-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JS4dMlgas180VDbYQt4Fxz/22QN7kZvm3bBT1ZqgOt8H2uiACL0+1G4cqkcnUlaO rAhcc79JG0vpHBhoCjy1cg== 0000950137-09-003286.txt : 20090427 0000950137-09-003286.hdr.sgml : 20090427 20090427164018 ACCESSION NUMBER: 0000950137-09-003286 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090228 FILED AS OF DATE: 20090427 DATE AS OF CHANGE: 20090427 EFFECTIVENESS DATE: 20090427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN MONEY MARKET FUND CENTRAL INDEX KEY: 0000005114 IRS NUMBER: 741794065 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-02482 FILM NUMBER: 09772974 BUSINESS ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-296-6963 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN RESERVE FUND DATE OF NAME CHANGE: 19981002 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL RESERVE FUND DATE OF NAME CHANGE: 19951219 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL RESERVE FUND INC DATE OF NAME CHANGE: 19920703 0000005114 S000002355 VAN KAMPEN MONEY MARKET FUND C000006188 Class A Shares ACZXX C000006189 Class B Shares ACYXX C000006190 Class C Shares ACXXX N-Q 1 c50055nvq.htm FORM N-Q N-Q
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-02482
Van Kampen Money Market Fund
 
(Exact name of registrant as specified in charter)
522 Fifth Avenue, New York, New York 10036
 
     
(Address of principal executive offices)           (Zip code)
Edward C. Wood III
522 Fifth Avenue, New York, New York 10036
 
(Name and address of agent for service)
Registrant’s telephone number, including area code: 212-762-4000
Date of fiscal year end: 5/31
Date of reporting period: 2/29/09
 
 

 


 

Item 1. Schedule of Investments.
The Fund’s schedule of investments as of the close of the reporting period prepared pursuant to Rule 12-12 of Regulation S-X is as follows:
Van Kampen Money Market Fund
Portfolio of Investments ■ February 28, 2009 (Unaudited)
                                 
Par                 Yield on        
Amount                 Date of     Amortized  
(000)     Description   Maturity     Purchase     Cost  
 
        Repurchase Agreements 48.0%                
       
Banc of America Securities ($217,000,000 par collateralized by U.S. Government obligations in a pooled cash account, interest rate of 0.26%, dated 02/27/09, to be sold on 03/02/09 at $217,004,702)
  $ 217,000,000  
       
Citigroup Global Markets, Inc. ($215,930,000 par collateralized by U.S. Government obligations in a pooled cash account, interest rate of 0.26%, dated 02/27/09, to be sold on 03/02/09 at $215,934,678)
    215,930,000  
       
 
                     
        Total Repurchase Agreements 48.0%             432,930,000  
       
 
                     
                                 
        Government Agency Obligations 37.0%                
$ 5,900    
Federal Home Loan Bank
    03/23/09       0.250 %     5,899,099  
  94,000    
Federal Home Loan Bank
    03/27/09       0.270       93,981,670  
  7,000    
Federal Home Loan Bank
    03/10/09       0.290       6,999,492  
  23,500    
Federal Home Loan Bank
    03/20/09       0.300       23,496,279  
  11,000    
Federal Home Loan Bank
    04/08/09       0.300       10,996,517  
  51,000    
Federal Home Loan Bank
    04/13/09       0.300       50,981,725  
  45,000    
Federal Home Loan Bank
    04/14/09       0.300       44,983,500  
  25,000    
Federal Home Loan Bank
    04/24/09       0.340       24,987,250  
  6,890    
Federal Home Loan Mortgage Corp.
    03/23/09       0.230       6,889,032  
  27,842    
Federal Home Loan Mortgage Corp.
    03/23/09       0.250       27,837,746  
  15,000    
Federal Home Loan Mortgage Corp.
    04/01/09       0.280       14,996,383  


 

Van Kampen Money Market Fund
Portfolio of Investments ■ February 28, 2009 (Unaudited)
 continued
                                 
Par                 Yield on        
Amount                 Date of     Amortized  
(000)     Description   Maturity     Purchase     Cost  
       
Government Agency Obligations (continued)
                       
$ 22,000    
United States Treasury Bill
    03/26/09       0.295 %   $ 21,995,493  
       
 
                     
       
Total Government Agency Obligations 37.0%
                    334,044,186  
       
 
                     
       
 
                       
       
Commercial Paper 7.2%
                       
  39,000    
General Electric Capital Corp.
    04/27/09       0.400       38,975,300  
  10,500    
Royal Bank of Scotland Group PLC
    03/16/09       3.109       10,486,613  
  15,000    
Societe Generale NA
    04/28/09       0.781       14,981,150  
       
 
                     
       
Total Commercial Paper 7.2%
                    64,443,063  
       
 
                     
       
 
                       
       
Certificates of Deposit 5.2%
                       
  7,000    
Calyon NY
    03/13/09       3.100       7,000,000  
  40,000    
Chase Bank USA
    03/11/09       0.400       40,000,000  
       
 
                     
       
Total Certificates of Deposit 5.2%
                    47,000,000  
       
 
                     
       
 
                       
       
Floating Rate Notes 2.3%
                       
  5,000    
Bank of Nova Scotia
    05/06/09       1.636 *     5,000,000  
  4,000    
Barclays Bank PLC
    05/20/09       0.920 *     4,000,000  
  8,000    
Barclays Bank PLC
    07/20/09       1.065 *     8,000,000  
  4,000    
Barclays Bank PLC
    06/09/09       2.636 *     4,000,000  
       
 
                     
       
 
                       
       
Total Floating Rate Notes 2.3%
                    21,000,000  
       
 
                     
       
 
                       
Total Investments 99.7% (a)             899,417,249  
       
 
                       
Other Assets in Excess of Liabilities 0.3%             2,592,668  
       
 
                     
       
 
                       
Net Assets 100.0%           $ 902,009,917  
       
 
                     
 
Percentages are calculated as a percentage of net assets.                
 
*   Yield in effect as of February 28, 2009
 
(a)   At February 28, 2009, cost is identical for both book and federal income tax purposes.


 

Van Kampen Money Market Fund
Portfolio of Investments ■ February 28, 2009 (Unaudited)
 continued
     The Fund adopted Financial Accounting Standards Board Statement of Financial Accounting Standards No. 157, “Fair Value Measurements” (''FAS 157’’), effective June 1, 2008. In accordance with FAS 157, fair value is defined as the price that the Fund would receive to sell an investment or pay to transfer a liability in an orderly transaction with an independent buyer in the principal market, or in the absence of a principal market the most advantageous market for the investment or liability. FAS 157 establishes a three-tier hierarchy to distinguish between (1) inputs that reflect the assumptions market participants would use in pricing an asset or liability developed based on market data obtained from sources independent of the reporting entity (observable inputs) and (2) inputs that reflect the reporting entity’s own assumptions about the assumptions market participants would use in pricing an asset or liability developed based on the best information available in the circumstances (unobservable inputs) and to establish classification of fair value measurements for disclosure purposes. Various inputs are used in determining the value of the Fund’s investments. The inputs are summarized in the three broad levels listed below.
Level 1—quoted prices in active markets for identical investments
 
Level 2—other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)
 
Level 3—significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments)
     The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
     The following is a summary of the inputs used as of February 28, 2009 in valuing the Fund’s investments carried at value:
         
    Investments in  
Valuation Inputs   Securities  
Level 1 — Quoted Prices
  $ -0-  
Level 2 — Other Significant Observable Inputs
    899,417,249  
Level 3 — Significant Unobservable Inputs
    -0-  
 
     
Total
  $ 899,417,249  
 
     
Security Valuation Investments are valued at amortized cost, which approximates market value. Under this valuation method, a portfolio instrument is initially recorded at cost, any discount is accreted and any premium is amortized on a straight-line basis to the maturity of the instrument.


 

Item 2. Controls and Procedures.
(a) The Fund’s principal executive officer and principal financial officer have concluded that the Fund’s disclosure controls and procedures are sufficient to ensure that information required to be disclosed by the Fund in this Form N-Q was recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms, based upon such officers’ evaluation of these controls and procedures as of a date within 90 days of the filing date of the report.
(b) There were no changes in the Fund’s internal control over financial reporting that occurred during the registrant’s fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Fund’s internal control over financial reporting.
Item 3. Exhibits.
(a) A certification for the Principal Executive Officer of the registrant is attached hereto as part of EX-99.cert.
(b) A certification for the Principal Financial Officer of the registrant is attached hereto as part of EX-99.cert.

 


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Van Kampen Money Market Fund
By: /s/ Edward C. Wood III
 
Name: Edward C. Wood III
Title: Principal Executive Officer
Date: April 16, 2009
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By: /s/ Edward C. Wood III
 
Name: Edward C. Wood III
Title: Principal Executive Officer
Date: April 16, 2009
By: /s/ Stuart N. Schuldt
 
Name: Stuart N. Schuldt
Title: Principal Financial Officer
Date: April 16, 2009

 

EX-99.CERT 2 c50055exv99wcert.htm EX-99.CERT EX-99.CERT
I, Edward C. Wood III, certify that:
1.   I have reviewed this report on Form N-Q of Van Kampen Money Market Fund;
 
2.   Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
 
3.   Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
 
4.   The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
  (a)   Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
 
  (b)   Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
 
  (c)   Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and
 
  (d)   Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5.   The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
  (a)   All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and
 
  (b)   Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
Date: April 16, 2009
         
     
  /s/ Edward C. Wood III    
  Principal Executive Officer   
     
 

 


 

I, Stuart N. Schuldt, certify that:
1.   I have reviewed this report on Form N-Q of Van Kampen Money Market Fund;
 
2.   Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
 
3.   Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
 
4.   The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
  (a)   Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
 
  (b)   Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
 
  (c)   Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and
 
  (d)   Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5.   The registrant’s other certifying officer(s) and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
  (a)   All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and
 
  (b)   Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
Date: April 16, 2009
         
     
  /s/ Stuart N. Schuldt    
  Principal Financial Officer   
     
 

 

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