0001214659-17-003850.txt : 20170605 0001214659-17-003850.hdr.sgml : 20170605 20170605163149 ACCESSION NUMBER: 0001214659-17-003850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Pennsylvania Value Municipal Income Trust CENTRAL INDEX KEY: 0000895528 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 367017427 STATE OF INCORPORATION: PA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET, N.E. STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-439-3217 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET, N.E. STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Van Kampen Pennsylvania Value Municipal Income Trust DATE OF NAME CHANGE: 20100601 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST DATE OF NAME CHANGE: 19981006 FORMER COMPANY: FORMER CONFORMED NAME: VAN KAMPEN AMERICAN CAPITAL PENNSYLVANIA VALUE MUNIC INCO TR DATE OF NAME CHANGE: 19971007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROYAL BANK OF CANADA CENTRAL INDEX KEY: 0001000275 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07398 FILM NUMBER: 17891592 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA STREET 2: 200 BAY STREET CITY: TORONTO STATE: A6 ZIP: M5J2J5 BUSINESS PHONE: 2128587116 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA STREET 2: 200 BAY STREET CITY: TORONTO STATE: A6 ZIP: M5J2J5 FORMER NAME: FORMER CONFORMED NAME: ROYAL BANK OF CANADA \ DATE OF NAME CHANGE: 19950908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBC Municipal Products, Inc. CENTRAL INDEX KEY: 0001548814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07398 FILM NUMBER: 17891593 BUSINESS ADDRESS: STREET 1: 3 WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (212) 858-7216 MAIL ADDRESS: STREET 1: 3 WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07398 FILM NUMBER: 17891594 BUSINESS ADDRESS: STREET 1: RBC DAIN RAUSCHER PLAZA STREET 2: 60 SOUTH SIXTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612 371-2711 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER NAME: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER NAME: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER NAME: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 4 1 f61170f4.xml OWNERSHIP DOCUMENT X0306 4 2017-06-01 0 0000895528 Invesco Pennsylvania Value Municipal Income Trust VPV 0000050916 RBC Capital Markets, LLC BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281 0 0 1 0 0001548814 RBC Municipal Products, Inc. 3 WORLD FINANCIAL CENTER 200 VESEY STREET NEW YORK NY 10281 0 0 1 0 0001000275 ROYAL BANK OF CANADA ROYAL BANK PLAZA 200 BAY STREET TORONTO A6 M5J2J5 ONTARIO, CANADA 0 0 1 0 Variable Rate Muni Term Preferred Shares 2017-06-01 4 J 0 75 100000 A 1376 D This statement is jointly filed by Royal Bank of Canada ("RBC"), RBC Municipal Products, LLC (the successor by conversion of RBC Municipal Products, Inc.) ("MPI") and RBC Capital Markets, LLC ("RBCCM"). RBC holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect 100% ownership of its subsidiaries RBCCM and MPI. The 75 Variable Rate Muni Term Preferred Shares ("VMTP Shares") acquired on June 1, 2017 are directly held by RBC Capital Markets, LLC, which is a wholly owned indirect subsidiary of RBC. MPI is the beneficial owner of 1,301 VMTP Shares which were previously deposited by MPI with The Bank of New York Mellon, as trustee of RBC Taxable TOB Trust, Series E-52, a Delaware trust that is a tender option bond financing trust (the "TOB"). MPI is the beneficial owner of 1,301 VMTP Shares through its ownership of the residual certificates issued by the TOB. MPI also holds the right to dissolve the TOB, dispose of the 1,301 VMTP Shares and direct certain voting and consent rights on such VMTP Shares. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. 1 This Form 4 was executed by John Penn pursuant to the power of attorney filed with the Securities and Exchange Commission on November 12, 2010 in connection with a Schedule 13G/A for RMR Real Estate Income Fund, which power of attorney is incorporated herein by reference. 2 This Form 4 was executed by John Penn pursuant to the power of attorney filed with the Securities and Exchange Commission on August 9, 2013 in connection with a Schedule 13G/A for RMR Real Estate Income Fund, which power of attorney is incorporated herein by reference. /s/ John Penn 1 2017-06-02 /s/ Joseph Huesman 2017-06-02 /s/ John Penn 2 2017-06-02 EX-99.1 2 ex99_1.htm JOINT FILING AGREEMENT
EXHIBIT 99.1
 
JOINT FILING AGREEMENT
 

 
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
 
IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
 
Date: June 2, 2017
  
RBC MUNICIPAL PRODUCTS, LLC
     
     
   
By: /s/ Joseph Huesman
   
Name:  Joseph Huesman
   
Title:    President
     
     
   
ROYAL BANK OF CANADA
     
     
   
By: /s/ John Penn3
   
Name:  John Penn
   
Title:    Authorized Signatory
     
     
   
RBC CAPITAL MARKETS, LLC
     
     
   
By: /s/ John Penn4
   
Name:  John Penn
   
Title:    Authorized Signatory

 


3 This Joint Filing Agreement was executed by John Penn pursuant to the power of attorney filed with the Securities and Exchange Commission on August 9, 2013 in connection with a Schedule 13G/A for RMR Real Estate Income Fund, which power of attorney is incorporated herein by reference.
4 This Joint Filing Agreement was executed by John Penn pursuant to the power of attorney filed with the Securities and Exchange Commission on November 12, 2010 in connection with a Schedule 13G/A for RMR Real Estate Income Fund, which power of attorney is incorporated herein by reference.
 
 
 
 EX-99.2 3 ex99_2.htm JOINT FILER INFORMATION
EXHIBIT 99.2

JOINT FILER INFORMATION


 
Item
  
Information
Name:
  
Royal Bank of Canada
 
Address:
  
200 Bay Street
Toronto, Ontario
Canada M5J 2J5
 
Date of Event Requiring Statement (Month/Day/Year):
 
  
June 1, 2017
Issuer Name and Ticker or Trading Symbol:
 
  
Invesco Pennsylvania Value Municipal Income Trust (VPV)
Relationship of Reporting Person(s) to Issuer:
 
  
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
 
  
Not Applicable
Individual or Joint/Group Filing:
 
  
Form filed by More than One Reporting Person
Signature:
  
ROYAL BANK OF CANADA
 
 
 
By: /s/ John Penn5
Name: John Penn
Title:   Authorized Signatory
Date:  June 2, 2017
 

 


5 This Joint Filer Information was executed by John Penn pursuant to the power of attorney filed with the Securities and Exchange Commission on August 9, 2013 in connection with a Schedule 13G/A for RMR Real Estate Income Fund, which power of attorney is incorporated herein by reference.
 
 
Item
  
Information
Name:
  
RBC Municipal Products, LLC
Address:
  
3 World Financial Center
200 Vesey Street
New York, New York  10281
Date of Event Requiring Statement (Month/Day/Year):
  
June 1, 2017
Issuer Name and Ticker or Trading Symbol:
  
Invesco Pennsylvania Value Municipal Income Trust (VPV)
Relationship of Reporting Person(s) to Issuer:
  
10% Owner
If Amendment, Date Original Filed (Month/Day/Year):
  
Not Applicable
Individual or Joint/Group Filing:
  
Form filed by More than One Reporting Person
Signature:
  
RBC Municipal Products, LLC

By: Joseph Huesman
    Name: Joseph Huesman
    Title:   President
    Date:  June 2, 2017