0000899243-17-011221.txt : 20170428
0000899243-17-011221.hdr.sgml : 20170428
20170428174743
ACCESSION NUMBER: 0000899243-17-011221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150924
FILED AS OF DATE: 20170428
DATE AS OF CHANGE: 20170428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
CENTRAL INDEX KEY: 0001500096
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 310-284-6438
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE
STREET 2: SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VARIABLE ANNUITY LIFE INSURANCE CO /TX/
CENTRAL INDEX KEY: 0000910586
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 17797546
BUSINESS ADDRESS:
STREET 1: 2929 ALLEN PARKWAY
STREET 2: P O BOX 3206
CITY: HOUSTON TEXAS
STATE: TX
ZIP: 77253-3206
BUSINESS PHONE: 7135221111
MAIL ADDRESS:
STREET 1: 2929 ALLEN PARKWAY A28-40
CITY: HOUSTON
STATE: TX
ZIP: 77019-2155
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN GENERAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000005108
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 17797547
BUSINESS ADDRESS:
STREET 1: 2727-A ALLEN PARKWAY
CITY: HOUSTON
STATE: TX
ZIP: 77019
BUSINESS PHONE: 7135221111
MAIL ADDRESS:
STREET 1: 2929 ALLEN PARKWAY, A30-25
CITY: HOUSTON
STATE: TX
ZIP: 77019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: United States Life Insurance Co in the City of New York
CENTRAL INDEX KEY: 0001310558
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 17797548
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 1-310-772-6505
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN HOME ASSURANCE CO
CENTRAL INDEX KEY: 0000005181
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 17797549
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AMERICAN INTERNATIONAL GROUP INC
CENTRAL INDEX KEY: 0000005272
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22467
FILM NUMBER: 17797550
BUSINESS ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 2127707000
MAIL ADDRESS:
STREET 1: 175 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: AMERICAN INTERNATIONAL ENTERPRISES INC
DATE OF NAME CHANGE: 19700507
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-24
0
0001500096
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
KMF
0000005272
AMERICAN INTERNATIONAL GROUP INC
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
0000005181
AMERICAN HOME ASSURANCE CO
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
0001310558
United States Life Insurance Co in the City of New York
175 WATER STREET
NEW YORK
NY
10038
0
0
0
1
See Remarks
0000005108
AMERICAN GENERAL LIFE INSURANCE CO
2727-A ALLEN PARKWAY
HOUSTON
TX
77019
0
0
0
1
See Remarks
0000910586
VARIABLE ANNUITY LIFE INSURANCE CO /TX/
2727-A ALLEN PARKWAY
HOUSTON
TX
77019
0
0
0
1
See Remarks
Series B Mandatory Redeemable Preferred Shares
2015-12-24
4
J
0
133333
25.50
D
266667
I
Held through subsidiaries
Series B Mandatory Redeemable Preferred Shares
2016-02-16
4
J
0
266667
25.50
D
0
D
Series C Mandatory Redeemable Preferred Shares
2016-02-16
4
J
0
150000
25.50
D
1050000
I
Held through subsidiaries
3.93% Series A Senior Unsecured Notes due March 3, 2016
2015-09-24
4
J
0
5454545.45
5498181.81
D
4545454.55
I
Held through subsidiaries
3.93% Series A Senior Unsecured Notes due March 3, 2016
2015-09-29
4
J
0
3636363.64
3665454.55
D
909090.91
I
Held through subsidiaries
3.93% Series A Senior Unsecured Notes due March 3, 2016
2015-12-07
4
J
0
909090.91
914545.46
D
0
D
4.62% Series B Senior Unsecured Notes due March 3, 2018
2015-12-07
4
J
0
2250000
2400750.00
D
6750000.00
I
Held through subsidiaries
4.62% Series B Senior Unsecured Notes due March 3, 2018
2015-12-14
4
J
0
3000000
3195000.00
D
3750000.00
I
Held through subsidiaries
4.62% Series B Senior Unsecured Notes due March 3, 2018
2016-01-12
4
J
0
2850000
3040950.00
D
900000.00
I
Held through subsidiaries
4.62% Series B Senior Unsecured Notes due March 3, 2018
2016-02-18
4
J
0
900000
918000.00
D
0
D
4.00% Series C Senior Unsecured Notes due March 22, 2022
2015-12-14
4
J
0
4000000
4080000.00
D
6000000.00
I
Held through subsidiaries
4.00% Series C Senior Unsecured Notes due March 22, 2022
2016-02-18
4
J
0
1800000
1836000.00
D
4200000.00
I
Held through subsidiaries
3.46% Series E Senior Unsecured Notes due July 30, 2021
15000000.00
I
Held through subsidiaries
The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities.
The Variable Annuity Life Insurance Company ("VALIC"), a wholly owned subsidiary of American International Group, Inc. ("AIG"), directly held the reported shares of the Series B Mandatory Redeemable Preferred Shares (the "Series B MRPS"). AIG was an indirect beneficial owner of the Series B MRPS.
After giving effect to the redemption on February 16, 2016, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of AIG, American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, and United Guaranty Mortgage Insurance Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 698,250 shares, 341,250 shares and 10,500 shares, respectively, of the Series C Mandatory Redeemable Preferred Shares (the "Series C MRPS"). On July 11, 2016, as part of an exchange of securities baskets, UGMIC transferred 10,500 shares of the Series C MRPS to AHAC. AIG is an indirect beneficial owner of the Series C MRPS.
The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.8% of the face value of the redeemed securities.
The United States Life Insurance Company in the City of New York ("USLIC"), an indirect wholly owned subsidiary of AIG, directly held the reported principal amount of the 3.93% Series A Senior Unsecured Notes due March 3, 2016 (the "Series A Notes"). AIG was an indirect beneficial owner of the Series A Notes.
The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 100.6% of the face value of the redeemed securities.
The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.7% of the face value of the redeemed securities.
AGLIC directly held the reported principal amount of the 4.62% Series B Senior Unsecured Notes due March 3, 2018 (the "Series B Notes"). AIG was an indirect beneficial owner of the Series B Notes.
The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.5% of the face value of the redeemed securities.
The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 106.7% of the face value of the redeemed securities.
After giving effect to the redemption on December 14, 2015, AIG Property Casualty Company ("APCC"), also an indirect wholly owned subsidiary of AIG, and VALIC directly held $2,400,000.00 and $3,600,000.00 principal amount, respectively, of the 4.00% Series C Senior Unsecured Notes due March, 22, 2022 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes.
After giving effect to the redemption on February 18, 2016, APCC and VALIC directly hold $1,680,000.00 principal amount and $2,520,000.00 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes.
AHAC, USLIC and VALIC directly hold $4,875,000.00 principal amount, $9,875,000.00 principal amount and $250,000.00 principal amount, respectively, of the 3.46% Series E Senior Secured Notes due July 30, 2021 (the "Series E Notes"). AIG is an indirect beneficial owner of the Series E Notes.
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.
/s/ Geoffrey N. Cornell, Authorized Signatory of American International Group, Inc.
2017-04-28
/s/ Julie A. Cotton Hearne, Authorized Signatory of American General Life Insurance Company
2017-04-28
/s/ Martin J. Bogue, Authorized Signatory of American Home Assurance Company
2017-04-28
/s/ Julie A. Cotton Hearne, Authorized Signatory of The Variable Annuity Life Insurance Company
2017-04-28
/s/ Julie A. Cotton Hearne, Authorized Signatory of The United States Life Insurance Company in The City of New York
2017-04-28