-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, R/GmpCH/IIz90QMHNzJTgTbPGYjHHNUNIG6rCfa9uOK37zSLjt9aLFyRNAr3eDhq x/dNBehqdhY/zAnB7Pq3JA== 0000912057-94-001267.txt : 19940405 0000912057-94-001267.hdr.sgml : 19940405 ACCESSION NUMBER: 0000912057-94-001267 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940404 GROUP MEMBERS: BARBARA L. GLASER GROUP MEMBERS: BRUCE W. MOOTY GROUP MEMBERS: CHARLES DAVID LUTHER GROUP MEMBERS: CHARLES W. MOOTY GROUP MEMBERS: DAVID N. MOOTY GROUP MEMBERS: JANE N. MOOTY GROUP MEMBERS: KENNETH C. GLASER GROUP MEMBERS: MOOTY JOHN W GROUP MEMBERS: R. DAN LUTHER GROUP MEMBERS: RUDY LUTHER GROUP MEMBERS: RUDY LUTHER TRUST, F/B/O CHARLES LUTHER GROUP MEMBERS: RUDY LUTHER TRUST, F/B/O R. DAN LUTHER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL DAIRY QUEEN INC CENTRAL INDEX KEY: 0000051207 STANDARD INDUSTRIAL CLASSIFICATION: 5140 IRS NUMBER: 410852869 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 34 SEC FILE NUMBER: 005-11874 FILM NUMBER: 94520252 BUSINESS ADDRESS: STREET 1: 7505 METRO BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55439-0286 BUSINESS PHONE: 6128300200 MAIL ADDRESS: STREET 1: PO BOX 39286 CITY: MINNEAPOLIS STATE: MN ZIP: 55439-0286 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOOTY JOHN W CENTRAL INDEX KEY: 0000921255 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 3400 CITY CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402-3796 BUSINESS PHONE: 6123432863 MAIL ADDRESS: STREET 1: JOHN W MOOTY STREET 2: 3400 CITY CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402-3796 SC 13D 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __)* INTERNATIONAL DAIRY QUEEN (Name of Issuer) CLASS B COMMON STOCK (Title of Class Securities) 45-9373-30-4 (CUSIP Number) JOHN W. MOOTY, 3400 CITY CENTER, 33 SOUTH SIXTH STREET, MPLS., MN 55402 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 9, 1994 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent (5%) of the class of securities described in Item I and (2) has filed no amendment subsequent thereto reporting financial ownership of five percent (5%) or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (However, see the Notes). CUSIP No. 45-9373-30-4 Page 2 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Rudy Luther S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 1,631,850 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 1,631,850 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,631,850 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 18% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN CUSIP No. 45-9373-30-4 Page 3 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Rudy Luther Trust, f/b/o R. Dan Luther, Michael P. Sullivan, Trustee ID #41-62-66314 - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 275,000 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 275,000 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 275,000 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 3% - ------------------------------------------------------------------------------- 14 Type of Reporting Person OO (Trust) - ------------------------------------------------------------------------------- CUSIP No. 45-9373-30-4 Page 4 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Rudy Luther Trust, f/b/o Charles David Luther, Michael P. Sullivan, Trustee ID #41-62-66313 - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 275,000 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 275,000 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 275,000 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 3% - ------------------------------------------------------------------------------- 14 Type of Reporting Person OO (Trust) CUSIP No. 45-9373-30-4 Page 5 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Charles David Luther S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 65,000 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 65,000 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 65,000 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) .7% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN CUSIP No. 45-9373-30-4 Page 6 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person R. Dan Luther S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 65,581 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 65,581 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 65,581 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) .7% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN CUSIP No. 45-9373-30-4 Page 7 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person John W. Mooty S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 873,614 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 873,614 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 873,614 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 9.7% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN - ------------------------------------------------------------------------------- CUSIP No. 45-9373-30-4 Page 8 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Jane N. Mooty S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 571,336 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 571,336 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 571,336 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 6.3% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN CUSIP No. 45-9373-30-4 Page 9 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Barbara L. Glaser S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 402,668 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 402,668 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 402,668 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 4.5% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN CUSIP No. 45-9373-30-4 Page 10 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Kenneth C. Glaser S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 259,718 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 259,718 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 259,718 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 2.9% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN CUSIP No. 45-9373-30-4 Page 11 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person David N. Mooty S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 139,452 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 139,452 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 139,452 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.5% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN CUSIP No. 45-9373-30-4 Page 12 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Bruce W. Mooty S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 141,052 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 141,052 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 141,052 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.6% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN CUSIP No. 45-9373-30-4 Page 13 of 18 Pages - ------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Charles W. Mooty S.S. ####-##-#### - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Source of Funds Not applicable. - ------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings is [ ] Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- 6 Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- 7 Sole Voting Power NUMBER OF 141,600 SHARES ---------------------------------------------------------------- BENEFICIALLY 8 Shared Voting Power OWNED BY EACH ---------------------------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON 141,600 WITH ---------------------------------------------------------------- 10 Shared Dispositive Power - ------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 141,600 - ------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) [ ] Excludes Certain Shares - ------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.6% - ------------------------------------------------------------------------------- 14 Type of Reporting Person IN Page 14 of 18 Pages Item 1. SECURITY AND ISSUER. This statement relates to the Class B Common Stock of International Dairy Queen, Inc. (the "Company") whose principal address is 7505 Metro Boulevard, Minneapolis, Minnesota 55439. Item 2. IDENTITY AND BACKGROUND. (a), (b) and (c) The name, residence or business address and principal occupation for each of the persons for whom this report is filed is as follows: Rudy Luther 5353 Wayzata Boulevard President of Hansord Pontiac Company Minneapolis, MN 55416 Rudy Luther Trust U/A Dated December 7505 Metro Boulevard 20, 1976 f/b/o R. Dan Luther, Minneapolis, MN 55439 Michael P. Sullivan Trustee Rudy Luther Trust U/A Dated December 7505 Metro Boulevard 20, 1976 f/b/o Charles David Luther, Minneapolis, MN 55439 Michael P. Sullivan Trustee Charles David Luther 5353 Wayzata Boulevard Principal, Motors Management Corp. Minneapolis, MN 55416 R. Dan Luther 5353 Wayzata Boulevard Principal, Motors Management Corp. Minneapolis, MN 55416 John W. Mooty, Individually and as 3400 City Center Trustee 33 South Sixth Street Attorney, Gray, Plant, Mooty, Mooty Minneapolis, MN 55402 & Bennett, P.A. Jane N. Mooty 6601 Dovre Drive Private Investor Edina, MN 55436 Barbara L. Glaser 110 Spring Street Director, Saratoga Institute Saratoga Springs, NY 12866 Kenneth C. Glaser 7305 Claredon Drive President, Izatys Development Corp. Edina, MN 55435 David N. Mooty 3400 City Center President, Continental Golf Corp. 33 South Sixth Street Minneapolis, MN 55402 Page 15 of 18 Pages Bruce W. Mooty 3400 City Center Attorney, Gray, Plant, Mooty, Mooty 33 South Sixth Street & Bennett, P.A. Minneapolis, MN 55402 Charles W. Mooty 7505 Metro Boulevard Vice President--International Dairy Minneapolis, MN 55439 Queen, Inc. (d) None of the foregoing persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) None of the foregoing persons have, during the last five years, been a party to a civil proceeding to a judicial or administrative body of competent jursidiction which resulted in such person being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) All of such persons are citizens of the United States. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. Item 4. PURPOSE OF TRANSACTION. The transaction reported is the signing of an agreement whereby members of the families of John W. and Jane N. Mooty have granted certain rights to acquire their shares of the Class B Common Stock to the members of the Luther family and members of the Luther family have granted certain rights to acquire their shares of Class B Common Stock to members of the John W. and Jane N. Mooty families. The purpose of the transaction is to permit these families to maintain their current aggregate ownership of the Class B Common Stock in the future should any of the members of such families desire to sell their shares to persons other than family members. The agreement enables those desiring to acquire any shares of Class B Common Stock to be sold by exchanging for the Class B shares a similar number of their shares of the Company's Class A Common Stock. Item 5. INTEREST IN SECURITIES OF THE ISSUER. The following table sets forth the number of shares of the Class A and Class B Common Stock of the Company which each of the named persons owns. Except as indicated, all persons have sole voting and investment power with respect to all shares of stock shown as beneficially owned by them. Page 16 of 18 Pages
Class A Common Stock Class B Common Stock -------------------- -------------------- Amount Percent Amount Percent (Shares) (Shares) Beneficially of Beneficially of Owned Class Owned Class ------------ ------- ------------ ------- Rudy Luther 1,579,292 10.3% 1,631,850 18.1% Michael P. Sullivan, Trustee of the None(1) 275,000(1) 3.0 Rudy Luther Trust U/A dated December 20, 1976 f/b/o R. Dan Luther Michael P. Sullivan, Trustee of the None(1) 275,000(1) 3.0 Rudy Luther Trust U/A dated December 20, 1976 f/b/o Charles David Luther Charles David Luther None 65,000 0.7 R. Dan Luther None 65,581 0.7 John W. Mooty 573,541 3.7 873,614 9.7 Jane N. Mooty 63,037 0.4 571,336 6.3 Barbara L. Glaser 6,823 0.04 402,668 4.5 Kenneth C. Glaser 2,430 0.02 259,718 2.9 David N. Mooty 19,755(2) 0.1 139,452(2) 1.5 Bruce W. Mooty 109,243(3) 0.7 141,052(3) 1.6 Charles W. Mooty 106,221(4) 0.7 141,600(4) 1.6 ____________________ (1) Does not include an aggregate of 23,346 shares of Class A Common Stock and 41,880 shares of Class B Common Stock owned by the trustee or the trustee's spouse or children of the trustee; 100,800 shares of Class A Common Stock owned by a trust for the grandchildren of Rudy Luther, of which trust Mr. Sullivan is also trustee; and options granted to Mr. Sullivan by the Company representing the right to acquire an aggregate of 64,600 shares of Class A Common Stock. (2) Does not include an aggregate of 365,370 shares of Class A Common Stock and 118,888 shares of Class B Common Stock owned by such person's spouse, minor children or nieces/nephews and an affiliated corporation.
Page 17 of 18 Pages (3) Does not include an aggregate of 362,480 shares of Class A Common Stock and 118,888 shares of Class B Common Stock owned by such person's spouse, minor children or nieces/nephews and an affiliated corporation. (4) Does not include an aggregate of 363,080 shares of Class A Common Stock and 118,888 shares of Class B Common Stock owned by such person's spouse, minor children or nieces/nephews and an affiliated corporation and options granted by the Company representing the right to acquire an aggregate of 16,175 shares of Class A Common Stock.
Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Each of the named persons is a party to the agreement described above in Item 4. This agreement is filed as an exhibit to this schedule and reference is made to the exhibit for further information regarding the terms of the agreement. Item 7. MATERIAL TO BE FILED AS EXHIBITS. (1) Agreement dated March 9, 1994 relating to the sale of Class B Common Stock of International Dairy Queen, Inc. among members of the families of John W. and Jane N. Mooty and the members of the family of Rudy Luther. Page 18 of 18 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief I certify that the information set forth in this statement is true, complete and correct. /s/ Rudy Luther March 31, 1994 - --------------------------------------- Rudy Luther /s/ Michael P. Sullivan March 31, 1994 - --------------------------------------- Michael P. Sullivan, Trustee of the Rudy Luther Trust U/A dated December 20, 1976 f/b/o R. Dan Luther /s/ Michael P. Sullivan March 31, 1994 - --------------------------------------- Michael P. Sullivan, Trustee of the Rudy Luther Trust U/A dated December 20, 1976 f/b/o R. Dan Luther /s/ Charles David Luther March 31, 1994 - --------------------------------------- Charles David Luther /s/ R. Dan Luther March 31 1994 - --------------------------------------- R. Dan Luther /s/ John W. Mooty March 31, 1994 - --------------------------------------- John W. Mooty /s/ Jane N. Mooty March 31, 1994 - --------------------------------------- Jane N. Mooty /s/ Barbara L. Glaser March 31, 1994 - --------------------------------------- Barbara L. Glaser /s/ Kenneth C. Glaser March 31, 1994 - --------------------------------------- Kenneth C. Glaser /s/ David N. Mooty March 31, 1994 - --------------------------------------- David N. Mooty /s/ Bruce W. Mooty March 31, 1994 - --------------------------------------- Bruce W. Mooty /s/ Charles W. Mooty March 31, 1994 - --------------------------------------- Charles W. Mooty -----END PRIVACY-ENHANCED MESSAGE-----