-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HtkvynAiYd53iPpcHJAM44Mrq1lrWK0wfj5+kDfaFqgM4x1p0xhszlInIZ5hKnKV sk4n29xH5HP09QbMsz7ZNA== 0000950137-06-011564.txt : 20061030 0000950137-06-011564.hdr.sgml : 20061030 20061030115535 ACCESSION NUMBER: 0000950137-06-011564 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060831 FILED AS OF DATE: 20061030 DATE AS OF CHANGE: 20061030 EFFECTIVENESS DATE: 20061030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN RESERVE FUND CENTRAL INDEX KEY: 0000005114 IRS NUMBER: 741794065 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-02482 FILM NUMBER: 061171035 BUSINESS ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127625441 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL RESERVE FUND DATE OF NAME CHANGE: 19951219 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL RESERVE FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GENERAL RESERVE FUND INC DATE OF NAME CHANGE: 19830912 0000005114 S000002355 VAN KAMPEN RESERVE FUND C000006188 Class A Shares ACZXX C000006189 Class B Shares ACYXX C000006190 Class C Shares ACXXX N-Q 1 c08864nvq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-02482 Van Kampen Reserve Fund - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 1221 Avenue of the Americas, New York, New York 10020 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Ronald Robison 1221 Avenue of the Americas, New York, New York 10020 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 212-762-4000 Date of fiscal year end: 5/31 Date of reporting period: 8/31/06 Item 1. Schedule of Investments. The Fund's schedule of investments as of the close of the reporting period prepared pursuant to Rule 12-12 of Regulation S-X is as follows: VAN KAMPEN RESERVE FUND PORTFOLIO OF INVESTMENTS AUGUST 31, 2006 (UNAUDITED)
PAR YIELD ON AMOUNT MATURITY DATE OF AMORTIZED (000) DESCRIPTION DATE PURCHASE COST - ------ ----------- -------- -------- ------------ COMMERCIAL PAPER 49.8% $11,000 American Express Credit Corp. 12/11/06 5.336% $ 10,837,979 10,000 American Express Credit Corp. 09/20/06 5.411 9,971,711 20,000 American General Finance Corp. 09/14/06 5.330 19,962,011 10,000 American Honda Finance Corp. 10/04/06 5.289 9,951,875 10,000 American Honda Finance Corp. 09/19/06 5.271 9,973,800 10,000 CIT Group, Inc. 10/02/06 5.399 9,953,931 20,000 Citigroup Funding, Inc. 10/24/06 5.296 19,845,417 13,000 DaimlerChrysler Revolving Auto Conduit LLC 09/19/06 5.410 12,965,160 DaimlerChrysler Revolving Auto Conduit 10,000 LLC, Series II 09/13/06 5.281 9,982,467 20,000 General Electric Capital Corp. 10/11/06 5.435 19,880,889 12,000 HBOS Treasury Services Plc 11/07/06 5.388 11,881,298 11,000 HSBC Finance Corp. 10/23/06 5.423 10,914,995 11,000 HSBC Finance Corp. 09/11/06 5.359 10,983,744 10,000 Merrill Lynch & Co., Inc. 09/18/06 5.350 9,975,067 12,957 MetLife Funding, Inc. 10/16/06 5.431 12,870,188 10,000 MetLife Funding, Inc. 10/18/06 5.418 9,930,153 20,000 Prudential Funding LLC 09/07/06 5.198 19,982,900 13,700 Sanpaolo IMI US Financial Co. 09/01/06 5.271 13,700,000 5,000 Societe Generale NA, Inc. 11/20/06 5.244 4,943,278 20,000 Toyota Motor Credit Corp. 12/21/06 5.350 19,675,633 ------------ TOTAL COMMERCIAL PAPER 258,182,496 ------------ FLOATING RATE NOTES 29.4% 20,000 Bank of Nova Scotia 09/29/06 5.263* 19,999,668 5,200 JP Morgan Chase & Co. 12/12/06 5.430* 5,202,375 15,000 State Street Bank & Trust Co. 12/01/06 5.221* 15,001,201 20,000 SunTrust Banks, NA 05/01/07 5.372* 20,001,087 20,000 U.S. Bank, NA Cincinnati 09/29/06 5.261* 19,999,656 20,000 Wachovia Bank, NA 06/04/07 5.376* 20,002,533 20,000 Wal-Mart Stores, Inc. 03/28/07 5.388* 19,993,098 17,000 Wells Fargo & Co. 09/15/06 5.419* 17,000,877 15,000 Westpac Banking Corp. 06/12/07 5.250* 14,993,116 ------------ TOTAL FLOATING RATE NOTES 152,193,611 ------------ CERTIFICATES OF DEPOSIT 20.6% 10,000 Bank of the West 12/15/06 5.340 10,000,678 20,000 Barclays Bank PLC 10/20/06 5.470 20,000,000 7,000 Calyon 12/13/06 5.460 6,991,085 20,000 First Tennessee Bank, NA 10/19/06 5.345 20,000,000 20,000 Norinchukin Bank, NY 09/06/06 5.410 20,000,000 10,000 Regions Bank 12/20/06 5.350 10,000,228 20,000 Washington Mutual Bank, FA 11/08/06 5.320 20,000,000 ------------ TOTAL CERTIFICATES OF DEPOSIT 106,991,991 ------------ TOTAL INVESTMENTS 99.8% (A) 517,368,098 OTHER ASSETS IN EXCESS OF LIABILITIES 0.2% 879,282 ------------ NET ASSETS 100.0% $518,247,380 ============
Percentages are calculated as a percentage of net assets. * Yield in effect as of August 31, 2006. (a) At August 31, 2006 cost is identical for both book and federal income tax purposes. Item 2. Controls and Procedures. (a) The Fund's principal executive officer and principal financial officer have concluded that the Fund's disclosure controls and procedures are sufficient to ensure that information required to be disclosed by the Fund in this Form N-Q was recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms, based upon such officers' evaluation of these controls and procedures as of a date within 90 days of the filing date of the report. (b) There were no changes in the Fund's internal control over financial reporting that occurred during the registrant's fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Fund's internal control over financial reporting. Item 3. Exhibits. (a) A certification for the Principal Executive Officer of the registrant is attached hereto as part of EX-99.cert. (b) A certification for the Principal Financial Officer of the registrant is attached hereto as part of EX-99.cert. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Van Kampen Reserve Fund By: /s/ Ronald E. Robison --------------------- Name: Ronald E. Robison Title: Principal Executive Officer Date: October 19, 2006 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By: /s/ Ronald E. Robison --------------------- Name: Ronald E. Robison Title: Principal Executive Officer Date: October 19, 2006 By: /s/ James W. Garrett -------------------- Name: James W. Garrett Title: Principal Financial Officer Date: October 19, 2006 EX-99.CERT 2 c08864exv99wcert.txt CERTIFICATION I, Ronald E. Robison, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Reserve Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: October 19, 2006 /s/ Ronald E. Robison --------------------- Principal Executive Officer I, James W. Garrett, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Reserve Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: October 19, 2006 /s/ James W. Garrett -------------------- Principal Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----