-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXIQ/1w44YY2Sw4r2f74dRPdAnN/B3CH4KTGxgd35SutEYlL0zMlumZitpMwlaq2 iVj5IdzYZMnvPORbUZE2YA== 0000950103-03-001162.txt : 20030417 0000950103-03-001162.hdr.sgml : 20030417 20030417151337 ACCESSION NUMBER: 0000950103-03-001162 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030401 FILED AS OF DATE: 20030417 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL PAPER CO /NEW/ CENTRAL INDEX KEY: 0000051434 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 130872805 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03157 FILM NUMBER: 03654216 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06921 BUSINESS PHONE: 203-541-8000 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06921 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL PAPER & POWER CORP DATE OF NAME CHANGE: 19710527 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GRILLET ROBERT CENTRAL INDEX KEY: 0001226905 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: C/O INTERNATIONAL PAPER STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06921 BUSINESS PHONE: 2035418583 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL PAPER STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06921 3/A 1 grillet_form3.htm Form 3

 

FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
 
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 1. Name and Address of Reporting Person*



  Grillet                               Robert                                 J.
 2. Date of Event
     Requiring Statement
     (Month/Day/Year)

     4/01/03
 4. Issuer Name and Ticker or Trading Symbol

     International Paper Company: IP
    (Last)                              (First)                           (Middle)



                             c/o International Paper
                                400 Atlantic Street
 3. I.R.S. Identification
     Number of Reporting
     Person, if an entity
     (voluntary)
 5. Relationship of Reporting Person(s) to Issuer
     (Check all applicable)

      o Director               o 10% Owner
      x Officer                o Other (specify below)
         (give title below)

           Vice President – Finance and Controller
 6.If Amendment, Date of
    Original (Month/Day/Year)

    4/09/03
                                          (Street)



  Stamford                             CT                               06921
 7. Individual or Joint/Group
     Filing (Check Applicable Line)

   x Form filed by One Reporting Person
   o Form filed by More than One Reporting Person
   (City)                              (State)                             (Zip)
Table I -- Non-Derivative Securities Beneficially Owned
 1 Title of Security
     (Instr. 4)
 2. Amount of Securities
     Beneficially Owned
     (Instr. 4)
 3. Ownership
     Form: Direct
     (D) or Indirect
     (I)  (Instr. 5)
 4. Nature of Indirect Beneficial Ownership
     (Instr. 5)
 Common Stock  14,529(1)  D  
 Common Stock 3,781(1)(2)   I By SSP 
       
       
       
       
       
       
       
       
       
       
Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
*   If the form is filed by more than one reporting person, see Instruction 5(b)(v).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

FORM 3 (continued)

Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

 1. Title of Derivative Security
     (Instr. 4)
 2. Date Exercisable and
     Expiration Date
     (Month/Day/Year)
 3. Title and Amount of Securities Underlying
     Derivative Security
     (Instr. 4)
  4. Conversion
     or Exercise
     Price of
     Derivative
     Security
  5. Ownership
     Form of
     Derivative
     Securities:
     Direct (D)
     or Indirect (I)
     (Instr. 5)
  6. Nature of Indirect
     Beneficial Ownership
     (Instr. 5)
Date
Exer-
cisable
Expira-
tion
Date
      Title       Amount
or Number
of Shares
Employee Stock Options (right to buy)  1/10/97   1/10/05   Common Stock   1,900   $38.875   D    
Employee Stock Options (right to buy)  1/09/98   1/09/06   Common Stock   2,200   $39.00   D    
Employee Stock Options (right to buy)  1/14/99   1/14/07   Common Stock   2,200   $42.875   D    
Employee Stock Options (right to buy)  1/13/00   1/13/08   Common Stock   2,200   $41.9375   D    
Employee Stock Options (right to buy)  9/15/98   1/11/04   Common Stock   1,900   $42.375   D    
Employee Stock Options (right to buy)  1/12/01   1/12/09   Common Stock   2,200   $46.00   D    
Employee Stock Options (right to buy)  1/11/02   1/11/10   Common Stock   6,000   $58.50   D    
Employee Stock Options (right to buy)  10/10/02   10/10/10   Common Stock   6,000   $29.3125   D    
Employee Stock Options (right to buy)  4/10/03   4/10/11   Common Stock   4,500   $35.05   D    
Employee Stock Options (right to buy)  10/09/03   10/09/11   Common Stock   4,500   $35.00   D    
Employee Stock Options (right to buy)  4/09/2004   4/09/12   Common Stock   8,500   $41.40   D    
Employee Stock Options (right to buy)  10/08/2004   10/08/12   Common Stock   7,500   $32.54   D    
Common Stock       Common Stock   1,678(1)(2)     I   By DCSP  
               

Explanation of Responses:

1. Share numbers are rounded.
2. Investments in the SSP (International Paper Salaried Savings Plan) and DCSP (International Paper Deferred Compensation Savings Plan) are in a unitized fund of shares and cash. The investment in the DCSP operates similar to the SSP company stock fund, and the number of units will vary as the price of the Issuer’s common stock varies.



     
/s/ Rebecca Bouldien    April 17, 2003 

 
** Signature of Reporting Person   Date
By: Rebecca Bouldien, Attorney-in-Fact for
Robert J. Grillet
   
     

 

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

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