0001181431-12-044549.txt : 20120809 0001181431-12-044549.hdr.sgml : 20120809 20120809103624 ACCESSION NUMBER: 0001181431-12-044549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120808 FILED AS OF DATE: 20120809 DATE AS OF CHANGE: 20120809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rometty Virginia M CENTRAL INDEX KEY: 0001333712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 121018932 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: 294 ROUTE 100 CITY: SOMERS STATE: NY ZIP: 10589 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 4 1 rrd352987.xml X0306 4 2012-08-08 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001333712 Rometty Virginia M IBM CORPORATION ONE NEW ORCHARD ROAD ARMONK NY 10504 1 1 0 0 President and CEO Phantom Stock Unit 0 2012-08-08 4 A 0 63 0 A Common Stock 63 14606 D Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. D. Cummins on behalf of V. M. Rometty 2012-08-09