0001562180-23-005034.txt : 20230609 0001562180-23-005034.hdr.sgml : 20230609 20230609170941 ACCESSION NUMBER: 0001562180-23-005034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAVANAUGH JAMES J CENTRAL INDEX KEY: 0001433640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 231006263 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: ONE NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504-1722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 4 1 primarydocument.xml PRIMARY DOCUMENT X0407 4 2023-06-07 false 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001433640 KAVANAUGH JAMES J IBM CORPORATION ONE NEW ORCHARD ROAD ARMONK NY 10504 false true false false Sr. VP and CFO false Common Stock 2023-06-07 4 M false 3889.00 0.00 A 94886.5712 D Common Stock 2023-06-07 4 F false 1950.00 133.32 D 92936.5712 D Common Stock 2023-06-08 4 M false 5688.00 0.00 A 98624.5712 D Common Stock 2023-06-08 4 F false 2851.00 134.985 D 95773.5712 D Common Stock 2023-06-08 4 M false 5163.00 0.00 A 100936.5712 D Common Stock 2023-06-08 4 F false 2588.00 134.985 D 98348.5712 D Rst. Stock Unit 0.00 2023-06-07 4 M false 3889.00 0.00 D Common Stock 3889.00 0.00 D Rst. Stock Unit 0.00 2023-06-08 4 M false 5688.00 0.00 D Common Stock 5688.00 5688.00 D Rst. Stock Unit 0.00 2023-06-08 4 M false 5163.00 0.00 D Common Stock 5163.00 10326.00 D On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Release of restricted stock units. On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which vested on 06/08/23, and 5,505 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which vested on 06/08/23, 4,997 of which will vest on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. J. Pomazal on behalf of J. J. Kavanaugh 2023-06-09