EX-99.(Z)(2) 12 c69996bpexv99wxzyx2y.txt LIST OF OFFICERS AND DIRECTORS EXHIBIT (z)(2) Richard F. Powers, III Managing Director, Chairman and New York, NY Chief Executive Officer; President of the Funds John H. Zimmermann, III Managing Director and President; Oakbrook Terrace, IL Vice President of the Funds A. Thomas Smith III Managing Director, General New York, NY Counsel and Secretary; Vice President and Secretary of the Funds Colette M. Saucedo Managing Director and Houston, TX Chief Administrative Officer Dominic C. Martellaro Managing Director Danville, CA Steven M. Massoni Managing Director Oakbrook Terrace, IL David M. Swanson Managing Director Oakbrook Terrace, IL Laurence J. Althoff Executive Director Oakbrook Terrace, IL Don J. Andrews Executive Director & Chief Compliance Oakbrook Terrace, IL Officer Sara L. Badler Executive Director; New York, NY Assistant Secretary of the Funds Patricia A. Bettlach Executive Director Chesterfield, MO Michael P. Boos Executive Director Oakbrook Terrace, IL David S. Hogaboom Executive Director Oakbrook Terrace, IL Michael B. Hughes Executive Director Oakbrook Terrace, IL Maura A. McGrath Executive Director New York, NY Andrew J. Scherer Executive Director Oakbrook Terrace, IL Gwen L. Shaneyfelt Executive Director Oakbrook Terrace, IL Robert Watson Executive Director Oakbrook Terrace, IL Scott Allen Wentsel Executive Director Oakbrook Terrace, IL Patrick M. Zacchea Executive Director Oakbrook Terrace, IL Dominick Cogliandro Executive Director & Asst. Treasurer New York, NY Gary R. DeMoss Executive Director Oakbrook Terrace, IL Richard G. Golod Executive Director Annapolis, MD Eric J. Hargens Executive Director Oakbrook Terrace, IL Troy D. Huber Executive Director Oakbrook Terrace, IL David Linton Executive Director Weston, CT Carl Mayfield Executive Director Lakewood, CO Mark R. McClure Executive Director Oakbrook Terrace, IL Robert F. Muller, Jr. Executive Director Cypress, FL Walter E. Rein Executive Director Oakbrook Terrace, IL James J. Ryan Executive Director Oakbrook Terrace, IL Elizabeth Vale Executive Director West Conshohocken, NJ Robert S. West Executive Director Oakbrook Terrace, IL Edward C. Wood, III Executive Director Oakbrook Terrace. IL James R. Yount Executive Director Coto De Caza, CA Gregory Heffington 1st Vice President Ft. Collins, CO Thomas Rowley 1st Vice President Oakbrook Terrace, IL James D. Stevens 1st Vice President North Andover, MA
James K. Ambrosio Vice President Lloyd Harbor, NY George Steven Amidon Vice President Oakbrook Terrace, IL Johanna Anders Vice President Oakbrook Terrace, IL Leslie Ann Ashton Vice President Salt Lake City, UT Matthew T. Baker Vice President Oakbrook Terrace, IL Scott C. Bernstiel Vice President Freehold, NJ Roger J. Bianco Vice President Highlands Ranch, CO Carol S. Biegel Vice President Naperville, IL Brian E. Binder Vice President Oakbrook Terrace, IL Christopher M. Bisaillon Vice President Chicago, IL William Edwin Bond Vice President New York, NY Elizabeth M. Brown Vice President Houston, TX Michael Winston Brown Vice President Colleyville, TX John T. Browning Vice President Oakbrook Terrace, IL Loren Burket Vice President Plymouth, MN Juanita E. Buss Vice President Kennesaw, GA Richard J. Charlino Vice President Oakbrook Terrace, IL Deanne Margaret Chiaro Vice President Hermosa Beach, CA Scott A. Chriske Vice President Safety Harbor, FL Richard E. Christman Vice President San Francisco, CA German Clavijo Vice President Tucker, GA Michael Colston Vice President Louisville, KY Gina Costello Vice President & Asst. Secretary Oakbrook Terrace, IL Suzanne Cummings Vice President Oakbrook Terrace, IL Pat Flynn Dredze Vice President Oakbrook Terrace, IL Paula Duerr Vice President Oakbrook Terrace, IL Craig Alan Dumnich Vice President Perryville, MD Michael E. Eccleston Vice President Chicago, IL William J. Fow Vice President Redding, CT David Joseph Fredrick Vice President Newton, MA Charles Friday Vice President Gibsonia, PA Robert P. Glover Vice President Princeton, NJ Daniel Hamilton Vice President Austin, TX John G. Hansen Vice President San Francisco, CA William G. Harrigan Vice President New York, NY Michael D. Hibsch Vice President Nashville, TN Kevin P. Holleron Vice President Oakbrook Terrace, IL Michelle Huber Vice President Oakbrook Terrace, IL Lowell Jackson Vice President Roswell, GA Nancy Johannsen Vice President Oakbrook Terrace, IL Laurie L. Jones Vice President Houston, TX Tara Jones Vice President Oakbrook Terrace, IL Louis Gregory Kafkes Vice President Oakbrook Terrace, IL Thomas Patrick Kelly Vice President Oakbrook Terrace, IL Robert Daniel Kendall Vice President Oakbrook Terrace, IL Gary F. Kleinschmidt Vice President Chalfont, PA Frederick Kohly Vice President Miami, FL Lisa Therese Kueng Vice President Oakbrook Terrace, IL Tony E. Leal Vice President Houston, TX
Holly Lieberman Vice President Oakbrook Terrace, IL Ivan R. Lowe Vice President Houston, TX Richard M. Lundgren Vice President River Forest, IL Christopher Mackay Vice President Ann Arbor, MI Douglas M. Macomber Vice President Elmhurst, IL Eric J. Marmoll Vice President Oakbrook Terrace, IL Anne Therese McGrath Vice President San Francisco, CA John Mills Vice President Kenner, LA Elisa R. Mitchell Vice President & Assistant Secretary Oakbrook Terrace, IL Stuart R. Moehlman Vice President Houston, TX Alexis Montoya Vice President New York, NY Sterling Tyler Moore Vice President San Francisco, CA Lance O'Brian Murphy Vice President Dallas, TX Grant R. Myers Vice President Houston, TX Elizabeth A. Nelson Vice President & Assistant Secretary Oakbrook Terrace, IL Peter Nicholas Vice President Marblehead, MA James A. O'Brien Vice President Rochester, NY Mark E. O'Donnell Vice President Watertown, MA Timothy Jay Ott Vice President Highland, VA Pete Papageorgakis Vice President Oakbrook Terrace, IL Gregory S. Parker Vice President Bellaire, TX Paul R. Peterson Vice President Oakbrook Terrace, IL Richard J. Poli Vice President Downingtown, PA Shannon C. Poley Vice President Oakbrook, IL Ronald E. Pratt Vice President Alpharetta, GA Theresa Marie Renn Vice President Oakbrook Terrace, IL Kevin Wayne Reszel Vice President Oakbrook Terrace, IL Michael W. Rohr Vice President Naperville, IL Suzette N. Rothberg Vice President Maple Grove, MN Jason F. Ruimerman Vice President Salem, MA Thomas J. Sauerborn Vice President New York, NY Diane Saxon Vice President & Assistant Treasurer Oakbrook Terrace, IL Maura Scherer Vice President Oakbrook Terrace, IL Stanley S. Schiewe Vice President Keller, TX Timothy M. Scholten Vice President New Albany, OH Robert Schumacher Vice President Oakbrook Terrace, IL Frank Skubic Vice President San Francisco, CA Heather Smith Vice President Richmond, VA Christopher J. Staniforth Vice President Leawood, KS Richard Stefanec Vice President Tarzana, CA Terry L. Swenson Vice President Amery, WI Brian S. Terwilliger Vice President Oakbrook Terrace, IL Joseph L. Thomas Vice President San Diego, CA Albert L. Thompson Vice President Oakbrook Terrace, IL John F. Tierney Vice President Oakbrook Terrace, IL Hugh C. Triplett Vice President Thousand Oaks, CA Thomas Buckley Tyson Vice President Oakbrook Terrace, IL Brett Van Bortel Vice President Oakbrook Terrace, IL Larry Brian Vickrey Vice President Houston, TX Daniel B. Waldron Vice President Oakbrook Terrace, IL Jeff Warland Vice President Oakbrook Terrace, IL Sharon Wells Coicou Vice President New York, NY Steven P. Werner Vice President Mission Viejo, CA Harold Whitworth, III Vice President Liberty Township, OH Joel John Wilczewski Vice President Franklin, TN Thomas M. Wilson Vice President Oakbrook Terrace, IL Barbara A. Withers Vice President Oakbrook Terrace, IL John Wyckoff Vice President Santa Monica, CA
David M. Wynn Vice President Chandler, AZ Lynn Chadderton Asst. Vice President Valrico, FL Regina Coleman Asst. Vice President Oakbrook Terrace, IL Kristen L. Doss Asst. Vice President Houston, TX Tammy Echevarria-Davis Asst. Vice President Oakbrook Terrace, IL Craig S. Falduto Asst. Vice President Oakbrook Terrace, IL Walter C. Gray Asst. Vice President Oakbrook Terrace, IL Thomas Johnson Asst. Vice President New York NY Christine K. Putong Asst. Vice President & Asst. Secretary Oakbrook Terrace, IL Dennis M. Rady Asst. Vice President Oakbrook Terrace, IL Leah Richardson Asst. Vice President Oakbrook Terrace, IL David P. Robbins Asst. Vice President Oakbrook Terrace, IL Pamela S. Salley Asst. Vice President Houston, TX David T. Saylor Asst. Vice President Oakbrook Terrace, IL Lisa Schultz Asst. Vice President Oakbrook Terrace, IL Laurel Shipes Asst. Vice President Duluth, GA Michael Trizil Asst. Vice President Oakbrook Terrace, IL David H. Villarreal Asst. Vice President Oakbrook Terrace, IL Judy Wooley Asst. Vice President Houston, TX Cathy Napoli Assistant Secretary Oakbrook Terrace, IL Scott P. Pedersen Assistant Secretary Oakbrook Terrace, IL John Browning Officer Oakbrook Terrace, IL Leticia George Officer Houston, TX William D. McLaughlin Officer Houston, TX Rebecca Newman Officer Houston, TX John Yovanovic Officer Houston, TX Richard F. Powers, III Director New York, NY A. Thomas Smith III Director New York, NY John H. Zimmermann, III Director Oakbrook Terrace, IL