-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H6aJkCYDUTaFZzxjdeqRDsPyRvJg4KAZaeALgQ6tj9qq28WeFuQQusR3BNz+CoGw toQq95rDFG2IWgAl+GafnQ== 0000950130-97-005561.txt : 19971216 0000950130-97-005561.hdr.sgml : 19971216 ACCESSION NUMBER: 0000950130-97-005561 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971215 SROS: CSX SROS: NYSE SROS: PSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALLINCKRODT INC /MO CENTRAL INDEX KEY: 0000051396 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 361263901 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 033-57821 FILM NUMBER: 97738666 BUSINESS ADDRESS: STREET 1: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63134 BUSINESS PHONE: 3148545299 MAIL ADDRESS: STREET 1: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63105-1820 FORMER COMPANY: FORMER CONFORMED NAME: MALLINCKRODT INC /MO DATE OF NAME CHANGE: 19970625 FORMER COMPANY: FORMER CONFORMED NAME: MALLINCKRODT GROUP INC DATE OF NAME CHANGE: 19940322 FORMER COMPANY: FORMER CONFORMED NAME: IMCERA GROUP INC DATE OF NAME CHANGE: 19920703 POS AM 1 POST EFFECTIVE AMENDMENT #1 TO FORM S-3 As filed with the Securities and Exchange Commission on December 15, 1997 Registration No. 33-52821 - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________________ POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ________________ MALLINCKRODT INC. (formerly Mallinckrodt Group Inc.) (Exact name of issuer as specified in its charter) ________________ NEW YORK 675 MCDONNELL BOULEVARD 36-1263901 (State or other P.O. Box 5840 (I.R.S. Employer jurisdiction of incorporation St. Louis, MO 63134 Identification No.) or organization) (314) 654-2000 (Address, including zip code, and telephone number, including area code, of Principal Executive Offices) ROGER A. KELLER MALLINCKRODT INC. 675 MCDONNELL BOULEVARD P.O. BOX 5840 ST. LOUIS, MO 63134 (314) 654-2000 (Name, address, including zip code, and telephone number, including area code, of agent for service) ________________ Copies to: JOHN M. REISS MICHAEL A. CAMPBELL WHITE & CASE MAYER, BROWN & PLATT 1155 AVENUE OF THE AMERICAS 190 SOUTH LASALLE ST. NEW YORK, NEW YORK 10036 CHICAGO, ILLINOIS 60603 (212) 819-8200 (312) 782-0600 ________________ APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: Not applicable. ________________ If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [ ] If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. [X] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] _______ If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] _______ If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [ ] _______ Registrant files this Registration Statement pursuant to Rule 477 to withdraw the remaining $50 million in debt securities of the Registrant registered pursuant to this Registration Statement. Registrant is filing a new Registration Statement on Form S-3 to register $500 million in aggregate principal amount of Debt Securities. Withdrawal of this Registration Statement is consistent with the public interest and the protection of investors. SIGNATURES PURSUANT TO THE REQUIREMENTS OF THE SECURITIES ACT OF 1933, THE REGISTRANT CERTIFIES THAT IT HAS REASONABLE GROUNDS TO BELIEVE THAT IT MEETS ALL OF THE REQUIREMENTS FOR FILING ON FORM S-3 AND HAS DULY CAUSED THIS REGISTRATION STATEMENT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THEREUNTO DULY AUTHORIZED, IN ST. LOUIS, MISSOURI, ON THE 15TH DAY OF DECEMBER, 1997. Mallinckrodt Inc. By /s/ C. Ray Holman ----------------------------- C. RAY HOLMAN Name: C. Ray Holman Title: Chairman of the Board and Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following Persons, in the capacities indicated, on December 15, 1997. Signature Title /s/ C. Ray Holman ------------------------------- C. RAY HOLMAN Chairman of the Board, and Chief Executive Officer /s/ Michael A. Rocca ------------------------------- MICHAEL A. ROCCA Senior Vice President and Chief Financial Officer (Principal Financial Officer) /s/ Douglas E. McKinney ------------------------------- DOUGLAS E. McKINNEY Vice President and Controller (Principal Accounting Officer) /s/ Raymond F. Bentele ------------------------------- RAYMOND F. BENTELE Director /s/ Gareth C.C. Chang ------------------------------- GARETH C.C. CHANG Director /s/ William L. Davis, III ------------------------------- WILLIAM L. DAVIS, III Director /s/ Ronald G. Evens ------------------------------- RONALD G. EVENS Director /s/ Roberta S. Karmel ------------------------------- ROBERTA S. KARMEL Director /s/ Claudine B. Malone ------------------------------- CLAUDINE B. MALONE Director /s/ Anthony Viscusi ------------------------------- ANTHONY VISCUSI Director /s/ Mack G. Nichols ------------------------------- MACK G. NICHOLS Director, President and Chief Operating Officer -2- /s/ Brian M. Rushton ------------------------------- BRIAN M. RUSHTON Director /s/ Daniel R. Toll ------------------------------- DANIEL R. TOLL Director -3- -----END PRIVACY-ENHANCED MESSAGE-----