-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JO7AshM3aYu+x2iXcFsiSWUy9N1mDnx5MPx5L1XL3FDseSw39iWWMzWkR7vOy5lD Ql/1FuTxh2zq3c02IyBQgw== 0000950130-97-003968.txt : 19970912 0000950130-97-003968.hdr.sgml : 19970912 ACCESSION NUMBER: 0000950130-97-003968 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970826 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19970905 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALLINCKRODT INC /MO CENTRAL INDEX KEY: 0000051396 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 361263901 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-00483 FILM NUMBER: 97675816 BUSINESS ADDRESS: STREET 1: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63105-1820 BUSINESS PHONE: 3148545299 MAIL ADDRESS: STREET 1: 7733 FORSYTH BLVD CITY: ST LOUIS STATE: MO ZIP: 63105-1820 FORMER COMPANY: FORMER CONFORMED NAME: MALLINCKRODT INC /MO DATE OF NAME CHANGE: 19970625 FORMER COMPANY: FORMER CONFORMED NAME: MALLINCKRODT GROUP INC DATE OF NAME CHANGE: 19940322 FORMER COMPANY: FORMER CONFORMED NAME: IMCERA GROUP INC DATE OF NAME CHANGE: 19920703 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 26, 1997 ------------------------------- MALLINCKRODT INC. - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Charter) New York 1-483 36-1263901 - -------------------------------------------------------------------------------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 7733 Forsyth Boulevard, St. Louis, Missouri 63105-1820 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code (314) 854-5200 ---------------------------- Not applicable - -------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 1. Not Applicable Item 2. Acquisition or Disposition of Assets On August 26, 1997, Mallinckrodt Inc. ("Mallinckrodt") completed its previously announced tender offer (the "Tender Offer") for the shares of Common Stock, par value $.001 per share (the "Shares") of Nellcor Puritan Bennett Incorporated ("Nellcor"). Mallinckrodt acquired approximately 99% of the outstanding Shares through the Tender Offer. Mallinckrodt obtained the funds required to purchase the outstanding Shares through a $2 billion senior secured credit facility provided by Morgan Guaranty Trust Company of New York and Goldman Sachs Credit Partners L.P. On August 29, 1997 Mallinckrodt's wholly owned subsidiary, NPB Acquisition Corp. ("NPB"), a Delaware corporation, merged with and into Nellcor pursuant to the Agreement and Plan of Merger, dated as of July 23, 1997, among Nellcor, Mallinckrodt and NPB (the "Merger Agreement"). Pursuant to the Merger Agreement, all remaining outstanding Shares (other than Shares owned by Mallinckrodt, NPB or any other subsidiary of Mallinckrodt) were converted into the right to receive $28.50 in cash per Share (subject to the right of holders who comply with applicable procedures under the Delaware General Corporation Law to exercise their appraisal rights to receive the "fair value" of their Shares) and Nellcor became a wholly owned subsidiary of Mallinckrodt. Items 3-6. Not Applicable -2- Items 7. Financial Statements, Pro Forma Financial Information and Exhibits (a) Financial Statements of Business Acquired Statement of operations and balance sheet data for the fiscal years ended July 3, 1994, July 2, 1995 and July 7, 1996 and for the nine months ended March 31, 1996 and April 6, 1997 have been filed with the Securities and Exchange Commission (the "SEC") by NPB Acquisition Corp. ("NPB") as part of Section 9 of the Offer to Purchase filed as Exhibit 1 to the NPB Schedule 14D-1 and are incorporated herein by reference. The (i) consolidated balance sheet of Nellcor as of July 7, 1996 and April 6, 1997, (ii) the consolidated statement of operations for the three months and nine months ended March 31, 1996 and April 6, 1997 and (iii) the consolidated statement of cash flows for the nine months ended March 31, 1996 and April 6, 1997 have been filed with the SEC as part of Nellcor's Quarterly Report on Form 10-Q for the quarterly period ended April 6, 1997, and are incorporated herein by reference. (b) Pro Forma Financial Information The pro forma financial information required by this Item will be filed by an amendment to this Report not later than 60 days after the date hereof. (c) Exhibit No. Description 2.1 Agreement and Plan of Merger, dated as of July 23, 1997, among Nellcor Puritan Bennett ("Nellcor") Incorporated, Mallinckrodt Inc. and NPB Acquisition Corp. (Incorporated by reference to Nellcor's Current Report on Form 8-K (File No. 0- 14980) filed on August 5, 1997). Item 8. Not Applicable -3- SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunder duly authorized. Dated: September 5, 1997 MALLINCKRODT INC. By: /s/ C. Ray Holman ------------------------- Name: C. Ray Holman Title: Chairman and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----