-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHL3wojep+//Jo8700UckvsBad2dW8g2mxSUB7xo3MV6AMBl/tTF6Uxo3JMc4/TP brh29hpS8uVPMGxC0frWTg== 0000950137-08-006082.txt : 20080428 0000950137-08-006082.hdr.sgml : 20080428 20080425175052 ACCESSION NUMBER: 0000950137-08-006082 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080229 FILED AS OF DATE: 20080428 DATE AS OF CHANGE: 20080425 EFFECTIVENESS DATE: 20080428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN RESERVE FUND CENTRAL INDEX KEY: 0000005114 IRS NUMBER: 741794065 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-02482 FILM NUMBER: 08778873 BUSINESS ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-296-6963 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 522 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL RESERVE FUND DATE OF NAME CHANGE: 19951219 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL RESERVE FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GENERAL RESERVE FUND INC DATE OF NAME CHANGE: 19830912 0000005114 S000002355 VAN KAMPEN RESERVE FUND C000006188 Class A Shares ACZXX C000006189 Class B Shares ACYXX C000006190 Class C Shares ACXXX N-Q 1 c24715nvq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-02482 Van Kampen Reserve Fund - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 522 Fifth Avenue, New York, New York 10036 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Ronald Robison 522 Fifth Avenue, New York, New York 10036 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 212-762-4000 Date of fiscal year end: 5/31 Date of reporting period: 2/29/08 Item 1. Schedule of Investments. The Fund's schedule of investments as of the close of the reporting period prepared pursuant to Rule 12-12 of Regulation S-X is as follows: VAN KAMPEN RESERVE FUND PORTFOLIO OF INVESTMENTS - FEBRUARY 29, 2008 (UNAUDITED)
PAR YIELD ON AMOUNT DATE OF AMORTIZED (000) DESCRIPTION MATURITY PURCHASE COST - ------------------------------------------------------------------------------------------------------------------------ COMMERCIAL PAPER 51.2% $ 20,000 AIG Funding, Inc. ............................................... 04/04/08 3.160% $ 19,940,500 7,000 American Express Credit Corp. ................................... 03/28/08 3.116 6,983,725 20,000 American Express Credit Corp. ................................... 03/14/08 3.975 19,971,472 10,000 American Honda Finance Corp. .................................... 04/10/08 3.834 9,957,778 1,000 Bank of America Corp. ........................................... 03/25/08 4.987 996,747 2,000 Barclays US Funding LLC ......................................... 08/27/08 3.051 1,970,117 5,000 Barclays US Funding LLC ......................................... 05/09/08 3.120 4,970,340 5,950 CBA (DE) Finance, Inc. .......................................... 04/17/08 3.070 5,926,307 4,900 CBA (DE) Finance, Inc. .......................................... 03/12/08 4.961 4,892,664 5,000 Citigroup Funding, Inc. ......................................... 05/08/08 3.262 4,969,447 11,000 Citigroup Funding, Inc. ......................................... 04/11/08 4.704 10,941,808 11,000 Citigroup Funding, Inc. ......................................... 03/11/08 5.173 10,984,417 14,250 DaimlerChrysler Revolving Auto Conduit LLC, Series II ....................................... 03/17/08 3.162 14,230,050 10,700 DaimlerChrysler Revolving Auto Conduit LLC, Series II ....................................... 05/08/08 3.205 10,635,729 4,000 General Electric Capital Corp. .................................. 09/22/08 2.802 3,937,361 2,500 General Electric Capital Corp. .................................. 08/15/08 2.809 2,467,876 7,000 General Electric Capital Corp. .................................. 03/24/08 4.754 6,979,159 22,000 Goldman Sachs Group, Inc. ....................................... 05/23/08 4.007 21,799,647 15,000 HSBC Finance Corp. .............................................. 04/14/08 4.758 14,914,567 5,000 ING America Insurance Corp. ..................................... 04/16/08 3.909 4,975,275 3,000 ING America Insurance Corp. ..................................... 03/03/08 4.756 2,999,217 15,000 ING America Insurance Corp. ..................................... 03/28/08 5.019 14,944,312 5,000 JPMorgan Chase & Co. ............................................ 08/11/08 2.861 4,936,158 10,500 JPMorgan Chase & Co. ............................................ 05/19/08 2.941 10,432,718 10,000 JPMorgan Chase & Co. ............................................ 04/01/08 5.067 9,957,461
5,000 Natixis ......................................................... 08/04/08 3.000 4,998,245 20,000 New Center Asset Trust .......................................... 03/03/08 3.763 19,995,833 6,000 Societe Generale, NA ............................................ 04/30/08 3.390 5,966,400 3,000 Societe Generale, NA ............................................ 07/21/08 3.741 2,956,572 5,000 Societe Generale, NA ............................................ 05/08/08 4.322 4,959,767 5,000 Societe Generale, NA ............................................ 05/07/08 4.445 4,959,242 4,000 Societe Generale, NA ............................................ 07/02/08 4.580 3,938,828 5,000 Societe Generale, NA ............................................ 04/21/08 4.912 4,965,788 7,000 Toyota Motor Credit Corp. ....................................... 08/25/08 2.902 6,901,568 5,500 Toyota Motor Credit Corp. ....................................... 05/29/08 3.030 5,459,208 10,000 Toyota Motor Credit Corp. ....................................... 06/25/08 4.415 9,860,800 9,000 UBS Finance (DE) LLC ............................................ 05/27/08 3.158 8,932,031 6,000 UBS Finance (DE) LLC ............................................ 06/09/08 4.162 5,931,833 7,000 UBS Finance (DE) LLC ............................................ 04/30/08 4.957 6,943,358 ------------ TOTAL COMMERCIAL PAPER 51.2% ............................................................ 322,484,325 ------------ CERTIFICATES OF DEPOSIT 17.4% 7,000 Barclays Bank PLC ............................................... 11/21/08 2.950 7,000,000 5,000 Barclays Bank PLC ............................................... 11/24/08 3.050 5,000,000 5,000 Barclays Bank PLC ............................................... 04/10/08 3.250 5,010,477 5,000 Barclays Bank PLC ............................................... 03/31/08 4.700 5,000,000 5,000 BNP Paribas, Inc. ............................................... 04/24/08 4.880 5,000,000 15,400 Harris, NA ...................................................... 08/06/08 3.000 15,400,000 10,000 Harris, NA ...................................................... 03/07/08 5.380 9,999,992 10,000 Natixis ......................................................... 08/04/08 3.040 9,994,879 5,000 Royal Bank of Scotland Group PLC ................................ 04/30/08 4.960 5,000,000 5,000 Toronto-Dominion Bank ........................................... 08/29/08 2.920 5,000,000 5,000 Toronto-Dominion Bank ........................................... 03/28/08 4.900 5,000,000 11,000 Union Bank of California, NA .................................... 05/29/08 3.050 11,000,000 15,000 Union Bank of California, NA .................................... 03/31/08 4.700 15,000,000 1,800 Wachovia Bank, NA ............................................... 07/11/08 3.030 1,807,578 4,000 Wachovia Bank, NA ............................................... 04/30/08 4.900 4,000,000 ------------ TOTAL CERTIFICATES OF DEPOSIT ............................................................. 109,212,926 ------------ REPURCHASE AGREEMENTS 15.2% Banc of America Securities ($95,725,000 par collateralized by U.S. Government obligations in a pooled cash account, interest rate of 3.16%, dated 02/29/08, to be sold on 03/03/08 at $95,750,208) ........................................................................ 95,725,000 ------------ FLOATING RATE NOTES 10.9% 10,000 Banco Bilbao Vizcaya Argentaria ................................. 04/03/08 4.648* 9,999,682 5,000 Deutsche Bank, AG ............................................... 01/21/09 4.753* 5,000,000 15,000 General Electric Capital Corp. .................................. 05/19/08 3.120* 15,002,853 7,000 Toyota Motor Credit Corp. ....................................... 06/16/08 3.090* 7,000,365 4,000 UniCredito Italiano S.p.A. ...................................... 05/29/08 3.085* 3,999,884 7,800 UniCredito Italiano S.p.A. ...................................... 05/06/08 3.135* 7,799,912 5,000 Wachovia Bank, NA ............................................... 02/04/09 4.753* 5,000,000 1,500 Wachovia Bank, NA ............................................... 06/27/08 4.848* 1,499,789 8,200 World Savings Bank, Fsb ......................................... 05/08/08 3.193* 8,199,993 5,000 World Savings Bank, Fsb ......................................... 06/20/08 4.976* 5,001,217 ------------ TOTAL FLOATING RATE NOTES ................................................................. 68,503,695 ------------
GOVERNMENT AGENCY OBLIGATIONS 5.2% 8,000 Federal Home Loan Bank .......................................... 03/26/08 4.337 7,976,166 4,000 Federal Home Loan Bank .......................................... 11/05/08 4.871 4,000,000 13,000 Federal National Mortgage Association .................................................. 05/30/08 2.634 12,915,175 3,975 Federal National Mortgage Association .................................................. 04/21/08 2.840 3,959,120 4,000 Federal National Mortgage Association .................................................. 04/23/08 4.395 3,974,678 ------------ TOTAL GOVERNMENT AGENCY OBLIGATIONS ....................................................... 32,825,139 ------------ TOTAL INVESTMENTS 99.9% (a) ......................................................................... 628,751,085 OTHER ASSETS IN EXCESS OF LIABILITIES 0.1% .......................................................... 565,286 ------------ NET ASSETS 100.0% .................................................................................... $629,316,371 ============ Percentages are calculated as a percentage of net assets. * Yield in effect as of February 29, 2008. (a) At February 29, 2008, cost is identical for both book and federal income tax purposes.
Item 2. Controls and Procedures. (a) The Fund's principal executive officer and principal financial officer have concluded that the Fund's disclosure controls and procedures are sufficient to ensure that information required to be disclosed by the Fund in this Form N-Q was recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms, based upon such officers' evaluation of these controls and procedures as of a date within 90 days of the filing date of the report. (b) There were no changes in the Fund's internal control over financial reporting that occurred during the registrant's fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Fund's internal control over financial reporting. Item 3. Exhibits. (a) A certification for the Principal Executive Officer of the registrant is attached hereto as part of EX-99.cert. (b) A certification for the Principal Financial Officer of the registrant is attached hereto as part of EX-99.cert. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Van Kampen Reserve Fund By: /s/ Ronald E. Robison --------------------- Name: Ronald E. Robison Title: Principal Executive Officer Date: April 17, 2008 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By: /s/ Ronald E. Robison --------------------- Name: Ronald E. Robison Title: Principal Executive Officer Date: April 17, 2008 By: /s/ Stuart N. Schuldt --------------------- Name: Stuart N. Schuldt Title: Principal Financial Officer Date: April 17, 2008 EX-99.CERT 2 c24715exv99wcert.txt CERTIFICATION I, Ronald E. Robison, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Reserve Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: April 17, 2008 /s/ Ronald E. Robison --------------------- Principal Executive Officer I, Stuart N. Schuldt, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Reserve Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: April 17, 2008 /s/ Stuart N. Schuldt --------------------- Principal Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----