-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jw6JlSb++xuyl5gsZOqbkQFfgn/gCy0XHsMhutqu5IN+YXNJR9x3aJXaKelSvQ7g EpkIX6kcZZ2EX3OO/B9QqQ== 0000051879-03-000003.txt : 20030520 0000051879-03-000003.hdr.sgml : 20030520 20030520121254 ACCESSION NUMBER: 0000051879-03-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030520 EFFECTIVENESS DATE: 20030520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALADIN INVESTMENT ASSOCIATES LLC CENTRAL INDEX KEY: 0000051879 IRS NUMBER: 522272581 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00069 FILM NUMBER: 03711726 BUSINESS ADDRESS: STREET 1: 601 SECOND AVE SOUTH STREET 2: P O BOX 357 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 612-376-26 MAIL ADDRESS: STREET 1: 601 SECOND AVENUE SOUTH STREET 2: P.O. BOX 357 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISERS INC DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: PLATT TSCHUDY NORTON & CO INC DATE OF NAME CHANGE: 19600201 FORMER COMPANY: FORMER CONFORMED NAME: PLATT TSCHUDY & CO INC DATE OF NAME CHANGE: 19600201 13F-HR 1 rpt_13f032003.txt Main Page (1) TYPE 13F-HR PERIOD 03/31/03 FILER CIK 0000051879 CCC 7eokwaz# SUBMISSION-CONTACT NAME Jill Stevenson PHONE 612-376-2862 Attached Documents Page (2) FORM 13F FORM 13f COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Paladin Investment Associates, LLC Address: Butler North Building 510 First Ave. North, Suite 409 Minneapolis, Mn 55403 13F File Number: 028-00069 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Jill Stevenson Title: Vice President, Director of Operations Phone: 612-376-2862 Signature, Place, and Date of Signing: Jill Stevenson Minneapolis, Minnesota Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 206 Form 13F Information Table Value Total: $172276 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- - ---- ------- ------------ -------- -------- -------- 3M Co COM 88579Y101 618 4750.000 SH SOLE 4750.000 ALLTEL Corp COM 020039103 269 6000.000 SH SOLE 6000.000 Abercrombie & Fitch Co-CL A COM 002896207 544 18100.000SH SOLE 18100.000 Acxiom Corp COM 005125109 1407 83575.000SH SOLE 61075.000 22500.000 Advisory Board Co/The COM 00762W107 1354 38750.000SH SOLE 24850.000 13900.000 Aeropostale Inc COM 007865108 1088 82100.000SH SOLE 52400.000 29700.000 Aetna Inc COM 00817Y108 2056 41700.000SH SOLE 32700.000 9000.000 Affiliated Managers Group Inc COM 008252108 1486 35750.000SH SOLE 22250.000 13500.000 Alberto-Culver Co COM 013068101 838 17000.000SH SOLE 4000.000 13000.000 Alliant Techsystems Inc COM 018804104 756 14000.000SH SOLE 8000.000 6000.000 Altiris Inc COM 02148M100 651 52100.000SH SOLE 33250.000 18850.000 American Capital Strategies COM 024937104 1191 53175.000SH SOLE 32575.000 20600.000 American Intl Group Inc COM 026874107 544 11000.000SH SOLE 7000.000 4000.000 American Italian Pasta Co A COM 027070101 1168 27000.000SH SOLE 17300.000 9700.000 American Pharmaceutical Partne COM 02886P109 640 33400.000SH SOLE 20450.000 12950.000 American Standard Companies COM 029712106 825 12000.000SH SOLE 5000.000 7000.000 Amgen Inc COM 031162100 1128 19600.000SH SOLE 15600.000 4000.000 Anheuser-Busch Cos Inc COM 035229103 606 13000.000SH SOLE 10000.000 3000.000 Apache Corp COM 037411105 946 15330.000SH SOLE 10080.000 5250.000 Applied Films Corp COM 038197109 945 58500.000SH SOLE 37500.000 21000.000 Applied Materials Inc COM 038222105 370 29400.000SH SOLE 29400.000 Atrix Labs Inc COM 04962L101 873 62125.000SH SOLE 39725.000 22400.000 Avocent Corporation COM 053893103 690 29550.000SH SOLE 18250.000 11300.000 BJ Services Co COM 055482103 402 11700.000SH SOLE 11700.000 Bank of America Corp COM 060505104 1023 15300.000SH SOLE 11300.000 4000.000 Bear Stearns Companies Inc COM 073902108 295 4500.000 SH SOLE 4500.000 Bed Bath & Beyond Inc COM 075896100 541 15650.000SH SOLE 15650.000 Bellsouth Corp COM 079860102 271 12500.000SH SOLE 12500.000 Bemis Company COM 081437105 210 5000.000 SH SOLE 5000.000 Big Lots Inc COM 089302103 240 21300.000SH SOLE 21300.000 Bisys Group COM 055472104 310 19000.000SH SOLE 19000.000 Boston Private Fincl Hldg COM 101119105 1428 95450.000SH SOLE 60600.000 34850.000 Brinker International Inc COM 109641100 628 20600.000SH SOLE 20600.000 Brooks Automation Inc COM 114340102 743 76800.000SH SOLE 47100.000 29700.000 Burlington Resources Inc COM 122014103 382 8000.000 SH SOLE 8000.000 C.H. Robinson Worldwide Inc COM 12541W100 425 13000.000SH SOLE 13000.000 CACI International Inc COM 127190304 1550 46450.000SH SOLE 29350.000 17100.000 CIMA Labs Inc COM 171796105 1156 53275.000SH SOLE 33975.000 19300.000 Cabot Microelectronics Corp COM 12709P103 2195 52325.000SH SOLE 29225.000 23100.000 Cardinal Health Inc COM 14149Y108 870 15275.000SH SOLE 15275.000 Career Education Corp COM 141665109 1962 40100.000SH SOLE 28200.000 11900.000 Caremark RX Inc COM 141705103 554 30500.000SH SOLE 30500.000 ChevronTexaco Corp COM 166764100 453 7000.000 SH SOLE 7000.000 Cisco Systems Inc COM 17275R102 1198 92300.000SH SOLE 76300.000 16000.000 Citigroup Inc COM 172967101 1812 52600.000SH SOLE 40600.000 12000.000 Closure Medical Corp COM 189093107 1574 121675.000SH SOLE 77625.000 44050.000 Community Health Systems Inc COM 203668108 303 14800.000SH SOLE 14800.000 ConocoPhillips Co COM 20825C104 1072 20000.000SH SOLE 10000.000 10000.000 Constellation Brands Inc A COM 21036P108 806 35500.000SH SOLE 35500.000 Corporate Executive Board Co COM 21988R102 2057 57750.000SH SOLE 40550.000 17200.000 Costco Wholesale Corp COM 22160K105 976 32500.000SH SOLE 26500.000 6000.000 Countrywide Financial Corp COM 222372104 1823 31700.000SH SOLE 26700.000 5000.000 Covance Inc COM 222816100 2204 95350.000SH SOLE 69350.000 26000.000 Cox Communications Inc COM 224044107 482 15500.000SH SOLE 10000.000 5500.000 Cox Radio COM 224051102 369 17850.000SH SOLE 17850.000 Cree Inc COM 225447101 782 42250.000SH SOLE 25850.000 16400.000 D R Horton Inc COM 23331A109 338 17600.000SH SOLE 17600.000 Danaher Corp COM 235851102 1391 21150.000SH SOLE 13650.000 7500.000 Dean Foods COM 242370104 875 20400.000SH SOLE 16400.000 4000.000 Dell Computer Corp COM 247025109 1404 51400.000SH SOLE 43900.000 7500.000 Diebold Inc COM 253651103 815 24000.000SH SOLE 13000.000 11000.000 Dollar Tree Stores Inc COM 256747106 269 13500.000SH SOLE 13500.000 Donaldson Co Inc COM 257651109 1255 34300.000SH SOLE 15800.000 18500.000 East West Bancorp Inc COM 27579R104 1241 40225.000SH SOLE 24625.000 15600.000 Education Management Corp COM 28139T101 394 9900.000 SH SOLE 9900.000 Emulex Corp COM 292475209 788 41125.000SH SOLE 26225.000 14900.000 Entegris Inc COM 29362U104 299 30000.000SH SOLE 30000.000 Eresearch Technology Inc COM 29481V108 1136 42325.000SH SOLE 27325.000 15000.000 Estee Lauder Companies - CL A COM 518439104 243 8000.000 SH SOLE 8000.000 Exelon Corporation COM 30161N101 479 9500.000 SH SOLE 9500.000 Exxon Mobil Corporation COM 30231G102 1258 36000.000SH SOLE 23000.000 13000.000 FPL Group Inc COM 302571104 471 8000.000 SH SOLE 8000.000 FTI Consulting Inc COM 302941109 1611 34850.000SH SOLE 22150.000 12700.000 Fastenal Co COM 311900104 688 24400.000SH SOLE 9400.000 15000.000 Fidelity National Financial In COM 316326107 478 14000.000SH SOLE 14000.000 Fifth Third Bancorp COM 316773100 663 13200.000SH SOLE 13200.000 First Health Group Corp COM 320960107 520 20450.000SH SOLE 20450.000 First Tennessee Nat'l Corp COM 337162101 477 12000.000SH SOLE 12000.000 Fischer Scientific Int'l COM 338032204 410 14675.000SH SOLE 14675.000 Fiserv Inc COM 337738108 630 20000.000SH SOLE 20000.000 Fortune Brands Inc COM 349631101 214 5000.000 SH SOLE 5000.000 Fossil Inc COM 349882100 1028 59725.000SH SOLE 37875.000 21850.000 Fox Entertainment Grp Inc-A COM 35138T107 1554 58250.000SH SOLE 41750.000 16500.000 Gannett Co COM 364730101 1282 18200.000SH SOLE 15900.000 2300.000 General Elec Co COM 369604103 2176 85350.000SH SOLE 68350.000 17000.000 Gilead Sciences Inc COM 375558103 470 11200.000SH SOLE 11200.000 Harley Davidson Inc COM 412822108 477 12000.000SH SOLE 12000.000 Headwaters Inc COM 42210P102 1179 83900.000SH SOLE 53600.000 30300.000 Hot Topic Inc COM 441339108 1561 66962.000SH SOLE 41962.000 25000.000 Humana Inc COM 444859102 619 64450.000SH SOLE 64450.000 IDEC Pharmaceuticals COM 449370105 298 8700.000 SH SOLE 8700.000 Illinois Tool Wks Inc COM 452308109 1663 28600.000SH SOLE 16600.000 12000.000 Imation Corp COM 45245A107 465 12500.000SH SOLE 12500.000 Innovex Inc COM 457647105 363 56000.000SH SOLE 34200.000 21800.000 Intel Corp COM 458140100 1097 67400.000SH SOLE 55400.000 12000.000 Intermagnetics General Corp COM 458771102 703 39396.000SH SOLE 24146.000 15250.000 International Business Machine COM 459200101 1459 18600.000SH SOLE 15600.000 3000.000 International Paper Co COM 460146103 338 10000.000SH SOLE 10000.000 Intersil Corp Cl A COM 46069S109 496 31850.000SH SOLE 31850.000 Intuit Inc COM 461202103 227 6100.000 SH SOLE 6100.000 Inveresk Research Group Inc COM 461238107 999 68650.000SH SOLE 43350.000 25300.000 JC Penney Company COM 708160106 464 23600.000SH SOLE 23600.000 JM Smucker Co COM 832696405 210 6000.000 SH SOLE 6000.000 JP Morgan Chase & Co COM 46625H100 376 15850.000SH SOLE 15850.000 Janus Capital Group Inc COM 47102X105 567 49800.000SH SOLE 49800.000 Johnson & Johnson COM 478160104 1100 19000.000SH SOLE 7500.000 11500.000 Johnson Controls Inc COM 478366107 797 11000.000SH SOLE 4000.000 7000.000 KV Pharmaceutical Co COM 482740206 582 32150.000SH SOLE 19575.000 12575.000 Kraft Foods Inc. COM 50075N104 367 13000.000SH SOLE 13000.000 Kroll Inc COM 501049100 1269 59250.000SH SOLE 37950.000 21300.000 L-3 Communications Hldgs Inc COM 502424104 772 19225.000SH SOLE 13225.000 6000.000 Leapfrog Enterprises Inc COM 52186N106 1683 70600.000SH SOLE 45300.000 25300.000 Lennar Corp COM 526057104 257 4800.000 SH SOLE 4800.000 Lifepoint Hospitals Inc COM 53219L109 921 36675.000SH SOLE 23175.000 13500.000 Lowes Cos Inc COM 548661107 639 15650.000SH SOLE 15650.000 MGIC Invt Corp Wis COM 552848103 864 22000.000SH SOLE 10000.000 12000.000 MTC Technologies Inc COM 55377A106 538 27850.000SH SOLE 17050.000 10800.000 Mandalay Resort Group COM 562567107 733 26600.000SH SOLE 26600.000 McCormick & Co COM 579780206 302 12500.000SH SOLE 12500.000 McKesson Corporation COM 58155Q103 429 17200.000SH SOLE 17200.000 Mecantile Bankshares Corp COM 587405101 475 14000.000SH SOLE 14000.000 Medical Staffing Network Hldgs COM 58463F104 1492 140750.000SH SOLE 89650.000 51100.000 Medimmune Inc. COM 584699102 404 12300.000SH SOLE 12300.000 Medtronic Inc COM 585055106 1955 43325.000SH SOLE 28825.000 14500.000 Michaels Stores Inc COM 594087108 308 12300.000SH SOLE 12300.000 Microchip Technology Inc COM 595017104 705 35450.000SH SOLE 28450.000 7000.000 Microsoft Corp COM 594918104 2876 118800.000SH SOLE 84800.000 34000.000 Moody's Corp COM 615369105 273 5900.000 SH SOLE 5900.000 Morgan Stanley COM 617446448 345 9000.000 SH SOLE 9000.000 Nasdaq-100 Shares COM 631100104 556 22000.000SH SOLE 22000.000 Neoware Systems Inc COM 64065P102 726 58000.000SH SOLE 37600.000 20400.000 Network Associates Inc COM 640938106 151 10900.000SH SOLE 10900.000 North Fork Bancorporation COM 659424105 624 21200.000SH SOLE 21200.000 Northern Trust Corp COM 665859104 484 15900.000SH SOLE 1400.000 14500.000 OSI Systems Inc COM 671044105 769 48650.000SH SOLE 31050.000 17600.000 Omnicare Inc COM 681904108 340 12500.000SH SOLE 12500.000 Oxford Health Plans Inc COM 691471106 240 7900.000 SH SOLE 7900.000 Pacific Sunwear of California COM 694873100 1100 54075.000SH SOLE 34575.000 19500.000 Patterson Dental Company COM 703412106 524 11400.000SH SOLE 1900.000 9500.000 Patterson-UTI Energy Inc COM 703481101 596 18450.000SH SOLE 11300.000 7150.000 PeopleSoft Inc COM 712713106 170 11100.000SH SOLE 11100.000 Pepsico Inc COM 713448108 936 23400.000SH SOLE 18400.000 5000.000 Pfizer Inc COM 717081103 1676 53780.000SH SOLE 38780.000 15000.000 Pier 1 Imports Inc COM 720279108 287 18100.000SH SOLE 18100.000 Portfolio Recovery Associate COM 73640Q105 1111 48800.000SH SOLE 30550.000 18250.000 Praxair Inc COM 74005P104 254 4500.000 SH SOLE 4500.000 Precise Software Solutions Ltd COM M41450103 1067 64175.000SH SOLE 38375.000 25800.000 Principal Financial Group COM 74251V102 271 10000.000SH SOLE 10000.000 Procter & Gamble Co COM 742718109 525 5900.000 SH SOLE 5900.000 Prudential Financial Inc COM 744320102 1250 42750.000SH SOLE 37750.000 5000.000 Qlogic Corp COM 747277101 457 12300.000SH SOLE 12300.000 Quest Diagnostics Inc COM 74834L100 501 8400.000 SH SOLE 8400.000 Quiksilver Inc COM 74838C106 1904 62175.000SH SOLE 39575.000 22600.000 Regis Corp COM 758932107 349 14000.000SH SOLE 14000.000 Robert Half Intl Inc COM 770323103 256 19200.000SH SOLE 19200.000 Ross Stores Inc COM 778296103 511 14150.000SH SOLE 14150.000 Rudolph Technologies Inc COM 781270103 922 63775.000SH SOLE 39075.000 24700.000 SBC Communications Inc COM 78387G103 361 18000.000SH SOLE 18000.000 SCP Pool Corp COM 784028102 1197 40275.000SH SOLE 25575.000 14700.000 SCS Transportation Inc COM 81111T102 953 90100.000SH SOLE 57600.000 32500.000 Sandisk Corp COM 80004C101 988 58750.000SH SOLE 37550.000 21200.000 Scotts Company COM 810186106 389 7500.000 SH SOLE 5000.000 2500.000 Serologicals Corporation COM 817523103 1104 129850.000SH SOLE 82950.000 46900.000 St Jude Medical Inc COM 790849103 1855 38050.000SH SOLE 27050.000 11000.000 St. Mary Land & Exploration COM 792228108 1129 45050.000SH SOLE 28750.000 16300.000 Stericycle Inc COM 858912108 451 12000.000SH SOLE 12000.000 Sterling Bancshares Inc COM 858907108 1249 105050.000SH SOLE 66350.000 38700.000 Sungard Data Systems Inc COM 867363103 1095 51400.000SH SOLE 28900.000 22500.000 Sylvan Learning Systems Inc COM 871399101 1501 94550.000SH SOLE 60450.000 34100.000 Symantec Corp COM 871503108 423 10800.000SH SOLE 10800.000 Synopsys Inc COM 871607107 345 8100.000 SH SOLE 8100.000 T Rowe Price Group Inc COM 74144T108 377 13900.000SH SOLE 13900.000 TCF Financial Corp COM 872275102 1678 41900.000SH SOLE 25400.000 16500.000 TJX Companies Inc COM 872540109 334 19000.000SH SOLE 19000.000 Take-Two Interactive Software COM 874054109 1312 58875.000SH SOLE 42875.000 16000.000 Target Corp COM 87612E106 1923 65725.000SH SOLE 42725.000 23000.000 Tenet Healthcare Corp COM 88033G100 1065 63800.000SH SOLE 63800.000 Texas Instruments Inc COM 882508104 573 35000.000SH SOLE 35000.000 Titan Corp COM 888266103 1233 165475.000SH SOLE 105575.000 59900.000 Tyson Food Inc Cl A COM 902494103 530 68400.000SH SOLE 68400.000 UCBH Holdings Inc COM 90262T308 1509 34300.000SH SOLE 21900.000 12400.000 US Bancorp COM 902973304 873 46000.000SH SOLE 23000.000 23000.000 Union Pacific Corp COM 907818108 1001 18200.000SH SOLE 8000.000 10200.000 Unitedhealth Group Inc COM 91324P102 642 7000.000 SH SOLE 7000.000 Utstarcom Inc COM 918076100 2116 105850.000SH SOLE 76750.000 29100.000 Valero Energy Corp COM 91913Y100 1686 40750.000SH SOLE 30750.000 10000.000 Valspar Corp COM 920355104 536 13100.000SH SOLE 8100.000 5000.000 Varian Inc COM 922206107 344 12000.000SH SOLE 12000.000 Varian Medical Systems Inc COM 92220P105 627 11625.000SH SOLE 8625.000 3000.000 Veritas Software Corp COM 923436109 315 17900.000SH SOLE 17900.000 Verizon Communications COM 92343V104 979 27700.000SH SOLE 18200.000 9500.000 VistaCare Inc COM 92839Y109 893 50050.000SH SOLE 30600.000 19450.000 W Holding Company Inc COM 929251106 1414 77000.000SH SOLE 48950.000 28050.000 Wachovia Corp COM 929903102 477 14000.000SH SOLE 14000.000 Walgreen Co COM 931422109 383 13000.000SH SOLE 13000.000 Wells Fargo Company COM 949746101 594 13200.000SH SOLE 5700.000 7500.000 Westwood One Inc COM 961815107 469 15000.000SH SOLE 15000.000 Williams Sonoma Inc COM 969904101 288 13200.000SH SOLE 13200.000 Wilson Greatbatch Technologies COM 972232102 842 30100.000SH SOLE 19200.000 10900.000 Wrigley WM Jr Co COM 982526105 576 10200.000SH SOLE 10200.000 XTO Energy Inc COM 98385X106 489 25732.666SH SOLE 25732.666 Zebra Technologies Corp COM 989207105 483 7500.000 SH SOLE 7500.000 Zimmer Holdings COM 98956P102 520 10700.000SH SOLE 7400.000 3300.000 Zions Bancorporation COM 989701107 471 11000.000SH SOLE 11000.000 Zoran Corp COM 98975F101 1467 113612.000SH SOLE 71162.000 42450.000 Teva Pharmaceutical Industries ADR 881624209 1079 25900.000SH SOLE 15900.000 10000.000
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