0001209191-20-021114.txt : 20200325 0001209191-20-021114.hdr.sgml : 20200325 20200325163517 ACCESSION NUMBER: 0001209191-20-021114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200323 FILED AS OF DATE: 20200325 DATE AS OF CHANGE: 20200325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC CENTRAL INDEX KEY: 0000005272 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 20742534 BUSINESS ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2127707000 MAIL ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 FORMER NAME: FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC DATE OF NAME CHANGE: 19700507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN HOME ASSURANCE CO CENTRAL INDEX KEY: 0000005181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 20742535 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: United States Life Insurance Co in the City of New York CENTRAL INDEX KEY: 0001310558 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 20742536 BUSINESS ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 1-310-772-6505 MAIL ADDRESS: STREET 1: 175 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VARIABLE ANNUITY LIFE INSURANCE CO /TX/ CENTRAL INDEX KEY: 0000910586 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 20742537 BUSINESS ADDRESS: STREET 1: 2929 ALLEN PARKWAY STREET 2: P O BOX 3206 CITY: HOUSTON TEXAS STATE: TX ZIP: 77253-3206 BUSINESS PHONE: 7135221111 MAIL ADDRESS: STREET 1: 2929 ALLEN PARKWAY A28-40 CITY: HOUSTON STATE: TX ZIP: 77019-2155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CENTRAL INDEX KEY: 0001500096 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 811 MAIN STREET STREET 2: 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-425-0242 MAIL ADDRESS: STREET 1: 811 MAIN STREET STREET 2: 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-23 0 0001500096 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF 0000005272 AMERICAN INTERNATIONAL GROUP INC 175 WATER STREET NEW YORK NY 10038 0 0 0 1 See Remarks 0000005181 AMERICAN HOME ASSURANCE CO 175 WATER STREET NEW YORK NY 10038 0 0 0 1 See Remarks 0001310558 United States Life Insurance Co in the City of New York 175 WATER STREET NEW YORK NY 10038 0 0 0 1 See Remarks 0000910586 VARIABLE ANNUITY LIFE INSURANCE CO /TX/ 2727-A ALLEN PARKWAY HOUSTON TX 77019 0 0 0 1 See Remarks 3.46% Series E Senior Unsecured Notes due July 30, 2021 2020-03-23 4 J 0 2275000 2359714.90 D 2600000.00 I Held through subsidiaries 3.46% Series E Senior Unsecured Notes due July 30, 2021 2020-03-23 4 J 0 4608333 4779934.97 D 5266667.00 I Held through subsidiaries 3.46% Series E Senior Unsecured Notes due July 30, 2021 2020-03-23 4 J 0 116667 121011.37 D 133333.00 I Held through subsidiaries 3.46% Series E Senior Unsecured Notes due July 30, 2021 2020-03-23 4 J 0 1625000 1685510.65 D 975000 I Held through subsidiaries 3.46% Series E Senior Unsecured Notes due July 30, 2021 2020-03-23 4 J 0 3291666.67 3414239.86 D 1975000.33 I Held through subsidiaries 3.46% Series E Senior Unsecured Notes due July 30, 2021 2020-03-23 4 J 0 83333.33 86436.10 D 49999.67 I Held through subsidiaries The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of April 30, 2014. American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly holds the reported 3.46% Series E Senior Unsecured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes. The United States Life Insurance Company in the City of New York, an indirect wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of AIG, directly holds the reported Series E Notes. AIG is an indirect beneficial owner of the Series E Notes. Filed pursuant to Section 30(h) of the Investment Company Act of 1940. /s/ Geoffrey N. Cornell, Authorized Signatory of American International Group, Inc. 2020-03-25 /s/ Martin J. Bogue, Authorized Signatory of American Home Assurance Company 2020-03-25 /s/ Julie A. Cotton Hearne, Authorized Signatory of The United States Life Insurance Company in The City of New York 2020-03-25 /s/ Julie A. Cotton Hearne, Authorized Signatory of The Variable Annuity Life Insurance Company 2020-03-25