-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WXD4vhe5waC6vqSqmDDhd8B6nYLCa5BwLwoiMMQIm6XgGi6ZeIiKCa9Y8C1U1HSb 1m+BNhblKRM5XPkyj04abQ== 0000950137-05-012648.txt : 20051021 0000950137-05-012648.hdr.sgml : 20051021 20051021122533 ACCESSION NUMBER: 0000950137-05-012648 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050831 FILED AS OF DATE: 20051021 DATE AS OF CHANGE: 20051021 EFFECTIVENESS DATE: 20051021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAN KAMPEN RESERVE FUND CENTRAL INDEX KEY: 0000005114 IRS NUMBER: 741794065 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-02482 FILM NUMBER: 051149013 BUSINESS ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127625441 MAIL ADDRESS: STREET 1: VAN KAMPEN INVESTMENTS INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL RESERVE FUND DATE OF NAME CHANGE: 19951219 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL RESERVE FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GENERAL RESERVE FUND INC DATE OF NAME CHANGE: 19830912 N-Q 1 c98945nvq.txt QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-02482 Van Kampen Reserve Fund - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 1221 Avenue of the Americas, New York, New York 10020 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Ronald Robison 1221 Avenue of the Americas, New York, New York 10020 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 212-762-4000 Date of fiscal year end: 5/31 Date of reporting period: 8/31/05 Item 1. Schedule of Investments. The Fund's schedule of investments as of the close of the reporting period prepared pursuant to Rule 12-12 of Regulation S-X is as follows: VAN KAMPEN RESERVE FUND PORTFOLIO OF INVESTMENTS AUGUST 31, 2005 (UNAUDITED)
PAR YIELD ON AMOUNT MATURITY DATE OF AMORTIZED (000) DESCRIPTION DATE PURCHASE COST COMMERCIAL PAPER 59.6% $ 20,000 American Express Credit Corp. 09/22/05 3.515 % $ 19,959,167 20,000 American General Finance Corp. 09/13/05 3.348 19,977,867 10,000 American Honda Finance Corp. 09/12/05 3.473 9,989,428 10,000 American Honda Finance Corp. 10/19/05 3.639 9,951,733 20,000 CIT Group, Inc. 09/07/05 3.418 19,988,667 18,609 DaimlerChrysler Revolving Auto Conduit LLC 10/17/05 3.662 18,522,447 8,700 DNB Norbank ASA 10/12/05 3.615 8,664,429 20,000 Du Pont (E.I.) De Nemours & Co. 09/26/05 3.458 19,952,222 20,000 FCAR Owner Trust Ser I 09/08/05 3.410 19,986,817 20,000 General Electric Capital Corp. 01/09/06 3.729 19,735,667 20,000 HSBC Finance Corp. 10/27/05 3.623 19,888,311 20,000 MetLife Funding, Inc. 09/22/05 3.520 19,959,050 20,000 Mortgage Interest Networking Trust 09/20/05 3.516 19,963,056 20,000 New Center Asset Trust 10/14/05 3.661 19,913,044 5,000 Nordea North America, Inc. 12/30/05 3.636 4,940,500 21,000 Northern Trust Corp. 10/11/05 3.637 20,915,533 10,300 Sanpaolo IMI SpA 09/01/05 3.550 10,300,000 20,000 Toyota Motor Credit Corp. 09/15/05 3.408 19,973,633 ------------------ TOTAL COMMERCIAL PAPER 302,581,571 ------------------ FLOATING RATE NOTES 36.5% 20,000 Bank of America, NA 12/09/05 2.065 20,000,000 20,000 Bank of Nova Scotia 09/29/06 3.648 19,995,344 20,000 Barclays Bank PLC 06/21/06 3.520 19,997,902 21,150 Citigroup, Inc. 09/01/05 1.830 21,150,000 20,000 Credit Lyonnais 09/19/05 1.530 19,999,619 10,000 Fortis Bank 09/01/05 1.422 10,000,000 10,000 Royal Bank of Scotland PLC 03/15/06 3.014 9,998,002 10,000 Royal Bank of Scotland PLC 07/05/06 3.255 9,996,648 12,000 Southtrust Bank 06/01/06 2.971 12,006,274 20,000 U.S. Bank, National Association Cincinnati 09/29/06 3.625 19,995,178 15,000 Wells Fargo & Co. 03/03/06 3.093 15,010,451 7,000 Wells Fargo & Co. 09/15/06 3.800 7,009,855 ------------------ TOTAL FLOATING RATE NOTES 185,159,273 ------------------ CERTIFICATES OF DEPOSIT 3.9% 20,000 First Tennessee Bank, N.A. 10/25/05 3.580 20,000,000 ------------------ NOTE 3.9% 20,000 Standard Federal Bank, NA 10/31/05 3.670 20,000,000 ------------------ TOTAL INVESTMENTS 103.9% (a) 527,740,844 LIABILITIES IN EXCESS OF OTHER ASSETS (3.9%) (19,603,839) ------------------ NET ASSETS 100.0% $508,137,005 ------------------
Percentages are calculated as a percentage of net assets. (a) At August 31, 2005, cost is identical for both book and federal income tax purposes. Item 2. Controls and Procedures. (a) The Fund's principal executive officer and principal financial officer have concluded that the Fund's disclosure controls and procedures are sufficient to ensure that information required to be disclosed by the Fund in this Form N-Q was recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms, based upon such officers' evaluation of these controls and procedures as of a date within 90 days of the filing date of the report. (b) There were no changes in the Fund's internal control over financial reporting that occurred during the registrant's fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Fund's internal control over financial reporting. Item 3. Exhibits. (a) A certification for the Principal Executive Officer of the registrant is attached hereto as part of EX-99.cert. (b) A certification for the Principal Financial Officer of the registrant is attached hereto as part of EX-99.cert. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Van Kampen Reserve Fund By: /s/ Ronald E. Robison --------------------- Name: Ronald E. Robison Title: Principal Executive Officer Date: October 20, 2005 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By: /s/ Ronald E. Robison --------------------- Name: Ronald E. Robison Title: Principal Executive Officer Date: October 20, 2005 By: /s/ Phillip G. Goff --------------------- Name: Phillip G. Goff Title: Principal Financial Officer Date: October 20, 2005 EX-99.CERT 2 c98945exv99wcert.txt CERTIFICATION I, Ronald E. Robison, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Reserve Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: October 20, 2005 /s/ Ronald E. Robison --------------------- Principal Executive Officer I, Phillip G. Goff, certify that: 1. I have reviewed this report on Form N-Q of Van Kampen Reserve Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: October 20, 2005 /s/ Phillip G. Goff ------------------- Principal Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----