0000050916-24-000016.txt : 20240627
0000050916-24-000016.hdr.sgml : 20240627
20240627152340
ACCESSION NUMBER: 0000050916-24-000016
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: DAVID,MICHAEL,ALEXANDER,
FILED AS OF DATE: 20240627
DATE AS OF CHANGE: 20240627
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBC Capital Markets, LLC
CENTRAL INDEX KEY: 0000050916
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 411416330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04312
FILM NUMBER: 241078360
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 612-313-6330
MAIL ADDRESS:
STREET 1: 60 SOUTH 6TH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: RBC Capital Markets CORP
DATE OF NAME CHANGE: 20080325
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC
DATE OF NAME CHANGE: 20060110
FORMER COMPANY:
FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP
DATE OF NAME CHANGE: 20011228
MA-I/A
1
primary_doc.xml
MA-I/A
0000050916
XXXXXXXX
Chad Evans
319-350-0507
chad.evans@rbc.com
SecuritiesLicensingSpecialists@rbc.com
N
0000050916-23-000014
N
Michael
Alexander
David
7733937
N
1
0000050916
RBC Capital Markets, LLC
05-01-2023
N
867-01264
LOCATED
05-01-2023
2398 EAST CAMELBACK ROAD
SUITE 700
PHOENIX
AZ
85016
MIKE
NMN
DAVID
05-2023
RBC CAPITAL MARKETS, LLC
PHOENIX
AZ
85016
Y
Y
REGISTERED REPRESENTATIVE
03-2020
04-2023
THE OHIO STATE UNIVERSITY
COLUMBUS
OH
43210
N
Y
SENIOR STRATEGIC PLANNING ANALYST
01-2020
03-2020
PROLINK STAFFING
COLUMBUS
OH
43210
N
Y
TREASURY ASSOCIATE
09-2019
12-2019
SRITECH GLOBAL
COLUMBUS
OH
43210
N
N
FINANCIAL REPORTING CONSULTANT
05-2017
08-2019
SYCAMORE GROWTH GROUP, LLC
DUBLIN
OH
43210
N
N
LEAD FINANCIAL ANAYLST
05-2017
04-2018
MANLEY DEAS KOCHALSKI, LLC
COLUMBUS
OH
43210
N
N
LEGAL INTERN
12-2016
04-2017
THE OHIO STATE UNIVERSITY
COLUMBUS
OH
43210
N
N
STUDENT EMPLOYEE
09-2016
11-2016
UNEMPLOYED
COLUMBUS
OH
43210
N
N
FULL-TIME STUDENT
05-2015
09-2016
LOWES HOME IMPROVEMENT
COLUMBUS
OH
43210
N
N
ASSOCIATE
09-2014
05-2015
UNEMPLOYED
COLUMBUS
OH
43210
N
N
FULL-TIME STUDENT
07-2014
08-2014
PLANES MOVING AND STORAGE
WEST CHESTER
OH
45069
N
N
ASSOCIATE
12-2013
04-2014
OHIO STATE UNIVERSITY
COLUMBUS
OH
43210
N
N
STUDENT EMPLOYEE
04-2013
12-2013
UNEMPLOYED
CINCINNATI
OH
45201
N
N
FULL-TIME STUDENT
Y
05-2019
DAWG SHACK OHIO, LLC
1072 WEBRIDGE RD
APT C
COLUMBUS
OH
43220
N
N
NO ACTIVE BUSINESS BEING CONDUCTED
SOLE PARTNER
0
NONE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-27-2024
Chad Evans
Licensing Specialist