-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V0ZjzfPt/wS8xghrJhOs3B88CtQ6+QxMjS8szJMGWK/sDR5M+ppK69fau/WN+rJH yZ9whjQL7hN7d9g3EYjuHA== 0000950120-98-000392.txt : 19981026 0000950120-98-000392.hdr.sgml : 19981026 ACCESSION NUMBER: 0000950120-98-000392 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981023 SROS: CSX SROS: NYSE SROS: PCX FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTERSTATE POWER CO CENTRAL INDEX KEY: 0000051720 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 420329500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: SEC FILE NUMBER: 070-09377 FILM NUMBER: 98729718 BUSINESS ADDRESS: STREET 1: 1000 MAIN ST STREET 2: PO BOX 769 CITY: DUBUQUE STATE: IA ZIP: 52004-0769 BUSINESS PHONE: 3195825421 MAIL ADDRESS: STREET 1: 1000 MAIN ST STREET 2: PO BOX 769 CITY: DUBUQUE STATE: IA ZIP: 52001 U-1/A 1 AMENDMENT NO. 1 TO FORM U-1 (As filed on October 23, 1998) File No. 70-9377 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 ON FORM U-1/A APPLICATION-DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ___________________________________ INTERSTATE POWER COMPANY 1000 MAIN STREET P.O. BOX 769 DUBUQUE, IOWA 52004-07691 (Name of company filing this statement and address of principal executive offices) ___________________________________ INTERSTATE ENERGY CORPORATION (Name of top registered holding company parent of each applicant or declarant) ___________________________________ Erroll B. Davis, Jr., Chief Executive Officer Interstate Power Company P.O. Box 192 Madison, Wisconsin 53701-0192 (Name and address of agent for service) ___________________________________ The Commission is also requested to send copies of any communications in connection with this matter to: Barbara J. Swan, General Counsel William T. Baker, Jr., Esq. Steven R. Suleski, Senior Attorney Thelen Reid & Priest LLP Interstate Energy Corporation 40 West 57th Street 222 West Washington Avenue New York, New York 10019-4097 Madison, Wisconsin 53703-0192 Paragraph 2 of the initial Form U-1 of Interstate Power Company, filed via the edgar system with the Securities and Exchange Commission on October 9, 1998 (the "Initial Filing"), is hereby deleted and replaced with the following: "2. The aggregate principal amount of the Debt Securities shall not exceed $80 million. Such amount excludes the principal amount of the Tax-Exempt Collateral Bonds and any other forms of credit enhancements related to the Tax-Exempt Bonds, including letters of credit and any related subordinated security interests, guarantees and insurance policies. The aggregate principal amount of the Tax-Exempt Collateral Bonds shall not exceed an amount equal to the sum of the principal amount of the Tax-Exempt Bonds plus interest payments thereon. Payments by the Company with respect to any guarantees and insurance policies are described in paragraph 49 below. Each of the proposed transactions is discussed in detail below." The following sentence is hereby added as the last sentence of paragraph 49 of the Initial Filing: "Unless otherwise stated herein, any Tax- Exempt Collateral Bond, Letter of Credit or any related subordinated security interest, coverage under any insurance policy, or guarantee discussed in this paragraph and the preceding paragraph shall be in an aggregate amount no greater than the principal amount of the Tax-Exempt Bonds plus interest thereon and shall be designed to track or reflect the payment terms of the Tax-Exempt Bonds." SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. Dated: October 23, 1998 INTERSTATE POWER COMPANY By: /s/ Erroll B. Davis, Jr. ------------------------------ Name: Erroll B. Davis, Jr. Title: Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----