0001209191-20-021115.txt : 20200325
0001209191-20-021115.hdr.sgml : 20200325
20200325163620
ACCESSION NUMBER: 0001209191-20-021115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200323
FILED AS OF DATE: 20200325
DATE AS OF CHANGE: 20200325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22405
FILM NUMBER: 20742549
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN GENERAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000005108
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22405
FILM NUMBER: 20742550
BUSINESS ADDRESS:
STREET 1: 2727-A ALLEN PARKWAY
CITY: HOUSTON
STATE: TX
ZIP: 77019
BUSINESS PHONE: 7135221111
MAIL ADDRESS:
STREET 1: 2919 ALLEN PARKWAY, L4-01
CITY: HOUSTON
STATE: TX
ZIP: 77019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ClearBridge MLP & Midstream Fund Inc.
CENTRAL INDEX KEY: 0001488775
IRS NUMBER: 272282398
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: (888) 777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: ClearBridge Energy MLP Fund Inc.
DATE OF NAME CHANGE: 20100407
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-23
0
0001488775
ClearBridge MLP & Midstream Fund Inc.
CEM
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
0000005108
AMERICAN GENERAL LIFE INSURANCE CO
2727-A ALLEN PARKWAY
HOUSTON
TX
77019
0
0
0
1
See Remarks
3.46% Senior Secured Notes Series I due 6/11/2025
2020-03-23
4
J
0
1213235.29
1249393.75
D
1210345.49
I
Held through subsidiaries
3.56% Senior Secured Notes Series J due 6/11/2027
2020-03-23
4
J
0
3235294.12
3332633.33
D
3227587.98
I
Held through subsidiaries
3.76% Senior Secured Notes Series K due 6/11/2030
2020-03-23
4
J
0
4448529.41
4584891.66
D
4437933.47
I
Held through subsidiaries
The reported disposition was pursuant to a partial prepayment by the issuer at a price equal to the face value of the prepaid securities, plus accrued and unpaid interest, plus a pro rata portion of the make-whole amount with respect to the principal, calculated in accordance with the note purchase agreement, dated as of June 11, 2015.
American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $806,896.99 principal amount and $403,448.50 principal amount, respectively, of the 3.46% Senior Secured Notes, Series I, due June 11, 2025 (the "Series I Notes"). AIG is an indirect beneficial owner of the Series I Notes.
AGLIC directly holds $3,227,587.98 principal amount of the 3.56% Senior Secured Notes, Series J, due June 11, 2027 (the "Series J Notes"). AIG is an indirect beneficial owner of the Series J Notes.
AGLIC and The United States Life Insurance Company in The City of New York directly hold $2,985,518.88 principal amount and $1,452,414.59 principal amount, respectively, of the 3.76% Senior Secured Notes, Series K, due June 11, 2030 (the "Series K Notes"). AIG is an indirect beneficial owner of the Series K Notes.
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
/s/ Geoffrey N. Cornell, Authorized Signatory of American International Group, Inc.
2020-03-25
/s/ Julie A. Cotton Hearne, Authorized Signatory of American General Life Insurance Company
2020-03-25