0001181431-13-007457.txt : 20130207 0001181431-13-007457.hdr.sgml : 20130207 20130207115107 ACCESSION NUMBER: 0001181431-13-007457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhodin Michael D. CENTRAL INDEX KEY: 0001481603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 13580891 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: C/O SECRETARY'S OFFICE,1 NEW ORCHARD RD. CITY: ARMONK STATE: NY ZIP: 10504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 4 1 rrd369349.xml X0306 4 2013-02-06 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001481603 Rhodin Michael D. IBM CORPORATION 294 ROUTE 100 SOMERS NY 10589 0 1 0 0 Senior Vice President Phantom Stock Unit 0 2013-02-06 4 A 0 36 0 A Common Stock 36 8425 D Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. D. Cummins on behalf of M. D. Rhodin 2013-02-07