0001209191-20-021114.txt : 20200325
0001209191-20-021114.hdr.sgml : 20200325
20200325163517
ACCESSION NUMBER: 0001209191-20-021114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200323
FILED AS OF DATE: 20200325
DATE AS OF CHANGE: 20200325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 20742534
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN HOME ASSURANCE CO
CENTRAL INDEX KEY: 0000005181
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 20742535
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: United States Life Insurance Co in the City of New York
CENTRAL INDEX KEY: 0001310558
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 20742536
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 1-310-772-6505
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VARIABLE ANNUITY LIFE INSURANCE CO /TX/
CENTRAL INDEX KEY: 0000910586
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 20742537
BUSINESS ADDRESS:
STREET 1: 2929 ALLEN PARKWAY
STREET 2: P O BOX 3206
CITY: HOUSTON TEXAS
STATE: TX
ZIP: 77253-3206
BUSINESS PHONE: 7135221111
MAIL ADDRESS:
STREET 1: 2929 ALLEN PARKWAY A28-40
CITY: HOUSTON
STATE: TX
ZIP: 77019-2155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
CENTRAL INDEX KEY: 0001500096
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 811 MAIN STREET
STREET 2: 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-425-0242
MAIL ADDRESS:
STREET 1: 811 MAIN STREET
STREET 2: 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-23
0
0001500096
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
KMF
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
0000005181
AMERICAN HOME ASSURANCE CO
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
0001310558
United States Life Insurance Co in the City of New York
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
0000910586
VARIABLE ANNUITY LIFE INSURANCE CO /TX/
2727-A ALLEN PARKWAY
HOUSTON
TX
77019
0
0
0
1
See Remarks
3.46% Series E Senior Unsecured Notes due July 30, 2021
2020-03-23
4
J
0
2275000
2359714.90
D
2600000.00
I
Held through subsidiaries
3.46% Series E Senior Unsecured Notes due July 30, 2021
2020-03-23
4
J
0
4608333
4779934.97
D
5266667.00
I
Held through subsidiaries
3.46% Series E Senior Unsecured Notes due July 30, 2021
2020-03-23
4
J
0
116667
121011.37
D
133333.00
I
Held through subsidiaries
3.46% Series E Senior Unsecured Notes due July 30, 2021
2020-03-23
4
J
0
1625000
1685510.65
D
975000
I
Held through subsidiaries
3.46% Series E Senior Unsecured Notes due July 30, 2021
2020-03-23
4
J
0
3291666.67
3414239.86
D
1975000.33
I
Held through subsidiaries
3.46% Series E Senior Unsecured Notes due July 30, 2021
2020-03-23
4
J
0
83333.33
86436.10
D
49999.67
I
Held through subsidiaries
The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014.
American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes.
The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes.
The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes.
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
/s/ Geoffrey N. Cornell, Authorized Signatory of American International Group, Inc.
2020-03-25
/s/ Martin J. Bogue, Authorized Signatory of American Home Assurance Company
2020-03-25
/s/ Julie A. Cotton Hearne, Authorized Signatory of The United States Life Insurance Company in The City of New York
2020-03-25
/s/ Julie A. Cotton Hearne, Authorized Signatory of The Variable Annuity Life Insurance Company
2020-03-25