-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, PaHqqrOhiB+ZEZntN5Md+Ki5laNi3QkQcl0UWl5QRr9g12jLPumiCx7PHyYZWOQo 61k6AFqtdkc/4TXBXeSpxA== 0000950131-95-001767.txt : 199506290000950131-95-001767.hdr.sgml : 19950629 ACCESSION NUMBER: 0000950131-95-001767 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950628 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACE HEALTH MANAGEMENT SYSTEMS INC CENTRAL INDEX KEY: 0000943324 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 421297992 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44295 FILM NUMBER: 95550341 BUSINESS ADDRESS: STREET 1: 1025 ASHWORTH RD STREET 2: STE 420 CITY: WEST DES MOINES STATE: IA ZIP: 50265 BUSINESS PHONE: 5152221717 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT ADVISERS INC CENTRAL INDEX KEY: 0000051879 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 41887283 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3700 FIRST BANK PLACE STREET 2: P O BOX 357 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6123762868 MAIL ADDRESS: STREET 1: 3700 FIRST BANK PLACE STREET 2: P O BOX 357 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 FORMER COMPANY: FORMER CONFORMED NAME: PLATT STANLEY K DATE OF NAME CHANGE: 19600201 FORMER COMPANY: FORMER CONFORMED NAME: PLATT TSCHUDY & CO INC DATE OF NAME CHANGE: 19600201 FORMER COMPANY: FORMER CONFORMED NAME: PLATT TSCHUDY NORTON & CO INC DATE OF NAME CHANGE: 19600201 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* PACE HEALTH MANAGEMENT SYSTEMS ------------------------------------------ (Name of Issuer) COMMON STOCK & WARRANTS ----------------------------------------------------- (Title of Class of Securities) 693723108 --------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 20, 1995 ------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [_] Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages SCHEDULE 13D - ----------------------- --------------------- 693723108 Page 2 of 5 Pages - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Investment Advisers, Inc. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 AF - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Minneapolis - ------------------------------------------------------------------------------ SOLE VOTING POWER (SEE ITEM 5.a) 7 NUMBER OF 715,501 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 715,501 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 715,501 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 15.882% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IA - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! INCLUDE BOTH PAGES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION SCHEDULE 13D ITEM 1. SECURITY AND ISSUER. - ---------------------------- This statement on Schedule 13D relates to the Common Stock, par value $.01 (the "Common Stock") of PACE HEALTH MANAGEMENT SYSTEMS, 1025 Ashworth Rd, Suite 420, W. Des Moines, IA 50265. ITEM 2. IDENTITY AND BACKGROUND. - -------------------------------- (a) Name: Investment Advisers Inc. (b) Principal Business Address: 3700 First Bank Place, Minneapolis, MN 55440 (c) Place of Organization: Minneapolis (d) Principal business: development, Investment Adviser (d) Convictions in the last 5 years: None. (e) Securities law violations in the last 5 years: None. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. - ---------------------------------------------------------- Affiliate--AF Investment Advisers, Inc. purchased 60,000 Common on 4/27/95 @ 5.028/Sh for $301,680. Purchased 30,000 Common on 6/20/95 @ 5.00/Sh for $150,000. No funds were borrowed from any source to purchase these shares. ITEM 4. PURPOSE OF TRANSACTION. - ------------------------------- The purpose of IAI's acquisition of the shares of the Issuer is for investment considerations. IAI has no present intention of exerting control over the business or assets of the Issuer. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. - --------------------------------------------- (a) IAI beneficially owns 671,861 shares of common stock representing 15.99% of the issuer. IAI beneficially owns 43,640 warrants convertible into 43,640 shares of common stock representing 14.41% of the total warrants outstanding of 302,785. IAI beneficially owns 715,501 shares (671,861 common plus 43,640) representing 15.882% of total shares outstanding on a fully diluted basis. (b) Number of shares with sole voting and disposition power: 715,501 shares of Common Stock, $.01 par value. (c) Transactions affected in last 60 days: Two (See Description Item #3) (d) N/A (e) N/A Page 3 of 5 Pages ITEMS 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT - ------------------------------------------------------------------------------- TO SECURITIES OF THE ISSUER. - --------------------------- N/A ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. - ----------------------------------------- None. Page 4 of 5 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true and complete. Dated: June 28, 1995 Investment Advisers, Inc. /s/ Kelly Thomas Coughlin ------------------------------------- Kelly Thomas Coughlin Vice President, Director of Compliance Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----