0000050916-24-000016.txt : 20240627 0000050916-24-000016.hdr.sgml : 20240627 20240627152340 ACCESSION NUMBER: 0000050916-24-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: DAVID,MICHAEL,ALEXANDER, FILED AS OF DATE: 20240627 DATE AS OF CHANGE: 20240627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Capital Markets, LLC CENTRAL INDEX KEY: 0000050916 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 411416330 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04312 FILM NUMBER: 241078360 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 612-313-6330 MAIL ADDRESS: STREET 1: 60 SOUTH 6TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: RBC Capital Markets CORP DATE OF NAME CHANGE: 20080325 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER INC DATE OF NAME CHANGE: 20060110 FORMER COMPANY: FORMER CONFORMED NAME: RBC DAIN RAUSCHER CORP DATE OF NAME CHANGE: 20011228 MA-I/A 1 primary_doc.xml MA-I/A 0000050916 XXXXXXXX Chad Evans 319-350-0507 chad.evans@rbc.com SecuritiesLicensingSpecialists@rbc.com N 0000050916-23-000014 N Michael Alexander David 7733937 N 1 0000050916 RBC Capital Markets, LLC 05-01-2023 N 867-01264 LOCATED 05-01-2023 2398 EAST CAMELBACK ROAD SUITE 700 PHOENIX AZ 85016 MIKE NMN DAVID 05-2023 RBC CAPITAL MARKETS, LLC PHOENIX AZ 85016 Y Y REGISTERED REPRESENTATIVE 03-2020 04-2023 THE OHIO STATE UNIVERSITY COLUMBUS OH 43210 N Y SENIOR STRATEGIC PLANNING ANALYST 01-2020 03-2020 PROLINK STAFFING COLUMBUS OH 43210 N Y TREASURY ASSOCIATE 09-2019 12-2019 SRITECH GLOBAL COLUMBUS OH 43210 N N FINANCIAL REPORTING CONSULTANT 05-2017 08-2019 SYCAMORE GROWTH GROUP, LLC DUBLIN OH 43210 N N LEAD FINANCIAL ANAYLST 05-2017 04-2018 MANLEY DEAS KOCHALSKI, LLC COLUMBUS OH 43210 N N LEGAL INTERN 12-2016 04-2017 THE OHIO STATE UNIVERSITY COLUMBUS OH 43210 N N STUDENT EMPLOYEE 09-2016 11-2016 UNEMPLOYED COLUMBUS OH 43210 N N FULL-TIME STUDENT 05-2015 09-2016 LOWES HOME IMPROVEMENT COLUMBUS OH 43210 N N ASSOCIATE 09-2014 05-2015 UNEMPLOYED COLUMBUS OH 43210 N N FULL-TIME STUDENT 07-2014 08-2014 PLANES MOVING AND STORAGE WEST CHESTER OH 45069 N N ASSOCIATE 12-2013 04-2014 OHIO STATE UNIVERSITY COLUMBUS OH 43210 N N STUDENT EMPLOYEE 04-2013 12-2013 UNEMPLOYED CINCINNATI OH 45201 N N FULL-TIME STUDENT Y 05-2019 DAWG SHACK OHIO, LLC 1072 WEBRIDGE RD APT C COLUMBUS OH 43220 N N NO ACTIVE BUSINESS BEING CONDUCTED SOLE PARTNER 0 NONE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-27-2024 Chad Evans Licensing Specialist