop Grumman Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NOC
CUSIP9 666807102
 
05/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: LEWIS W. COLEMAN
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: VICTOR H. FAZIO
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: DONALD E. FELSINGER
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: STEPHEN E. FRANK
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: CHARLES R. LARSON
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: RICHARD B. MYERS
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: PHILIP A. ODEEN
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: AULANA L. PETERS
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: KEVIN W. SHARER
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: RONALD D. SUGAR
Mgmt
For
For
For
 
 
11.0
PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
Mgmt
For
For
For
 
 
12.0
PROPOSAL TO AMEND THE COMPANY'S 1995 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
Mgmt
For
For
For
 
 
13.0
SHAREHOLDER PROPOSAL REGARDING A REPORT ON FOREIGN MILITARY SALES.
ShrHldr
Against
Against
For
 
 
14.0
SHAREHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE COMPENSATION.
ShrHldr
Against
Against
For
 
 
15.0
SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Novartis Ag
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
NVS
CUSIP9 66987V109
 
03/06/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006.
Mgmt
For
For
For
 
 
2.0
APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS
Mgmt
For
For
For
 
 
3.0
APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND
Mgmt
For
For
For
 
 
4.0
ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM
Mgmt
For
For
For
 
 
5.0
ELECTION TO THE BOARD OF DIRECTORS: RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM
Mgmt
For
For
For
 
 
6.0
ELECTION TO THE BOARD OF DIRECTORS: ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE DAY OF THE AGM IN 2010
Mgmt
For
For
For
 
 
7.0
APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS
Mgmt
For
For
For
 
 
8.0
VOTES REGARDING ADDITIONAL AND/OR COUNTER-PROPOSALS AT THE AGM OF NOVARTIS AG IF YOU GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, YOUR VOTES WILL BE CAST IN ACCORDANCE WITH THE PROPOSALS OF THE BOARD OF DIRECTORS. MARKING THE BOX FOR" IS A VOTE FOR THE PROPOSAL
Mgmt
For
For
For
 
                 
                 
                 
                 
Occidental Petroleum Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
OXY
CUSIP9 674599105
 
05/04/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: SPENCER ABRAHAM
Mgmt
For
Against
Against
 
 
2.0
ELECTION OF DIRECTOR: RONALD W. BURKLE
Mgmt
For
Against
Against
 
 
3.0
ELECTION OF DIRECTOR: JOHN S. CHALSTY
Mgmt
For
Against
Against
 
 
4.0
ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN
Mgmt
For
Against
Against
 
 
5.0
ELECTION OF DIRECTOR: R. CHAD DREIER
Mgmt
For
Against
Against
 
 
6.0
ELECTION OF DIRECTOR: JOHN E. FEICK
Mgmt
For
Against
Against
 
 
7.0
ELECTION OF DIRECTOR: RAY R. IRANI
 
Mgmt
For
Against
Against
 
 
8.0
ELECTION OF DIRECTOR: IRVIN W. MALONEY
Mgmt
For
Against
Against
 
 
9.0
ELECTION OF DIRECTOR: RODOLFO SEGOVIA
Mgmt
For
Against
Against
 
 
10.0
ELECTION OF DIRECTOR: AZIZ D. SYRIANI
Mgmt
For
Against
Against
 
 
11.0
ELECTION OF DIRECTOR: ROSEMARY TOMICH
Mgmt
For
Against
Against
 
 
12.0
ELECTION OF DIRECTOR: WALTER L. WEISMAN
Mgmt
For
Against
Against
 
 
13.0
RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS.
Mgmt
For
For
For
 
 
14.0
APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE PLAN.
Mgmt
For
Against
Against
 
 
15.0
SCIENTIFIC REPORT ON GLOBAL WARMING.
ShrHldr
Against
Against
For
 
 
16.0
ADVISORY VOTE TO RATIFY EXECUTIVE COMPENSATION.
ShrHldr
Against
Against
For
 
 
17.0
PERFORMANCE-BASED STOCK OPTIONS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Omnicom Group Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
OMC
CUSIP9 681919106
 
05/22/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JOHN D. WREN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR BRUCE CRAWFORD
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ROBERT CHARLES CLARK
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR LEONARD S. COLEMAN, JR.
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR ERROL M. COOK
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR SUSAN S. DENISON
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR MICHAEL A. HENNING
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR JOHN R. MURPHY
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR JOHN R. PURCELL
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR LINDA JOHNSON RICE
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR GARY L. ROUBOS
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2007
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE 2007 INCENTIVE AWARD PLAN
Mgmt
For
For
For
 
                 
                 
                 
                 
Oracle Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ORCL
CUSIP9 68389X105
 
10/09/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JEFFREY O. HENLEY
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR LAWRENCE J. ELLISON
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR DONALD L. LUCAS
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MICHAEL J. BOSKIN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JACK F. KEMP
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JEFFREY S. BERG
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR SAFRA A. CATZ
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR HECTOR GARCIA-MOLINA
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR H. RAYMOND BINGHAM
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR CHARLES E. PHILLIPS, JR
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR NAOMI O. SELIGMAN
 
Mgmt
For
For
For
 
 
2.0
PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2007 EXECUTIVE BONUS PLAN.
Mgmt
For
Against
Against
 
 
3.0
PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2007.
Mgmt
For
For
For
 
 
4.0
PROPOSAL FOR THE APPROVAL OF THE AMENDED AND RESTATED 1993 DIRECTORS' STOCK PLAN.
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Parker-hannifin Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PH
CUSIP9 701094104
 
10/25/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ROBERT J. KOHLHEPP
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR GIULIO MAZZALUPI
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR KLAUS-PETER MUELLER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MARKOS I. TAMBAKERAS
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY07.
Mgmt
For
For
For
 
 
3.0
A SHAREHOLDER PROPOSAL TO DECLASSIFY THE ELECTION OF DIRECTORS.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Pepsico, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PEP
CUSIP9 713448108
 
05/02/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: D. DUBLON
 
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: V.J. DZAU
 
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: R.L. HUNT
 
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: A. IBARGUEN
 
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: A.C. MARTINEZ
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: I.K. NOOYI
 
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: S.P. ROCKEFELLER
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: J.J. SCHIRO
 
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: D. VASELLA
 
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: M.D. WHITE
 
Mgmt
For
For
For
 
 
11.0
APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Mgmt
For
For
For
 
 
12.0
APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY STATEMENT P. 37)
Mgmt
For
For
For
 
 
13.0
SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS (PROXY STATEMENT P. 44)
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Pfizer Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PFE
CUSIP9 717081103
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DENNIS A. AUSIELLO
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR MICHAEL S. BROWN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR M. ANTHONY BURNS
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ROBERT N. BURT
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR W. DON CORNWELL
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR WILLIAM H. GRAY, III
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR CONSTANCE J. HORNER
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR WILLIAM R. HOWELL
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR JEFFREY B. KINDLER
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR GEORGE A. LORCH
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR DANA G. MEAD
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR WILLIAM C. STEERE, JR.
 
Mgmt
For
For
For
 
 
2.0
PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING.
ShrHldr
Against
Against
For
 
 
4.0
SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
ShrHldr
Against
Against
For
 
 
5.0
SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE FEASIBILITY OF AMENDING PFIZER'S CORPORATE POLICY ON LABORATORY ANIMAL CARE AND USE.
ShrHldr
Against
Against
For
 
 
6.0
SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS FOR DIRECTOR NOMINEES.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
PPG Industries, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PPG
CUSIP9 693506107
 
04/19/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JAMES G. BERGES
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ERROLL B. DAVIS, JR.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR VICTORIA F. HAYNES
 
Mgmt
For
For
For
 
 
2.0
PROPOSAL TO ENDORSE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
 
3.0
PROPOSAL TO IMPLEMENT A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS IN UNCONTESTED ELECTIONS, RETAINING A PLURALITY VOTE STANDARD IN CONTESTED ELECTIONS.
Mgmt
For
For
For
 
 
4.0
PROPOSAL TO ELIMINATE CUMULATIVE VOTING IN ALL ELECTIONS OF DIRECTORS.
Mgmt
For
Against
Against
 
 
5.0
SHAREHOLDER PROPOSAL RELATED TO FUTURE SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
PPL Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PPL
CUSIP9 69351T106
 
05/23/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR STUART HEYDT
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR CRAIG A. ROGERSON
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR W. KEITH SMITH
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
3.0
SHAREOWNER PROPOSAL
 
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Public Service Enterprise Group Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PEG
CUSIP9 744573106
 
04/17/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ERNEST H. DREW*
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR WILLIAM V. HICKEY**
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR RALPH IZZO**
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR RICHARD J. SWIFT**
 
Mgmt
For
For
For
 
 
2.0
APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK FROM 500 MILLION TO 1 BILLION SHARES.
Mgmt
For
For
For
 
 
3.0
APPROVE THE ADOPTION OF THE 2007 EQUITY COMPENSATION PLAN FOR OUTSIDE DIRECTORS.
Mgmt
For
For
For
 
 
4.0
APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS, IF ELIMINATION OF CUMULATIVE VOTING PURSUANT TO PROPOSAL 5 IS APPROVED.
Mgmt
For
Against
Against
 
 
5.0
APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IF THE ELIMINATION OF THE CLASSIFIED BOARD PURSUANT TO PROPOSAL 4 IS APPROVED.
Mgmt
For
Against
Against
 
 
6.0
APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE PRE-EMPTIVE RIGHTS.
Mgmt
For
For
For
 
 
7.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Public Service Enterprise Group Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PEG
CUSIP9 744573106
 
11/21/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR CAROLINE DORSA *
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR E. JAMES FERLAND *
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ALBERT R. GAMPER, JR. *
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR RALPH IZZO **
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2006.
Mgmt
For
For
For
 
 
3.0
STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION.
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Qwest Communications International I
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
Q
CUSIP9 749121109
 
05/23/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: LINDA G. ALVARADO
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: CHARLES L. BIGGS
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: K. DANE BROOKSHER
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: PETER S. HELLMAN
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: R. DAVID HOOVER
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: PATRICK J. MARTIN
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: CAROLINE MATTHEWS
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: WAYNE W. MURDY
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: FRANK P. POPOFF
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: JAMES A. UNRUH
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: ANTHONY WELTERS
Mgmt
For
For
For
 
 
13.0
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2007
Mgmt
For
For
For
 
 
14.0
APPROVAL OF THE AMENDED AND RESTATED EQUITY INCENTIVE PLAN
Mgmt
For
Against
Against
 
 
15.0
STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD ESTABLISH A POLICY WHEREBY AT LEAST 75% OF FUTURE EQUITY COMPENSATION AWARDED TO SENIOR EXECUTIVES BE PERFORMANCE-BASED AND THE RELATED PERFORMANCE METRICS BE DISCLOSED TO STOCKHOLDERS
ShrHldr
Against
Against
For
 
 
16.0
STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD ESTABLISH A POLICY THAT STOCKHOLDERS HAVE THE OPPORTUNITY AT EACH ANNUAL MEETING TO VOTE ON AN ADVISORY RESOLUTION PROPOSED BY MANAGEMENT TO RATIFY CERTAIN COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
ShrHldr
Against
Against
For
 
 
17.0
STOCKHOLDER PROPOSAL - REQUESTING THAT WE SEEK STOCKHOLDER APPROVAL OF CERTAIN BENEFITS FOR SENIOR EXECUTIVES UNDER OUR NON-QUALIFIED PENSION PLAN OR ANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
ShrHldr
Against
Against
For
 
 
18.0
STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD ESTABLISH A POLICY OF SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER POSSIBLE
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Raytheon Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RTN
CUSIP9 755111507
 
05/02/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: BARBARA M. BARRETT
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: VERNON E. CLARK
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: JOHN M. DEUTCH
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: FREDERIC M. POSES
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: RONALD L. SKATES
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: WILLIAM R. SPIVEY
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: LINDA G. STUNTZ
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: WILLIAM H. SWANSON
Mgmt
For
For
For
 
 
10.0
RATIFICATION OF INDEPENDENT AUDITORS
Mgmt
For
For
For
 
 
11.0
SEPARATE THE CEO AND CHAIRMAN ROLES
ShrHldr
Against
Against
For
 
 
12.0
ADOPT CUMULATIVE VOTING
 
ShrHldr
Against
For
Against
 
 
13.0
SEEK STOCKHOLDER APPROVAL OF SENIOR EXECUTIVE RETIREMENT BENEFITS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Reynolds American Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RAI
CUSIP9 761713106
 
05/11/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR MARTIN D. FEINSTEIN*
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR SUSAN M. IVEY*
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR NEIL R. WITHINGTON*
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JOHN T. CHAIN, JR**
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF AN AMENDMENT TO THE ARTICLES OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400,000,000 TO 800,000,000
Mgmt
For
Against
Against
 
 
3.0
RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS
Mgmt
For
For
For
 
                 
                 
                 
                 
Rio Tinto Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN GB0007188757
 
04/13/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,775,000
Mgmt
For
For
For
 
 
2
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,514,000
Mgmt
For
For
For
 
 
3
Authorise 101,700,000 RTP Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
4
Amend Articles of Association of Rio Tinto Plc and the Constitution of Rio Tinto Limited
Mgmt
For
For
For
 
 
5
Elect Michael Fitzpatrick as Director
 
Mgmt
For
For
For
 
 
6
Re-elect Ashton Calvert as Director
 
Mgmt
For
For
For
 
 
7
Re-elect Guy Elliott as Director
 
Mgmt
For
For
For
 
 
8
Re-elect Lord Kerr as Director
 
Mgmt
For
For
For
 
 
9
Re-elect Sir Richard Sykes as Director
 
Mgmt
For
For
For
 
 
10
Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Audit Committee to Determine Their Remuneration
Mgmt
For
For
For
 
 
11
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
12
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
                 
                 
                 
                 
Rohm And Haas Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
ROH
CUSIP9 775371107
 
05/07/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: W.J. AVERY
 
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: R.L. GUPTA
 
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: D.W. HAAS
 
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: T.W. HAAS
 
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: R.L. KEYSER
 
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: R.J. MILLS
 
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: S.O. MOOSE
 
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: G.S. OMENN
 
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: G.L. ROGERS
 
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: R.H. SCHMITZ
 
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: G.M. WHITESIDES
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: M.C. WHITTINGTON
Mgmt
For
For
For
 
 
13.0
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS ROHM AND HAAS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN GB00B03MM408
 
05/15/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
3
Elect Rijkman Groenink as Director
 
Mgmt
For
For
For
 
 
4
Re-elect Malcolm Brinded as Director
 
Mgmt
For
For
For
 
 
5
Re-elect Linda Cook as Director
 
Mgmt
For
For
For
 
 
6
Re-elect Maarten van den Bergh as Director
Mgmt
For
For
For
 
 
7
Re-elect Nina Henderson as Director
 
Mgmt
For
For
For
 
 
8
Re-elect Christine Morin-Postel as Director
Mgmt
For
For
For
 
 
9
Reappoint PricewaterhouseCoopers LLP as Auditors of the Company
Mgmt
For
For
For
 
 
10
Authorise Board to Fix Remuneration of Auditors
Mgmt
For
For
For
 
 
11
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 150,000,000
Mgmt
For
For
For
 
 
12
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 22,000,000
Mgmt
For
For
For
 
 
13
Authorise 644,000,000 Ordinary Shares for Market Purchase
Mgmt
For
For
For
 
 
14
Authorise the Company to Make EU Political Organisation Donations up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000
Mgmt
For
For
For
 
                 
                 
                 
                 
Royal Dutch Shell Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
RDS.A
CUSIP9 780259107
 
05/15/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ADOPTION OF ANNUAL REPORT AND ACCOUNTS
Mgmt
For
For
For
 
 
2.0
APPROVAL OF REMUNERATION REPORT
Mgmt
For
For
For
 
 
3.0
ELECTION OF RIJKMAN GROENINK AS A DIRECTOR OF THE COMPANY
Mgmt
For
For
For
 
 
4.0
RE-ELECTION OF MALCOLM BRINDED AS A DIRECTOR OF THE COMPANY
Mgmt
For
For
For
 
 
5.0
RE-ELECTION OF LINDA COOK AS A DIRECTOR OF THE COMPANY
Mgmt
For
For
For
 
 
6.0
RE-ELECTION OF MAARTEN VAN DEN BERGH AS A DIRECTOR OF THE COMPANY
Mgmt
For
For
For
 
 
7.0
RE-ELECTION OF NINA HENDERSON AS A DIRECTOR OF THE COMPANY
Mgmt
For
For
For
 
 
8.0
RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A DIRECTOR OF THE COMPANY
Mgmt
For
For
For
 
 
9.0
RE-APPOINTMENT OF AUDITORS
 
Mgmt
For
For
For
 
 
10.0
REMUNERATION OF AUDITORS
 
Mgmt
For
For
For
 
 
11.0
AUTHORITY TO ALLOT SHARES
 
Mgmt
For
For
For
 
 
12.0
DISAPPLICATION OF PRE-EMPTION RIGHTS
Mgmt
For
For
For
 
 
13.0
AUTHORITY TO PURCHASE OWN SHARES
Mgmt
For
For
For
 
 
14.0
AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE
Mgmt
For
For
For
 
                 
                 
                 
                 
                 
                 
Samsung Electronics Co. Ltd.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN KR7005930003
 
02/28/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
South Korea
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share
Mgmt
For
For
For
 
 
2.1
Elect Independent Non-Executive Directors
Mgmt
For
For
For
 
 
2.2
Elect Executive Director
 
Mgmt
For
For
For
 
 
2.3
Elect Member of Audit Committee
 
Mgmt
For
For
For
 
 
3
Approve Remuneration of Executive Directors and Independent Non-Executive Directors
Mgmt
For
For
For
 
                 
                 
                 
                 
Sara Lee Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SLE
CUSIP9 803111103
 
10/26/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR B. BARNES
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR J.T. BATTENBERG III
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR C. BEGLEY
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR C. CARROLL
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR V. COLBERT
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR J. CROWN
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR W. DAVIS
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR L. KOELLNER
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR C. VAN LEDE
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR I. PROSSER
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR R. RIDGWAY
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR J. WARD
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SARA LEE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2007.
Mgmt
For
For
For
 
 
3.0
TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING CHAIRMAN AND CEO POSITIONS.
ShrHldr
Against
Against
For
 
 
4.0
TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING THE COMPENSATION DISCUSSION AND ANALYSIS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Schering-Plough Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SGP
CUSIP9 806605101
 
05/18/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR HANS W. BECHERER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR THOMAS J. COLLIGAN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR FRED HASSAN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR C. ROBERT KIDDER
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR PHILIP LEDER, M.D.
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR EUGENE R. MCGRATH
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR CARL E. MUNDY, JR.
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ANTONIO M. PEREZ
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR PATRICIA F. RUSSO
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR JACK L. STAHL
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR KATHRYN C. TURNER
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR ROBERT F.W. VAN OORDT
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR ARTHUR F. WEINBACH
 
Mgmt
For
For
For
 
 
2.0
RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2007
Mgmt
For
For
For
 
 
3.0
APPROVE AMENDMENTS TO THE CERTIFICATE OF INCORPORATION AND BY-LAWS TO REDUCE SHAREHOLDER SUPERMAJORITY VOTE REQUIREMENTS TO A MAJORITY VOTE
Mgmt
For
For
For
 
 
4.0
APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELECT DIRECTORS BY A MAJORITY VOTE RATHER THAN A PLURALITY VOTE
Mgmt
For
For
For
 
 
5.0
SHAREHOLDER PROPOSAL RELATING TO EQUITY GRANTS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Schlumberger Limited (schlumberger N
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SLB
CUSIP9 806857108
 
04/11/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR P. CAMUS
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR J.S. GORELICK
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR A. GOULD
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR T. ISAAC
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR N. KUDRYAVTSEV
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR A. LAJOUS
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR M.E. MARKS
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR D. PRIMAT
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR L.R. REIF
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR T.I. SANDVOLD
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR N. SEYDOUX
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR L.G. STUNTZ
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR R. TALWAR
 
Mgmt
For
For
For
 
 
2.0
ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
                 
                 
                 
                 
Siemens AG
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN DE0007236101
 
01/25/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Receive Supervisory Board Report, Corporate Governance Report, and Remuneration Report
Mgmt
     
 
2
Receive Financial Statements and Statutory Reports
Mgmt
     
 
3
Approve Allocation of Income and Dividends of EUR 1.45 per Share
Mgmt
For
For
For
 
 
4
Approve Discharge of Management Board for Fiscal 2005/2006
Mgmt
For
For
For
 
 
5
Approve Discharge of Supervisory Board for Fiscal 2005/2006
Mgmt
For
For
For
 
 
6
Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2006/2007
Mgmt
For
For
For
 
 
7
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
8
Amend Articles Re: Supervisory Board Meetings and Decisionmaking
Mgmt
For
For
For
 
 
9
Amend Articles Re: Allow Electronic Distribution of Company Communications
Mgmt
For
For
For
 
                 
                 
                 
                 
Solectron Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SLR
CUSIP9 834182107
 
01/10/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR WILLIAM A. HASLER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR MICHAEL R. CANNON
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR RICHARD A. D'AMORE
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR H. PAULETT EBERHART
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR HEINZ FRIDRICH
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR WILLIAM R. GRABER
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR DR. PAUL R. LOW
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR C. WESLEY M. SCOTT
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR CYRIL YANSOUNI
 
Mgmt
For
For
For
 
 
2.0
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Southwest Airlines Co.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
LUV
CUSIP9 844741108
 
05/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR COLLEEN C. BARRETT
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR DAVID W. BIEGLER
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR LOUIS E. CALDERA
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR C. WEBB CROCKETT
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR WILLIAM H. CUNNINGHAM
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR TRAVIS C. JOHNSON
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR HERBERT D. KELLEHER
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR GARY C. KELLY
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR NANCY B. LOEFFLER
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR JOHN T. MONTFORD
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE SOUTHWEST AIRLINES CO. 2007 EQUITY INCENTIVE PLAN
Mgmt
For
For
For
 
 
4.0
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007
Mgmt
For
For
For
 
 
5.0
APPROVAL OF A SHAREHOLDER PROPOSAL TO ADOPT A SIMPLE MAJORITY VOTE WITH RESPECT TO CERTAIN MATTERS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Sprint Nextel Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
S
CUSIP9 852061100
 
05/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: KEITH J. BANE
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: ROBERT R. BENNETT
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: GORDON M. BETHUNE
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: FRANK M. DRENDEL
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: GARY D. FORSEE
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: JAMES H. HANCE, JR.
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: V. JANET HILL
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR.
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: LINDA KOCH LORIMER
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: WILLIAM H. SWANSON
Mgmt
For
For
For
 
 
11.0
TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2007.
Mgmt
For
For
For
 
 
12.0
TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN.
Mgmt
For
For
For
 
 
13.0
SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Sun Microsystems, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SUNW
CUSIP9 866810104
 
11/02/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR SCOTT G. MCNEALY
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JAMES L. BARKSDALE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR STEPHEN M. BENNETT
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ROBERT J. FINOCCHIO, JR
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR PATRICIA E. MITCHELL
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR M. KENNETH OSHMAN
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR JONATHAN I. SCHWARTZ
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR NAOMI O. SELIGMAN
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF SUN'S SECTION 162(M) EXECUTIVE OFFICER PERFORMANCE- BASED BONUS PLAN.
Mgmt
For
Against
Against
 
 
4.0
CONSIDERATION OF A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING THE LEADERSHIP DEVELOPMENT AND COMPENSATION COMMITTEE.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Sysco Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
SYY
CUSIP9 871829107
 
11/10/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JONATHAN GOLDEN*
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JOSEPH A. HAFNER, JR.*
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR NANCY S. NEWCOMB*
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR RICHARD J. SCHNIEDERS*
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR MANUEL A. FERNANDEZ**
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2007.
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS IMPLEMENT A MAJORITY VOTE POLICY BY TAKING CERTAIN SPECIFIED ACTIONS.
ShrHldr
Abstain
For
   
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing Co.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN TW0002330008
 
05/07/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept 2006 Business Report and Financial Statements
Mgmt
For
For
For
 
 
2
Approve 2006 Profit Distribution
 
Mgmt
For
For
For
 
 
3
Approve Capitalization of 2006 Dividends, Employee Profit Sharing, and Capitalization of Capital Surplus
Mgmt
For
For
For
 
 
4
Amend Articles of Association
 
Mgmt
For
For
For
 
 
5
Amend Internal Rules and Policies
 
Mgmt
For
For
For
 
 
6
Other Business
 
Mgmt
     
                 
                 
                 
                 
Target Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TGT
CUSIP9 87612E106
 
05/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR CALVIN DARDEN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ANNE M. MULCAHY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR STEPHEN W. SANGER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR GREGG W. STEINHAFEL
 
Mgmt
For
For
For
 
 
2.0
COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
COMPANY PROPOSAL TO APPROVE THE OFFICER SHORT-TERM INCENTIVE PLAN.
Mgmt
For
For
For
 
 
4.0
COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS.
Mgmt
For
For
For
 
 
5.0
SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE OF POLITICAL CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Texas Instruments Incorporated
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TXN
CUSIP9 882508104
 
04/19/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: J.R. ADAMS.
 
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: D.L. BOREN.
 
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: D.A. CARP.
 
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: C.S. COX.
 
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: T.J. ENGIBOUS.
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: D.R. GOODE.
 
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: P.H. PATSLEY.
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: W.R. SANDERS.
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: R.J. SIMMONS.
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: R.K. TEMPLETON.
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: C.T. WHITMAN.
Mgmt
For
For
For
 
 
12.0
BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
The Boeing Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
BA
CUSIP9 097023105
 
04/30/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: JOHN H. BIGGS
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: JOHN E. BRYSON
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR.
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: LINDA Z. COOK
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: WILLIAM M. DALEY
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: JOHN F. MCDONNELL
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: RICHARD D. NANULA
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: ROZANNE L. RIDGWAY
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI
Mgmt
For
For
For
 
 
12.0
ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
Mgmt
For
For
For
 
 
13.0
PREPARE A REPORT ON FOREIGN MILITARY SALES.
ShrHldr
Against
Against
For
 
 
14.0
DEVELOP AND ADOPT HUMAN RIGHTS POLICIES.
ShrHldr
Against
Against
For
 
 
15.0
PREPARE A REPORT ON CHARITABLE CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
 
16.0
PREPARE A REPORT ON POLITICAL CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
 
17.0
SEPARATE THE ROLES OF CEO AND CHAIRMAN.
ShrHldr
Against
Against
For
 
 
18.0
SUBJECT RIGHTS PLANS TO SHAREHOLDER VOTE.
ShrHldr
Against
Against
For
 
 
19.0
ADVISORY VOTE ON COMPENSATION DISCUSSION AND ANALYSIS.
ShrHldr
Against
Against
For
 
 
20.0
ADOPT A POLICY ON PERFORMANCE-BASED STOCK OPTIONS.
ShrHldr
Against
Against
For
 
 
21.0
RECOUP UNEARNED MANAGEMENT BONUSES.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
The Coca-cola Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
KO
CUSIP9 191216100
 
04/18/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: HERBERT A. ALLEN
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: RONALD W. ALLEN
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: CATHLEEN P. BLACK
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: BARRY DILLER
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: E. NEVILLE ISDELL
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: DONALD R. KEOUGH
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: DONALD F. MCHENRY
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: SAM NUNN
 
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: JAMES D. ROBINSON III
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: PETER V. UEBERROTH
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: JAMES B. WILLIAMS
Mgmt
For
For
For
 
 
12.0
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
Mgmt
For
For
For
 
 
13.0
APPROVAL OF THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY
Mgmt
For
For
For
 
 
14.0
SHAREOWNER PROPOSAL REGARDING MANAGEMENT COMPENSATION
ShrHldr
Against
Against
For
 
 
15.0
SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON THE COMPENSATION COMMITTEE REPORT
ShrHldr
Against
Against
For
 
 
16.0
SHAREOWNER PROPOSAL REGARDING CHEMICAL AND BIOLOGICAL TESTING
ShrHldr
Against
Against
For
 
 
17.0
SHAREOWNER PROPOSAL REGARDING STUDY AND REPORT ON EXTRACTION OF WATER IN INDIA
ShrHldr
Against
Against
For
 
 
18.0
SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
The Dow Chemical Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
DOW
CUSIP9 260543103
 
05/10/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ARNOLD A. ALLEMANG
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JACQUELINE K. BARTON
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JAMES A. BELL
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JEFF M. FETTIG
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR BARBARA H. FRANKLIN
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JOHN B. HESS
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR ANDREW N. LIVERIS
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR GEOFFERY E. MERSZEI
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR WITHDRAWN
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR JAMES M. RINGLER
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR RUTH G. SHAW
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR PAUL G. STERN
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION.
Mgmt
For
For
For
 
 
4.0
STOCKHOLDER PROPOSAL ON BHOPAL.
ShrHldr
Against
Against
For
 
 
5.0
STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED SEED.
ShrHldr
Against
Against
For
 
 
6.0
STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REMEDIATION IN THE MIDLAND AREA.
ShrHldr
Against
Against
For
 
 
7.0
STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS TO RESPIRATORY PROBLEMS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
The Hartford Financial Svcs Group, I
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
HIG
CUSIP9 416515104
 
05/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR RAMANI AYER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR RAMON DE OLIVEIRA
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR TREVOR FETTER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR EDWARD J. KELLY, III
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR PAUL G. KIRK, JR.
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR THOMAS M. MARRA
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR GAIL J. MCGOVERN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR MICHAEL G. MORRIS
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR ROBERT W. SELANDER
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR CHARLES B. STRAUSS
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR H. PATRICK SWYGERT
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR DAVID K. ZWIENER
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007
Mgmt
For
For
For
 
                 
                 
                 
                 
The Procter & Gamble Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
PG
CUSIP9 742718109
 
10/10/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR NORMAN R. AUGUSTINE
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR A.G. LAFLEY
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JOHNATHAN A. RODGERS
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JOHN F. SMITH, JR.
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR MARGARET C. WHITMAN
 
Mgmt
For
For
For
 
 
2.0
APPROVE AMENDMENT TO THE CODE OF REGULATIONS TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS ON THE BOARD
Mgmt
For
For
For
 
 
3.0
RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Mgmt
For
For
For
 
 
4.0
REAPPROVE AND AMEND THE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE 2001 STOCK AND INCENTIVE COMPENSATION PLAN
Mgmt
For
For
For
 
 
5.0
SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK OPTIONS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
The Tjx Companies, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TJX
CUSIP9 872540109
 
06/05/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DAVID A. BRANDON
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR BERNARD CAMMARATA
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR DAVID T. CHING
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MICHAEL F. HINES
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR AMY B. LANE
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR CAROL MEYROWITZ
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR JOHN F. O'BRIEN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR ROBERT F. SHAPIRO
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR WILLOW B. SHIRE
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR FLETCHER H. WILEY
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF MATERIAL TERMS OF EXECUTIVE OFFICER PERFORMANCE GOALS.
Mgmt
For
For
For
 
 
3.0
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP.
Mgmt
For
For
For
 
 
4.0
SHAREHOLDER PROPOSAL REGARDING ELECTION OF DIRECTORS BY MAJORITY VOTE.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
The Western Union Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WU
CUSIP9 959802109
 
05/10/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DINYAR S. DEVITRE
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR BETSY D. HOLDEN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR CHRISTINA A. GOLD
 
Mgmt
For
For
For
 
 
2.0
APPROVAL OF THE WESTERN UNION COMPANY 2006 LONG-TERM INCENTIVE PLAN
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE WESTERN UNION COMPANY SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN
Mgmt
For
Against
Against
 
 
4.0
RATIFICATION OF SELECTION OF AUDITORS
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TWX
CUSIP9 887317105
 
05/18/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JAMES L. BARKSDALE
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JEFFREY L. BEWKES
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR STEPHEN F. BOLLENBACH
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR FRANK J. CAUFIELD
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR ROBERT C. CLARK
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR MATHIAS DOPFNER
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR JESSICA P. EINHORN
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR REUBEN MARK
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR MICHAEL A. MILES
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR KENNETH J. NOVACK
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR RICHARD D. PARSONS
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR FRANCIS T. VINCENT, JR.
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR DEBORAH C. WRIGHT
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF AUDITORS.
 
Mgmt
For
For
For
 
 
3.0
COMPANY PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN SUPER-MAJORITY VOTE REQUIREMENTS.
Mgmt
For
For
For
 
 
4.0
STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
ShrHldr
Against
Against
For
 
 
5.0
STOCKHOLDER PROPOSAL REGARDING SEPARATION OF ROLES OF CHAIRMAN AND CEO.
ShrHldr
Against
Against
For
 
 
6.0
STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE.
ShrHldr
Against
For
Against
 
 
7.0
STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS.
ShrHldr
Against
Against
For
 
 
8.0
STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS PLAN HAS BEEN ADOPTED.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Total SA (Formerly Total Fina Elf  S.A )
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN FR0000120271
 
05/11/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual/Special
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Accept Consolidated Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
3
Approve Allocation of Income and Dividends of EUR 1.87 per Share
Mgmt
For
For
For
 
 
4
Approve Special Auditors' Report Regarding Related-Party Transactions
Mgmt
For
For
For
 
 
5
Authorize Repurchase of Up to Ten Percent of Issued Share Capital
Mgmt
For
For
For
 
 
6
Reelect Thierry Desmarest as Director
 
Mgmt
For
For
For
 
 
7
Reelect Thierry De Rudder as Director
 
Mgmt
For
For
For
 
 
8
Reelect Serge Tchuruk as Director
 
Mgmt
For
For
For
 
 
9
Reelect Daniel Boeuf as Director
 
Mgmt
For
For
For
 
 
10
Elect Philippe Marchandise as Director
 
Mgmt
Against
Against
For
 
 
11
Elect Mohammed Zaki as Director
 
Mgmt
Against
Against
For
 
 
12
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.1 million
Mgmt
For
For
For
 
 
13
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 bn
Mgmt
For
For
For
 
 
14
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.8 bn
Mgmt
For
Against
Against
 
 
15
Approve Employee Savings-Related Share Purchase Plan
Mgmt
For
For
For
 
 
16
Approve Stock Option Plans Grants
 
Mgmt
For
For
For
 
 
17
Approve Reduction in Share Capital via Cancellation of Repurchased Shares
Mgmt
For
For
For
 
 
18
Amend Articles of Association Re: Attend Board Meetings Through Videoconference and Telecommunication
Mgmt
For
For
For
 
 
19
Amend Articles of Association Re: Record Date
Mgmt
For
For
For
 
 
20
Amend Articles of Association Re: Attend and Vote to the General Meetings through Videoconference and Telecommunication
Mgmt
For
For
For
 
 
21
Amend Articles of Association Re: Appointment of Employee Shareholder Representative
ShrHldr
Against
For
Against
 
 
22
Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan to the Benefit of All Company Employees
ShrHldr
Against
For
Against
 
 
23
Amend Article 18 al. 7 of Bylaws Re: Remove Voting Rights Limitation
ShrHldr
Against
For
Against
 
                 
                 
                 
                 
Toyota Motor Corp.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN JP3633400001
 
06/22/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Allocation of Income, with a Final Dividend of JY 70
Mgmt
For
For
For
 
 
2.1
Elect Director
 
Mgmt
For
For
For
 
 
2.2
Elect Director
 
Mgmt
For
For
For
 
 
2.3
Elect Director
 
Mgmt
For
For
For
 
 
2.4
Elect Director
 
Mgmt
For
For
For
 
 
2.5
Elect Director
 
Mgmt
For
For
For
 
 
2.6
Elect Director
 
Mgmt
For
For
For
 
 
2.7
Elect Director
 
Mgmt
For
For
For
 
 
2.8
Elect Director
 
Mgmt
For
For
For
 
 
2.9
Elect Director
 
Mgmt
For
For
For
 
 
2.10
Elect Director
 
Mgmt
For
For
For
 
 
2.11
Elect Director
 
Mgmt
For
For
For
 
 
2.12
Elect Director
 
Mgmt
For
For
For
 
 
2.13
Elect Director
 
Mgmt
For
For
For
 
 
2.14
Elect Director
 
Mgmt
For
For
For
 
 
2.15
Elect Director
 
Mgmt
For
For
For
 
 
2.16
Elect Director
 
Mgmt
For
For
For
 
 
2.17
Elect Director
 
Mgmt
For
For
For
 
 
2.18
Elect Director
 
Mgmt
For
For
For
 
 
2.19
Elect Director
 
Mgmt
For
For
For
 
 
2.20
Elect Director
 
Mgmt
For
For
For
 
 
2.21
Elect Director
 
Mgmt
For
For
For
 
 
2.22
Elect Director
 
Mgmt
For
For
For
 
 
2.23
Elect Director
 
Mgmt
For
For
For
 
 
2.24
Elect Director
 
Mgmt
For
For
For
 
 
2.25
Elect Director
 
Mgmt
For
For
For
 
 
2.26
Elect Director
 
Mgmt
For
For
For
 
 
2.27
Elect Director
 
Mgmt
For
For
For
 
 
2.28
Elect Director
 
Mgmt
For
For
For
 
 
2.29
Elect Director
 
Mgmt
For
For
For
 
 
2.30
Elect Director
 
Mgmt
For
For
For
 
 
3.1
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
3.2
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
3.3
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
3.4
Appoint Internal Statutory Auditor
 
Mgmt
For
For
For
 
 
4
Approve Appointment of External Audit Firm
Mgmt
For
For
For
 
 
5
Approve Executive Stock Option Plan
 
Mgmt
For
For
For
 
 
6
Authorize Share Repurchase Program
 
Mgmt
For
For
For
 
 
7
Approve Retirement Bonuses for Statutory Auditors
Mgmt
For
Abstain
NA
 
 
8
Approve Payment of Annual Bonuses to Directors and Statutory Auditors
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TYC
CUSIP9 902124106
 
03/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DENNIS C. BLAIR
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR EDWARD D. BREEN
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR BRIAN DUPERREAULT
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR BRUCE S. GORDON
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR RAJIV L. GUPTA
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JOHN A. KROL
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR H. CARL MCCALL
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR BRENDAN R. O'NEILL
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR WILLIAM S. STAVROPOULOS
Mgmt
For
For
For
 
 
1.10
DIRECTOR SANDRA S. WIJNBERG
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR JEROME B. YORK
 
Mgmt
For
For
For
 
 
2.0
RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO'S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION.
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
TYC
CUSIP9 902124106
 
03/08/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANY'S COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4.
Mgmt
For
For
For
 
 
2.0
APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED BYE-LAWS.
Mgmt
For
For
For
 
                 
                 
                 
                 
U.S. Bancorp
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
USB
CUSIP9 902973304
 
04/17/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR V. BUYNISKI GLUCKMAN
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR ARTHUR D. COLLINS, JR.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR OLIVIA F. KIRTLEY
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JERRY W. LEVIN
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR RICHARD G. REITEN
 
Mgmt
For
For
For
 
 
2.0
RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2007 FISCAL YEAR.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE U.S. BANCORP 2007 STOCK INCENTIVE PLAN.
Mgmt
For
For
For
 
 
4.0
APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION.
Mgmt
For
For
For
 
 
5.0
SHAREHOLDER PROPOSAL: ANNUAL RATIFICATION OF EXECUTIVE OFFICER COMPENSATION.
ShrHldr
Against
Against
For
 
 
6.0
SHAREHOLDER PROPOSAL: LIMIT BENEFITS PROVIDED UNDER OUR SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Unilever N.v.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UN
CUSIP9 904784709
 
05/15/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2006 FINANCIAL YEAR.
Mgmt
For
For
For
 
 
2.0
DISCHARGE OF THE EXECUTIVE DIRECTORS.
Mgmt
For
For
For
 
 
3.0
DISCHARGE OF THE NON-EXECUTIVE DIRECTORS.
Mgmt
For
For
For
 
 
4.1
DIRECTOR PJ CESCAU*
 
Mgmt
For
For
For
 
 
4.2
DIRECTOR CJ VAN DER GRAAF*
 
Mgmt
For
For
For
 
 
4.3
DIRECTOR RD KUGLER*
 
Mgmt
For
For
For
 
 
4.4
DIRECTOR THE LORD BRITTAN**
 
Mgmt
For
For
For
 
 
4.5
DIRECTOR PROFESSOR W DIK**
 
Mgmt
For
For
For
 
 
4.6
DIRECTOR CE GOLDEN**
 
Mgmt
For
For
For
 
 
4.7
DIRECTOR DR BE GROTE**
 
Mgmt
For
For
For
 
 
4.8
DIRECTOR LORD SIMON**
 
Mgmt
For
For
For
 
 
4.9
DIRECTOR J-C SPINETTA**
 
Mgmt
For
For
For
 
 
4.10
DIRECTOR KJ STORM**
 
Mgmt
For
For
For
 
 
4.11
DIRECTOR J VAN DER VEER**
 
Mgmt
For
For
For
 
 
4.12
DIRECTOR PROF. G. BERGER**
 
Mgmt
For
For
For
 
 
4.13
DIRECTOR N MURTHY**
 
Mgmt
For
For
For
 
 
4.14
DIRECTOR H NYASULU**
 
Mgmt
For
For
For
 
 
4.15
DIRECTOR M TRESCHOW**
 
Mgmt
For
For
For
 
 
5.0
REMUNERATION OF EXECUTIVE DIRECTORS.
Mgmt
For
For
For
 
 
6.0
REMUNERATION OF NON-EXECUTIVE DIRECTORS.
Mgmt
For
For
For
 
 
7.0
ALTERATION TO THE ARTICLES OF ASSOCIATION.
Mgmt
For
For
For
 
 
8.0
APPOINTMENT OF AUDITORS CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2007 FINANCIAL YEAR.
Mgmt
For
For
For
 
 
9.0
DESIGNATION OF THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE OF SHARES IN THE COMPANY.
Mgmt
For
Against
Against
 
 
10.0
AUTHORIZATION OF THE BOARD OF DIRECTORS TO PURCHASE SHARES IN THE COMPANY AND DEPOSITARY RECEIPTS THEREFOR.
Mgmt
For
For
For
 
                 
                 
                 
                 
Union Pacific Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UNP
CUSIP9 907818108
 
05/03/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR A.H. CARD, JR.
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR E.B. DAVIS, JR.
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR T.J. DONOHUE
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR A.W. DUNHAM
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR J.R. HOPE
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR C.C. KRULAK
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR M.W. MCCONNELL
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR T.F. MCLARTY III
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR S.R. ROGEL
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR J.R. YOUNG
 
Mgmt
For
For
For
 
 
2.0
APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING.
ShrHldr
Against
Against
For
 
 
4.0
SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
United Parcel Service, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UPS
CUSIP9 911312106
 
05/10/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR MICHAEL J. BURNS
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR D. SCOTT DAVIS
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR STUART E. EIZENSTAT
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MICHAEL L. ESKEW
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JAMES P. KELLY
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR ANN M. LIVERMORE
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR VICTOR A. PELSON
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR JOHN W. THOMPSON
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR CAROL B. TOME
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR BEN VERWAAYEN
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
United Technologies Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UTX
CUSIP9 913017109
 
04/11/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR LOUIS R. CHENEVERT
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR GEORGE DAVID
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JOHN V. FARACI
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR JEAN-PIERRE GARNIER
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JAMIE S. GORELICK
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR CHARLES R. LEE
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR RICHARD D. MCCORMICK
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR HAROLD MCGRAW III
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR RICHARD B. MYERS
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR FRANK P. POPOFF
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR H. PATRICK SWYGERT
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR ANDRE VILLENEUVE
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR H.A. WAGNER
 
Mgmt
For
For
For
 
 
1.14
DIRECTOR CHRISTINE TODD WHITMAN
 
Mgmt
For
For
For
 
 
2.0
APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007
Mgmt
For
For
For
 
 
3.0
SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS
ShrHldr
Against
Against
For
 
 
4.0
SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES
ShrHldr
Against
Against
For
 
 
5.0
SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS
ShrHldr
Against
Against
For
 
 
6.0
SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION
ShrHldr
Against
Against
For
 
 
7.0
SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Unitedhealth Group Incorporated
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UNH
CUSIP9 91324P102
 
05/29/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR WILLIAM C. BALLARD, JR.
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR RICHARD T. BURKE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR STEPHEN J. HEMSLEY
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ROBERT J. DARRETTA
 
Mgmt
For
For
For
 
 
2.0
AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING A MAJORITY VOTE FOR ELECTION OF DIRECTORS
Mgmt
For
For
For
 
 
3.0
AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS OF THE BOARD OF DIRECTORS
Mgmt
For
For
For
 
 
4.0
AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE REMOVAL OF DIRECTORS
Mgmt
For
For
For
 
 
5.0
AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE SUPERMAJORITY PROVISIONS RELATING TO CERTAIN BUSINESS COMBINATIONS
Mgmt
For
For
For
 
 
6.0
ADOPTION OF RESTATED ARTICLES OF INCORPORATION
Mgmt
For
For
For
 
 
7.0
RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007
Mgmt
For
For
For
 
 
8.0
SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING SHARES
ShrHldr
Against
Against
For
 
 
9.0
SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
ShrHldr
Against
Against
For
 
 
10.0
SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
ShrHldr
Against
Against
For
 
 
11.0
SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP'S BOARD OF DIRECTORS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
UST Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
UST
CUSIP9 902911106
 
05/01/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
DECLASSIFICATION OF THE BOARD OF DIRECTORS
Mgmt
For
For
For
 
 
2.1
DIRECTOR J.D. BARR*
 
Mgmt
For
For
For
 
 
2.2
DIRECTOR J.P. CLANCEY*
 
Mgmt
For
For
For
 
 
2.3
DIRECTOR P. DIAZ DENNIS*
 
Mgmt
For
For
For
 
 
2.4
DIRECTOR V.A. GIERER, JR.*
 
Mgmt
For
For
For
 
 
2.5
DIRECTOR J.E. HEID*
 
Mgmt
For
For
For
 
 
2.6
DIRECTOR M.S. KESSLER*
 
Mgmt
For
For
For
 
 
2.7
DIRECTOR P.J. NEFF*
 
Mgmt
For
For
For
 
 
2.8
DIRECTOR A.J. PARSONS*
 
Mgmt
For
For
For
 
 
2.9
DIRECTOR R.J. ROSSI*
 
Mgmt
For
For
For
 
 
2.10
DIRECTOR J.P. CLANCEY**
 
Mgmt
For
For
For
 
 
2.11
DIRECTOR V.A. GIERER, JR.**
 
Mgmt
For
For
For
 
 
2.12
DIRECTOR J.E. HEID**
 
Mgmt
For
For
For
 
 
3.0
TO RATIFY AND APPROVE ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Vodafone Group PLC
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN GB0007192106
 
07/25/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approve Increase in Authorised Capital to GBP 9,900,050,000 and USD 7,800,000,000; Authorise Capitalisation up GBP 9,990,000,000; Issue Equity with Rights up to 66,600,000,000 B Shares; Capital Reorganisation; Amend Articles of Association
Mgmt
For
For
For
 
                 
                 
                 
                 
Vodafone Group Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
ISIN GB0007192106
 
07/25/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accept Financial Statements and Statutory Reports
Mgmt
For
For
For
 
 
2
Re-elect Sir John Bond as Director
 
Mgmt
For
For
For
 
 
3
Re-elect Arun Sarin as Director
 
Mgmt
For
For
For
 
 
4
Re-elect Thomas Geitner as Director
 
Mgmt
For
For
For
 
 
5
Re-elect Michael Boskin as Director
 
Mgmt
For
For
For
 
 
6
Re-elect Lord Broers as Director
 
Mgmt
For
For
For
 
 
7
Re-elect John Buchanan as Director
 
Mgmt
For
For
For
 
 
8
Re-elect Andy Halford as Director
 
Mgmt
For
For
For
 
 
9
Re-elect Jurgen Schrempp as Director
 
Mgmt
For
For
For
 
 
10
Re-elect Luc Vandevelde as Director
 
Mgmt
For
For
For
 
 
11
Elect Philip Yea as Director
 
Mgmt
For
For
For
 
 
12
Elect Anne Lauvergeon as Director
 
Mgmt
For
For
For
 
 
13
Elect Anthony Watson as Director
 
Mgmt
For
For
For
 
 
14
Approve Final Dividend of 3.87 Pence Per Ordinary Share
Mgmt
For
For
For
 
 
15
Approve Remuneration Report
 
Mgmt
For
For
For
 
 
16
Reappoint Deloitte & Touche LLP as Auditors of the Company
Mgmt
For
For
For
 
 
17
Authorise the Audit Committee to Fix Remuneration of Auditors
Mgmt
For
For
For
 
 
18
Adopt New Articles of Association
 
Mgmt
For
For
For
 
 
19
Authorise the Company and Any Company Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000
Mgmt
For
For
For
 
 
20
Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000
Mgmt
For
Against
Against
 
 
21
Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 260,000,000
Mgmt
For
Against
Against
 
 
22
Authorise 5,200,000,000 Ordinary Shares for Market Purchase Should the Special Resolution at the Extraordinary General Meeting on 25 July 2006 be Passed; Otherwise up to 6,000,000,000 Ordinary Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Vodafone Group Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CINS G93882101
 
07/25/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU.
       
 
2.0
Receive the report of the Directors and the financial statements for the YE 31 MAR 2006
For
   
 
3.0
Re-elect Sir. John Bond as a Director of the Company, who retires voluntarily
For
   
 
4.0
Re-elect Mr. Arun Sarin as a Director of the Company, who retires voluntarily
For
   
 
5.0
Re-elect Mr. Thomas Geitner as a Director of the Company, who retires voluntarily
For
   
 
6.0
Re-elect Dr. Michael Boskin as a Director of the Company, who retires voluntarily
For
   
 
7.0
Re-elect Lord Broers as a Director of the Company, who retires voluntarily
For
   
 
8.0
Re-elect Mr. John Buchanan as a Director of the Company, who retires voluntarily
For
   
 
9.0
Re-elect Mr. Andy Halford as a Director of the Company, who retires voluntarily
For
   
 
10.0
Re-elect Professor. Jurgen Schrempp as a Director of the Company, who retires voluntarily
For
   
 
11.0
Re-elect Mr. Luc Vandevelde as a Director of the Company, who retires voluntarily
For
   
 
12.0
Elect Mr. Phillip Yea as a Director of the Company, who retires in accordance with the Company's Articles of Association
For
   
 
13.0
Elect Mr. Anne Lauvergeon as a Director of the Company, who retires in accordance with the Company's Articles of Association
For
   
 
14.0
Elect Mr. Anthony Watson as a Director of the Company, who retires in accordance with the Company's Articles of Association
For
   
 
15.0
Declare a final dividend recommended by the Directors of 3.87p per ordinary share for the YE 31 MAR 2006 payable on the ordinary shares of the Company to all the Members whose names appeared on the Register of Members on 09 JUN 2006 and that such dividend
For
   
 
16.0
Approve the remuneration report of the Board for the year ended 31 MAR 2006
For
   
 
17.0
Re-appoint Deloitte & Touche LLP as the Auditors to the Company until the next AGM
For
   
 
18.0
Authorize the Audit Committee to determine the remuneration of the Auditors
For
   
 
19.0
Adopt the new Articles of Association to facilitate the establishment of a Corporate nominee service for the shareholders
For
   
 
20.0
Authorize the Company and any Company which is or becomes a subsidiary of the Company during the period to which this Resolution relates, for the purposes of Part XA of the Companies Act 1985 to: i) make Donations to EU Political Organizations not exceedi
For
   
 
21.0
Approve to renew the authority conferred on the Directors by Article 16.2 of the Company's Articles of Association for this purpose: the Section 80 amount be USD 900,000,000; and the prescribed period be the period ending on the date of the AGM in 2007 or
Against
   
 
22.0
Approve, subject to the passing of Resolution 20, to renew the power conferred on the Directors by Article 16.3 of the Company's Articles of Association for the prescribed period specified in Resolution 20 and for such period the Section 89 amount be USD
Against
   
 
23.0
Authorize the Company, for the purposes of Section 166 of the Companies Act 1985, to make market purchases  Section 163 of that Act  of ordinary shares in the capital of the Company provided that: the maximum aggregate number of ordinary shares which may
For
   
 
24.0
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE NUMBERING.  IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.  THANK YOU.
   
                 
                 
                 
                 
Vodafone Group Plc
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CINS G93882101
 
07/25/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
Approve, conditional on the admission to the official list as specified in accordance with the Listing Rules as specified and to trading on the London Stock Exchange plc s main market for listed securities in accordance with the rules of the London Stock
For
   
                 
                 
                 
                 
Wachovia Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WB
CUSIP9 929903102
 
04/17/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ERNEST S. RADY***
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JERRY GITT**
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JOHN T. CASTEEN, III*
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR MARYELLEN C. HERRINGER*
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JOSEPH NEUBAUER*
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR TIMOTHY D. PROCTOR*
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR VAN L. RICHEY*
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR DONA DAVIS YOUNG*
 
Mgmt
For
For
For
 
 
2.0
A WACHOVIA PROPOSAL TO AMEND WACHOVIA'S ARTICLES OF INCORPORATION TO ELIMINATE THE PROVISIONS CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS.
Mgmt
For
For
For
 
 
3.0
A WACHOVIA PROPOSAL TO AMEND WACHOVIA'S ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS.
Mgmt
For
For
For
 
 
4.0
A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS AUDITORS FOR THE YEAR 2007.
Mgmt
For
For
For
 
 
5.0
A STOCKHOLDER PROPOSAL REGARDING NON-BINDING STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION.
ShrHldr
Against
Against
For
 
 
6.0
A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS OF DIRECTOR NOMINEES.
ShrHldr
Against
Against
For
 
 
7.0
A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL CONTRIBUTIONS.
ShrHldr
Against
Against
For
 
 
8.0
A STOCKHOLDER PROPOSAL REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Wachovia Corporation
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WB
CUSIP9 929903102
 
08/31/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
TO APPROVE THE ISSUANCE OF SHARES OF WACHOVIA COMMON STOCK AS CONSIDERATION IN THE PROPOSED MERGER OF GOLDEN WEST FINANCIAL CORPORATION WITH AND INTO A WHOLLY-OWNED SUBSIDIARY OF WACHOVIA, PURSUANT TO AN AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 7, 20
Mgmt
For
For
For
 
 
2.0
TO APPROVE THE AMENDED AND RESTATED WACHOVIA CORPORATION 2003 STOCK INCENTIVE PLAN.
Mgmt
For
For
For
 
                 
                 
                 
                 
Wal-Mart Stores, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WMT
CUSIP9 931142103
 
06/01/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: AIDA M. ALVAREZ
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: JAMES W. BREYER
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: M. MICHELE BURNS
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: JAMES I. CASH, JR.
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: ROGER C. CORBETT
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: DOUGLAS N. DAFT
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: DAVID D. GLASS
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: ALLEN I. QUESTROM
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: H. LEE SCOTT, JR.
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: JACK C. SHEWMAKER
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: JIM C. WALTON
Mgmt
For
For
For
 
 
13.0
ELECTION OF DIRECTOR: S. ROBSON WALTON
Mgmt
For
For
For
 
 
14.0
ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS
Mgmt
For
For
For
 
 
15.0
ELECTION OF DIRECTOR: LINDA S. WOLF
Mgmt
For
For
For
 
 
16.0
RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS
Mgmt
For
For
For
 
 
17.0
CHARITABLE CONTRIBUTIONS REPORT
 
ShrHldr
Against
Against
For
 
 
18.0
UNIVERSAL HEALTH CARE POLICY
 
ShrHldr
Against
Against
For
 
 
19.0
PAY-FOR-SUPERIOR-PERFORMANCE
 
ShrHldr
Against
Against
For
 
 
20.0
EQUITY COMPENSATION GLASS CEILING
ShrHldr
Against
Against
For
 
 
21.0
COMPENSATION DISPARITY
 
ShrHldr
Against
Against
For
 
 
22.0
BUSINESS SOCIAL RESPONSIBILITY REPORT
ShrHldr
Against
Against
For
 
 
23.0
EXECUTIVE COMPENSATION VOTE
 
ShrHldr
Against
Against
For
 
 
24.0
POLITICAL CONTRIBUTIONS REPORT
 
ShrHldr
Against
Against
For
 
 
25.0
SOCIAL AND REPUTATION IMPACT REPORT
ShrHldr
Against
Against
For
 
 
26.0
CUMULATIVE VOTING
 
ShrHldr
Against
For
Against
 
 
27.0
QUALIFICATIONS FOR DIRECTOR NOMINEES
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Walgreen Co.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WAG
CUSIP9 931422109
 
01/10/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR DAVID W. BERNAUER
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR WILLIAM C. FOOTE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JAMES J. HOWARD
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ALAN G. MCNALLY
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR CORDELL REED
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JEFFREY A. REIN
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR NANCY M. SCHLICHTING
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR DAVID Y. SCHWARTZ
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR JAMES A. SKINNER
 
Mgmt
For
For
For
 
 
1.10
DIRECTOR MARILOU M. VON FERSTEL
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR CHARLES R. WALGREEN III
 
Mgmt
For
For
For
 
 
2.0
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Mgmt
For
For
For
 
 
3.0
APPROVAL OF THE AMENDED AND RESTATED WALGREEN CO. RESTRICTED PERFORMANCE SHARE PLAN.
Mgmt
For
For
For
 
                 
                 
                 
                 
Washington Mutual, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WM
CUSIP9 939322103
 
04/17/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR ANNE V. FARRELL
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR STEPHEN E. FRANK
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR KERRY K. KILLINGER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR THOMAS C. LEPPERT
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR CHARLES M. LILLIS
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR PHILLIP D. MATTHEWS
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR REGINA T. MONTOYA
 
Mgmt
For
For
For
 
 
1.8
DIRECTOR MICHAEL K. MURPHY
 
Mgmt
For
For
For
 
 
1.9
DIRECTOR MARGARET OSMER MCQUADE
Mgmt
For
For
For
 
 
1.10
DIRECTOR MARY E. PUGH
 
Mgmt
For
For
For
 
 
1.11
DIRECTOR WILLIAM G. REED, JR.
 
Mgmt
For
For
For
 
 
1.12
DIRECTOR ORIN C. SMITH
 
Mgmt
For
For
For
 
 
1.13
DIRECTOR JAMES H. STEVER
 
Mgmt
For
For
For
 
 
2.0
COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2007
Mgmt
For
For
For
 
 
3.0
SHAREHOLDER PROPOSAL RELATING TO THE COMPANY'S EXECUTIVE RETIREMENT PLAN POLICIES
ShrHldr
Against
Against
For
 
 
4.0
SHAREHOLDER PROPOSAL RELATING TO THE COMPANY'S DIRECTOR ELECTION PROCESS
ShrHldr
Against
Against
For
 
 
5.0
SHAREHOLDER PROPOSAL RELATING TO THE COMPANY'S DIRECTOR NOMINEE QUALIFICATION REQUIREMENTS
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Wellpoint, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WLP
CUSIP9 94973V107
 
05/16/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR SHEILA P. BURKE
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR VICTOR S. LISS
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JANE G. PISANO, PH.D.
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR GEORGE A. SCHAEFER, JR.
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JACKIE M. WARD
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR JOHN E. ZUCCOTTI
 
Mgmt
For
For
For
 
 
2.0
TO APPROVE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN NON-CONTESTED ELECTIONS.
Mgmt
For
For
For
 
 
3.0
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Wells Fargo & Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WFC
CUSIP9 949746101
 
04/24/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: JOHN S. CHEN.
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: LLOYD H. DEAN.
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: SUSAN E. ENGEL.
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: ROBERT L. JOSS.
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH.
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: RICHARD D. MCCORMICK.
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN.
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: NICHOLAS G. MOORE.
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: PHILIP J. QUIGLEY.
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: DONALD B. RICE.
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: JUDITH M. RUNSTAD.
Mgmt
For
For
For
 
 
13.0
ELECTION OF DIRECTOR: STEPHEN W. SANGER.
Mgmt
For
For
For
 
 
14.0
ELECTION OF DIRECTOR: SUSAN G. SWENSON.
Mgmt
For
For
For
 
 
15.0
ELECTION OF DIRECTOR: JOHN G. STUMPF.
Mgmt
For
For
For
 
 
16.0
ELECTION OF DIRECTOR: MICHAEL W. WRIGHT.
Mgmt
For
For
For
 
 
17.0
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2007.
Mgmt
For
For
For
 
 
18.0
STOCKHOLDER PROPOSAL REGARDING SEPARATION OF BOARD CHAIRMAN AND CEO POSITIONS.
ShrHldr
Against
Against
For
 
 
19.0
STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
ShrHldr
Against
Against
For
 
 
20.0
STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN.
ShrHldr
Against
Against
For
 
 
21.0
STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME MORTGAGE DISCLOSURE ACT (HMDA) DATA.
ShrHldr
Against
Against
For
 
 
22.0
STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION GOALS FOR WELLS FARGO AND ITS CUSTOMERS.
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Weyerhaeuser Company
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WY
CUSIP9 962166104
 
04/19/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR STEVEN R. ROGEL
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR DEBRA A. CAFARO
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR RICHARD H. SINKFIELD
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR D. MICHAEL STEUERT
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR JAMES N. SULLIVAN
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR KIM WILLIAMS
 
Mgmt
For
For
For
 
 
2.0
SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS
ShrHldr
Against
Against
For
 
 
3.0
SHAREHOLDER PROPOSAL ON MAJORITY VOTE
ShrHldr
Against
For
Against
 
 
4.0
SHAREHOLDER PROPOSAL ON WOOD SUPPLY
ShrHldr
Against
Against
For
 
 
5.0
APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT OF AUDITORS
Mgmt
For
For
For
 
                 
                 
                 
                 
Wyeth
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
WYE
CUSIP9 983024100
 
04/26/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.0
ELECTION OF DIRECTOR: ROBERT ESSNER
Mgmt
For
For
For
 
 
2.0
ELECTION OF DIRECTOR: JOHN D. FEERICK
Mgmt
For
For
For
 
 
3.0
ELECTION OF DIRECTOR: FRANCES D. FERGUSSON, PH.D.
Mgmt
For
For
For
 
 
4.0
ELECTION OF DIRECTOR: VICTOR F. GANZI
Mgmt
For
For
For
 
 
5.0
ELECTION OF DIRECTOR: ROBERT LANGER, SC.D.
Mgmt
For
For
For
 
 
6.0
ELECTION OF DIRECTOR: JOHN P. MASCOTTE
Mgmt
For
For
For
 
 
7.0
ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE
Mgmt
For
For
For
 
 
8.0
ELECTION OF DIRECTOR: MARY LAKE POLAN, M.D., PH.D., M.P.H.
Mgmt
For
For
For
 
 
9.0
ELECTION OF DIRECTOR: BERNARD POUSSOT
Mgmt
For
For
For
 
 
10.0
ELECTION OF DIRECTOR: GARY L. ROGERS
Mgmt
For
For
For
 
 
11.0
ELECTION OF DIRECTOR: IVAN G. SEIDENBERG
Mgmt
For
For
For
 
 
12.0
ELECTION OF DIRECTOR: WALTER V. SHIPLEY
Mgmt
For
For
For
 
 
13.0
ELECTION OF DIRECTOR: JOHN R. TORELL III
Mgmt
For
For
For
 
 
14.0
VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007
Mgmt
For
For
For
 
 
15.0
VOTE TO AMEND THE CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS
Mgmt
For
For
For
 
 
16.0
VOTE TO AMEND AND RESTATE THE 2005 STOCK INCENTIVE PLAN FOR TAX COMPLIANCE
Mgmt
For
For
For
 
 
17.0
DISCLOSURE OF ANIMAL WELFARE POLICY
ShrHldr
Against
Against
For
 
 
18.0
REPORT ON LIMITING SUPPLY OF PRESCRIPTION DRUGS IN CANADA
ShrHldr
Against
Against
For
 
 
19.0
DISCLOSURE OF POLITICAL CONTRIBUTIONS
ShrHldr
Against
Against
For
 
 
20.0
RECOUPMENT OF INCENTIVE BONUSES
 
ShrHldr
Against
Against
For
 
 
21.0
INTERLOCKING DIRECTORSHIPS
 
ShrHldr
Against
Against
For
 
 
22.0
PROPOSAL WITHDRAWN. NO VOTE REQUIRED
TNA
Against
   
 
23.0
SEPARATING THE ROLES OF CHAIRMAN AND CEO
ShrHldr
Against
Against
For
 
 
24.0
STOCKHOLDER ADVISORY VOTE ON COMPENSATION
ShrHldr
Against
Against
For
 
                 
                 
                 
                 
Xilinx, Inc.
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
 
XLNX
CUSIP9 983919101
 
07/26/2006
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR WILLEM P. ROELANDTS
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR JOHN L. DOYLE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR JERALD G. FISHMAN
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR PHILIP T. GIANOS
 
Mgmt
For
For
For
 
 
1.5
DIRECTOR WILLIAM G. HOWARD, JR.
 
Mgmt
For
For
For
 
 
1.6
DIRECTOR J. MICHAEL PATTERSON
 
Mgmt
For
For
For
 
 
1.7
DIRECTOR E.W. VANDERSLICE
 
Mgmt
For
For
For
 
 
2.0
PROPOSAL TO RATIFY AND APPROVE AN AMENDMENT TO THE COMPANY'S 1990 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES.
Mgmt
For
For
For
 
 
3.0
PROPOSAL TO APPROVE THE 2007 EQUITY INCENTIVE PLAN AND TO AUTHORIZE 10,000,000 SHARES TO BE RESERVED FOR ISSUANCE THEREUNDER.
Mgmt
For
For
For
 
 
4.0
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS EXTERNAL AUDITORS OF XILINX FOR FISCAL YEAR 2007.
Mgmt
For
For
For
 
                 
                 
                 
                 
Xl Capital Ltd
 
Ticker
Security ID:
 
Meeting Date
 
Meeting Status
 
   
CINS G98255105
 
04/27/2007
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
             
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
DIRECTOR JOSEPH MAURIELLO
 
Mgmt
For
For
For
 
 
1.2
DIRECTOR EUGENE M. MCQUADE
 
Mgmt
For
For
For
 
 
1.3
DIRECTOR ROBERT S. PARKER
 
Mgmt
For
For
For
 
 
1.4
DIRECTOR ALAN Z. SENTER
 
Mgmt
For
For
For
 
 
2.0
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW YORK TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
Mgmt
For
For
For
 
                 



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

THE INVESTMENT COMPANY OF AMERICA
(Registrant)



By /s/ Paul G. Haaga, Jr.
Paul G. Haaga, Jr., Executive Vice President and
Chief Executive Officer
 
Date: August 24, 2007