-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CO3iqmF6EbhiaO1Dn1Xmwej2ZYZ48UOAsGfLYa3uO4jIEtgo9jHV6U8+TmOKKjGj hV3yFJFx8eKhsap2n8tbWw== 0000051931-04-000012.txt : 20040831 0000051931-04-000012.hdr.sgml : 20040831 20040830211842 ACCESSION NUMBER: 0000051931-04-000012 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040831 DATE AS OF CHANGE: 20040830 EFFECTIVENESS DATE: 20040831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CO OF AMERICA CENTRAL INDEX KEY: 0000051931 IRS NUMBER: 951426645 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-00116 FILM NUMBER: 041006579 BUSINESS ADDRESS: STREET 1: 333 S HOPE ST - 52ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 N-PX 1 icanpx2004.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-116 THE INVESTMENT COMPANY OF AMERICA -------------------------------------------------- (Exact name of registrant as specified in charter) 333 South Hope Street Los Angeles, California 90071 ------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Vincent P. Corti Capital Research and Management Company 333 South Hope Street Los Angeles, California 90071 --------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (213) 486-9200 Date of fiscal year end: December 31 Date of reporting period: July 1, 2003 - June 30, 2004 ITEM 1. PROXY VOTING RECORD The information contained herein discloses the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the registrant cast its vote on the matter; (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the registrant cast its vote for or against management. ICA 0000051931 - ------------------------------------------------------------------------------------------------------- AT&T CORP. Agenda: 932102647 CUSIP: 001957505 Meeting Type: Annual Ticker: T Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 W.F. ALDINGER Mgmt For For K.T. DERR Mgmt For For D.W. DORMAN Mgmt For For M.K. EICKHOFF Mgmt For For H.L. HENKEL Mgmt For For F.C. HERRINGER Mgmt For For S.A. JACKSON Mgmt For For J.C. MADONNA Mgmt For For D.F. MCHENRY Mgmt For For T.L. WHITE Mgmt For For 02 RATIFICATION OF AUDITORS Mgmt For For 03 APPROVE THE AT&T 2004 LONG TERM Mgmt For For INCENTIVE PROGRAM 04 TERM LIMITS FOR OUTSIDE DIRECTORS Shr Against For 05 POISON PILL Shr For Against 06 SEPARATE THE CHAIR AND CEO POSITION Shr Against For 07 EXECUTIVE COMPENSATION Shr Against For - ------------------------------------------------------------------------------------------------------- AT&T WIRELESS SERVICES, INC. Agenda: 932119779 CUSIP: 00209A106 Meeting Type: Annual Ticker: AWE Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For PLAN OF MERGER, DATED AS OF FEBRUARY 17, 2004, BY AND AMONG AT&T WIRELESS SERVICES, INC., CINGULAR WIRELESS CORPORATION, CINGULAR WIRELESS LLC, AND SOLELY WITH RESPECT TO SECTION 5.3, 6.1(B) AND ARTICLE IX OF THE AGREEMENT AND PLAN OF MERGER, SBC COMMUNICATIONS INC. AND BELLSOUTH CORPORATION. 02 NOBUHARU ONO Mgmt For For CAROLYN M. TICKNOR Mgmt For For JOHN D. ZEGLIS Mgmt For For 03 RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS. 04 VOTE ON SHAREHOLDER PROPOSAL ON Shr Against For EXECUTIVE COMPENSATION PROGRAM. 05 VOTE ON SHAREHOLDER PROPOSAL ON Shr Against For DISCONTINUING CERTAIN EXECUTIVE COMPENSATION. 06 VOTE ON SHAREHOLDER PROPOSAL ON VOTE Shr Against For REQUIREMENT FOR DIRECTOR ELECTIONS. - ------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda: 932104704 CUSIP: 002824100 Meeting Type: Annual Ticker: ABT Meeting Date: 4/23/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 R.S. AUSTIN Mgmt For For H.L. FULLER Mgmt For For R.A. GONZALEZ Mgmt For For J.M. GREENBERG Mgmt For For J.M. LEIDEN Mgmt For For D.A.L. OWEN Mgmt For For B. POWELL JR. Mgmt For For A.B. RAND Mgmt For For W.A. REYNOLDS Mgmt For For R.S. ROBERTS Mgmt For For W.D. SMITHBURG Mgmt For For J.R. WALTER Mgmt For For M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For AS AUDITORS. 03 SHAREHOLDER PROPOSAL - PRESCRIPTION Shr Against For DRUGS. 04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For CONTRIBUTIONS. 05 SHAREHOLDER PROPOSAL - OPTION GRANTS Shr Against For FOR SENIOR EXECUTIVES. 06 SHAREHOLDER PROPOSAL - GLOBAL Shr Against For INFECTIOUS DISEASES. - ------------------------------------------------------------------------------------------------------- AETNA INC. Agenda: 932100225 CUSIP: 00817Y108 Meeting Type: Annual Ticker: AET Meeting Date: 4/30/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 BETSY Z. COHEN Mgmt For For BARBARA H. FRANKLIN Mgmt For For JEFFREY E. GARTEN Mgmt For For EARL G. GRAVES Mgmt For For GERALD GREENWALD Mgmt For For ELLEN M. HANCOCK Mgmt For For MICHAEL H. JORDAN Mgmt For For JACK D. KUEHLER Mgmt For For EDWARD J. LUDWIG Mgmt For For JOSEPH P. NEWHOUSE Mgmt For For JUDITH RODIN Mgmt For For JOHN W. ROWE, M.D. Mgmt For For RONALD A. WILLIAMS Mgmt For For R. DAVID YOST Mgmt For For 02 APPROVAL OF KPMG LLP AS INDEPENDENT Mgmt For For AUDITORS 03 SHAREHOLDER PROPOSAL ON CUMULATIVE Shr For Against VOTING 04 SHAREHOLDER PROPOSAL ON EXECUTIVE Shr Against For COMPENSATION - ------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Agenda: 932078125 CUSIP: 00846U101 Meeting Type: Annual Ticker: A Meeting Date: 3/2/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES G. CULLEN Mgmt For For ROBERT L. JOSS Mgmt For For WALTER B. HEWLETT Mgmt For For 02 THE RATIFICATION OF THE AUDIT AND Mgmt For For FINANCE COMMITTEE S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS AGILENT S INDEPENDENT AUDITORS. - ------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Agenda: 932076436 CUSIP: 009158106 Meeting Type: Annual Ticker: APD Meeting Date: 1/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 W. DOUGLAS FORD Mgmt For For JAMES F. HARDYMON Mgmt For For PAULA G. ROSPUT Mgmt For For LAWRASON D. THOMAS Mgmt For For 02 APPOINTMENT OF AUDITORS. RATIFICATION Mgmt For For OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2004. - ------------------------------------------------------------------------------------------------------- ALBERTSON'S, INC. Agenda: 932167578 CUSIP: 013104104 Meeting Type: Annual Ticker: ABS Meeting Date: 6/10/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PAMELA G. BAILEY Mgmt For For TERESA BECK Mgmt For For BETH M. PRITCHARD Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS. 03 APPROVAL OF THE ALBERTSON S, INC. Mgmt For For 2004 EQUITY AND PERFORMANCE INCENTIVE 04 SHAREHOLDER PROPOSAL REGARDING Shr Against For MAJORITY VOTE FOR DIRECTOR ELECTIONS. 05 SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr For Against MAJORITY VOTING. 06 SHAREHOLDER PROPOSAL REGARDING Shr For Against EXECUTIVE SEVERANCE AGREEMENTS. 07 SHAREHOLDER PROPOSAL REGARDING Shr For Against CLASSIFIED BOARD. - ------------------------------------------------------------------------------------------------------- ALCAN INC. Agenda: 932107584 CUSIP: 013716105 Meeting Type: Annual Ticker: AL Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 R. BERGER Mgmt For For L.D. DESAUTELS Mgmt For For T. ENGEN Mgmt For For L.Y. FORTIER Mgmt For For J.-P. JACAMON Mgmt For For W.R. LOOMIS Mgmt For For Y. MANSION Mgmt For For C. MORIN-POSTEL Mgmt For For J.E. NEWALL Mgmt For For G. SAINT-PIERRE Mgmt For For G. SCHULMEYER Mgmt For For P.M. TELLIER Mgmt For For M.K. WONG Mgmt For For 02 APPOINTMENT OF AUDITORS: Mgmt For For PRICEWATERHOUSECOOPERS LLP - ------------------------------------------------------------------------------------------------------- ALCOA INC. Agenda: 932097694 CUSIP: 013817101 Meeting Type: Annual Ticker: AA Meeting Date: 4/30/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ALAIN J.P. BELDA Mgmt For For CARLOS GHOSN Mgmt For For HENRY B. SCHACHT Mgmt For For FRANKLIN A. THOMAS Mgmt For For 02 PROPOSAL TO APPROVE THE 2004 ALCOA Mgmt For For STOCK INCENTIVE PLAN. 3A SHAREHOLDER PROPOSAL RELATING TO PAY Shr Against For DISPARITY 3B SHAREHOLDER PROPOSAL RELATING TO Shr Against For CHANGE IN CONTROL SEVERANCE PLAN - ------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Agenda: 932114337 CUSIP: 020002101 Meeting Type: Annual Ticker: ALL Meeting Date: 5/18/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 F. DUANE ACKERMAN Mgmt For For JAMES G. ANDRESS Mgmt For For EDWARD A. BRENNAN Mgmt For For W. JAMES FARRELL Mgmt For For JACK M. GREENBERG Mgmt For For RONALD T. LEMAY Mgmt For For EDWARD M. LIDDY Mgmt For For J. CHRISTOPHER REYES Mgmt For For H. JOHN RILEY, JR. Mgmt For For JOSHUA I. SMITH Mgmt For For JUDITH A. SPRIESER Mgmt For For MARY ALICE TAYLOR Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For AS INDEPENDENT AUDITORS FOR 2004. 03 APPROVAL OF MATERIAL TERMS OF ANNUAL Mgmt For For COVERED EMPLOYEE INCENTIVE COMPENSATION PLAN. 04 APPROVAL OF MATERIAL TERMS OF LONG- Mgmt For For TERM EXECUTIVE INCENTIVE COMPENSATION PLAN. 05 PROVIDE CUMULATIVE VOTING FOR BOARD Shr For Against OF DIRECTORS. - ------------------------------------------------------------------------------------------------------- ALLTEL CORPORATION Agenda: 932101708 CUSIP: 020039103 Meeting Type: Annual Ticker: AT Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 SCOTT T. FORD Mgmt For For L.L. GELLERSTEDT, III Mgmt For For EMON A. MAHONY, JR. Mgmt For For RONALD TOWNSEND Mgmt For For 02 RATIFICATION OF APPOINTMENTS OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL- EMPLOYMENT Shr Against For OPPORTUNITY POLICY - ------------------------------------------------------------------------------------------------------- ALTERA CORPORATION Agenda: 932126813 CUSIP: 021441100 Meeting Type: Annual Ticker: ALTR Meeting Date: 5/11/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN P. DAANE Mgmt For For ROBERT W. REED Mgmt For For CHARLES M. CLOUGH Mgmt For For ROBERT J. FINOCCHIO JR Mgmt For For KEVIN MCGARITY Mgmt For For PAUL NEWHAGEN Mgmt For For WILLIAM E. TERRY Mgmt For For SUSAN WANG Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE 1996 Mgmt For For STOCK OPTION PLAN TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 03 TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. 04 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. 05 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr For Against EXPENSE STOCK OPTION GRANTS ISSUED BY THE COMPANY. - ------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. Agenda: 932111482 CUSIP: 02209S103 Meeting Type: Annual Ticker: MO Meeting Date: 4/29/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ELIZABETH E. BAILEY Mgmt For For MATHIS CABIALLAVETTA Mgmt For For LOUIS C. CAMILLERI Mgmt For For J. DUDLEY FISHBURN Mgmt For For ROBERT E. R. HUNTLEY Mgmt For For THOMAS W. JONES Mgmt For For LUCIO A. NOTO Mgmt For For JOHN S. REED Mgmt For For CARLOS SLIM HELU Mgmt For For STEPHEN M. WOLF Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL NO. 1 Shr Against For 04 STOCKHOLDER PROPOSAL NO. 2 Shr Against For 05 STOCKHOLDER PROPOSAL NO. 3 Shr Against For 06 STOCKHOLDER PROPOSAL NO. 4 Shr Against For 07 STOCKHOLDER PROPOSAL NO. 5 Shr Against For 08 STOCKHOLDER PROPOSAL NO. 6 Shr Against For - ------------------------------------------------------------------------------------------------------- ALUMINA LTD. Agenda: 932127372 CUSIP: 022205108 Meeting Type: Annual Ticker: AWC Meeting Date: 4/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 02 TO RE-ELECT MR. PETER A F HAY AS A Mgmt For For DIRECTOR 03 AMEND RULES 2, 142 AND 143 OF THE Mgmt For For CONSTITUTION OF THE COMPANY - ------------------------------------------------------------------------------------------------------- AMEREN CORPORATION Agenda: 932098254 CUSIP: 023608102 Meeting Type: Annual Ticker: AEE Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 SUSAN S. ELLIOTT Mgmt For For CLIFFORD L. GREENWALT Mgmt For For THOMAS A. HAYS Mgmt For For 01 RICHARD A. LIDDY Mgmt For For GORDON R. LOHMAN Mgmt For For RICHARD A. LUMPKIN Mgmt For For JOHN PETERS MACCARTHY Mgmt For For PAUL L. MILLER, JR. Mgmt For For CHARLES W. MUELLER Mgmt For For DOUGLAS R. OBERHELMAN Mgmt For For GARY L. RAINWATER Mgmt For For HARVEY SALIGMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 REPORT ON STORAGE OF IRRADIATED FUEL Shr Against For RODS AT CALLAWAY - ------------------------------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC Agenda: 932104932 CUSIP: 025537101 Meeting Type: Annual Ticker: AEP Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 E.R. BROOKS Mgmt For For D.M. CARLTON Mgmt For For J.P. DESBARRES Mgmt For For R.W. FRI Mgmt For For W.R. HOWELL Mgmt For For L.A. HUDSON, JR. Mgmt For For L.J. KUJAWA Mgmt For For M.G. MORRIS Mgmt For For R.L. SANDOR Mgmt For For D.G. SMITH Mgmt For For K.D. SULLIVAN Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL REGARDING Shr For Against SEVERENCE AGREEMENTS FOR EXECUTIVES 04 SHAREHOLDER PROPOSAL REGARDING Shr Against For SUPPLEMENTAL EXECUTIVE RETIREMENT 05 SHAREHOLDER PROPOSAL ALLOWING Shr Against For INDEPENDENT AUDITORS TO PERFORM ONLY AUDIT AND AUDIT RELATED WORK 06 SHAREHOLDER PROPOSAL REGARDING TERM Shr Against For LIMITS FOR DIRECTORS - ------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072 CUSIP: 026874107 Meeting Type: Annual Ticker: AIG Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 M. AIDINOFF Mgmt For For P. CHIA Mgmt For For M. COHEN Mgmt For For W. COHEN Mgmt For For M. FELDSTEIN Mgmt For For E. FUTTER Mgmt For For M. GREENBERG Mgmt For For C. HILLS Mgmt For For F. HOENEMEYER Mgmt For For R. HOLBROOKE Mgmt For For D. KANAK Mgmt For For H. SMITH Mgmt For For M. SULLIVAN Mgmt For For E. TSE Mgmt For For F. ZARB Mgmt For For 02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For COMPENSATION PLAN 03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For 04 RATIFICATION OF INDEPENDENT Mgmt For For 05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For THE PROXY STATEMENT 06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For THE PROXY STATEMENT 07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For THE PROXY STATEMENT - ------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865 CUSIP: 035229103 Meeting Type: Annual Ticker: BUD Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 AUGUST A. BUSCH III Mgmt For For CARLOS FERNANDEZ G. Mgmt For For JAMES R. JONES Mgmt For For ANDREW C. TAYLOR Mgmt For For DOUGLAS A. WARNER III Mgmt For For 02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For - ------------------------------------------------------------------------------------------------------- AON CORPORATION Agenda: 932133452 CUSIP: 037389103 Meeting Type: Annual Ticker: AOC Meeting Date: 5/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PATRICK G. RYAN Mgmt For For EDGAR D. JANNOTTA Mgmt For For JAN KALFF Mgmt For For LESTER B. KNIGHT Mgmt For For J. MICHAEL LOSH Mgmt For For R. EDEN MARTIN Mgmt For For ANDREW J. MCKENNA Mgmt For For ROBERT S. MORRISON Mgmt For For RICHARD C. NOTEBAERT Mgmt For For MICHAEL D. O'HALLERAN Mgmt For For JOHN W. ROGERS, JR Mgmt For For GLORIA SANTONA Mgmt For For CAROLYN Y. WOO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST Mgmt For For & YOUNG LLP AS AON S INDEPENDENT AUDITORS. - ------------------------------------------------------------------------------------------------------- APPLERA CORPORATION Agenda: 932046142 CUSIP: 038020103 Meeting Type: Annual Ticker: ABI Meeting Date: 10/16/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 RICHARD H. AYERS Mgmt For For JEAN-LUC BELINGARD Mgmt For For ROBERT H. HAYES Mgmt For For ARNOLD J. LEVINE Mgmt For For WILLIAM H. LONGFIELD Mgmt For For THEODORE E. MARTIN Mgmt For For CAROLYN W. SLAYMAN Mgmt For For ORIN R. SMITH Mgmt For For JAMES R. TOBIN Mgmt For For TONY L. WHITE Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2004. - ------------------------------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Agenda: 932095171 CUSIP: 038222105 Meeting Type: Annual Ticker: AMAT Meeting Date: 3/24/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MICHAEL H. ARMACOST Mgmt For For DEBORAH A. COLEMAN Mgmt For For HERBERT M. DWIGHT, JR. Mgmt For For PHILIP V. GERDINE Mgmt For For PAUL R. LOW Mgmt For For DAN MAYDAN Mgmt For For STEVEN L. MILLER Mgmt For For JAMES C. MORGAN Mgmt For For GERHARD H. PARKER Mgmt For For MICHAEL R. SPLINTER Mgmt For For 02 TO APPROVE THE AMENDED AND RESTATED Mgmt For For EMPLOYEE STOCK INCENTIVE PLAN. - ------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC Agenda: 932113842 CUSIP: 046353108 Meeting Type: Annual Ticker: AZN Meeting Date: 4/29/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 TO RECEIVE THE DIRECTORS REPORT AND Mgmt For For ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003 02 TO CONFIRM DIVIDENDS Mgmt For For 03 TO RE-APPOINT KPMG AUDIT PLC, LONDON Mgmt For For AS AUDITOR 04 TO AUTHORIZE THE DIRECTORS TO AGREE Mgmt For For THE REMUNERATION OF THE AUDITOR 05 PERCY BARNEVIK Mgmt For For HAKAN MOGREN Mgmt For For SIR TOM MCKILLOP Mgmt For For JONATHAN SYMONDS Mgmt For For SIR PETER BONFIELD Mgmt For For JOHN BUCHANAN Mgmt For For JANE HENNEY Mgmt For For MICHELE HOOPER Mgmt For For JOE JIMENEZ Mgmt For For ERNA MOLLER Mgmt For For DAME BRIDGET OGILVIE Mgmt For For 05 LOUIS SCHWEITZER Mgmt For For MARCUS WALLENBERG Mgmt For For 06 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2003 07 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For 08 TO AUTHORIZE LIMITED EU POLITICAL Mgmt For For DONATIONS 09 TO AUTHORIZE THE DIRECTORS TO ALLOT Mgmt For For UNISSUED SHARES 10 TO AUTHORIZE THE DIRECTORS TO Mgmt For For DISAPPLY PRE-EMPTION RIGHTS 11 TO AUTHORIZE THE COMPANY TO PURCHASE Mgmt For For ITS OWN SHARES 12 TO AUTHORIZE INCREASE OF CAP ON NON- Mgmt For For EXECUTIVE DIRECTORS REMUNERATION - ------------------------------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Agenda: 932040152 CUSIP: 053015103 Meeting Type: Annual Ticker: ADP Meeting Date: 11/11/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 GREGORY D. BRENNEMAN Mgmt For For LESLIE A. BRUN Mgmt For For GARY C. BUTLER Mgmt For For JOSEPH A. CALIFANO, JR. Mgmt For For LEON G. COOPERMAN Mgmt For For ANN DIBBLE JORDAN Mgmt For For HARVEY M. KRUEGER Mgmt For For FREDERIC V. MALEK Mgmt For For HENRY TAUB Mgmt For For ARTHUR F. WEINBACH Mgmt For For JOSH S. WESTON Mgmt For For 02 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For COMPANY S 2000 KEY EMPLOYEES STOCK OPTION PLAN 03 APPROVAL OF THE AMENDMENT TO THE Mgmt For For COMPANY S EMPLOYEES SAVINGS- STOCK PURCHASE PLAN 04 APPROVAL OF THE COMPANY S 2003 Mgmt For For DIRECTOR STOCK PLAN 05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For - ------------------------------------------------------------------------------------------------------- AVON PRODUCTS, INC. Agenda: 932119464 CUSIP: 054303102 Meeting Type: Annual Ticker: AVP Meeting Date: 5/6/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 EDWARD T. FOGARTY Mgmt For For SUSAN J. KROPF Mgmt For For MARIA ELENA LAGOMASINO Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT ACCOUNTANTS 03 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK 04 RESOLUTION REGARDING ELIMINATION OF Shr For Against CLASSIFIED BOARD 05 RESOLUTION REGARDING REPORT ON Shr Against For REMOVAL OF PARABENS 06 RESOLUTION REGARDING REPORT ON Shr Against For REMOVAL OF DIBUTYL PHTHALATE - ------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Agenda: 932105580 CUSIP: 057224107 Meeting Type: Annual Ticker: BHI Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 EDWARD P. DJEREJIAN Mgmt For For H. JOHN RILEY, JR. Mgmt For For CHARLES L. WATSON Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE AS Mgmt For For THE COMPANY S INDEPENDENT AUDITOR FOR FISCAL YEAR 2004. 03 STOCKHOLDER PROPOSAL NO. 1 - Shr For Against REGARDING CLASSIFIED BOARDS. 04 STOCKHOLDER PROPOSAL NO. 2 - Shr For Against REGARDING POISON PILLS. - ------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda: 932152666 CUSIP: 060505104 Meeting Type: Annual Ticker: BAC Meeting Date: 5/26/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WILLIAM BARNET, III Mgmt For For CHARLES W. COKER Mgmt For For 01 JOHN T. COLLINS Mgmt For For GARY L. COUNTRYMAN Mgmt For For PAUL FULTON Mgmt For For CHARLES K. GIFFORD Mgmt For For DONALD E. GUINN Mgmt For For JAMES H. HANCE, JR. Mgmt For For KENNETH D. LEWIS Mgmt For For WALTER E. MASSEY Mgmt For For THOMAS J. MAY Mgmt For For C. STEVEN MCMILLAN Mgmt For For EUGENE M. MCQUADE Mgmt For For PATRICIA E. MITCHELL Mgmt For For EDWARD L. ROMERO Mgmt For For THOMAS M. RYAN Mgmt For For O. TEMPLE SLOAN, JR. Mgmt For For MEREDITH R. SPANGLER Mgmt For For JACKIE M. WARD Mgmt For For 02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For ACCOUNTANTS 03 STOCKHOLDER PROPOSAL - ANNUAL MEETING Shr Against For DATE 04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr Against For DIRECTORS 05 STOCKHOLDER PROPOSAL - CHARITABLE Shr Against For CONTRIBUTIONS 06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr Against For TRADING POLICIES 07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr Against For INFORMATION SECURITY - ------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda: 932091692 CUSIP: 060505104 Meeting Type: Special Ticker: BAC Meeting Date: 3/17/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For 02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt Against Against STOCK PLAN 03 ADOPTION OF AN AMENDMENT TO INCREASE Mgmt For For THE NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK 04 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For BANK OF AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES - ------------------------------------------------------------------------------------------------------- BANK ONE CORPORATION Agenda: 932150131 CUSIP: 06423A103 Meeting Type: Annual Ticker: ONE Meeting Date: 5/25/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MERGER PROPOSAL Mgmt For For 02 BRYAN Mgmt For For BURKE Mgmt For For CROWN Mgmt For For DIMON Mgmt For For FAY Mgmt For For JACKSON Mgmt For For KESSLER Mgmt For For LIPP Mgmt For For MANOOGIAN Mgmt For For NOVAK Mgmt For For ROGERS Mgmt For For STRATTON Mgmt For For 03 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITOR - ------------------------------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Agenda: 932107724 CUSIP: 067901108 Meeting Type: Special Ticker: ABX Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 H. L. BECK Mgmt For For C. W. D. BIRCHALL Mgmt For For G. CISNEROS Mgmt For For M. A. COHEN Mgmt For For P. A. CROSSGROVE Mgmt For For P. C. GODSOE Mgmt For For A. A. MACNAUGHTON Mgmt For For B. MULRONEY Mgmt For For A. MUNK Mgmt For For P. MUNK Mgmt For For J. L. ROTMAN Mgmt For For J. E. THOMPSON Mgmt For For G. C. WILKINS Mgmt For For 02 RESOLUTION APPROVING THE APPOINTMENT Mgmt For For OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 RESOLUTION APPROVING THE STOCK OPTION Mgmt For For PLAN (2004) OF BARRICK. - ------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Agenda: 932080029 CUSIP: 075887109 Meeting Type: Annual Ticker: BDX Meeting Date: 2/11/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 HENRY P. BECTON, JR. Mgmt For For EDWARD F. DEGRAAN Mgmt For For JAMES F. ORR Mgmt For For MARGARETHA AF UGGLAS Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For 03 ADOPTION OF 2004 EMPLOYEE AND Mgmt For For DIRECTOR EQUITY-BASED COMPENSATION PLAN. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL 04 CUMULATIVE VOTING. Shr For Against - ------------------------------------------------------------------------------------------------------- BELLSOUTH CORPORATION Agenda: 932098280 CUSIP: 079860102 Meeting Type: Annual Ticker: BLS Meeting Date: 4/26/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES H. BLANCHARD Mgmt For For ARMANDO M. CODINA Mgmt For For LEO F. MULLIN Mgmt For For 02 RATIFY THE INDEPENDENT AUDITOR Mgmt For For 03 APPROVE AMENDMENT TO ELECT DIRECTORS Mgmt For For ANNUALLY 04 APPROVE THE STOCK AND INCENTIVE Mgmt For For COMPENSATION PLAN 05 SHAREHOLDER PROPOSAL RE: EXECUTIVE Shr Against For COMPENSATION 06 SHAREHOLDER PROPOSAL RE: CEO Shr Against For COMPENSATION 07 SHAREHOLDER PROPOSAL RE: DISCLOSURE Shr Against For OF POLITICAL CONTRIBUTIONS - ------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda: 932113020 CUSIP: 097023105 Meeting Type: Annual Ticker: BA Meeting Date: 5/3/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN H. BIGGS Mgmt For For JOHN E. BRYSON Mgmt For For LINDA Z. COOK Mgmt For For ROZANNE L. RIDGWAY Mgmt For For 02 APPROVE AMENDMENTS TO ELIMINATE Mgmt For For CERTAIN SUPERMAJORITY VOTE REQUIREMENTS. 03 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITORS. 04 PREPARE A REPORT ON MILITARY Shr Against For 05 ADOPT HUMAN RIGHTS POLICIES. Shr Against For 06 DECLASSIFY THE BOARD OF DIRECTORS. Shr For Against 07 ADOPT SIMPLE MAJORITY VOTE. Shr For Against 08 REQUIRE APPROVAL OF SEVERANCE Shr Against For AGREEMENTS. 09 ADOPT RETENTION OF STOCK POLICY. Shr Against For 10 GIVE EMPLOYEES CHOICE OF PENSION Shr Against For PLANS AT RETIREMENT OR TERMINATION. - ------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda: 932113347 CUSIP: 110122108 Meeting Type: Annual Ticker: BMY Meeting Date: 5/4/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 P.R. DOLAN Mgmt For For L.V. GERSTNER, JR. Mgmt For For L. JOHANSSON Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For 03 PUBLICATION OF POLITICAL Shr Against For 04 PROHIBITION OF POLITICAL Shr Against For 05 SEPARATION OF CHAIRMAN AND CEO Shr Against For POSITIONS 06 HIV/AIDS-TB-MALARIA Shr Against For 07 DIRECTOR VOTE THRESHOLD Shr Against For - ------------------------------------------------------------------------------------------------------- BURLINGTON NORTHERN SANTA FE CORPORA Agenda: 932108524 CUSIP: 12189T104 Meeting Type: Annual Ticker: BNI Meeting Date: 4/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 A.L. BOECKMANN Mgmt For For V.S. MARTINEZ Mgmt For For M.F. RACICOT Mgmt For For R.S. ROBERTS Mgmt For For M.K. ROSE Mgmt For For M.J. SHAPIRO Mgmt For For J.C. WATTS, JR. Mgmt For For R.H. WEST Mgmt For For J.S. WHISLER Mgmt For For E.E. WHITACRE, JR. Mgmt For For M.B. YANNEY Mgmt For For 02 APPROVAL OF THE BURLINGTON NORTHERN Mgmt For For SANTA FE 1999 STOCK INCENTIVE PLAN, AS PROPOSED TO BE AMENDED AND 03 ADVISE ON THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR - ------------------------------------------------------------------------------------------------------- BURLINGTON RESOURCES INC. Agenda: 932099193 CUSIP: 122014103 Meeting Type: Annual Ticker: BR Meeting Date: 4/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 B.T. ALEXANDER Mgmt For For R.V. ANDERSON Mgmt For For L.I. GRANT Mgmt For For R.J. HARDING Mgmt For For J.T. LAMACCHIA Mgmt For For R.L. LIMBACHER Mgmt For For J.F. MCDONALD Mgmt For For K.W. ORCE Mgmt For For D.M. ROBERTS Mgmt For For J.A. RUNDE Mgmt For For J.F. SCHWARZ Mgmt For For W. SCOTT, JR. Mgmt For For B.S. SHACKOULS Mgmt For For S.J. SHAPIRO Mgmt For For 01 W.E. WADE, JR. Mgmt For For 02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY TO 650,000,000. 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2004. - ------------------------------------------------------------------------------------------------------- CIGNA CORPORATION Agenda: 932117763 CUSIP: 125509109 Meeting Type: Annual Ticker: CI Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT H. CAMPBELL Mgmt For For JANE E. HENNEY, M.D. Mgmt For For CHARLES R. SHOEMATE Mgmt Withheld Against LOUIS W. SULLIVAN, M.D. Mgmt Withheld Against 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. - ------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda: 932093824 CUSIP: 14040H105 Meeting Type: Annual Ticker: COF Meeting Date: 4/29/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 W. RONALD DIETZ Mgmt For For LEWIS HAY, III Mgmt For For MAYO A. SHATTUCK, III Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS OF THE CORPORATION FOR 2004. 03 APPROVAL OF CAPITAL ONE S 2004 STOCK Mgmt For For INCENTIVE PLAN. - ------------------------------------------------------------------------------------------------------- CARNIVAL CORPORATION Agenda: 932098622 CUSIP: 143658300 Meeting Type: Annual Ticker: CCL Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MICKY ARISON Mgmt For For AMB RICHARD G. CAPEN JR Mgmt For For ROBERT H. DICKINSON Mgmt For For 01 ARNOLD W. DONALD Mgmt For For PIER LUIGI FOSCHI Mgmt For For HOWARD S. FRANK Mgmt For For BARONESS HOGG Mgmt For For A. KIRK LANTERMAN Mgmt For For MODESTO A. MAIDIQUE Mgmt For For JOHN P. MCNULTY Mgmt For For PETER RATCLIFFE Mgmt For For SIR JOHN PARKER Mgmt For For STUART SUBOTNICK Mgmt For For UZI ZUCKER Mgmt For For 02 TO APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR CARNIVAL CORPORATION. 03 TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT 04 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For FOR CARNIVAL PLC FOR THE FINANCIAL PERIOD ENDED NOVEMBER 30, 2003. 05 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT OF CARNIVAL PLC. 06 TO APPROVE LIMITS ON THE AUTHORITY TO Mgmt For For ALLOT SHARES BY CARNIVAL PLC. 07 TO APPROVE THE DISAPPLICATION OF PRE- Mgmt For For EMPTION RIGHTS FOR CARNIVAL PLC - ------------------------------------------------------------------------------------------------------- CATERPILLAR INC. Agenda: 932099181 CUSIP: 149123101 Meeting Type: Annual Ticker: CAT Meeting Date: 4/14/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN T. DILLON Mgmt For For JUAN GALLARDO Mgmt For For WILLIAM A. OSBORN Mgmt For For GORDON R. PARKER Mgmt For For EDWARD B. RUST, JR. Mgmt For For 02 AMEND OPTION PLAN Mgmt Against Against 03 RATIFY AUDITORS Mgmt For For 04 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shr For Against 05 STOCKHOLDER PROPOSAL - SALE OF Shr Against For EQUIPMENT TO ISRAEL 06 STOCKHOLDER PROPOSAL - HIV/AIDS Shr Against For - ------------------------------------------------------------------------------------------------------- CHEVRONTEXACO CORPORATION Agenda: 932115707 CUSIP: 166764100 Meeting Type: Annual Ticker: CVX Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 S.H. ARMACOST Mgmt For For R.E. DENHAM Mgmt For For R.J. EATON Mgmt For For S. GINN Mgmt For For C.A. HILLS Mgmt For For F.G. JENIFER Mgmt For For J.B. JOHNSTON Mgmt For For S. NUNN Mgmt For For D.J. O'REILLY Mgmt For For P.J. ROBERTSON Mgmt For For C.R. SHOEMATE Mgmt For For C. WARE Mgmt For For 02 RATIFICATION OF INDEPENDENT Mgmt For For 03 SHOW SUPPORT FOR THE STOCKHOLDER Mgmt Against Against RIGHTS PLAN POLICY 04 APPROVAL OF THE LONG-TERM INCENTIVE Mgmt For For PLAN 05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For 06 POLITICAL DISCLOSURE Shr Against For 07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For 08 REPORT ON ECUADOR Shr Against For 09 RENEWABLE ENERGY Shr Against For - ------------------------------------------------------------------------------------------------------- CHUBB CORPORATION Agenda: 932113412 CUSIP: 171232101 Meeting Type: Annual Ticker: CB Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ZOE BAIRD Mgmt For For SHEILA P. BURKE Mgmt For For JAMES I. CASH, JR. Mgmt For For JOEL J. COHEN Mgmt For For JAMES M. CORNELIUS Mgmt For For JOHN D. FINNEGAN Mgmt For For DAVID H. HOAG Mgmt For For 01 KLAUS J. MANGOLD Mgmt For For SIR DAVID G SCHOLEY CBE Mgmt For For RAYMOND G.H. SEITZ Mgmt For For LAWRENCE M. SMALL Mgmt For For DANIEL E. SOMERS Mgmt For For KAREN HASTIE WILLIAMS Mgmt For For JAMES M. ZIMMERMAN Mgmt For For ALFRED W. ZOLLAR Mgmt For For 02 APPROVE THE ADOPTION OF THE CHUBB Mgmt For For CORPORATION LONG-TERM STOCK INCENTIVE PLAN (2004) 03 APPROVE THE ADOPTION OF THE CHUBB Mgmt For For CORPORATION LONG-TERM STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS 04 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR 2004 05 SHAREHOLDER PROPOSAL Shr Against For - ------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda: 932046899 CUSIP: 17275R102 Meeting Type: Annual Ticker: CSCO Meeting Date: 11/11/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 CAROL A. BARTZ Mgmt For For LARRY R. CARTER Mgmt For For JOHN T. CHAMBERS Mgmt For For DR. JAMES F. GIBBONS Mgmt For For DR. JOHN L. HENNESSY Mgmt For For RODERICK C. MCGEARY Mgmt For For JAMES C. MORGAN Mgmt For For JOHN P. MORGRIDGE Mgmt For For DONALD T. VALENTINE Mgmt For For STEVEN M. WEST Mgmt For For JERRY YANG Mgmt For For 02 TO APPROVE AN AMENDMENT AND Mgmt For For RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF 100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND A 5-YEAR EXTENSION OF THE PLAN, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 03 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JULY 31, 2004. 04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For THAT THE BOARD PREPARE A REPORT EACH FISCAL YEAR ON CISCO HARDWARE AND SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY COUNTRY, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For THAT THE BOARD S COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY JANUARY 1, 2004, A REPORT COMPARING TOTAL COMPENSATION OF THE COMPANY S TOP EXECUTIVES AND ITS LOWEST PAID WORKERS IN THE U.S. AND ABROAD AS OF SPECIFIC DATES, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. - ------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda: 932106215 CUSIP: 172967101 Meeting Type: Annual Ticker: C Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 C. MICHAEL ARMSTRONG Mgmt For For ALAIN J.P. BELDA Mgmt For For GEORGE DAVID Mgmt For For KENNETH T. DERR Mgmt For For JOHN M. DEUTCH Mgmt For For R. HERNANDEZ RAMIREZ Mgmt For For ANN DIBBLE JORDAN Mgmt For For DUDLEY C. MECUM Mgmt For For RICHARD D. PARSONS Mgmt For For ANDRALL E. PEARSON Mgmt For For CHARLES PRINCE Mgmt For For ROBERT E. RUBIN Mgmt For For FRANKLIN A. THOMAS Mgmt For For SANFORD I. WEILL Mgmt For For ROBERT B. WILLUMSTAD Mgmt For For 02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For KPMG LLP AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004. 03 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For CURB ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION 04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For REPORT ON POLITICAL CONTRIBUTIONS. 05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. 06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. - ------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda: 932100352 CUSIP: 191216100 Meeting Type: Annual Ticker: KO Meeting Date: 4/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 HERBERT A. ALLEN Mgmt For For RONALD W. ALLEN Mgmt For For CATHLEEN P. BLACK Mgmt For For WARREN E. BUFFETT Mgmt For For DOUGLAS N. DAFT Mgmt For For BARRY DILLER Mgmt For For DONALD R. KEOUGH Mgmt For For SUSAN BENNETT KING Mgmt For For MARIA ELENA LAGOMASINO Mgmt For For DONALD F. MCHENRY Mgmt For For ROBERT L. NARDELLI Mgmt For For SAM NUNN Mgmt For For J. PEDRO REINHARD Mgmt For For JAMES D. ROBINSON III Mgmt For For PETER V. UEBERROTH Mgmt For For JAMES B. WILLIAMS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS 03 SHARE-OWNER PROPOSAL REGARDING REPORT Shr For For RELATED TO GLOBAL HIV/AIDS PANDEMIC 04 SHARE-OWNER PROPOSAL REGARDING STOCK Shr Against For OPTION GLASS CEILING REPORT 05 SHARE-OWNER PROPOSAL REGARDING Shr Against For EXECUTIVE COMPENSATION 06 SHARE-OWNER PROPOSAL REGARDING Shr Against For RESTRICTED STOCK 07 SHARE-OWNER PROPOSAL REGARDING SENIOR Shr Against For EXECUTIVE PARTICIPATION IN COMPANY S COMPENSATION AND DEFERRAL INVESTMENT PROGRAM 08 SHARE-OWNER PROPOSAL ON CHINA Shr Against For BUSINESS PRINCIPLES 09 SHARE-OWNER PROPOSAL REGARDING Shr Against For SEPARATE POSITIONS OF CEO AND - ------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda: 932139012 CUSIP: 20030N101 Meeting Type: Annual Ticker: CMCSA Meeting Date: 5/26/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 S. DECKER ANSTROM Mgmt For For C. MICHAEL ARMSTRONG Mgmt For For KENNETH J. BACON Mgmt For For SHELDON M. BONOVITZ Mgmt For For JULIAN A. BRODSKY Mgmt For For JOSEPH L. CASTLE, II Mgmt For For J. MICHAEL COOK Mgmt For For BRIAN L. ROBERTS Mgmt For For RALPH J. ROBERTS Mgmt For For DR. JUDITH RODIN Mgmt For For MICHAEL I. SOVERN Mgmt For For 02 INDEPENDENT AUDITORS. Mgmt For For 03 2002 RESTRICTED STOCK PLAN. Mgmt For For 04 AMENDMENT TO ARTICLES OF Mgmt For For 05 ESTABLISH A TWO-THIRDS INDEPENDENT Shr Against For BOARD. 06 DISCLOSE POLITICAL CONTRIBUTIONS. Shr Against For 07 NOMINATE TWO DIRECTORS FOR EVERY OPEN Shr Against For DIRECTORSHIP. 08 LIMIT COMPENSATION FOR SENIOR Shr Against For EXECUTIVES. 09 ADOPT A RECAPITALIZATION PLAN. Shr Against For - ------------------------------------------------------------------------------------------------------- COMPUTER SCIENCES CORPORATION Agenda: 932020732 CUSIP: 205363104 Meeting Type: Annual Ticker: CSC Meeting Date: 8/11/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 IRVING W. BAILEY, II Mgmt For For STEPHEN L. BAUM Mgmt For For RODNEY F. CHASE Mgmt For For VAN B. HONEYCUTT Mgmt For For WILLIAM R. HOOVER Mgmt For For LEON J. LEVEL Mgmt For For THOMAS A. MCDONNELL Mgmt For For F. WARREN MCFARLAN Mgmt For For JAMES R. MELLOR Mgmt For For WILLIAM P. RUTLEDGE Mgmt For For - ------------------------------------------------------------------------------------------------------- CONCORD EFS, INC. Agenda: 932049201 CUSIP: 206197105 Meeting Type: Special Ticker: CE Meeting Date: 10/28/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. - ------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS Agenda: 932125570 CUSIP: 20825C104 Meeting Type: Annual Ticker: COP Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DAVID L. BOREN Mgmt For For JAMES E. COPELAND, JR. Mgmt For For KENNETH M. DUBERSTEIN Mgmt For For RUTH R. HARKIN Mgmt For For WILLIAM R. RHODES Mgmt For For J. STAPLETON ROY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 AUTHORIZE THE 2004 OMNIBUS STOCK AND Mgmt For For PERFORMANCE INCENTIVE PLAN 04 OFFICER & DIRECTOR COMPENSATION Shr Against For 05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For 06 ANWR DRILLING Shr Against For - ------------------------------------------------------------------------------------------------------- CUMMINS INC. Agenda: 932102370 CUSIP: 231021106 Meeting Type: Annual Ticker: CMI Meeting Date: 4/6/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT J. DARNALL Mgmt For For JOHN M. DEUTCH Mgmt For For ALEXIS M. HERMAN Mgmt For For WILLIAM I. MILLER Mgmt For For WILLIAM D. RUCKELSHAUS Mgmt For For THEODORE M. SOLSO Mgmt For For J. LAWRENCE WILSON Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE YEAR 2004. - ------------------------------------------------------------------------------------------------------- CUMMINS INC. Agenda: 932037181 CUSIP: 231021106 Meeting Type: Annual Ticker: CMI Meeting Date: 9/16/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT J. DARNALL Mgmt For For JOHN M. DEUTCH Mgmt For For WALTER Y. ELISHA Mgmt For For ALEXIS M. HERMAN Mgmt For For WILLIAM I. MILLER Mgmt For For WILLIAM D. RUCKELSHAUS Mgmt For For THEODORE M. SOLSO Mgmt For For FRANKLIN A. THOMAS Mgmt For For J. LAWRENCE WILSON Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE YEAR 2003. 03 PROPOSAL TO APPROVE THE CUMMINS INC. Mgmt Against Against 2003 STOCK INCENTIVE PLAN. - ------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda: 932083607 CUSIP: 244199105 Meeting Type: Annual Ticker: DE Meeting Date: 2/25/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT W. LANE Mgmt For For 01 ANTONIO MADERO B. Mgmt For For AULANA L. PETERS Mgmt For For JOHN R. WALTER Mgmt For For - ------------------------------------------------------------------------------------------------------- DELL COMPUTER CORPORATION Agenda: 932010123 CUSIP: 247025109 Meeting Type: Annual Ticker: DELL Meeting Date: 7/18/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MICHAEL A. MILES Mgmt For For ALEX J. MANDL Mgmt For For MORTON L. TOPFER Mgmt For For 02 ELIMINATION OF CLASSIFIED BOARD Mgmt For For 03 CHANGE OF COMPANY NAME TO DELL INC. Mgmt For For 04 APPROVAL OF EXECUTIVE ANNUAL Mgmt Against Against INCENTIVE BONUS PLAN - ------------------------------------------------------------------------------------------------------- DELPHI CORPORATION Agenda: 932106152 CUSIP: 247126105 Meeting Type: Annual Ticker: DPH Meeting Date: 5/6/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 OSCAR BERNARDES Mgmt For For DR. BERND GOTTSCHALK Mgmt For For JOHN D. OPIE Mgmt For For 02 RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT ACCOUNTANTS 03 APPROVE THE DELPHI CORPORATION ANNUAL Mgmt For For INCENTIVE PLAN 04 APPROVE THE DELPHI CORPORATION LONG- Mgmt Against Against TERM INCENTIVE PLAN 05 STOCKHOLDER PROPOSAL RELATING TO THE Shr For Against REDEMPTION OF DELPHI S STOCKHOLDER RIGHTS PLAN 06 STOCKHOLDER PROPOSAL RELATING TO THE Shr For Against ANNUAL ELECTION OF DIRECTORS 07 STOCKHOLDER PROPOSAL RELATING TO Shr Against For ADOPTION OF CODE FOR DELPHI S INTERNATIONAL OPERATIONS - ------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. Agenda: 932112030 CUSIP: 247361108 Meeting Type: Annual Ticker: DAL Meeting Date: 4/23/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 EDWARD H. BUDD Mgmt For For GEORGE M.C. FISHER Mgmt For For DAVID R. GOODE Mgmt For For GERALD GRINSTEIN Mgmt For For JOHN F. SMITH, JR. Mgmt For For JOAN E. SPERO Mgmt For For LARRY D. THOMPSON Mgmt For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 03 RELATED TO CUMULATIVE VOTING FOR Shr Against For DIRECTORS. 04 RELATED TO RESTRICTED SHARE PROGRAMS. Shr Against For 05 RELATED TO RETIREMENT BENEFITS FOR Shr Against For SENIOR EXECUTIVES. 06 RELATED TO PROHIBITION ON Shr Against For COMPENSATION INCREASES OR BENEFIT ENHANCEMENTS FOR EXECUTIVES. - ------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda: 932125140 CUSIP: 256669102 Meeting Type: Annual Ticker: DG Meeting Date: 5/25/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DAVID L. BERE Mgmt For For DENNIS C. BOTTORFF Mgmt For For BARBARA L. BOWLES Mgmt For For JAMES L. CLAYTON Mgmt For For REGINALD D. DICKSON Mgmt For For E. GORDON GEE Mgmt For For BARBARA M. KNUCKLES Mgmt For For DAVID A. PERDUE Mgmt For For J. NEAL PURCELL Mgmt For For JAMES D. ROBBINS Mgmt For For DAVID M. WILDS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS - ------------------------------------------------------------------------------------------------------- DOMINION RESOURCES, INC. Agenda: 932100439 CUSIP: 25746U109 Meeting Type: Annual Ticker: D Meeting Date: 4/23/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 SUSAN B. ALLEN Mgmt For For PETER W. BROWN Mgmt For For RONALD J. CALISE Mgmt For For THOS. E. CAPPS Mgmt For For GEORGE A. DAVIDSON, JR. Mgmt For For JOHN W. HARRIS Mgmt For For ROBERT S. JEPSON, JR. Mgmt For For BENJAMIN J. LAMBERT III Mgmt For For RICHARD L. LEATHERWOOD Mgmt For For MARGARET A. MCKENNA Mgmt For For KENNETH A. RANDALL Mgmt For For FRANK S. ROYAL Mgmt For For S. DALLAS SIMMONS Mgmt For For ROBERT H. SPILMAN Mgmt For For DAVID A. WOLLARD Mgmt For For 02 RETENTION OF AUDITORS Mgmt For For 03 SHAREHOLDER PROPOSAL Shr Against For - ------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Agenda: 932111812 CUSIP: 260543103 Meeting Type: Annual Ticker: DOW Meeting Date: 5/13/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ARNOLD A. ALLEMANG Mgmt For For JOHN C. DANFORTH Mgmt For For JEFF M. FETTIG Mgmt For For ANDREW N. LIVERIS Mgmt For For JAMES M. RINGLER Mgmt For For WILLIAM S. STAVROPOULOS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS DOW S INDEPENDENT AUDITORS FOR 2004. 03 AMENDMENT OF THE RESTATED CERTIFICATE Mgmt For For OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS. 04 STOCKHOLDER PROPOSAL ON BHOPAL. Shr Against For - ------------------------------------------------------------------------------------------------------- DOW JONES & COMPANY, INC. Agenda: 932108168 CUSIP: 260561105 Meeting Type: Annual Ticker: DJ Meeting Date: 4/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 IRVINE O. HOCKADAY, JR. Mgmt For For 01 VERNON E. JORDAN, JR. Mgmt For For LEWIS B. CAMPBELL Mgmt For For DIETER VON HOLTZBRINCK Mgmt For For ELIZABETH STEELE Mgmt For For 02 APPROVAL OF AUDITORS FOR 2004. Mgmt For For 03 AMENDMENT TO THE COMPANY S 2001 LONG- Mgmt Against Against TERM INCENTIVE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE FROM 7,000,000 TO 9,000,000 SHARES. 04 STOCKHOLDER PROPOSAL TO SEPARATE THE Shr For Against POSITIONS OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. - ------------------------------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Agenda: 932109677 CUSIP: 264399106 Meeting Type: Annual Ticker: DUK Meeting Date: 5/13/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PAUL M. ANDERSON Mgmt For For ANN M. GRAY Mgmt For For MICHAEL E.J. PHELPS Mgmt For For JAMES T. RHODES Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For AS DUKE ENERGY S INDEPENDENT AUDITORS FOR 2004. 03 A SHAREHOLDER PROPOSAL RELATING TO Shr For Against DECLASSIFICATION OF DUKE ENERGY S BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. - ------------------------------------------------------------------------------------------------------- EMC CORPORATION Agenda: 932103550 CUSIP: 268648102 Meeting Type: Annual Ticker: EMC Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN R. EGAN Mgmt For For MICHAEL C. RUETTGERS Mgmt For For DAVID N. STROHM Mgmt For For 02 PROPOSAL 2 - TO APPROVE AN AMENDMENT Mgmt Against Against TO EMC S 2003 STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW AWARDS OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS TO BE GRANTED TO NON-EMPLOYEE DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 03 PROPOSAL 3 - TO APPROVE AN AMENDMENT Mgmt For For TO EMC S 1989 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000 THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AS DESCRIBED IN EMC S PROXY STATEMENT. 04 PROPOSAL 4 - TO RATIFY THE SELECTION Mgmt For For BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. 05 PROPOSAL 5 - TO ACT UPON A Shr Against For STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC S PROXY STATEMENT. - ------------------------------------------------------------------------------------------------------- EBAY INC. Agenda: 932168924 CUSIP: 278642103 Meeting Type: Annual Ticker: EBAY Meeting Date: 6/24/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PHILIPPE BOURGUIGNON Mgmt For For THOMAS J. TIERNEY Mgmt For For MARGARET C. WHITMAN Mgmt For For 02 APPROVAL OF AMENDMENTS TO OUR 1999 Mgmt Against Against GLOBAL EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE BY 6,000,000 THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 1999 PLAN. 03 APPROVAL OF AN AMENDMENT TO OUR 2001 Mgmt Against Against EQUITY INCENTIVE PLAN TO INCREASE BY 18,000,000 THE NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 2001 PLAN. 04 APPROVAL OF AN AMENDMENT TO OUR Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 900,000,000 TO 1,790,000,000 SHARES. 05 RATIFICATION OF SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2004. 06 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against EXPENSING OF STOCK OPTIONS. - ------------------------------------------------------------------------------------------------------- ELECTRONIC DATA SYSTEMS CORPORATION Agenda: 932133135 CUSIP: 285661104 Meeting Type: Annual Ticker: EDS Meeting Date: 5/25/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROGER A. ENRICO Mgmt For For ELLEN M. HANCOCK Mgmt For For C. ROBERT KIDDER Mgmt Withheld Against 02 RATIFICATION OF APPOINTMENT OF Mgmt For For AUDITORS. 03 SHAREHOLDER PROPOSAL REGARDING Shr For Against CLASSIFIED BOARD. 04 SHAREHOLDER PROPOSAL REGARDING RIGHTS Shr For Against PLAN. 05 SHAREHOLDER PROPOSAL REGARDING Shr For Against MAJORITY VOTE. - ------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda: 932133123 CUSIP: 30231G102 Meeting Type: Annual Ticker: XOM Meeting Date: 5/26/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 M.J. BOSKIN Mgmt For For J.R. HOUGHTON Mgmt For For W.R. HOWELL Mgmt For For R.C. KING Mgmt For For P.E. LIPPINCOTT Mgmt For For H.J. LONGWELL Mgmt For For H.A. MCKINNELL, JR. Mgmt For For M.C. NELSON Mgmt For For L.R. RAYMOND Mgmt For For W.V. SHIPLEY Mgmt For For R.W. TILLERSON Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For (PAGE 27). 03 APPROVAL OF 2004 NON-EMPLOYEE Mgmt For For DIRECTOR RESTRICTED STOCK PLAN (PAGE 04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For 05 POLITICAL CONTRIBUTIONS REPORT (PAGE Shr Against For 32). 06 MEDIA RESPONSE ON EQUATORIAL GUINEA Shr Against For (PAGE 34). 07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr Against For 08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For 09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For 10 AMENDMENT OF EEO POLICY (PAGE 42). Shr Against For 11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For - ------------------------------------------------------------------------------------------------------- FPL GROUP, INC. Agenda: 932114642 CUSIP: 302571104 Meeting Type: Annual Ticker: FPL Meeting Date: 5/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 H. JESSE ARNELLE Mgmt For For SHERRY S. BARRAT Mgmt For For ROBERT M. BEALL, II Mgmt For For J. HYATT BROWN Mgmt For For JAMES L. CAMAREN Mgmt For For LEWIS HAY III Mgmt For For FREDERIC V. MALEK Mgmt For For MICHAEL H. THAMAN Mgmt For For PAUL R. TREGURTHA Mgmt For For FRANK G. ZARB Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS AUDITORS. 03 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For LONG TERM INCENTIVE PLAN, IN AN AMENDED FORM. 04 APPROVAL OF THE ANNUAL INCENTIVE PLAN Mgmt For For AS REQUIRED BY THE INTERNAL REVENUE CODE. 05 APPROVAL OF THE PERFORMANCE-BASED Mgmt For For AWARDS PROVISIONS OF THE AMENDED AND RESTATED LONG TERM INCENTIVE PLAN AS REQUIRED BY THE INTERNAL REVENUE 06 APPROVAL OF AN AMENDMENT TO THE Mgmt For For RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. - ------------------------------------------------------------------------------------------------------- FEDERAL HOME LOAN MORTGAGE CORPORATI Agenda: 932098343 CUSIP: 313400301 Meeting Type: Annual Ticker: FRE Meeting Date: 3/31/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOAN E. DONOGHUE Mgmt For For MICHELLE ENGLER Mgmt For For RICHARD KARL GOELTZ Mgmt For For 01 GEORGE D. GOULD Mgmt For For HENRY KAUFMAN Mgmt For For JOHN B. MCCOY Mgmt For For SHAUN F. O'MALLEY Mgmt For For RONALD F. POE Mgmt For For STEPHEN A. ROSS Mgmt For For DONALD J. SCHUENKE Mgmt For For CHRISTINA SEIX Mgmt For For RICHARD F. SYRON Mgmt For For WILLIAM J. TURNER Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR - ------------------------------------------------------------------------------------------------------- FANNIE MAE Agenda: 932154420 CUSIP: 313586109 Meeting Type: Annual Ticker: FNM Meeting Date: 5/25/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 S.B. ASHLEY Mgmt For For K.M. DUBERSTEIN Mgmt For For T.P. GERRITY Mgmt For For T. HOWARD Mgmt For For A. KOROLOGOS Mgmt For For F.V. MALEK Mgmt For For D.B. MARRON Mgmt For For D.H. MUDD Mgmt For For A.M. MULCAHY Mgmt For For J.K. PICKETT Mgmt For For L. RAHL Mgmt For For F.D. RAINES Mgmt For For H.P. SWYGERT Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For AUDITORS 03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For FANNIE MAE EMPLOYEE STOCK PURCHASE 04 STOCKHOLDER PROPOSAL TO REINSTATE Shr For Against CUMULATIVE VOTING - ------------------------------------------------------------------------------------------------------- FEDEX CORPORATION Agenda: 932038183 CUSIP: 31428X106 Meeting Type: Annual Ticker: FDX Meeting Date: 9/29/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 AUGUST A. BUSCH IV Mgmt For For JOHN A. EDWARDSON Mgmt For For GEORGE J. MITCHELL Mgmt For For JOSHUA I. SMITH Mgmt For For 02 APPROVAL OF INCENTIVE STOCK PLAN. Mgmt For For 03 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For 04 STOCKHOLDER PROPOSAL REGARDING Shr For Against DECLASSIFICATION OF THE BOARD OF DIRECTORS. - ------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP. Agenda: 932104007 CUSIP: 337932107 Meeting Type: Annual Ticker: FE Meeting Date: 5/18/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 P.T. ADDISON Mgmt For For E.J. NOVAK, JR. Mgmt For For J.M. PIETRUSKI Mgmt For For C.A. REIN Mgmt For For R.C. SAVAGE Mgmt For For 02 RATIFICATION OF AUDITOR Mgmt For For 03 APPROVAL OF AMENDMENTS TO THE CODE OF Mgmt For For REGULATIONS TO DECLASSIFY THE BOARD OF DIRECTORS 04 APPROVAL OF AMENDMENTS TO THE Mgmt For For ARTICLES OF INCORPORATION AND CODE OF REGULATIONS TO CHANGE CERTAIN VOTING REQUIREMENTS 05 APPROVAL OF EXISTING EXECUTIVE Mgmt For For DEFERRED COMPENSATION PLAN 06 APPROVAL OF EXISTING DIRECTOR Mgmt For For DEFERRED COMPENSATION PLAN 07 SHAREHOLDER PROPOSAL Shr For Against 08 SHAREHOLDER PROPOSAL Shr For Against 09 SHAREHOLDER PROPOSAL Shr Against For 10 SHAREHOLDER PROPOSAL Shr For Against - ------------------------------------------------------------------------------------------------------- FLEETBOSTON FINANCIAL CORPORATION Agenda: 932093519 CUSIP: 339030108 Meeting Type: Special Ticker: FBF Meeting Date: 3/17/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE MERGER AGREEMENT Mgmt For For 02 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For FLEETBOSTON SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES - ------------------------------------------------------------------------------------------------------- FLUOR CORPORATION Agenda: 932120633 CUSIP: 343412102 Meeting Type: Annual Ticker: FLR Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES T. HACKETT Mgmt For For KENT KRESA Mgmt For For ROBIN W. RENWICK Mgmt For For MARTHA R. SEGER Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS AUDITORS FOR 03 APPROVAL OF AMENDMENTS TO FLUOR Mgmt For For CORPORATION 2000 RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. - ------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda: 932126748 CUSIP: 345370860 Meeting Type: Annual Ticker: F Meeting Date: 5/13/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN R. H. BOND Mgmt For For STEPHEN G. BUTLER Mgmt For For KIMBERLY A. CASIANO Mgmt For For EDSEL B. FORD II Mgmt For For WILLIAM CLAY FORD Mgmt For For WILLIAM CLAY FORD, JR. Mgmt For For IRVINE O. HOCKADAY, JR. Mgmt For For MARIE-JOSEE KRAVIS Mgmt For For RICHARD A. MANOOGIAN Mgmt For For ELLEN R. MARRAM Mgmt For For HOMER A. NEAL Mgmt For For JORMA OLLILA Mgmt For For 01 CARL E. REICHARDT Mgmt For For ROBERT E. RUBIN Mgmt For For NICHOLAS V. SCHEELE Mgmt For For JOHN L. THORNTON Mgmt For For 02 RATIFICATION OF SELECTION OF Mgmt For For INDEPENDENT PUBLIC ACCOUNTANTS 03 RELATING TO DISCLOSURE OF OFFICERS Shr Against For COMPENSATION 04 RELATING TO ESTABLISHING A COMMITTEE Shr For Against OF THE BOARD OF DIRECTORS TO EVALUATE ANY CONFLICT OF INTEREST 05 RELATING TO TERMINATING CERTAIN FORMS Shr Against For OF COMPENSATION FOR NAMED EXECUTIVES 06 RELATING TO LIMITING THE NUMBER OF Shr Against For EMPLOYEES APPOINTED AS DIRECTORS 07 RELATING TO THE COMPANY REPORTING ON Shr Against For GREENHOUSE GAS EMISSIONS - ------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Agenda: 932119440 CUSIP: 369550108 Meeting Type: Annual Ticker: GD Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 N.D. CHABRAJA Mgmt For For J.S. CROWN Mgmt For For L. CROWN Mgmt For For W.P. FRICKS Mgmt For For C.H. GOODMAN Mgmt For For J.L. JOHNSON Mgmt For For G.A. JOULWAN Mgmt For For P.G. KAMINSKI Mgmt For For J.M. KEANE Mgmt For For L.L. LYLES Mgmt For For C.E. MUNDY, JR. Mgmt For For R. WALMSLEY Mgmt For For 02 APPROVAL OF THE EQUITY COMPENSATION Mgmt For For PLAN. 03 SHAREHOLDER PROPOSAL WITH REGARD TO Shr For Against POISON PILLS. 04 SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For FOREIGN MILITARY SALES. - ------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda: 932103346 CUSIP: 369604103 Meeting Type: Annual Ticker: GE Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 CUMULATIVE VOTING Shr For Against 02 ANIMAL TESTING Shr Against For 03 NUCLEAR RISK Shr Against For 04 REPORT ON PCB CLEANUP COSTS Shr Against For 05 OFFSHORE SOURCING Shr Against For 06 SUSTAINABILITY INDEX Shr Against For 07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For 08 PAY DISPARITY Shr Against For 09 END STOCK OPTIONS AND BONUSES Shr Against For 0A JAMES I. CASH, JR. Mgmt For For DENNIS D. DAMMERMAN Mgmt For For ANN M. FUDGE Mgmt For For CLAUDIO X. GONZALEZ Mgmt For For JEFFREY R. IMMELT Mgmt For For ANDREA JUNG Mgmt For For ALAN G. LAFLEY Mgmt For For KENNETH G. LANGONE Mgmt For For RALPH S. LARSEN Mgmt For For ROCHELLE B. LAZARUS Mgmt For For SAM NUNN Mgmt For For ROGER S. PENSKE Mgmt For For ROBERT J. SWIERINGA Mgmt For For DOUGLAS A. WARNER III Mgmt For For ROBERT C. WRIGHT Mgmt For For 0B INDEPENDENT AUDITOR Mgmt For For 0C REVENUE MEASUREMENT ADDED TO Mgmt For For EXECUTIVE OFFICER PERFORMANCE GOALS 10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For 11 INDEPENDENT BOARD CHAIRMAN Shr Against For 12 EXPLORE SALE OF COMPANY Shr Against For 13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For 14 BOARD INDEPENDENCE Shr Against For 15 POLITICAL CONTRIBUTIONS Shr Against For - ------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda: 932036127 CUSIP: 370334104 Meeting Type: Annual Ticker: GIS Meeting Date: 9/22/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 STEPHEN R. DEMERITT Mgmt For For LIVIO D. DESIMONE Mgmt For For WILLIAM T. ESREY Mgmt For For RAYMOND V. GILMARTIN Mgmt For For JUDITH R. HOPE Mgmt For For ROBERT L. JOHNSON Mgmt For For JOHN M. KEENAN Mgmt For For HEIDI G. MILLER Mgmt For For H. OCHOA-BRILLEMBOURG Mgmt For For STEPHEN W. SANGER Mgmt For For A. MICHAEL SPENCE Mgmt For For DOROTHY A. TERRELL Mgmt For For RAYMOND G. VIAULT Mgmt For For PAUL S. WALSH Mgmt For For 02 APPROVAL OF APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT AUDITOR. 03 ADOPTION OF THE GENERAL MILLS, INC. Mgmt For For 2003 STOCK COMPENSATION PLAN. - ------------------------------------------------------------------------------------------------------- GENERAL MOTORS CORPORATION Agenda: 932143059 CUSIP: 370442105 Meeting Type: Annual Ticker: GM Meeting Date: 6/2/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 P.N. BARNEVIK Mgmt For For J.H. BRYAN Mgmt For For A.M. CODINA Mgmt For For G.M.C. FISHER Mgmt For For K. KATEN Mgmt For For K. KRESA Mgmt For For A.G. LAFLEY Mgmt For For P.A. LASKAWY Mgmt For For E.S. O'NEAL Mgmt For For E. PFEIFFER Mgmt For For G.R. WAGONER, JR. Mgmt For For 02 RATIFY SELECTION OF INDEPENDENT Mgmt For For ACCOUNTANTS 03 ELIMINATE AWARDING, REPRICING, OR Shr Against For RENEWING STOCK OPTIONS 04 ELIMINATE OPTIONS, SARS, AND Shr Against For SEVERANCE PAYMENTS 05 REQUIRE AN INDEPENDENT CHAIRMAN Shr Against For SEPARATE FROM CHIEF EXECUTIVE OFFICER 06 APPOINT INDEPENDENT DIRECTORS TO KEY Shr Against For BOARD COMMITTEES 07 REPORT ON GREENHOUSE GAS EMISSIONS Shr Against For 08 APPROVE GOLDEN PARACHUTES Shr Against For 09 REQUIRE SENIOR EXECUTIVES AND Shr Against For DIRECTORS TO RETAIN STOCK OBTAINED BY EXERCISING OPTIONS - ------------------------------------------------------------------------------------------------------- GENERAL MOTORS CORPORATION Agenda: 932040380 CUSIP: 370442105 Meeting Type: Consent Ticker: GM Meeting Date: 10/3/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For AMENDMENT 02 RATIFICATION OF THE NEW HUGHES Mgmt For For CERTIFICATE OF INCORPORATION 03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For INCLUDING THE SPECIAL DIVIDEND 04 RATIFICATION OF THE GM/NEWS STOCK Mgmt For For 05 RATIFICATION OF THE NEWS STOCK Mgmt For For ACQUISITION 06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For AMENDMENT - ------------------------------------------------------------------------------------------------------- GENERAL MOTORS CORPORATION Agenda: 932040380 CUSIP: 370442832 Meeting Type: Consent Ticker: GMH Meeting Date: 10/3/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For AMENDMENT 02 RATIFICATION OF THE NEW HUGHES Mgmt For For CERTIFICATE OF INCORPORATION 03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For INCLUDING THE SPECIAL DIVIDEND 04 RATIFICATION OF THE GM/NEWS STOCK Mgmt For For 05 RATIFICATION OF THE NEWS STOCK Mgmt For For ACQUISITION 06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For AMENDMENT - ------------------------------------------------------------------------------------------------------- GEORGIA-PACIFIC CORPORATION Agenda: 932120366 CUSIP: 373298108 Meeting Type: Annual Ticker: GP Meeting Date: 5/4/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 BARBARA L. BOWLES* Mgmt For For DONALD V. FITES* Mgmt For For DAVID R. GOODE* Mgmt For For KAREN N. HORN* Mgmt For For WILLIAM R. JOHNSON* Mgmt For For JAMES B. WILLIAMS** Mgmt For For 02 PROPOSAL TO AMEND THE GEORGIA-PACIFIC Mgmt For For CORPORATION LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER THE PLAN. 03 PROPOSAL TO APPROVE THE GEORGIA- Mgmt For For PACIFIC CORPORATION SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For OUR INDEPENDENT AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING JANUARY 1, 2005. - ------------------------------------------------------------------------------------------------------- HCA INC. Agenda: 932144885 CUSIP: 404119109 Meeting Type: Annual Ticker: HCA Meeting Date: 5/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 C. MICHAEL ARMSTRONG Mgmt For For MAGDALENA H AVERHOFF MD Mgmt For For JACK O. BOVENDER, JR. Mgmt For For RICHARD M. BRACKEN Mgmt For For MARTIN FELDSTEIN Mgmt For For THOMAS F. FRIST, JR. MD Mgmt For For FREDERICK W. GLUCK Mgmt For For GLENDA A. HATCHETT Mgmt For For CHARLES O. HOLLIDAY JR. Mgmt For For T. MICHAEL LONG Mgmt For For 01 JOHN H. MCARTHUR Mgmt For For KENT C. NELSON Mgmt For For FRANK S. ROYAL, MD Mgmt For For HAROLD T. SHAPIRO Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For HCA S INDEPENDENT AUDITOR, AS DESCRIBED IN THE PROXY STATEMENT. 03 APPROVAL OF THE HCA INC. AMENDED AND Mgmt For For RESTATED MANAGEMENT STOCK PURCHASE PLAN. - ------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC Agenda: 932154812 CUSIP: 404280406 Meeting Type: Annual Ticker: HBC Meeting Date: 5/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For FOR 2003 02 THE LORD BUTLER Mgmt For For THE BARONESS DUNN Mgmt For For R A FAIRHEAD Mgmt For For W K L FUNG Mgmt For For M F GEOGHEGAN Mgmt For For S HINTZE Mgmt For For SIR JOHN KEMP-WELCH Mgmt For For SIR MARK MOODY-STUART Mgmt For For H SOHMEN Mgmt For For 03 TO REAPPOINT THE AUDITOR AT Mgmt For For REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT COMMITTEE 04 TO APPROVE THE DIRECTORS Mgmt For For REMUNERATION REPORT FOR 2003 05 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For ITS OWN ORDINARY SHARES 06 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For SHARES 07 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For (SPECIAL RESOLUTION) 08 TO INCREASE THE FEES PAYABLE TO EACH Mgmt For For DIRECTOR TO 55,000 POUNDS PER ANNUM - ------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda: 932118931 CUSIP: 406216101 Meeting Type: Annual Ticker: HAL Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 R.L. CRANDALL Mgmt For For K.T. DERR Mgmt For For C.J. DIBONA Mgmt For For W.R. HOWELL Mgmt For For R.L. HUNT Mgmt For For D.J. LESAR Mgmt For For A.B. LEWIS Mgmt For For J.L. MARTIN Mgmt For For J.A. PRECOURT Mgmt For For D.L. REED Mgmt For For C.J. SILAS Mgmt For For 02 PROPOSAL TO AMEND HALLIBURTON S Mgmt For For CERTIFICATE OF INCORPORATION. 03 STOCKHOLDER PROPOSAL ON OPERATIONS IN Shr Against For IRAN. 04 STOCKHOLDER PROPOSAL ON DIRECTOR Shr Against For ELECTION VOTE THRESHOLD. 05 STOCKHOLDER PROPOSAL TO SEPARATE Shr Against For CHAIRMAN/CEO. - ------------------------------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SVCS GROUP, I Agenda: 932125936 CUSIP: 416515104 Meeting Type: Annual Ticker: HIG Meeting Date: 5/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 RAMANI AYER Mgmt For For RONALD E. FERGUSON Mgmt For For EDWARD J. KELLY, III Mgmt For For PAUL G. KIRK, JR. Mgmt For For THOMAS M. MARRA Mgmt For For GAIL J. MCGOVERN Mgmt For For ROBERT W. SELANDER Mgmt For For CHARLES B. STRAUSS Mgmt For For H. PATRICK SWYGERT Mgmt For For GORDON I. ULMER Mgmt For For DAVID K. ZWIENER Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. 03 PROPOSAL BY SHAREHOLDER RELATING TO Shr Against For EXECUTIVE COMPENSATION. - ------------------------------------------------------------------------------------------------------- H.J. HEINZ COMPANY Agenda: 932032460 CUSIP: 423074103 Meeting Type: Annual Ticker: HNZ Meeting Date: 9/12/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 W.R. JOHNSON Mgmt For For C.E. BUNCH Mgmt For For M.C. CHOKSI Mgmt For For L.S. COLEMAN, JR. Mgmt For For P.H. COORS Mgmt For For E.E. HOLIDAY Mgmt For For C. KENDLE Mgmt For For D.R. O'HARE Mgmt For For L.C. SWANN Mgmt For For T.J. USHER Mgmt For For J.M. ZIMMERMAN Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For - ------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Agenda: 932086982 CUSIP: 428236103 Meeting Type: Annual Ticker: HPQ Meeting Date: 3/17/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 L.T. BABBIO, JR. Mgmt For For P.C. DUNN Mgmt For For C.S. FIORINA Mgmt For For R.A. HACKBORN Mgmt For For G.A. KEYWORTH II Mgmt For For R.E. KNOWLING, JR. Mgmt For For S.M. LITVACK Mgmt For For R.L. RYAN Mgmt For For L.S. SALHANY Mgmt For For 02 PROPOSAL TO RATIFY ERNST & YOUNG LLP Mgmt For For AS HEWLETT-PACKARD COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2004. 03 APPROVAL OF THE HEWLETT-PACKARD Mgmt Against Against COMPANY 2004 STOCK INCENTIVE PLAN 04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr For Against OPTION EXPENSING PROPOSAL - ------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda: 932106683 CUSIP: 438516106 Meeting Type: Annual Ticker: HON Meeting Date: 4/26/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES J. HOWARD Mgmt For For BRUCE KARATZ Mgmt For For RUSSELL E. PALMER Mgmt For For IVAN G. SEIDENBERG Mgmt For For ERIC K. SHINSEKI Mgmt For For 02 APPOINTMENT OF INDEPENDENT Mgmt For For 03 ANNUAL ELECTION OF DIRECTORS Shr For Against 04 SHAREOWNER VOTING PROVISIONS Shr For Against 05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shr Against For 06 RESOLUTION ON PAY DISPARITY Shr Against For 07 CUMULATIVE VOTING Shr For Against - ------------------------------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Agenda: 932115721 CUSIP: 452308109 Meeting Type: Annual Ticker: ITW Meeting Date: 5/7/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WILLIAM F. ALDINGER Mgmt For For MICHAEL J. BIRCK Mgmt For For MARVIN D. BRAILSFORD Mgmt For For JAMES R. CANTALUPO Mgmt For For SUSAN CROWN Mgmt For For DON H. DAVIS, JR. Mgmt For For W. JAMES FARRELL Mgmt For For ROBERT C. MCCORMACK Mgmt For For ROBERT S. MORRISON Mgmt For For HAROLD B. SMITH Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP. - ------------------------------------------------------------------------------------------------------- INCO LIMITED Agenda: 932112701 CUSIP: 453258402 Meeting Type: Special Ticker: N Meeting Date: 4/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE BY-LAW CONFIRMATION Mgmt For For RESOLUTION. 02 RONALD C. CAMBRE Mgmt For For SCOTT M. HAND Mgmt For For CHAVIVA M. HOSEK Mgmt For For DAVID P. O'BRIEN Mgmt For For GLEN A. BARTON Mgmt For For ANGUS A. BRUNEAU Mgmt For For PETER C. JONES Mgmt For For JOHN T. MAYBERRY Mgmt For For ROGER PHILLIPS Mgmt For For JAMES M. STANFORD Mgmt For For 03 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS AUDITORS. 04 ON SUCH OTHER BUSINESS AS MAY Mgmt For For PROPERLY COME BEFORE THE MEETING. - ------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda: 932120532 CUSIP: 458140100 Meeting Type: Annual Ticker: INTC Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 CRAIG R. BARRETT Mgmt For For CHARLENE BARSHEFSKY Mgmt For For E. JOHN P. BROWNE Mgmt For For ANDREW S. GROVE Mgmt For For D. JAMES GUZY Mgmt For For REED E. HUNDT Mgmt For For PAUL S. OTELLINI Mgmt For For DAVID S. POTTRUCK Mgmt For For JANE E. SHAW Mgmt For For JOHN L. THORNTON Mgmt For For DAVID B. YOFFIE Mgmt For For 02 RATIFICATION OF SELECTION OF Mgmt For For INDEPENDENT AUDITORS 03 APPROVAL OF THE 2004 EQUITY INCENTIVE Mgmt For For PLAN 04 STOCKHOLDER PROPOSAL REQUESTING THE Shr For Against EXPENSING OF STOCK OPTIONS 05 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For USE OF PERFORMANCE-VESTING STOCK 06 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For USE OF PERFORMANCE-BASED STOCK - ------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661 CUSIP: 459200101 Meeting Type: Annual Ticker: IBM Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 C. BLACK Mgmt For For K.I. CHENAULT Mgmt For For C. GHOSN Mgmt For For N.O. KEOHANE Mgmt For For C.F. KNIGHT Mgmt For For L.A. NOTO Mgmt For For S.J. PALMISANO Mgmt For For J.B. SLAUGHTER Mgmt For For J.E. SPERO Mgmt For For S. TAUREL Mgmt For For C.M. VEST Mgmt For For L.H. ZAMBRANO Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 03 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST & YOUNG LLP) (PAGE 22) 04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For PERFORMANCE TERMS FOR CERTAIN EXECUTIVES (PAGE 23) 05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr For Against VOTING (PAGE 25) 06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Against For RETIREMENT MEDICAL (PAGE 25) 07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr Against For COMPENSATION (PAGE 26) 08 STOCKHOLDER PROPOSAL ON: EXPENSING Shr For Against STOCK OPTIONS (PAGE 28) 09 STOCKHOLDER PROPOSAL ON: DISCLOSURE Shr Against For OF EXECUTIVE COMPENSATION (PAGE 29) 10 STOCKHOLDER PROPOSAL ON: CHINA Shr Against For BUSINESS PRINCIPLES (PAGE 30) 11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For CONTRIBUTIONS (PAGE 31) 12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For EXECUTIVE COMPENSATION POLICIES (PAGE 32) - ------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Agenda: 932135898 CUSIP: 460146103 Meeting Type: Annual Ticker: IP Meeting Date: 5/11/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MARTHA F. BROOKS* Mgmt For For JAMES A. HENDERSON* Mgmt For For ROBERT D. KENNEDY* Mgmt For For W. CRAIG MCCLELLAND* Mgmt For For ROBERT M. AMEN** Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For AS THE COMPANY S INDEPENDENT AUDITOR FOR 2004. 03 APPROVAL OF THE AMENDED LONG-TERM Mgmt Against Against INCENTIVE COMPENSATION PLAN. 04 REAFFIRMATION OF THE PERFORMANCE Mgmt For For GOALS UNDER THE LONG-TERM INCENTIVE COMPENSATION PLAN. 05 PROPOSAL RELATING TO LIMITING Shr Against For COMPENSATION OF CHIEF EXECUTIVE OFFICER. - ------------------------------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, Agenda: 932159141 CUSIP: 460690100 Meeting Type: Annual Ticker: IPG Meeting Date: 5/18/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DAVID A. BELL Mgmt For For FRANK J. BORELLI Mgmt For For REGINALD K. BRACK Mgmt For For JILL M. CONSIDINE Mgmt For For CHRISTOPHER J. COUGHLIN Mgmt For For JOHN J. DOONER, JR. Mgmt For For RICHARD A. GOLDSTEIN Mgmt For For H. JOHN GREENIAUS Mgmt For For MICHAEL I. ROTH Mgmt For For J. PHILLIP SAMPER Mgmt For For 02 APPROVAL OF 2004 PERFORMANCE Mgmt For For INCENTIVE PLAN. 03 APPROVAL OF THE INTERPUBLIC NON- Mgmt For For MANAGEMENT DIRECTORS STOCK INCENTIVE PLAN. 04 CONFIRMATION OF Mgmt For For PRICEWATERHOUSECOOPERS AS INDEPENDENT 05 APPROVAL OF PROPOSED SHAREHOLDER Shr Against For RESOLUTION ON NORTHERN IRELAND. - ------------------------------------------------------------------------------------------------------- J.P. MORGAN CHASE & CO. Agenda: 932142211 CUSIP: 46625H100 Meeting Type: Annual Ticker: JPM Meeting Date: 5/25/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MERGER PROPOSAL Mgmt For For 02 HANS W. BECHERER Mgmt For For FRANK A. BENNACK, JR. Mgmt For For JOHN H. BIGGS Mgmt For For LAWRENCE A. BOSSIDY Mgmt For For ELLEN V. FUTTER Mgmt For For WILLIAM H. GRAY, III Mgmt For For WILLIAM B. HARRISON, JR Mgmt For For HELENE L. KAPLAN Mgmt For For LEE R. RAYMOND Mgmt For For JOHN R. STAFFORD Mgmt For For 03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For 04 RE-APPROVAL OF KEY EXECUTIVE Mgmt Against Against PERFORMANCE PLAN 05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For TO SOLICIT ADDITIONAL PROXIES 06 DIRECTOR TERM LIMIT Shr Against For 07 CHARITABLE CONTRIBUTIONS Shr Against For 08 POLITICAL CONTRIBUTIONS Shr Against For 09 SEPARATION OF CHAIRMAN AND CEO Shr Against For 10 DERIVATIVE DISCLOSURE Shr Against For 11 AUDITOR INDEPENDENCE Shr Against For 12 DIRECTOR COMPENSATION Shr Against For 13 PAY DISPARITY Shr Against For - ------------------------------------------------------------------------------------------------------- KLA-TENCOR CORPORATION Agenda: 932048475 CUSIP: 482480100 Meeting Type: Annual Ticker: KLAC Meeting Date: 11/5/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 H. RAYMOND BINGHAM Mgmt For For ROBERT T. BOND Mgmt For For RICHARD J. ELKUS, JR. Mgmt For For MICHAEL E. MARKS Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2004. - ------------------------------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Agenda: 932098723 CUSIP: 494368103 Meeting Type: Annual Ticker: KMB Meeting Date: 4/29/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PASTORA S.J. CAFFERTY Mgmt For For CLAUDIO X. GONZALEZ Mgmt For For LINDA JOHNSON RICE Mgmt For For MARC J. SHAPIRO Mgmt For For 02 APPROVAL OF AMENDMENTS TO 2001 EQUITY Mgmt For For PARTICIPATION PLAN 03 APPROVAL OF AUDITORS Mgmt For For 04 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against CORPORATION S AMENDED AND RESTATED RIGHTS AGREEMENT - ------------------------------------------------------------------------------------------------------- KNIGHT-RIDDER, INC. Agenda: 932126887 CUSIP: 499040103 Meeting Type: Annual Ticker: KRI Meeting Date: 5/4/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MARK A. ERNST Mgmt For For K. FOLEY FELDSTEIN Mgmt For For THOMAS P. GERRITY Mgmt For For GONZALO F. VALDES-FAULI Mgmt For For 02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP - ------------------------------------------------------------------------------------------------------- KOHL'S CORPORATION Agenda: 932117840 CUSIP: 500255104 Meeting Type: Annual Ticker: KSS Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WAYNE EMBRY Mgmt For For 01 JOHN F. HERMA Mgmt For For R. LAWRENCE MONTGOMERY Mgmt For For FRANK V. SICA Mgmt For For 02 RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS. 03 SHAREHOLDER PROPOSAL REQUESTING THAT Shr Against For THE BOARD OF DIRECTORS COMPENSATION COMMITTEE, IN DEVELOPING FUTURE EXECUTIVE EQUITY COMPENSATION PLANS, UTILIZE PERFORMANCE AND TIME-BASED RESTRICTED SHARE PROGRAMS IN LIEU OF STOCK OPTIONS. 04 SHAREHOLDER PROPOSAL REQUESTING THE Shr Against For BOARD OF DIRECTORS TO AMEND THE COMPANY S BY-LAWS TO REQUIRE THAT AN INDEPENDENT DIRECTOR, AS DEFINED BY THE RULES OF THE NEW YORK STOCK EXCHANGE, BE ITS CHAIRMAN OF THE BOARD OF DIRECTORS. - ------------------------------------------------------------------------------------------------------- KRAFT FOODS INC. Agenda: 932099244 CUSIP: 50075N104 Meeting Type: Annual Ticker: KFT Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 LOUIS C. CAMILLERI Mgmt For For ROGER K. DEROMEDI Mgmt For For DINYAR S. DEVITRE Mgmt For For W. JAMES FARRELL Mgmt For For BETSY D. HOLDEN Mgmt For For JOHN C. POPE Mgmt For For MARY L. SCHAPIRO Mgmt For For CHARLES R. WALL Mgmt For For DEBORAH C. WRIGHT Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS - ------------------------------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Agenda: 932163253 CUSIP: 530718105 Meeting Type: Annual Ticker: L Meeting Date: 6/9/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT R. BENNETT Mgmt For For PAUL A. GOULD Mgmt For For JOHN C. MALONE Mgmt For For 02 APPROVAL OF THE LIBERTY MEDIA Mgmt For For CORPORATION 2000 INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 19, 2004) 03 RATIFICATION OF KPMG LLP AS OUR Mgmt For For INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004. - ------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda: 932101645 CUSIP: 532457108 Meeting Type: Annual Ticker: LLY Meeting Date: 4/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 S.C. BEERING Mgmt For For W. BISCHOFF Mgmt For For F.G. PRENDERGAST Mgmt For For K.P. SEIFERT Mgmt For For 02 RATIFICATION OF THE APPOINTMENT BY Mgmt For For THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2004. 03 APPROVE THE ELI LILLY AND COMPANY Mgmt For For BONUS PLAN. 04 PROPOSAL BY SHAREHOLDERS THAT THE Shr Against For BOARD ADOPT A COMPENSATION PROGRAM LIMITING THE COMPENSATION OF SENIOR EXECUTIVES TO SPECIFIED LEVELS. 05 PROPOSAL BY SHAREHOLDERS THAT THE Shr Against For BOARD REPORT ON HOW THE COMPANY WILL RESPOND TO PRESSURE TO INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS. - ------------------------------------------------------------------------------------------------------- LIMITED BRANDS, INC. Agenda: 932138250 CUSIP: 532716107 Meeting Type: Annual Ticker: LTD Meeting Date: 5/17/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 EUGENE M. FREEDMAN Mgmt For For V. ANN HAILEY Mgmt For For DAVID T. KOLLAT Mgmt For For LESLIE H. WEXNER Mgmt For For 02 TO ADOPT THE 2004 RESTATEMENT OF THE Mgmt For For 1993 STOCK OPTION AND PERFORMANCE INCENTIVE PLAN (AS AMENDED AND RESTATED, THE STOCK PLAN) TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PREDECESSOR TO THE STOCK PLAN. - ------------------------------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION Agenda: 932130367 CUSIP: 534187109 Meeting Type: Annual Ticker: LNC Meeting Date: 5/13/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WILLIAM J. AVERY Mgmt For For JON A. BOSCIA Mgmt For For ERIC G. JOHNSON Mgmt For For GLENN F. TILTON Mgmt For For 02 TO APPROVE OR DISAPPROVE A DEFERRED Mgmt For For COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS - ------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION Agenda: 932051028 CUSIP: 535678106 Meeting Type: Annual Ticker: LLTC Meeting Date: 11/5/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT H. SWANSON, JR. Mgmt For For DAVID S. LEE Mgmt For For LEO T. MCCARTHY Mgmt For For RICHARD M. MOLEY Mgmt For For THOMAS S. VOLPE Mgmt For For 02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 27, 2004. - ------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda: 932107344 CUSIP: 539830109 Meeting Type: Annual Ticker: LMT Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 E.C."PETE"ALDRIDGE, JR. Mgmt For For NOLAN D. ARCHIBALD Mgmt For For NORMAN R. AUGUSTINE Mgmt For For MARCUS C. BENNETT Mgmt For For 01 VANCE D. COFFMAN Mgmt For For GWENDOLYN S. KING Mgmt For For DOUGLAS H. MCCORKINDALE Mgmt For For EUGENE F. MURPHY Mgmt For For JOSEPH W. RALSTON Mgmt For For FRANK SAVAGE Mgmt Withheld Against ANNE STEVENS Mgmt For For ROBERT J. STEVENS Mgmt For For JAMES R. UKROPINA Mgmt For For DOUGLAS C. YEARLEY Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL BY EVELYN Y. Shr Against For 04 STOCKHOLDER PROPOSAL BY JOHN Shr For Against 05 STOCKHOLDER PROPOSAL BY UNITED Shr Against For ASSOCIATION S&P 500 INDEX FUND 06 STOCKHOLDER PROPOSAL BY THE SISTERS Shr Against For OF MERCY AND OTHER GROUPS - ------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda: 932151525 CUSIP: 548661107 Meeting Type: Annual Ticker: LOW Meeting Date: 5/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 LEONARD L. BERRY Mgmt For For PAUL FULTON Mgmt For For DAWN E. HUDSON Mgmt For For MARSHALL O. LARSEN Mgmt For For ROBERT A. NIBLOCK Mgmt For For STEPHEN F. PAGE Mgmt For For O. TEMPLE SLOAN, JR. Mgmt For For ROBERT L. TILLMAN Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. - ------------------------------------------------------------------------------------------------------- MBNA CORPORATION Agenda: 932107231 CUSIP: 55262L100 Meeting Type: Annual Ticker: KRB Meeting Date: 5/3/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES H. BERICK Mgmt For For 01 BENJAMIN R. CIVILETTI Mgmt For For BRUCE L. HAMMONDS Mgmt For For WILLIAM L. JEWS Mgmt For For RANDOLPH D. LERNER Mgmt For For STUART L. MARKOWITZ Mgmt For For WILLIAM B. MILSTEAD Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY Shr For Against STATEMENT) 04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY Shr Against For STATEMENT) - ------------------------------------------------------------------------------------------------------- MARATHON OIL CORPORATION Agenda: 932099256 CUSIP: 565849106 Meeting Type: Annual Ticker: MRO Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 CHARLES F. BOLDEN, JR Mgmt For For CHARLES R. LEE Mgmt For For DENNIS H. REILLEY Mgmt For For THOMAS J. USHER Mgmt For For 02 RATIFICATION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS 03 STOCKHOLDER PROPOSAL TO ADOPT A Shr Against For CLIMATE CHANGE RESOLUTION 04 STOCKHOLDER PROPOSAL TO LIMIT Shr For Against SEVERANCE COMPENSATION FOR SENIOR EXECUTIVE OFFICERS - ------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Agenda: 932051155 CUSIP: 57772K101 Meeting Type: Annual Ticker: MXIM Meeting Date: 11/13/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES R. BERGMAN Mgmt For For JOHN F. GIFFORD Mgmt For For B. KIPLING HAGOPIAN Mgmt For For M.D. SAMPELS Mgmt For For A.R. FRANK WAZZAN Mgmt For For 02 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For THE COMPANY S 1996 STOCK INCENTIVE PLAN, AS AMENDED, INCREASING THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 9,400,000 SHARES FROM 95,200,000 SHARES TO 104,600,000 SHARES. 03 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt For For THE COMPANY S 1987 EMPLOYEE STOCK PARTICIPATION PLAN, AS AMENDED, INCREASING THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 400,000 SHARES FROM 14,651,567 SHARES TO 15,051,567 SHARES. 04 TO RATIFY THE RETENTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 26, 2004. - ------------------------------------------------------------------------------------------------------- THE MAY DEPARTMENT STORES COMPANY Agenda: 932147603 CUSIP: 577778103 Meeting Type: Annual Ticker: MAY Meeting Date: 5/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- A EUGENE S. KAHN Mgmt For For HELENE L. KAPLAN Mgmt For For JAMES M. KILTS Mgmt For For RUSSELL E. PALMER Mgmt For For WILLIAM P. STIRITZ Mgmt For For B RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT ACCOUNTANTS. C PROPOSAL TO AMEND MAY S EXECUTIVE Mgmt For For INCENTIVE COMPENSATION PLAN FOR CORPORATE EXECUTIVES. D PROPOSAL TO AMEND MAY S 1994 STOCK Mgmt For For INCENTIVE PLAN. E PROPOSAL BY A SHAREOWNER CONCERNING A Shr For Against CLASSIFIED BOARD. - ------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda: 932122675 CUSIP: 580135101 Meeting Type: Annual Ticker: MCD Meeting Date: 5/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 EDWARD A. BRENNAN Mgmt For For WALTER E. MASSEY Mgmt For For JOHN W. ROGERS, JR. Mgmt For For ANNE-MARIE SLAUGHTER Mgmt For For 01 ROGER W. STONE Mgmt For For 02 APPROVAL OF AUDITORS Mgmt For For 03 APPROVAL OF MCDONALD S CORPORATION Mgmt For For AMENDED AND RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN 04 APPROVAL OF MCDONALD S CORPORATION Mgmt For For 2004 CASH INCENTIVE PLAN - ------------------------------------------------------------------------------------------------------- MEADWESTVACO CORPORATION Agenda: 932102546 CUSIP: 583334107 Meeting Type: Annual Ticker: MWV Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WILLIAM E. HOGLUND Mgmt For For DOUGLAS S. LUKE Mgmt For For ROBERT C. MCCORMACK Mgmt For For JANE L. WARNER Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT AUDITORS FOR - ------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda: 932102306 CUSIP: 589331107 Meeting Type: Annual Ticker: MRK Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PETER C. WENDELL* Mgmt For For WILLIAM G. BOWEN** Mgmt For For WILLIAM M. DALEY** Mgmt For For THOMAS E. SHENK** Mgmt For For WENDELL P. WEEKS** Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For THE COMPANY S INDEPENDENT AUDITORS 03 PROPOSAL TO AMEND THE RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS 04 STOCKHOLDER PROPOSAL CONCERNING Shr Against For MANAGEMENT COMPENSATION 05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For EXTENSION OF PRESCRIPTION DRUG 06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY 07 STOCKHOLDER PROPOSAL CONCERNING USE Shr Against For OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES 08 STOCKHOLDER PROPOSAL CONCERNING A Shr Against For REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC - ------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda: 932048879 CUSIP: 594918104 Meeting Type: Annual Ticker: MSFT Meeting Date: 11/11/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WILLIAM H. GATES III Mgmt For For STEVEN A. BALLMER Mgmt For For JAMES I. CASH JR. Mgmt For For RAYMOND V. GILMARTIN Mgmt For For A. MCLAUGHLIN KOROLOGOS Mgmt For For DAVID F. MARQUARDT Mgmt For For CHARLES H. NOSKI Mgmt For For HELMUT PANKE Mgmt For For WM. G. REED JR. Mgmt For For JON A. SHIRLEY Mgmt For For 02 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For 2001 STOCK PLAN 03 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For 1999 STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS 04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For RECOMMENDS A VOTE AGAINST THIS PROPOSAL) - ------------------------------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Agenda: 932056167 CUSIP: 595112103 Meeting Type: Annual Ticker: MU Meeting Date: 11/21/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 STEVEN R. APPLETON Mgmt For For JAMES W. BAGLEY Mgmt For For ROBERT A. LOTHROP Mgmt For For THOMAS T. NICHOLSON Mgmt For For GORDON C. SMITH Mgmt For For WILLIAM P. WEBER Mgmt For For 02 PROPOSAL BY THE COMPANY TO APPROVE AN Mgmt For For AMENDMENT TO THE COMPANY S 1989 EMPLOYEE STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 5,000,000 AND MAKING CERTAIN OTHER CHANGES AS DESCRIBED IN THE PROXY STATEMENT 03 PROPOSAL BY THE COMPANY TO APPROVE AN Mgmt Against Against AMENDMENT TO THE COMPANY S 2001 STOCK OPTION PLAN INCREASING THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 04 PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR - ------------------------------------------------------------------------------------------------------- MOTOROLA, INC. Agenda: 932106265 CUSIP: 620076109 Meeting Type: Annual Ticker: MOT Meeting Date: 5/3/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 E. ZANDER Mgmt For For H.L. FULLER Mgmt For For J. LEWENT Mgmt For For W. MASSEY Mgmt For For N. NEGROPONTE Mgmt For For I. NOOYI Mgmt For For J. PEPPER, JR. Mgmt For For S. SCOTT III Mgmt For For D. WARNER III Mgmt For For J. WHITE Mgmt For For M. ZAFIROVSKI Mgmt For For 02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr Against For EXECUTIVE COMPENSATION 03 SHAREHOLDER PROPOSAL RE: PERFORMANCE Shr Against For AND TIME-BASED RESTRICTED SHARES - ------------------------------------------------------------------------------------------------------- MURPHY OIL CORPORATION Agenda: 932116874 CUSIP: 626717102 Meeting Type: Annual Ticker: MUR Meeting Date: 5/12/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 F.W. BLUE Mgmt For For G.S. DEMBROSKI Mgmt For For 01 C.P. DEMING Mgmt For For R.A. HERMES Mgmt For For R.M. MURPHY Mgmt For For W.C. NOLAN, JR. Mgmt For For I.B. RAMBERG Mgmt For For D.J.H. SMITH Mgmt For For C.G. THEUS Mgmt For For 02 APPROVE THE APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT AUDITORS. - ------------------------------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. Agenda: 932120912 CUSIP: 651229106 Meeting Type: Annual Ticker: NWL Meeting Date: 5/12/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 SCOTT S. COWEN Mgmt For For CYNTHIA A. MONTGOMERY Mgmt For For ALLAN P. NEWELL Mgmt For For GORDON R. SULLIVAN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS FOR THE YEAR 2004. - ------------------------------------------------------------------------------------------------------- NEWMONT MINING CORPORATION Agenda: 932104968 CUSIP: 651639106 Meeting Type: Annual Ticker: NEM Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 G.A. BARTON Mgmt For For V.A. CALARCO Mgmt For For M.S. HAMSON Mgmt For For L.I. HIGDON, JR. Mgmt For For P. LASSONDE Mgmt For For R.J. MILLER Mgmt For For W.W. MURDY Mgmt For For R.A. PLUMBRIDGE Mgmt For For J.B. PRESCOTT Mgmt For For M.K. REILLY Mgmt For For S. SCHULICH Mgmt For For J.V. TARANIK Mgmt For For 02 RATIFY APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2004 03 STOCKHOLDER PROPOSAL Shr For Against - ------------------------------------------------------------------------------------------------------- NIKE, INC. Agenda: 932033854 CUSIP: 654106103 Meeting Type: Annual Ticker: NKE Meeting Date: 9/22/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JILL K. CONWAY Mgmt For For ALAN B. GRAF, JR. Mgmt For For JOHN E. JAQUA Mgmt For For A. MICHAEL SPENCE Mgmt For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For THE NIKE, INC. 1990 STOCK INCENTIVE PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. - ------------------------------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Agenda: 932107433 CUSIP: 655844108 Meeting Type: Annual Ticker: NSC Meeting Date: 5/13/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ALSTON D. CORRELL Mgmt For For LANDON HILLIARD Mgmt For For BURTON M. JOYCE Mgmt For For JANE MARGARET O'BRIEN Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For KPMG LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS. - ------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Agenda: 932141550 CUSIP: 666807102 Meeting Type: Annual Ticker: NOC Meeting Date: 5/18/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 LEWIS W. COLEMAN Mgmt For For J. MICHAEL COOK Mgmt For For PHILIP A. ODEEN Mgmt For For AULANA L. PETERS Mgmt For For KEVIN W. SHARER Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR. 03 SHAREHOLDER PROPOSAL REGARDING Shr Against For CRITERIA FOR MILITARY CONTRACTS. 04 SHAREHOLDER PROPOSAL REGARDING THE Shr For Against CLASSIFIED BOARD. - ------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda: 932088809 CUSIP: 66987V109 Meeting Type: Annual Ticker: NVS Meeting Date: 2/24/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003. 02 APPROVAL OF THE ACTIVITIES OF THE Mgmt Abstain Against BOARD OF DIRECTORS. 03 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. 04 CONVERSION OF GENERAL RESERVES INTO Mgmt For For FREE RESERVES. 05 REDUCTION OF SHARE CAPITAL. Mgmt For For 06 FURTHER SHARE REPURCHASE PROGRAM. Mgmt For For 07 AMENDMENT TO THE ARTICLES OF Mgmt For For INCORPORATION. 8A ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For RE-ELECTION OF PROF. DR. HELMUT SIHLER FOR A THREE-YEAR TERM. 8B ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR A THREE-YEAR TERM. 8C ELECTION TO THE BOARD OF DIRECTORS. Mgmt For For RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM. 9 APPOINTMENT OF THE AUDITORS AND THE Mgmt For For GROUP AUDITORS. - ------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Agenda: 932101796 CUSIP: 674599105 Meeting Type: Annual Ticker: OXY Meeting Date: 4/30/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 RONALD W. BURKLE Mgmt For For JOHN S. CHALSLY Mgmt For For EDWARD P. DJEREJIAN Mgmt For For R. CHAD DREIER Mgmt For For JOHN E. FEICK Mgmt For For 01 RAY R. IRANI Mgmt For For DALE R. LAURANCE Mgmt For For IRVIN W. MALONEY Mgmt For For RODOLFO SEGOVIA Mgmt For For AZIZ D. SYRIANI Mgmt For For ROSEMARY TOMICH Mgmt For For WALTER L. WEISMAN Mgmt For For 02 THE RATIFICATION OF THE SELECTION OF Mgmt For For KPMG AS INDEPENDENT AUDITORS. 03 APPROVAL OF AMENDMENT TO THE Mgmt For For RESTRICTED STOCK PLAN FOR NON- EMPLOYEE DIRECTORS. 04 DISCONTINUANCE OF OPTIONS, RIGHTS AND Shr Against For SEVERANCE PAYMENTS. - ------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Agenda: 932045734 CUSIP: 701094104 Meeting Type: Annual Ticker: PH Meeting Date: 10/22/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DUANE E. COLLINS Mgmt For For ROBERT J. KOHLHEPP Mgmt For For GIULIO MAZZALUPI Mgmt For For KLAUS-PETER MULLER Mgmt For For ALLAN L. RAYFIELD Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FY04. 03 APPROVAL OF THE PARKER-HANNIFIN Mgmt Against Against CORPORATION 2003 STOCK INCENTIVE - ------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda: 932115086 CUSIP: 713448108 Meeting Type: Annual Ticker: PEP Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J.F. AKERS Mgmt For For R.E. ALLEN Mgmt For For R.L. HUNT Mgmt For For A.C. MARTINEZ Mgmt For For I.K. NOOYI Mgmt For For F.D. RAINES Mgmt For For S.S. REINEMUND Mgmt For For 01 S.P. ROCKEFELLER Mgmt For For J.J. SCHIRO Mgmt For For F.A. THOMAS Mgmt For For C.M. TRUDELL Mgmt For For S.D. TRUJILLO Mgmt For For D. VASELLA Mgmt For For 02 APPROVAL OF AUDITORS Mgmt For For 03 APPROVAL OF THE 2004 EXECUTIVE Mgmt For For INCENTIVE COMPENSATION PLAN 04 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For P.22) 05 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr Against For P.23) - ------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda: 932101607 CUSIP: 717081103 Meeting Type: Annual Ticker: PFE Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MICHAEL S. BROWN Mgmt For For M. ANTHONY BURNS Mgmt For For ROBERT N. BURT Mgmt For For W. DON CORNWELL Mgmt For For WILLIAM H. GRAY III Mgmt For For CONSTANCE J. HORNER Mgmt For For WILLIAM R. HOWELL Mgmt For For STANLEY O. IKENBERRY Mgmt For For GEORGE A. LORCH Mgmt For For HENRY A. MCKINNELL Mgmt For For DANA G. MEAD Mgmt For For FRANKLIN D. RAINES Mgmt For For RUTH J. SIMMONS Mgmt For For WILLIAM C. STEERE, JR. Mgmt For For JEAN-PAUL VALLES Mgmt For For 02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. 03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For 2004 STOCK PLAN. 04 SHAREHOLDER PROPOSAL REQUESTING Shr Against For REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY. 05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For POLITICAL CONTRIBUTIONS. 06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES. 07 SHAREHOLDER PROPOSAL SEEKING TO Shr Against For IMPOSE TERM LIMITS ON DIRECTORS. 08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS. 09 SHAREHOLDER PROPOSAL ON STOCK Shr Against For 10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For TESTING. - ------------------------------------------------------------------------------------------------------- PHELPS DODGE CORPORATION Agenda: 932144657 CUSIP: 717265102 Meeting Type: Annual Ticker: PD Meeting Date: 5/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 MARIE L. KNOWLES Mgmt For For JON C. MADONNA Mgmt For For GORDON R. PARKER Mgmt For For ROBERT D. JOHNSON Mgmt For For 02 SHAREHOLDER PROPOSAL REGARDING Shr Against For CHARITABLE CONTRIBUTIONS. - ------------------------------------------------------------------------------------------------------- PITNEY BOWES INC. Agenda: 932119313 CUSIP: 724479100 Meeting Type: Annual Ticker: PBI Meeting Date: 5/10/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 LINDA G. ALVARADO Mgmt For For ERNIE GREEN Mgmt For For JOHN S. MCFARLANE Mgmt For For EDUARDO R. MENASCE Mgmt For For 02 RATIFICATION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR 2004. 03 STOCKHOLDER PROPOSAL RELATING TO Shr Against For POLITICAL CONTRIBUTIONS. - ------------------------------------------------------------------------------------------------------- PLACER DOME INC. Agenda: 932111569 CUSIP: 725906101 Meeting Type: Special Ticker: PDG Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 G.B. COULOMBE Mgmt For For J.W. CROW Mgmt For For G. FARQUHARSON Mgmt For For R.M. FRANKLIN Mgmt For For D.S. KARPIN Mgmt For For A.R. MCFARLAND Mgmt For For C.L. MICHEL Mgmt For For E.A. PARKINSON-MARCOUX Mgmt For For J.K. TAYLOR Mgmt For For V.F. TAYLOR III Mgmt For For W.G. WILSON Mgmt For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS. 03 CONFIRMATION OF THE ADOPTION BY THE Mgmt Against Against BOARD OF DIRECTORS OF A REPLACEMENT SHAREHOLDERS RIGHTS PLAN. - ------------------------------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda: 932092163 CUSIP: 744573106 Meeting Type: Annual Ticker: PEG Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ALBERT R. GAMPER, JR.* Mgmt For For ERNEST H. DREW** Mgmt For For WILLIAM V. HICKEY** Mgmt For For RICHARD J. SWIFT** Mgmt For For 02 APPROVAL OF THE 2004 LONG-TERM Mgmt For For INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2004. 04 STOCKHOLDER PROPOSAL RELATING TO THE Shr Against For NOMINATION OF AT LEAST TWO CANDIDATES FOR EACH OPEN BOARD POSITION. - ------------------------------------------------------------------------------------------------------- QUALCOMM, INCORPORATED Agenda: 932081209 CUSIP: 747525103 Meeting Type: Annual Ticker: QCOM Meeting Date: 3/2/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ADELIA A. COFFMAN Mgmt For For RAYMOND V. DITTAMORE Mgmt For For IRWIN MARK JACOBS Mgmt For For RICHARD SULPIZIO Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE Mgmt For For COMPANY S 2001 STOCK OPTION PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN. 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 26, 2004. THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST PROPOSAL 4 04 BERNARD LUBRAN - TO ELIMINATE THE Shr For Against CLASSIFIED BOARD. - ------------------------------------------------------------------------------------------------------- RAYTHEON COMPANY Agenda: 932117749 CUSIP: 755111507 Meeting Type: Annual Ticker: RTN Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN DEUTCH-2007 Mgmt For For MICHAEL RUETTGERS-2007 Mgmt For For WILLIAM SPIVEY-2007 Mgmt For For WILLIAM SWANSON-2007 Mgmt For For LINDA STUNTZ-2005 Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 03 ETHICAL CRITERIA FOR MILITARY Shr Against For 04 SHAREHOLDER RIGHTS PLAN Shr For Against 05 ANNUAL ELECTION OF DIRECTORS Shr For Against 06 MACBRIDE PRINCIPLES Shr Against For 07 EXPENSING STOCK OPTIONS Shr For Against 08 SERP BENEFITS Shr Against For 09 EXECUTIVE COMPENSATION SYSTEM Shr Against For - ------------------------------------------------------------------------------------------------------- ROHM AND HAAS COMPANY Agenda: 932117903 CUSIP: 775371107 Meeting Type: Annual Ticker: ROH Meeting Date: 5/3/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 W.J. AVERY Mgmt For For J.M. FITZPATRICK Mgmt For For E.G. GRAVES, SR. Mgmt For For R.L. GUPTA Mgmt For For D.W. HAAS Mgmt For For T.W. HAAS Mgmt For For J.A. HENDERSON Mgmt For For R.L. KEYSER Mgmt For For J.P. MONTOYA Mgmt For For S.O. MOOSE Mgmt For For G.S. OMENN Mgmt For For G.L. ROGERS Mgmt For For R.H. SCHMITZ Mgmt For For M.C. WHITTINGTON Mgmt For For 02 APPROVAL OF A PROPOSAL TO ADOPT THE Mgmt For For 2004 ROHM AND HAAS COMPANY ANNUAL INCENTIVE PLAN. 03 APPROVAL OF A PROPOSAL TO ADOPT THE Mgmt For For 2004 ROHM AND HAAS COMPANY LONG-TERM PERFORMANCE SHARE PLAN. 04 APPROVAL OF THE 2004 AMENDED AND Mgmt For For RESTATED ROHN AND HAAS COMPANY STOCK PLAN. 05 RATIFICATION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS ROHM AND HAAS COMPANY S INDEPENDENT 06 TO TRANSACT ANY OTHER BUSINESS AS MAY Mgmt For For PROPERLY COME BEFORE THE MEETING. - ------------------------------------------------------------------------------------------------------- ROYAL DUTCH PETROLEUM COMPANY Agenda: 932190060 CUSIP: 780257804 Meeting Type: Annual Ticker: RD Meeting Date: 6/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 03 APPOINTMENT OF MS. L.Z. COOK AS A Mgmt For For MANAGING DIRECTOR OF THE COMPANY.* 04 APPOINTMENT OF MRS. CH. MORIN-POSTEL Mgmt For For AS A MEMBER OF THE SUPERVISORY 05 APPOINTMENT OF MR. M.A. VAN DEN BERGH Mgmt For For AS A MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY ROTATION.* 06 REDUCTION OF THE ISSUED SHARE CAPITAL Mgmt For For WITH A VIEW TO CANCELLA TION OF THE SHARES ACQUIRED BY THE COMPANY IN ITS OWN CAPITAL. 07 AUTHORIZATION OF THE BOARD OF Mgmt For For MANAGEMENT, PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY. 2A FINALIZATION OF THE BALANCE SHEET AS Mgmt For For AT DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT. 2B DECLARATION OF THE TOTAL DIVIDEND FOR Mgmt For For THE YEAR 2003. 2C DISCHARGE OF THE MANAGING DIRECTORS Mgmt For For OF RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003. 2D DISCHARGE OF THE MEMBERS OF THE Mgmt For For SUPERVISORY BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE YEAR 2003. - ------------------------------------------------------------------------------------------------------- SBC COMMUNICATIONS INC. Agenda: 932103536 CUSIP: 78387G103 Meeting Type: Annual Ticker: SBC Meeting Date: 4/30/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES E. BARNES Mgmt For For JAMES A. HENDERSON Mgmt For For JOHN B. MCCOY Mgmt For For S. DONLEY RITCHEY Mgmt For For JOYCE M. ROCHE Mgmt For For PATRICIA P. UPTON Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For 03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Mgmt For For 04 STOCKHOLDER PROPOSAL A. Shr Against For 05 STOCKHOLDER PROPOSAL B. Shr Against For - ------------------------------------------------------------------------------------------------------- SABRE HOLDINGS CORPORATION Agenda: 932114515 CUSIP: 785905100 Meeting Type: Annual Ticker: TSG Meeting Date: 5/4/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROYCE S. CALDWELL Mgmt For For PAUL C. ELY, JR. Mgmt For For GLENN W. MARSCHEL, JR. Mgmt For For 02 RATIFICATION OF THE SELECTION OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2004. 03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. - ------------------------------------------------------------------------------------------------------- SAFECO CORPORATION Agenda: 932101253 CUSIP: 786429100 Meeting Type: Annual Ticker: SAFC Meeting Date: 5/5/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ROBERT S. CLINE Mgmt For For G. THOMPSON HUTTON Mgmt For For WILLIAM W KRIPPAEHNE JR Mgmt For For MICHAEL S. MCGAVICK Mgmt For For 02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS SAFECO S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING 2004 03 TO APPROVE A SHAREHOLDER PROPOSAL Shr Against For RELATED TO EXECUTIVE COMPENSATION - ------------------------------------------------------------------------------------------------------- THE ST. PAUL TRAVELERS COMPANIES, IN Agenda: 932096224 CUSIP: 792860108 Meeting Type: Special Ticker: STA Meeting Date: 3/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 TO ACT ON THE PROPOSAL TO ISSUE Mgmt For For SHARES OF ST. PAUL S COMMON STOCK IN CONNECTION WITH THE TRANSACTION CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER DATED AS OF NOVEMBER 16, 2003, AS AMENDED, AMONG ST. PAUL, TRAVELERS PROPERTY CASUALTY CORP. AND A SUBSIDIARY OF ST. PAUL. 02 TO ACT ON THE PROPOSAL TO AMEND ST. Mgmt For For PAUL S BYLAWS IN CONNECTION WITH THE TRANSACTION, AS DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS. 03 TO ACT ON THE PROPOSAL TO AMEND ST. Mgmt For For PAUL S ARTICLES OF INCORPORATION IN CONNECTION WITH THE TRANSACTION, AS DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS. 04 TO ACT ON THE PROPOSAL TO AMEND ST. Mgmt For For PAUL S ARTICLES OF INCORPORATION TO REDUCE THE SHAREHOLDER APPROVAL REQUIRED FOR CERTAIN FUTURE FUNDAMENTAL ACTIONS, AS DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS. - ------------------------------------------------------------------------------------------------------- SANMINA-SCI CORPORATION Agenda: 932076183 CUSIP: 800907107 Meeting Type: Annual Ticker: SANM Meeting Date: 1/26/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN C. BOLGER Mgmt For For NEIL R. BONKE Mgmt For For RANDY W. FURR Mgmt For For MARIO M. ROSATI Mgmt For For A. EUGENE SAPP, JR. Mgmt For For WAYNE SHORTRIDGE Mgmt For For PETER J. SIMONE Mgmt For For JURE SOLA Mgmt For For BERNARD V VONDERSCHMITT Mgmt For For JACQUELINE M. WARD Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For KPMG LLP AS THE INDEPENDENT AUDITORS OF SANMINA-SCI FOR ITS FISCAL YEAR ENDING OCTOBER 2, 2004. - ------------------------------------------------------------------------------------------------------- SARA LEE CORPORATION Agenda: 932047699 CUSIP: 803111103 Meeting Type: Annual Ticker: SLE Meeting Date: 10/30/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J.T. BATTENBERG III Mgmt For For C. COKER Mgmt For For J. CROWN Mgmt For For W. DAVIS Mgmt For For 01 V. JORDAN, JR. Mgmt For For L. KOELLNER Mgmt For For C. VAN LEDE Mgmt For For J. MANLEY Mgmt For For CARY D. MCMILLAN Mgmt For For C. STEVEN MCMILLAN Mgmt For For R. RIDGWAY Mgmt For For R. THOMAS Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS SARA LEE S INDEPENDENT ACCOUNTANTS FOR FISCAL 2004. 03 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For REGARDING CHARITABLE CONTRIBUTIONS. 04 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For REGARDING SARA LEE S CODE OF CONDUCT. - ------------------------------------------------------------------------------------------------------- SCHERING-PLOUGH CORPORATION Agenda: 932109970 CUSIP: 806605101 Meeting Type: Annual Ticker: SGP Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 FRED HASSAN Mgmt For For PHILIP LEDER, M.D. Mgmt For For EUGENE R. MCGRATH Mgmt For For RICHARD DE J. OSBORNE Mgmt For For 02 RATIFICATION OF DESIGNATION OF Mgmt For For INDEPENDENT AUDITORS 03 APPROVAL OF THE OPERATIONS MANAGEMENT Mgmt For For TEAM INCENTIVE PLAN - ------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N Agenda: 932100996 CUSIP: 806857108 Meeting Type: Annual Ticker: SLB Meeting Date: 4/14/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J. DEUTCH Mgmt For For J.S. GORELICK Mgmt For For A. GOULD Mgmt For For T. ISAAC Mgmt For For A. LAJOUS Mgmt For For A. LEVY-LANG Mgmt For For D. PRIMAT Mgmt For For T. SANDVOLD Mgmt For For 01 N. SEYDOUX Mgmt For For L.G. STUNTZ Mgmt For For 02 ADOPTION AND APPROVAL OF FINANCIALS Mgmt For For AND DIVIDENDS 03 APPROVAL OF ADOPTION OF THE 2004 Mgmt For For STOCK AND DEFERRAL PLAN FOR NON- EMPLOYEE DIRECTORS 04 APPROVAL OF AUDITORS Mgmt For For - ------------------------------------------------------------------------------------------------------- SHELL TRANSPORT & TRADING CO PLC Agenda: 700533866 CUSIP: 822703104 Meeting Type: AGM Ticker: Meeting Date: 6/28/2004 ISIN: GB0008034141 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1. Receive the report of the Directors Mgmt For * and the accounts of the Company for the YE 31 DEC 2003 2. Approve the remuneration report for Mgmt For * the YE 31 DEC 2003, accounts 2003 and the summarized in the summary annual report and the accounts 2003 3. Elect Mr. Malcolm Brinded as a Mgmt For * 4. Re-elect Dr. Eileen Buttle as a Mgmt For * Director 5. Re-elect Mr. Luis Giusti as a Mgmt For * 6. Re-elect Miss. Mary (Nina) Henderson Mgmt For * as a Director 7. Re-elect Mr. Lord Oxbourgh as a Mgmt For * Director 8. Reappoint PricewaterhouseCoopers LLP Mgmt For * as the Auditors of the Company 9. Authorize the Board to settle the Mgmt For * remuneration of the Auditors for 2004 S.10 Authorize the Company to make market Mgmt For * purchases Section 163 of up to 483,000,000 ordinary shares of 25p each in the capital of the Company, at a minimum price of 25p per share and up to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM 2005 of the Company or 31 JUL 2005; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry - ------------------------------------------------------------------------------------------------------- SHELL TRANSPORT & TRADING COMPANY, P Agenda: 932196771 CUSIP: 822703609 Meeting Type: Annual Ticker: SC Meeting Date: 6/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- O1 THAT THE REPORT OF THE DIRECTORS AND Mgmt For For THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2003 BE ADOPTED. O2 THAT THE REMUNERATION REPORT FOR THE Mgmt For For YEAR ENDED DECEMBER 31, 2003 SET OUT IN THE ANNUAL REPORT AND ACCOUNTS 2003 AND SUMMARISED IN THE SUMMARY ANNUAL REPORT AND ACCOUNTS 2003 BE O3 THAT MALCOLM BRINDED BE ELECTED AS A Mgmt For For DIRECTOR. O4 THAT DR EILEEN BUTTLE BE RE-ELECTED Mgmt For For AS A DIRECTOR. O5 THAT LUIS GIUSTI BE RE-ELECTED AS A Mgmt For For DIRECTOR. O6 THAT MARY (NINA) HENDERSON BE RE- Mgmt For For ELECTED AS A DIRECTOR. O7 THAT LORD OXBURGH BE RE-ELECTED AS A Mgmt For For DIRECTOR. O8 THAT PRICEWATERHOUSECOOPERS LLP BE Mgmt For For RE-APPOINTED AS AUDITORS OF THE O9 THAT THE BOARD BE AUTHORISED TO Mgmt For For SETTLE THE REMUNERATION OF THE AUDITORS FOR 2004. S10 THAT THE COMPANY BE AUTHORISED TO Mgmt For For MAKE MARKET PURCHASES (AS DEFINED IN SECTION 163 OF THE COMPANIES ACT 1985) OF UP TO 483,000,000 ORDINARY SHARES OF 25P PER SHARE IN THE CAPITAL OF THE COMPANY. - ------------------------------------------------------------------------------------------------------- SOLECTRON CORPORATION Agenda: 932074381 CUSIP: 834182107 Meeting Type: Annual Ticker: SLR Meeting Date: 1/7/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WILLIAM A. HASLER Mgmt For For MICHAEL R. CANNON Mgmt For For RICHARD A. D'AMORE Mgmt For For HEINZ FRIDRICH Mgmt For For WILLIAM R. GRABER Mgmt For For DR. PAUL R. LOW Mgmt For For 01 C. WESLEY M. SCOTT Mgmt For For OSAMU YAMADA Mgmt For For CYRIL YANSOUNI Mgmt For For 02 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against COMPANY S 2002 STOCK OPTION PLAN TO PERMIT AN OPTION EXCHANGE PROGRAM. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 31, 2004. - ------------------------------------------------------------------------------------------------------- THE SOUTHERN COMPANY Agenda: 932148857 CUSIP: 842587107 Meeting Type: Annual Ticker: SO Meeting Date: 5/26/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 D.P. AMOS Mgmt For For D.J. BERN Mgmt For For F.S. BLAKE Mgmt For For T.F. CHAPMAN Mgmt For For H.A. FRANKLIN Mgmt For For B.S. GORDON Mgmt For For D.M. JAMES Mgmt For For Z.T. PATE Mgmt For For J.N. PURCELL Mgmt For For D.M. RATCLIFFE Mgmt For For G.J. ST. PE Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE AS INDEPENDENT AUDITORS FOR 2004 03 APPROVAL OF OUTSIDE DIRECTORS STOCK Mgmt For For PLAN - ------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Agenda: 932141182 CUSIP: 844741108 Meeting Type: Annual Ticker: LUV Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 HERBERT D. KELLEHER Mgmt For For ROLLIN W. KING Mgmt For For JUNE M. MORRIS Mgmt For For C. WEBB CROCKETT Mgmt For For WILLIAM P. HOBBY Mgmt For For TRAVIS C. JOHNSON Mgmt For For 02 RATIFICATION OF SELECTION OF AUDITOR Mgmt For For (ITEM 2) ON PAGE 19 OF THE PROXY STATEMENT. - ------------------------------------------------------------------------------------------------------- SPRINT CORPORATION Agenda: 932103168 CUSIP: 852061100 Meeting Type: Annual Ticker: FON Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 GORDON M. BETHUNE Mgmt For For E. LINN DRAPER, JR. Mgmt For For DEBORAH A. HENRETTA Mgmt For For LINDA KOCH LORIMER Mgmt For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITORS OF SPRINT FOR 03 STOCKHOLDER PROPOSAL CONCERNING STOCK Shr Against For OPTION INDEXING 04 STOCKHOLDER PROPOSAL CONCERNING CEO Shr Against For PAY CAP 05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For INDEPENDENT CHAIRMAN 06 STOCKHOLDER PROPOSAL CONCERNING Shr Against For REPORT ON OUTSOURCING OFF-SHORE - ------------------------------------------------------------------------------------------------------- SUN MICROSYSTEMS, INC. Agenda: 932051446 CUSIP: 866810104 Meeting Type: Annual Ticker: SUNW Meeting Date: 11/13/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 SCOTT G. MCNEALY Mgmt For For JAMES L. BARKSDALE Mgmt For For L. JOHN DOERR Mgmt For For ROBERT J. FISHER Mgmt For For MICHAEL E. LEHMAN Mgmt For For ROBERT L. LONG Mgmt For For M. KENNETH OSHMAN Mgmt For For NAOMI O. SELIGMAN Mgmt For For LYNN E. TURNER Mgmt For For 02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN. PROPOSAL TO APPROVE AMENDMENTS TO SUN S 1990 EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 170,000,000 SHARES OF COMMON STOCK TO AN AGGREGATE OF 616,400,000 SHARES 03 RATIFICATION OF APPOINTMENT OF Mgmt For For INDEPENDENT AUDITORS. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS SUN S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR 04 STOCKHOLDER PROPOSAL ENTITLED CHINA Shr Against For BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA. PROPOSAL REQUESTING IMPLEMENTATION OF PRINCIPLES EMBODIED IN CHINA BUSINESS PRINCIPLES FOR RIGHTS OF - ------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda: 932156020 CUSIP: 872540109 Meeting Type: Annual Ticker: TJX Meeting Date: 6/1/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 GARY L. CRITTENDEN Mgmt For For EDMOND J. ENGLISH Mgmt For For RICHARD G. LESSER Mgmt For For 02 AMENDMENTS TO THE STOCK INCENTIVE Mgmt Against Against 03 SHAREHOLDER PROPOSAL REGARDING ILO Shr Against For STANDARDS CODE OF CONDUCT AND INDEPENDENT MONITORING. 04 SHAREHOLDER PROPOSAL REGARDING BOARD Shr Against For REPORT ON VENDOR COMPLIANCE PROGRAM. 05 SHAREHOLDER PROPOSAL REGARDING Shr For Against DECLASSIFICATION OF ELECTION OF DIRECTORS. - ------------------------------------------------------------------------------------------------------- TARGET CORPORATION Agenda: 932134656 CUSIP: 87612E106 Meeting Type: Annual Ticker: TGT Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 CALVIN DARDEN Mgmt For For MICHELE J. HOOPER Mgmt For For ANNE M. MULCAHY Mgmt For For STEPHEN W. SANGER Mgmt For For 01 WARREN R. STALEY Mgmt For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT AUDITORS. 03 APPROVAL OF THE TARGET CORPORATION Mgmt For For LONG-TERM INCENTIVE PLAN. - ------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda: 932098634 CUSIP: 882508104 Meeting Type: Annual Ticker: TXN Meeting Date: 4/15/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J.R. ADAMS Mgmt For For D.L. BOREN Mgmt For For D.A. CARP Mgmt For For T.J. ENGIBOUS Mgmt For For G.W. FRONTERHOUSE Mgmt For For D.R. GOODE Mgmt For For W.R. SANDERS Mgmt For For R.J. SIMMONS Mgmt For For R.K. TEMPLETON Mgmt For For C.T. WHITMAN Mgmt For For 02 BOARD PROPOSAL TO RATIFY THE Mgmt For For APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. 03 STOCKHOLDER PROPOSAL REGARDING Shr For Against EXPENSING OF STOCK OPTIONS. - ------------------------------------------------------------------------------------------------------- 3M COMPANY Agenda: 932124186 CUSIP: 88579Y101 Meeting Type: Annual Ticker: MMM Meeting Date: 5/11/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 EDWARD A. BRENNAN Mgmt For For MICHAEL L. ESKEW Mgmt For For W. JAMES MCNERNEY, JR. Mgmt For For KEVIN W. SHARER Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK 04 STOCKHOLDER PROPOSAL RELATING TO Shr Against For SEPARATION OF THE ROLES OF CEO AND CHAIRMAN OF THE BOARD - ------------------------------------------------------------------------------------------------------- TIME WARNER INC. Agenda: 932131294 CUSIP: 887317105 Meeting Type: Annual Ticker: TWX Meeting Date: 5/21/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES L. BARKSDALE Mgmt For For STEPHEN F. BOLLENBACH Mgmt For For STEPHEN M. CASE Mgmt Withheld Against FRANK J. CAUFIELD Mgmt For For ROBERT C. CLARK Mgmt For For MILES R. GILBURNE Mgmt Withheld Against CARLA A. HILLS Mgmt For For REUBEN MARK Mgmt For For MICHAEL A. MILES Mgmt For For KENNETH J. NOVACK Mgmt For For RICHARD D. PARSONS Mgmt For For R.E. TURNER Mgmt For For FRANCIS T. VINCENT, JR. Mgmt For For 02 RATIFICATION OF AUDITORS. Mgmt For For 03 STOCKHOLDER PROPOSAL REGARDING CHINA Shr Against For BUSINESS PRINCIPLES. 04 STOCKHOLDER PROPOSAL REGARDING REPORT Shr Against For ON PAY DISPARITY. - ------------------------------------------------------------------------------------------------------- TYCO INTERNATIONAL LTD. Agenda: 932087655 CUSIP: 902124106 Meeting Type: Annual Ticker: TYC Meeting Date: 3/25/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DENNIS C. BLAIR Mgmt For For EDWARD D. BREEN Mgmt For For GEORGE W. BUCKLEY Mgmt For For BRIAN DUPERREAULT Mgmt For For BRUCE S. GORDON Mgmt For For JOHN A. KROL Mgmt For For MACKEY J. MCDONALD Mgmt For For H. CARL MCCALL Mgmt For For BRENDAN R. O'NEILL Mgmt For For SANDRA S. WIJNBERG Mgmt For For JEROME B. YORK Mgmt For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For AS TYCO S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION. 03 ADOPTION OF THE AMENDED AND RESTATED Mgmt For For BYE-LAWS. 04 APPROVAL OF TYCO 2004 STOCK AND Mgmt For For INCENTIVE PLAN. 05 SHAREHOLDER PROPOSAL REGARDING Shr For For ENVIRONMENTAL REPORTING. 06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Shr Against For JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. 07 SHAREHOLDER PROPOSAL ON COMMON SENSE Shr Against For EXECUTIVE COMPENSATION. - ------------------------------------------------------------------------------------------------------- UST INC. Agenda: 932120671 CUSIP: 902911106 Meeting Type: Annual Ticker: UST Meeting Date: 5/4/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J.P. CLANCEY Mgmt For For V.A. GIERER, JR. Mgmt For For J.E. HEID Mgmt For For 02 TO RATIFY AND APPROVE ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR 2004. 03 STOCKHOLDER PROPOSAL Mgmt For 04 STOCKHOLDER PROPOSAL Shr Against For - ------------------------------------------------------------------------------------------------------- U.S. BANCORP Agenda: 932099814 CUSIP: 902973304 Meeting Type: Annual Ticker: USB Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 V. BUYNISKI GLUCKMAN Mgmt For For ARTHUR D. COLLINS, JR. Mgmt For For JERRY W. LEVIN Mgmt For For THOMAS E. PETRY Mgmt For For RICHARD G. REITEN Mgmt For For 02 RATIFY SELECTION OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. 03 SHAREHOLDER PROPOSAL: COMPENSATION Shr Against For SYSTEM FOR SENIOR EXECUTIVES. 04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL Shr Against For EXECUTIVE RETIREMENT BENEFITS. 05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY Shr For Against VOTING. - ------------------------------------------------------------------------------------------------------- UNILEVER N.V. Agenda: 932124908 CUSIP: 904784709 Meeting Type: Annual Ticker: UN Meeting Date: 5/12/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 02 ADOPTION OF THE ANNUAL ACCOUNTS AND Mgmt For For APPROPRIATION OF THE PROFIT FOR THE 2003 FINANCIAL YEAR. 03 DISCHARGE OF THE MEMBERS OF THE BOARD Mgmt For For OF DIRECTORS. 04 CORPORATE GOVERNANCE AND ALTERATIONS Mgmt For For TO THE ARTICLES OF ASSOCIATION. 10 AUTHORIZATION, IN ACCORDANCE WITH Mgmt For For ARTICLE 98 OF BOOK 2 OF THE NETHERLANDS CIVIL CODE, OF THE BOARD OF DIRECTORS TO PURCHASE SHARES IN THE COMPANY AND DEPOSITARY RECEIPTS THEREFOR. 11 AUTHORIZATION, IN ACCORDANCE WITH Mgmt For For ARTICLE 119 OF BOOK 2 OF THE NETHERLANDS CIVIL CODE, OF THE BOARD OF DIRECTORS TO DETERMINE A REGISTRATION TIME FOR THE EXERCISE OF THE RIGHTS TO ATTEND THE GENERAL MEETING AND TO VOTE THEREAT. 5 6 A. BURGMANS Mgmt For For AC BUTLER Mgmt For For PJ CESCAU Mgmt For For KB DADISETH Mgmt For For NWA FITZGERALD KBE Mgmt For For AR BARON VAN HEEMSTRA Mgmt For For RHP MARKHAM Mgmt For For CJ VAN DER GRAAF Mgmt For For LORD BRITTAN* Mgmt For For BARONESS CHALKER* Mgmt For For B COLLOMB* Mgmt For For PROFESSOR W DIK* Mgmt For For O FANJUL* Mgmt For For CX GONZALEZ* Mgmt For For H KOPPER* Mgmt For For LORD SIMON* Mgmt For For 5 6 J VAN DER VEER* Mgmt For For 7 REMUNERATION OF NON-EXECUTIVE Mgmt For For DIRECTORS. 8 APPOINTMENT OF AUDITORS CHARGED WITH Mgmt For For THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2004 FINANCIAL YEAR. 9 DESIGNATION, IN ACCORDANCE WITH Mgmt For For ARTICLES 96 AND 96A OF BOOK 2 OF THE NETHERLANDS CIVIL CODE, OF THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE OF SHARES IN THE COMPANY. - ------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda: 932093367 CUSIP: 913017109 Meeting Type: Annual Ticker: UTX Meeting Date: 4/14/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 BETSY J. BERNARD Mgmt For For GEORGE DAVID Mgmt For For JEAN-PIERRE GARNIER Mgmt For For JAMIE S. GORELICK Mgmt For For CHARLES R. LEE Mgmt For For RICHARD D. MCCORMICK Mgmt For For HAROLD MCGRAW III Mgmt For For FRANK P. POPOFF Mgmt For For H. PATRICK SWYGERT Mgmt For For ANDRE VILLENEUVE Mgmt For For H.A. WAGNER Mgmt For For CHRISTINE TODD WHITMAN Mgmt For For 02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For 03 SHAREOWNER PROPOSAL CONCERNING Shr Against For DISCLOSURE OF EXECUTIVE COMPENSATION 04 SHAREOWNER PROPOSAL CONCERNING Shr Against For ETHICAL CRITERIA FOR MILITARY 05 SHAREOWNER PROPOSAL CONCERNING Shr Against For PERFORMANCE BASED SENIOR EXECUTIVE STOCK OPTIONS 06 SHAREOWNER PROPOSAL CONCERNING AN Shr Against For INDEPENDENT CHAIRMAN OF THE BOARD - ------------------------------------------------------------------------------------------------------- UNOCAL CORPORATION Agenda: 932128831 CUSIP: 915289102 Meeting Type: Annual Ticker: UCL Meeting Date: 5/24/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 RICHARD D. MCCORMICK Mgmt For For MARINA V.N. WHITMAN Mgmt For For CHARLES R. WILLIAMSON Mgmt For For 02 RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS 03 APPROVAL OF THE 2004 MANAGEMENT Mgmt Against Against INCENTIVE PROGRAM 04 APPROVAL OF THE 2004 DIRECTORS Mgmt For For DEFERRED COMPENSATION AND RESTRICTED STOCK UNIT AWARD PLAN 05 STOCKHOLDER PROPOSAL: BYLAW REQUIRING Shr Against For THAT THE CHAIRMAN NOT CONCURRENTLY SERVE AS CEO 06 STOCKHOLDER PROPOSAL: USE OF Shr Against For RESTRICTED STOCK PROGRAMS FOR EXECUTIVE COMPENSATION IN LIEU OF STOCK OPTIONS 07 STOCKHOLDER PROPOSAL: BOARD OF Shr Against For DIRECTORS OFFICE FOR DIRECT COMMUNICATIONS WITH INDEPENDENT DIRECTORS REGARDING CORPORATE GOVERNANCE 08 STOCKHOLDER PROPOSAL: BOARD OF Shr Against For DIRECTORS COMMITTEE REPORT ON GREENHOUSE GASES - ------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda: 932105631 CUSIP: 92343V104 Meeting Type: Annual Ticker: VZ Meeting Date: 4/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J.R. BARKER Mgmt For For R.L. CARRION Mgmt For For R.W. LANE Mgmt For For S.O. MOOSE Mgmt For For J. NEUBAUER Mgmt For For T.H. O'BRIEN Mgmt For For H.B. PRICE Mgmt For For I.G. SEIDENBERG Mgmt For For W.V. SHIPLEY Mgmt For For J.R. STAFFORD Mgmt For For R.D. STOREY Mgmt For For 02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For 03 CUMULATIVE VOTING Shr For Against 04 BOARD COMPOSITION Shr Against For 05 SEPARATE CHAIRMAN AND CEO Shr Against For 06 FUTURE POISON PILL Shr For Against 07 SUPPLEMENTAL EXECUTIVE RETIREMENT Shr Against For 08 OPTIONS OR STOCK GRANTS BASED ON Mgmt Against For TRACKING STOCK 09 DIVERSITY REPORT ON OPTION GRANTS TO Mgmt Against For EMPLOYEES 10 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For 11 COLLECTION OF UNIVERSAL SERVICE AND Shr Against For NUMBER PORTABILIY FEES - ------------------------------------------------------------------------------------------------------- VIACOM INC. Agenda: 932144734 CUSIP: 925524100 Meeting Type: Annual Ticker: VIA Meeting Date: 5/19/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 GEORGE S. ABRAMS Mgmt For For DAVID R. ANDELMAN Mgmt For For JOSEPH A. CALIFANO, JR. Mgmt For For WILLIAM S. COHEN Mgmt For For PHILIPPE P. DAUMAN Mgmt For For ALAN C. GREENBERG Mgmt For For MEL KARMAZIN Mgmt For For JAN LESCHLY Mgmt For For DAVID T. MCLAUGHLIN Mgmt For For SHARI REDSTONE Mgmt For For SUMNER M. REDSTONE Mgmt For For FREDERIC V. SALERNO Mgmt For For WILLIAM SCHWARTZ Mgmt For For PATTY STONESIFER Mgmt For For ROBERT D. WALTER Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM INC. FOR FISCAL YEAR 2004. 03 APPROVAL OF THE VIACOM INC. 2004 Mgmt For For LONG-TERM MANAGEMENT INCENTIVE PLAN. 04 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For VIACOM INC. 2000 STOCK OPTION PLAN FOR OUTSIDE DIRECTORS. - ------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC Agenda: 932018953 CUSIP: 92857W100 Meeting Type: Annual Ticker: VOD Meeting Date: 7/30/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 TO RECEIVE THE REPORT OF THE Mgmt For For DIRECTORS AND FINANCIAL STATEMENTS 02 TO APPROVE THE REMUNERATION REPORT Mgmt For For 03 TO RE-APPOINT LORD MACLAURIN OF Mgmt For For KNEBWORTH, DL AS A DIRECTOR 04 TO RE-APPOINT KENNETH HYDON AS A Mgmt For For DIRECTOR 05 TO RE-APPOINT THOMAS GEITNER AS A Mgmt For For DIRECTOR 06 TO RE-APPOINT PROFESSOR SIR ALEC Mgmt For For BROERS AS A DIRECTOR 07 TO RE-APPOINT JURGEN SCHREMPP AS A Mgmt For For DIRECTOR 08 TO ELECT DR. JOHN BUCHANAN AS A Mgmt For For DIRECTOR 09 TO APPROVE A FINAL DIVIDEND OF 0.8983 Mgmt For For PER ORDINARY SHARE 10 TO RE-APPOINT DELOITTE & TOUCHE AS Mgmt For For AUDITORS 11 TO AUTHORIZE THE AUDIT COMMITTEE TO Mgmt For For DETERMINE THE AUDITORS REMUNERATION 12 TO AUTHORIZE DONATIONS AND Mgmt For For EXPENDITURE UNDER THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS 13 TO RENEW AUTHORITY TO ALLOT SHARES Mgmt Against Against UNDER ARTICLE 16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION 14 TO RENEW AUTHORITY TO DISAPPLY PRE- Mgmt Against Against EMPTION RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES OF ASSOCIATION 15 TO AUTHORIZE THE COMPANY S PURCHASE Mgmt For For OF ITS OWN SHARES *NOTE - VOTING CUT- OFF DATE: JULY 23, 2003 - ------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. Agenda: 932147285 CUSIP: 931142103 Meeting Type: Annual Ticker: WMT Meeting Date: 6/4/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JAMES W. BREYER Mgmt For For M. MICHELE BURNS Mgmt For For 01 THOMAS M. COUGHLIN Mgmt For For DAVID D. GLASS Mgmt For For ROLAND A. HERNANDEZ Mgmt For For DAWN G. LEPORE Mgmt For For JOHN D. OPIE Mgmt For For J. PAUL REASON Mgmt For For H. LEE SCOTT, JR. Mgmt For For JACK C. SHEWMAKER Mgmt For For JOSE H. VILLARREAL Mgmt For For JOHN T. WALTON Mgmt For For S. ROBSON WALTON Mgmt For For CHRISTOPHER J. WILLIAMS Mgmt For For 02 APPROVAL OF THE ASDA COLLEAGUE SHARE Mgmt For For OWNERSHIP PLAN 1999 03 APPROVAL OF THE ASDA SHARESAVE PLAN Mgmt For For 2000 04 APPROVAL OF THE WAL-MART STORES, INC. Mgmt For For 2004 ASSOCIATE STOCK PURCHASE PLAN 05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For INDEPENDENT ACCOUNTANTS 06 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For INDEPENDENT CHAIRMAN 07 A SHAREHOLDER PROPOSAL REGARDING A Shr Against For SUSTAINABILITY REPORT 08 A SHAREHOLDER PROPOSAL REGARDING Shr Against For EQUITY COMPENSATION 09 A SHAREHOLDER PROPOSAL REGARDING Shr Against For GENETICALLY ENGINEERED FOOD PRODUCTS 10 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For EQUAL EMPLOYMENT OPPORTUNITY REPORT 11 A SHAREHOLDER PROPOSAL REGARDING Shr Against For SHAREHOLDER APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED COMPENSATION PLAN - ------------------------------------------------------------------------------------------------------- WALGREEN CO. Agenda: 932064532 CUSIP: 931422109 Meeting Type: Annual Ticker: WAG Meeting Date: 1/14/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 DAVID W. BERNAUER Mgmt For For WILLIAM C. FOOTE Mgmt For For JAMES J. HOWARD Mgmt For For ALAN G. MCNALLY Mgmt For For CORDELL REED Mgmt For For 01 JEFFREY A. REIN Mgmt For For DAVID Y. SCHWARTZ Mgmt For For JOHN B. SCHWEMM Mgmt For For MARILOU M. VON FERSTEL Mgmt For For CHARLES R. WALGREEN III Mgmt For For 02 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For WALGREEN CO. NONEMPLOYEE DIRECTOR STOCK PLAN. - ------------------------------------------------------------------------------------------------------- WASHINGTON MUTUAL, INC. Agenda: 932099167 CUSIP: 939322103 Meeting Type: Annual Ticker: WM Meeting Date: 4/20/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 ANNE V. FARRELL Mgmt For For STEPHEN E. FRANK Mgmt For For MARGARET OSMER MCQUADE Mgmt For For WILLIAM D. SCHULTE Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004 03 SHAREHOLDER PROPOSAL RELATING TO A Shr Against For SPECIFIC COMPENSATION PROGRAM - ------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda: 932128982 CUSIP: 94106L109 Meeting Type: Annual Ticker: WMI Meeting Date: 5/14/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 PASTORA CAFFERTY Mgmt For For FRANK M. CLARK, JR. Mgmt For For ROBERT S. MILLER Mgmt For For A. MAURICE MYERS Mgmt For For JOHN C. POPE Mgmt For For W. ROBERT REUM Mgmt For For STEVEN G. ROTHMEIER Mgmt For For DAVID P. STEINER Mgmt For For CARL W. VOGT Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR 2004. 03 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt For For 2004 STOCK INCENTIVE PLAN. 04 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt Against Against 2005 ANNUAL INCENTIVE PLAN. - ------------------------------------------------------------------------------------------------------- WELLPOINT HEALTH NETWORKS INC. Agenda: 932183003 CUSIP: 94973H108 Meeting Type: Special Ticker: WLP Meeting Date: 6/28/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 TO ADOPT THE AMENDED AND RESTATED Mgmt For For AGREEMENT AND PLAN OF MERGER, EFFECTIVE AS OF OCTOBER 26, 2003, AMONG ANTHEM, ANTHEM HOLDING CORP AND WELLPOINT, AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS. - ------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda: 932109538 CUSIP: 949746101 Meeting Type: Annual Ticker: WFC Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 J.A. BLANCHARD III Mgmt For For SUSAN E. ENGEL Mgmt For For ENRIQUE HERNANDEZ, JR. Mgmt For For ROBERT L. JOSS Mgmt For For REATHA CLARK KING Mgmt For For RICHARD M. KOVACEVICH Mgmt For For RICHARD D. MCCORMICK Mgmt For For CYNTHIA H. MILLIGAN Mgmt For For PHILIP J. QUIGLEY Mgmt For For DONALD B. RICE Mgmt For For JUDITH M. RUNSTAD Mgmt For For STEPHEN W. SANGER Mgmt For For SUSAN G. SWENSON Mgmt For For MICHAEL W. WRIGHT Mgmt For For 02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For SUPPLEMENTAL 401(K) PLAN. 03 PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For KPMG LLP AS INDEPENDENT AUDITORS FOR 04 STOCKHOLDER PROPOSAL REGARDING Shr For Against EXPENSING STOCK OPTIONS. 05 STOCKHOLDER PROPOSAL REGARDING Shr Against For RESTRICTED STOCK. 06 STOCKHOLDER PROPOSAL REGARDING Shr Against For EXECUTIVE COMPENSATION AND PREDATORY LENDING. 07 STOCKHOLDER PROPOSAL REGARDING Shr Against For POLITICAL CONTRIBUTIONS. - ------------------------------------------------------------------------------------------------------- WEYERHAEUSER COMPANY Agenda: 932105403 CUSIP: 962166104 Meeting Type: Annual Ticker: WY Meeting Date: 4/13/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 STEVEN R. ROGEL Mgmt For For WILLIAM D. RUCKELSHAUS Mgmt For For RICHARD H. SINKFIELD Mgmt For For JAMES N. SULLIVAN Mgmt For For 02 APPROVAL OF THE WEYERHAEUSER COMPANY Mgmt For For 2004 LONG TERM INCENTIVE PLAN 03 PROPOSAL TO AMEND THE COMPANY S Shr For Against RESTATED ARTICLES OF INCORPORATION TO AUTHORIZE ANNUAL ELECTION OF THE BOARD OF DIRECTORS 04 SHAREHOLDER PROPOSAL RELATING TO Shr For Against ACCOUNTING FOR STOCK OPTIONS 05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For EQUITY COMPENSATION 06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For ENVIRONMENTAL REPORTING 07 SHAREHOLDER PROPOSAL RELATING TO OLD Shr Against For GROWTH AND ENDANGERED FORESTS 08 APPROVAL ON AN ADVISORY BASIS, OF THE Mgmt For For APPOINTMENT OF AUDITORS - ------------------------------------------------------------------------------------------------------- WYETH Agenda: 932113210 CUSIP: 983024100 Meeting Type: Annual Ticker: WYE Meeting Date: 4/22/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 C.L. ALEXANDER, JR. Mgmt For For F.A. BENNACK, JR. Mgmt For For R.L. CARRION Mgmt For For R. ESSNER Mgmt For For J.D. FEERICK Mgmt For For R. LANGER Mgmt For For J.P. MASCOTTE Mgmt For For M.L. POLAN Mgmt For For 01 I.G. SEIDENBERG Mgmt For For W.V. SHIPLEY Mgmt For For J.R. TORELL III Mgmt For For 02 RATIFICATION OF PRINCIPAL INDEPENDENT Mgmt For For PUBLIC ACCOUNTANTS 03 ADOPTION OF THE STOCKHOLDER PROPOSAL Shr Against For ON ACCESS TO AND AFFORDABILITY OF PRESCRIPTION DRUGS 04 ADOPTION OF STOCKHOLDER PROPOSAL ON Shr Against For ANIMAL TESTING - ------------------------------------------------------------------------------------------------------- XILINX, INC. Agenda: 932016101 CUSIP: 983919101 Meeting Type: Annual Ticker: XLNX Meeting Date: 8/7/2003 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 WILLEM P. ROELANDTS Mgmt For For JOHN L. DOYLE Mgmt For For JERALD G. FISHMAN Mgmt For For PHILIP T. GIANOS Mgmt For For WILLIAM G. HOWARD, JR. Mgmt For For HAROLD E. HUGHES, JR. Mgmt For For RICHARD W. SEVCIK Mgmt For For ELIZABETH VANDERSLICE Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF XILINX FOR THE FISCAL YEAR ENDING APRIL 3, 2004. - ------------------------------------------------------------------------------------------------------- DAIMLERCHRYSLER AG, STUTTGART Agenda: 700457624 CUSIP: D1668R123 Meeting Type: AGM Ticker: Meeting Date: 4/7/2004 ISIN: DE0007100000 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- PLEASE DISREGARD THE PREVIOUSLY SENT Non- NOTE ON POWER OF ATTORNEY Voting REQUIREMENTS. THANK YOU NS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE AT ADP. THANK YOU 1. Receive the financial statements and Mgmt For * the annual report for the FY 2003, with the report of the Supervisory Board, the Group financial statements and the Group annual 2. Approve the appropriation of the Mgmt For * distributable profit of EUR 1,519,236,286.50 as follows: payment of a dividend of EUR 1.50 per no-par share and ex-dividend payable date: 08 APR 2004 3. Ratify the acts of the Board of Mgmt For * Managing Directors 4. Ratify the acts of the Supervisory Mgmt For * Board 5. Appoint KPMG AG, Frankfurt and Mgmt For * Berlin, as the Auditors for the FY 6. Authorize the Company to acquire own Mgmt For * shares of up to EUR 263,000,000, at a price not more than 5% from the market price of the shares if they are acquired through the stock exchange, not more than 20% if they are acquired by way of a repurchase offer, on or before 07 OCT 2005; the shares may be floated on foreign stock exchanges, used for acquisition purposes or within the scope of the Company s stock option plan, offered to employees of the company and its affiliates, and retired 7. Elect the Supervisory Board Mgmt For * 8. Approve the modification of the Mgmt For * Supervisory Board remuneration; each Member of the Supervisory Board will receive a fixed annual remuneration of EUR 55,000 plus a performance based remuneration in the form of phantom shares of up to EUR 20,000; and the Chairman receive three times, and the Deputy Chairman twice, these amounts; and amend to the corresponding Articles of Association - ------------------------------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG, BONN Agenda: 700491397 CUSIP: D2035M136 Meeting Type: AGM Ticker: Meeting Date: 5/18/2004 ISIN: DE0005557508 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- Please be advised that DEUTSCHE Non- TELEKOM AG shares are issued in Voting registered form and as such do not require share blocking in order to entitle you to vote. Thank you 1. Receive the financial statements and Mgmt For * the annual report for the FY 2003 with the report of the Supervisory Board, the group financial statements and the group annual report 10. Approve the profit transfer agreement Mgmt For * with the Company s subsidiary Travaita Telekommunikationsdienste GmbH effective from 01 JAN 2004 until at least 31 DEC 2008 11. Approve the profit transfer agreement Mgmt For * with the Company s subsidiary Norma Telekommunikationsdienste GmbH effective from 01 JAN 2004 until at least 31 DEC 2008 12. Approve the profit transfer agreement Mgmt For * with the Company s subsidiary Carmen Telekommunikationsdienste GmbH effective from 01 JAN 2004 until at least 31 DEC 2008 13. Amend the Sec 13 of the Articles of Mgmt For * the Association regarding the Supervisory Board remuneration where each member of the Supervisory Board shall receive a fixed annual remuneration of EUR 20,000 plus variable remuneration of EUR 300 for every EUR 0.01 of the group net profit per share in excess of EUR 0.50 and EUR 300 for every 4% of the group net profit per share of the FY following the reference year in excess of the group net profit per share of the FY preceding the 14. Amend the Sec 14 of the Articles of Mgmt For * Association 2. Approve the resolution on the Mgmt For * appropriation of the disrtibutable profit of EUR 2,035,084,823.20 as follows: EUR 2,035,084,823.20 shall be allocated to other revenue 3. Ratify the acts of the Board of the Mgmt For * Managing Directors 4. Ratify the acts of the Board of the Mgmt For * Supervisory Board 5. Appoint PWC Deutsche Revision AG, Mgmt For * Frankfurt, and Ernst & Young AG, Stuttgart, as the Auditors for the FY 2004 6. Authorize the Board of Managing Mgmt For * Directors to acquire up to 419,775,242 shares of the Company at prices not differing more than 26% from the market price of the shares on or before 17 NOV 2005; authorize the Board of Managing Directors to sell the shares on the Stock Exchange, to float the shares on foreign stock exchanges, to use the shares for acquisition purposes, to retire the shares, to offer the shares to shareholders by way of rights offering and to dispose of the shares in another manner if they are sold at a price not materially below their market price 7. Approve to the revocation of the Mgmt For * Company s 2001 Stock Option Plan in respect of its unused portion; approve that the capital shall be reduced accordingly to EUR 33,280,000 contingent capital II 8. Approve the revocation of existing Mgmt For * authorized capital 2000; authorize Board of Managing Directors with the consent of Supervisory Board to increase the share capital by up to EUR 2,560,000,000 through the issue of up to 1,000,000,000 regarding no- par shares against payment in kind on or before 17 MAY 2009; approve the shareholder s subscription rights may exclude for a capital increase against payment in kind 9. Approve the profit transfer agreement Mgmt For * with the Company s subsidiary T- Funkt Vertriebegesellschaft mbH effective from 01 JAN 2004 until at least 31 DEC 2008 - ------------------------------------------------------------------------------------------------------- SIEMENS AG, MUENCHEN Agenda: 700440213 CUSIP: D69671218 Meeting Type: AGM Ticker: Meeting Date: 1/22/2004 ISIN: DE0007236101 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- PLEASE NOTE THAT THIS IS A REVISION Non- TO REFLECT THAT SIEMENS AG SHARES Voting ARE ISSUED IN REGISTERED FORM AND AS SUCH DO NOT REQUIRE SHARE BLOCKING IN ORDER TO ENTITLE YOU TO VOTE. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. 1. Presentation of the financial Mgmt For * statements and annual report for the 2002/2003 FY with the report of the Supervisory Board, the Group financial statements and the Group 2. Approve the appropriation of the Mgmt For * distributable profit of EUR 979,952,931.10 as follows: payment of a dividend of EUR 1.10 per entitled no-par share and the dividend on the shares held by the Company shall be carried forward; Ex-dividend and payable date: 23 JAN 2004 3. Ratify the acts of the Board of Mgmt For * Managing Directors 4. Ratify the acts of the Supervisory Mgmt For * Board 5. Appoint KPMG, Berlin and Frankfurt, Mgmt For * as the Auditors for the 2003/2004 FY 6. Elect the Supervisory Board Mgmt For * 7. Authorize the Company to acquire own Mgmt For * shares of up to 10% of the share capital, once or more than once between 01 MAR 04 and 21 JUL 05 and the price paid for such shares shall deviate neither more than 10% from their market price if they are acquired through the stock exchange,nor more than 20% if they are acquired through a repurchase offer or an offer to exchange the shares for Infineon shares and to retire the shares, to use the shares within the scope of the Company s Stock Option Plans, to offer the shares to the employees of the Company and its affiliates or to bondholders and to use the shares for remuneration 8. Authorize the Board of Managing Mgmt For * Directors to increase the share capital by up to EUR 600,000,000 through the issue of up to 200,000,000 new registered no-par shares against contributions in cash and/or kind, once or more than once on or before 21 JAN 09; shareholders shall be granted subscription rights except for a capital increase against contributions in kind, for residual amounts, in order to grant such rights to bondholders and for a capital increase against contributions in cash of up to 10% of the share capital if the shares are issued at a price not materially below their market price and the authorized capital 2001/I and 2003 shall be revoked and amend the 9. Authorize the Board of Managing Mgmt For * Directors to issue bonds of up to EUR 11,250,000,000 conferring convertible or option rights for new shares of the Company, once or more than once on or before 21 JAN 09; shareholders shall be granted subscription rights except for the issue of bonds at a price not materially below their theoretical market value, for residual amounts and in order to grant such rights to holders of convertible or option rights; and the Company s share capital shall be increased accordingly by up to EUR 733,527,750 through the issue of up to 244,509,250 reg. no-par shares, insofar as convertible or option rights are exercised contingent capital 2004 and the existing authorization and the corresponding contingent capital 2003 shall be - ------------------------------------------------------------------------------------------------------- TELEFONICA SA Agenda: 700483201 CUSIP: E90183182 Meeting Type: OGM Ticker: Meeting Date: 4/30/2004 ISIN: ES0178430E18 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- PLEASE NOTE THAT THIS IS A REVISION Non- DUE TO THE REVISED WORDING OF THE Voting RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. I. Examination and approval, if Mgmt For * applicable, of the annual accounts and Management Report of Telefonica, S.A. and its Consolidated Group of Companies, as well as the proposal for the application of the results of Telefonica S.A. and that of the management of the Company s Board of Directors, all for the 2003 financial year II. Shareholder remuneration, Mgmt For * distribution of dividends from 2003 net income and from the Additional Paid-in capital reserve III. Designation of the Accounts Auditor Mgmt For * for the 2004 fiscal year IV. Authorization for the acquisition of Mgmt For * treasury stock, directly or through Group Companies V. Approval, if appropriate, of the Mgmt For * Regulations of the General Meeting of shareholders of Telefonica S.A. VI. Delegation of powers to formalize, Mgmt For * construe, correct and execute the resolutions adopted by the Annual General Shareholder s Meeting - ------------------------------------------------------------------------------------------------------- TOTAL SA Agenda: 700507102 CUSIP: F92124100 Meeting Type: MIX Ticker: Meeting Date: 5/14/2004 ISIN: FR0000120271 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- A Verification Period exists in Non- France. Please see Voting http://ics.adp.com/marketguide for complete information. Verification Period: Registered Shares: 1 to 5 days prior to the meeting date, depends on company s by-laws. Bearer Shares: 6 days prior to the meeting date. French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: ADP will forward voting instructions to the Global Custodians that have become Registered Intermediaries, on ADP Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact ADP. Trades/Vote Instructions: Since France maintains a Verification Period, for vote instructions submitted that have a trade transacted (sell) for either the full security position or a partial amount after the vote instruction has been submitted to ADP and the Global Custodian advises ADP of the position change via the account position collection process, ADP has a process in effect which will advise the Global Custodian of the new account position available for voting. This will ensure that the local custodian is instructed to amend the vote instruction and release the shares for settlement of the sale transaction. This procedure pertains to sale transactions with a 0.7 Approve to renew the term of office Mgmt For * of Mr. Thierry Desmarest as a Director for a period of 3 years E.19 Authorize the Board of Directors, in Mgmt For * substitution for the authority of the Resolution 9 of the combined general meeting of 22 MAR 2000, to grant to the benefit of the Members to be chosen by it, stock options granting the right to purchase the Company s new and existing shares within a limit of 3% of the share capital, and to set the price of the said shares in accordance with the provisions of Articles L.225-177 to L.225-186 of the Commercial Law; Authority expires at the end of 38 months; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities E.20 Authorize the Board of Directors, in Mgmt For * substitution for the authority of the Resolution 11 of the combined general meeting of 22 MAR 2000, to proceed with the preferential right, in France or aboard, with the issue of shares, equity warrants and the securities up to a nominal amount of EUR 4,000,000,000.00; Authority expires at the end of 26 months; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities E.21 Authorize the Board of Directors to Mgmt For * proceed without the preferential right, in France or aboard, with the issue of securities up to a nominal amount of EUR 2,000,000,000.00 E.22 Approve the capital increase, Mgmt For * reserved for the employees O.1 Approve the reading of the Board of Mgmt For * Directors report and the general Auditors report and approve the accounts and the balance sheet of the Company total S.A. for the FY 2003 O.10 Appoint Mr. Daniel Boeuf as a Mgmt For * Director, in accordance with the provision of the Article 11, who represents the shareholding wage earners for a period of 3 years O.11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against * SHAREHOLDERS PROPOSAL: Appoint Mr. Philippe Marchandise as a Director, in accordance with the provision of the Article 11, who represents the shareholding wage earners for a period of 3 years O.12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against * SHAREHOLDERS PROPOSAL: Appoint Mr. Cyril Mouche as a Director, in accordance with the provision of the Article 11, who represents the shareholding wage earners for a period of 3 years O.13 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against * SHAREHOLDERS PROPOSAL: Appoint Mr. Alan Cramer as a Director, in accordance with the provision of the Article 11, who represents the shareholding wage earners for a period of 3 years O.14 Appoint firm Ernst and Young Audit in Mgmt For * place of the firm Barbier, Frinault and Autres, as the statutory auditor for a period of 6 years O.15 Approve to renew the term of office Mgmt For * of the Firm KPMG Audit as the Statutory Auditor for a period of 6 O.16 Appoint Mr. Pierre Jouanne, who Mgmt For * replaces Mr. Alain Grosmann, as the Deputy Auditor for a period of 6 O.17 Appoint Mr. Jean-Luc Decornoy as the Mgmt For * Deputy Auditor, who replaces the firm Salustro Reydel, for a period of 6 years O.18 Approve the allocation of EUR Mgmt For * 900,000.00 to the Directors as the attendance fees O.2 Receive the consolidated accounts and Mgmt For * that the Board of Directors report for the Group is included in the Board of Directors report O.3 Approve the reports by the Board of Mgmt For * Directors and by the Auditors having been made available to the shareholders, the consolidated balance sheet and the consolidated financial statements of TOTAL S.A. for the FYE 31 DEC 2003 O.4 Approve the profits for the FY as Mgmt For * follows: EUR 3,272,172,931.00; prior retained earnings: EUR 1,056,490,628.00; distributable profits: EUR 4,328,663,559.00 and approve the appropriation of the profits as follows: total number of shares: 655,130,985; global dividend: EUR 3,079,115,630.00; balance carried forward: EUR 1,249,547,929.00 and shareholders will receive a net dividend of EUR 4.70 with a corresponding tax credit O.5 Authorize the Board, in substitution Mgmt For * for the authority of the Resolution 6 of the Combined General Meeting of 06 MAY 2003, to trade the Company s shares on the stock exchange, notably in view of adjusting their price as per the following conditions: maximum purchase price: EUR 250.00; minimum selling price: EUR 100.00; maximum number of shares to be traded: 10% of the share capital; authority expires at the end of 18 months; and authorize the Board of Directors to take all necessary measures and accomplish all necessary formalities O.6 Authorize the Board of Directors, in Mgmt For * France or abroad, in substitution for the authority of the Resolution 21 of the combined general meeting of 22 MAR 2000, with the issue of bond issues, subordinated or not, debt securities, subordinated or not permanently, up to a nominal amount of EUR 10,000,000,000.00; Authority expires at the end of 5 years O.8 Approve to renew the term of office Non- of Mr. Thierry Derudder as a Director Voting for a period of 3 years O.9 Approve to renew the term of office Mgmt For * of Mr. Serge Tchuruk as a Director for a period of 3 years - ------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC Agenda: 700475773 CUSIP: G0593M107 Meeting Type: AGM Ticker: Meeting Date: 4/29/2004 ISIN: GB0009895292 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1. Receive the Director s report and Mgmt For * accounts for the YE 31 DEC 2003 10. Authorize the Directors to disapply Mgmt For * pre-emption rights 11. Authorize the Company to purchase its Mgmt For * own shares 12. Grant authority to increase of Mgmt For * capital on non-executive Director s remuneration 2. Approve the dividends Mgmt For * 3. Re-appoint KPMG Audit PLC, London as Mgmt For * Auditor 4. Authorize the Directors to agree to Mgmt For * the remuneration of the Auditor 5.a Elect Mr. Percy Barnevik as a Mgmt For * 5.b Elect Mr. Hakan Mogren as a Director Mgmt For * 5.c Elect Sir. Tom Mckillop as a Director Mgmt For * 5.d Elect Mr. Jonathan Symonds as a Mgmt For * Director 5.e Elect Sir. Peter Bonfield as a Mgmt For * 5.f Elect Mr. John Buchanan as a Director Mgmt For * 5.g Elect Ms. Jane Henney as a Director Mgmt For * 5.h Elect Mr. Michele Hooper as a Mgmt For * 5.i Elect Mr. Joe Jimenez as a Director Mgmt For * 5.j Elect Mr. Ema Moller as a Director Mgmt For * 5.k Elect Mr. Dame Bridget Ogilvie as a Mgmt For * Director 5.l Elect Mr.Louis Schweitzer as a Mgmt For * 5.m Elect Mr. Marcus Wallenberg as a Mgmt For * Director 6. Approve the Director s remuneration Mgmt For * report for the YE 31 DEC 2003 7. Adopt new Articles of Association Mgmt For * 8. Grant authority for limited EU Mgmt For * political donations 9. Authorize the Directors to allot Mgmt For * unissued shares - ------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES, LTD. Agenda: 932106380 CUSIP: G24182100 Meeting Type: Annual Ticker: CBE Meeting Date: 4/27/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 S.G. BUTLER Mgmt For For D.F. SMITH Mgmt For For G.B. SMITH Mgmt For For 02 APPOINT ERNST & YOUNG AS INDEPENDENT Mgmt For For AUDITORS FOR THE YEAR ENDING 12/31/2004. 03 APPROVE THE AMENDED AND RESTATED Mgmt Against Against STOCK INCENTIVE PLAN. 04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For SOCIAL AND ENVIRONMENTAL ISSUES RELATED TO SUSTAINABILITY. 05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For EXECUTIVE EQUITY COMPENSATION PLANS. - ------------------------------------------------------------------------------------------------------- HSBC HOLDINGS PLC Agenda: 700491602 CUSIP: G4634U169 Meeting Type: AGM Ticker: Meeting Date: 5/28/2004 ISIN: GB0005405286 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1. Receive and consider the annual Mgmt For * accounts and the reports of the Directors and the Auditors for the YE 31 DEC 2003 2.a Re-elect the Lord Butler as a Mgmt For * 2.b Re-elect the Baroness Dunn as a Mgmt For * Director 2.c Re-elect Mr. R. A. Fairhead as a Mgmt For * Director 2.d Re-elect Mr. W.K.L. Fung as a Mgmt For * 2.e Re-elect Mr. M. F. Geoghegan as a Mgmt For * Director 2.f Re-elect Mr. S. Hintze as a Director Mgmt For * 2.g Re-elect Sir John Kemp-Welch as a Mgmt For * Director 2.h Re-elect Sir Mark Moody-Stuart as a Mgmt For * Director 2.i Re-elect Mr. H. Sohmen as a Director Mgmt For * 3. Re-appoint KPMG Audit Plc as Auditor Mgmt For * at remuneration determined by the Group Audit Committee 4. Approve the Directors Remuneration Mgmt For * report for the YE 31 DEC 2003 5. Authorize the Company to make market Mgmt For * purchases Section 163 of the Companies Act 1985 of up to 1,099,900,000 ordinary shares of USD 0.50 each in the capital of the Company, at a minimum price of USD 0.50 pence and up to 105% of the average middle market quotations for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days or 105% of the average of the closing prices of ordinary shares on The Stock Exchange of Hong Kong Limited, over the previous 5 business days; Authority expires at the conclusion of the AGM of the Company in 2005; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry 6. Authorize the Directors, pursuant to Mgmt For * and for the purposes of Section 80 of the Companies Act 1985, to allot relevant securities Section 80 up to an aggregate nominal amount of GBP 100,000, USD 100,000 and EUR 100,000 in each such case in the form of 100,000,000 non-cumulative preference shares and USD 1,099,900,000 in the form of ordinary shares ordinary shares of USD 0.50 each, provided that this authority is limited, so that, otherwise than pursuant to: a) a rights issue or other issue the subject of an offer or invitation, open for acceptance for a period fixed by the Directors, to: i) ordinary shareholders where the relevant securities respectively attributable to the interest of all ordinary shareholders are proportionate to the respective number of ordinary shares held by them; and ii) holders of securities, bonds, debentures or warrants which, in accordance with the rights attaching thereto, are entitled to participate in such a rights issue or other issues, but subject to such exclusion or other arrangements as the Directors deem necessary in relation to fractional entitlements or securities represented by depositary receipts or having regard to any restrictions, obligations or legal problems under the laws or or the requirements of any regulatory body or stock exchange in any territory or otherwise howsoever; or b) the terms of any share plan for the employees of the Company or any of its subsidiary undertakings; or c) the terms of the Household International Inc. outstanding Zero- Coupon Convertible Debt Securities or 8.875% adjustable conversion-Rate Equity security Units; or d) any scrip dividend or similar arrangement implemented in accordance with the Articles of Association of the Company; or e) the allotment of up to 10,000,000 non-cumulative preference shares of GBP 0.01 each, 100,000,000 non-cumulative preference shares of USD 0.01 each and 10,000,000 non- cumulative preference shares of EUR 0.01 each in the capital of the Company, the nominal amount of relevant securities to be allotted by the Directors pursuant to this authority wholly for cash shall not in aggregate, together with any allotment of other equity securities, exceed USD 274,975,000 approximately 5% of the nominal amount of ordinary shares of the Company in issue; Authority expires at the conclusion of the AGM of the Company in 2005; and authorize the Directors to allot relevant securities after the expiry of this authority in pursuance of such an 8. Authorize each of the Directors other Mgmt For * than alternate Directors, pursuant to Article 104.1 of the Articles of Association of the Company with effect from 01 JAN 2004, to receive GBP 55,000 per annum by way of fees for their services as Directors S.7 Authorize the Directors, subject to Mgmt For * the passing of Resolution 6, a) to allot equity securities Section 94 of the Companies Act 1985; and b) to allot any other equity securities Section 94 of the Companies Act 1985 which are held by the Company in treasury, for cash pursuant to the authority conferred by Resolution 6, disapplying the statutory pre-emption rights Section 89(1); Authority expires at the conclusion of the AGM of the Company in 2005; and authorize the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry - ------------------------------------------------------------------------------------------------------- LLOYDS TSB GROUP PLC Agenda: 700500413 CUSIP: G5542W106 Meeting Type: AGM Ticker: Meeting Date: 5/21/2004 ISIN: GB0008706128 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1. Receive the accounts and the reports Mgmt For * of the Directors and of the Auditors for the YE 31 DEC 2003 11. Approve the draft rules of the Lloyds Mgmt For * TSB Performance Share Plan Plan as specified and authorize the Directors to cause the rules to be adopted in, or substantially in, the form of the draft and to do all acts and things necessary or expedient to carry the plan into effect; and approve the amendment to the Lloyds TSB Group No. 2 Executive Share Option Scheme 1997 as specified and authorize the Directors to adopt the amendments from 01 JAN 2005 2. Approve the Directors remuneration Mgmt For * report contained in the report and accounts 3.a Elect Mr. P.G. Ayliffe as a Director, Mgmt For * who retires under Article 78 of the Company s Articles of Association 3.b Elect Dr. W.C.G. Berndt as a Mgmt For * Director, who retires under Article 78 of the Company s Articles of 3.c Elect Mrs. A.A. Knight as a Director, Mgmt For * who retires under Article 78 of the Company s Articles of Association 3.d Elect Mrs. H.A. Weir as a Director, Mgmt For * who retires under Article 78 of the Company s Articles of Association 4.a Re-elect Mr. Ewan Brown as a Mgmt For * Director, who retires by rotation under Article 81 of the Company s Article of Association 4.b Re-elect Mr. Mr. J.E. Daniels as a Mgmt For * Director, who retire by rotation under Article 81 of the Company s Article of Association 4.c Re-elect Mr. D.P. Pritchard as a Mgmt For * Director, who retires by rotation under Article 81 of the Company s Article of Association 4.d Re-elect Mr. M.A. Van den Bergh as a Mgmt For * Director, who retires by rotation under Article 81 of the Company s Article of Association 5. Re-appoint PricewaterhouseCoopers LLP Mgmt For * as the Auditors 6. Authorize the Directors to set the Mgmt For * remuneration of the Auditors 7. Approve to renew the authority Mgmt For * conferred on the Directors by Paragraph 9.2 of the Article 9 of the Company s Articles of Association, for the period ending on the day of the AGM in 2005 or on 20 AUG 2005, whichever is earlier, and for that period the Section 80 amount shall be GBP 334,068,329, USD 40,000,000, EUR 40,000,000 and JPY 250,000,000 S.10 Approve and adopt the new Articles of Mgmt For * Association of the Company, subject to the passing of Resolutions 7 and 8 in substitution for the existing Articles of Association S.8 Approve to renew the authority Mgmt For * conferred on the Directors, subject to the passing of Resolution 7, by Paragraph 9.3 of the Article 9 of the Company s Articles of Association and for that period the Section 89 amount shall be GBP 70,913,582, and the sale of treasury shares shall be treated as an allotment of equity securities for the purpose of Article S.9 Approve to renew the authority given Mgmt For * to the Company, to make market purchases Section 163 of the Companies Act 1985 of up to 567 million ordinary shares of 25p each in the capital of the Company, at a minimum price of 25p and up to 105% of the average middle market quotations for such shares derived from the stock exchange daily official list, over the previous 5 business days; Authority expires the earlier of the conclusion of the next AGM of the Company in 2005 or 20 NOV 2005; the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly - ------------------------------------------------------------------------------------------------------- RIO TINTO PLC Agenda: 700469681 CUSIP: G75754104 Meeting Type: AGM Ticker: Meeting Date: 4/7/2004 ISIN: GB0007188757 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1. Approve to renew the authority and Mgmt For * power conferred on the Directors to allot shares by paragraph (B) of Article 9 of the Company s Articles of Association for the period, later of ending on the date of AGM in 2005 or on 6 APR 2005 and for such period the Section 80 amount be GBP 34,47 10. Re-appoint PricewaterhouseCoopers LLP Mgmt For * as the Auditors of the Company to hold office until the conclusion of the next AGM at which accounts are laid before the Company and authorize the Audit Committee to determine the Auditors remuneration 11. Approve the remuneration report as Mgmt For * set out in the 2003 annual review and the 2003 annual report and financial statements 12. Receive the Company s financial Mgmt For * statements and the report of the Directors and the Auditors for the YE 31 DEC 2003 4. Approve the Mining Companies Mgmt For * Comparative Plan 2004 and the Rio Tinto Share Option Plan 2004 subject to such modification as the Directors may consider necessary or desirable to take account of the requirements of London Stock Exchange Limited, Australian Stock Exchange Limited or prevailing practice and authorize the Directors to adopt and carry the same into effect 5. Elect Sir. John Kerr as a Director Mgmt For * 6. Elect Mr. Leigh Cllfford as a Mgmt For * 7. Elect Mr. Guy Elliott as a Director Mgmt For * 8. Re-elect Sir. Richard Sykes as a Mgmt For * Director 9. Re-elect Sir. Richard Giordano as a Mgmt For * Director S.2 Approve to renew the authority and Mgmt For * power conferred on the Directors in relation to rights issues and in relation to the section 89 amount by paragraph (B) of Article 9 of the Company s Articles of Association for the period, later of ending on the date of AGM in 2005 or on 6 APR 2005 and for such period the Section 89 amount be GBP 6,89 million S.3 Authorize the Rio Tinto Plc, Rio Mgmt For * Tinto Limited and any subsidiaries of Rio Tinto Limited pursuant to agreement between Rio Tinto Plc and Rio Tinto Limited, for the purpose of Section 165 of the Companies Act 1985, to make market purchase Section 163 not exceed 106.7 million Rio Tinto Plc shares 10% of the issued ordinary share capital of the Company as at 6 FEB 2004 of 10p each issued by Rio Tinto Plc, at a minimum price of 10p and not more than 5% above the average middle market quotations for Rio Tinto Plc shares as derived from the London Stock Exchange Daily Official List, over the previous 5 business days; - ------------------------------------------------------------------------------------------------------- XL CAPITAL LTD Agenda: 932119515 CUSIP: G98255105 Meeting Type: Annual Ticker: XL Meeting Date: 4/30/2004 ISIN: For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 01 JOHN LOUDON Mgmt For For ROBERT S. PARKER Mgmt For For ALAN Z. SENTER Mgmt For For 02 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP, NEW YORK, TO ACT AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. - ------------------------------------------------------------------------------------------------------- NOVARTIS AG, BASEL Agenda: 700450757 CUSIP: H5820Q150 Meeting Type: AGM Ticker: Meeting Date: 2/24/2004 ISIN: CH0012005267 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- PLEASE NOTE THAT THIS IS PART II OF Non- THE MEETING PROCESSED UNDER MI 122233 Voting INCLUDING THE AGENDA. THANK YOU 1. Approve the annual report, the Mgmt For * financial statements of Novartis AG and the Group consolidated financial statements for the year 2003 2. Approve the activities of the Board Mgmt Abstain * of Directors 3. Approve the appropriation of Mgmt For * available earnings of Novartis AG as per balance sheet and declare a dividend payment of CHF 2,526,705,981 is equivalent to a gross dividend of CHF 1.00 per registered shares of CHF 0.50 nominal value entitled to 4. Approve to allocate the general Mgmt For * reserves as per balance sheet of 31 DEC 2003 the amounts of CHF 360,890,000 to the free reserves 5. Approve to reduce the share capital Mgmt For * by CHF 12,130,000 from CHF 1,400,735,000 to CHF 1,388,605,000 that the corresponding number of registered shares for subsequently cancelled and that the relevant Clause in the Article of Incorporation be amended; and amend Article 4 of the Articles of 6. Authorize the Board of Directors: i) Mgmt For * to launch a fourth share repurchase program to a maximum amount of CHF 3 billion, with the aim of canceling the shares bought back and ii) to repurchase for cancellation own shares beyond the limit of 10% of the share capital of the Novartis AG in the course of either the completion existing third share repurchase program of CHF 4 billion or the implementation of the fourth program 7. Amend the Article 21 paragraph 3 of Mgmt For * the Articles of Incorporation 8.1 Approve the resignation of Mr. Walter Mgmt For * G. Frehner and Mr. Heini Lippuner from the Board of Directors 8.2a Re-elect Prof. Dr. Helmut Sihler as a Mgmt For * Director for a period of 3 years 8.2b Re-elect Mr. Hans-Jorg Rudloff as a Mgmt For * Director for a period of 3 years 8.2c Re-elect Mr. De Daniel Vasella as a Mgmt For * Director for a period of 3 years 9. Approve the retention of the current Mgmt For * Auditors of Novartis AG and Group Auditors, PricewaterhouseCoopers AG for a further year - ------------------------------------------------------------------------------------------------------- HITACHI LTD Agenda: 700530911 CUSIP: J20454112 Meeting Type: AGM Ticker: Meeting Date: 6/24/2004 ISIN: JP3788600009 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1. Amend the Articles of Incorporation Mgmt For * 2.1 Elect Mr. Tsutomu Kanai as a Director Mgmt For * 2.10 Elect Mr. Isao Uchigasaki as a Mgmt For * 2.11 Elect Mr. Takashi Kawamura as a Mgmt For * Director 2.12 Elect Mr. Yoshiro Kuwata as a Mgmt For * 2.13 Elect Mr. Hiroshi Kuwahara as a Mgmt For * Director 2.14 Elect Mr. Masayoshi Hanabusa as a Mgmt For * Director 2.2 Elect Mr. Etsuhiko Shoyama as a Mgmt For * Director 2.3 Elect Mr. Yoshiki Yagi as a Director Mgmt For * 2.4 Elect Mr. Kotaro Muneoka as a Mgmt For * 2.5 Elect Mr. Takashi Miyoshi as a Mgmt For * 2.6 Elect Mr. Ginko Sato as a Director Mgmt For * 2.7 Elect Mr. Hiromichi Seya as a Mgmt For * 2.8 Elect Mr. Akira Chihaya as a Director Mgmt For * 2.9 Elect Mr. Toshiro Nishimura as a Mgmt For * Director 3. Approve the issuance of stock Mgmt For * acquisition rights for the purpose of granting stock options - ------------------------------------------------------------------------------------------------------- HONDA MOTOR CO LTD Agenda: 700528447 CUSIP: J22302111 Meeting Type: AGM Ticker: Meeting Date: 6/23/2004 ISIN: JP3854600008 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1 Approve Allocation of Income, Mgmt For * Including the Following Dividends: Interim JY 19, Final JY 23, Special JY 0 2 Amend Articles to: Authorize Share Mgmt For * Repurchases at Board s Discretion 3.1 Elect Director Mgmt For * 3.10 Elect Director Mgmt For * 3.11 Elect Director Mgmt For * 3.12 Elect Director Mgmt For * 3.13 Elect Director Mgmt For * 3.14 Elect Director Mgmt For * 3.15 Elect Director Mgmt For * 3.16 Elect Director Mgmt For * 3.17 Elect Director Mgmt For * 3.18 Elect Director Mgmt For * 3.19 Elect Director Mgmt For * 3.2 Elect Director Mgmt For * 3.20 Elect Director Mgmt For * 3.21 Elect Director Mgmt For * 3.22 Elect Director Mgmt For * 3.23 Elect Director Mgmt For * 3.24 Elect Director Mgmt For * 3.25 Elect Director Mgmt For * 3.26 Elect Director Mgmt For * 3.27 Elect Director Mgmt For * 3.28 Elect Director Mgmt For * 3.29 Elect Director Mgmt For * 3.3 Elect Director Mgmt For * 3.30 Elect Director Mgmt For * 3.31 Elect Director Mgmt For * 3.32 Elect Director Mgmt For * 3.33 Elect Director Mgmt For * 3.34 Elect Director Mgmt For * 3.35 Elect Director Mgmt For * 3.36 Elect Director Mgmt For * 3.4 Elect Director Mgmt For * 3.5 Elect Director Mgmt For * 3.6 Elect Director Mgmt For * 3.7 Elect Director Mgmt For * 3.8 Elect Director Mgmt For * 3.9 Elect Director Mgmt For * 4.1 Appoint Internal Statutory Auditor Mgmt For * 4.2 Appoint Internal Statutory Auditor Mgmt For * 4.3 Appoint Internal Statutory Auditor Mgmt For * 5 Approve Adjustment to Aggregate Mgmt For * Compensation Ceiling for Directors 6 Approve Payment of Annual Bonuses to Mgmt For * Directors and Statutory Auditors 7 Approve Retirement Bonuses for Mgmt For * Directors and Statutory Auditor - ------------------------------------------------------------------------------------------------------- NEC CORP Agenda: 700533272 CUSIP: J48818124 Meeting Type: AGM Ticker: Meeting Date: 6/22/2004 ISIN: JP3733000008 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1 Approve Allocation of Income, Mgmt For * Including the Following Dividends: Interim JY 3, Final JY 3, Special JY 0 2 Amend Articles to: Reduce Directors Mgmt For * Term in Office - Authorize Share Repurchases at Board s Discretion 3.1 Elect Director Mgmt For * 3.10 Elect Director Mgmt For * 3.11 Elect Director Mgmt For * 3.12 Elect Director Mgmt For * 3.13 Elect Director Mgmt For * 3.14 Elect Director Mgmt For * 3.15 Elect Director Mgmt For * 3.2 Elect Director Mgmt For * 3.3 Elect Director Mgmt For * 3.4 Elect Director Mgmt For * 3.5 Elect Director Mgmt For * 3.6 Elect Director Mgmt For * 3.7 Elect Director Mgmt For * 3.8 Elect Director Mgmt For * 3.9 Elect Director Mgmt For * 4.1 Appoint Internal Statutory Auditor Mgmt For * 4.2 Appoint Internal Statutory Auditor Mgmt For * 4.3 Appoint Internal Statutory Auditor Mgmt For * 5 Approve Executive Stock Option Plan Mgmt For * 6 Approve Retirement Bonuses for Mgmt Against * Directors and Statutory Auditor - ------------------------------------------------------------------------------------------------------- TOYOTA MOTOR CORP Agenda: 700551838 CUSIP: J92676113 Meeting Type: AGM Ticker: Meeting Date: 6/23/2004 ISIN: JP3633400001 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- PLEASE NOTE THAT THIS IS AN AMENDMENT Non- TO MEETING ID #147669 DUE TO THE Voting REVISED AGENDA. PLEASE ALSO NOTE THE NEW CUTOFF DATE. ALL VOTES RECEIVED ON THE PREVIOUS NOTICE WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS NOTICE OF MEETING. THANK YOU. 1. Approve the profit appropriation for Mgmt For * Number 100 term: dividends for the current term has been proposed as JPY 25 per share JPY on a yearly basis 2. Amend the Company s Articles of Mgmt For * Incorporation: the Company will be allowed to purchase its own shares upon a resolution of the Board of Directors in accordance with Commercial Code 211-3 3.1 Elect Mr. Hiroshi Okuda as a Director Mgmt For * 3.10 Elect Mr. Katsuhiro Nakagawa as a Mgmt For * Director 3.11 Elect Mr. Yasuhito Yamauchi as a Mgmt For * Director 3.12 Elect Mr. Takashi Kamio as a Director Mgmt For * 3.13 Elect Mr. Hiroyuki Watanabe as a Mgmt For * Director 3.14 Elect Mr. Akio Matsubara as a Mgmt For * 3.15 Elect Mr. Tokuichi Uranishi as a Mgmt For * Director 3.16 Elect Mr. Kazuo Okamoto as a Director Mgmt For * 3.17 Elect Mr. Kyouji Sasazu as a Director Mgmt For * 3.18 Elect Mr. Mitsuo Kinoshita as a Mgmt For * Director 3.19 Elect Mr. Yoshimi Inaba as a Director Mgmt For * 3.2 Elect Mr. Kousuke Ikebuchi as a Mgmt For * Director 3.20 Elect Mr. Takeshi Uchiyamada as a Mgmt For * Director 3.21 Elect Mr. Masatami Takimoto as a Mgmt For * Director 3.22 Elect Mr. Akio Toyoda as a Director Mgmt For * 3.23 Elect Mr. Shouichirou Toyoda as a Mgmt For * Director 3.24 Elect Mr. Tetsuo Hattori as a Mgmt For * 3.25 Elect Mr. Yukitoshi Funo as a Mgmt For * 3.26 Elect Mr. Takeshi Suzuki as a Mgmt For * 3.27 Elect Mr. Atsushi Niimi as a Director Mgmt For * 3.3 Elect Mr. Fujio Chou as a Director Mgmt For * 3.4 Elect Mr. Akihiko Saitou as a Mgmt For * 3.5 Elect Mr. Ryuuji Araki as a Director Mgmt For * 3.6 Elect Mr. Yoshio Ishizaka as a Mgmt For * 3.7 Elect Mr. Kousuke Shiramizu as a Mgmt For * Director 3.8 Elect Mr. Katsuaki Watanabe as a Mgmt For * Director 3.9 Elect Mr. Kazushi Iwatsuki as a Mgmt For * Director 4. Approve to assign the free Mgmt For * subscription rights: the Company has proposed to give free share subscription rights to the Directors and Employees of the Company and its subsidiaries as stock option in accordance with Commercial Code 280- 20 and 280-21 5. Approve the acquisition of Company s Mgmt For * own shares: the Company shall acquire up to 65,000,000 of its own shares up to JPY 250,000,000,000 in value in accordance with Commercial Code 6.1 Grant retirement allowances to Mr. Mgmt For * Zenji Yasuda a retired Director according to the Company rule 6.2 Grant retirement allowances to Mr. Mgmt For * Teruyuki Minoura a retired Director according to the Company rule 6.3 Grant retirement allowances to Mr. Mgmt For * Shuuhei Toyoda a retired Director according to the Company rule 7. PLEASE NOTE THAT THIS IS A Shr For * SHAREHOLDRES PROPOSAL: Approve the profit appropriation: approve to pay the dividends of JPY 40 per share JPY 60 on a yearly basis for the current term 8. PLEASE NOTE THAT THIS IS A Shr For * SHAREHOLDERS PROPOSAL: Amend the Company s Articles of Incorporation: approve to add the following items to the Company s Articles of Incorporation, 1) remuneration and bonuses for each Director and Statutory Auditor during every FY will be disclosed in a document attached to a notice of AGM; 2) grant retirement allowances to the retired Directors and the Statutory Auditors will described an amount for each 9. PLEASE NOTE THAT THIS IS A Shr For * SHAREHOLDERS PROPOSAL: Amend the Company s Articles of Incorporation: approve to include the following in the Company s Articles of Incorporation, the Company shall never contribute money to political parties and political fund-managing organizations for political - ------------------------------------------------------------------------------------------------------- ROYAL PHILIPS ELECTRONICS NV, EINDHOVEN Agenda: 700463184 CUSIP: N6817P109 Meeting Type: AGM Ticker: Meeting Date: 3/25/2004 ISIN: NL0000009538 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- PLEASE NOTE THAT THIS IS AN AMENDMENT Non- TO MEETING # 124941 DUE TO CHANGE IN Voting THE MEETING DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. Opening Non- Voting 2.a Proposal to adopt the 2003 financial Mgmt For * statements 2.b Explanation of corporate governance Non- structure Voting 2.c Explanation of policy on additions to Non- reserves and dividends Voting 2.d Proposal to adopt a dividend of EUR Mgmt For * 0.36 per common share 2.e Proposal to discharge the members of Mgmt For * the Board of Management for their responsibilities 2.f Proposal to discharge the members of Mgmt For * the Supervisory Board for their responsibilities 3.a Proposal to re-appoint Mr. K.A.L.M. Mgmt For * van Miert as a member of the Supervisory Board of the Company with effect from March 25, 2004 3.b Proposal to appoint Mr. E. Kist as a Mgmt For * member of the Supervisory Board of the Company with effect from July 1, 4.a Proposal to adopt the remuneration Mgmt For * policy for the Board of Management 4.b Proposal to allocate the pool of Mgmt For * stock options and restricted shares to be granted to members of the Board of Management 5. Proposal to authorize the Board of Mgmt Against * Management for a period of 18 months, as of March 25, 2004, as the body which is authorized to decide, with the approval of the Supervisory Board and the Meeting of Priority Shareholders, to issue shares or rights to shares within the limits laid down in the Articles of Association, as well as to restrict or exclude the pre-emption right accruing to shareholders. This authorization will be limited to 10% of the issued capital plus 10% of the issued capital in connection with or on the occasion of mergers and 6. Proposal to authorize the Board of Mgmt For * management for a period of 18 months, as of March 25, 2004, within the limits of the law and the Articles of Association, to acquire for valuable consideration, on the stock exchange or otherwise, shares in the Company at a price between, on the one hand, an amount equal to the par value of the shares and, on the other hand, an amount equal to 110% of the market price of these shares on the Official Segment of Euronext Amsterdam N.V. s stock market (Euronext Amsterdam); the market price being the average of the highest price on each of the five days of trading prior to the date of acquisition, as shown in the Official Price List of Euronext 7. Proposal to authorize the Board of Mgmt For * Management for a period of 18 months, as of March 25, 2004, to determine within the limits of the law, upon convening a General Meeting of Shareholders of the Company, that those persons who are registered in a register and on a date specified by the Board of management have to be considered as entitled to participate in and to vote at such meeting. 8. Any other business Non- Voting 9. Closing Non- Voting - ------------------------------------------------------------------------------------------------------- BHP BILLITON LTD Agenda: 700418228 CUSIP: Q1498M100 Meeting Type: AGM Ticker: Meeting Date: 11/13/2003 ISIN: AU000000BHP4 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1. Receive the financial statements for Mgmt For * BHP Billiton Limited for the YE 30 JUN 2003, together with the Directors report and the Auditors report 10. Elect Mr. M Salamon as a Director of Mgmt For * BHP Billiton PLC 11. Elect Dr. J G Buchanan as a Director Mgmt For * of BHP Billiton Limited 12. Elect Dr. J G Buchanan as a Director Mgmt For * of BHP Billiton PLC 13. Re-appointment KPMG Audit PLC and Mgmt For * PricewaterhouseCoopers LLP as Auditors of BHP Billiton PLC; and authorize the Directors to agree 14. Approve that the authority and power Mgmt For * to allot relevant securities conferred on the Directors by Article 9 of BHP Billiton PLC s Articles of Association be renewed for the period ending on the date of the BHP Billiton PLC AGM in 2004 or on 23 JAN 2005 whichever is earlier, and for such period the Section 80 amount (under the United Kingdom Companies Act 1985) shall be USD 265,926,499.00 17. Approve the Remuneration Report for Mgmt For * the YE 30 JUN 2003 18. Approve the grant of Deferred Shares, Mgmt For * Options and Performance Shares to Executive Director and Chief Executive Officer, Mr C W Goodyear, under the BHP Billiton Limited Group Incentive Scheme for all purposes, including for the purpose of ASX 19. Approve the grant of Deferred Shares, Mgmt For * Options and Performance Shares to Executive Director and Senior Minerals Executive, Mr M Salamon, under the BHP Billiton PLC Group Incentive Scheme for all purposes, including for the purpose of ASX 2. Receive the financial statements for Mgmt For * BHP Billiton PLC for the YE 30 JUN 2003, together with the Directors report and the Auditors report 3. Re-elect Dr. D C Brink as a Director Mgmt For * of BHP Billiton Limited 4. Re-elect Dr. D C Brink as a Director Mgmt For * of BHP Billiton PLC 5. Re-elect Mr. M A Chaney as a Director Mgmt For * of BHP Billiton Limited 6. Re-elect Mr. M A Chaney as a Director Mgmt For * of BHP Billiton PLC 7. Re-elect Lord Renwick of Clifton as a Mgmt For * Director of BHP Billiton Limited 8. Re-elect Lord Renwick of Clifton as a Mgmt For * Director of BHP Billiton PLC 9. Elect Mr. M Salamon as a Director of Mgmt For * BHP Billiton Limited S.15 Approve that the authority and power Mgmt For * to allot equity securities for cash conferred on the Directors by Article 9 of BHP Billiton PLC s Articles of Association be renewed for the period referred to in such resolution and for such period the Section 89 amount (under the United Kingdom Companies Act 1985) shall be USD 61,703,675.00 S.16 Authorize BHP Billiton PLC, in Mgmt For * accordance with Article 6 of its Articles of Association and Section 166 of the United Kingdom Companies Act 1985, to make market purchases (as defined in Section 163 of that Act) of ordinary shares of USD 0.50 nominal value each in the capital of BHP Billiton PLC (shares) provided that: a) the maximum aggregate number of shares hereby authorized to be purchased shall be 246,814,700, being 10% of issued capital; b) the minimum price which may be paid for each share is USD 0.50, being the nominal value of the shares; c) the maximum price which may be paid for any share is not more than 5% above the average of the middle market quotations for a share taken from the London Stock Exchange Daily Official List for the 5 business days immediately preceding the date of purchase of the shares; and d) the authority conferred by this resolution shall, unless renewed prior to such time, expire on the earlier of the end of the next AGM of BHP Billiton to be held in 2004 or on 12 MAY 2005 (provided that BHP Billiton PLC may enter into a contract for the purchase of shares before the expiry of this authority which would or might be completed - ------------------------------------------------------------------------------------------------------- ENI SPA, ROMA Agenda: 700493543 CUSIP: T3643A145 Meeting Type: MIX Ticker: Meeting Date: 5/25/2004 ISIN: IT0003132476 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- PLEASE NOTE IN THE EVENT THE MEETING Non- DOES NOT REACH QUORUM, THERE WILL BE Voting A SECOND CALL ON 26 MAY 2004 AND A THIRD CALL ON 28 MAY 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS E.1 Amend the Articles 2.1, 11.2, 12.2, Mgmt For * 13, 16.1, 17.2, 17.3, 19.3 and 23 of Eni by-laws pursuant to the Legislative Decree No. 6 dated 17 JAN 2003 E.2 Amend Articles 17.3, 19.1 and 28.1 of Mgmt For * Eni by-laws O.1 Receive the financial statement and Mgmt For * the consolidated financial statement at 31 DEC 2003 and also the Board of Directors and the Auditors report O.2 Approve the allocation of net income Mgmt For * O.3 Grant authority to purchase Eni Mgmt For * O.4 Appoint the Independent Auditors for Mgmt For * the three-year period 2004-2006 O.5 Amendment to Article 2.1 of Eni Mgmt For * S.p.A. s Shareholders Meeting O.6 Approve the emoluments of the Mgmt For * - ------------------------------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO LTD Agenda: 700453183 CUSIP: Y74718100 Meeting Type: AGM Ticker: Meeting Date: 2/27/2004 ISIN: KR7005930003 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- 1. Approve the financial statement, the Mgmt For * balance sheet, the proposed disposition of retained earning, the statement of profit and loss and KRW 5,000 per 1 common share and KRW 5,050 per 1 preferred share 2.1 Elect an External Director Mgmt For * 2.2 Elect the Auditors Mgmt For * 2.3 Elect an Internal Director Mgmt For * 3. Approve the remuneration limit for Mgmt For * Directors - ------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda: 700472676 CUSIP: Y84629107 Meeting Type: AGM Ticker: Meeting Date: 5/11/2004 ISIN: TW0002330008 For/Against Proposal Type Vote Management - ------------------------------------------------------------------------------------------------------- PLEASE BE ADVISED THAT THIS IS A Non- REVISION DUE TO THE REVISED WORDING Voting OF RESOLUTIONS. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RE- SEND THIS PROXY FORM UNLESS YOU WISH TO AMEND YOU VOTING INSTRUCTIONS. 1.1 Receive the business report of 2003 Mgmt For * 1.2 Receive the Supervisors review report Mgmt For * 1.3 Receive the report of status of Mgmt For * acquisition or disposal of assets with related parties for 2003 1.4 Receive the report of status of Mgmt For * guarantee provided TSMC as of the end of 2003 2.1 Approve to accept 2003 business Mgmt For * report and financial statement 2.2 Approve the distribution of 2003 Mgmt For * profits cash dividend TWD 0.6 per share, stock dividend 140 shares per 1000 shares subject to 20% withholding tax 2.3 Approve the issuance of new shares Mgmt For * from retained earnings, stock dividend: 140 for 1,000 shares held
*Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) THE INVESTMENT COMPANY OF AMERICA By (Signature) /S/ R. Michael Shanahan ---------------------------------------- Name R. Michael Shanahan Title Chairman and Chief Executive Officer Date 08-26-2004 -----END PRIVACY-ENHANCED MESSAGE-----