0001545711-20-000021.txt : 20201110 0001545711-20-000021.hdr.sgml : 20201110 20201110183658 ACCESSION NUMBER: 0001545711-20-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH MICHAEL ISOR CENTRAL INDEX KEY: 0001205871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06686 FILM NUMBER: 201302466 MAIL ADDRESS: STREET 1: THE INTERPUBLIC GROUP OF COMPANIES, INC. STREET 2: 1114 AVENUE OF THE AMERICAS, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERPUBLIC GROUP OF COMPANIES, INC. CENTRAL INDEX KEY: 0000051644 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 131024020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-704-1200 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: INTERPUBLIC GROUP OF COMPANIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MCCANN ERICKSON INC DATE OF NAME CHANGE: 19710715 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-11-09 0 0000051644 INTERPUBLIC GROUP OF COMPANIES, INC. IPG 0001205871 ROTH MICHAEL ISOR THE INTERPUBLIC GROUP OF COMPANIES, INC. 909 THIRD AVE NEW YORK NY 10022 0 1 0 0 Chairman & CEO Common Stock 2020-11-09 4 M 0 170982 11.72 A 867091 D Common Stock 2020-11-09 4 S 0 170982 21.37 D 696109 D Common Stock 2020-11-10 4 M 0 375466 11.72 A 1071575 D Common Stock 2020-11-10 4 S 0 375466 21.32 D 696109 D Common Stock 500000 I Trust Stock Option 11.72 2020-11-09 4 M 0 170982 11.72 D 2015-02-28 2022-02-28 Common Stock 170982 0 D Stock Option 11.72 2020-11-10 4 M 0 375466 11.72 D 2015-02-28 2022-02-28 Common Stock 375466 0 D Involves the exercise of a total of 546,448 options which were set to expire on February 28, 2022 and subsequent sale of the underlying shares. This exercise reflects Mr. Roth's consistent practice of periodically exercising outstanding stock option awards over time as they approach maturity, for general portfolio management and to diversify his equity exposure over various sectors. Mr. Roth continues to hold shares in excess of $250% of his stock ownership objectives. Total includes restricted shares that are subject to forfeiture under certain circumstances. Reflects average price of multiple sales on November 9, 2020 ranging from $21.25-$21.52. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects average price of multiple sales on November 10, 2020 ranging from $21.06-$21.48. Mr. Roth undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares are held in The Michael I. Roth 2015 GRAT. /s/Robert Dobson POA for Michael Roth 2020-11-10