0001181431-11-030643.txt : 20110518 0001181431-11-030643.hdr.sgml : 20110518 20110518113304 ACCESSION NUMBER: 0001181431-11-030643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110517 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhodin Michael D. CENTRAL INDEX KEY: 0001481603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 11853906 MAIL ADDRESS: STREET 1: IBM CORPORATION STREET 2: C/O SECRETARY'S OFFICE,1 NEW ORCHARD RD. CITY: ARMONK STATE: NY ZIP: 10504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 4 1 rrd312273.xml X0303 4 2011-05-17 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001481603 Rhodin Michael D. IBM CORPORATION 550 KING STREET LITTLETON MA 01460 0 1 0 0 Senior Vice President Common Stock 2011-05-17 4 I 0 997.0674 170.5000 A 15264.8643 D Common Stock 50.0000 I daughter 1 Common Stock 50.0000 I daughter 2 Common Stock 50 I son Phantom Stock Unit 0 2011-05-17 4 I 0 763 170.500 A Common Stock 763 6794 D Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan. The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. Intra-plan transfer under the IBM Excess 401(k) Plus Plan. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. D. Cummins on behalf of M. D. Rhodin 2011-05-18