-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LndS2fudwzEyfxZ1uAiobbuy/CnjVffopDViz+J7AXQVOg6qu4bRbpq5ksd5E0l6 pOAcN/n8kPswXay+tsY3DA== 0000051879-03-000005.txt : 20030709 0000051879-03-000005.hdr.sgml : 20030709 20030709151813 ACCESSION NUMBER: 0000051879-03-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030709 EFFECTIVENESS DATE: 20030709 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALADIN INVESTMENT ASSOCIATES LLC CENTRAL INDEX KEY: 0000051879 IRS NUMBER: 522272581 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-00069 FILM NUMBER: 03780073 BUSINESS ADDRESS: STREET 1: 601 SECOND AVE SOUTH STREET 2: P O BOX 357 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 612-376-26 MAIL ADDRESS: STREET 1: 601 SECOND AVENUE SOUTH STREET 2: P.O. BOX 357 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISERS INC DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: PLATT TSCHUDY NORTON & CO INC DATE OF NAME CHANGE: 19600201 FORMER COMPANY: FORMER CONFORMED NAME: PLATT TSCHUDY & CO INC DATE OF NAME CHANGE: 19600201 13F-HR/A 1 rpt_13f062003.txt Main Page (1) TYPE 13F-HR PERIOD 06/30/03 FILER CIK 0000051879 CCC 7eokwaz# SUBMISSION-CONTACT NAME Eric Nelmark PHONE 612-376-2863 Attached Documents Page (2) FORM 13F FORM 13f COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Paladin Investment Associates, LLC Address: Butler North Building 510 First Ave. North, Suite 409 Minneapolis, Mn 55403 13F File Number: 028-00069 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Eric Nelmark Title: Assistant Vice President, Financial Analyst Phone: 612-376-2863 Signature, Place, and Date of Signing: Eric Nelmark Minneapolis, Minnesota Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 192 Form 13F Information Table Value Total: $148653 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- - ---- ------- ------------ -------- -------- -------- Abercrombie & Fitch Co-CL A COM 002896207 429 15100.000SH SOLE 15100.000 Advisory Board Co/The COM 00762W107 1472 36550.000SH SOLE 22650.000 13900.000 Aeropostale Inc COM 007865108 1693 78800.000SH SOLE 49100.000 29700.000 Aetna Inc COM 00817Y108 707 11750.000SH SOLE 5250.000 6500.000 Affiliated Managers Group Inc COM 008252108 2088 34250.000SH SOLE 20750.000 13500.000 Alberto-Culver Co COM 013068101 690 13500.000SH SOLE 13500.000 Alliance Data Systems Corp COM 018581108 222 9500.000 SH SOLE 9500.000 Alliant Techsystems Inc COM 018804104 311 6000.000 SH SOLE 6000.000 Allstate Corp COM 020002101 481 13500.000SH SOLE 13500.000 Altiris Inc COM 02148M100 1000 50000.000SH SOLE 31150.000 18850.000 American Capital Strategies COM 024937104 1273 50875.000SH SOLE 30275.000 20600.000 American Intl Group Inc COM 026874107 408 7400.000 SH SOLE 3400.000 4000.000 American Italian Pasta Co A COM 027070101 1079 25900.000SH SOLE 16200.000 9700.000 American Pharmaceutical Partne COM 02886P109 1083 31950.000SH SOLE 19000.000 12950.000 American Standard Companies COM 029712106 481 6500.000 SH SOLE 6500.000 Amgen Inc COM 031162100 547 8300.000 SH SOLE 4300.000 4000.000 Anheuser-Busch Cos Inc COM 035229103 332 6500.000 SH SOLE 2500.000 4000.000 Anthem Inc COM 03674B104 378 4900.000 SH SOLE 4900.000 Apache Corp COM 037411105 769 11820.000SH SOLE 6570.000 5250.000 Applied Films Corp COM 038197109 1844 71300.000SH SOLE 44400.000 26900.000 Applied Materials Inc COM 038222105 184 11600.000SH SOLE 11600.000 Asta Funding Inc COM 046220109 960 40000.000SH SOLE 23600.000 16400.000 Atrix Labs Inc COM 04962L101 1310 59625.000SH SOLE 37225.000 22400.000 Avocent Corporation COM 053893103 844 28250.000SH SOLE 16950.000 11300.000 BJ Services Co COM 055482103 351 9400.000 SH SOLE 9400.000 Bard CR Inc COM 067383109 214 3000.000 SH SOLE 3000.000 Bemis Company COM 081437105 234 5000.000 SH SOLE 5000.000 Bisys Group COM 055472104 323 17600.000SH SOLE 17600.000 Boston Private Fincl Hldg COM 101119105 1932 91500.000SH SOLE 56650.000 34850.000 Boston Scientific Corp COM 101137107 587 9600.000 SH SOLE 6100.000 3500.000 Brinker International Inc COM 109641100 504 14000.000SH SOLE 14000.000 Burlington Resources Inc COM 122014103 495 9150.000 SH SOLE 9150.000 C.H. Robinson Worldwide Inc COM 12541W100 354 10000.000SH SOLE 10000.000 CACI International Inc COM 127190304 1528 44550.000SH SOLE 27450.000 17100.000 CIMA Labs Inc COM 171796105 1373 51075.000SH SOLE 31775.000 19300.000 Cabot Microelectronics Corp COM 12709P103 2553 50625.000SH SOLE 26525.000 24100.000 Career Education Corp COM 141665109 625 9150.000 SH SOLE 9150.000 Caremark RX Inc COM 141705103 632 24600.000SH SOLE 24600.000 Cephalon Inc COM 156708109 470 11450.000SH SOLE 11450.000 Charles River Laboratories COM 159864107 264 8200.000 SH SOLE 8200.000 Cisco Systems Inc COM 17275R102 677 40300.000SH SOLE 24300.000 16000.000 Citigroup Inc COM 172967101 856 20000.000SH SOLE 7000.000 13000.000 Closure Medical Corp COM 189093107 1084 58325.000SH SOLE 36275.000 22050.000 Cognizant Tech Solutions Crp COM 192446102 361 14800.000SH SOLE 14800.000 Coinstar Inc COM 19259P300 725 38300.000SH SOLE 22700.000 15600.000 Community Health Systems Inc COM 203668108 303 15700.000SH SOLE 15700.000 ConocoPhillips Co COM 20825C104 493 9000.000 SH SOLE 9000.000 Constellation Brands Inc A COM 21036P108 540 17200.000SH SOLE 17200.000 Corporate Executive Board Co COM 21988R102 1287 31525.000SH SOLE 22025.000 9500.000 Costco Wholesale Corp COM 22160K105 483 13200.000SH SOLE 8200.000 5000.000 Countrywide Financial Corp COM 222372104 278 4000.000 SH SOLE 4000.000 Covance Inc COM 222816100 2186 120800.000SH SOLE 82800.000 38000.000 Cox Communications Inc COM 224044107 220 6900.000 SH SOLE 900.000 6000.000 Cox Radio COM 224051102 348 15050.000SH SOLE 15050.000 Cree Inc COM 225447101 1428 87850.000SH SOLE 61550.000 26300.000 D R Horton Inc COM 23331A109 399 14200.000SH SOLE 14200.000 Danaher Corp COM 235851102 827 12150.000SH SOLE 4650.000 7500.000 Dean Foods COM 242370104 406 12900.000SH SOLE 6900.000 6000.000 Dell Computer Corp COM 247025109 497 15600.000SH SOLE 9100.000 6500.000 Diebold Inc COM 253651103 389 9000.000 SH SOLE 9000.000 Dollar Tree Stores Inc COM 256747106 346 10900.000SH SOLE 10900.000 Donaldson Co Inc COM 257651109 685 15400.000SH SOLE 5400.000 10000.000 East West Bancorp Inc COM 27579R104 1392 38525.000SH SOLE 22925.000 15600.000 Education Management Corp COM 28139T101 446 8400.000 SH SOLE 8400.000 Emulex Corp COM 292475209 1196 52525.000SH SOLE 32725.000 19800.000 Entegris Inc COM 29362U104 405 30000.000SH SOLE 30000.000 Eresearch Technology Inc COM 29481V108 1274 57050.000SH SOLE 35450.000 21600.000 Exelon Corporation COM 30161N101 568 9500.000 SH SOLE 9500.000 Exxon Mobil Corporation COM 30231G102 395 11000.000SH SOLE 11000.000 FMC Technologies Inc COM 30249U101 211 10000.000SH SOLE 10000.000 FTI Consulting Inc COM 302941109 1916 76725.000SH SOLE 51075.000 25650.000 Fastenal Co COM 311900104 797 23400.000SH SOLE 5400.000 18000.000 First Health Group Corp COM 320960107 410 14850.000SH SOLE 14850.000 Fischer Scientific Int'l COM 338032204 432 12375.000SH SOLE 12375.000 Fiserv Inc COM 337738108 749 21000.000SH SOLE 21000.000 Fortune Brands Inc COM 349631101 261 5000.000 SH SOLE 5000.000 Fossil Inc COM 349882100 1353 57275.000SH SOLE 35425.000 21850.000 Fox Entertainment Grp Inc-A COM 35138T107 721 25050.000SH SOLE 8550.000 16500.000 Gannett Co COM 364730101 430 5600.000 SH SOLE 3300.000 2300.000 General Elec Co COM 369604103 1008 35150.000SH SOLE 18150.000 17000.000 General Mills Inc COM 370334104 446 9400.000 SH SOLE 4400.000 5000.000 Gilead Sciences Inc COM 375558103 506 9100.000 SH SOLE 9100.000 Harley Davidson Inc COM 412822108 478 12000.000SH SOLE 12000.000 Headwaters Inc COM 42210P102 1171 80500.000SH SOLE 50200.000 30300.000 Hewlett Packard Co COM 428236103 714 33507.000SH SOLE 5507.000 28000.000 Hot Topic Inc COM 441339108 1730 64162.000SH SOLE 39162.000 25000.000 Humana Inc COM 444859102 271 17950.000SH SOLE 17950.000 IDEC Pharmaceuticals COM 449370105 238 7000.000 SH SOLE 7000.000 Illinois Tool Wks Inc COM 452308109 981 14900.000SH SOLE 2900.000 12000.000 Imation Corp COM 45245A107 378 10000.000SH SOLE 10000.000 Intel Corp COM 458140100 614 29500.000SH SOLE 17500.000 12000.000 Intermagnetics General Corp COM 458771102 747 37696.000SH SOLE 22446.000 15250.000 International Business Machine COM 459200101 660 8000.000 SH SOLE 5000.000 3000.000 Intersil Corp Cl A COM 46069S109 778 29250.000SH SOLE 29250.000 Intuit Inc COM 461202103 361 8100.000 SH SOLE 8100.000 Inveresk Research Group Inc COM 461238107 1178 65800.000SH SOLE 40500.000 25300.000 Janus Capital Group Inc COM 47102X105 254 15500.000SH SOLE 15500.000 Johnson & Johnson COM 478160104 595 11500.000SH SOLE 11500.000 Johnson Controls Inc COM 478366107 642 7500.000 SH SOLE 7500.000 KV Pharmaceutical Co COM 482740206 863 31050.000SH SOLE 18475.000 12575.000 Kraft Foods Inc. COM 50075N104 326 10000.000SH SOLE 10000.000 Kroll Inc COM 501049100 1534 56850.000SH SOLE 35550.000 21300.000 L-3 Communications Hldgs Inc COM 502424104 723 16625.000SH SOLE 10625.000 6000.000 Leapfrog Enterprises Inc COM 52186N106 2106 66200.000SH SOLE 40900.000 25300.000 Lennar Corp COM 526057104 279 3900.000 SH SOLE 3900.000 MDU Resources Group Inc COM 552690109 368 11000.000SH SOLE 11000.000 MGIC Invt Corp Wis COM 552848103 513 11000.000SH SOLE 11000.000 MTC Technologies Inc COM 55377A106 345 14500.000SH SOLE 8600.000 5900.000 Mantech International Corp A COM 564563104 811 42250.000SH SOLE 25050.000 17200.000 Marshall & Ilsley Corp COM 571834100 367 12000.000SH SOLE 12000.000 Marvel Enterprises Inc COM 57383M108 249 13050.000SH SOLE 13050.000 Maverick Tube Corp COM 577914104 619 32300.000SH SOLE 20100.000 12200.000 Maxtor Corp COM 577729205 1531 203900.000SH SOLE 126900.000 77000.000 McKesson Corporation COM 58155Q103 229 6400.000 SH SOLE 6400.000 Medimmune Inc. COM 584699102 360 9900.000 SH SOLE 9900.000 Medtronic Inc COM 585055106 1119 23325.000SH SOLE 8825.000 14500.000 Michaels Stores Inc COM 594087108 373 9800.000 SH SOLE 9800.000 Microchip Technology Inc COM 595017104 767 31000.000SH SOLE 24000.000 7000.000 Microsoft Corp COM 594918104 1495 58300.000SH SOLE 22300.000 36000.000 Morgan Stanley COM 617446448 244 5700.000 SH SOLE 5700.000 Nasdaq-100 Shares COM 631100104 599 20000.000SH SOLE 20000.000 Neoware Systems Inc COM 64065P102 1316 86500.000SH SOLE 53500.000 33000.000 Network Associates Inc COM 640938106 167 13200.000SH SOLE 13200.000 North Fork Bancorporation COM 659424105 262 7700.000 SH SOLE 7700.000 Northern Trust Corp COM 665859104 919 22100.000SH SOLE 6600.000 15500.000 OSI Systems Inc COM 671044105 1006 64050.000SH SOLE 39850.000 24200.000 Omnicare Inc COM 681904108 338 10000.000SH SOLE 10000.000 Oxford Health Plans Inc COM 691471106 374 8900.000 SH SOLE 8900.000 PLX Technology Inc COM 693417107 774 193500.000SH SOLE 115000.000 78500.000 Pacific Sunwear of California COM 694873100 1249 51875.000SH SOLE 32375.000 19500.000 Patterson Dental Company COM 703412106 699 15400.000SH SOLE 1900.000 13500.000 Pepsico Inc COM 713448108 476 10700.000SH SOLE 5700.000 5000.000 Pfizer Inc COM 717081103 1318 38580.000SH SOLE 12580.000 26000.000 Pier 1 Imports Inc COM 720279108 298 14600.000SH SOLE 14600.000 Polo Ralph Lauren Corporation COM 731572103 325 12600.000SH SOLE 12600.000 Portfolio Recovery Associate COM 73640Q105 1348 43750.000SH SOLE 27200.000 16550.000 Powerwave Technologies Inc COM 739363109 616 100000.000SH SOLE 59200.000 40800.000 Principal Financial Group COM 74251V102 323 10000.000SH SOLE 10000.000 Prudential Financial Inc COM 744320102 432 12850.000SH SOLE 6850.000 6000.000 Qlogic Corp COM 747277101 482 10000.000SH SOLE 10000.000 Quiksilver Inc COM 74838C106 1985 120350.000SH SOLE 75150.000 45200.000 Regis Corp COM 758932107 407 14000.000SH SOLE 14000.000 Remec Inc COM 759543101 518 75000.000SH SOLE 44500.000 30500.000 Ross Stores Inc COM 778296103 505 11750.000SH SOLE 11750.000 Rudolph Technologies Inc COM 781270103 973 60975.000SH SOLE 36275.000 24700.000 SCP Pool Corp COM 784028102 1330 38675.000SH SOLE 23975.000 14700.000 SCS Transportation Inc COM 81111T102 1099 86500.000SH SOLE 54000.000 32500.000 SI International Inc COM 78427V102 818 62675.000SH SOLE 37175.000 25500.000 Sandisk Corp COM 80004C101 1771 43650.000SH SOLE 27150.000 16500.000 Serologicals Corporation COM 817523103 1830 134550.000SH SOLE 83550.000 51000.000 St Jude Medical Inc COM 790849103 288 5000.000 SH SOLE 5000.000 St. Mary Land & Exploration COM 792228108 1181 43250.000SH SOLE 26950.000 16300.000 Stericycle Inc COM 858912108 480 12500.000SH SOLE 12500.000 Sterling Bancshares Inc COM 858907108 1309 100750.000SH SOLE 62050.000 38700.000 Sungard Data Systems Inc COM 867363103 1003 38700.000SH SOLE 16200.000 22500.000 Superior Energy Services Inc COM 868157108 588 62000.000SH SOLE 38600.000 23400.000 Sylvan Learning Systems Inc COM 871399101 2050 89950.000SH SOLE 55850.000 34100.000 Symantec Corp COM 871503108 900 20500.000SH SOLE 10000.000 10500.000 Synopsys Inc COM 871607107 403 6500.000 SH SOLE 6500.000 T Rowe Price Group Inc COM 74144T108 434 11500.000SH SOLE 11500.000 TCF Financial Corp COM 872275102 984 24700.000SH SOLE 8200.000 16500.000 Take-Two Interactive Software COM 874054109 1537 54275.000SH SOLE 38275.000 16000.000 Target Corp COM 87612E106 1193 31525.000SH SOLE 8525.000 23000.000 Techne Corp COM 878377100 304 10000.000SH SOLE 10000.000 Texas Instruments Inc COM 882508104 197 11200.000SH SOLE 11200.000 Titan Corp COM 888266103 1634 158775.000SH SOLE 98875.000 59900.000 UCBH Holdings Inc COM 90262T308 1638 57100.000SH SOLE 35300.000 21800.000 US Bancorp COM 902973304 564 23000.000SH SOLE 23000.000 Ultra Petroleum Corp. COM 903914109 865 67000.000SH SOLE 39800.000 27200.000 Union Pacific Corp COM 907818108 592 10200.000SH SOLE 10200.000 United Stationers Inc COM 913004107 856 23900.000SH SOLE 14100.000 9800.000 Unitedhealth Group Inc COM 91324P102 754 15000.000SH SOLE 15000.000 Utstarcom Inc COM 918076100 1964 55100.000SH SOLE 40900.000 14200.000 Valspar Corp COM 920355104 570 13500.000SH SOLE 6500.000 7000.000 Varian Inc COM 922206107 412 12000.000SH SOLE 12000.000 Varian Medical Systems Inc COM 92220P105 623 10825.000SH SOLE 7325.000 3500.000 Veritas Software Corp COM 923436109 467 16200.000SH SOLE 16200.000 Verizon Communications COM 92343V104 375 9500.000 SH SOLE 9500.000 Viacom Inc CL - B COM 925524308 227 5200.000 SH SOLE 5200.000 VistaCare Inc COM 92839Y109 1172 47900.000SH SOLE 28450.000 19450.000 W Holding Company Inc COM 929251106 1557 92000.000SH SOLE 57250.000 34750.000 Walgreen Co COM 931422109 391 13000.000SH SOLE 13000.000 Wells Fargo Company COM 949746101 428 8500.000 SH SOLE 8500.000 Westwood One Inc COM 961815107 411 12100.000SH SOLE 12100.000 Williams Sonoma Inc COM 969904101 356 12200.000SH SOLE 12200.000 Wilson Greatbatch Technologies COM 972232102 1043 28900.000SH SOLE 18000.000 10900.000 Wrigley WM Jr Co COM 982526105 337 6000.000 SH SOLE 6000.000 XTO Energy Inc COM 98385X106 434 21566.000SH SOLE 21566.000 Zebra Technologies Corp COM 989207105 564 7500.000 SH SOLE 7500.000 Zimmer Holdings COM 98956P102 926 20550.000SH SOLE 11250.000 9300.000 Zoran Corp COM 98975F101 1756 91512.000SH SOLE 56862.000 34650.000 Teva Pharmaceutical Industries ADR 881624209 563 9900.000 SH SOLE 1900.000 8000.000
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