0001181431-13-057654.txt : 20131107 0001181431-13-057654.hdr.sgml : 20131107 20131107170827 ACCESSION NUMBER: 0001181431-13-057654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131106 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaughnessy Timothy S CENTRAL INDEX KEY: 0001297090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 131201565 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 4 1 rrd394740.xml X0306 4 2013-11-06 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001297090 Shaughnessy Timothy S IBM CORPORATION 294 ROUTE 100 SOMERS NY 10589 0 1 0 0 Senior Vice President Phantom Stock Unit 0 2013-11-06 4 A 0 12 0 A Common Stock 12 2191 D Phantom Stock Unit 0 2013-11-06 4 A 0 3 0 A Common Stock 3 441 I spouse Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, beginning in February 2014. The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. M. F. SooHoo on behalf of T. S. Shaughnessy 2013-11-07