0001181431-14-005797.txt : 20140207 0001181431-14-005797.hdr.sgml : 20140207 20140207164739 ACCESSION NUMBER: 0001181431-14-005797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arnold Colleen F. CENTRAL INDEX KEY: 0001409123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 14584956 MAIL ADDRESS: STREET 1: INTERNATIONAL BUSINESS MACHINES CORP. STREET 2: 291 ROUTE 100, BUILDING 2 CITY: SOMERS STATE: NY ZIP: 10589 4 1 rrd401801.xml X0306 4 2014-02-06 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001409123 Arnold Colleen F. IBM CORPORATION ONE NORTH CASTLE DRIVE ARMONK NY 10504 0 1 0 0 Senior Vice President Phantom Stock Unit 0 2014-02-06 4 A 0 27 0 A Common Stock 27 4876 D Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. G. Kuehnel on behalf of C. F. Arnold 2014-02-07