0001181431-13-049091.txt : 20130916 0001181431-13-049091.hdr.sgml : 20130916 20130916112622 ACCESSION NUMBER: 0001181431-13-049091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130913 FILED AS OF DATE: 20130916 DATE AS OF CHANGE: 20130916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAVANAUGH JAMES J CENTRAL INDEX KEY: 0001433640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 131097990 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: ONE NORTH CASTLE DRIVE CITY: ARMONK STATE: NY ZIP: 10504 4 1 rrd390537.xml X0306 4 2013-09-13 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001433640 KAVANAUGH JAMES J IBM CORPORATION ONE NEW ORCHARD ROAD ARMONK NY 10504 0 1 0 0 VP, Controller Phantom Stock Unit 0 2013-09-13 4 A 0 8 192.170 A Common Stock 8 3526 D Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. D. Cummins on behalf of J. J. Kavanaugh 2013-09-16